Toric geometry and integral affine structures
in non-archimedean mirror symmetry
Abstract
We study integral dlt models of a proper -variety along a toric stratum of the special fiber. We prove that the associated Berkovich retraction - from the non-archimedean analytification of onto the dual complex of the model - is an affinoid torus fibration around the simplex corresponding to the toric stratum, which extends results in [NXY19]. This allows us to construct new types of non-archimedean retractions for maximally degenerate families of quartic K3 surfaces and quintic -folds, by gluing several non-archimedean SYZ fibrations, each one toric along a codimension one stratum. We then show that the new retractions induce the same singular integral affine structures that arise on the dual complex of toric degenerations in the Gross-Siebert program, as well as on the Gromov-Hausdorff limit of the family.
Introduction
Let be a polarized family of -dimensional Calabi–Yau varieties over the punctured disk ; each fiber additionally carries a unique Ricci-flat Kähler-metric , according to the celebrated Yau theorem. We will be primarily interested in such families that are maximally degenerate, in the following sense: the monodromy acting on the degree cohomology of the general fiber has a Jordan block of maximal (that is, ) size.
In this setting, the Strominger-Yau-Zaslow conjecture predicts that the general fiber admits a fibration , called an SYZ fibration, whose base is a real -dimensional topological manifold (even a sphere if the are strict Calabi–Yau), and whose fibers are special Lagrangian tori away from a discriminant locus of codimension in .
An SYZ fibration endows with a singular integral affine structure, induced by action-angle coordinates. This means that, in the complement of the discriminant locus of the fibration, the transition functions between charts of are affine transformations in .
Moreover, the limit for of the metric spaces should correspond to the metric collapse of the torus fibers of . Then, the (suitably rescaled) Gromov-Hausdorff limit of should coincide with the space , endowed with a metric which in affine coordinates satisfies a real Monge–Ampère equation away from the discriminant locus.
While some examples of special Lagrangian torus fibrations can be produced, dealing with the general case seems very difficult. The insight of Kontsevich and Soibelman is to replace the above conjecture by an analogous one in the non-archimedean world, and to interpret the latter as an asymptotic limit of the complex phenomenon when . We now elaborate on this idea.
Consider the field of Laurent power series, which comes equipped with the non-archimedean valuation , order of vanishing at ; the family can be viewed as a variety over . Within this framework, we associate with a topological space, called the Berkovich space of ; this is a space of real (semi)valuations on (see Section 1.3).
A way to construct and visualize points of is to consider models of over . Indeed, any suitably regular (dlt) model of has an associated simplicial subset , called the skeleton of and homeomorphic to the dual (intersection) complex of the degenerate fiber of , and a continuous retraction (see Sections 1.4 and 1.5 for more details). It follows that encodes geometric information coming from degenerations of and about combinatorics of models of .
Among various models and associated skeletons, minimal (in the sense of MMP) models of determine a canonical skeleton , called the essential skeleton of and independent of the choice of the minimal model. The essential skeleton and the retractions , which do depend on , are of particular relevance in the non-archimedean reformulation of the SYZ conjecture as the following conjectures point out.
The key idea is that Berkovich theory should allow to construct (non-unique) non-archimedean avatars of SYZ fibrations.
More precisely, in [KS06] Kontsevich and Soibelman conjecture that the essential skeleton can be endowed with an integral affine structure outside of a codimension 2 piecewise-affine subset , such that the following holds. The space can be recovered from the Kähler geometry of , as a (suitably rescaled) Gromov-Hausdorff limit of the metric spaces . Moreover, the limiting metric on should satisfy the following: outside of , the metric is given locally in affine coordinates by the Hessian of a convex function, satisfying a real Monge-Ampère equation. It is furthermore expected that this limiting affine structure can be recovered by a map , which is a non-archimedean analog of the SYZ fibration.
The construction of the above fibration is made more rigorous in [NXY19]. The authors prove that the retraction associated with a minimal model is an affinoid torus fibration away from a codimension 2 locus of the base - the non-archimedean analog of a smooth torus fibration - and induces an integral affine structure there, as the SYZ heuristic and the conjecture by Kontsevich and Soibelman predict. Here in particular the transition functions of the integral affine structure are in .
The local model for affinoid torus fibrations is the tropicalization map , where and is the cocharacter lattice of the torus . Global examples of such retractions are given as follows: given a (non-proper) toric variety over which is a model of , the retraction is a restriction of . This reduces the proof of the result in [NXY19] to showing that minimal models are in fact toric along one-dimensional strata of the special fiber when the latter is reduced.
At this point the base of the SYZ fibration appears to be well identified - as the essential skeleton or equivalently the dual complex of any minimal model - while the affine structure and the metric are not. In fact, the construction in [NXY19] yields integral affine structures that depend on the additional choice of a model, while the Kontsevich–Soibelman conjecture predicts uniqueness, at least of the metric space.
Moreover, the location and the nature of the singularities obtained in [NXY19] differ from previous constructions in mirror symmetry.
Such discrepancy already appears in the case of quintic three-folds in . On one side, the constructions in [Rua01, Gro01] - using symplectic and toric geometry - yield an affine structure on a triangulated -sphere whose singularities are located away from the vertices. On the other side, the discriminant locus of the non-archimedean SYZ fibration constructed in [NXY19] passes through the vertices of the triangulation.
Moreover, the recent work in [Li19] provides evidence that for a degeneration of Fermat hypersurfaces, the affine structure on the Gromov-Hausdorff limit of the Kähler Ricci-flat metric on the nearby fibers has its singularities located inside the cells of codimension one and away from the vertices.
In this paper we deal with the apparent incompatibility raised by the expected affine structures on the essential skeleton and the ones induced by non-archimedean SYZ fibration. To this purpose, we further develop the non-archimedean approach, and produce examples of a new type of non-archimedean retractions. This allows us to construct singular integral affine structures which are both compatible with SYZ mirror symmetry, and built by means of non-archimedean tools. In this respect, our results provide new evidence for the dictionary between the SYZ heuristic and the non-archimedean interpretation of mirror symmetry.
Inspired by the example [KS06, §4.2.5] of an integral affine structure on the sphere with singular points, associated with a degeneration of surfaces, we move to the -dimensional case and consider the quintic -fold as testing ground of our results. More precisely, let be a generic family of quintics:
We endow with the simplicial structure induced by the identification with the dual complex of , with being the closure of in , and the fiber over .
Theorem A.
There exists a continuous retraction such that
- •
can be written as a composition , with being an snc model of and a piecewise-linear map;
- •
is an affinoid torus fibration outside a piecewise-linear locus , that has codimension and is contained in the -skeleton of ;
- •
The theorem holds in particular for the Fermat family of quintics; in this case, the Gromov-Hausdorff limit of the family is known [Li19], and naturally induces a singular affine structure on . We are able to show (see Proposition 4.8.1) that the non-archimedean retraction in Theorem A, the metric limit as determined by Li, and the works of Gross and Ruan, all induce the same integral affine structure on ; this provides a new piece of evidence for the dictionary between SYZ mirror symmetry and Berkovich geometry.
The main idea behind our construction is to consider the Berkovich retractions associated with several minimal models of , adapted to different regions of and glued together. In order to prove Theorem A and describe the singular locus of the retraction , we establish the following result, which generalizes [NXY19, Proposition 5.4]:
Theorem B.
Let be a smooth projective variety, and be a dlt model of with reduced special fiber , such that the irreducible components of are all Cartier divisors.
Let be a stratum of , such that:
- •
is a torus embedding, where is the open stratum of ;
- •
the conormal bundle is a nef vector bundle on ;
- •
the intersection of with any irreducible component of is connected.
Then is toric along (in the sense of Definition 1.2.6).
Note that the dlt assumption, combined with the fact that is toric, imply that is smooth (see Remark 2.1.1).
By assumption, is (a connected component of) the intersection of the divisors containing and the ’s are Cartier, so that and the nef assumption simply means that each of the is a nef divisor.
Using the positivity of the conormal bundle, we then prove that in a formal neighbourhood of , is isomorphic to the normal bundle of , which is a toric variety. This is similar in spirit to the classical work of [Gra62, Satz 7, p. 363] on holomorphic tubular neighbourhoods, as well as Grothendieck’s algebraization theorem [Gro61, Theorem 5.1.4]; the key technical point being the vanishing of the higher cohomology groups of the powers of which allows us to extend combinatorial data from to a formal neighbourhood.
Corollary C.
The retraction is an affinoid torus fibration over .
The subset is the open star of the face determined by (see Definition 1.4.2). Theorem B and Corollary C show that the discriminant locus of the retraction measures the defect of a stratum to being toric. Therefore, to prove Theorem A, we combine retractions coming from different models with the following property: for each region of , there exists a model such that and satisfies the hypothesis of Theorem B, hence defines an affinoid torus fibration over the corresponding region.
If and is a rational curve, then the positivity assumption can always be achieved via a finite number of blow-ups and Corollary C holds; this was established in [NXY19, Proposition 5.4].
The connection between toric geometry and mirror symmetry has been explored in several ways; in particular, the Gross–Siebert program considers toric degenerations of Calabi–Yau varieties. Such degenerations satisfy assumptions similar to the ones in Theorem B, as the irreducible components of the special fiber are all assumed to be toric varieties; however, note that they are not assumed to be -Cartier, so that there may not be an associated Berkovich retraction. In [GS06] the authors then glue together the fans of the various components of the special fiber to combinatorially construct an affine structure on the skeleton of the degeneration; see Section 3.1.1 for an example in dimension 2. Using tools from non-archimedean geometry, Theorem B in particular enables us to generalize this construction to degenerations that are not necessarily toric.
The retraction in Theorem A should be closely related to the tropical contractions constructed in [Yam21], from a tropical Calabi–Yau variety to an associated integral affine manifold . In particular, the setting of Yamamoto applies to toric degenerations of Calabi–Yau varieties constructed by Gross [Gro05]; in such case, the tropical contraction maps onto the dual complex of the degeneration and induces on it the singular integral affine structure defined in [Gro05]. Relations between (co)homology groups of and are also studied in [Yam21].
Finally, the non-archimedean retraction of Theorem A yields an integral affine structure whose discriminant locus is of codimension 2. We recall that the -codimensionality of the discriminant is expected from the SYZ heuristic at the topological level; in Theorem A, this is achieved by construction of , building on the results in [NXY19].
In the setting of the Gross–Siebert program, given a singular integral affine manifold , one can produce, using classical moment maps, a topological torus fibration over , which however has a discriminant locus of codimension 1, see [RS20, §2.1]. In the series of recent or upcoming papers [RZ21a, RZ21b, RZ], Ruddat and Zharkov develop a strategy which solves this problem - at least at the topological level - and works in arbitrary dimension.
More precisely, the authors are able to construct a torus fibration with discriminant locus of codimension 2 in , isotopic to the previous fibration, and with a symplectic structure on the complement of a codimension 2 subset in the total space. Note that the total space of this resulting fibration will not be a manifold in general, as it could have orbifold singularities.
Let us briefly describe the organization of the paper.
In Section 1, we introduce some notation and collect some basic facts about toric varieties. We also define Berkovich spaces and recall the definition of skeletons and retractions we will be using.
Section 2 is devoted to the proof of Theorem B.
In Section 3 we give a detailed description of the monodromy of the integral affine structures induced by Berkovich retractions, or combinations of them.
Finally, in Section 4 we study in detail the example of the degeneration of quintic 3-folds and prove Theorem A by applying the results of the previous sections. We also compare our results to various constructions existing in the literature.
Acknowledgements. We would like to thank Sébastien Boucksom and Mirko Mauri for their comments on the first version of this paper. We are also grateful to Omid Amini, Johannes Nicaise, Helge Ruddat, Yuto Yamamoto for helpful conversations. Enrica Mazzon was partially supported by Max Planck Institute for Mathematics in Bonn during the preparation of this paper.
1 Preliminaries
Throughout this paper, is an algebraically closed field of characteristic zero, and . The field is endowed with the non-archimedean absolute value , which makes a complete non-archimedean field with valuation ring .
1.1 Models
Let be a separated scheme of finite type over . A separated flat -scheme of finite type together with an isomorphism of -schemes is called an -model of . We denote by the special fiber of , and by the group of Weil divisors on supported on the special fiber.
If is a normal variety and a Weil divisor on , whose irreducible decomposition is , a stratum of is a connected component of an intersection for some . An open stratum of is a stratum minus the irreducible components of not containing ; this is denoted by .
Definition 1.1.1.
Let be a model of . We say that is a dlt (divisorially log terminal) model of if the following conditions hold:
- -
the pair is log canonical in the sense of the Minimal Model Program (see [KM98]);
- -
the pair is simple normal crossing at the generic points of log canonical centers of .
We will not give a precise definition of log canonical centers here, and refer the reader to [KM98]. However, if is dlt and defined over an algebraic curve - which is the most relevant case for applications - then the log canonical centers of are precisely the strata of by [Kol13, 4.16], so that a dlt model is simple normal crossing at the generic points of the strata of . If is reduced, it follows from the approximation arguments of [NXY19, Corollary 4.4] that this holds in the general case as well.
A dlt model is good if each irreducible component of is -Cartier. See [NXY19, §1.12-1.14] for an overview on existence results of such models.
1.2 Toric geometry
Throughout this section, let be an -dimensional (normal) proper toric variety over , in the sense of [KKMSD73]. This means that is a normal -variety, containing the torus as an open subset, and such that the torus action onto itself extends to an action on . The complement is a reduced anticanonical Weil divisor in , called the toric boundary of ; we write it as the sum of its irreducible components . We write for the free abelian group of 1-parameter subgroups of , and .
The variety can be described by a combinatorial object, called its fan . The fan lives inside the finite-dimensional vector space ; is a collection of strictly convex rational polyhedral cones inside , stable under intersection and such that each face of a cone in is itself in . The cones of are in inclusion-reversing bijection with the strata of ; this induces in particular a bijection between the set of rays (i.e. 1-dimensional cones) of and the irreducible components of .
The fan encodes various types of algebro-geometric information about . For instance, the variety is smooth if and only if each top-dimensional cone of is -isomorphic to the standard octant .
Furthermore, in the case where is smooth (which implies it has simple normal crossing boundary), the fan allows us to give a rather explicit description of the Picard group of . Indeed, each Cartier divisor can be moved via the torus action to a -invariant Cartier divisor, which is thus supported on the boundary. This provides a canonical set of generators of , and the kernel can be described as follows.
Write the abelian group of Weil divisors supported on the boundary.
The canonical map sends a divisor to its class; the map sends a monomial to the principal divisor .
Lemma 1.2.1 ([Ful93, 3.4]).
The following sequence
is exact.
Let us rephrase this in term of coordinates, after fixing an isomorphism and denoting the primitive generators of the 1-dimensional cones of . Since by [Ful93, Lemma p.61], we have , we obtain and hence . We deduce the following explicit description of :
Corollary 1.2.2.
Let for . Then is generated by the line bundles , with the relations:
In particular, the divisors in the -tuple
are principal.
We now want to describe how the fan encodes the intersection theory on . Each -cycle in being numerically equivalent to a sum of toric strata, it is enough to study the intersection numbers , where is a boundary component of and is a 1-dimensional toric stratum, which is isomorphic to by properness. The stratum is thus a rational curve with two marked points and , which are the intersection points of with two components of , denoted here by and , with corresponding rays and . The curve corresponds to a -dimensional cone of , while the points and correspond to the maximal cones generated by and .
Lemma 1.2.3 ([Ful93, p. 99]).
The primitive generators of the rays of the fan satisfy the following relation:
Observing that we have , and for any other , this may be rewritten in a more synthetic way:
| (1.2.4) |
Note that this lemma holds even if is not proper.
Finally, we have the following vanishing theorem for nef divisors on a proper toric variety.
Proposition 1.2.5.
Let be a nef Cartier divisor on a proper toric variety . Then for .
Proof.
Following [NXY19], we will say that an -scheme of finite type is toric if there exists a toric -scheme of finite type , together with a toric morphism , such that . Writing for the lattice of 1-parameter subgroups of the torus of , such a scheme is described by a fan in , together with a linear map , defined by for a 1-parameter subgroup . Note that the map recovers the function uniquely, since it is a monomial.
Definition 1.2.6.
Let be a normal -scheme of finite type, and be a stratum of . We say that is toric along Y if there exists a toric -scheme , a stratum of and a formal isomorphism over
1.3 Berkovich spaces
Let be a normal variety over . We denote by the Berkovich analytification of . Set-theoretically, it consists of pairs where and is a real-valued valuation on the residue field at extending the valuation on . We denote by the completion of the residue field at with respect to . We endow with the coarsest topology such that
- -
the forgetful map , which maps to , is continuous;
- -
for any Zariski open and any function , the map:
which evaluates at associating the value , is continuous.
This makes a Hausdorff topological space, which is compact if and only if is proper over .
Assume that is proper, and let be a proper model of . By the valuative criterion of properness, for any there is a unique lift of the point to the valuation ring of :
The image of the closed point of under the extended morphism is called the center (or specialization) of and denoted by . The map turns out to be anticontinuous, i.e. the preimage of an open subset of by is closed in .
1.4 Skeletons
Let be a smooth proper variety over . To every dlt model of , with special fiber , we can associate a cell complex encoding the combinatorics of the intersections of the components , whose faces are in one-to-one correspondence with strata of .
Definition 1.4.1.
We call simplex a topological space, endowed with a -affine structure, which is -affine isomorphic to a space of the form:
Definition 1.4.2.
Let be a dlt model of . To each stratum of which is a connected component of , we associate a simplex:
We define the cell complex by the following incidence relations: is a face of if and only if .
Given any dlt model of over , there is a natural embedding of the dual complex into , given as follows. The vertices of are in one-to-one correspondence with irreducible components of the special fiber , so that we set
where the valuation associates to a meromorphic function its vanishing order along - the normalisation by ensuring that . A valuation given in this way, for some dlt model of , is called divisorial. One can now somehow interpolate between those divisorial valuations using quasi-monomial valuations, in order to embed into :
Proposition 1.4.3 ([MN15, Proposition 2.4.4]).
Let be a dlt model of , with special fiber .
Let such that is non-empty, and a connected component of , with generic point .
We furthermore fix a local equation for , for any .
Then, for any , there exists a unique valuation
such that for every , with expansion (with either zero or unit), we have:
where is the usual scalar product on .
The above valuation is called the quasi-monomial valuation associated with the data . Then
gives a well-defined continuous injective map from to .
Definition 1.4.4.
We call the image of by the skeleton of , written as . It is a cell complex of dimension at most .
By compactness of , induces a homeomorphism between and , so that we will sometimes abusively identify with .
Definition 1.4.5.
Let be a stratum of . We define as the union of open faces in whose closure contains .
1.5 Berkovich retractions
Let be a good dlt model of a smooth proper -variety . We can now define a retraction for the inclusion as follows: for any , there exists a minimal stratum of such that the center of is contained in . We then associate to the quasi-monomial valuation corresponding to the data with , where is a local equation of at the generic point of , for some . This should be seen as a monomial approximation of the valuation at the generic point of , with respect to the model (which is snc there).
Definition 1.5.1.
The above map is the Berkovich retraction associated with the model .
The Berkovich retraction is continuous, restricts to the identity on , and by [Thu07, Ber99] is a strong deformation retraction, i.e. there is a homotopy between and the identity on that fixes the points of . It follows that and are homotopy equivalent.
Let be a stratum of . The formal scheme admits a generic fiber in the sense of Berkovich, which is a Berkovich space and can be explicitly described as the open subset of :
It furthermore coincides with . This Berkovich space comes with a retraction:
which coincides with the restriction of the retraction . Thus, the restriction of over only depends on the formal completion .
An explicit example of Berkovich retractions, which we will use as a local model in the rest of the paper, is as follows. Let be a torus, with character lattice and cocharacter lattice . We view the elements of as rational functions on , so that its analytification comes with a continuous map:
under the identification . The notation can be understood as follows: fix an isomorphism , so that , and , so that the map reads:
Since , this is the non-archimedean analog of the map sending to .
The map admits a continuous section , sending a point to the Gauss point of the affinoid torus . More explicitly, for , the valuation is the valuation on the function field of defined by the following formula:
Now let be a regular toric model of , i.e. a regular toric -scheme such that , which we assume to have reduced special fiber. Such a model is described by a regular fan , whose cones intersect only at the origin.
We consider the following open subset of :
which admits a Berkovich retraction:
defined as above. In this case, the map can be described explicitly as follows: let be the polyhedral complex obtained by intersecting the fan with . There is a natural identification between and , sending a vertex of to the primitive generator of the corresponding ray of , and then extending on each face by linearity. Moreover, it follows from [GJKM19, Theorem A.4] that .
Proposition 1.5.2 ([NXY19, Example 3.5]).
The equality:
holds, and .
Proof.
We start by proving the first equality. Let , we know from Lemma 1.5.3 below that has a center on if and only if has a center on . Thus, it is enough to prove that for and , has a center on if and only if .
The elements are precisely the valuations invariant under the torus action, hence if has a center on , it must be the closure of a torus orbit . By [KKMSD73, Theorem 6], there exists a cone such that the generic point of is contained in the associated toric affine chart . In particular, for any monomial that is regular on , we have . In other words, writing , we have for all , so that . Since , .
By the same argument, if , there exists a cone such that , which means that has positive value on each monomial , and thus has a center on and in particular on .
To prove the second equality, since is the identity on , we merely have to prove that . However this follows directly from the definition of , and the fact that for by Lemma 1.5.3. Indeed, only depends on the values , where is a local equation for a component of at . Since is a toric model, these local equations can be taken to be monomials, so that the result follows from the fact that and take the same values on monomials. ∎
Lemma 1.5.3.
Let . Then has a center on if and only if has a center on . Moreover, if this holds, we have .
Proof.
Let be a toric compactification of , i.e. a proper toric -scheme containing as a torus-invariant open subset. By the valuative criterion of properness, any valuation of has a center on . We write for the center of .
We start by proving that is the generic point of the minimal closed torus orbit in containing . We may work on the toric affine chart associated with . Since the valuation is monomial, it is enough to prove that for and that for a local equation of any torus invariant divisor containing , to have that lies in . Since is regular on , the first condition holds; the local equation is monomial and since contains . Moreover, we conclude that must be contained in the toric interior of by minimality of .
Now assume that is centered on , i.e. . Since is torus-invariant and , we have , hence its generic point . This implies that has center on . Conversely, if has a center on , then and as mentioned above; thus, , which concludes the proof. ∎
1.6 Affinoid torus fibrations and integral affine structures
Let be a smooth proper variety over .
Definition 1.6.1.
Let be a continuous map to a topological space . For any point , we say that is an affinoid torus fibration at if there exists an open neighbourhood of in , such that the restriction to fits into a commutative diagram:
being an open subset of , the upper horizontal map an isomorphism of analytic spaces, the lower horizontal map a homeomorphism, and the map defined as in Section 1.5.
Example 1.6.2.
It follows from the definition of good dlt model of that the Berkovich retraction is an affinoid torus fibration over the interior of the maximal faces of . Indeed, the retraction over only depends on the formal completion of along the corresponding 0-dimensional stratum . The pair is snc at , hence the claim.
Example 1.6.3.
If is a toric model of , it follows from Proposition 1.5.2 that the Berkovich retraction:
is an affinoid torus fibration over the interior of . This also holds when is a regular proper toric variety over , and a regular proper toric model, by [GJKM19, Theorem A.4].
Note that the above definition implies that is a topological manifold at ; in the case of a Berkovich retraction , this does not necessarily hold at every point of .
Given a continuous map , we denote by the locus of points in where is an affinoid torus fibration at; we call the discriminant or singular locus of . is endowed with an integral affine structure; we recall the definition and describe such structure.
Definition 1.6.4.
An integral affine structure on a topological manifold is an atlas of charts with transition functions in .
Definition 1.6.5.
An integral affine function on an open subset of is a continuous real-valued function locally of the form , with and . We denote by the sheaf of integral affine functions on .
Lemma 1.6.6 ([KS06, 2.1]).
An integral affine structure on a topological manifold is equivalent to the datum of a subsheaf of the sheaf of continuous functions on such that is locally isomorphic to .
If is an affinoid torus fibration over , the integral affine structure on is the pull-back of via the charts in Definition 1.6.1. An alternative description of this structure is given in [KS06, 4.1, Theorem 1]: let be a connected open subset. Then if is an invertible analytic function on , its modulus is constant on the fibers of by the maximum principle, so that it defines a continuous function on the base. We now have:
Remark 1.6.7.
Given an integral affine structure on a topological manifold , there is a monodromy representation
defined by covering a loop in by affine charts and composing the corresponding transition functions. See [KS06, 2.2] for more details.
1.7 The Calabi–Yau case
Let be a smooth -dimensional Calabi–Yau variety: here, this means that (note that this includes for instance the case of abelian varieties). This is the main case we are interested in for applications.
We consider a distinguished class of models of , which we call minimal models. Note that other references may define minimal models in a slightly different way.
Definition 1.7.1.
Let be a Calabi–Yau variety. A minimal model of is a good dlt model , such that the logarithmic relative canonical divisor is trivial, i.e.
The existence of such models is known when is defined over an algebraic curve (and is expected to hold in the general case).
Theorem 1.7.2 ([NXY19, Theorem 1.13]).
Let be a projective Calabi–Yau variety, and assume that is defined over an algebraic curve. Then there exists a minimal model of . Furthermore, there exists a finite extension such that the base change admits a minimal model with reduced special fiber.
Such models are not unique, but they turn out to have the same skeleton inside by [NX16] (even though the triangulation may differ), which is thus a canonical piecewise-linear space associated with .
Definition 1.7.3.
Let be a Calabi–Yau variety. The essential skeleton is the skeleton of any minimal model of .
The essential skeleton can also be defined intrinsically as the locus where the weight function associated with a non-vanishing section , defined in [MN15] reaches its minimum; we refer the reader to [MN15] and [NX16] for details.
Definition 1.7.4.
Let be a Calabi–Yau variety. We will say that is maximally degenerate if the skeleton has maximal dimension, i.e. .
Example 1.7.5.
In the -dimensional case, maximally degenerate Calabi–Yau surfaces coincide with surfaces of Type III.
The maximally degenerate case is of great interest to mirror symmetry. In such case, Kontsevich and Soibelman conjecture that the Gromov-Hausdorff limit of the (rescaled) Kähler Ricci-flat metrics on the fibers is the essential skeleton of , endowed with a metric which is given in local affine coordinates by the Hessian of a convex function .
This is known in the case of abelian varieties by the work of [Oda18], and for Fermat hypersurfaces in by [Li19]. See also the results in [Li20] for recent progress on this conjecture in the general case.
More precisely, the metric spaces are conjectured to “look like” the total space of a Lagrangian torus fibration over , submersive away from a singular locus of real codimension 2; the affine structure on the base being induced by action-angle coordinates. Building on these considerations, it is reasonable to expect this affine structure to be non-singular in (real) codimension one.
One of the main motivations in non-archimedean mirror symmetry is to reconstruct this affine structure through Berkovich spaces, interpreting Berkovich retractions as non-archimedean avatars of Lagrangian torus fibrations. The main theorem in [NXY19] establishes the following.
Theorem 1.7.6 ([NXY19, Theorem 6.1]).
Let be a maximally degenerate projective Calabi–Yau variety, and let be a minimal model of with reduced special fiber. Then the Berkovich retraction
is an affinoid torus fibration away from the codimension 2 locus of the triangulation induced by the homeomorphism .
This statement is proved by showing that is toric along the 1-dimensional strata of the special fiber, which yields on the way a complete description of such models along these strata. This description also provides a way to compute the singular -affine structure induced on , as well as its monodromy. In Section 3.1 and Section 3.3.1 we give more details and examples of this computations.
Example 1.7.7.
If is a K3 surface of Type III, and a minimal model of , then the map is an affinoid torus fibration away from the vertices of .
The induced -affine structure with isolated singularities on the 2-sphere matches the one constructed in [GHK15, 1.2] and [Eng18, Proposition 3.10], and has no singularity at a vertex if and only if the corresponding component of is toric.
2 Toric structure along toric strata
In this section we prove Theorem B. We recall the statement and fix the notation.
Theorem B.
Let be a smooth projective variety of dimension , and be a dlt model of with reduced special fiber , such that every is a Cartier divisor.
Let be an -dimensional stratum of , such that:
- •
is a torus embedding, where ;
- •
the conormal bundle is a nef vector bundle on ;
- •
for each , the intersection is either empty or connected.
Then the formal completion is isomorphic to the formal completion of the normal bundle along the zero section. In particular, is toric along (in the sense of Definition 1.2.6).
Note that the assumptions in Theorem B imply that is the smooth complete intersection of the irreducible components of containing , and thus has simple normal crossing boundary, see Remark 2.1.1. Since is a complete intersection, the conormal bundle is the direct sum of the line bundles . Hence, the nefness assumption simply means that the ’s containing are anti-nef divisors on .
As an immediate consequence of the theorem, we prove that
Corollary C.
The retraction is an -dimensional affinoid torus fibration over . In particular, the integral affine structure induced by on the complement of the faces of of codimension extends to with no singularities.
Proof.
Although this follows from Theorem B by [NXY19, Theorem 6.1] (end of the proof) and by [NXY19, §3.4], we sketch the proof for reader’s convenience.
As mentioned in Section 1.5, the retraction over only depends on , so that by Theorem B we may assume that is a toric -scheme. The equality now holds over by Proposition 1.5.2, so that it follows from Definition 1.6.1 that is an affinoid fibration over .
∎
2.1 Notation and strategy
We set such that . Since for every irreducible component of , the intersection is connected by assumption, this allows us to denote by with the components of intersecting transversally along , so that the toric boundary of is given by .
Remark 2.1.1.
The dlt assumption on and the toricness of ensure that is smooth, and that is an snc pair. Indeed, the singular locus of is a union of torus invariant subvarieties (see [CLS11, Proposition 11.1.2]), hence the generic point of a component of the singular locus is the generic point of a stratum of . However, is a dlt pair, thus snc at the generic point of each stratum of .
Remark 2.1.2.
The smoothness of and the assumption that the components of are Cartier divisors imply that is regular at any point of . Indeed, for any point and , let be a local equation of at . As is a regular local ring of dimension , can be extended to form a regular system of parameters for .
We denote by the fan of . Its rays are given by for , with primitive generators ; the maximal cones of are in bijection with the set of unordered -tuples such that . For a maximal cone of , we write .
Lemma 2.1.3.
For any maximal cone of , we have
Proof.
The smoothness of (see Remark 2.1.1) implies that the primitive generators of form a -basis of , which is equivalent to the condition ∎
Let be the normal bundle of in , and denote by the zero section. We write so that . Since any Cartier divisor on is linearly equivalent to a toric one, for any , there exist integers such that
| (2.1.4) |
For we set and verify that
We obtain that and for all in
| (2.1.5) |
The normal bundle is a toric variety of dimension . The corresponding fan lies in and consists of the following cones and their faces (see [CLS11, §7.3] for a reference). Let be the standard basis of ; given a cone , we have
In particular, we denote the rays of by
Proposition 2.1.6.
For any 1-dimensional toric stratum
| (2.1.7) |
Proof.
The map
is -linear, sends all the primitive generators of the rays of to by Eq. 2.1.5, and is compatible with and the fan of . Thus, it induces a toric morphism whose fiber over is the toric boundary of . The base change to is a toric -scheme, whose generic fiber is isomorphic to . The special fiber can be written as , where the combinatoric of intersections between components is exactly the same as in .
We prove Theorem B by constructing a formal isomorphism
More specifically, we proceed as follows. We set the notations and .
- •
(Sections 2.2 and 2.3) Let be a maximal cone. Denote by and the corresponding toric affine charts in and respectively. This induces an open formal subscheme of , which we denote by . We construct a morphism
in a similar manner to [NXY19]: we construct divisors and on , whose defining equations on the chart yields the morphism . The equations are induced by sections of and : these are first constructed on , then extended to by the nef condition on the conormal bundle assumed in Theorem B, which ensures the vanishing of higher cohomology groups for the tensor powers of .
- •
(Sections 2.4 and 2.5) Let and be two maximal cones of intersecting along a face of codimension one. We establish relations among the respective divisors and construct sections on from those on . This allows us to prove that the morphisms on the charts ’s can be chosen so that they are compatible on the overlaps . This yields a well defined morphism which extends the identity on and preserves the ideal , so that it turns out to be an isomorphism.
2.2 Construction of the divisors
We set
this is an -tuple of divisors on . Moreover, the restriction of any of these to is a principal divisor by Corollary 1.2.2. Given a maximal cone of , for any , we define
where the column vectors are in the same order in the numerator and in the denominator, and the denominator has value by Lemma 2.1.3.
Lemma 2.2.1.
The divisor has multiplicity along , multiplicity along for , and along for . In other words, we may write:
for some coefficients . Moreover, the restriction of to is principal.
Proof.
The statement on the multiplicities follows from the definition of , as
Moreover, is a linear combination of the divisors of the -tuple , hence its restriction to is principal by Corollary 1.2.2. ∎
For , we define the divisor on
| (2.2.2) | ||||
The restriction of to is a principal divisor, as the are principal and is linearly equivalent to by Eq. 2.1.4.
Lemma 2.2.3.
The relation holds.
Proof.
2.3 Construction of the sections for a maximal cone
Let be a maximal cone of . We denote by and the line bundles on induced respectively by for , and by for . Since and are principal on , the restrictions and are trivial line bundles on , thus we may choose non-zero global sections and on .
We now lift the sections and to global sections of and , which we still denote by and . Indeed, for any , write for the (non-reduced) subscheme of defined by the ideal . In the exact sequence
and in the analogous one for , the right-hand vanishes: the conormal bundle is a direct sum of line bundles on which are nef by the hypothesis in Theorem B and so are its positive tensor powers, thus their first cohomology group vanishes by Proposition 1.2.5. We thus extend the sections constructed above to all of the by induction, which yields an extension to .
Lemma 2.3.1.
The restrictions of and to are equations for and , and thus
is an invertible function on .
Proof.
We show that is an equation for on ; the proof is analogous for .
On , and is a non-zero global section, which means that
Let be an open cover of such that for any ; this is possible as is a Cartier divisor. On , and
where is a regular invertible function on , as its reduction to is invertible. Finally, the section is defined globally on and on each open gives a local equation of the divisor , hence it is a equation for on . ∎
2.4 Construction for two adjacent maximal cones
Let and be two maximal cones of intersecting along a face of codimension one. Setting , we may write and . The sets and are bases of . They induce isomorphisms such that the change of basis from to is
Denote by the basis of dual to , and the basis dual to . It follows that
| (2.4.1) |
The isomorphisms and allow us to view
and as elements of , that we will still denote by and .
Lemma 2.4.2.
Let be the curve associated with the cone . We have
In other words, the relation holds.
Proof.
The inverse is a section on of , so by Lemma 2.4.2 the sections
are sections on of the line bundles and . By Lemma 2.3.1 these give equations for and on the open subscheme and on we have
| (2.4.3) |
where the additive notation on the matrix corresponds to the multiplicative notation on the sections. Moreover, on we have
| (2.4.4) | ||||
hence the invertible function on extends to by .
2.5 Construction of the morphism
Let be the graph with vertices the maximal cones of (hence the maximal cones of ) and with an edge between and if and only if is a common face of codimension one. Note that since is proper, if is a sphere with center the origin, then is a triangulation of . In particular, is the 1-skeleton of the dual complex of a triangulation of the sphere, and is thus connected.
Let be a maximal cone, and the corresponding vertex, that we will use as a reference point. We fix a tuple of sections of as in Section 2.3.
Let be a maximal cone, and the corresponding vertex. By connectedness of , there exists a path from to , hence a sequence of maximal cones such that is a codimension one face of both and , for . The construction of Section 2.4 allows us to construct inductively along a tuple of sections of .
Lemma 2.5.1.
The tuple of sections is independent on the choice of path.
Proof.
By Eq. 2.4.3, for any , the sections are constructed from by multiplication by the matrix for the change of basis from to . Thus, by composition, the sections only depends on and the change of basis from to . ∎
This provides us with a tuple of sections of for each maximal cone , and the function
By Eq. 2.4.4 the glue to an invertible function on ; admits a -th root on , since it is constant, and by Hensel’s lemma we obtain an invertible function on such that . We use the sections and the function to define a morphism
as follows. Denoting by the dual basis to , the toric chart has the following explicit description:
Indeed, is the formal completion along of
, where ; since on , the relation holds.
The map is now defined at the level of function rings by
where the sections are viewed as functions on thanks to the proof of Lemma 2.3.1.
Lemma 2.5.2.
For any pair of maximal cones intersecting along a codimension one face, the morphisms and coincide on the overlap .
Proof.
The cones and correspond to adjacent vertices in . Thus, by Lemma 2.5.1 we construct from any path joining to , and from by the relation in Eq. 2.4.3.
The functions transform into via the change of dual bases, which is given by in Eq. 2.4.1. Comparing the two formulas, it follows that on . ∎
Proposition 2.5.3.
The morphism of formal -schemes obtained by gluing the morphisms is an isomorphism.
Proof.
We follow the argument in [NXY19, Proposition 5.4].
Since the source and the target have same dimension and are integral, it is enough to check that is a closed immersion.
If is the largest ideal of definition of , i.e. the defining ideal of , then is the largest ideal of definition of . Indeed, since is cut out inside by the for , the ideal is locally generated by the for ; the same reasoning shows that is locally generated by the . The equality now follows directly from the local definition of .
We
use [Gro61, 4.8.10] and the fact that induces an isomorphism on the reductions to infer that is a closed immersion, and thus an isomorphism by equality of dimensions.
∎
This concludes the proof of Theorem B: is toric along .
2.6 Integral affine structure and toric irreducible components
The case where is an irreducible component of is particularly relevant for proving Theorem A. Under the assumptions of Theorem B, we proved that is toric along , and is an affinoid torus fibration over by Corollary C. Moreover, we have the following explicit description of the -affine structure on induced by - note that it only depends on and not on how sits inside .
Corollary 2.6.1.
In the setting of Theorem B, let be an irreducible component of . Then there is a natural -linear embedding of inside the fan of which sends the polyhedral decomposition of to the cone decomposition of .
Proof.
By the proof of Theorem B and Proposition 1.5.2 we have the following diagram:
where the upper arrow is an isomorphism of analytic spaces, and the lower one a homeomorphism. Here and are the generic fibers (in the sense of Berkovich) of the formal completions and respectively, and denotes the interior of the polyhedral complex obtained by intersecting the fan of the normal bundle of in with . In particular, is embedded in , the polyhedral decomposition of is the same of , and the vertex corresponds to the origin. By Section 1.6, the integral affine structure on is the pullback via of the integral affine structure on , and this concludes the proof. ∎
3 Integral affine structures
Let be a smooth -dimensional maximally degenerate Calabi–Yau variety. In this chapter we compute the transition functions between the charts of the integral affine structure on associated with a minimal model of , or obtained by combining several minimal models. This relies on and generalizes the construction in [NXY19].
We then focus on certain degenerations of quartic surfaces (Section 3.3), and later of quintic -folds (Section 4): we apply Theorem B to reconstruct integral affine structures on the essential skeleton, and provide explicit formulas for the monodromy transformations around the singularities.
3.1 Integral affine structure induced by a model
Let be a minimal model of ; we assume that the special fiber is reduced. We consider a one-dimensional stratum of , which is therefore a smooth rational curve, and is such that is an snc pair in a formal neighbourhood of by [NXY19, Corollary 4.6]. Since is log Calabi–Yau, we may write its boundary as , where and for two irreducible components of meeting transversally.
Following [NXY19], we write for ; from we infer . The consists on the union of two maximal faces corresponding to the zero-dimensional strata , meeting along . The goal of this section is to describe the integral affine structure on in terms of the intersection numbers ’s, with no assumption on their positivity.
Proposition 3.1.1.
Let be the retraction associated with the model , and endow with the -affine structure induced by away from the codimension 2 faces of . Then is -affine isomorphic to the union of the simplices and in where
, ,…, and .
Proof.
We write ; we assume to be negative or zero by the condition , as the case and is already treated in the proof of [NXY19, prop. 5.4].
The blow-up of the point in yields a new irreducible component (we denote the strict transforms by the same letters for notational simplicity) with multiplicity , the point and the intersection numbers . If we repeat the process times, we obtain the models , the exceptional divisors with multiplicity , the points and the intersection numbers .
For , we have , and by [NXY19] the integral affine structure induced by on is given by and
| (3.1.2) |
The sequence of blow-ups induces (weighted) barycentric subdivisions of the faces with vertices such that
| (3.1.3) |
Combining Eq. 3.1.2 and Eq. 3.1.3, at each step we obtain that
and in particular . The proposition follows from the following lemma. ∎
Lemma 3.1.4.
Let be the union of two -dimensional simplices along a face of codimension one. Assume we are given a -affine structure on , compatible with those on the ’s.
Suppose there exists a sequence of (weighted) star subdivisions of such that (with respect to this subdivision) can be embedded in compatibly with the -affine structure. Then this embedding extends to , and the -affine structure on is uniquely recovered by this embedding.
Proof.
The assumptions yield two charts for the -affine structure on : the -affine subsets and . These two charts are glued along which is a simplex and thus has no non-trivial -automorphisms preserving the vertices, hence the affine structure on is uniquely determined. The set can be obtained as the result of the same star subdivisions of a subset , and uniqueness of the affine structure ensures a -affine isomorphism . ∎
Remark 3.1.5.
Consider an irreducible component of and write . By adjunction, the pair is log Calabi–Yau, i.e. is a smooth projective variety over and is a divisor such that is trivial. By [EM21, Theorem 6.14] there exists a Lagrangian torus fibration
where is a symplectic tubular neighborhood of the -dimensional strata of , is a retract of , and is the union of cells of codimension in . The fibration is constructed gluing toric moment maps defined in the neighborhood of each stratum curve of . Evans and Mauri compare the monodromy induced by on to the monodromy induced by the affinoid torus fibration
and conclude that they are dual. This means that given a loop , we have . Thus the affine structure constructed in [NXY19] has a symplectic topological analog. The duality is due to the fact that the image of the moment maps is , while the image of the tropicalization map is in .
3.1.1 Case of K3 surfaces
Let be a maximally degenerate surface and let be a minimal model of with reduced special fiber . The dual complex is well-known to be a triangulated sphere, whose vertices correspond to the irreducible components of .
We focus our attention to such a vertex , and hence to the corresponding irreducible component of , which has boundary . Since the simple normal crossing curve is an anticanonical curve by adjunction, it follows from general surface theory that is a cycle of rational curves , whose geometry is encoded by the . We label the curves so that for , , with convention .
One can associate to the pair a pseudo-fan, which is a singular affine structure on , singular at most at . The singularity at is a way to measure the defect of of being toric: the affine structure affine extends smoothly at if and only is a toric pair [Eng18, Proposition 3.9].
The construction, as explained in [GHK15, §1.2], is the following. For each node , consider a cone , being a basis of the lattice . The cones and are then glued to each other along , and the affine structure is extended through the edge by pretending that the pair is toric. If the pair was toric, the ’s would be the maximal cones of its fan, and the relation
would hold by Eq. 1.2.4, so that the chart that defines the -affine structure satisfies , , and , and is extended by dilatation. The unions of the ’s glued along the successive edge is homeomorphic to , and we obtain this way an -affine structure away from the origin, extending to if and only the pair is toric.
It follows from Proposition 3.1.1 that the singular -affine structure induced by the Berkovich retraction coincides with the one described above. We now determine the monodromy around the singularities.
Corollary 3.1.6.
Let be a component of , with boundary . Writing , the monodromy of the -affine structure induced by around is given by
with respect to the basis and origin .
Proof.
By Proposition 3.1.1 the integral affine structure on identifies with
while on identifies with
It follows that the transition map from the chart to of the integral affine structure on is given by the matrix . Thus, the composition of such matrices gives the monodromy around , along a loop oriented as the path connecting . ∎
Remark 3.1.7.
It is well-known (see for instance [GHK15]) that if and only the pair is toric, or if and only if the charge vanishes, where
3.2 Integral affine structure induced by combining several models
We start with a general definition.
Definition 3.2.1.
Let be a simplex of dimension and consider the first barycentric subdivision of . For each vertex of , we denote the star of in by and define to be the polyhedral complex of dimension given by
For instance, if , is the union of the three line segments joining the barycenter of the triangle to the barycenters of the edges.
We return to the setting of Section 3, that is, let be a smooth -dimensional maximally degenerate Calabi–Yau variety.
Assume we are given two minimal models , of such that , so that , not only as sets but also with the same triangulation. We fix an ordered labelling of the vertices of , equivalently of the irreducible components of the special fiber of (resp. ).
Fix a codimension 1 face of , with vertices . We write (resp. ) for the corresponding strata curves of (resp. ), and (resp. ), the corresponding components. We then have , and similarly for . We write
the intersection number computed inside , and similarly:
for . The -dimensional face is contained in two maximal faces and of , since the boundary of in consists of two strata points and ; we assume .
We set , and as in Definition 3.2.1.
Given two vertices of , with corresponding components and of containing , we assume and construct a loop as follows:
- -
is contained in ;
- -
goes around the segment joining the barycenter of with the barycenter of the edge between and ;
- -
has an orientation induced by the fixed ordered labelling on the vertices of in the following way: in , is homotopy equivalent to the closed path given by the edges which connect in order
Two examples of loops in the case and
Suppose we are given a retraction such that
Proposition 3.2.2.
The monodromy along the loop , of the -affine structure induced by on is
| (3.2.3) |
with respect to the basis and origin .
Proof.
We need to compute the parallel transport of the vectors
along the loop . By Proposition 3.1.1 the -affine structure on induced by is described by the chart which has the following vertices:
, and
while the -affine structure induced by is given by:
, and
Moreover, the vectors correspond to the vectors (resp. ) in the chart for (resp. ). We now have , so that the vectors we are transporting are written on
in the chart for . These are thus mapped to the tuple by the chart for . We now transport back across in the chart for , to get the tuple of vectors
according to the relation . We now see that after parallel transport the vectors have changed to
hence the formula Eq. 3.2.3 for the monodromy matrix. ∎
3.2.1 Case of K3 surfaces
We focus on the case of a maximally degenerate surface . We have , is a point in the interior of and is a loop around , oriented as the path joining in order . We assume we have a retraction such that
where is the part of the edge joining the vertex to , but not including . Then Proposition 3.2.2 may be rewritten as follows.
Corollary 3.2.4.
The monodromy along the loop , of the -affine structure induced by on , is
| (3.2.5) |
with respect to the basis and origin .
3.3 Degeneration of quartic K3 surfaces
We consider , where is a generic homogeneous polynomial of degree 4. The degeneration has the following properties:
- 1.
the special fiber is reduced, consisting of four Weil divisors, i.e. ;
- 2.
has singular points, given by , hence 4 on each ; the local model around a singular point is given by ;
- 3.
the pair is dlt. Indeed, it is snc away from the singularities, and around a singular point is log canonical by [CLS11, Proposition 11.4.24];
- 4.
the dual complex is a PL-isomorphic to a tetrahedron, and hence homeomorphic to ;
- 5.
by adjunction, the canonical bundle is trivial.
We conclude that is a minimal dlt model of the K3 surface , but it is not good in the sense of Section 1.1 since the prime components of the special fiber are not -Cartier.
Our goal is to construct some explicit minimal models of starting from , and then to study the integral affine structure on induced by these models or by combining several of them. To this purpose, we will apply Corollary 3.1.6 and Corollary 3.2.4.
Some good minimal models of are obtained by performing the following small resolutions of . For any triple of elements in and any fixed order on them, we blow-up in order the divisors , and , and denote the resulting model by and the morphism by
The exceptional locus of consists of smooth rational curves whose images via are the singular points of . In particular, the strict transform of is isomorphic to the blow-up of along the singular points in ; similarly for at points, and for at the remaining singular points. Instead, for , is isomorphic to its strict transform. These facts follow from local computations on .
Blowing-up induces an exceptional curve inside the strict transform , which is isomorphic to the blow-up of along . The above claims now follow, since the singularities of are isolated.
If we denote by for the irreducible components of the special fiber of , and by the strata curves, then the intersection numbers in are
| (3.3.1) |
|
3.3.1 Integral affine structure induced by the model
By [NXY19] the non-archimedean SYZ fibration is an affinoid torus fibration (at least) away from the vertices of the triangulation of induced by the special fiber of , i.e. away from the ’s.
By Theorem B, is an affinoid torus fibration over for , as and is an isomorphism on the strict transform of . Moreover, by Remark 3.1.7 and Eq. 3.3.1 the integral affine structure induced by does not extend to , and .
We conclude that the singular points of the affine structure on induced by are precisely , and . Corollary 3.1.6 establishes that the monodromies around these vertices are
3.3.2 Integral affine structure induced combining more models
We recall a construction from [KS06, §4.2.5]. Consider the resolution obtained by blowing-up the singular points of , which in particular dominates any model . Then the special fiber is and the associated dual complex is the boundary of a tetrahedron with four additional -cells glued along each edge of the tetrahedron; following Kontsevich–Soibelman we call such -cells wings.
We parametrize each edge of by the interval , and each wing glued to by the -simplex in bounded by and .
Lemma 3.3.2.
Let be a wing over the edge , for and assume all distinct. Then the retraction is the contraction of to the edge parallel to the edge :
Proof.
The morphism is the blow-up of the 24 exceptional curves of . In particular, the exceptional divisor is the preimage in of a curve contained in ; it follows that and , where are local equations for on . The Berkovich retraction is linear on and hence depends only on the image of , which is determined by and . Thus we conclude that and we have the result. ∎
Kontsevich and Soibelman define a retraction
where is the Berkovich retraction onto the skeleton , and is a retraction of the 24 wings of to the sphere given as follows. For each edge of we choose a point in the interior of , and define the retraction of onto by
| if | ||
| if | ||
| otherwise. |
We note that
- -
over the interior of any -dimensional face , is equal to , thus it is an affinoid torus fibration (see Example 1.6.2).
- -
Around any vertex , is equal to for any triple such that , as follows from the previous lemma. Thus, from Section 3.3.1, is an affinoid torus fibration around , and the affine structure induced there is the fan structure induced by , by Corollary 2.6.1.
- -
For any edge corresponding to , adopting the notation of Section 3.2,
and thus is an affinoid torus fibration over the union of these two open sets.
We conclude that induces an integral affine structure on away from the points . By Corollary 3.2.4, we can compute the monodromy around the singularities. As all these computations are analogous, we exhibit the case :
with respect to the basis and origin . This formula was already stated in [KS06, §4.2.5].
3.3.3 Dispersion of singularities
We construct a third singular integral affine structure on pushing forward the techniques developed so far. This can be viewed as a dispersion of singularieties with respect to the integral affine structure studied in Section 3.3.2: on each edge we pass from one singular point around which the monodromy is , to singular points around each of which the monodromy is . in the literature Such singularities are called focus-focus and are the most standard examples of singularities for -affine structures in dimension 2. Those arise for instance when considering the hyperkähler rotation of a generic elliptic K3 surface , with an elliptic fibration: the hyperkähler rotation is a complex surface with same underlying topological space as , and hence comes with a map , induced by at the level of topological spaces. The map is no longer holomorphic, but is a symplectic torus fibration inducing a -affine structure with 24 focus-focus singularities on and acting as an SYZ fibration for . We refer the reader to [GW00] for more details.
Let be an edge of , let be the corresponding stratum curve in . We recall that as the degree four polynomial is generic, contains four singular points of , which are ordinary double points. Around each , is étale locally of the form , with and being local equations for and away from . Blowing-up the singular point yields an exceptional divisor . Contracting one or the other ruling of , we obtain two distinct small resolutions of around , respectively with an exceptional curve inside or .
For , we denote by the following small resolution of : around for we consider the small resolution such that the exceptional curve over lies in , while for the small resolution such that the exceptional curves lie in . The gluing of these local small resolutions is done in the étale topology, so that in general the obtained models are no longer schemes but only algebraic spaces. Nevertheless, is dominated by (defined in Section 3.3.2) and still induces a Berkovich retraction , as described in Section 5. In particular, by Proposition 5.0.4, is an affinoid torus fibration over .
We construct the following continuous retraction
where is the Berkovich retraction onto the skeleton , and is a retraction of the 24 wings of to the sphere given as follows. We fix four distinct, ordered, interior points of each edge . Then the map on the wing attached to is defined as the map of Section 3.3.2, setting , for each
Proposition 3.3.3.
The map is an affinoid torus fibration away from the points . Furthermore, the monodromy of the -affine structure induced by , around each singular point, is -conjugate to
Proof.
Over of any -dimensional face , is equal to , hence is an affinoid torus fibration. Around any vertex , is equal to for any triple such that . It follows from Section 3.3.1 that is an affinoid torus fibration around . We denote by the boundary of , with and ; we write and , and denote by the open segment joining two points. Then, for , is equal to over , thus is an affinoid torus fibration. We conclude that is an affinoid torus fibration away from the points for .
For a singular point , we consider a loop around it and contained in . We apply Corollary 3.2.4 to compute the monodromy along : the numbers and differ by , as the model has an additional exceptional curves in with respect to . Therefore, we obtain
with respect to the basis and origin . ∎
Note that for a generic family of quartic surfaces , the metric aspects of the Kontsevich-Soibelman conjecture suggest that there should exist a distinguished singular affine structure on (coming from the Gromov-Hausdorff limit of the family), and hence a canonical choice of interior points for each edge. To the authors’ knowledge there does not exist a way to produce such a canonical set of ’s using non-archimedean techniques.
3.3.4 Collision of singularities
In Section 3.3.2, the retraction depends on the choice of the points ; the same holds for the induced integral affine structure, whose singular locus consists indeed of the points . Moving a point in the interior of the edge affects the location of the singular points, but it does not change the monodromy around the point (see Section 3.3.3). We observe now, in two examples, what happens if we let a point move to a vertex of . We write to emphasize the dependency on the choice of singular points.
When all the points lie in the interior of the respective edges as in Section 3.3.2, on , the induced integral affine structure is smooth at and such that
When collides with the vertex , on is equal to , the integral affine structure is singular at with
When both and collide with , on is equal to , the integral affine structure is singular at with
The computations above suggest that the singularities and the monodromy representation induced by the non-archimedean SYZ fibration can be viewed respectively as a collision of singular points and a product of monodromies induced by the when the ’s collide. The affine structure induced by turns out to be more symmetric and simpler, as all the singular points have the same monodromy and are of focus-focus type.
4 Degeneration of quintic 3-folds
As discussed in the introduction, given a maximally degenerate family of Calabi–Yau varieties, Kontsevich and Soibelman predict that the base of the conjectural SYZ fibration matches the essential skeleton of . The SYZ fibration induces an integral affine structure (with singularities) on the base , which is relevant to the reconstruction of the mirror family; in the non-archimedean interpretation of mirror symmetry of [KS06] such structure is induced by Berkovich retractions .
The results in [NXY19] and in Section 2 can be used to construct non-archimedean retractions and integral affine structures on , using minimal models of . As quintic Calabi–Yau hypersurfaces, and in particular Fermat type quintics, have played a key role in the development of mirror symmetry, it is natural to apply and test the non-archimedean approach on this family. In this section we prove Theorem A; this yields an integral affine structure which is compatible with the existing literature in mirror symmetry (see Remark 4.1.1, Remark 4.7.2 and Section 4.8).
4.1 Setting and plan of the proof
We consider , where is a generic homogeneous polynomial of degree . The degeneration has the following properties:
- 1.
the special fiber is reduced, consisting of five Weil divisors, i.e. . We denote ;
- 2.
the singular locus of the total space is contained in the special fiber, and is the intersection in of and the union of surfaces for . In particular, each intersects along the union of four quintic curves and by genericity of , we may assume that does not intersect the torus fixed points of ;
Figure 2: *Irreducible component - 3.
the pair is dlt, in particular snc away from ; we refer to Section 4.2 for a local study of the pair at the singular points;
- 4.
the dual complex of the special fiber is homeomorphic to the -sphere , and the triangulation of is the same as the standard one on the boundary of a -simplex;
- 5.
by adjunction the canonical bundle is trivial.
We conclude that is a minimal dlt model of the quintic -fold , but it is not good in the sense of Section 1.1 since the prime components of the special fiber are not -Cartier. In particular, even if the dual complex is well-defined, does not induce a well-defined retraction of onto .
Similarly to Section 3.3, the aim is to explicitly construct several explicit minimal models of starting from , then apply the results from Section 3.1 and Section 3.2 to study the integral affine structures on , induced by Berkovich retractions or their combinations. We will proceed as follows.
- -
(Section 4.5) For any order on , we construct a small resolution of by blowing-up in order the four divisors , , and . The resulting resolution is denoted , is a minimal model of and comes equipped with the Berkovich retraction
The skeleton coincides with as simplicial complex; thus, independently on the order, all skeletons define the same simplicial structure on .
- -
(Section 4.6) We construct a model of which dominates any model , so that factors through . We then define a combinatorial retraction which contracts the skeleton onto . This allows us to consider the composition
which is at the core of the statement of Theorem A. The retraction is constructed so that the composition is locally equal to a , the order depending on the region of .
- -
(Section 4.2 to Section 4.4) The constructions and properties of and rely on a local study of the model : étale locally around each point of , is isomorphic to a toric variety and the resolutions are given by refinements of the associated fan.
We will show that
Theorem A.
- •
is a piecewise-linear map, thus pulls back any piecewise-linear function on to a model function on ;
- •
is an affinoid torus fibration away from a graph ; the vertices of are the barycenters of the 1 and 2-dimensional cells of , and the edges join the barycenter of a 2-dimensional cell with the barycenters of its 1-dimensional faces;
- •
in a neighbourhood of a vertex , the affine structure induced by is determined by the toric geometry of : there is a natural -linear embedding of inside the fan of , preserving the polytopal decomposition and sending to the origin;
- •
Remark 4.1.1.
The affine structure we obtain in Theorem A coincides also with the one defined in [Gro05, §1]. Indeed, it will follow from the construction and Corollary 2.6.1 that the affine structure induced by yields the fan structure (in the sense of [Gro05]) coming from at each vertex , and that those are glued (after removing ) along the maximal cells viewed as standard simplices; this is the very definition of the singular affine structure in [Gro05].
In particular, the results of Section 4.7 follow from the more general [Gro05, Proposition 2.13], [HZ02, §2.3], but we include our full computations to highlight the use of Proposition 3.2.2, which holds even outside the context of toric degenerations.
4.2 Local resolution
We consider a point in ; the singular points in the other strata curves can be treated analogously. Étale locally around such a point, is isomorphic to the toric variety , where
are the components of the special fiber in . We still denote these by and ; they form the toric boundary of together with
The pair is log canonical by [CLS11, Proposition 11.4.24].
We denote the strata surfaces of the special fiber by , for and , and the stratum curve by . The singular locus consists of the torus invariant curves
which intersect each other at the torus invariant point .
Special fiber of and a slice of the fan of the toric variety
The toric blow-up along resolves the singularities along and except at the point . The exceptional locus of consists of two surfaces and intersecting each other along a curve: these surfaces are mapped by to the respective singular curves, are contained in the strict transform of , and correspond to two new edges in the slice of the fan of . The intersection of and corresponds to a new -dimensional face in the slice of the fan. With a slight abuse of notation we keep the same notation for the strict transforms in .
A resolution of is given by the composition of and the toric blow-up along ; the latter indeed resolves the singularities along . The exceptional locus of is a surface , which is mapped by to and is contained in the strict transform of . The morphism induces a new -dimensional face in the slice of the fan of , and a new edge corresponding to the surface . In particular, after the blow-up , the strict transforms of the surface and of the divisor have empty intersection.
Slices of the fan of , and
The small resolution of induces an isomorphism on the strict transform of and of , while its restriction to the strict transform of is the blow-up of along a general point. These facts can be checked computing the charts of the blow-ups and . Alternatively, they can be verified looking at the fans of the strata surfaces in the slice of the fans of , and ; indeed, the fan of is induced by the intersection of the slice with a normal plane to the edge corresponding to .
4.3 Local dominating model
We now introduce the local model for the dominating model we will construct.
We consider the blow-up of the exceptional surfaces and one after the other
As these surfaces are toric strata of , the blow-ups are toric as well and the corresponding fans are refinements of the fan of . We note that
- -
the dual complexes of the special fibers of and are obtained from the slices of the corresponding fans by removing the vertices corresponding to , and , as well as each face containing one of these.
Then consists of four -cells: , , and ; it has only one edge in the interior, which is .
- -
The remaining -dimensional simplices of the slice of the fan of are
- -
The Berkovich retractions associated with the models , and map and to , and to .
We study more in details the retraction near the vertex , as this will be relevant later in the construction of the local combinatorial retraction (see Eq. 4.4.1). We observe that collapses the convex hull of and onto the face . If we identify the skeleton with the polyhedron in below, on is written explicitly as follows:
| (4.3.1) | ||||
The function on is the slope of the line segment joining the vertex to for . We give a picture of the retraction for various values of :
For purposes which will be clear in the construction of the local combinatorial retraction in Section 4.4, we consider a further toric blow-up. Let be the blow-up along the disjoint toric strata and ; this yields two new components in the toric boundary, denoted by and . It follows that the slice of the fan of is obtained from the slice of as star subdivision along the edges and .
In particular, the skeleton is obtained from by
- 1.
the star subdivision of the edge , which turns the four -cells of into eight -cells;
- 2.
adding an additional -cell , where we denote by the new vertex corresponding to .
The diagram below summarizes the resolutions of we constructed and studied so far:
4.4 Local combinatorial retraction
Other resolutions of can be obtained by blowing-up the divisors of the special fiber in a different order. Given any order on , we denote
The refinement of the fan of corresponding to is such that the skeleton as subspaces in the Berkovich space of ; it is independent on the chosen order so that we simply denote this subspace by . However, the models and induce in general different simplicial subdivisions and different retractions onto . For instance, the only edge in the interior of is , which indeed depends on the chosen order. Here below we illustrate the skeletons and the Berkovich retractions in a couple of examples.
The blow-up of along the toric strata and yields a refinement of the fan which coincides with the fan of , constructed at the end of Section 4.3. It follows that the model dominates all resolutions independently on the order, hence all Berkovich retractions , and factors through .
Our goal is to construct a map , composing the Berkovich retraction with a collapse of the additional 3-cell and a combinatorial retraction
such that, given any vertex in , the restriction of over (the is taken with respect to the first barycentric subdivision, as in Definition 3.2.1) is for any order on , i.e. any order where the index is the biggest. This guarantees that around each , the map is the Berkovich retraction induced by a small resolution where the strict transform of is isomorphic to , so that we are in the set-up of Corollary C.
- -
The retraction . We identify again the skeleton with the polyhedron in described in Section 4.3. On the convex hull of and , the retraction is given as follows
(4.4.1) Here is a pictorial description for certain values of :
We extend the definition of to by symmetry along the medians of the triangles and . In particular, we note that the image of is the graph in of Definition 3.2.1.
- -
The combinatorial retraction . We define the collapse as the projection of the additional -cell of onto along the -direction. We call the combinatorial retraction of the skeleton onto .
- -
4.5 Minimal models
We return to the setting of Section 4.1. The purpose of this section is to compute various intersection numbers on the small resolutions of used to define the retraction , as this will allow us to compute the monodromy of the associated -affine structure on .
Fix an order on and consider the small resolution , obtained from by blowing-up the divisors , , , in that order. It now follows from the local study of the singularities of that this is indeed a small resolution of .
In we still denote the strict transforms of the strata of by , by and by with . By the study of the local model in Section 4.2, the exceptional locus of
consists of ten surfaces , with and in the order . The surface is mapped via to the singular curve , and is contained in the strict transform of . The component (corresponding to the biggest index in the chosen order) is the only one isomorphic to its strict transform.
Given a pair with , the morphism induces on the blow-up along distinct general points on each with . Thus, the intersection numbers between strata curves and strata divisors in are:
| 1 | 1 | -4 | 1 | 1 | |
| 1 | 1 | 1 | -4 | 1 | |
| 1 | 1 | 1 | 1 | -4 | |
| 1 | 1 | 1 | -4 | 1 | |
| 1 | 1 | 1 | 1 | -4 | |
| 1 | 1 | 1 | 1 | -4 | |
| 1 | 1 | 1 | -4 | 1 | |
| 1 | 1 | 1 | 1 | -4 | |
| 1 | 1 | 1 | 1 | -4 | |
| 1 | 1 | 1 | 1 | -4 |
4.6 Dominating model and combinatorial retraction
We consider the blow-up of the surfaces in lexicographical order with respect to ; we denote by the corresponding exceptional divisors. The skeleton consists of the union of the skeleton with four additional -cells for each 2-dimensional face of : for each ordered triple , the union of the additional cells is isomorphic to in Section 4.3, where we identify , and . The retraction collapses the additional faces onto as .
Additional -cells of over
with a pictorial description of the retraction
Given another order on , the skeleton coincides with as subspace of ; we denote this simply by . Instead, the triangulation and the retraction depend on the order. Our goal is therefore to construct a model which dominates all models regardless of the order, so that all retractions factors through .
Along the same lines of Section 4.3, we define as the blow-up of along and , for all ordered triples in the order :
We denote by and the corresponding exceptional divisors, and deduce from the local study of these morphisms in Section 4.3 that is obtained from by adding a new -cell for each triple .
We now define the combinatorial retraction of onto : given the 2-cell , we identify , and and contract onto the additional cells of over , via the combinatorial retraction constructed in Section 4.4. With a slight abuse of notation, we still denote this map by . By construction, the composition
coincides with over for any order on . In other words, around each vertex , the map is the Berkovich retraction induced by a small resolution of , where the strict transform of is isomorphic to , thus in particular is a torus embedding.
For each -dimensional face of , we denote by the graph defined in Definition 3.2.1, and its vertices by and . We set
By construction, around any point of , the retraction is equal to the Berkovich retraction induced by a suitable minimal model of . It follows from the results in [NXY19] that induces an integral affine structure with singularities on . By Theorem B and Corollary C, we obtain that this integral affine structure has no singularities outside . We will furthermore prove in the next subsection that this affine structure does not extend across any edge of , i.e. is indeed singular along .
4.7 Monodromy representation
We study the monodromy representation of the integral affine structure induce by on ; we exhibit the explicit computations along loops in a neighborhood of the vertices and , as all the others are analogous. We then compare the matrices we obtain with the ones obtained in various constructions existing in the mirror symmetry literature.
Monodromy near
We denote by the stratum curve , by the corresponding -dimensional face, and by and the two components of the boundary of . We set , for . The integral affine structure induced by over identifies with the -dimensional subset of with vertices
The intersection numbers are computed in Section 4.5, accordingly to the minimal model whose Berkovich retraction induces the integral affine structure on each for ; for instance, coincides with over , so on .
There are three edges in having the vertex as endpoint. We consider the monodromy along the three corresponding loops, which are oriented as described in Section 3.2.
By Proposition 3.2.2, the monodromy matrices are
we notice that , a relation which also follows from the corresponding equality at the level of loops inside .
Monodromy near
We consider the vertex of the graph . As is the endpoint of three edges of , respectively contained in the -dimensional faces , and , we compute the monodromy along the three corresponding loops, whose orientation is prescribed in Section 3.2.
For , the integral affine structure induced by over identifies with the -dimensional subset of with vertices
the intersection numbers are computed accordingly to the minimal model inducing the integral affine structure on . By Proposition 3.2.2, the monodromy matrix along is given in the basis by
For , the integral affine structure induced by over identifies with the -dimensional subset of with vertices
As above, the intersection numbers are computed accordingly to the minimal model inducing the integral affine structure on and the monodromy matrix along with respect to the basis is
For , the integral affine structure induced by over identifies with the -dimensional subset of with vertices
The monodromy along in the basis is
By change of basis from to , we write monodromy along with respect to :
We observe that , a relation which holds indeed among the corresponding loops.
Remark 4.7.1.
We will now show that the affine structure we constructed on is semi-simple polytopal in the sense of [RZ21a, Definition 4].
Integral affine manifolds with semi-simple polytopal singularities are the tropical analog of local complete intersections in algebraic geometry, and are the relevant class of affine structures on the base of the topological SYZ fibration in the context of the Gross–Siebert program. Indeed, given such a manifold , Ruddat and Zharkov construct a topological space and torus fibration with discriminant of codimension 2 in , inducing the given affine structure. In [RZ21a] the authors describe the strategy in the 3-dimensional case; the general results will appear in [RZ], building on the local constructions of [RZ21b].
In the case of the quintic 3-fold, let be a vertex of the discriminant contained in the interior of a 2-face , and a vertex contained in the interior of an edge of . Up to relabelling, we may assume that the lattice of invariant vectors around (i.e. the sections of the sheaf of integral affine tangent vectors on a small neighbourhood of ) is freely generated by and , in which case the three monodromy matrices around are of the form for some primitive . Hence, writing and , as well as and we see that we are in the setting of [RZ21a]: the singularities of the affine structure are semi-simple abelian. Moreover, the vertices are negative, while the vertices are positive.
Note that can be canonically realized inside , sending the vertex to the origin; in addition we set to be the convex hull of and in . The three loops described above are canonically indexed by the edges of , and hence by the pairs , with an edge of and the edge of . The upshot of working with instead of (and similarly for ) is now that the monodromy along the loop is now simply given by the formula .
Similarly for , we realize the edge inside as the unit segment, and set . Then we may once again label the three loops around by pairs with and an edge of , so that the formula holds.
Since is a face of , we conclude from this that our affine structure is semi-simple polytopal.
Remark 4.7.2.
In [Rua01], Ruan develops a symplectic method based on gradient flow and constructs a Lagrangian torus fibration for Fermat type quintic Calabi–Yau hypersurfaces
later extended to generic quintic hypersurfaces in toric varieties. The idea is to realize very explicitely as the boundary of the standard 4-simplex , and to spread the map:
to the nearby fibers using a gradient flow. This yields a Lagrangian fibration on the ’s for small enough , which Ruan expects to be deformable towards a special Lagrangian fibration.
In addition, he describes the discriminant locus and the monodromy transformations of the expected special Lagrangian fibration, assuming that the singular locus is of codimension . The predictions in [Rua01, §4.4, §4.5] match precisely our computations above.
In [Gro01] Gross defines a class of topological -dimensional torus fibrations and proves they admit dual fibration. Building on Ruan’s description of monodromy, Gross shows that generic quintic threefolds in can be endowed with such a fibration. It follows that the induced integral affine structure on the sphere coincides with the one in Section 4.7.
Note that both in Ruan’s and in Gross’ aforementioned works, the polyhedral decomposition on is induced by the intersection complex of the central fiber (i.e., vertices correspond to zero-dimensional strata of the special fiber and so on); we work instead with the dual intersection complex associated with , which is isomorphic to the intersection complex in the examples we are considering.
4.8 Comparison to Gromov-Hausdorff limit of Fermat families
In the previous sections, we constructed a -affine structure for generic quintic hypersurfaces in via minimal models. This applies in particular to the hypersurfaces in the Fermat family, i.e. to
with . For the hypersurfaces and for arbitrary , in [Li19] Li constructs special Lagrangian torus fibrations on generic regions of . More precisely, endow with the unique Calabi–Yau metric in the class induced by . Then the family of rescaled metrics on has bounded diameter and converges in the Gromov-Hausdorff sense to a smooth metric on as ; here is triangulated as the boundary of a standard simplex of dimension , and is the complement of the open stars of the vertices of in the first barycentric subdivision (see Definition 3.2.1). The metric limit obtained this way is a real Monge–Ampère metric with respect to a certain affine structure on , which is described in [Li19, §3.2, §3.5].
In this final section we prove that the integral affine structure constructed by Li coincides with the one from Theorem A when , which further motivates the main results of this paper. Indeed, it shows that for Fermat quintics, the essential skeleton equipped with the new type of retraction we built recovers the Gromov-Hausdorff limit with the affine structure induced by an SYZ fibration, as expected from the conjecture by Kontsevich and Soibelman.
To recall the details of Li’s construction we start by fixing some notation. The toric variety has homogeneous coordinates , and we write the open dense torus. We denote by the abelian group of 1-parameter subgroups of , and its dual . We identify with , so that defines the character . It follows that .
The variety is embedded in and the toric structure of allows us to realize as a simplicial subset of . Indeed, recall that the analytification of the torus comes with a tropicalization map
defined in Section 1.5. The generic point of lies in , thus the set of birational points of and in particular is contained inside . This yields a well-defined continuous map
which we claim to be an embedding. Let and be a top-dimensional face, corresponding to a zero-dimensional stratum of . The points of are quasi-monomial valuations with weights such that , where . By definition of the tropicalization map, we have
for any . Hence the tropicalization map sends the face to the -simplex
and the image of by is the boundary of the standard -simplex generated by the vertices , for , inside (note that this is still an -simplex when passing to the quotient). Moreover, is the dual polytope of the convex hull of the characters , i.e.
It now follows from an elementary computation that the simplex defined in [Li19] by the formula
is such that ); observe that in , the preimage of by the quotient map is the Minkowski sum of the standard simplex and . The discrepancy in sign conventions is due to the fact that in Li’s work, the tropicalisation map is taken to be , instead of , which is the standard non-archimedean convention.
We can now describe the integral affine structure constructed by Li on . Fix a vertex , is identified via the tropicalization map with the vertex , and corresponds to a codimension 1 face of . Then the -linear functions on are generated by
This yields an atlas of charts on
whose overlaps are the , with being the edge joining to . One can easily check that the transition functions between those charts are piecewise-linear on , but not linear as they induce a corner precisely along the codimension 1 faces of .
To overcome this problem, Li uses the additional symmetry of the Fermat hypersurface to extend the affine structure in codimension 1, as follows. Consider the first barycentric subdivision of , and denote by the open star of a vertex for this new simplicial structure. We now endow with the atlas of charts consisting of and of the top-dimensional open faces of . This atlas covers precisely , and since the overlaps between the charts are always contained in a top-dimensional face, this yields a -affine structure on .
Proposition 4.8.1.
The singular affine structure on of [Li19] matches the one induced on by the retraction constructed in Theorem A when , and by in Section 3.3.2 when .
Proof.
For notational simplicity, we do the proof for , the case being even simpler. By -symmetry, it is enough to check this on the open .
On the -affine structure induced by matches the one associated with a minimal model , such the strict transform of inside is isomorphic to and the hypotheses of Theorem B hold for the stratum . For the affine structure induced by an affinoid torus fibration, -affine functions on are given by , where is a non-vanishing analytic function on (see Section 1.6), and is the generic fiber (in the sense of Berkovich) of (see Section 1.5).
Using the results of Section 2, we may assume that we are working on the generic fiber of , which we denote by ; this is an open subset of the analytification of the torus of , where . Thus we replace with .
The torus of is the direct product of the torus of with , i.e. in coordinates
The normal bundle is endowed with a morphism , whose restriction corresponds to the morphism of rings
We obtain that
so that -affine functions on are integral linear combinations of the , for . But those functions are precisely , , , i.e. satisfying and generating the -linear functions on in [Li19]. ∎
5 Appendix
The purpose of this appendix is to extend some of the constructions and results in this paper to the following situation: let be a smooth family of -dimensional projective varieties over a punctured disk centered at , and let be an snc proper regular algebraic space over extending the family to . In particular, the special fiber is strict normal crossing, the morphism is a proper holomorphic submersion, and is not assumed to be projective; we still call such space an snc model of . Our goal is to define a skeleton and a retraction associated with .
We start by recalling a construction from [BJ17, 4.2]. Let be another snc model of that dominates ; we write and the special fibers and . Then there exists an integral affine retraction
as follows. Let be the simplex in corresponding to a stratum . Let be the minimal stratum of such that ; we denote by the simplex in corresponding to and we write the irreducible components of containing . Then
and we define the map on by the formula:
This yields a continuous integral affine map. Furthermore, we have the following transitivity property: if are three snc models of , then .
Definition 5.0.1.
Let be a face of . We say is active for if:
- -
is a bimeromorphic morphism,
- -
the -linear map inducing is an isomorphism.
We write for the union of active faces in . It follows from [BJ17, Proposition 4.3] that induces a homeomorphism from onto .
Definition 5.0.2.
Let be an snc model of , and assume there exists a projective snc model and . We define the skeleton as the image of by the embedding , and the Berkovich retraction as the composition (after identifying with ).
It follows directly from the transitivity property that this does not depend on the choice of a projective model .
Lemma 5.0.3.
Let be an snc model of and assume that admits a dominating projective snc model. Then for any stratum of , the retraction over only depends on the formal completion .
Proof.
Let be a projective snc model dominating and write . We denote by the components of containing .
Let be any stratum of , and denote by the corresponding simplex in .
By construction of , we have if and only if ; in this case, for any . Thus, if is an irreducible component of not cutting , it follows that does not have any component along the for .
We deduce from this that for each component of containing and , the coefficient of in is determined by and a local equation of in a formal neighbourhood of . This proves that over only depends on over .
By construction of Berkovich retraction, only depends on above (see Section 1.5). If moreover , then induces a morphism , hence only depends on over .
By the independence of on the choice of projective model and morphism , we conclude that over only depends on the formal completion . ∎
Proposition 5.0.4.
Let be an snc model of and assume that admits a dominating projective snc model. Let be a one-dimensional stratum of and assume that is isomorphic to and consists of two points. Then is an affinoid torus fibration over , and the induced affine structure over is described as in Proposition 3.1.1.
Proof.
By Lemma 5.0.3, the retraction over only depends on the formal completion . By [Knu71, V, Theorem 2.5], since is a scheme, the formal algebraic space is a formal scheme. We are therefore in the setting of [NXY19, Proposition 5.4, Theorem 6.1] and we can conclude. ∎
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