4 Degeneration of quintic 3-folds [04Q0]
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4 Degeneration of quintic 3-folds
As discussed in the introduction, given a maximally degenerate family of CalabiβYau varieties, Kontsevich and Soibelman predict that the base of the conjectural SYZ fibration matches the essential skeleton of . The SYZ fibration induces an integral affine structure (with singularities) on the base , which is relevant to the reconstruction of the mirror family; in the non-archimedean interpretation of mirror symmetry of [KS06] such structure is induced by Berkovich retractions .
The results in [NXY19] and in SectionΒ 2 can be used to construct non-archimedean retractions and integral affine structures on , using minimal models of . As quintic CalabiβYau hypersurfaces, and in particular Fermat type quintics, have played a key role in the development of mirror symmetry, it is natural to apply and test the non-archimedean approach on this family. In this section we prove TheoremΒ A; this yields an integral affine structure which is compatible with the existing literature in mirror symmetry (see RemarkΒ 4.1.1, RemarkΒ 4.7.2 and SectionΒ 4.8).
4.1 Setting and plan of the proof
We consider , where is a generic homogeneous polynomial of degree . The degeneration has the following properties:
- 1.
the special fiber is reduced, consisting of five Weil divisors, i.e. . We denote ;
- 2.
the singular locus of the total space is contained in the special fiber, and is the intersection in of and the union of surfaces for . In particular, each intersects along the union of four quintic curves and by genericity of , we may assume that does not intersect the torus fixed points of ;
Figure 2: *Irreducible component - 3.
the pair is dlt, in particular snc away from ; we refer to SectionΒ 4.2 for a local study of the pair at the singular points;
- 4.
the dual complex of the special fiber is homeomorphic to the -sphere , and the triangulation of is the same as the standard one on the boundary of a -simplex;
- 5.
by adjunction the canonical bundle is trivial.
We conclude that is a minimal dlt model of the quintic -fold , but it is not good in the sense of SectionΒ 1.1 since the prime components of the special fiber are not -Cartier. In particular, even if the dual complex is well-defined, does not induce a well-defined retraction of onto .
Similarly to SectionΒ 3.3, the aim is to explicitly construct several explicit minimal models of starting from , then apply the results from SectionΒ 3.1 and SectionΒ 3.2 to study the integral affine structures on , induced by Berkovich retractions or their combinations. We will proceed as follows.
- -
(SectionΒ 4.5) For any order on , we construct a small resolution of by blowing-up in order the four divisors , , and . The resulting resolution is denoted , is a minimal model of and comes equipped with the Berkovich retraction
The skeleton coincides with as simplicial complex; thus, independently on the order, all skeletons define the same simplicial structure on .
- -
(SectionΒ 4.6) We construct a model of which dominates any model , so that factors through . We then define a combinatorial retraction which contracts the skeleton onto . This allows us to consider the composition
which is at the core of the statement of TheoremΒ A. The retraction is constructed so that the composition is locally equal to a , the order depending on the region of .
- -
(SectionΒ 4.2 to SectionΒ 4.4) The constructions and properties of and rely on a local study of the model : Γ©tale locally around each point of , is isomorphic to a toric variety and the resolutions are given by refinements of the associated fan.
We will show that
Theorem A.
- β’
is a piecewise-linear map, thus pulls back any piecewise-linear function on to a model function on ;
- β’
is an affinoid torus fibration away from a graph ; the vertices of are the barycenters of the 1 and 2-dimensional cells of , and the edges join the barycenter of a 2-dimensional cell with the barycenters of its 1-dimensional faces;
- β’
in a neighbourhood of a vertex , the affine structure induced by is determined by the toric geometry of : there is a natural -linear embedding of inside the fan of , preserving the polytopal decomposition and sending to the origin;
- β’
Remark 4.1.1.
The affine structure we obtain in Theorem A coincides also with the one defined in [Gro05, Β§1]. Indeed, it will follow from the construction and CorollaryΒ 2.6.1 that the affine structure induced by yields the fan structure (in the sense of [Gro05]) coming from at each vertex , and that those are glued (after removing ) along the maximal cells viewed as standard simplices; this is the very definition of the singular affine structure in [Gro05].
In particular, the results of SectionΒ 4.7 follow from the more general [Gro05, Proposition 2.13], [HZ02, Β§2.3], but we include our full computations to highlight the use of PropositionΒ 3.2.2, which holds even outside the context of toric degenerations.
4.2 Local resolution
We consider a point in ; the singular points in the other strata curves can be treated analogously. Γtale locally around such a point, is isomorphic to the toric variety , where
are the components of the special fiber in . We still denote these by and ; they form the toric boundary of together with
The pair is log canonical by [CLS11, Proposition 11.4.24].
We denote the strata surfaces of the special fiber by , for and , and the stratum curve by . The singular locus consists of the torus invariant curves
which intersect each other at the torus invariant point .
Special fiber of and a slice of the fan of the toric variety
The toric blow-up along resolves the singularities along and except at the point . The exceptional locus of consists of two surfaces and intersecting each other along a curve: these surfaces are mapped by to the respective singular curves, are contained in the strict transform of , and correspond to two new edges in the slice of the fan of . The intersection of and corresponds to a new -dimensional face in the slice of the fan. With a slight abuse of notation we keep the same notation for the strict transforms in .
A resolution of is given by the composition of and the toric blow-up along ; the latter indeed resolves the singularities along . The exceptional locus of is a surface , which is mapped by to and is contained in the strict transform of . The morphism induces a new -dimensional face in the slice of the fan of , and a new edge corresponding to the surface . In particular, after the blow-up , the strict transforms of the surface and of the divisor have empty intersection.
Slices of the fan of , and
The small resolution of induces an isomorphism on the strict transform of and of , while its restriction to the strict transform of is the blow-up of along a general point. These facts can be checked computing the charts of the blow-ups and . Alternatively, they can be verified looking at the fans of the strata surfaces in the slice of the fans of , and ; indeed, the fan of is induced by the intersection of the slice with a normal plane to the edge corresponding to .
4.3 Local dominating model
We now introduce the local model for the dominating model we will construct.
We consider the blow-up of the exceptional surfaces and one after the other
As these surfaces are toric strata of , the blow-ups are toric as well and the corresponding fans are refinements of the fan of . We note that
- -
the dual complexes of the special fibers of and are obtained from the slices of the corresponding fans by removing the vertices corresponding to , and , as well as each face containing one of these.
Then consists of four -cells: , , and ; it has only one edge in the interior, which is .
- -
The remaining -dimensional simplices of the slice of the fan of are
- -
The Berkovich retractions associated with the models , and map and to , and to .
We study more in details the retraction near the vertex , as this will be relevant later in the construction of the local combinatorial retraction (see Eq.Β 4.4.1). We observe that collapses the convex hull of and onto the face . If we identify the skeleton with the polyhedron in below, on is written explicitly as follows:
| (4.3.1) | ||||
The function on is the slope of the line segment joining the vertex to for . We give a picture of the retraction for various values of :
For purposes which will be clear in the construction of the local combinatorial retraction in SectionΒ 4.4, we consider a further toric blow-up. Let be the blow-up along the disjoint toric strata and ; this yields two new components in the toric boundary, denoted by and . It follows that the slice of the fan of is obtained from the slice of as star subdivision along the edges and .
In particular, the skeleton is obtained from by
- 1.
the star subdivision of the edge , which turns the four -cells of into eight -cells;
- 2.
adding an additional -cell , where we denote by the new vertex corresponding to .
The diagram below summarizes the resolutions of we constructed and studied so far:
4.4 Local combinatorial retraction
Other resolutions of can be obtained by blowing-up the divisors of the special fiber in a different order. Given any order on , we denote
The refinement of the fan of corresponding to is such that the skeleton as subspaces in the Berkovich space of ; it is independent on the chosen order so that we simply denote this subspace by . However, the models and induce in general different simplicial subdivisions and different retractions onto . For instance, the only edge in the interior of is , which indeed depends on the chosen order. Here below we illustrate the skeletons and the Berkovich retractions in a couple of examples.
The blow-up of along the toric strata and yields a refinement of the fan which coincides with the fan of , constructed at the end of SectionΒ 4.3. It follows that the model dominates all resolutions independently on the order, hence all Berkovich retractions , and factors through .
Our goal is to construct a map , composing the Berkovich retraction with a collapse of the additional 3-cell and a combinatorial retraction
such that, given any vertex in , the restriction of over (the is taken with respect to the first barycentric subdivision, as in DefinitionΒ 3.2.1) is for any order on , i.e. any order where the index is the biggest. This guarantees that around each , the map is the Berkovich retraction induced by a small resolution where the strict transform of is isomorphic to , so that we are in the set-up of CorollaryΒ C.
- -
The retraction . We identify again the skeleton with the polyhedron in described in SectionΒ 4.3. On the convex hull of and , the retraction is given as follows
(4.4.1) Here is a pictorial description for certain values of :
We extend the definition of to by symmetry along the medians of the triangles and . In particular, we note that the image of is the graph in of DefinitionΒ 3.2.1.
- -
The combinatorial retraction . We define the collapse as the projection of the additional -cell of onto along the -direction. We call the combinatorial retraction of the skeleton onto .
- -
Finally, we check that over . As the preimage of is disjoint from , we have to prove that . By symmetry of , it is enough to check this for . Over we have ; there, the expression of determined in Eq.Β 4.3.1 coincides with the definition of in Eq.Β 4.4.1, hence we conclude.
4.5 Minimal models
We return to the setting of SectionΒ 4.1. The purpose of this section is to compute various intersection numbers on the small resolutions of used to define the retraction , as this will allow us to compute the monodromy of the associated -affine structure on .
Fix an order on and consider the small resolution , obtained from by blowing-up the divisors , , , in that order. It now follows from the local study of the singularities of that this is indeed a small resolution of .
In we still denote the strict transforms of the strata of by , by and by with . By the study of the local model in SectionΒ 4.2, the exceptional locus of
consists of ten surfaces , with and in the order . The surface is mapped via to the singular curve , and is contained in the strict transform of . The component (corresponding to the biggest index in the chosen order) is the only one isomorphic to its strict transform.
Given a pair with , the morphism induces on the blow-up along distinct general points on each with . Thus, the intersection numbers between strata curves and strata divisors in are:
| 1 | 1 | -4 | 1 | 1 | |
| 1 | 1 | 1 | -4 | 1 | |
| 1 | 1 | 1 | 1 | -4 | |
| 1 | 1 | 1 | -4 | 1 | |
| 1 | 1 | 1 | 1 | -4 | |
| 1 | 1 | 1 | 1 | -4 | |
| 1 | 1 | 1 | -4 | 1 | |
| 1 | 1 | 1 | 1 | -4 | |
| 1 | 1 | 1 | 1 | -4 | |
| 1 | 1 | 1 | 1 | -4 |
4.6 Dominating model and combinatorial retraction
We consider the blow-up of the surfaces in lexicographical order with respect to ; we denote by the corresponding exceptional divisors. The skeleton consists of the union of the skeleton with four additional -cells for each 2-dimensional face of : for each ordered triple , the union of the additional cells is isomorphic to in SectionΒ 4.3, where we identify , and . The retraction collapses the additional faces onto as .
Additional -cells of over
with a pictorial description of the retraction
Given another order on , the skeleton coincides with as subspace of ; we denote this simply by . Instead, the triangulation and the retraction depend on the order. Our goal is therefore to construct a model which dominates all models regardless of the order, so that all retractions factors through .
Along the same lines of SectionΒ 4.3, we define as the blow-up of along and , for all ordered triples in the order :
We denote by and the corresponding exceptional divisors, and deduce from the local study of these morphisms in SectionΒ 4.3 that is obtained from by adding a new -cell for each triple .
We now define the combinatorial retraction of onto : given the 2-cell , we identify , and and contract onto the additional cells of over , via the combinatorial retraction constructed in SectionΒ 4.4. With a slight abuse of notation, we still denote this map by . By construction, the composition
coincides with over for any order on . In other words, around each vertex , the map is the Berkovich retraction induced by a small resolution of , where the strict transform of is isomorphic to , thus in particular is a torus embedding.
For each -dimensional face of , we denote by the graph defined in DefinitionΒ 3.2.1, and its vertices by and . We set
By construction, around any point of , the retraction is equal to the Berkovich retraction induced by a suitable minimal model of . It follows from the results in [NXY19] that induces an integral affine structure with singularities on . By TheoremΒ B and CorollaryΒ C, we obtain that this integral affine structure has no singularities outside . We will furthermore prove in the next subsection that this affine structure does not extend across any edge of , i.e. is indeed singular along .
4.7 Monodromy representation
We study the monodromy representation of the integral affine structure induce by on ; we exhibit the explicit computations along loops in a neighborhood of the vertices and , as all the others are analogous. We then compare the matrices we obtain with the ones obtained in various constructions existing in the mirror symmetry literature.
Monodromy near
We denote by the stratum curve , by the corresponding -dimensional face, and by and the two components of the boundary of . We set , for . The integral affine structure induced by over identifies with the -dimensional subset of with vertices
The intersection numbers are computed in SectionΒ 4.5, accordingly to the minimal model whose Berkovich retraction induces the integral affine structure on each for ; for instance, coincides with over , so on .
There are three edges in having the vertex as endpoint. We consider the monodromy along the three corresponding loops, which are oriented as described in SectionΒ 3.2.
By PropositionΒ 3.2.2, the monodromy matrices are
we notice that , a relation which also follows from the corresponding equality at the level of loops inside .
Monodromy near
We consider the vertex of the graph . As is the endpoint of three edges of , respectively contained in the -dimensional faces , and , we compute the monodromy along the three corresponding loops, whose orientation is prescribed in SectionΒ 3.2.
For , the integral affine structure induced by over identifies with the -dimensional subset of with vertices
the intersection numbers are computed accordingly to the minimal model inducing the integral affine structure on . By PropositionΒ 3.2.2, the monodromy matrix along is given in the basis by
For , the integral affine structure induced by over identifies with the -dimensional subset of with vertices
As above, the intersection numbers are computed accordingly to the minimal model inducing the integral affine structure on and the monodromy matrix along with respect to the basis is
For , the integral affine structure induced by over identifies with the -dimensional subset of with vertices
The monodromy along in the basis is
By change of basis from to , we write monodromy along with respect to :
We observe that , a relation which holds indeed among the corresponding loops.
Remark 4.7.1.
We will now show that the affine structure we constructed on is semi-simple polytopal in the sense of [RZ21a, Definition 4].
Integral affine manifolds with semi-simple polytopal singularities are the tropical analog of local complete intersections in algebraic geometry, and are the relevant class of affine structures on the base of the topological SYZ fibration in the context of the GrossβSiebert program. Indeed, given such a manifold , Ruddat and Zharkov construct a topological space and torus fibration with discriminant of codimension 2 in , inducing the given affine structure. In [RZ21a] the authors describe the strategy in the 3-dimensional case; the general results will appear in [RZ], building on the local constructions of [RZ21b].
In the case of the quintic 3-fold, let be a vertex of the discriminant contained in the interior of a 2-face , and a vertex contained in the interior of an edge of . Up to relabelling, we may assume that the lattice of invariant vectors around (i.e. the sections of the sheaf of integral affine tangent vectors on a small neighbourhood of ) is freely generated by and , in which case the three monodromy matrices around are of the form for some primitive . Hence, writing and , as well as and we see that we are in the setting of [RZ21a]: the singularities of the affine structure are semi-simple abelian. Moreover, the vertices are negative, while the vertices are positive.
Note that can be canonically realized inside , sending the vertex to the origin; in addition we set to be the convex hull of and in . The three loops described above are canonically indexed by the edges of , and hence by the pairs , with an edge of and the edge of . The upshot of working with instead of (and similarly for ) is now that the monodromy along the loop is now simply given by the formula .
Similarly for , we realize the edge inside as the unit segment, and set . Then we may once again label the three loops around by pairs with and an edge of , so that the formula holds.
Since is a face of , we conclude from this that our affine structure is semi-simple polytopal.
Remark 4.7.2.
In [Rua01], Ruan develops a symplectic method based on gradient flow and constructs a Lagrangian torus fibration for Fermat type quintic CalabiβYau hypersurfaces
later extended to generic quintic hypersurfaces in toric varieties. The idea is to realize very explicitely as the boundary of the standard 4-simplex , and to spread the map:
to the nearby fibers using a gradient flow. This yields a Lagrangian fibration on the βs for small enough , which Ruan expects to be deformable towards a special Lagrangian fibration.
In addition, he describes the discriminant locus and the monodromy transformations of the expected special Lagrangian fibration, assuming that the singular locus is of codimension . The predictions in [Rua01, Β§4.4, Β§4.5] match precisely our computations above.
In [Gro01] Gross defines a class of topological -dimensional torus fibrations and proves they admit dual fibration. Building on Ruanβs description of monodromy, Gross shows that generic quintic threefolds in can be endowed with such a fibration. It follows that the induced integral affine structure on the sphere coincides with the one in SectionΒ 4.7.
Note that both in Ruanβs and in Grossβ aforementioned works, the polyhedral decomposition on is induced by the intersection complex of the central fiber (i.e., vertices correspond to zero-dimensional strata of the special fiber and so on); we work instead with the dual intersection complex associated with , which is isomorphic to the intersection complex in the examples we are considering.
4.8 Comparison to Gromov-Hausdorff limit of Fermat families
In the previous sections, we constructed a -affine structure for generic quintic hypersurfaces in via minimal models. This applies in particular to the hypersurfaces in the Fermat family, i.e. to
with . For the hypersurfaces and for arbitrary , in [Li19] Li constructs special Lagrangian torus fibrations on generic regions of . More precisely, endow with the unique CalabiβYau metric in the class induced by . Then the family of rescaled metrics on has bounded diameter and converges in the Gromov-Hausdorff sense to a smooth metric on as ; here is triangulated as the boundary of a standard simplex of dimension , and is the complement of the open stars of the vertices of in the first barycentric subdivision (see DefinitionΒ 3.2.1). The metric limit obtained this way is a real MongeβAmpΓ¨re metric with respect to a certain affine structure on , which is described in [Li19, Β§3.2, Β§3.5].
In this final section we prove that the integral affine structure constructed by Li coincides with the one from TheoremΒ A when , which further motivates the main results of this paper. Indeed, it shows that for Fermat quintics, the essential skeleton equipped with the new type of retraction we built recovers the Gromov-Hausdorff limit with the affine structure induced by an SYZ fibration, as expected from the conjecture by Kontsevich and Soibelman.
To recall the details of Liβs construction we start by fixing some notation. The toric variety has homogeneous coordinates , and we write the open dense torus. We denote by the abelian group of 1-parameter subgroups of , and its dual . We identify with , so that defines the character . It follows that .
The variety is embedded in and the toric structure of allows us to realize as a simplicial subset of . Indeed, recall that the analytification of the torus comes with a tropicalization map
defined in SectionΒ 1.5. The generic point of lies in , thus the set of birational points of and in particular is contained inside . This yields a well-defined continuous map
which we claim to be an embedding. Let and be a top-dimensional face, corresponding to a zero-dimensional stratum of . The points of are quasi-monomial valuations with weights such that , where . By definition of the tropicalization map, we have
for any . Hence the tropicalization map sends the face to the -simplex
and the image of by is the boundary of the standard -simplex generated by the vertices , for , inside (note that this is still an -simplex when passing to the quotient). Moreover, is the dual polytope of the convex hull of the characters , i.e.
It now follows from an elementary computation that the simplex defined in [Li19] by the formula
is such that ); observe that in , the preimage of by the quotient map is the Minkowski sum of the standard simplex and . The discrepancy in sign conventions is due to the fact that in Liβs work, the tropicalisation map is taken to be , instead of , which is the standard non-archimedean convention.
We can now describe the integral affine structure constructed by Li on . Fix a vertex , is identified via the tropicalization map with the vertex , and corresponds to a codimension 1 face of . Then the -linear functions on are generated by
This yields an atlas of charts on
whose overlaps are the , with being the edge joining to . One can easily check that the transition functions between those charts are piecewise-linear on , but not linear as they induce a corner precisely along the codimension 1 faces of .
To overcome this problem, Li uses the additional symmetry of the Fermat hypersurface to extend the affine structure in codimension 1, as follows. Consider the first barycentric subdivision of , and denote by the open star of a vertex for this new simplicial structure. We now endow with the atlas of charts consisting of and of the top-dimensional open faces of . This atlas covers precisely , and since the overlaps between the charts are always contained in a top-dimensional face, this yields a -affine structure on .
Proposition 4.8.1.
The singular affine structure on of [Li19] matches the one induced on by the retraction constructed in TheoremΒ A when , and by in SectionΒ 3.3.2 when .
Proof.
For notational simplicity, we do the proof for , the case being even simpler. By -symmetry, it is enough to check this on the open .
On the -affine structure induced by matches the one associated with a minimal model , such the strict transform of inside is isomorphic to and the hypotheses of TheoremΒ B hold for the stratum . For the affine structure induced by an affinoid torus fibration, -affine functions on are given by , where is a non-vanishing analytic function on (see SectionΒ 1.6), and is the generic fiber (in the sense of Berkovich) of (see SectionΒ 1.5).
Using the results of SectionΒ 2, we may assume that we are working on the generic fiber of , which we denote by ; this is an open subset of the analytification of the torus of , where . Thus we replace with .
The torus of is the direct product of the torus of with , i.e. in coordinates
The normal bundle is endowed with a morphism , whose restriction corresponds to the morphism of rings
We obtain that
so that -affine functions on are integral linear combinations of the , for . But those functions are precisely , , , i.e. satisfying and generating the -linear functions on in [Li19]. β