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Introduction [04M4]

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Introduction

Let (X,L)(X,L) be a polarized family of nn-dimensional Calabi–Yau varieties over the punctured disk 𝔻∗⊂ℂ\mathbb{D}^{*}\subset\mathbb{C}; each fiber XtX_{t} additionally carries a unique Ricci-flat Kähler-metric ωt∈c1​(Lt)\omega_{t}\in c_{1}(L_{t}), according to the celebrated Yau theorem. We will be primarily interested in such families that are maximally degenerate, in the following sense: the monodromy acting on the degree nn cohomology of the general fiber has a Jordan block of maximal (that is, n+1n+1) size.

In this setting, the Strominger-Yau-Zaslow conjecture predicts that the general fiber XtX_{t} admits a fibration ρt:Xt⟶S\rho_{t}:X_{t}\longrightarrow S, called an SYZ fibration, whose base SS is a real nn-dimensional topological manifold (even a sphere if the XtX_{t} are strict Calabi–Yau), and whose fibers are special Lagrangian tori away from a discriminant locus of codimension 22 in SS.
An SYZ fibration endows SS with a singular integral affine structure, induced by action-angle coordinates. This means that, in the complement of the discriminant locus of the fibration, the transition functions between charts of SS are affine transformations in GLn​(ℤ)⋉ℝn\textrm{GL}_{n}(\mathbb{Z})\ltimes\mathbb{R}^{n}.
Moreover, the limit for t→0t\rightarrow 0 of the metric spaces (Xt,ωt)(X_{t},\omega_{t}) should correspond to the metric collapse of the torus fibers of ρt\rho_{t}. Then, the (suitably rescaled) Gromov-Hausdorff limit of (Xt,ωt)(X_{t},\omega_{t}) should coincide with the space SS, endowed with a metric which in affine coordinates satisfies a real Monge–Ampère equation away from the discriminant locus.

While some examples of special Lagrangian torus fibrations can be produced, dealing with the general case seems very difficult. The insight of Kontsevich and Soibelman is to replace the above conjecture by an analogous one in the non-archimedean world, and to interpret the latter as an asymptotic limit of the complex phenomenon when t→0t\rightarrow 0. We now elaborate on this idea.

Consider the field K=ℂ⁡((t))K=\mathbb{C}((t)) of Laurent power series, which comes equipped with the non-archimedean valuation ordt\ord_{t}, order of vanishing at t=0t=0; the family XX can be viewed as a variety over KK. Within this framework, we associate with X/KX/K a topological space, called the Berkovich space XanX^{\an} of XX; this is a space of real (semi)valuations on XX (see Section 1.3).
A way to construct and visualize points of XanX^{\an} is to consider models of XX over R=ℂ⁡[[t]]R=\mathbb{C}[[t]]. Indeed, any suitably regular (dlt) model 𝒳\mathscr{X} of XX has an associated simplicial subset Sk⁡(𝒳)⊂Xan\Sk(\mathscr{X})\subset X^{\an}, called the skeleton of 𝒳\mathscr{X} and homeomorphic to the dual (intersection) complex of the degenerate fiber 𝒳0\mathscr{X}_{0} of 𝒳\mathscr{X}, and a continuous retraction ρ𝒳:Xan→Sk⁡(𝒳)\rho_{\mathscr{X}}:X^{\an}\rightarrow\Sk(\mathscr{X}) (see Sections 1.4 and 1.5 for more details). It follows that XanX^{\an} encodes geometric information coming from degenerations of XX and about combinatorics of models of XX.
Among various models and associated skeletons, minimal (in the sense of MMP) models 𝒳\mathscr{X} of XX determine a canonical skeleton Sk⁡(X)=Sk⁡(𝒳)\Sk(X)=\Sk(\mathscr{X}), called the essential skeleton of XX and independent of the choice of the minimal model. The essential skeleton and the retractions ρ𝒳:Xan→Sk⁡(𝒳)=Sk⁡(X)\rho_{\mathscr{X}}:X^{\an}\rightarrow\Sk(\mathscr{X})=\Sk(X), which do depend on 𝒳\mathscr{X}, are of particular relevance in the non-archimedean reformulation of the SYZ conjecture as the following conjectures point out.

The key idea is that Berkovich theory should allow to construct (non-unique) non-archimedean avatars of SYZ fibrations. More precisely, in [KS06] Kontsevich and Soibelman conjecture that the essential skeleton Sk⁡(X)\Sk(X) can be endowed with an integral affine structure outside of a codimension 2 piecewise-affine subset Γ⊂Sk⁡(X)\Gamma\subset\Sk(X), such that the following holds. The space Sk⁡(X)\Sk(X) can be recovered from the Kähler geometry of XX, as a (suitably rescaled) Gromov-Hausdorff limit of the metric spaces (Xt,ωt)(X_{t},\omega_{t}). Moreover, the limiting metric on Sk⁡(X)\Sk(X) should satisfy the following: outside of Γ\Gamma, the metric is given locally in affine coordinates by the Hessian of a convex function, satisfying a real Monge-Ampère equation. It is furthermore expected that this limiting affine structure can be recovered by a map ρ:Xan→Sk⁡(X)\rho:X^{\an}\rightarrow\Sk(X), which is a non-archimedean analog of the SYZ fibration.
The construction of the above fibration is made more rigorous in [NXY19]. The authors prove that the retraction ρ𝒳\rho_{\mathscr{X}} associated with a minimal model 𝒳\mathscr{X} is an affinoid torus fibration away from a codimension 2 locus of the base - the non-archimedean analog of a smooth torus fibration - and induces an integral affine structure there, as the SYZ heuristic and the conjecture by Kontsevich and Soibelman predict. Here in particular the transition functions of the integral affine structure are in GLn​(ℤ)⋉ℤn\textrm{GL}_{n}(\mathbb{Z})\ltimes\mathbb{Z}^{n}.

The local model for affinoid torus fibrations is the tropicalization map val:𝕋an→Nℝ\textrm{val}:\mathbb{T}^{\an}\rightarrow N_{\mathbb{R}}, where 𝕋=𝔾m,Kn\mathbb{T}=\mathbb{G}_{m,K}^{n} and NN is the cocharacter lattice of the torus 𝕋\mathbb{T}. Global examples of such retractions are given as follows: given a (non-proper) toric variety 𝒴\mathscr{Y} over R=ℂ⁡[[t]]R=\mathbb{C}[[t]] which is a model of 𝕋\mathbb{T}, the retraction ρ𝒴\rho_{\mathscr{Y}} is a restriction of val\mathrm{val}. This reduces the proof of the result in [NXY19] to showing that minimal models 𝒳\mathscr{X} are in fact toric along one-dimensional strata of the special fiber when the latter is reduced.

At this point the base of the SYZ fibration appears to be well identified - as the essential skeleton or equivalently the dual complex of any minimal model - while the affine structure and the metric are not. In fact, the construction in [NXY19] yields integral affine structures that depend on the additional choice of a model, while the Kontsevich–Soibelman conjecture predicts uniqueness, at least of the metric space. Moreover, the location and the nature of the singularities obtained in [NXY19] differ from previous constructions in mirror symmetry.
Such discrepancy already appears in the case of quintic three-folds in ℙ4\mathbb{P}^{4}. On one side, the constructions in [Rua01, Gro01] - using symplectic and toric geometry - yield an affine structure on a triangulated 33-sphere whose singularities are located away from the vertices. On the other side, the discriminant locus of the non-archimedean SYZ fibration constructed in [NXY19] passes through the vertices of the triangulation.
Moreover, the recent work in [Li19] provides evidence that for a degeneration of Fermat hypersurfaces, the affine structure on the Gromov-Hausdorff limit of the Kähler Ricci-flat metric on the nearby fibers has its singularities located inside the cells of codimension one and away from the vertices.

In this paper we deal with the apparent incompatibility raised by the expected affine structures on the essential skeleton and the ones induced by non-archimedean SYZ fibration. To this purpose, we further develop the non-archimedean approach, and produce examples of a new type of non-archimedean retractions. This allows us to construct singular integral affine structures which are both compatible with SYZ mirror symmetry, and built by means of non-archimedean tools. In this respect, our results provide new evidence for the dictionary between the SYZ heuristic and the non-archimedean interpretation of mirror symmetry.
Inspired by the example [KS06, §4.2.5] of an integral affine structure on the sphere 𝕊2\mathbb{S}^{2} with 2424 singular points, associated with a degeneration of K​3K3 surfaces, we move to the 33-dimensional case and consider the quintic 33-fold as testing ground of our results. More precisely, let X→𝔻∗X\rightarrow\mathbb{D}^{*} be a generic family of quintics:

X={tF5(z1,z2,z3,z4,z5)+z1z2z3z4z5=0}⊂ℙ4×𝔻∗.X=\{tF_{5}(z_{1},z_{2},z_{3},z_{4},z_{5})+z_{1}z_{2}z_{3}z_{4}z_{5}=0\}\subset\mathbb{P}^{4}\times\mathbb{D}^{*}.

We endow Sk⁡(X)≃𝕊3\Sk(X)\simeq\mathbb{S}^{3} with the simplicial structure induced by the identification with the dual complex of 𝒳0\mathscr{X}_{0}, with 𝒳\mathscr{X} being the closure of XX in ℙ4×𝔻\mathbb{P}^{4}\times\mathbb{D}, and 𝒳0\mathscr{X}_{0} the fiber over 00.

Theorem A.

There exists a continuous retraction π:Xan→Sk⁡(X)\pi:X^{\an}\rightarrow\Sk(X) such that

  • •

    π\pi can be written as a composition π′∘ρ𝒳′\pi^{\prime}\circ\rho_{\mathscr{X}^{\prime}}, with 𝒳′\mathscr{X}^{\prime} being an snc model of XX and π′:Sk⁡(𝒳′)→Sk⁡(X)\pi^{\prime}:\Sk(\mathscr{X}^{\prime})\rightarrow\Sk(X) a piecewise-linear map;

  • •

    π\pi is an affinoid torus fibration outside a piecewise-linear locus Γ\Gamma, that has codimension 22 and is contained in the 22-skeleton of Sk⁡(X)\Sk(X);

  • •

    π\pi induces an integral affine structure on Sk⁡(X)∖Γ\Sk(X)\setminus\Gamma, which is isomorphic to the ones constructed in [Gro01], [Gro05], and [Rua01].

The theorem holds in particular for the Fermat family of quintics; in this case, the Gromov-Hausdorff limit of the family is known [Li19], and naturally induces a singular affine structure on 𝕊3\mathbb{S}^{3}. We are able to show (see Proposition 4.8.1) that the non-archimedean retraction in Theorem A, the metric limit as determined by Li, and the works of Gross and Ruan, all induce the same integral affine structure on 𝕊3\mathbb{S}^{3}; this provides a new piece of evidence for the dictionary between SYZ mirror symmetry and Berkovich geometry.

The main idea behind our construction is to consider the Berkovich retractions ρ𝒳i\rho_{\mathscr{X}_{i}} associated with several minimal models 𝒳1,…,𝒳N\mathscr{X}_{1},\ldots,\mathscr{X}_{N} of XX, adapted to different regions of Sk⁡(X)\Sk(X) and glued together. In order to prove Theorem A and describe the singular locus of the retraction π\pi, we establish the following result, which generalizes [NXY19, Proposition 5.4]:

Theorem B.

Let X/KX/K be a smooth projective variety, and 𝒳/R\mathscr{X}/R be a dlt model of XX with reduced special fiber 𝒳k\mathscr{X}_{k}, such that the irreducible components of 𝒳k\mathscr{X}_{k} are all Cartier divisors.
Let ZZ be a stratum of 𝒳k\mathscr{X}_{k}, such that:

  • •

    Z̊⊂Z\mathring{Z}\subset Z is a torus embedding, where Z̊\mathring{Z} is the open stratum of ZZ;

  • •

    the conormal bundle νZ/𝒳∗\nu_{Z/\mathscr{X}}^{*} is a nef vector bundle on ZZ;

  • •

    the intersection of ZZ with any irreducible component of 𝒳k\mathscr{X}_{k} is connected.

Then 𝒳\mathscr{X} is toric along ZZ (in the sense of Definition 1.2.6).

Note that the dlt assumption, combined with the fact that ZZ is toric, imply that ZZ is smooth (see Remark 2.1.1). By assumption, ZZ is (a connected component of) the intersection of the divisors Dj⊂𝒳kD_{j}\subset\mathscr{X}_{k} containing ZZ and the DjD_{j}’s are Cartier, so that νZ/𝒳∗=⨁j∈J𝒪Z​(−Dj)\nu^{*}_{Z/\mathscr{X}}=\bigoplus_{j\in J}\mathcal{O}_{Z}(-D_{j}) and the nef assumption simply means that each of the 𝒪Z​(−Dj)\mathcal{O}_{Z}(-D_{j}) is a nef divisor.
Using the positivity of the conormal bundle, we then prove that in a formal neighbourhood of ZZ, 𝒳\mathscr{X} is isomorphic to the normal bundle of ZZ, which is a toric variety. This is similar in spirit to the classical work of [Gra62, Satz 7, p. 363] on holomorphic tubular neighbourhoods, as well as Grothendieck’s algebraization theorem [Gro61, Theorem 5.1.4]; the key technical point being the vanishing of the higher cohomology groups of the powers of νZ/𝒳∗\nu^{*}_{Z/\mathscr{X}} which allows us to extend combinatorial data from ZZ to a formal neighbourhood.

Corollary C.

The retraction ρ𝒳:Xan→Sk⁡(𝒳)\rho_{\mathscr{X}}:X^{\an}\rightarrow\Sk(\mathscr{X}) is an affinoid torus fibration over Star⁡(τZ)\Star(\tau_{Z}).

The subset Star⁡(τZ)\Star(\tau_{Z}) is the open star of the face determined by ZZ (see Definition 1.4.2). Theorem B and Corollary C show that the discriminant locus of the retraction ρ𝒳\rho_{\mathscr{X}} measures the defect of a stratum to being toric. Therefore, to prove Theorem A, we combine retractions ρ𝒳i\rho_{\mathscr{X}_{i}} coming from different models 𝒳1,…,𝒳N\mathscr{X}_{1},\ldots,\mathscr{X}_{N} with the following property: for each region of Sk⁡(X)∖Γ\Sk(X)\setminus\Gamma, there exists a model 𝒳i\mathscr{X}_{i} such that π=ρ𝒳i\pi=\rho_{\mathscr{X}_{i}} and 𝒳i\mathscr{X}_{i} satisfies the hypothesis of Theorem B, hence defines an affinoid torus fibration over the corresponding region.
If dimZ=1\dim Z=1 and ZZ is a rational curve, then the positivity assumption can always be achieved via a finite number of blow-ups and Corollary C holds; this was established in [NXY19, Proposition 5.4].

The connection between toric geometry and mirror symmetry has been explored in several ways; in particular, the Gross–Siebert program considers toric degenerations of Calabi–Yau varieties. Such degenerations satisfy assumptions similar to the ones in Theorem B, as the irreducible components of the special fiber are all assumed to be toric varieties; however, note that they are not assumed to be ℚ\mathbb{Q}-Cartier, so that there may not be an associated Berkovich retraction. In [GS06] the authors then glue together the fans of the various components of the special fiber to combinatorially construct an affine structure on the skeleton of the degeneration; see Section 3.1.1 for an example in dimension 2. Using tools from non-archimedean geometry, Theorem B in particular enables us to generalize this construction to degenerations that are not necessarily toric.

The retraction in Theorem A should be closely related to the tropical contractions constructed in [Yam21], from a tropical Calabi–Yau variety VV to an associated integral affine manifold BB. In particular, the setting of Yamamoto applies to toric degenerations of Calabi–Yau varieties constructed by Gross [Gro05]; in such case, the tropical contraction maps onto the dual complex of the degeneration and induces on it the singular integral affine structure defined in [Gro05]. Relations between (co)homology groups of VV and BB are also studied in [Yam21].

Finally, the non-archimedean retraction π\pi of Theorem A yields an integral affine structure whose discriminant locus is of codimension 2. We recall that the 22-codimensionality of the discriminant is expected from the SYZ heuristic at the topological level; in Theorem A, this is achieved by construction of π′\pi^{\prime}, building on the results in [NXY19]. In the setting of the Gross–Siebert program, given a singular integral affine manifold BB, one can produce, using classical moment maps, a topological torus fibration over BB, which however has a discriminant locus of codimension 1, see [RS20, §2.1]. In the series of recent or upcoming papers [RZ21a, RZ21b, RZ], Ruddat and Zharkov develop a strategy which solves this problem - at least at the topological level - and works in arbitrary dimension.
More precisely, the authors are able to construct a torus fibration with discriminant locus of codimension 2 in BB, isotopic to the previous fibration, and with a symplectic structure on the complement of a codimension 2 subset in the total space. Note that the total space of this resulting fibration will not be a manifold in general, as it could have orbifold singularities.

Let us briefly describe the organization of the paper.
In Section 1, we introduce some notation and collect some basic facts about toric varieties. We also define Berkovich spaces and recall the definition of skeletons and retractions we will be using. Section 2 is devoted to the proof of Theorem B. In Section 3 we give a detailed description of the monodromy of the integral affine structures induced by Berkovich retractions, or combinations of them. Finally, in Section 4 we study in detail the example of the degeneration of quintic 3-folds and prove Theorem A by applying the results of the previous sections. We also compare our results to various constructions existing in the literature.

Acknowledgements. We would like to thank Sébastien Boucksom and Mirko Mauri for their comments on the first version of this paper. We are also grateful to Omid Amini, Johannes Nicaise, Helge Ruddat, Yuto Yamamoto for helpful conversations. Enrica Mazzon was partially supported by Max Planck Institute for Mathematics in Bonn during the preparation of this paper.

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