1 Preliminaries [04M8]
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1 Preliminaries
Throughout this paper, is an algebraically closed field of characteristic zero, and . The field is endowed with the non-archimedean absolute value , which makes a complete non-archimedean field with valuation ring .
1.1 Models
Let be a separated scheme of finite type over . A separated flat -scheme of finite type together with an isomorphism of -schemes is called an -model of . We denote by the special fiber of , and by the group of Weil divisors on supported on the special fiber.
If is a normal variety and a Weil divisor on , whose irreducible decomposition is , a stratum of is a connected component of an intersection for some . An open stratum of is a stratum minus the irreducible components of not containing ; this is denoted by .
Definition 1.1.1.
Let be a model of . We say that is a dlt (divisorially log terminal) model of if the following conditions hold:
- -
the pair is log canonical in the sense of the Minimal Model Program (see [KM98]);
- -
the pair is simple normal crossing at the generic points of log canonical centers of .
We will not give a precise definition of log canonical centers here, and refer the reader to [KM98]. However, if is dlt and defined over an algebraic curve - which is the most relevant case for applications - then the log canonical centers of are precisely the strata of by [Kol13, 4.16], so that a dlt model is simple normal crossing at the generic points of the strata of . If is reduced, it follows from the approximation arguments of [NXY19, Corollary 4.4] that this holds in the general case as well.
A dlt model is good if each irreducible component of is -Cartier. See [NXY19, §1.12-1.14] for an overview on existence results of such models.
1.2 Toric geometry
Throughout this section, let be an -dimensional (normal) proper toric variety over , in the sense of [KKMSD73]. This means that is a normal -variety, containing the torus as an open subset, and such that the torus action onto itself extends to an action on . The complement is a reduced anticanonical Weil divisor in , called the toric boundary of ; we write it as the sum of its irreducible components . We write for the free abelian group of 1-parameter subgroups of , and .
The variety can be described by a combinatorial object, called its fan . The fan lives inside the finite-dimensional vector space ; is a collection of strictly convex rational polyhedral cones inside , stable under intersection and such that each face of a cone in is itself in . The cones of are in inclusion-reversing bijection with the strata of ; this induces in particular a bijection between the set of rays (i.e. 1-dimensional cones) of and the irreducible components of .
The fan encodes various types of algebro-geometric information about . For instance, the variety is smooth if and only if each top-dimensional cone of is -isomorphic to the standard octant .
Furthermore, in the case where is smooth (which implies it has simple normal crossing boundary), the fan allows us to give a rather explicit description of the Picard group of . Indeed, each Cartier divisor can be moved via the torus action to a -invariant Cartier divisor, which is thus supported on the boundary. This provides a canonical set of generators of , and the kernel can be described as follows.
Write the abelian group of Weil divisors supported on the boundary.
The canonical map sends a divisor to its class; the map sends a monomial to the principal divisor .
Lemma 1.2.1 ([Ful93, 3.4]).
The following sequence
is exact.
Let us rephrase this in term of coordinates, after fixing an isomorphism and denoting the primitive generators of the 1-dimensional cones of . Since by [Ful93, Lemma p.61], we have , we obtain and hence . We deduce the following explicit description of :
Corollary 1.2.2.
Let for . Then is generated by the line bundles , with the relations:
In particular, the divisors in the -tuple
are principal.
We now want to describe how the fan encodes the intersection theory on . Each -cycle in being numerically equivalent to a sum of toric strata, it is enough to study the intersection numbers , where is a boundary component of and is a 1-dimensional toric stratum, which is isomorphic to by properness. The stratum is thus a rational curve with two marked points and , which are the intersection points of with two components of , denoted here by and , with corresponding rays and . The curve corresponds to a -dimensional cone of , while the points and correspond to the maximal cones generated by and .
Lemma 1.2.3 ([Ful93, p. 99]).
The primitive generators of the rays of the fan satisfy the following relation:
Observing that we have , and for any other , this may be rewritten in a more synthetic way:
| (1.2.4) |
Note that this lemma holds even if is not proper.
Finally, we have the following vanishing theorem for nef divisors on a proper toric variety.
Proposition 1.2.5.
Let be a nef Cartier divisor on a proper toric variety . Then for .
Proof.
Following [NXY19], we will say that an -scheme of finite type is toric if there exists a toric -scheme of finite type , together with a toric morphism , such that . Writing for the lattice of 1-parameter subgroups of the torus of , such a scheme is described by a fan in , together with a linear map , defined by for a 1-parameter subgroup . Note that the map recovers the function uniquely, since it is a monomial.
Definition 1.2.6.
Let be a normal -scheme of finite type, and be a stratum of . We say that is toric along Y if there exists a toric -scheme , a stratum of and a formal isomorphism over
1.3 Berkovich spaces
Let be a normal variety over . We denote by the Berkovich analytification of . Set-theoretically, it consists of pairs where and is a real-valued valuation on the residue field at extending the valuation on . We denote by the completion of the residue field at with respect to . We endow with the coarsest topology such that
- -
the forgetful map , which maps to , is continuous;
- -
for any Zariski open and any function , the map:
which evaluates at associating the value , is continuous.
This makes a Hausdorff topological space, which is compact if and only if is proper over .
Assume that is proper, and let be a proper model of . By the valuative criterion of properness, for any there is a unique lift of the point to the valuation ring of :
The image of the closed point of under the extended morphism is called the center (or specialization) of and denoted by . The map turns out to be anticontinuous, i.e. the preimage of an open subset of by is closed in .
1.4 Skeletons
Let be a smooth proper variety over . To every dlt model of , with special fiber , we can associate a cell complex encoding the combinatorics of the intersections of the components , whose faces are in one-to-one correspondence with strata of .
Definition 1.4.1.
We call simplex a topological space, endowed with a -affine structure, which is -affine isomorphic to a space of the form:
Definition 1.4.2.
Let be a dlt model of . To each stratum of which is a connected component of , we associate a simplex:
We define the cell complex by the following incidence relations: is a face of if and only if .
Given any dlt model of over , there is a natural embedding of the dual complex into , given as follows. The vertices of are in one-to-one correspondence with irreducible components of the special fiber , so that we set
where the valuation associates to a meromorphic function its vanishing order along - the normalisation by ensuring that . A valuation given in this way, for some dlt model of , is called divisorial. One can now somehow interpolate between those divisorial valuations using quasi-monomial valuations, in order to embed into :
Proposition 1.4.3 ([MN15, Proposition 2.4.4]).
Let be a dlt model of , with special fiber .
Let such that is non-empty, and a connected component of , with generic point .
We furthermore fix a local equation for , for any .
Then, for any , there exists a unique valuation
such that for every , with expansion (with either zero or unit), we have:
where is the usual scalar product on .
The above valuation is called the quasi-monomial valuation associated with the data . Then
gives a well-defined continuous injective map from to .
Definition 1.4.4.
We call the image of by the skeleton of , written as . It is a cell complex of dimension at most .
By compactness of , induces a homeomorphism between and , so that we will sometimes abusively identify with .
Definition 1.4.5.
Let be a stratum of . We define as the union of open faces in whose closure contains .
1.5 Berkovich retractions
Let be a good dlt model of a smooth proper -variety . We can now define a retraction for the inclusion as follows: for any , there exists a minimal stratum of such that the center of is contained in . We then associate to the quasi-monomial valuation corresponding to the data with , where is a local equation of at the generic point of , for some . This should be seen as a monomial approximation of the valuation at the generic point of , with respect to the model (which is snc there).
Definition 1.5.1.
The above map is the Berkovich retraction associated with the model .
The Berkovich retraction is continuous, restricts to the identity on , and by [Thu07, Ber99] is a strong deformation retraction, i.e. there is a homotopy between and the identity on that fixes the points of . It follows that and are homotopy equivalent.
Let be a stratum of . The formal scheme admits a generic fiber in the sense of Berkovich, which is a Berkovich space and can be explicitly described as the open subset of :
It furthermore coincides with . This Berkovich space comes with a retraction:
which coincides with the restriction of the retraction . Thus, the restriction of over only depends on the formal completion .
An explicit example of Berkovich retractions, which we will use as a local model in the rest of the paper, is as follows. Let be a torus, with character lattice and cocharacter lattice . We view the elements of as rational functions on , so that its analytification comes with a continuous map:
under the identification . The notation can be understood as follows: fix an isomorphism , so that , and , so that the map reads:
Since , this is the non-archimedean analog of the map sending to .
The map admits a continuous section , sending a point to the Gauss point of the affinoid torus . More explicitly, for , the valuation is the valuation on the function field of defined by the following formula:
Now let be a regular toric model of , i.e. a regular toric -scheme such that , which we assume to have reduced special fiber. Such a model is described by a regular fan , whose cones intersect only at the origin.
We consider the following open subset of :
which admits a Berkovich retraction:
defined as above. In this case, the map can be described explicitly as follows: let be the polyhedral complex obtained by intersecting the fan with . There is a natural identification between and , sending a vertex of to the primitive generator of the corresponding ray of , and then extending on each face by linearity. Moreover, it follows from [GJKM19, Theorem A.4] that .
Proposition 1.5.2 ([NXY19, Example 3.5]).
The equality:
holds, and .
Proof.
We start by proving the first equality. Let , we know from Lemma 1.5.3 below that has a center on if and only if has a center on . Thus, it is enough to prove that for and , has a center on if and only if .
The elements are precisely the valuations invariant under the torus action, hence if has a center on , it must be the closure of a torus orbit . By [KKMSD73, Theorem 6], there exists a cone such that the generic point of is contained in the associated toric affine chart . In particular, for any monomial that is regular on , we have . In other words, writing , we have for all , so that . Since , .
By the same argument, if , there exists a cone such that , which means that has positive value on each monomial , and thus has a center on and in particular on .
To prove the second equality, since is the identity on , we merely have to prove that . However this follows directly from the definition of , and the fact that for by Lemma 1.5.3. Indeed, only depends on the values , where is a local equation for a component of at . Since is a toric model, these local equations can be taken to be monomials, so that the result follows from the fact that and take the same values on monomials. ∎
Lemma 1.5.3.
Let . Then has a center on if and only if has a center on . Moreover, if this holds, we have .
Proof.
Let be a toric compactification of , i.e. a proper toric -scheme containing as a torus-invariant open subset. By the valuative criterion of properness, any valuation of has a center on . We write for the center of .
We start by proving that is the generic point of the minimal closed torus orbit in containing . We may work on the toric affine chart associated with . Since the valuation is monomial, it is enough to prove that for and that for a local equation of any torus invariant divisor containing , to have that lies in . Since is regular on , the first condition holds; the local equation is monomial and since contains . Moreover, we conclude that must be contained in the toric interior of by minimality of .
Now assume that is centered on , i.e. . Since is torus-invariant and , we have , hence its generic point . This implies that has center on . Conversely, if has a center on , then and as mentioned above; thus, , which concludes the proof. ∎
1.6 Affinoid torus fibrations and integral affine structures
Let be a smooth proper variety over .
Definition 1.6.1.
Let be a continuous map to a topological space . For any point , we say that is an affinoid torus fibration at if there exists an open neighbourhood of in , such that the restriction to fits into a commutative diagram:
being an open subset of , the upper horizontal map an isomorphism of analytic spaces, the lower horizontal map a homeomorphism, and the map defined as in Section 1.5.
Example 1.6.2.
It follows from the definition of good dlt model of that the Berkovich retraction is an affinoid torus fibration over the interior of the maximal faces of . Indeed, the retraction over only depends on the formal completion of along the corresponding 0-dimensional stratum . The pair is snc at , hence the claim.
Example 1.6.3.
If is a toric model of , it follows from Proposition 1.5.2 that the Berkovich retraction:
is an affinoid torus fibration over the interior of . This also holds when is a regular proper toric variety over , and a regular proper toric model, by [GJKM19, Theorem A.4].
Note that the above definition implies that is a topological manifold at ; in the case of a Berkovich retraction , this does not necessarily hold at every point of .
Given a continuous map , we denote by the locus of points in where is an affinoid torus fibration at; we call the discriminant or singular locus of . is endowed with an integral affine structure; we recall the definition and describe such structure.
Definition 1.6.4.
An integral affine structure on a topological manifold is an atlas of charts with transition functions in .
Definition 1.6.5.
An integral affine function on an open subset of is a continuous real-valued function locally of the form , with and . We denote by the sheaf of integral affine functions on .
Lemma 1.6.6 ([KS06, 2.1]).
An integral affine structure on a topological manifold is equivalent to the datum of a subsheaf of the sheaf of continuous functions on such that is locally isomorphic to .
If is an affinoid torus fibration over , the integral affine structure on is the pull-back of via the charts in Definition 1.6.1. An alternative description of this structure is given in [KS06, 4.1, Theorem 1]: let be a connected open subset. Then if is an invertible analytic function on , its modulus is constant on the fibers of by the maximum principle, so that it defines a continuous function on the base. We now have:
Remark 1.6.7.
Given an integral affine structure on a topological manifold , there is a monodromy representation
defined by covering a loop in by affine charts and composing the corresponding transition functions. See [KS06, 2.2] for more details.
1.7 The Calabi–Yau case
Let be a smooth -dimensional Calabi–Yau variety: here, this means that (note that this includes for instance the case of abelian varieties). This is the main case we are interested in for applications.
We consider a distinguished class of models of , which we call minimal models. Note that other references may define minimal models in a slightly different way.
Definition 1.7.1.
Let be a Calabi–Yau variety. A minimal model of is a good dlt model , such that the logarithmic relative canonical divisor is trivial, i.e.
The existence of such models is known when is defined over an algebraic curve (and is expected to hold in the general case).
Theorem 1.7.2 ([NXY19, Theorem 1.13]).
Let be a projective Calabi–Yau variety, and assume that is defined over an algebraic curve. Then there exists a minimal model of . Furthermore, there exists a finite extension such that the base change admits a minimal model with reduced special fiber.
Such models are not unique, but they turn out to have the same skeleton inside by [NX16] (even though the triangulation may differ), which is thus a canonical piecewise-linear space associated with .
Definition 1.7.3.
Let be a Calabi–Yau variety. The essential skeleton is the skeleton of any minimal model of .
The essential skeleton can also be defined intrinsically as the locus where the weight function associated with a non-vanishing section , defined in [MN15] reaches its minimum; we refer the reader to [MN15] and [NX16] for details.
Definition 1.7.4.
Let be a Calabi–Yau variety. We will say that is maximally degenerate if the skeleton has maximal dimension, i.e. .
Example 1.7.5.
In the -dimensional case, maximally degenerate Calabi–Yau surfaces coincide with surfaces of Type III.
The maximally degenerate case is of great interest to mirror symmetry. In such case, Kontsevich and Soibelman conjecture that the Gromov-Hausdorff limit of the (rescaled) Kähler Ricci-flat metrics on the fibers is the essential skeleton of , endowed with a metric which is given in local affine coordinates by the Hessian of a convex function .
This is known in the case of abelian varieties by the work of [Oda18], and for Fermat hypersurfaces in by [Li19]. See also the results in [Li20] for recent progress on this conjecture in the general case.
More precisely, the metric spaces are conjectured to “look like” the total space of a Lagrangian torus fibration over , submersive away from a singular locus of real codimension 2; the affine structure on the base being induced by action-angle coordinates. Building on these considerations, it is reasonable to expect this affine structure to be non-singular in (real) codimension one.
One of the main motivations in non-archimedean mirror symmetry is to reconstruct this affine structure through Berkovich spaces, interpreting Berkovich retractions as non-archimedean avatars of Lagrangian torus fibrations. The main theorem in [NXY19] establishes the following.
Theorem 1.7.6 ([NXY19, Theorem 6.1]).
Let be a maximally degenerate projective Calabi–Yau variety, and let be a minimal model of with reduced special fiber. Then the Berkovich retraction
is an affinoid torus fibration away from the codimension 2 locus of the triangulation induced by the homeomorphism .
This statement is proved by showing that is toric along the 1-dimensional strata of the special fiber, which yields on the way a complete description of such models along these strata. This description also provides a way to compute the singular -affine structure induced on , as well as its monodromy. In Section 3.1 and Section 3.3.1 we give more details and examples of this computations.
Example 1.7.7.
If is a K3 surface of Type III, and a minimal model of , then the map is an affinoid torus fibration away from the vertices of .
The induced -affine structure with isolated singularities on the 2-sphere matches the one constructed in [GHK15, 1.2] and [Eng18, Proposition 3.10], and has no singularity at a vertex if and only if the corresponding component of is toric.