ScalingStacks

3.7 Moduli integral formula for the Solomon functional [04C1]

Original official author HTML, exact retained edition. Historical TeX conversion verdicts remain unchanged. Cited-edition alignment and mathematical self-containment are not assessed.

Complete original source context · Original author HTML

3.7 Moduli integral formula for the Solomon functional

3.7.1 Moduli integral formula for the Solomon functional

Assuming automatic transversality, we can rewrite the Solomon functional (20) as a moduli space integral in terms of the notations introduced in section 3.5. Let u:Σ→Xu:\Sigma\to X be a holomorphic polygon, with first order deformation vector fields v1,…​vn−1v_{1},\ldots v_{n-1}, so we can define a holomorphic function FF via (33). In clockwise order on ∂Σ\partial\Sigma, we encounter the degree one intersections on LL, an intersection p∈C​F0​(L,L0)p\in CF^{0}(L,L_{0}), the degree one self intersections on L0L_{0}, and an intersection q∈C​F0​(L0,L)q\in CF^{0}(L_{0},L). As before, we fix the additive constant by F⁡(q)=0F(q)=0.

In the following calculation, we will use the complex orientation on Σ\Sigma, and the counterclockwise orientation on ∂Σ\partial\Sigma. The Solomon functional contains a term −∫𝒞λ∧Im(e−i​θ^Ω).-\int_{\mathcal{C}}\lambda\wedge\text{Im}(e^{-i\hat{\theta}}\Omega). Now −∫𝒞λ∧Ω-\int_{\mathcal{C}}\lambda\wedge\Omega can be expressed as an integral of the following (n−1)(n-1)-form over the (n−1)(n-1)-dimensional moduli spaces ℳ\mathcal{M} of holomorphic curves:

∫Σλ∧Ω⁡(⋅,v1,…​vn−1)=∫Σλ∧𝑑F.\int_{\Sigma}\lambda\wedge\Omega(\cdot,v_{1},\ldots v_{n-1})=\int_{\Sigma}\lambda\wedge dF.

Notice that since u:Σ→Xu:\Sigma\to X is a holomorphic curve and Ω\Omega is an (n,0)(n,0)-form, adjusting viv_{i} by a vector field tangent to Σ\Sigma does not change this integrand, and all viv_{i} must hit Ω\Omega instead of the 1-form λ\lambda. After integration by part,

∫Σλ∧𝑑F=∫ΣF​𝑑λ−∫∂ΣF​λ=∫ΣF​ω−∫∂ΣF​λ.\int_{\Sigma}\lambda\wedge dF=\int_{\Sigma}Fd\lambda-\int_{\partial\Sigma}F\lambda=\int_{\Sigma}F\omega-\int_{\partial\Sigma}F\lambda.

The Solomon functional contains another two terms ∫LfL​Im​(e−i​θ^​Ω)\int_{L}f_{L}\text{Im}(e^{-i\hat{\theta}}\Omega) and −∫L0fL0Im(e−i​θ^Ω)-\int_{L_{0}}f_{L_{0}}\text{Im}(e^{-i\hat{\theta}}\Omega). Now ∫LfL​Ω\int_{L}f_{L}\Omega can be expressed as an integral of the following (n−1)(n-1)-form over the moduli spaces ℳ\mathcal{M}:

−∫∂Σ∩LfLΩ(⋅,v1,…vn−1)=−∫∂Σ∩LfLdF.-\int_{\partial\Sigma\cap L}f_{L}\Omega(\cdot,v_{1},\ldots v_{n-1})=-\int_{\partial\Sigma\cap L}f_{L}dF.

The abused notation ∂Σ∩L\partial\Sigma\cap L means the part of ∂Σ\partial\Sigma mapping to LL instead of L0L_{0}. Similarly −∫L0fL0Ω-\int_{L_{0}}f_{L_{0}}\Omega is the moduli space integral of the (n−1)(n-1)-form

−∫∂Σ∩L0fL0Ω(⋅,v1,…vn−1)=−∫∂Σ∩L0fL0dF.-\int_{\partial\Sigma\cap L_{0}}f_{L_{0}}\Omega(\cdot,v_{1},\ldots v_{n-1})=-\int_{\partial\Sigma\cap L_{0}}f_{L_{0}}dF.

The extra minus sign comes from the fact that ∂𝒞\partial\mathcal{C} sweeps out the cycle −L0-L_{0} instead of L0L_{0}.

Combining all the three contributions, the Solomon functional is the moduli space integral with integrand

ℐ=Im​∫Σe−i​θ^​F​ω−Im​∫∂Σ∩Le−i​θ^​d​(fL​F)−Im​∫∂Σ∩L0e−i​θ^​d​(fL0​F).\mathcal{I}=\text{Im}\int_{\Sigma}e^{-i\hat{\theta}}F\omega-\text{Im}\int_{\partial\Sigma\cap L}e^{-i\hat{\theta}}d(f_{L}F)-\text{Im}\int_{\partial\Sigma\cap L_{0}}e^{-i\hat{\theta}}d(f_{L_{0}}F).

The last two terms involve total derivatives, so can be integrated along boundary segments between the corner points, to yield

−Im∫∂Σ∩Le−i​θ^d(fLF)−Im∫∂Σ∩L0e−i​θ^d(fL0F)=Im​∑all cornerse−i​θ^​F​f|−+,\begin{split}&-\text{Im}\int_{\partial\Sigma\cap L}e^{-i\hat{\theta}}d(f_{L}F)-\text{Im}\int_{\partial\Sigma\cap L_{0}}e^{-i\hat{\theta}}d(f_{L_{0}}F)\\ &=\text{Im}\sum_{\text{all corners}}e^{-i\hat{\theta}}Ff|^{+}_{-},\end{split} (38)

where f|−+f|^{+}_{-} stands for the difference of the potentials fL+−fL−f_{L_{+}}-f_{L-} at a Lagrangian intersection point, such that ∂Σ\partial\Sigma moves from L+L_{+} to L−L_{-} in the clockwise direction. In the more general framework of Floer theory with Novikov coefficients, f|−+f|^{+}_{-} have the interpretation as the Novikov exponents of these intersection points. The bounding cochain elements have f|−+≥0f|^{+}_{-}\geq 0, while p∈C​F0​(L,L0),q∈C​F0​(L0,L)p\in CF^{0}(L,L_{0}),q\in CF^{0}(L_{0},L) may have negative Novikov exponents.

Proposition 3.35.

(Moduli space integral formula) The Solomon functional 𝒮⁡(L)\mathcal{S}(L) is the integral of the following complex valued volume form over the (n−1)(n-1)-dimensional moduli spaces of holomorphic curves:

𝒮⁡(L)=∫ℳℐ,ℐ=Im​∫Σe−i​θ^​F​ω+Im​∑all cornerse−i​θ^​F​f|−+.\mathcal{S}(L)=\int_{\mathcal{M}}\mathcal{I},\quad\mathcal{I}=\text{Im}\int_{\Sigma}e^{-i\hat{\theta}}F\omega+\text{Im}\sum_{\text{all corners}}e^{-i\hat{\theta}}Ff|^{+}_{-}. (39)
Remark 3.16.

The normalization F⁡(q)=0F(q)=0 is convenient, but changing FF by a constant along Σ\Sigma does not affect ℐ\mathcal{I}, due to the energy identity

∫Σω+∑all cornersf|−+=0.\int_{\Sigma}\omega+\sum_{\text{all corners}}f|^{+}_{-}=0.
Remark 3.17.

We have focused the discussion on the holomorphic curves with boundary on both LL and L0L_{0}, which are the only curves relevant for the bordism current 𝒞\mathcal{C} in the almost calibrated case. In general we need also curves involving corners at C​F−1​(L,L)CF^{-1}(L,L) or C​F−1​(L0,L0)CF^{-1}(L_{0},L_{0}), and the formula (39) takes into account all these contributions.

3.7.2 Change of reference Lagrangians formula revisited

We now revisit Prop. 3.4 from the moduli space integral perspective, which we expect is better suited for generalization to compact Calabi-Yau settings. All transversality requirements of moduli spaces will be assumed, and in this sense the calculations below are formal.

In Remark 3.5 we sketched that under the extra assumption H​F−1​(L0,L0)=0HF^{-1}(L_{0},L_{0})=0, there is an (n+2)(n+2)-dimensional universal family 𝒞~\tilde{\mathcal{C}} over some nn-dimensional moduli ℳ~\tilde{\mathcal{M}}, such that the boundary of C~\tilde{C} has three (n+1)(n+1)-dimensional contributions, corresponding up to sign to the three bordism currents 𝒞1,𝒞2,𝒞3\mathcal{C}_{1},\mathcal{C}_{2},\mathcal{C}_{3} between L0,L0′,LL_{0},L_{0}^{\prime},L, which are in turn the universal families over the (n−1)(n-1)-dimensional moduli spaces ℳi\mathcal{M}_{i} for i=1,2,3i=1,2,3. Here ℳi\mathcal{M}_{i} can be viewed as certain boundary strata of the compactification of ℳ~\tilde{\mathcal{M}}. The integrand ℐ\mathcal{I} naturally makes sense as an (n−1)(n-1)-form on ℳ~\tilde{\mathcal{M}}, and restricts naturally to ℳi\mathcal{M}_{i}. The change of reference formula (22) amounts to

∫ℳ3ℐ=∫ℳ1ℐ+∫ℳ2ℐ.\int_{\mathcal{M}_{3}}\mathcal{I}=\int_{\mathcal{M}_{1}}\mathcal{I}+\int_{\mathcal{M}_{2}}\mathcal{I}. (40)

Our strategy is to use Stokes formula on the moduli spaces. As usual, the holonomy weighting factors will be suppressed in the moduli integral notations. Then (40) reduces to the two claims:

Claim 3.36.

The nn-form d​ℐ=0d\mathcal{I}=0 over the moduli space ℳ~\tilde{\mathcal{M}}.

Claim 3.37.

The Stokes boundary term is

∫ℳ~𝑑ℐ=∫ℳ1ℐ+∫ℳ2ℐ−∫ℳ3ℐ.\int_{\tilde{\mathcal{M}}}d\mathcal{I}=\int_{\mathcal{M}_{1}}\mathcal{I}+\int_{\mathcal{M}_{2}}\mathcal{I}-\int_{\mathcal{M}_{3}}\mathcal{I}.

We first explain Claim 3.36. First, we calculate the derivatives of FF. Let y1,…​yny_{1},\ldots y_{n} be local coordinates on ℳ~\tilde{\mathcal{M}}, so ∂∂yi\frac{\partial}{\partial y_{i}} can be identified as first order deformations of holomorphic curves. The local coordiates on Σ\Sigma are denoted as s,ts,t. We can write F=∑Fi​(−1)i−1​d​y1∧…d​yi⌢…​d​ynF=\sum F_{i}(-1)^{i-1}dy_{1}\wedge\ldots\stackrel{{\scriptstyle\mbox{\large$\frown$}}}{{dy_{i}}}\ldots dy_{n}, such that along Σ\Sigma,

∂sFi=(−1)i−1Ω(∂∂s,∂∂y1,…∂∂yi⌢,…∂∂yn),∂tFi=(−1)i−1Ω(∂∂t,∂∂y1,…∂∂yi⌢,…).\partial_{s}F_{i}=(-1)^{i-1}\Omega(\frac{\partial}{\partial s},\frac{\partial}{\partial y_{1}},\ldots\stackrel{{\scriptstyle\mbox{\large$\frown$}}}{{\frac{\partial}{\partial y_{i}}}},\ldots\frac{\partial}{\partial y_{n}}),\quad\partial_{t}F_{i}=(-1)^{i-1}\Omega(\frac{\partial}{\partial t},\frac{\partial}{\partial y_{1}},\ldots\stackrel{{\scriptstyle\mbox{\large$\frown$}}}{{\frac{\partial}{\partial y_{i}}}},\ldots).

The holomorphic volume form satisfies d​Ω=0d\Omega=0, whence

∑i=1n∂s∂iFi=∂s(Ω⁡(∂∂y1,…,∂∂yn)),∑i=1n∂t∂iFi=∂t(Ω⁡(∂∂y1,…,∂∂yn)).\sum_{i=1}^{n}\partial_{s}\partial_{i}F_{i}=\partial_{s}(\Omega(\frac{\partial}{\partial y_{1}},\ldots,\frac{\partial}{\partial y_{n}})),\quad\sum_{i=1}^{n}\partial_{t}\partial_{i}F_{i}=\partial_{t}(\Omega(\frac{\partial}{\partial y_{1}},\ldots,\frac{\partial}{\partial y_{n}})).

Notice Ω⁡(∂∂y1,…,∂∂yn)\Omega(\frac{\partial}{\partial y_{1}},\ldots,\frac{\partial}{\partial y_{n}}) vanishes at the corners due to the decay of the first order deformation vector fields, and comparing with the additive normalization convention on FF, we find

∑i=1n∂iFi=Ω⁡(∂∂y1,…,∂∂yn).\sum_{i=1}^{n}\partial_{i}F_{i}=\Omega(\frac{\partial}{\partial y_{1}},\ldots,\frac{\partial}{\partial y_{n}}). (41)

In particular, at all the corner points ∑i∂iFi=0\sum_{i}\partial_{i}F_{i}=0. The term f|−+f|^{+}_{-} at the corners are independent of the moduli space parameters, so the only contribution to d​ℐd\mathcal{I} comes from the Im​∫Σe−i​θ^​F​ω\text{Im}\int_{\Sigma}e^{-i\hat{\theta}}F\omega term in formula (39).

We calculate

∑i=1n∂i∫ΣFi​ω=∫Σ∑i∂iFi​ω+∫Σ∑iFi​∂iω.\sum_{i=1}^{n}\partial_{i}\int_{\Sigma}F_{i}\omega=\int_{\Sigma}\sum_{i}\partial_{i}F_{i}\omega+\int_{\Sigma}\sum_{i}F_{i}\partial_{i}\omega.

Here ∂iω\partial_{i}\omega is the Lie derivative of the symplectic form ω\omega with respect to the vector field ∂∂yi\frac{\partial}{\partial y_{i}}, which by Cartan’s formula is

∂iω=d⁡(ω⁡(∂∂yi,⋅))+ι∂∂yi​d​ω=d⁡(ω⁡(∂∂yi,⋅)).\partial_{i}\omega=d(\omega(\frac{\partial}{\partial y_{i}},\cdot))+\iota_{\frac{\partial}{\partial y_{i}}}d\omega=d(\omega(\frac{\partial}{\partial y_{i}},\cdot)).

Thus

∫Σ∑iFi​∂iω=∫∂Σ∑iFi​ω​(∂∂yi,⋅)−∫Σ∑id​Fi∧ω⁡(∂∂yi,⋅).\int_{\Sigma}\sum_{i}F_{i}\partial_{i}\omega=\int_{\partial\Sigma}\sum_{i}F_{i}\omega(\frac{\partial}{\partial y_{i}},\cdot)-\int_{\Sigma}\sum_{i}dF_{i}\wedge\omega(\frac{\partial}{\partial y_{i}},\cdot).

Notice that ∂Σ\partial\Sigma and ∂∂yi\frac{\partial}{\partial y_{i}} are both tangent to the Lagrangian boundary, so the ∂Σ\partial\Sigma integrand vanishes. We are left with

∑i=1n∂i∫ΣFi​ω=∫Σ∑i∂iFi​ω−∫Σ∑id​Fi∧ω⁡(∂∂yi,⋅)=∫ΣΩ(∂∂y1,…,∂∂yn)ω+∑i(−1)i−1ω(∂∂yi,⋅)∧Ω(⋅,∂∂y1,…∂∂yi⌢,…∂∂yn).\begin{split}&\sum_{i=1}^{n}\partial_{i}\int_{\Sigma}F_{i}\omega=\int_{\Sigma}\sum_{i}\partial_{i}F_{i}\omega-\int_{\Sigma}\sum_{i}dF_{i}\wedge\omega(\frac{\partial}{\partial y_{i}},\cdot)\\ =&\int_{\Sigma}\Omega(\frac{\partial}{\partial y_{1}},\ldots,\frac{\partial}{\partial y_{n}})\omega+\sum_{i}(-1)^{i-1}\omega(\frac{\partial}{\partial y_{i}},\cdot)\wedge\Omega(\cdot,\frac{\partial}{\partial y_{1}},\ldots\stackrel{{\scriptstyle\mbox{\large$\frown$}}}{{\frac{\partial}{\partial y_{i}}}},\ldots\frac{\partial}{\partial y_{n}}).\end{split}

Here we used the definition of FiF_{i} via ∂sFi,∂tFi\partial_{s}F_{i},\partial_{t}F_{i}, and the formula (41) for ∑i∂iFi\sum_{i}\partial_{i}F_{i}. We contract the identity ω∧Ω=0\omega\wedge\Omega=0 with ∂∂y1,…,∂∂yn\frac{\partial}{\partial y_{1}},\ldots,\frac{\partial}{\partial y_{n}}. When two ∂∂yi\frac{\partial}{\partial y_{i}} hit ω\omega, the Ω\Omega term will be contracted only (n−2)(n-2) times, which produces a (2,0)(2,0)-form vanishing identically on the holomorphic curve Σ\Sigma. When at most one ∂∂yi\frac{\partial}{\partial y_{i}} hits ω\omega, we obtain the above integrand. In effect, the integrand vanishes identically:

∑i=1n∂i∫ΣFi​ω=0,\sum_{i=1}^{n}\partial_{i}\int_{\Sigma}F_{i}\omega=0,

which then implies d​ℐ=0d\mathcal{I}=0.

We next explain Claim 3.37. In general, the compactified moduli space has many boundary strata corresponding to disc bubbling and disc splitting.

Claim 3.38.

Only the boundary strata corresponding to gluing holomorphic curves with virtual dimension 00 and n−1n-1, can have nonzero contributions to the Stokes boundary term.

To see this, we need to understand how ℐ\mathcal{I} (and notably FF) behaves near the boundary of the moduli space. Recall that when the holomorphic disc is degenerating to several disc components, then under transversality conditions, the cokernel of the extended linearized Cauchy-Riemann operator vanishes, and for small fixed gluing parameters, the kernel elements (i.e. first order deformations) are up to small perturbation obtained by gluing the kernel elements from the degenerate disc components. The perturbation effect tends to zero as we approach the moduli space boundary. Now the kernel elements from different disc components have essentially disjoint supports, so unless we have at least (n−1)(n-1) kernel elements supported on one disc component such that Ω⁡(⋅,v1,…​vn−1)\Omega(\cdot,v_{1},\ldots v_{n-1}) does not vanish identically, we will have d​F=0dF=0 for the moduli boundary strata, so that F=constF=\text{const} along Σ\Sigma, whence ℐ=0\mathcal{I}=0 by Remark 3.16. This shows Claim 3.38. We comment that this phenomenon is closely related to the fact that many moduli boundary strata do not contribute to the boundary of the bordism current 𝒞\mathcal{C} due to support reasons (cf. section 3.1).

On the boundary strata, the only contributions to the integral ℐ\mathcal{I} come from the (n−1)(n-1)-dimensional moduli spaces. The role of the holomorphic curves of virtual dimension zero, is to provide the counting factors, in a manner entirely analogous to section 3.1.2. Most contributions cancel out due to the Mauer-Cartan equation on the bounding cochains, and the closedness of the H​F0HF^{0} generators. The remaining contributions produce the RHS in Claim 3.37.

3.7.3 First variation formula revisited

We now explain how to semi-heuristically understand the first variation formula (21) as a consequence of Prop. 3.4, from the perspective of the moduli space integral formula (39). We hope this viewpoint is better suited for generalization to compact Calabi-Yau settings.

Suppose we are given a 1-parameter exact isotopy of unobstructed exact immersed Lagrangians LtL_{t}, and we wish to calculate dd​t​𝒮L0′​(Lt)\frac{d}{dt}\mathcal{S}_{L_{0}^{\prime}}(L_{t}) at t=0t=0. The change of reference Lagrangian formula (cf. Prop. 3.4) allows us to replace 𝒮L0′​(Lt)\mathcal{S}_{L_{0}^{\prime}}(L_{t}) by 𝒮L0​(Lt)\mathcal{S}_{L_{0}}(L_{t}). The Lagrangian LtL_{t} for |t|≪1|t|\ll 1 is approximately the graph of t​d​htdh in T∗​L0T^{*}L_{0} (understood in an immersed sense), for the Hamiltonian function h=ht|t=0h=h_{t}|_{t=0} on L0L_{0}. The holomorphic discs between LtL_{t} and L0L_{0} for |t|≪1|t|\ll 1 have small energy of order O⁡(|t|)O(|t|), and are locally approximated by Morse trajectories of hh. Write XhX_{h} as the Hamiltonian vector field, namely ω⁡(Xh,⋅)=d​h\omega(X_{h},\cdot)=dh, then

dd​t|t=0∫ΣFω=∫∂Σ∩L0Fω(⋅,Xh)=−∫∂Σ∩L0Fdh.\frac{d}{dt}|_{t=0}\int_{\Sigma}F\omega=\int_{\partial\Sigma\cap L_{0}}F\omega(\cdot,X_{h})=-\int_{\partial\Sigma\cap L_{0}}Fdh.

Now we examine ∑all cornersF​f|−+\sum_{\text{all corners}}Ff|^{+}_{-} for very small tt. The Lagrangian intersections come in two types:

  • •

    The corners p∈C​F0​(Lt,L0)p\in CF^{0}(L_{t},L_{0}) and q∈C​F0​(L0,Lt)q\in CF^{0}(L_{0},L_{t}) correspond to the local extrema of the Hamiltonian hh.

  • •

    Any self intersection pip_{i} between two local sheets L+,L−L_{+},L_{-} of L0L_{0} can be paired with a very nearby self intersection of pitp_{i}^{t} between two sheets L+t,L−tL_{+}^{t},L_{-}^{t} of LtL_{t}. The bounding cochain on LtL_{t} is thus induced from the bounding cochain on L0L_{0}.

At the intersection points p,qp,q,

{f|−+​(q)=fL0​(q)−fLt​(q)=−t​h​(q)+O⁡(t2),f|−+​(p)=fLt​(p)−fL0​(p)=t​h​(p)+O⁡(t2).\begin{cases}f|^{+}_{-}(q)=f_{L_{0}}(q)-f_{L_{t}}(q)=-th(q)+O(t^{2}),\\ f|^{+}_{-}(p)=f_{L_{t}}(p)-f_{L_{0}}(p)=th(p)+O(t^{2}).\end{cases}

The self intersections are usually not important here, because the smallness of energy prevents their appearance on ∂Σ\partial\Sigma, unless f|−+​(pit)=O⁡(|t|)f|^{+}_{-}(p_{i}^{t})=O(|t|), and f|−+​(pi)=0f|^{+}_{-}(p_{i})=0, which is a rather nongeneric situation. When the self intersections do appear, the evolution of the potential under exact isotopy gives

(fL+t−fL−t)​(pit)=(fL+−fL−)​(pi)+∫0t(h+,τ−h−,τ)​(piτ)​𝑑τ=f|−+​(pi)+t​h|−+​(pi)+O⁡(t2),(f_{L_{+}^{t}}-f_{L_{-}^{t}})(p_{i}^{t})=(f_{L_{+}}-f_{L_{-}})(p_{i})+\int_{0}^{t}(h_{+,\tau}-h_{-,\tau})(p_{i}^{\tau})d\tau=f|^{+}_{-}(p_{i})+th|^{+}_{-}(p_{i})+O(t^{2}),

where h±h_{\pm} keeps track of the hamiltonian on the different sheets of L0L_{0}. Thus

f|−+​(pit)=fL−t​(pit)−fL+t​(pit)=−f|−+​(pi)−t​h|−+​(pi)+O⁡(t2).f|^{+}_{-}(p_{i}^{t})=f_{L_{-}^{t}}(p_{i}^{t})-f_{L_{+}^{t}}(p_{i}^{t})=-f|^{+}_{-}(p_{i})-th|^{+}_{-}(p_{i})+O(t^{2}).

Here we have a tricky sign reversal, because if L+L_{+} and L−L_{-} are clockwise ordered on ∂Σ\partial\Sigma, then L+tL_{+}^{t} and L−tL_{-}^{t} are counterclockwise ordered. In summary,

dd​t|t=0​∑all cornersF​f|−+​(t)=limt→0{−F​h​(q)+F​h​(p)−∑L0−self intersection cornersF​h|−+​(pi)}.\frac{d}{dt}|_{t=0}\sum_{\text{all corners}}Ff|^{+}_{-}(t)=\lim_{t\to 0}\{-Fh(q)+Fh(p)-\sum_{L_{0}-\text{self intersection corners}}Fh|^{+}_{-}(p_{i})\}.

Combining the above, and integrating by parts,

dd​t|t=0​(∫ΣF​ω+∑all cornersF​f|−+​(t))=limt→0{−F​h​(q)+F​h​(p)−∑L0−cornersF​h|−+​(pi)−∫∂Σ∩L0F​dh}=limt→0{∫∂Σ∩L0h​dF}.\begin{split}&\frac{d}{dt}|_{t=0}\left(\int_{\Sigma}F\omega+\sum_{\text{all corners}}Ff|^{+}_{-}(t)\right)\\ &=\lim_{t\to 0}\{-Fh(q)+Fh(p)-\sum_{L_{0}-\text{corners}}Fh|^{+}_{-}(p_{i})-\int_{\partial\Sigma\cap L_{0}}Fdh\}\\ &=\lim_{t\to 0}\{\int_{\partial\Sigma\cap L_{0}}hdF\}.\end{split}

Observe that for very small tt, as the holomorphic curves vary in the (n−1)(n-1)-dimensional moduli spaces ℳ\mathcal{M}, under the counterclockwise sign convention for ∂Σ\partial\Sigma, the boundary evaluation of ∂Σ∩L0\partial\Sigma\cap L_{0} sweeps out the cycle L0L_{0} (beware of the sign!), and any generic point on L0L_{0} is swept out precisely once due to the Morse theory limiting description. Consequently, the moduli space integral

limt→0∫ℳ{∫∂Σ∩L0h​𝑑F}=∫L0h​Ω,\lim_{t\to 0}\int_{\mathcal{M}}\{\int_{\partial\Sigma\cap L_{0}}hdF\}=\int_{L_{0}}h\Omega,

hence

dd​t|t=0​∫ℳ(∫ΣF​ω+∑all cornersF​f|−+​(t))=∫L0h​Ω.\frac{d}{dt}|_{t=0}\int_{\mathcal{M}}\left(\int_{\Sigma}F\omega+\sum_{\text{all corners}}Ff|^{+}_{-}(t)\right)=\int_{L_{0}}h\Omega.

By the moduli integral formula (39) of the Solomon functional,

dd​t|t=0​𝒮​(Lt)=dd​t|t=0​∫ℳℐ=∫L0h​Im​(e−i​θ^​Ω).\frac{d}{dt}|_{t=0}\mathcal{S}(L_{t})=\frac{d}{dt}|_{t=0}\int_{\mathcal{M}}\mathcal{I}=\int_{L_{0}}h\text{Im}(e^{-i\hat{\theta}}\Omega).

This recovers the first variation formula (21).

3.7.4 Speculations on compact Calabi-Yau manifolds

Floer theoretic foundations are much more complicated beyond the exact setting, and the foundations concerning the open-closed string map in the immersed Fukaya category setting are not fully written out in the literature. Nonetheless, due to the interest of the topic, we shall offer some speculations about how the Solomon functional formula (39) generalizes to the compact almost Calabi-Yau setting. Our local systems will have coefficients in ℝ,ℚ\mathbb{R},\mathbb{Q}, i.e. the parallel transport in the local system have only Novikov exponent zero components. This convention is somewhat more restrictive than [7][81][82].

Remark 3.18.

In Joyce’s LMCF, bounding cochains and local systems can be created ex nihilo during the flow, but in all the mechanisms the author is aware of, the flow preserves the above class of local systems.

First, we recall the role of Novikov coefficients in Floer theory. All Floer cochain spaces C​F∗CF^{*} are modules over the Novikov field

Λ={∑iaiTλi:λi∈ℝ,λ1<λ2<…→+∞},\Lambda=\{\sum_{i}a_{i}T^{\lambda_{i}}:\quad\lambda_{i}\in\mathbb{R},\lambda_{1}<\lambda_{2}<\ldots\to+\infty\},

and ai∈ℚa_{i}\in\mathbb{Q} or ℝ\mathbb{R} depending on the coefficient field choice.4343 43 We do not know if the Fukaya category can be defined over integers in general. One should not confuse the coefficients aia_{i} with the Novikov exponents λi\lambda_{i}. Typically aia_{i} are rational numbers related to counting, while λi\lambda_{i} are real numbers related to the energy. There are a few conventions to define A∞A_{\infty}-operations. Let LL be a compact immersed Lagrangian with transverse self intersections. In the Morse model [81], the self Floer cochain space C​F∗​(L,L)CF^{*}(L,L) is generated by the Morse critical points on LL, and the ordered self intersections (twisted by local system hom and orientation factors as usual). The Fukaya A∞A_{\infty}-algebra is a collection of Novikov-multilinear operations

mk:C​F∗​(L,L)⊗…​C​F∗​(L,L)→C​F∗​(L,L)​[2−k]m_{k}:CF^{*}(L,L)\otimes\ldots CF^{*}(L,L)\to CF^{*}(L,L)[2-k]

defined by counting holomorphic treed discs u:Σ→Xu:\Sigma\to X (cf. [81, Definition 3.1]), weighted by the holonomy and orientation factors, and an energy factor TE⁡(u)T^{E(u)}. Very roughly, the domain Σ\Sigma have surface parts (which consist of discs, and spheres attached to them), and tree parts connecting the disc boundaries. Then uu is a holomorphic map with Lagrangian boundary on the surface parts, and Morse gradient flowlines on the tree parts. The role of C​F∗CF^{*} elements is to specify the limiting behaviour of the Morse flowlines, and the Lagrangian self intersections on ∂Σ\partial\Sigma. The energy E⁡(u)=∫ΣωE(u)=\int_{\Sigma}\omega is the sum of ∫u∗​ω\int u^{*}\omega on all the surface parts of Σ\Sigma.

A nontrivial fact is that (after complicated perturbation schemes, or virtual techniques) this gives rise to a curved A∞A_{\infty}-algebra structure [81]. The most important new feature, absent in the exact case, is that the disc bubbling can occur at points of LL, which are not necessarily self intersection points. The domain disc splits into two discs, attached at a boundary node. This phenomenon is compensated by considering two discs joined by a gradient flowline segment, whose length shrinks to zero, producing the same nodal discs in the degeneration limit. With the appropriate weights and orientations taken into account, these two effects would cancel algebraically. On the other hand, the length parameter of the tree parts can tend to infinity, causing the Morse gradient flow line to break, a phenomenon which contributes to the boundary of the one dimensional moduli spaces, reflected algebraically in the A∞A_{\infty}-relations.

Similar to the exact immersed case (cf. Appendix 6.2), the bounding cochains are b∈C​F1​(L,L)b\in CF^{1}(L,L) elements satisfying the nonnegative Novikov exponent requirement, and the Mauer-Cartan equation

m0+m1​(b)+m2​(b,b)+…=0.m_{0}+m_{1}(b)+m_{2}(b,b)+\ldots=0.

Generally speaking, the sum is infinite, but after truncating the Novikov series at any given high energy, only finitely many terms appear due to Gromov compactness, so the sum makes formal sense. As usual, the Lagrangian with bounding cochain structures are called unobstructed.

The framework for setting up the Fukaya algebra of a single immersed Lagrangian, also assigns meanings to Floer cohomologies between two immersed Lagrangians with bounding cochain structures. Suppose α∈C​F0​(L,L′)\alpha\in CF^{0}(L,L^{\prime}) and β∈C​F0​(L′,L)\beta\in CF^{0}(L^{\prime},L) represent elements in H​F0​(L,L′)HF^{0}(L,L^{\prime}) and H​F0​(L′,L)HF^{0}(L^{\prime},L) whose cohomological compositions are the identities. The α,β\alpha,\beta are in generally represented by infinite series in the Novikov variable TT, where some Novikov exponents may be negative, and may bot be bounded above, but at least they are bounded from below depending on α,β\alpha,\beta. We now speculate that there is a bordism current 𝒞\mathcal{C} with ∂𝒞=L−L′\partial\mathcal{C}=L-L^{\prime}, constructed from the universal families of treed holomorphic discs over the (n−1)(n-1)-dimensional moduli spaces ℳ\mathcal{M}. The monomial summands of α,β\alpha,\beta and the bounding cochain elements prescribe the corners of the treed holomorphic discs, and monomials with different Novikov exponents are viewed as independent contributions to ℳ\mathcal{M} and 𝒞\mathcal{C}. Beyond the almost calibrated case, one would also need to incorporate degree −1-1 self intersections as usual. We think the moduli spaces that contribute to 𝒞\mathcal{C} would satisfy the Novikov exponent condition

∫Σω+∑all cornersNovikov exponent=0.\int_{\Sigma}\omega+\sum_{\text{all corners}}\text{Novikov exponent}=0. (42)

Here the corners include the monomial summands of α,β\alpha,\beta (or the degree −1-1 self intersections as appropriate), and the bounding cochains at the degree one self intersections/Morse critical points of L,L′L,L^{\prime}. Since all Novikov exponents at the bounding cochains are non-negative (not so at α,β\alpha,\beta, and the degree −1-1 self intersections!), this condition would impose an energy upper bound on the holomorphic treed discs depending on α,β\alpha,\beta, whence only finitely many moduli spaces contribute to the bordism current.

Remark 3.19.

The Novikov exponents correspond to f|−+f|^{+}_{-} in the exact case. While in the exact case (42) is an automatic consequence of the energy identity (66), in general it is an extra condition on the moduli spaces. It sits well with the fact that the geometric unit has zero Novikov exponent.

Now the moduli space integral formula (39) formally makes sense almost verbatim, ignoring all virtual perturbation nuances. For first order deformations v1,…​vn−1v_{1},\ldots v_{n-1} of the holomorphic treed discs, we can define FF on the domain Σ\Sigma via the 1-form d​F=Ω⁡(⋅,v1,…​vn−1)dF=\Omega(\cdot,v_{1},\ldots v_{n-1}). On the surface parts of Σ\Sigma, we would obtain a holomorphic function FF by complex integrability as usual (which must be constant on the holomorphic sphere components by the Liouville theorem), while on the tree parts, there is no obstruction for the 1-form to be exact. Next, we replace the appearance of f|−+f|^{+}_{-} in (39) by the Novikov exponents of the monomial summands at the corners, to define the moduli integrand ℐ\mathcal{I}. The term ∫ΣF​ω\int_{\Sigma}F\omega is understood to only involve integration on the surface parts of Σ\Sigma. The Solomon functional 𝒮⁡(L)\mathcal{S}(L) still has the form ∫ℳℐ\int_{\mathcal{M}}\mathcal{I}. Notice that adding a constant to FF would not change the moduli integrand ℐ\mathcal{I}, thanks to (42).

In the absence of the Lagrangian potential, the Novikov exponents of α,β\alpha,\beta are no longer canonically fixed. Suppose we replace α\alpha by Tμ​αT^{\mu}\alpha, and β\beta by T−μ​βT^{-\mu}\beta, for some μ∈ℝ\mu\in\mathbb{R}. This would affect the moduli integrand ℐ\mathcal{I}, by the amount

μ​Im​{e−i​θ^​(F⁡(p)−F⁡(q))},\mu\text{Im}\{e^{-i\hat{\theta}}(F(p)-F(q))\},

where p,qp,q stand for the components of α,β\alpha,\beta. By analogy with the exact case, we expect

Im​(e−i​θ^​∫ℳF⁡(p)−F⁡(q))=Im​(e−i​θ^​∫LΩ)=0,\text{Im}\left(e^{-i\hat{\theta}}\int_{\mathcal{M}}F(p)-F(q)\right)=\text{Im}\left(e^{-i\hat{\theta}}\int_{L}\Omega\right)=0,

whence 𝒮⁡(L)\mathcal{S}(L) is independent of μ\mu.

Once the foundations are in place, we expect

Conjecture 3.39.

Fix a compact almost Calabi-Yau manifold XX. The Solomon functional is well defined for graded immersed unobstructed Lagrangians in the same Db​F​u​k​(X)D^{b}Fuk(X) class of a reference Lagrangian L0L_{0}, satisfying

  • •

    The change of reference Lagrangian formula (22) holds,

  • •

    Gauge equivalent bounding cochains give rise to the same functional,

  • •

    Cohomologous choices of H​F0HF^{0} generators α,β\alpha,\beta give rise to the same functional,

  • •

    The first variation formula (21) holds for any 1-parameter exact isotopy of unobstructed Lagrangians.

The slogan is that Floer theory should fix the multivaluedness problem of the Solomon functional (cf. section 2.8). As a more technical observation, once the change of reference Lagrangian formula (22) is established, one can remove the assumption for LL to be transverse to L0L_{0}, using a perturbation L0′L_{0}^{\prime} of L0L_{0}.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.