3.7 Moduli integral formula for the Solomon functional [04C1]
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3.7 Moduli integral formula for the Solomon functional
3.7.1 Moduli integral formula for the Solomon functional
Assuming automatic transversality, we can rewrite the Solomon functional (20) as a moduli space integral in terms of the notations introduced in section 3.5. Let be a holomorphic polygon, with first order deformation vector fields , so we can define a holomorphic function via (33). In clockwise order on , we encounter the degree one intersections on , an intersection , the degree one self intersections on , and an intersection . As before, we fix the additive constant by .
In the following calculation, we will use the complex orientation on , and the counterclockwise orientation on . The Solomon functional contains a term Now can be expressed as an integral of the following -form over the -dimensional moduli spaces of holomorphic curves:
Notice that since is a holomorphic curve and is an -form, adjusting by a vector field tangent to does not change this integrand, and all must hit instead of the 1-form . After integration by part,
The Solomon functional contains another two terms and . Now can be expressed as an integral of the following -form over the moduli spaces :
The abused notation means the part of mapping to instead of . Similarly is the moduli space integral of the -form
The extra minus sign comes from the fact that sweeps out the cycle instead of .
Combining all the three contributions, the Solomon functional is the moduli space integral with integrand
The last two terms involve total derivatives, so can be integrated along boundary segments between the corner points, to yield
| (38) |
where stands for the difference of the potentials at a Lagrangian intersection point, such that moves from to in the clockwise direction. In the more general framework of Floer theory with Novikov coefficients, have the interpretation as the Novikov exponents of these intersection points. The bounding cochain elements have , while may have negative Novikov exponents.
Proposition 3.35.
(Moduli space integral formula) The Solomon functional is the integral of the following complex valued volume form over the -dimensional moduli spaces of holomorphic curves:
| (39) |
Remark 3.16.
The normalization is convenient, but changing by a constant along does not affect , due to the energy identity
Remark 3.17.
We have focused the discussion on the holomorphic curves with boundary on both and , which are the only curves relevant for the bordism current in the almost calibrated case. In general we need also curves involving corners at or , and the formula (39) takes into account all these contributions.
3.7.2 Change of reference Lagrangians formula revisited
We now revisit Prop. 3.4 from the moduli space integral perspective, which we expect is better suited for generalization to compact Calabi-Yau settings. All transversality requirements of moduli spaces will be assumed, and in this sense the calculations below are formal.
In Remark 3.5 we sketched that under the extra assumption , there is an -dimensional universal family over some -dimensional moduli , such that the boundary of has three -dimensional contributions, corresponding up to sign to the three bordism currents between , which are in turn the universal families over the -dimensional moduli spaces for . Here can be viewed as certain boundary strata of the compactification of . The integrand naturally makes sense as an -form on , and restricts naturally to . The change of reference formula (22) amounts to
| (40) |
Our strategy is to use Stokes formula on the moduli spaces. As usual, the holonomy weighting factors will be suppressed in the moduli integral notations. Then (40) reduces to the two claims:
Claim 3.36.
The -form over the moduli space .
Claim 3.37.
The Stokes boundary term is
We first explain Claim 3.36. First, we calculate the derivatives of . Let be local coordinates on , so can be identified as first order deformations of holomorphic curves. The local coordiates on are denoted as . We can write , such that along ,
The holomorphic volume form satisfies , whence
Notice vanishes at the corners due to the decay of the first order deformation vector fields, and comparing with the additive normalization convention on , we find
| (41) |
In particular, at all the corner points . The term at the corners are independent of the moduli space parameters, so the only contribution to comes from the term in formula (39).
We calculate
Here is the Lie derivative of the symplectic form with respect to the vector field , which by Cartan’s formula is
Thus
Notice that and are both tangent to the Lagrangian boundary, so the integrand vanishes. We are left with
Here we used the definition of via , and the formula (41) for . We contract the identity with . When two hit , the term will be contracted only times, which produces a -form vanishing identically on the holomorphic curve . When at most one hits , we obtain the above integrand. In effect, the integrand vanishes identically:
which then implies .
We next explain Claim 3.37. In general, the compactified moduli space has many boundary strata corresponding to disc bubbling and disc splitting.
Claim 3.38.
Only the boundary strata corresponding to gluing holomorphic curves with virtual dimension and , can have nonzero contributions to the Stokes boundary term.
To see this, we need to understand how (and notably ) behaves near the boundary of the moduli space. Recall that when the holomorphic disc is degenerating to several disc components, then under transversality conditions, the cokernel of the extended linearized Cauchy-Riemann operator vanishes, and for small fixed gluing parameters, the kernel elements (i.e. first order deformations) are up to small perturbation obtained by gluing the kernel elements from the degenerate disc components. The perturbation effect tends to zero as we approach the moduli space boundary. Now the kernel elements from different disc components have essentially disjoint supports, so unless we have at least kernel elements supported on one disc component such that does not vanish identically, we will have for the moduli boundary strata, so that along , whence by Remark 3.16. This shows Claim 3.38. We comment that this phenomenon is closely related to the fact that many moduli boundary strata do not contribute to the boundary of the bordism current due to support reasons (cf. section 3.1).
On the boundary strata, the only contributions to the integral come from the -dimensional moduli spaces. The role of the holomorphic curves of virtual dimension zero, is to provide the counting factors, in a manner entirely analogous to section 3.1.2. Most contributions cancel out due to the Mauer-Cartan equation on the bounding cochains, and the closedness of the generators. The remaining contributions produce the RHS in Claim 3.37.
3.7.3 First variation formula revisited
We now explain how to semi-heuristically understand the first variation formula (21) as a consequence of Prop. 3.4, from the perspective of the moduli space integral formula (39). We hope this viewpoint is better suited for generalization to compact Calabi-Yau settings.
Suppose we are given a 1-parameter exact isotopy of unobstructed exact immersed Lagrangians , and we wish to calculate at . The change of reference Lagrangian formula (cf. Prop. 3.4) allows us to replace by . The Lagrangian for is approximately the graph of in (understood in an immersed sense), for the Hamiltonian function on . The holomorphic discs between and for have small energy of order , and are locally approximated by Morse trajectories of . Write as the Hamiltonian vector field, namely , then
Now we examine for very small . The Lagrangian intersections come in two types:
- •
The corners and correspond to the local extrema of the Hamiltonian .
- •
Any self intersection between two local sheets of can be paired with a very nearby self intersection of between two sheets of . The bounding cochain on is thus induced from the bounding cochain on .
At the intersection points ,
The self intersections are usually not important here, because the smallness of energy prevents their appearance on , unless , and , which is a rather nongeneric situation. When the self intersections do appear, the evolution of the potential under exact isotopy gives
where keeps track of the hamiltonian on the different sheets of . Thus
Here we have a tricky sign reversal, because if and are clockwise ordered on , then and are counterclockwise ordered. In summary,
Combining the above, and integrating by parts,
Observe that for very small , as the holomorphic curves vary in the -dimensional moduli spaces , under the counterclockwise sign convention for , the boundary evaluation of sweeps out the cycle (beware of the sign!), and any generic point on is swept out precisely once due to the Morse theory limiting description. Consequently, the moduli space integral
hence
By the moduli integral formula (39) of the Solomon functional,
This recovers the first variation formula (21).
3.7.4 Speculations on compact Calabi-Yau manifolds
Floer theoretic foundations are much more complicated beyond the exact setting, and the foundations concerning the open-closed string map in the immersed Fukaya category setting are not fully written out in the literature. Nonetheless, due to the interest of the topic, we shall offer some speculations about how the Solomon functional formula (39) generalizes to the compact almost Calabi-Yau setting. Our local systems will have coefficients in , i.e. the parallel transport in the local system have only Novikov exponent zero components. This convention is somewhat more restrictive than [7][81][82].
Remark 3.18.
In Joyce’s LMCF, bounding cochains and local systems can be created ex nihilo during the flow, but in all the mechanisms the author is aware of, the flow preserves the above class of local systems.
First, we recall the role of Novikov coefficients in Floer theory. All Floer cochain spaces are modules over the Novikov field
and or depending on the coefficient field choice.4343 43 We do not know if the Fukaya category can be defined over integers in general. One should not confuse the coefficients with the Novikov exponents . Typically are rational numbers related to counting, while are real numbers related to the energy. There are a few conventions to define -operations. Let be a compact immersed Lagrangian with transverse self intersections. In the Morse model [81], the self Floer cochain space is generated by the Morse critical points on , and the ordered self intersections (twisted by local system hom and orientation factors as usual). The Fukaya -algebra is a collection of Novikov-multilinear operations
defined by counting holomorphic treed discs (cf. [81, Definition 3.1]), weighted by the holonomy and orientation factors, and an energy factor . Very roughly, the domain have surface parts (which consist of discs, and spheres attached to them), and tree parts connecting the disc boundaries. Then is a holomorphic map with Lagrangian boundary on the surface parts, and Morse gradient flowlines on the tree parts. The role of elements is to specify the limiting behaviour of the Morse flowlines, and the Lagrangian self intersections on . The energy is the sum of on all the surface parts of .
A nontrivial fact is that (after complicated perturbation schemes, or virtual techniques) this gives rise to a curved -algebra structure [81]. The most important new feature, absent in the exact case, is that the disc bubbling can occur at points of , which are not necessarily self intersection points. The domain disc splits into two discs, attached at a boundary node. This phenomenon is compensated by considering two discs joined by a gradient flowline segment, whose length shrinks to zero, producing the same nodal discs in the degeneration limit. With the appropriate weights and orientations taken into account, these two effects would cancel algebraically. On the other hand, the length parameter of the tree parts can tend to infinity, causing the Morse gradient flow line to break, a phenomenon which contributes to the boundary of the one dimensional moduli spaces, reflected algebraically in the -relations.
Similar to the exact immersed case (cf. Appendix 6.2), the bounding cochains are elements satisfying the nonnegative Novikov exponent requirement, and the Mauer-Cartan equation
Generally speaking, the sum is infinite, but after truncating the Novikov series at any given high energy, only finitely many terms appear due to Gromov compactness, so the sum makes formal sense. As usual, the Lagrangian with bounding cochain structures are called unobstructed.
The framework for setting up the Fukaya algebra of a single immersed Lagrangian, also assigns meanings to Floer cohomologies between two immersed Lagrangians with bounding cochain structures. Suppose and represent elements in and whose cohomological compositions are the identities. The are in generally represented by infinite series in the Novikov variable , where some Novikov exponents may be negative, and may bot be bounded above, but at least they are bounded from below depending on . We now speculate that there is a bordism current with , constructed from the universal families of treed holomorphic discs over the -dimensional moduli spaces . The monomial summands of and the bounding cochain elements prescribe the corners of the treed holomorphic discs, and monomials with different Novikov exponents are viewed as independent contributions to and . Beyond the almost calibrated case, one would also need to incorporate degree self intersections as usual. We think the moduli spaces that contribute to would satisfy the Novikov exponent condition
| (42) |
Here the corners include the monomial summands of (or the degree self intersections as appropriate), and the bounding cochains at the degree one self intersections/Morse critical points of . Since all Novikov exponents at the bounding cochains are non-negative (not so at , and the degree self intersections!), this condition would impose an energy upper bound on the holomorphic treed discs depending on , whence only finitely many moduli spaces contribute to the bordism current.
Remark 3.19.
Now the moduli space integral formula (39) formally makes sense almost verbatim, ignoring all virtual perturbation nuances. For first order deformations of the holomorphic treed discs, we can define on the domain via the 1-form . On the surface parts of , we would obtain a holomorphic function by complex integrability as usual (which must be constant on the holomorphic sphere components by the Liouville theorem), while on the tree parts, there is no obstruction for the 1-form to be exact. Next, we replace the appearance of in (39) by the Novikov exponents of the monomial summands at the corners, to define the moduli integrand . The term is understood to only involve integration on the surface parts of . The Solomon functional still has the form . Notice that adding a constant to would not change the moduli integrand , thanks to (42).
In the absence of the Lagrangian potential, the Novikov exponents of are no longer canonically fixed. Suppose we replace by , and by , for some . This would affect the moduli integrand , by the amount
where stand for the components of . By analogy with the exact case, we expect
whence is independent of .
Once the foundations are in place, we expect
Conjecture 3.39.
Fix a compact almost Calabi-Yau manifold . The Solomon functional is well defined for graded immersed unobstructed Lagrangians in the same class of a reference Lagrangian , satisfying
- •
The change of reference Lagrangian formula (22) holds,
- •
Gauge equivalent bounding cochains give rise to the same functional,
- •
Cohomologous choices of generators give rise to the same functional,
- •
The first variation formula (21) holds for any 1-parameter exact isotopy of unobstructed Lagrangians.