2 Thomas-Yau conjecture backgrounds [047C]
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2 Thomas-Yau conjecture backgrounds
2.1 The Thomas-Yau-Joyce picture
An almost Calabi-Yau manifold is a complete -dimensional Kähler manifold with a nowhere vanishing holomorphic volume form. It is called Calabi-Yau if the complex Monge-Ampère equation holds, whence is Ricci flat. A real -dimensional compact submanifold of an almost Calabi-Yau manifold is called special Lagrangian of constant phase angle , 11 1 Different lifts of the phase angle from to shift the grading of the brane structure, so they are different as objects of the Fukaya category. if
| (1) |
Special Lagrangian submanifolds have unobstructed deformation theory.22 2 However, obstructions may arise if brane structures are taken into account. Furthermore, if is Calabi-Yau, then a special Lagrangian is a minimal submanifold, and in fact minimizes the area within its homology class, thanks to the calibration inequality for submanifolds, saturated precisely by special Lagrangians:
| (2) |
We will always impose some compactness or convexity at infinity on to ensure the Fukaya category of makes sense.
Thomas-Yau’s proposal
In [65][66] Thomas and Yau introduced the remarkable philosophy that existence and uniqueness questions of special Lagrangians inside an (almost) Calabi-Yau manifold should be related to stability conditions in the Fukaya category. Turning this intuition into precise mathematical predictions, is however not easy, for at least the following geometric reasons, in addition to the analytic difficulties related to minimal surfaces and mean curvature flows:
- •
The Fukaya category as it currently stands is likely inadequate for the purpose: the special Lagrangian representatives of a given derived Fukaya category class in , should it exists, is by no means guaranteed to be smooth and embedded. Thus one would like to enlarge the objects of the Fukaya category to include immersed and possibly singular Lagrangians. From the viewpoint of symplectic topology, the lack of Lagrangian objects is a basic difficulty, which is usually hidden in the non-geometric step of taking the twisted complexes in the construction of , and the idempotent completions in the construction of (cf. the Appendix 6.2).
- •
The knowledge of the stability conditions is severely deficient. Thomas-Yau’s paper predates the ingredient of Bridgeland stability33 3 What was available at the time, was the famous -stability related to Hermitian Yang-Mills connections, of which Thomas and Yau were of course leading experts.44 4 There are current debates whether Bridgeland stability is the ultimately correct framework for formalising the physical intuition of stability conditions controlling BPS particle decay [31]. We regard Bridgeland stability as a working definition, to be modified in case future evidence arises., but the basic problem remains open: how to construct a stability condition on the derived Fukaya category from the information of a holomorphic volume form on ? In contrast, in analogous problems such as the existence of Hermitian-Yang-Mills connections, the stability condition is known a priori before the more serious endeavour to solve the PDE. One of the goals of this paper is to explain some modest progress on this issue, namely that there are nontrivial Floer theoretic obstructions to the existence of special Lagrangians.
Thomas and Yau primarily restricted attention to the case of almost calibrated Lagrangians, meaning the Lagrangian angle function satisfies 55 5 The important thing is that the upper and lower bounds on differ by . Shifting the interval by a constant is inconsequential.
Notice this restriction removes any ambiguity of the Lagrangian angle, so the Lagrangian is graded. Since we are focusing on compact Lagrangians, it makes sense to restrict to a more quantitative version, for some fixed small :
| (3) |
One immediate consequence is an a priori volume bound.
Lemma 2.1.
If satisfies (3), then
Proof.
From we see is an orientation form on , and we arrive at
as required. ∎
Remark 2.1.
Another immediate consequence of the almost calibrated condition, is that the complex number is nonzero, with .
Keeping our narrative closer to the historical development, Thomas and Yau were inspired by -stability for Hermitian Yang-Mills connections. They assumed that the principal mechanism which can forbid the Hamiltonian isotopy class of from admitting a special Lagrangian representative, is related to a distinguished triangle in the Fukaya category, the primary geometric source being that is Hamiltonian isotopic to a graded Lagrangian connected sum ,66 6 It is very important for Thomas and Yau that the Lagrangian connected sum is asymmetric in and . Our notation for the Lagrangian connected sum agrees with Thomas and Yau, but is opposite to Joyce [44] and a large number of symplectic geometry texts. Our convention is compatible with the distinguished triangle . such that . Based on this intuition, Thomas made an attempt to define a notion of stability (cf. [65, Definition 5.1], and Definition 3.32 below).77 7 We will not repeat their definition verbatim here because the author thinks its focus on the Hamiltonian isotopy class, instead of the Fukaya category class, is largely a limitation of its time. It is the spirit rather than the letter of their definition which matters. Thomas then made the important prediction:
Conjecture 2.2.
[65, Conj 5.2] A graded Lagrangian has a special Lagrangian representative in its Hamiltonian class if and only if it is stable, and this special Lagrangian representative is unique.
Thomas and Yau [66] analyzed the problem again from the Lagrangian mean curvature flow (LMCF) perspective, and made a somewhat more cautious prediction, which roughly amounts to the following. When a destabilising decomposition into Lagrangian sums is forbidden, either by a smallness assumption on the oscillation of the phase function , or because the volume of is smaller than for any putative decomposition, (notice both conditions are preserved under the flow), then they conjectured that the mean curvature flow starting from will converge into a special Lagrangian [66, section 7].
Bridgeland stability, Joyce’s proposal
To trace the subsequent development, and move beyond the almost calibrated setting, we need to recall an important piece of homological algebra known as Bridgeland stability conditions on a triangulated category [13].
Definition 2.3.
A Bridgeland stability condition on a triangulated category consists of a group homomorphism (‘central charge’) from the (numerical) Grothendieck group to , and full additive subcategories for each , whose objects are called ‘semistable objects of phase angle ’,88 8 In the convention of Bridgeland, the phase is . We have instead opted to call the phase, which is more naturally identified with the phase angle of special Lagrangians. satisfying the following axioms:
- •
(Phase) If then for some ,
- •
(Shift) For all , ,
- •
(Monotonicity) If and , then ,
- •
For each nonzero object there are a finite sequence of real numbers and a Harder-Narasimhan decomposition
(4) with distinguished triangles
such that .
- •
(Calibration) For any fixed norm on the finite dimensional vector space , we have a uniform constant , such that any semistable object satisfies
Remark 2.2.
For the heuristic but naïve geometric meaning, one can imagine that is the derived Fukaya category, is the sublattice of generated by the Lagrangians, the central charge is , the subcategory is generated by the special Lagrangians of constant phase angle , the Harder-Narasimhan decomposition means a multiple Lagrangian connected sum with decreasing phase angles
and the calibration property comes from the fact that the total mass of a special Lagrangian is equal to , and the mass bounds any norm of using Poincaré duality, assuming is finite dimensional.
Remark 2.3.
We write the subcategory generated by all the within the interval as . The important property is that is an abelian category, known as the heart of a bounded -structure. The advantage is that while in general triangulated categories only distinguished triangles make sense, for abelian categories we can talk about exact sequences, subobjects and quotients.
With the hindsight of Bridgeland stability condition, and more than one decade of progress on the mean curvature flow as well as symplectic geometry, Joyce [41] produced a major update of the Thomas-Yau picture. We shall discuss more about the LMCF considerations in section 4.1, but it suffices here to give away its main punchline (cf. [41, Conj 3.34]):
- •
Let be a Calabi-Yau manifold 99 9 The complex Monge-Ampère equation is convenient but not indispensable, see section 4.1., either compact or Stein. There should be an enlarged version of the derived Fukaya category , including classes of immersed or mildly singular Lagrangians, and a Bridgeland stability condition on , whose central charge is
(5) - •
Given a Lagrangian brane (with grading, orientation, relative spin structure, local system and bounding cochain data) such that the Floer cohomology is unobstructed, and suppose is generic in its Hamiltonian isotopy class. Then the LMCF (with brane structure) starting from exists for all time with surgeries at a finite series of singular times. The nature of these surgeries have conjectural descriptions. The Lagrangian can change its Hamiltonian class at these surgeries, but maintains its derived category class. At , the Lagrangians converges in the geometric measure theory sense to a union of graded special Lagrangian currents of phase angle with multiplicities counted:
(6) - •
If there is only one constant phase angle appearing in the infinite time limit, then defines a semistable object of phase in . Otherwise is not semistable with respect to any phase angle, and the infinite time limit supposedly give rise to the Harder-Narasimhan decomposition.
Joyce’s program is much more ambitious in the sense that it attempts to capture the entire triangulated category . The original Thomas-Yau proposal, which is concerned only with almost calibrated Lagrangians, fits into the Joyce picture as an abelian subcategory ,1010 10 Here we ignore the ‘small’ difference between and . This would be justified if is suitably generic so that there is no special Lagrangian of phase , namely that the countably many numbers for miss the number . the heart of a certain -structure. The main appeal of Joyce’s mean curvature flow perspective, is that if the infinite time limiting currents can be given suitable brane structures to be admitted as objects of , then the program gives a conjectural dynamical mechanism to explain the Harder-Narasimhan decomposition, which is the most nontrivial aspect of the Bridgeland stability. Its principal drawback is that Joyce offers no a priori information on the Bridgeland stability beyond the central charge, other than letting off the mean curvature flow to find its own destiny. This limits its practical applicability, for instance to existence questions of special Lagrangians in prescribed classes in . See section 3.6 for more discussions.
Why Thomas-Yau has predictive power
At this moment an objection may arise: since the Thomas-Yau-Joyce picture is beset by some vagueness and plenty of technical difficulties, why is it useful as a guiding principle at all? Besides the supportive evidence that we shall soon discuss, the main answer is that the Thomas-Yau philosophy transforms a PDE problem (the existence of special Lagrangians) into a categorical framework, which if better understood is in principle checkable by algebraic means. A Bridgeland stability is the interplay between a category and a numerical property. In the analogous problem of Hermitian Yang-Mills connections, the existence criterion is formulated by -stability, which compresses the information of the Kähler form into only certain intersection numbers/cohomological integrals (cf. section 2.5). Likewise, the stability condition responsible for the existence of special Lagrangians, even though it is not adequately specified, is in principle a compression of the analytic data of a holomorphic volume form, and quite plausibly enters only through cohomological integrals of , as will be discussed more fully in Chapter 3. As an indication of the possible predicative power of the Thomas-Yau picture, here is a sample question as food for thought:
Question 1.
Fix the holomorphic volume form . Let be two generic Kähler forms, differing only by the differential of a compactly supported 1-form. Can we define a count of special Lagrangian rational homology spheres, such that the numbers agree for and ?
Remark 2.4.
As we shall see, the main evidence of Thomas-Yau picture (cf. section 2.2) does not really use the complex Monge-Ampère equation.1111 11 The almost Calabi-Yau setting is desirable not only for the sake of generality, but may be essential to achieve suitable genericity. As an additional motivation on the side of physics, the SCFT condition translates into a Kähler condition on the target space metric, which satisfies the Ricci-flatness only approximately [38, section 14.2.4]. On the mirror side, as a consequence of the -stability characterisation, the existence of Hermitian Yang Mills connections on a compact Kähler manifold does not depend on the choice of the Kähler form within a fixed Kähler class.
2.2 Principal evidence of Thomas-Yau
Thomas and Yau offered a number of arguments in support of their picture. We now describe the evidence from first principles, and will later return to the evidence from analogies.
The following elementary observation is a first indication about how special Lagrangian objects resemble stable objects of a Bridgeland stability condition:
Proposition 2.4.
[66, section 5.2] Let , be unobstructed Lagrangian branes whose supports are compact special Lagrangian manifolds, with Lagrangian angles . Then for .
Proof.
After -small Hamiltonian perturbation we may assume any intersection point between and is transverse. We can write the tangent planes of inside in the standard form
The Floer degree of the intersection point is
whence for . ∎
Remark 2.5.
As is clear from the proof, the special Lagrangian condition can be relaxed to .
Remark 2.6.
The most compelling evidence due to Thomas and Yau is
Theorem 2.5.
(Thomas-Yau uniqueness) [66] Let be unobstructed Lagrangian branes supported on embedded special Lagrangians of the same phase, which define isomorphic objects in , then their supports coincide.
Remark 2.7.
The most general Thomas-Yau uniqueness, which includes immersed Lagrangians, seems to be due to Imagi [39]. The original Thomas-Yau theorem is phrased in terms of uniqueness in the Hamiltonian isotopy class, even though it can be cast in more general categorical terms. The categorical perspective is preferred, because it is closer to the spirit of homological mirror symmetry, and because one derived Fukaya category class may contain several Hamiltonian isotopy classes. If immersed Lagrangians are allowed, then isomorphism in would also identify certain embedded Lagrangian objects with immersed objects of different topologies. When this happens, an interesting corollary of Thomas-Yau uniqueness is that at most one of these Hamiltonian classes contains special Lagrangian branes.
Proof.
(Sketch) Assume the suppports do not coincide. After small Hamiltonian perturbations, we can ensure the perturbed Lagrangians have transverse intersections, and still define the same isomorphic objects in . Under the special Lagrangian assumption, through judicious choice of the Hamiltonian via Morse theory as in Thomas-Yau [66, Thm 4.3], or by using genericity arguments based on real analyticity as in Joyce-Imagi-Santos [40, section 4.3], one can ensure there is no intersection point of degree , so in particular . However, this implies the cohomological unit of is zero, so the Floer cohomology ring of is zero, namely is a zero object in , contradiction. ∎
The Thomas-Yau argument reveals the relevance of the Fukaya category to special Lagrangian geometry. The role of holomorphic curves, which are a central ingredient in the Fukaya category, is however rather opaque in this argument; their only appearance is to make the Floer cohomology defined.
2.3 Variant: uniqueness of the Lawlor neck
A variant of the Thomas-Yau argument1212 12 Abouzaid and Imagi have mentioned in their talks some other interesting applications on the topology of special Lagrangians inside the cotangent bundle of a special Lagrangian with some fundamental group conditions, using another variant of the Thomas-Yau argument. We look forward to the appearance of their paper. appears in the subsequent work of Joyce-Imagi-Santos [40] on the uniqueness of Lawlor necks, where holomorphic curves and the algebraic structures of the Fukaya category appear in a more prominent, albeit somewhat technical way.
Lawlor necks
We first recall some basics about Lawlor necks [51][45], which are non-compact embedded exact special Lagrangians inside the standard Euclidean , asymptotic at infinity to the union of two planes
Symplectic topologically, they can be viewed as a realisation of the Lagrangian handle that appears in the Lagrangian connected sum construction. This motivates the ansatz
| (7) |
The special Lagrangian condition translates into an ODE system on the functions , which can be solved exactly as follows.
Let and , and define polynomials by
Define real numbers and by
Clearly , and elementary integration shows . This yields a 1-1 correspondence between -tuples with , and -tuples with , and . Setting
yields the solution , hence the Lawlor necks .
For fixed asymptotic planes , the Lawlor necks arise in a 1-parameter family, related to each other by the rescaling in , and behaves like 2-dimensional area under this scaling. One also observes that asymptotically near infinity, the Lawlor necks are graphs over (resp. ) of the differential , where
We say the Lawlor neck has asymptotic decay rate . The upshot is that it approaches sufficiently fast.
Joyce-Imagi-Santos uniqueness theorem
Theorem 2.6.
Here is a sketch of their arguments:
- •
Using the asymptotic assumption on the exact Lagrangian , one can assign an analytic invariant to as follows. Let be a primitive of the Liouville form , namely , then converges to constants at the two asymptotic ends along respectively. Then one defines . If coincides with the Lawlor neck , then .
- •
Partially compactify into a Liouville manifold identified as the plumbing of two cotangent bundles with . Here the two copies of arise topologically as one-point compactifications of and by adding the points at infinity and , and topologically is the union of and the two cotangent fibres over and respectively. Under suitably fast decay condition at infinity, the unknown special Lagrangian can be compactified into an exact graded embedded Lagrangian inside . One would like to compare this to the Lagrangian obtained by the compactification of the standard Lawlor necks inside .
- •
By analyzing the intersection pattern with the two cotangent fibres at infinity, and using the classification results of Abouzaid and Smith [1], one shows that inside , the Lagrangian object is isomorphic to one of the two Lagrangian connected sums of the two with suitable gradings, and in fact the assumption on Floer degrees singles out , the opposite surgery corresponding to . This step needs . For contradiction, we assume does not coincide with for any choice of parameter .
- •
By a modification of the Thomas-Yau argument, one shows that after a small Hamiltation perturbation of , we can ensure is transverse to , there is no degree intersection points in inside , and there is precisely one intersection point and in on each of the two cotangent fibres at infinity respectively. Morever, the class and the analytic invariants of agree with that of .
Remark 2.8.
The subtlety at infinity prevents one from removing degree intersections outside the region, so one does not reach an immediate contradiction as in the Thomas-Yau argument. This technical failure is necessary, because the Lawlor necks with fixed asymptotic planes are not unique, but do arise in a 1-parameter family. It is in overcoming this technical problem that holomorphic curves appear in [40].
- •
Now suppose the Lawlor neck is chosen with the parameter , which presumes .
Lemma 2.7.
[40, Thm 2.15] Assume is a generic almost complex structure on compatible with the Liouville structure. There exists a -holomorphic strip with boundary on and and two corners at and respectively.
Proof.
Consider the Floer cup product with mod 2 coefficients
which can be identified as the cup product
and thus must be nontrivial. However, at chain level this Floer product comes from the operation
which must be nontrivial. The counting interpretation implies there are intersection points and and some holomorphic strip in between. Since degree intersection points cannot occur inside , they can only occur at infinity, so we must have . ∎
Now the area of the -holomorphic curve can be computed cohomologically. Using the choice of parameter ,
This contradicts the positivity of area of the holomorphic curve, which proves must coincide with .
- •
Finally one needs to a priori justify . This relies on a slightly more complicated holomorphic polygon counting argument, and the main upshot is that one can produce a nontrivial holomorphic triangle from a distinguished triangle in , with the three edges on , and . Then one shows has the interpretation as its area, so must be positive.
Ideal triangles
In [40] the perturbations involved in the partial compactification and the genericity of the almost complex structure makes the holomorphic curves rather difficult to visualize.1414 14 A typical feature of Floer theory, is that completely realistic examples about holomorphic curves are also non-explicit. We now present a heuristic way to see holomorphic triangles with the edges on , and , by restricting attention to with the standard complex structure, and we imagine the two vertices as the intersection points at infinity.
We choose any . Assume first that . Then coordinatewise, we have a real curve in swept out by as varies from to , and two straight rays emanating from the origin defined by and . Inside , these three real curves enclose a noncompact holomorphic triangle, with one vertex at the origin, and two idealized intersection points at the infinity of and . In the product space , this gives rise to a holomorphic triangle with boundary on , and corners at . Now in case some , there is still a holomorphic triangle in the product space that makes sense; the -th projection of this triangle is simply the origin. What happens when , is simply that the -th projection becomes very thinly concentrated near the two rays and , and its area shrinks to zero. Morever for any given , the subset disappears into the infinity of as . Thus when we restrict to any compact subset of , the holomorphic discs behave continuously as .
Example 2.8.
In the most symmetric case , the Lawlor neck is invariant under , and these holomorphic triangles are up to rotation, simply the triangle inside the first coordinate line enclosed by the three Lagrangians.
Using any of the holomorphic triangles parametrised by , we can calculate its area cohomologically by
which is the intuitive explanation of why must be positive, an important ingredient of [40].
We want to draw attention also to a different aspect not explicit in [40]: that these holomorphic triangles naturally arise in an -dimensional moduli, rather than as isolated triangles. Consequently, the universal family of such holomorphic triangles is naturally -dimensional. A generic point on is swept out precisely once by some . When the orientations are taken into account, then the total space of this universal family gives rise to an -dimensional integration current, which provides a bordism current between the integration cycles of and . Producing bordism currents via universal families of holomorphic curves will be essential to our proposals concerning the Thomas-Yau conjecture.
2.4 Philosophy of open string mirror symmetry
The Thomas-Yau conjecture is largely motivated by mirror symmetry, based on the analogy between special Lagrangian geometry on the -side (‘symplectic’), and stability conditions in the derived category of coherent sheaves on the -side (‘holomorphic’). It is worth emphasizing that mirror symmetry is quantum by nature, and only sometimes admits classical geometric interpretations. The mathematical predictions of open string mirror symmetry chiefly fall into the following three classes:
- •
(Homological mirror symmetry, i.e. the categorical approach) Given a (compact) Calabi-Yau manifold viewed as a symplectic manifold, one expects to find a (compact) Calabi-Yau manifold viewed as a complex manifold (sometimes over the Novikov field), such that the (derived, idempotent closed) Fukaya category is equivalent as a triangulated category to the derived category of coherent sheaves . Frequently, there is a preferred enhancement on both sides, such that holds as an -equivalence. The concrete implication is that Lagrangian branes correspond to objects of , such that the Floer groups are identified with the groups, which explains the name ‘homological’:
Homological mirror symmetry has many ramifications beyond Calabi-Yau manifolds, involving for instance Fano manifolds and Landau-Ginzburg models. As a general feature, homological mirror symmetry only uses pure symplectic topology (vis. a vis. complex geometry) on either side of the mirror. It is the best understood aspect of mirror symmetry, with many special cases proven.
- •
(SYZ mirror symmetry, i.e. the moduli space approach) Taken in a somewhat generalised and very optimistic sense 1515 15 The SYZ paper [78] focuses primarily on special Lagrangian torus fibrations, but hints at more general special Lagrangian branes. Some more discussions can be found in Fukaya’s work [34, section 8.5]., the Strominger-Yau-Zaslow philosophy says that after taking into account the quantum instanton corrections, then the moduli space of (semi)stable Lagrangian branes within fixed homology classes acquires a modified complex structure, and can be identified with certain moduli spaces of (semi)stable objects from the mirror side. The stable Lagrangian branes are believed to be related to special Lagrangians via the Thomas-Yau conjecture. Most of the literature concentrates on the restricted case of (special) Lagrangian torus fibrations arising from the large complex structure limit, in which case the moduli space of Lagrangian branes supported on the fibres inside should recover the moduli space of points on , namely the mirror manifold itself 1616 16 This SYZ mirror construction has seen the intense research effort on the symplectic side by Auroux [8], Abouzaid, Fukaya, among many others. The very recent progress [83] achieves a non-archimedean mirror from Fukaya categorical considerations, but the nature of singular fibres is still not adequately understood. The skeptics may reasonably doubt if special Lagrangians exist at all in the region with large curvature inside the Calabi-Yau manifold. Even if they do exist, there is insufficient evidence that the fibration structure persists. This is maybe the weakest point of the SYZ conjecture.. Beyond the torus fibration case, the moduli space of Lagrangian branes defined by the Mauer-Cartan equation typically has singularities, which is compatible with the fact that the moduli space of semistable objects in typically is very singular.
- •
(DT theory, i.e. the counting approach) In the special case of Calabi-Yau 3-folds, the moduli spaces/stacks of semistable objects have virtual dimension zero, so one can hope to extract enumerative invariants, which can be thought of as integrals over the moduli space, the most basic version being the Euler number. Donaldson-Thomas theory is a highly elaborate framework for extracting such numbers using virtual techniques, on the side of . It is suggested (e.g in [34, section 8.5]) that one can assign DT invariants to the moduli space of semistable objects in the Fukaya category1717 17 This would presuppose suitable properness and algebraicity on the moduli space of special Lagrangian objects, which is a highly nontrivial claim related to the Thomas-Yau conjecture. For instance, in the SYZ special Lagrangian torus fibration case, compactifying the moduli space requires good understanding in the singular region, which is far beyond current knowledge., and these should be equivalent to the DT invariants on the mirror . The role of Thomas-Yau conjecture is that in principle it transforms a problem about counting special Lagrangian objects, into a categorical framework involving Calabi-Yau -categories and stability conditions, which then supposedly 1818 18 modulo heroic efforts feeds into the grand machinery of Kontsevich and Soibelman [46][47][48][49]. This DT perspective may be regarded as the ultimate goal of Thomas-Yau conjecture 1919 19 As an analogy, the practical calculation of Donaldson’s ASD instanton invariants depends largely on the solution of Hermitian-Yang-Mills equation on algebraic surfaces., and is close to the physical applications involving BPS states counting, although on the -side it is the most removed from mathematical attempts.
It is worth emphasizing that taking stability questions into account requires one to go beyond homological mirror symmetry. While the Fukaya category (vis. a vis. ) depends only on the symplectic (holomorphic) data, the stability condition remembers information about the holomorphic volume form (polarisation class), which now sees the -side (-side). As such, neither the above strong version of the SYZ mirror symmetry, nor the DT mirror symmetry are consequences of homological mirror symmetry alone, as indicated already in the SYZ paper [78].2020 20 In the words of SYZ, they required the full equivalence of the two type II string theories, including the full BPS spectrum. A very general framework that encompasses all the three aspects of mirror symmetry is in Kontsevich and Soibelman [46], but how to fit the -side into this picture is wildly conjectural.
Caveats for differential geometers
However, in the differential geometric literature on the Thomas-Yau conjecture, one often attempts to go beyond all these aspects of mirror symmetry, and tries to directly compare the space of Lagrangian submanifolds inside , with the space of holomorphic vector bundles equipped with Hermitian metrics over . This comparison must be treated with caution, because there is no general bijective correspondence between these two infinite dimensional spaces, and because mirror symmetry is properly a quantum phenomenon which is not fully captured by classical considerations. In fact, mirror symmetry only relates and after taking the derived category, and there is no general reason for the heart of a preferred -structure on the derived Fukaya category (e.g. the -structure defined by some almost calibrated condition) to agree with . Having vaccinated the reader with these precautions, we shall regard such comparisons as useful formal analogies, and we consider those aspects with quantum interpretations as more reliable.
2.5 Hermitian-Yang-Mills
Hermitian Yang-Mills (HYM) connections have long been established as the epitome of how stability conditions control the existence questions of geometric PDEs, but we shall attempt to say a few new words besides the customary hommage. We consider Hermitian metrics on a holomorphic vector bundle over a compact Kähler manifold , 2121 21 If we are interested in noncompact -model target spaces, the mirror is in fact not a compact Kähler manifold. We hope the reader will excuse us on this issue, since mirror symmetry is only used as motivations in this paper. inducing the Chern connection and the curvature . The HYM equation can be written as
This implies the Yang-Mills inequation , and in fact HYM connections are absolute minimizers of the Yang-Mills energy among all unitary connections on the Hermitian vector bundle . The -stability (resp. semistability) means that for all proper coherent subsheaf , the slope (resp. ). The bundle is called -polystable if it is a direct sum of -stable bundles of the same slope.
The famous Donaldson-Uhlenbeck-Yau theorem says
Theorem 2.9.
On a compact Kähler manifold, the holomorphic bundle admits a HYM metric if and only if is -polystable.
Remark 2.9.
Certain parallels between HYM and special Lagrangians are already known to Thomas and Yau. The Chern connection is analogous to the Lagrangian submanifold (with local systems), the HYM equation as a first order equation on is analogous to the special Lagrangian condition on , the second order Yang-Mills equation is analogous to the minimal surface equation on , and the Yang-Mills energy minimization is analogous to the volume minimization. If the Lagrangian is represented as the graph of an exact 1-form, then the potential function defining could be viewed as analogous to the Hermitian metric . Finding a mirror analogue resembling the -stability was one of Thomas and Yau’s principal motivations.
-stability and its wider context
We now recall why the HYM equation implies -semistability. Let be a holomorphic subbundle (or more generally, a proper coherent subsheaf). A basic feature of holomorphic geometry is that pointwise curvature decreases in subbundles: the Chern curvature for the restricted Hermitian metric satisfies
Wedging both sides with , taking the trace, and integrating over , we get
namely , which is -semistability. Although this argument is very transparent, we wish to summarize its key features:
- •
Even though connections and curvatures make sense in a more general setting, we need the integrability of Kähler geometry to obtain pointwise positivity.2222 22 It would be interesting if the physicists can explain this positivity from supersymmetry, which is closely related to the Kähler condition.
- •
To derive -stability, one integrates over , which can be interpreted as the moduli space of constant maps into . 2323 23 Path integrals on the topological B-model typically localizes to the moduli space of constant maps. This suggests a worldsheet interpretation, which will be more apparent on the mirror side.
- •
The input from complex geometry can be interpreted as a short exact sequence
which has a categorical meaning in as a distinguished triangle.
- •
The role of the Kähler form enters via cohomological integrals.
- •
There is no need for the complex Monge-Ampère equation.
Most of these features are not specific to HYM connections, but similar arguments give rise to obstructions for a large class of PDEs involving holomorphic bundles, such as the deformed Hermitian Yang-Mills equation.
Remark 2.10.
The -semistability condition can be recast in terms of the central charge , as saying for all nonzero proper subsheaves . It is worth emphasizing that except for the case of Riemann surfaces, -stability does not give rise to a Bridgeland stability condition on , since skyscrapper sheaves will generally have zero rank and zero degree, hence zero central charge. A similar but more subtle failure of Bridgeland stability happens in the context of the deformed Hermitian-Yang-Mills connections (cf. [18, section 4]). Such a failure does not spell doom for the PDE applications, nor for DT theoretic applications.2424 24 R. Thomas defined DT invariants for -stability long before the insight of Bridgeland. Even though Bridgeland stability seems to be a plausible framework for special Lagrangians in the light of Joyce’s proposal, it is probably advisable to maintain a more flexible attitude to stability conditions.
Donaldson functional
The reverse direction, that -stability implies the existence of HYM connections, is the hard part of the subject, and a key ingredient is the Donaldson functional. We make the not very essential simplification that . Donaldson [26][27] defined a functional on the infinite dimensional space of Hermitian metrics on the fixed bundle , by prescribing its first variation at any point :
| (8) |
Obviously from the definition, the critical points are precisely the HYM metrics. Less obviously, this functional is well defined up to an additive constant fixed by the choice of a reference Hermitian metric . Different choices are related by
| (9) |
The space can be formally assigned a Riemannian structure with non-positive curvature:
| (10) |
The geodesics in are given by where is self adjoint with respect to , and the Donaldson functional is convex along geodesics.
Proof idea of Donaldson-Uhlenbeck-Yau theorem
In very sketchy terms, one standard proof of the Donaldson-Uhlenbeck-Yau theorem (closest to Simpson’s approach [72]) proceeds via the heat flow. It has two principal steps:
- •
Consider the HYM heat flow
Using certain parabolic maximum principles, one proves long time existence by showing that all derivatives of remain bounded for any given finite time. Furthermore, and are non-increasing in time, so remain uniformly bounded for all time. This step does not use stability.
- •
The Donaldson functional is non-increasing in time almost by definition, so has a uniform upper bound for all time. Together with the pointwise bound on , which is like a Laplacian bound, one eventually shows that if fails to be bounded for all time, then there exists an -subbundle of with destabilizing properties, which is then interpreted algebraically as a subsheaf. (Roughly, the destabilizing sheaf comes from the eigensubspaces of corresponding to the small eigenvalues of with respect to a fixed reference metric; compare the variational viewpoint below.) The stability condition rules out this case; one then shows that actually converges smoothly at infinite time to a solution of the HYM equation.
Remark 2.11.
An alternative approach by Donaldson [27] in the projective manifold case, is also based on the flow method, but uses a dimensional induction in which the stability condition appears indirectly through alternative algebro-geometric characterisations. The approach of Uhlenbeck and Yau [79] uses the continuity method instead, where the stability condition appears in a way similar to the above.
We now discuss the variational perspective to the HYM equation, even though no proofs have been constructed along such lines. One would try to compactify in some weaker topology (which is not known),2525 25 What is known is how to compactify the space of Kähler potentials via psh functions, see Boucksom [11] for its fantastic application to Kähler-Einstein metrics. In that context, the boundary at infinity is related to non-archimedean geometry. extend the Donaldson functional to this compactification, attempt to find a minimizer of the functional, and then prove its regularity. Since the Donaldson functional is convex, it is natural to expect the existence of minimizer is equivalent to the properness of , or roughly equivalently should grow at the infinity of .
Suppose now that fits into an extension sequence
Take arbitrary Hermitian metrics and on and respectively,2626 26 The fact that the choice of Hermitian metrics will not ultimately matter is an expected feature, analogous to the relation between Kähler potentials and non-archimedean potential theory. and regard as a semi-Hermitian metric on . We can then produce a 1-parameter family of Hermitian metrics on , via . For , the metric can be understood as equal to when restricted to , and almost equal to on the orthogonal complement of . In terms of bundles with connections, in the limit we get with the Chern connection for . As such, it is an easy exercise to show that to leading order
Recall we have assumed to simplify the definition of the Donaldson functional. Thus the subbundle destabilizes , precisely when the degree of is positive, so goes to along this 1-parameter family.
If one wants to turn the variational approach into an actual proof, one needs to further show that all possible ways to approach the infinity of (the metric completion of) can be approximated by such 1-parameter families of algebraic origin. For our motivational purpose, it suffices to emphasize the following conceptual points:
- •
The interesting limiting behaviour of the Donaldson functional occurs at an infinite distance boundary of (the metric completion of) . This sits well with the non-positive Riemannian curvature of .
- •
The stability condition controls the asymptotic behaviour of the Donaldson functional near the boundary of .
Remark 2.12.
The nonlinear analysis concerning special Lagrangians is more difficult than HYM. For instance, the finite time singularities of the LMCF are inevitable. The HYM equation can be viewed as a toy model which shares some, but by no means all, of the high level features with the special Lagrangian equation.
Infinite dimensional GIT picture, and possible lack of mirror analgoue
The HYM equation famously fits into a formal geometric invariant theory (GIT) framework. For this, we slightly change viewpoint, and consider the bundle equipped with a fixed Hermitian structure, while the -connection encoding the holomorphic structure is allowed to vary. Each uniquely determines the Chern connection . The group of complex gauge transformations acts on the space of integrable -connections, via . This action is analogous to a complex reductive group action on a finite dimensional Kähler manifold. The subgroup of unitary gauge transformations is analogous to the maximal compact subgroup. The space can be formally identified with the space of Hermitian metrics on . The HYM equation arises naturally from considerations of the moment map, and the Donaldson-Uhlenbeck-Yau theorem can be formally motivated from this picture [27].
This kind of infinite dimensional GIT framework has successfully suggested the answer in many problems within Kähler geometry, so it is only natural that many people have attempted to find an analogue suitable for special Lagrangian geometry. One such attempt is as follows. Thomas [65, section 3] considered the space
(not up to gauge equivalence!). The tangent space is , where is the space of closed 1-forms on . This suggests an almost complex structure on
With some hesitation,2727 27 Thomas was aware of the possible objections, and did not use the GIT analogy as the principal basis of his proposal. Thomas attempted to complexify the Hamiltonian group action into a complex infinite dimensional group action. Unfortunately, there seems to be no natural way to do this in general, and is not quite an integrable complex structure. On the other hand, the moduli space of special Lagrangians with -local systems does have a natural complex structure induced from , which is however naïve in the sense that the complex structure of the moduli space of Lagrangian branes is subject to further quantum corrections due to holomorphic curves, known also as ‘worldsheet instantons’ [8].
There seems to be no agreed interpretation, but in the author’s view, this suggests the infinite dimensional GIT framework is itself inadequate for the purpose of special Lagrangian geometry.2828 28 Thomas’s suggestion is not the only possible way to achieve a GIT analogy. However, the other proposals [28][57] do not exhibit the mirror analogy in the same intuitively plausible way. As we explained in section 2.4, the main predictions of mirror symmetry are quantum in nature, and one should be cautious about taking an overly classical perspective. From our perspective, one underlying reason why the infinite dimensional GIT framework is successful in Kähler geometry, is that on the B-side one does not see the worldsheet instanton effect directly. On the A-side we have no such luxury.
As a word of console, although GIT is very good at suggesting the correct stability conditions for a PDE problem in Kähler geometry, it is almost never involved in the actual proofs of existence and uniqueness results for PDEs.
2.6 Deformed Hermitian Yang-Mills
Much recent research concentrates on a more nonlinear cousin of HYM, known as the deformed Hermitian Yang-Mills equation (dHYM), expertly surveyed in [18]. Although the techniques involved in dHYM are more akin to other areas of Kähler geometry, such as Kähler-Einstein metrics and the J-equation 2929 29 Indeed, the recent breakthrough of Gao Chen [16] on dHYM is largely based on the methods he developed for the J-equation. The work of Collins et al [23] has strong analogy with the homogeneous complex Monge-Ampère equation important for CSCK metrics., its motivation is in part to find an improved mirror analogue of special Lagrangians, with the distant goal of constructing the Bridgeland stability on the B-side of the mirror.
The equation can be motivated differential geometrically from semiflat mirror symmetry [22]. To start, one imposes toric symmetry, so that over a local -dimensional base , the and sides are respectively the -bundles and equipped with the canonical symplectic/complex structure, where and are dual lattices, so that the torus fibres are naturally dual. A section of over fibrewise determines a flat -connection on the corresponding fibre of , and the Lagrangian condition on is equivalent to these fibrewise connections fitting into a connection on a line bundle over , with the integrability condition . Now a Hessian metric on induces a Kähler structure on both sides. The condition for to be a special Lagrangian of phase , translates into the mirror condition on the holomorphic line bundle:
Here the curvature of the -connection is an imaginary valued -form. Up to rescaling , the global version is the dHYM equation for a Hermitian metric on a holomorphic line bundle over , thought of as a PDE on the potential function :
| (11) |
For an alternative view, we can pointwise simultaneously diagonalize and , to extract the eigenvalues ,
The dHYM equation is then
| (12) |
Thus the equation actually separates into several discrete branches depending on the choice of , and changing by can drastically alter the behaviour of the equations. Replacing by (so is replaced by its dual) does not change the problem, so without loss of generality . There are two significant limiting cases:
- •
When for any , so , the equation becomes approximately the J-equation
Most mathematical works on dHYM assume some lower bound such as , which may be morally interpreted as being near this large phase limit.
- •
When for any , so , the equation is approximately the line bundle case of the HYM equation
This is also known as the large volume limit, in the sense that the Kähler metric length scale is much larger than the curvature scale of the bundle.
Towards a Bridgeland stability condition
The existence of dHYM solutions has algebraic obstructions. Let be a -dimensional subvariety of , with . Under the large phase assumption , a pointwise consideration of eigenvalues shows [18, Prop. 3.4]
More suggestively, denote
| (13) |
so the algebraic obstruction can be rewritten as
This bears some resemblance to a Bridgeland stability condition with central charge , even though on the technical level there are some discrepancies [18, section 3.2]. In the simplest understood examples, such as the blow-up of in a point, the obstruction criterion for dHYM seems to refine Bridgeland stability, in the sense that every dHYM stable object is Bridgeland stable, but not conversely. It is not entirely clear how to interpret this (cf. Remark 2.10).
Main achievements on dHYM
Some of the most significant results on the dHYM equation are:
Will dHYM lead to the mirror Bridgeland condition?
Despite substantial progress, many essential difficulties still need to be overcome before the dHYM equation can give rise to a Bridgeland stability condition on :
- •
Can one relax the large phase assumption?
- •
Is there a generalisation of dHYM equation to higher rank vector bundles? (Currently, there is no well established PDE, let alone how to solve it.)
- •
Can this story be extended to complexes of vector bundles?
- •
How can one compare the answer with the A-side of the mirror?
Time will tell how far one can push in this program, but we would like to momentarily play the skeptic’s advocate:
- •
The differential geometric motivation 3030 30 There is an independent physics motivation for dHYM from the Dirac-Born-Infeld action. The DBI action is however not an exact result, but depends on the assumption that certain derivative terms of the curvature can be ignored. Unlike the A-model side where the central charge is believed to hold exactly, on the B-side the central charge formula is believed to be subject to worldsheet instanton corrections. of dHYM assumes semiflat ambient Kähler metrics. Such metrics only arise naturally if the manifold has toric symmetry, or as a good approximate description for degenerating Calabi-Yau metrics near the large complex structure limit/large volume limit. Near this limit, the dHYM equation may be an improvement on the HYM equation as the mirror version of special Lagrangians. But far away from such limits, the instanton corrections cannot be ignored, and indeed a general Kähler metric has no toric symmetry.
- •
The reliance on the large phase assumption is a possible indication of a breakdown once we move too far from a large phase limit. In the closely related special Lagrangian graph equation, relaxing the phase condition is known to result in rather severe singularities for the viscosity solutions.
- •
Being the section of a torus fibration is a serious assumption on the topology of a Lagrangian.
- •
The difficulty with higher rank vector bundles is a possible indication that may be not the natural abelian subcategory of suited for dHYM. Furthermore, there is no a priori guarantee for arbitrary stability conditions to correspond to PDEs,3131 31 If a Bridgeland stability condition arises from a PDE, there is no a priori guarantee that its deformations also come from PDEs. or to have any classical geometrical interpretation at all. In particular, the -side mirror to the hypothetical special Lagrangian stability condition may well be an abstract stability condition with no particular PDE interpretation.
- •
Due to the lack of imagination, it is hard to see how PDEs can know about the degree shifts of a complex of vector bundles, and how it can detect homotopy equivalence of complexes.
If we take this skeptic view, then we do not expect an exact comparison between the hypothetical Bridgeland stabilities on both sides of the mirror, without adding very substantial assumptions such as toric symmetry. But when HYM shares the same qualitative features as dHYM, which admit a mirror interpretation, it lends more plausibility for these features to appear also on the special Lagrangians.
2.7 Extensions and wall crossing
Part of Thomas and Yau’s insights is that one should focus on the categorical aspect of mirror symmetry when we look for an analogy between the A-side and the B-side. Their starting observation is that Lagrangian connected sums are analogous to bundle extensions [65, section 3,4].
Extension bundle vs. Lagrangian connection sum
An essential aspect of is that new bundles can be constructed from extensions of known bundles , namely
Such extension sequences are classified by the complex vector space . Due to the -scaling, the choice of is parametrised by the projective space . In general, extensions are not symmetric in and . The extensions
are classified by , which is a quite different space. Extensions can also be viewed as distinguished triangles in .
In the mirror picture, exact sequences do not make a priori sense, but one can talk about distinguished triangles, whose geometric sources are the graded Lagrangian connected sums , fitting into a distinguished triangle
Such distinguished triangles are classified by .3232 32 The caveat is that unlike bundles, the neck length of the Lagrangian connected sum cannot be arbitrarily large. Again there is a scaling symmetry related to the neck size of the Lagrangian connected sum, and there is an asymmetry between and .
This analogy is a prime example of homological mirror symmetry. On either side, only pure complex geometry/pure symplectic geometry appears.
Wall crossing
Wall crossing in the categorical context refers to the following phenomenon when the stability condition varies in a 1-parameter family, with central charges . For , the objects in the extension sequence are all stable, so necessarily
At , the phase angles become equal, and for , the phase angle inequality is reversed, and becomes unstable. This phase alignment occurs on a codimension one locus in the space of stability condition, and thus they are called walls. Every extension sequence potentially gives rise to a wall, and the walls can be dense in general.
A notable special case is -stability of bundles for a 1-parameter family of Kähler classes , and the slopes become equal precisely for . On one side of the wall, the HYM connections exist on , and on the other side becomes unstable and no longer admits any HYM connection.
Thomas [65] interpreted a gluing construction of Joyce as the mirror analogue of the wall crossing phenomenon for bundles.3333 33 It is quite remarkable that Thomas and Yau knew before Bridgeland, that stability conditions make sense categorically beyond -stability, and the mirror of the hypothetical special Lagrangian stability condition does not need to be -stability. In the simplest case, let , fix a symplectic structure , and vary the holomorphic volume form in a 1-parameter family while keeping the almost Calabi-Yau condition. Let be smooth special Lagrangians with respect to with phase and , intersecting transversely at precisely one point , with Floer degree , such that increases past zero at , and in particular . Thus at , the tangent planes can be put into the standard form inside :
This provides the appropriate framing data to topologically glue in a Lawlor neck (cf. section 2.3) to desingularize for small , so that the glued Lagrangian has the topology . Joyce [44, Thm 9.10] shows that for each small , the glued Lagrangian can be perturbed into a special Lagrangian of phase . As , these special Lagrangians converge as currents to , while for this gluing strategy does not produce any new special Lagrangian.
The central charges are
In particular . The asymmetry between and in Joyce’s gluing construction, comes from an approximate formula for the Lawlor neck parameter valid for small 3535 35 For a heuristic short derivation see [42, section 6]. Beware that Joyce’s Lagrangian connected sum has the opposite convention.
Thus is needed in the gluing construction. This is strongly reminiscent of a Bridgeland stability condition. What happens when crosses zero can be interpreted as wall crossing.
To summarize, the mirror analogy of wall crossing phenomenon is of categorical nature. However, it goes beyond homological mirror symmetry as soon as it involves the stability conditions, and the new problems involve analytical aspects, beyond purely topological issues. The similarity between the Joyce gluing and the bundle case is a strong motivation for Thomas and Yau. However, the Joyce analysis is only valid in a perturbative regime, and what is missing here is a non-perturbative understanding of when the class of the Lagrangian connected sum can admit special Lagrangians.
2.8 Space of almost calibrated Lagrangians
We now return to the A-side of the mirror, and describe the work of J. Solomon [75][76], generally accepted as the canonical picture on the subject. While dHYM is motivated by the dream of a correspondence (semiflat mirror symmetry) between the two sides of the mirror at the level of classical objects, Solomon is interested in the structural similarities between the infinite dimensional spaces involved in the mirrors, and especially in finding analogues for the HYM equation.3636 36 Solomon’s work predates the substantial works on the dHYM equation. The reader is thus invited to keep in mind the comparison with section 2.5.
Let be the space of almost calibrated compact immersed Lagrangians in an almost Calabi-Yau manifold ,
For the benefit of intuition, we shall loosely identify the Lagrangian immersion with its image. Solomon [76] considers the space of Lagrangians which are exact isotopic (aka. local Hamiltonian isotopic)3737 37 Exact isotopies of immersed Lagrangians differ from global Hamiltonian isotopies, in that the Hamiltonian function on the Lagrangians may depend on the local sheets, so may not always extend smoothly to the ambient space. within to a fixed Lagrangian. It should be borne in mind that unlike the space of Hermitian metrics on a bundle, the space may have very nontrivial topology; we call its universal cover . The formal deformations of the Lagrangians are given by the Hamiltonian functions , up to the ambiguity of an additive constant. Solomon proposes to fix the constant by the normalisation condition , and assigns a formal Riemannian metric on
via the formula
| (14) |
This is positive definite because is a volume form on by almost calibratedness. The main result of [76] is a computation on the Riemannian curvature of , which is found to be non-positively curved, similar to the HYM setting. A further paper [77] computes the geodesic equation with respect to this formal metric, and reinterprets a geodesic between in terms of a 1-parameter family of special Lagrangians (of phase instead!) with boundary on .
Another major aspect of Solomon’s work is to look for an analogue of the Donaldson functional. The definition of this Solomon functional does not really require the almost calibrated condition, even though some of the main properties do. Choose some appropriate so that . Now take a 1-parameter family of Lagrangians in with associated Hamiltonian functions . Solomon defines
| (15) |
His main theorem [75] is
Theorem 2.10.
[75] The functional is independent of Hamiltonian deformations of the path of Lagrangians fixing the two ends. In particular, by fixing the starting Lagrangian , we obtain a functional of the endpoint Lagrangian, which is well defined on the universal cover .
Like the Donaldson functional, this well definition is nontrivial. It is however obvious that the critical points in are precisely special Lagrangians of phase . Furthermore,
Theorem 2.11.
[75] Assume . Then the second variation of at a critical point is positive semidefinite. Furthermore, along a geodesic with respect to Solomon’s formal Riemannian metric, the functional is convex.
The analogy with Donaldson’s picture in section 2.5 should be quite clear.
Limitations
Unlike Thomas and Yau who based their bet primarily on the Floer theoretic or categorical aspects, which are closer to the quantum world of topological field theories, Solomon’s picture is predominantly classical, and its chief limitation comes from fixing the topological type of the Lagrangian:
- •
There is no appearance of the brane structure, or the role of holomorphic curves.
- •
Solomon works with exact isotopic Lagrangians, but the Thomas-Yau argument suggests it is more natural to work in a derived Fukaya category class.
- •
The Solomon functional is only well defined by passing to a highly nontrivial universal cover. In the very special case where and are exact forms on , Solomon gave a formula [75, Thm 1.3] that shows his functional is well defined on . We view the exactness on as too strong an assumption for applications.
- •
The infinite dimensional Riemannian structure is incomplete in a much more severe way compared to the B-side analogues. This means that in non-pathological examples, we can reach the boundary of the exact isotopy class within finite distance in the Solomon metric, such that the Solomon functional remains finite.
This is geometrically very significant. In the LMCF approach, this would strongly suggest the formation of finite time singularity, which is a major difference with the HYM case. In the variational viewpoint, this incompleteness would negate all the favourable arguments from the convexity of the functional and the non-positivity of curvature, and suggest instead that the exact isotopy class is not an adequate framework for finding special Lagrangians. We will discuss later that a more promising variational framework needs to incorporate Lagrangians from the same derived Fukaya category class, not just the same exact isotopy class.
Exact isotopy class versus derived category class
The example below is closely related to the most symmetric case of the Lawlor necks (cf. section 2.3). It is also morally related to the Lawlor neck pinching singularity in the Joyce program [41, section 3.5].
Example 2.12.
Consider two almost calibrated Lagrangians with a unique intersection point , and there is a Darboux chart around modelled on , such that inside the chart the local setup is
Let be a 1-parameter family of Lagrangian connected sums with neck length , which all agree with except in a compact subset in . Inside , we take the ansatz
where the curve can be chosen so that is almost calibrated and agrees with outside . Clearly, are related by scaling inside . The Hamiltonian vector field along , which is really a section of , agrees with inside and is zero outside.3838 38 This is consistent because near the boundary of , the position vector is a tangent vector of , so vanishes in the quotient . The corresponding Hamiltonian function is times a smooth function of one variable ; a small caveat is that converges to two generally different constants along and . Thus it takes finite distance in the Solomon metric to reach the limit , and the Solomon functional remains finite, but the topology changes from to .
Remark 2.13.
The Hamiltonian functions along can be extended to global functions on , with
But in the limit, the second derivatives fail to be continuous at the origin, and indeed changes topology in the limit.
In this example the essential failure is the breakdown of smoothness. In view of Joyce’s program, this suggests that the remedy is to allow for (Floer theoretically unobstructed) almost calibrated Lagrangians connected to each other not just by exact isotopies, but also surgeries such as Lagrangian connected sums. In these transitions the derived category class of the Lagrangian is unchanged, and the Thomas-Yau argument suggests the class is a natural framework to look for special Lagrangian representatives. The following fundamental question is thus relevant for the compatibility between the geometric and the categorical perspectives:
Question 2.
When are two almost calibrated unobstructed Lagrangian branes isomorphic in connected by exact isotopies with surgeries?
Remark 2.14.
The Joyce program suggests that running the LMCF would result in a sequence of exact isotopies and surgeries, to connect the initial Lagrangian to its infinite time limit, which one hopes to be the unique representative of the Harder-Narasimhan decomposition. In the almost calibrated case, there is no ‘collapsing zero object’ in this process for homological reasons, so the surgeries should be continuous in the geometric measure theory sense. Since any two such Lagrangians within the same class are expected to flow to the same limit, they are supposedly connected to each other through a continuous family of unobstructed Lagrangians.
2.9 Totally real geometry
There is another interesting framework due to Lotay and Pacini [57] [58], which makes the holomorphic curves appear on the forefront, and exhibits good analogy with the classical GIT picture, by enlarging the space of Lagrangians into the space of totally real submanifolds.
Let be a Kähler manifold. A real -dimensional submanifold is called totally real, if at every point is transverse to . Lotay and Pacini introduce a formal principal bundle , where is the space of totally real immersions isotopic to a given immersion, and is formally its quotient by the orientation preserving diffeomorphism group of .3939 39 Lotay and Pacini did not worry about analytical issues involving the quotient; their picture is entirely formal. There is a horizontal distribution, which at each point assigns the transverse bundle , so gives a way to lift tangent vectors from to . They then define a geodesic to be a curve in , such that the tangent vector field is parallel with respect to the horizontal distribution. As a caveat, here the word ‘geodesic’ does not suggest a Riemannian metric. An alternative characterisation [57, Lem 2.2] of a geodesic, is a 1-parameter family of totally real submanifolds , such that there is a fixed vector field , with
Geometrically, one can imagine sweeps out an -dimensional submanifold with boundary, foliated into complexified integral curves of , which are holomorphic curves inside .
Lotay and Pacini also define the J-volume functional on . Pointwise on a totally real submanifold , a real cotangent vector of corresponds to a -form in , so taking the -th wedge power, we have a canonical isomorphism between and . Now the Kähler structure on induces a Hermitian metric on , and pointwise on an element of with unit Hermitian norm uniquely specifies a volume form on . Their -volume functional is
It is easy to show provides a lower bound to the Riemannian volume of , with equality precisely when is Lagrangian.
In case is Calabi-Yau, this construction is particularly transparent. The totally real condition is equivalent to the pointwise non-vanishing of when restricted to , and
where the phase factor is chosen to make an orientation form on . Consequently, any totally real submanifold in a Calabi-Yau manifold with constant, with no need for the Lagrangian condition, is an absolute minimizer of the functional. This enormous space of critial points is closely related to the non-ellipticity of the critical point equation. The situation is somewhat better in a negative Kähler-Einstein ambient space, where the critical points coincide with minimal Lagrangians [57, section 5.5].
One of their main results is
Proposition 2.13.
[57, Thm 5.10] In a Kähler-Einstein ambient manifold with non-positive Ricci curvature, the -volume functional is convex along the geodesics.
There is also a formal GIT picture [57, section 6]: to some extent the space can be viewed as the infinitesimal complexification of , with the space of orbits . The J-volume functional is formally a Kähler potential on , and the -moment map gives rise to critical points of the J-functional.
Limitations
From the viewpoint of special Lagrangian geometry, the limitations of the Lotay-Pacini picture are:
- •
The Lagrangians are largely relegated to the back stage. As clear from the above, in the Calabi-Yau case the space of critical points is too enormous. Their framework may be more useful in the negative Kähler-Einstein case, but the lack of ellipticity is a severe obstacle.
- •
There is no attempt to link up with Floer theory. As such, they lack satisfactory existence criterions for the holomorphic curves, despite making some limited progress in special cases. In fact, Lotay and Pacini’s geodesics seem too oversimplified from the Floer theoretic viewpoint: one needs to address transversality questions in general, and holomorphic disc breaking should occur in moduli spaces of dimension .
2.10 Analogy with tunneling effect
4040 40 This section is meant to be purely inspirational, and its aim is to present some analogies and comparisons with no claim to physical accuracy.Notice the Thomas-Yau argument is a little mysterious from the following classical perspective: how could two Lagrangians in possibly different Hamiltonian isotopy classes communicate with each other? This situation seems conceptually similar to the phenomenon of tunneling in quantum mechanics: there may be several minima of the classical potential function separated by potential wells, but there is a nontrivial quantum amplitude for the particles to move in between, thereby removing the ground state degeneracy. In the Thomas-Yau setup, we have two putative special Lagrangians, which are analogous to the energy minima points, and the Thomas-Yau uniqueness statement is similar to the removal of degeneracy, resulting in a unique ground state.
The physicists tell us that branes are dynamical objects and can fluctuate. If so, it might make sense to ask about the amplitude for a brane to start with a given configuration and end with another. Now if Lagrangian branes behave like classical particles moving on an infinite dimensional space such as Solomon’s space , one might expect Solomon’s formal picture to be relevant for describing this amplitude, and the incompleteness of would suggest a nontrivial amplitude to tunnel outside to another Hamiltonian isotopy class. As a conflicting viewpoint, the use of Floer theory in the Thomas-Yau argument suggests the Lagrangian branes communicate by the strings stretched between them, so one might expect the amplitudes to be computed in terms of worldsheet integrals. Lotay and Pacini’s geodesics fit this viewpoint better, and have the major advantage of making sense outside a given Hamiltonian isotopy class.
Tunneling effects made a famous appearance in Witten’s interpretation of Morse theory [80] in terms of supersymmetric quantum mechanics, with an eye towards applications in quantum field theory. In Witten’s context, the tunneling amplitude between two critical points of a Morse function is to leading order proportional to , where is proportional to the difference of the two critical values. Now Solomon’s functional has some similarity with a Morse function whose only critical points are minima. In sections 3.2, 3.7 we will unify the Solomon functional with the Lotay-Pacini geodesics, in the special case of exact Lagrangians. Could the Solomon functional have any physical interpretation in terms of the logarithm of the tunneling amplitudes? 4141 41 As a grain of salt, Witten’s interpretation concerns supersymmetric QFT, while the Thomas-Yau picture concerns the dynamics of Lagrangian branes, which is a target space perspective on string theory, which lacks a fundamental path integral formulation. As such our suggested physcial interpretation is not logically rigorous, but only a guess.