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6.2 Immersed exact Lagrangians [04H8]

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6.2 Immersed exact Lagrangians

According to Joyce’s LMCF program, immersed Lagrangians are a necessary part of any Fukaya category adequate for the Thomas-Yau conjecture. As far as the author is aware, only immersed Floer cohomology [7], rather than the full categorical framework, has been written down in the literature, although in the exact setting this is commonly believed to be a relatively routine matter, as sketched in [41, section 4.1]. Our limited goal is to highlight the main difference with the embedded case, namely the issues of obstructions and bounding cochains. Once these two issues are taken into account, what works in the embedded case will also work in the immersed case.

Teardrop curves and obstructions

The assumptions on (X,ω)(X,\omega) are as in the previous section. Immersed Lagrangians are immersions ι:L→X\iota:L\to X with ω|L=0\omega|_{L}=0, and all self intersections are transverse. The domain of LL is allowed to be disconnected, so the union of finitely many transversely intersecting embedded Lagrangians are examples of immersed Lagrangians. Each self intersection point of two local sheets L+,L−L_{+},L_{-} corresponds to two different points x±x_{\pm} on the domain of LL. It is important to distinguish x+x_{+} and x−x_{-}, because for the boundary of the holomorphic curve to pass through x+x_{+} in the clockwise direction means crossing from L+L_{+} to L−L_{-}, and x−x_{-} signifies the opposite crossing.

We say LL is exact, if there is a function fLf_{L} on the domain of LL, such that d​fLdf_{L} agrees with the Liouville 1-form restricted to LL. For energy reasons, this forbids nontrivial holomorphic disks with boundary on LL which never change local sheets at any boundary point. The caveat is that the relative homology class [ω]∈H2​(X,L)[\omega]\in H_{2}(X,L) may still be nonzero. The brane structures on LL are as in the embedded case. The construction of C​F∗​(L,L)CF^{*}(L,L) depends on the approach, but a common feature is that it includes

C​Fs​e​l​f∗​(L,L)=⨁self intersection pC​F∗​(L+,L−)⊕C​F∗​(L−,L+).CF^{*}_{self}(L,L)=\bigoplus_{\text{self intersection $p$}}CF^{*}(L_{+},L_{-})\oplus CF^{*}(L_{-},L_{+}).

generated by the local system factor Hom​(E+,E−)|p\text{Hom}(E_{+},E_{-})|_{p} (resp. Hom​(E−,E+)|p\text{Hom}(E_{-},E_{+})|_{p}) tensored with the orientation line.

The Gromov compactness discussion is largely similar to the embedded case. A new phenomenon is the teardrop curves, namely the holomorphic curves with boundary on LL and a single output corner at a self intersection point r∈C​F∗​(L+,L−)r\in CF^{*}(L_{+},L_{-}). Of particular importance is the case with μL+,L−​(r)=2\mu_{L_{+},L_{-}}(r)=2. The number 22 is intuitively explained by the 2 degrees of freedom of the domain Möbius transforms fixing the corner point A​u​t​(D2,1)Aut(D^{2},1), modulo which such teardrop curves occur in dimension zero moduli spaces.

Now if we attempt to run the usual argument for d2=0d^{2}=0 in Floer cohomology, we would consider the moduli space of holomorphic strips between p,qp,q with deg⁡q−deg⁡p=2\deg q-\deg p=2, modulo the translation ℝ\mathbb{R}. However, in addition to the usual strip breaking, the holomorphic strips can also break into a holomorphic triangle with inputs p,rp,r and output qq, and a teardrop curve with corner at rr. In summary, teardrop curves with corner at a degree 2 intersection point obstruct Floer cohomology.

The automorphism group A​u​t​(D2,1)Aut(D^{2},1) forbids the naïve domain dependent perturbation schemes, which in turn causes transversality problems. In the literature there are two approaches to solve this problem: Joyce and Akaho [7] use virtual perturbation techniques for bordered Riemann surfaces, while Woodward et al. [81][82] circumvent the virtual perturbations by utilizing stabilising divisors. Both approaches assign curved A∞A_{\infty} algebra structures (m0,m1,…)(m_{0},m_{1},\ldots) to the Floer cochain spaces C​F∗​(L,L)CF^{*}(L,L) of immersed Lagrangians. In the exact setting, the m0∈C​Fs​e​l​f2​(L,L)m_{0}\in CF_{self}^{2}(L,L) term amounts to a count of teardrop curves with corner at degree 2 self intersection points, with weighting factors coming from the holonomy of the local system. Since in the main text the emphasis is on the automatic transversality assumption, we shall not dwell on the details of perturbation schemes, but only identify a few simplifications in the exact setting.

Remark 6.11.

The rough idea of Woodward et al. is to introduce interior marked points, constrained to lie on a Donaldson divisor DD disjoint from the Lagrangians. The virtual dimension is not affected by these divisor constraints, since each interior marked point increases it by 2, while each divisor constraint decreases it by 2. One needs to arrange DD to be of sufficiently high degree, so that each nontrivial pseudoholomorphic disk with boundary on the Lagrangians has at least one intersection with DD. On a teardrop curve, imposing the divisor constraint at interior marked points kills the domain automorphisms A​u​t​(D2,1)Aut(D^{2},1), so one can then introduce domain dependent perturbation of almost complex structures compatible with DD to achieve sufficient transversality to make sense of counts. The appealing feature of this approach, is that adding marked points does not alter the geometric interpretation of the holomorphic curves, so stays closer to geometry than the virtual approach.

The framework of Woodward et al. [81][82] is not restricted to exact settings, and works also for compact symplectic manifolds with rational [ω]∈H2​(X)[\omega]\in H^{2}(X). Producing the Donaldson divisor with the intersection properties is easier if [ω]∈H2​(X,L)[\omega]\in H_{2}(X,L) is a rational class, although the methods in [14, section 3.1] allows one to largely relax this assumption.

In exact manifolds, as mentioned in [81, Remark 4.5], one can avoid the spherical components of the treed disks. In the exact Lagrangian setting, the only bubbling happens at the self intersection points. These afford significant simplifications to the construction, and allows one to think of the treed disks in [14][15] [81][82] in terms of a tree of holomorphic polygons connected at the self intersection points. By avoiding the troublesome sphere bubbles, one can also relax the restriction of moduli spaces of dimension at most one.

Remark 6.12.

A very technical aspect of Akaho-Joyce [7] is that the A∞A_{\infty} structure is not constructed directly, but through a sequence of approximations involving energy cutoff scales. In the exact setting, the topological energy formula implies a priori energy bounds, so this complication would not arise.

Cancellation of obstructions

To make sense of Floer cohomology one needs to cancel the obstructions by introducing bounding cochains b∈C​Fs​e​l​f1​(L,L)b\in CF_{self}^{1}(L,L), which represents a formal sum of bp∈Hom​(E+,E−)|p⊗|op|b_{p}\in\text{Hom}(E_{+},E_{-})|_{p}\otimes|o_{p}| associated to degree one intersection points p∈C​F1​(L+,L−)p\in CF^{1}(L_{+},L_{-}). We require

  • •

    The Novikov positivity condition fL+​(p)≥fL−​(p)f_{L_{+}}(p)\geq f_{L_{-}}(p) for each of the intersection points appearing in bb.

  • •

    The Mauer-Cartan equation

    m0b=m0+m1​(b)+m2​(b,b)+…=0∈C​Fs​e​l​f2​(L,L).m_{0}^{b}=m_{0}+m_{1}(b)+m_{2}(b,b)+\ldots=0\in CF_{self}^{2}(L,L). (72)

Geometrically, the coefficients of q∈C​Fs​e​l​f2​(L,L)q\in CF_{self}^{2}(L,L) in the mk​(b,…​b)m_{k}(b,\ldots b) term represent the zero dimensional counts of holomorphic polygons with the inputs at the summands bpb_{p} of bb, and the output at qq, weighted by the holonomy and orientation factors. Using the Novikov positivity requirement of the bounding cochain, the topological energy formula (66) for the polygon then implies

∫Σω≤fL−​(q)−fL+​(q),\int_{\Sigma}\omega\leq f_{L_{-}}(q)-f_{L_{+}}(q),

where the boundary of Σ\Sigma passes from L+L_{+} to L−L_{-} at qq in the clockwise direction. By Gromov compactness, this uniform energy bound implies there are only finitely many terms involved in the Mauer-Cartan equation. When such a bounding cochain bb exists, we say (L,b)(L,b) defines an unobstructed Lagrangian brane. In this case, both the Akaho-Joyce and the Woodward-Palmer approaches assign self Floer cohomology groups H​F∗​((L,b),(L,b))HF^{*}((L,b),(L,b)), defined as the cohomology of a degree one operator

m1b:C​F∗​(L,L)→C​F∗+1​(L,L),m1b​(x)=∑k,k′≥0mk+k′+1​(b,…​b⏟k′,x,b,…,b⏟k).m_{1}^{b}:CF^{*}(L,L)\to CF^{*+1}(L,L),\quad m_{1}^{b}(x)=\sum_{k,k^{\prime}\geq 0}m_{k+k^{\prime}+1}(\underbrace{b,\ldots b}_{k^{\prime}},x,\underbrace{b,\ldots,b}_{k}).

This cohomology is invariant under global Hamiltonian deformations. Two bounding cochains b,b′b,b^{\prime} on LL are said to be gauge equivalent, if there is h∈C​F0​(L,L)h\in CF^{0}(L,L) satisfying the Novikov positivity condition, such that

b−b′=∑k,k′≥0mk+k′+1​(b′,…​b′,h,b,…​b).b-b^{\prime}=\sum_{k,k^{\prime}\geq 0}m_{k+k^{\prime}+1}(b^{\prime},\ldots b^{\prime},h,b,\ldots b).

Gauge equivalent bounding cochains give rise to isomorphic Floer cohomology.

Remark 6.13.

In the embedded case, there are no self intersections, so the Mauer-Cartan equation is vacuous, and the Lagrangian is automatically unobstructed, with zero bounding cochain. The unobstructed condition is not automatic in general for immersed Lagrangians, and a significant aspect of the Joyce program in [41] is that unobstructed Lagrangians ought to be better behaved in the LMCF.

Now suppose (L,b)(L,b) and (L′,b′)(L^{\prime},b^{\prime}) are two unobstructed Lagrangian branes, intersecting transversally avoiding the self intersections of LL and L′L^{\prime}. Then we can define the Floer cohomology H​F∗​((L,b),(L′,b′))HF^{*}((L,b),(L^{\prime},b^{\prime})). The Floer cochain space C​F∗​(L,L′)CF^{*}(L,L^{\prime}) is the same as in the embedded case, generated by the local system factor tensored with the orientation factor, associated to the transverse intersection points. The Floer differential is

m1b,b′​(p)=∑k,k′≥0mk+k′+1​(b′,…​b′,p,b,…​b),m_{1}^{b,b^{\prime}}(p)=\sum_{k,k^{\prime}\geq 0}m_{k+k^{\prime}+1}(b^{\prime},\ldots b^{\prime},p,b,\ldots b),

where the sum has k′k^{\prime} insertions of b′b^{\prime}, and kk insertions of bb. The coefficient of q∈C​F∗+1​(L,L′)q\in CF^{*+1}(L,L^{\prime}) are morally defined by the weighted count of holomorphic polygons with boundary marked points mapping to the summands of b,…​p,b′,…,qb,\ldots p,b^{\prime},\ldots,q, arranged in clockwise order. A similar a priori energy bound argument shows the sum is finite.

It is instructive to see why (m1b,b′)2=0(m_{1}^{b,b^{\prime}})^{2}=0. We consider the breaking of one dimensional moduli spaces, associated with p,r∈C​F∗​(L,L′)p,r\in CF^{*}(L,L^{\prime}) with deg⁡r−deg⁡p=2\deg r-\deg p=2. There are several mechanisms for disc bubbling and disc splittings:

  • •

    The polygon breaks into two parts, connected at a nodal point mapping to some q∈C​F∗​(L,L′)q\in CF^{*}(L,L^{\prime}) with deg⁡q−deg⁡p=1\deg q-\deg p=1. The sum of all such contributions give rise to ⟨m1b,b′​(p),q⟩​⟨m1b,b′​(q),r⟩\langle m_{1}^{b,b^{\prime}}(p),q\rangle\langle m_{1}^{b,b^{\prime}}(q),r\rangle, and summing over q,rq,r produces (m1b,b′)2​(p)(m_{1}^{b,b^{\prime}})^{2}(p).

  • •

    The polygon bubbles off a teardrop curve at a self intersection point qq of degree 2 on either LL or L′L^{\prime}.

  • •

    The polygon splits into two parts, connected at a node mapping to a degree 2 self intersection point qq on either LL or L′L^{\prime}.

The combined effect of the last two contributions, is a sum of the weighted counts of polygons with boundary mapping to b,b,…​p,b′,…​q,b′​…​rb,b,\ldots p,b^{\prime},\ldots q,b^{\prime}\ldots r multiplied by the coefficient of qq in m0b′=m0+m1​(b′)+…∈C​Fs​e​l​f2​(L′,L′)m_{0}^{b^{\prime}}=m_{0}+m_{1}(b^{\prime})+\ldots\in CF^{2}_{self}(L^{\prime},L^{\prime}) in the case of q∈C​Fs​e​l​f2​(L′,L′)q\in CF^{2}_{self}(L^{\prime},L^{\prime}) (the case with q∈C​Fs​e​l​f2​(L,L)q\in CF^{2}_{self}(L,L) gives an entirely similar contribution related to m0b∈C​Fs​e​l​f2​(L,L)m_{0}^{b}\in CF^{2}_{self}(L,L)). By the unobstructed assumption m0b=0m_{0}^{b}=0 and m0b′=0m_{0}^{b^{\prime}}=0, so these contributions vanish. But the grand sum of all contributions from all boundaries of the moduli spaces should be zero, which implies (m1b,b′)2=0(m_{1}^{b,b^{\prime}})^{2}=0.

The generalization to many Lagrangians is a matter of bookkeeping. We have the A∞A_{\infty} compositions

mkb0,…​bk:C​F∗​(Lk−1,Lk)⊗…​C​F∗​(L0,L1)→C​F∗​(L0,Lk)​[2−k],m_{k}^{b_{0},\ldots b_{k}}:CF^{*}(L_{k-1},L_{k})\otimes\ldots CF^{*}(L_{0},L_{1})\to CF^{*}(L_{0},L_{k})[2-k],
mkb0,…​bk​(pk,…​p1)=∑ml​(bk,…​bk,pk,bk−1,…,pk−1,…,p1,b0,…​b0).m_{k}^{b_{0},\ldots b_{k}}(p_{k},\ldots p_{1})=\sum m_{l}(b_{k},\ldots b_{k},p_{k},b_{k-1},\ldots,p_{k-1},\ldots,p_{1},b_{0},\ldots b_{0}). (73)

In particular, this induces a product structure on Floer cohomology H​F∗​(L1,L2)⊗H​F∗​(L0,L1)→H​F∗​(L0,L2)HF^{*}(L_{1},L_{2})\otimes HF^{*}(L_{0},L_{1})\to HF^{*}(L_{0},L_{2}) (with bounding cochains suppressed in the notation),

[β]∘[α]=(−1)deg⁡α​m2b0,b1,b2​(β,α).[\beta]\circ[\alpha]=(-1)^{\deg\alpha}m_{2}^{b_{0},b_{1},b_{2}}(\beta,\alpha).

We say two unobstructed Lagrangian branes L,L′L,L^{\prime} are isomorphic in Db​F​u​k​(X)D^{b}Fuk(X), if there exist [α]∈H​F0​(L,L′)[\alpha]\in HF^{0}(L,L^{\prime}) and [β]∈H​F0​(L′,L)[\beta]\in HF^{0}(L^{\prime},L), such that their compositions are the cohomological units: [β]∘[α]=1L∈H​F0​(L,L)[\beta]\circ[\alpha]=1_{L}\in HF^{0}(L,L) and [α]∘[β]=1L′∈H​F0​(L′,L′)[\alpha]\circ[\beta]=1_{L^{\prime}}\in HF^{0}(L^{\prime},L^{\prime}).

The union of several components

In our convention an immersed Lagrangian can have several components. Of particular interest is the case where LL is the union of transverse immersed Lagrangians L1,…​LNL_{1},\ldots L_{N} with bounding cochains b1,…,bNb_{1},\ldots,b_{N} respectively, and we have morphisms bi​j∈C​F1​((Li,bi),(Lj,bj))b_{ij}\in CF^{1}((L_{i},b_{i}),(L_{j},b_{j})) for i>ji>j. The key assumption here is that the morphisms only go in one direction from LiL_{i} to LjL_{j}, not vice versa. We assume that b=∑bi+∑i>jbi​jb=\sum b_{i}+\sum_{i>j}b_{ij} is a bounding cochain for the immersed Lagrangian LL, and in particular all intersection points in bi​jb_{ij} satisfy the Novikov positivity condition fLi≥fLjf_{L_{i}}\geq f_{L_{j}}. We can write out the Mauer-Cartan equation

m0+m1​(b)+m2​(b,b)+…=0m_{0}+m_{1}(b)+m_{2}(b,b)+\ldots=0

in component form: for any i>ji>j,

∑l∑k≤l∑i=i0>…>ik=jml​(bik,…​bik,bik−1​ik,…,bi1,…​bi1,bi0​i1,bi0,…,bi0)=0.\sum_{l}\sum_{k\leq l}\sum_{i=i_{0}>\ldots>i_{k}=j}m_{l}(b_{i_{k}},\ldots b_{i_{k}},b_{i_{k-1}i_{k}},\ldots,b_{i_{1}},\ldots b_{i_{1}},b_{i_{0}i_{1}},b_{i_{0}},\ldots,b_{i_{0}})=0.

The key observation is that this is precisely how one would define twisted complexes built on L1,…​LNL_{1},\ldots L_{N}, in the presence of the bounding cochains b1,…​bNb_{1},\ldots b_{N} and the data bi​jb_{ij}, when no further degree shifts are involved (cf. the exact setting in section 6.1). In this sense, we say that ‘immersed Lagrangians geometrises twisted complexes’. In other words, if the unobstructed immersed Lagrangians are admitted into the Fukaya category, then there is no need to formally add twisted complexes.

Lemma 6.3.

(Blocking together connected components based on potential clustering) Assume LL is the finite union of transversely intersecting immersed Lagrangians, with a bounding cochain bb. Then LL can be decomposed as a twisted complex built from some L1,…​LNL_{1},\ldots L_{N}, such that infLifLi>supLjfLj\inf_{L_{i}}f_{L_{i}}>\sup_{L_{j}}f_{L_{j}} whenever i>ji>j, and the Lagrangian potential fLif_{L_{i}} has connected range for each LiL_{i} .

Proof.

The decomposition can continue as long as there exists a real number cc, such that the Lagrangian components can be partitioned into two types, with Lagrangian potential strictly smaller than cc (resp. greater than cc). As long as infLifLi>supLjfLj\inf_{L_{i}}f_{L_{i}}>\sup_{L_{j}}f_{L_{j}} whenever i>ji>j, the Novikov positivity condition on the Lagrangian intersection points would imply that the entries bi​j∈C​F1​(Li,Lj)b_{ij}\in CF^{1}(L_{i},L_{j}) of bb can only go in the direction i>ji>j and not vice versa, so the immersed Lagrangian LL is necessarily of the twisted complex form. This algorithm stops in finitely many steps since there are only finitely many components involved. ∎

Orientation signs on bordism currents

In section 3.1, 3.1.2 we encountered the (n−1)(n-1)-dimensional moduli spaces such as ℳ⁡(b,…,b,α,b′,…,β)\mathcal{M}(b,\ldots,b,\alpha,b^{\prime},\ldots,\beta) and ℳ⁡(b,…,b,γ)\mathcal{M}(b,\ldots,b,\gamma). The special case of holmorphic strips was already mentioned in Example 6.2.

We now consider the moduli ℳ⁡(p1,…​pk)\mathcal{M}(p_{1},\ldots p_{k}) of polygons with at least 3 corners p1,…​pkp_{1},\ldots p_{k}, all regarded as inputs, arranged in clockwise order on ∂Σ\partial\Sigma, each carrying the local system factors Hom⁡(E+,E−)|pi\Hom(E_{+},E_{-})|_{p_{i}} and the orientation factors |opi||o_{p_{i}}|. The clockwise composition of the local system hom factors and the parallel transport along ∂Σ\partial\Sigma, produces a holonomy factor around ∂Σ\partial\Sigma, which is a number in ℚ,ℝ,ℤ\mathbb{Q},\mathbb{R},\mathbb{Z} depending on the coefficient ring choice. Using (69) and Remark 6.9, as well as the clockwise orientation convention on the Stasheff associahedron, we acquire a (naïve) orientation on T​ℳ​(p1,…​pk)T\mathcal{M}(p_{1},\ldots p_{k}). To assign orientation and weighting factors to ℳ⁡(p1,…​pk)\mathcal{M}(p_{1},\ldots p_{k}), we take the product of the holonomy factor, the naïve orientation on T​ℳ​(p1,…​pk)T\mathcal{M}(p_{1},\ldots p_{k}), and another universal sign factor

(−1)deg⁡p1+2​deg⁡p2+…+k​deg⁡pk​(−1)deg⁡pk.(-1)^{\deg p_{1}+2\deg p_{2}+\ldots+k\deg p_{k}}(-1)^{\deg p_{k}}.

The appearance of this universal sign adjustment is a familiar convention in the open-closed map, cf. [2, eqn 5.24]. The notation ℳ\mathcal{M} is a shorthand for the weighted sum of all the (n−1)(n-1)-dimensional moduli spaces involved in the construction of the bordism current.

We equip the domain Σ\Sigma with the complex orientation, and together with an extra minus sign, the orientation on ℳ\mathcal{M} induces the orientation on 𝒞\mathcal{C}. This minus sign arises for the same reason as in Example 6.2, namely the discrepancy between our clockwise convention on ∂Σ\partial\Sigma, with the standard complex orientation on Σ\Sigma.

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