6.2 Immersed exact Lagrangians [04H8]
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6.2 Immersed exact Lagrangians
According to Joyce’s LMCF program, immersed Lagrangians are a necessary part of any Fukaya category adequate for the Thomas-Yau conjecture. As far as the author is aware, only immersed Floer cohomology [7], rather than the full categorical framework, has been written down in the literature, although in the exact setting this is commonly believed to be a relatively routine matter, as sketched in [41, section 4.1]. Our limited goal is to highlight the main difference with the embedded case, namely the issues of obstructions and bounding cochains. Once these two issues are taken into account, what works in the embedded case will also work in the immersed case.
Teardrop curves and obstructions
The assumptions on are as in the previous section. Immersed Lagrangians are immersions with , and all self intersections are transverse. The domain of is allowed to be disconnected, so the union of finitely many transversely intersecting embedded Lagrangians are examples of immersed Lagrangians. Each self intersection point of two local sheets corresponds to two different points on the domain of . It is important to distinguish and , because for the boundary of the holomorphic curve to pass through in the clockwise direction means crossing from to , and signifies the opposite crossing.
We say is exact, if there is a function on the domain of , such that agrees with the Liouville 1-form restricted to . For energy reasons, this forbids nontrivial holomorphic disks with boundary on which never change local sheets at any boundary point. The caveat is that the relative homology class may still be nonzero. The brane structures on are as in the embedded case. The construction of depends on the approach, but a common feature is that it includes
generated by the local system factor (resp. ) tensored with the orientation line.
The Gromov compactness discussion is largely similar to the embedded case. A new phenomenon is the teardrop curves, namely the holomorphic curves with boundary on and a single output corner at a self intersection point . Of particular importance is the case with . The number is intuitively explained by the 2 degrees of freedom of the domain Möbius transforms fixing the corner point , modulo which such teardrop curves occur in dimension zero moduli spaces.
Now if we attempt to run the usual argument for in Floer cohomology, we would consider the moduli space of holomorphic strips between with , modulo the translation . However, in addition to the usual strip breaking, the holomorphic strips can also break into a holomorphic triangle with inputs and output , and a teardrop curve with corner at . In summary, teardrop curves with corner at a degree 2 intersection point obstruct Floer cohomology.
The automorphism group forbids the naïve domain dependent perturbation schemes, which in turn causes transversality problems. In the literature there are two approaches to solve this problem: Joyce and Akaho [7] use virtual perturbation techniques for bordered Riemann surfaces, while Woodward et al. [81][82] circumvent the virtual perturbations by utilizing stabilising divisors. Both approaches assign curved algebra structures to the Floer cochain spaces of immersed Lagrangians. In the exact setting, the term amounts to a count of teardrop curves with corner at degree 2 self intersection points, with weighting factors coming from the holonomy of the local system. Since in the main text the emphasis is on the automatic transversality assumption, we shall not dwell on the details of perturbation schemes, but only identify a few simplifications in the exact setting.
Remark 6.11.
The rough idea of Woodward et al. is to introduce interior marked points, constrained to lie on a Donaldson divisor disjoint from the Lagrangians. The virtual dimension is not affected by these divisor constraints, since each interior marked point increases it by 2, while each divisor constraint decreases it by 2. One needs to arrange to be of sufficiently high degree, so that each nontrivial pseudoholomorphic disk with boundary on the Lagrangians has at least one intersection with . On a teardrop curve, imposing the divisor constraint at interior marked points kills the domain automorphisms , so one can then introduce domain dependent perturbation of almost complex structures compatible with to achieve sufficient transversality to make sense of counts. The appealing feature of this approach, is that adding marked points does not alter the geometric interpretation of the holomorphic curves, so stays closer to geometry than the virtual approach.
The framework of Woodward et al. [81][82] is not restricted to exact settings, and works also for compact symplectic manifolds with rational . Producing the Donaldson divisor with the intersection properties is easier if is a rational class, although the methods in [14, section 3.1] allows one to largely relax this assumption.
In exact manifolds, as mentioned in [81, Remark 4.5], one can avoid the spherical components of the treed disks. In the exact Lagrangian setting, the only bubbling happens at the self intersection points. These afford significant simplifications to the construction, and allows one to think of the treed disks in [14][15] [81][82] in terms of a tree of holomorphic polygons connected at the self intersection points. By avoiding the troublesome sphere bubbles, one can also relax the restriction of moduli spaces of dimension at most one.
Remark 6.12.
A very technical aspect of Akaho-Joyce [7] is that the structure is not constructed directly, but through a sequence of approximations involving energy cutoff scales. In the exact setting, the topological energy formula implies a priori energy bounds, so this complication would not arise.
Cancellation of obstructions
To make sense of Floer cohomology one needs to cancel the obstructions by introducing bounding cochains , which represents a formal sum of associated to degree one intersection points . We require
- •
The Novikov positivity condition for each of the intersection points appearing in .
- •
The Mauer-Cartan equation
(72)
Geometrically, the coefficients of in the term represent the zero dimensional counts of holomorphic polygons with the inputs at the summands of , and the output at , weighted by the holonomy and orientation factors. Using the Novikov positivity requirement of the bounding cochain, the topological energy formula (66) for the polygon then implies
where the boundary of passes from to at in the clockwise direction. By Gromov compactness, this uniform energy bound implies there are only finitely many terms involved in the Mauer-Cartan equation. When such a bounding cochain exists, we say defines an unobstructed Lagrangian brane. In this case, both the Akaho-Joyce and the Woodward-Palmer approaches assign self Floer cohomology groups , defined as the cohomology of a degree one operator
This cohomology is invariant under global Hamiltonian deformations. Two bounding cochains on are said to be gauge equivalent, if there is satisfying the Novikov positivity condition, such that
Gauge equivalent bounding cochains give rise to isomorphic Floer cohomology.
Remark 6.13.
In the embedded case, there are no self intersections, so the Mauer-Cartan equation is vacuous, and the Lagrangian is automatically unobstructed, with zero bounding cochain. The unobstructed condition is not automatic in general for immersed Lagrangians, and a significant aspect of the Joyce program in [41] is that unobstructed Lagrangians ought to be better behaved in the LMCF.
Now suppose and are two unobstructed Lagrangian branes, intersecting transversally avoiding the self intersections of and . Then we can define the Floer cohomology . The Floer cochain space is the same as in the embedded case, generated by the local system factor tensored with the orientation factor, associated to the transverse intersection points. The Floer differential is
where the sum has insertions of , and insertions of . The coefficient of are morally defined by the weighted count of holomorphic polygons with boundary marked points mapping to the summands of , arranged in clockwise order. A similar a priori energy bound argument shows the sum is finite.
It is instructive to see why . We consider the breaking of one dimensional moduli spaces, associated with with . There are several mechanisms for disc bubbling and disc splittings:
- •
The polygon breaks into two parts, connected at a nodal point mapping to some with . The sum of all such contributions give rise to , and summing over produces .
- •
The polygon bubbles off a teardrop curve at a self intersection point of degree 2 on either or .
- •
The polygon splits into two parts, connected at a node mapping to a degree 2 self intersection point on either or .
The combined effect of the last two contributions, is a sum of the weighted counts of polygons with boundary mapping to multiplied by the coefficient of in in the case of (the case with gives an entirely similar contribution related to ). By the unobstructed assumption and , so these contributions vanish. But the grand sum of all contributions from all boundaries of the moduli spaces should be zero, which implies .
The generalization to many Lagrangians is a matter of bookkeeping. We have the compositions
| (73) |
In particular, this induces a product structure on Floer cohomology (with bounding cochains suppressed in the notation),
We say two unobstructed Lagrangian branes are isomorphic in , if there exist and , such that their compositions are the cohomological units: and .
The union of several components
In our convention an immersed Lagrangian can have several components. Of particular interest is the case where is the union of transverse immersed Lagrangians with bounding cochains respectively, and we have morphisms for . The key assumption here is that the morphisms only go in one direction from to , not vice versa. We assume that is a bounding cochain for the immersed Lagrangian , and in particular all intersection points in satisfy the Novikov positivity condition . We can write out the Mauer-Cartan equation
in component form: for any ,
The key observation is that this is precisely how one would define twisted complexes built on , in the presence of the bounding cochains and the data , when no further degree shifts are involved (cf. the exact setting in section 6.1). In this sense, we say that ‘immersed Lagrangians geometrises twisted complexes’. In other words, if the unobstructed immersed Lagrangians are admitted into the Fukaya category, then there is no need to formally add twisted complexes.
Lemma 6.3.
(Blocking together connected components based on potential clustering) Assume is the finite union of transversely intersecting immersed Lagrangians, with a bounding cochain . Then can be decomposed as a twisted complex built from some , such that whenever , and the Lagrangian potential has connected range for each .
Proof.
The decomposition can continue as long as there exists a real number , such that the Lagrangian components can be partitioned into two types, with Lagrangian potential strictly smaller than (resp. greater than ). As long as whenever , the Novikov positivity condition on the Lagrangian intersection points would imply that the entries of can only go in the direction and not vice versa, so the immersed Lagrangian is necessarily of the twisted complex form. This algorithm stops in finitely many steps since there are only finitely many components involved. ∎
Orientation signs on bordism currents
In section 3.1, 3.1.2 we encountered the -dimensional moduli spaces such as and . The special case of holmorphic strips was already mentioned in Example 6.2.
We now consider the moduli of polygons with at least 3 corners , all regarded as inputs, arranged in clockwise order on , each carrying the local system factors and the orientation factors . The clockwise composition of the local system hom factors and the parallel transport along , produces a holonomy factor around , which is a number in depending on the coefficient ring choice. Using (69) and Remark 6.9, as well as the clockwise orientation convention on the Stasheff associahedron, we acquire a (naïve) orientation on . To assign orientation and weighting factors to , we take the product of the holonomy factor, the naïve orientation on , and another universal sign factor
The appearance of this universal sign adjustment is a familiar convention in the open-closed map, cf. [2, eqn 5.24]. The notation is a shorthand for the weighted sum of all the -dimensional moduli spaces involved in the construction of the bordism current.
We equip the domain with the complex orientation, and together with an extra minus sign, the orientation on induces the orientation on . This minus sign arises for the same reason as in Example 6.2, namely the discrepancy between our clockwise convention on , with the standard complex orientation on .