3.5 Floer theoretic obstructions [04B1]
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3.5 Floer theoretic obstructions
General features of obstruction conditions
Our goal is to look for obstructions to the existence of special Lagrangians within given classes, which is the ‘easy direction’ of the conjectural stability condition. Before specializing to a technically oversimplified setup, we first explain the features we expect from these obstructions, which may hold in much more general contexts. The mirror analogy (cf. our discussion on the -stability in section 2.5) suggests:
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The obstructions are associated to certain positivity of signs, which essentially depend on the integrability of Kähler geometry.
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The quantity involved in the obstruction can be expressed as an integral over a moduli space of worldsheet instantons (i.e. holomorphic curves), and its sign comes from a pointwise positivity of the integrand on the moduli space.
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The input from Floer theory is associated to a distinguished triangle in , or possible generalisations to several Lagrangians.
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The role of the holomorphic volume form enters via cohomological integrals.
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There is no need for the complex Monge-Ampère equation. Only the almost Calabi-Yau condition is needed.
Furthermore, out of the many moduli spaces that may arise in Floer theory, we will only make use of certain -dimensional moduli spaces of holomorphic curves, whose associated -dimensional universal family provides bordism currents between the -dimensional Lagrangians. Here are some a priori reasons why we restrict attention to these:
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The holomorphic volume form is naturally integrated over -cycles. This explains the dimension.
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We need bordism currents canonically associated to the distinguished triangles. In Floer theory, the -structure only becomes an invariant when considered as a whole, and individual products are not invariants, so invariance constrains how moduli spaces can enter into stability conditions. As mentioned in section 3.1, the existence of the bordism current is the geometric manifestation of linear relations in the zeroth Hochschild homology of the Fukaya category, which contains important invariant information.
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From a variational viewpoint which will be discussed more fully in Chapter 5, it is desirable to extend Floer theory to Lagrangians with much weaker regularity, in the varifold and current sense. We shall explain there that most of Floer cohomologies and products cannot be expected to pass to the limit when the Lagrangians degenerate in such weak topologies, and we hope that the bordism currents we use are among the few pieces of Floer theory that may be well behaved under rather severe degenerations of Lagrangians.
These requirements are very stringent. We notice two other features:
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We shall crucially rely on the almost calibrated condition.
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When we test the stability of via the distinguished triangle , we do not wish to assume or is special Lagrangian. In our view, stability conditions should be expressed in Floer theoretic terms, without a priori knowledge of what special Lagrangians there are inside a given almost Calabi-Yau manifold.
The Floer theoretic obstruction condition
The following Floer theoretic obstruction will crucially require complex integrability and the almost calibrated condition. Assume be a distinguished triangle of unobstructed exact immersed Lagrangian branes with bounding cochains, such that are all almost calibrated, and all intersections are transverse. In other words, the Lagrangian brane is isomorphic in to the immersed Lagrangian corresponding to the twisted complex (cf. section 3.1, 6.2)
We obtain a bordism current with . In our generality, the domains of may have many connected components.
Theorem 3.21.
(Floer theoretic obstruction) Assume the automatic transversality and the positivity condition hold for the bordism current . Assume the destabilizing condition
Then the Lagrangian phase angle of has a lower bound on its oscillation:
| (31) |
and morever the J-volume of (cf. section 2.9) has a nontrivial lower bound
| (32) |
Proof.
At a holomorphic polygon in the universal family , denote as the first order deformation vector fields representing an oriented basis of tangent vectors to the moduli space. In the special case of holomorphic strips, the moduli space refers to the -translation quotient. We noted in section 3.3 that restricts to a holomorphic 1-form on , so can be written as the differential of a holomorphic function by the simply connectedness of :
| (33) |
The corners on are arranged in clockwise order with the following possibilities:
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In the primary case, we encounter some degree one self intersections on from bounding cochains, a corner , some degree one self intersections on , a corner from , some degree one self intersections on , and a corner at . Notice the Lagrangian boundary follows in clockwise order, and we cannot go reversely from to instead.
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In the secondary cases, the boundary data may miss either or . For instance, we may encounter some degree one intersections on , a corner , some degree one intersections on and a corner at . The Lagrangian boundary follows in clockwise order. The alternative possibility of Lagrangian boundary along and is entirely similar.
In all cases, there is precisely one corner at and a corner at . We can normalize to fix the constant. In the primary case, there is a corner , which is absent in the secondary cases. In general, the bordism current receives contributions from many moduli spaces, and all three cases may arise depending on the generators of and .
We can now define complex valued volume forms on the dimensional moduli spaces of holomorphic curves. Recall represent the tangent vectors to the moduli spaces, and the holomorphic function depends on . In the primary case, we define
In the secondary cases, if the Lagrangian boundary lies on and , then
If the Lagrangian boundary lies on and , then
The values of should be understood as the integral of on the appropriate portions of . The key point is that since sweeps out the cycle , we can write the period integrals as integrals on the -dimensional moduli spaces of holomorphic curves:
| (34) |
where is a shorthand for the weighted sum over contributions from all the -dimensional moduli spaces involved in the construction of , cf. the Appendex 6.2.
Recall the positivity condition means that if stands for a clockwise oriented tangent vector on , then agrees with the orientation on , and is opposite to the orientation on . The nonvanishing of is a consequence of the immersion property from the automatic transversality (cf. Cor. 3.6, Prop. 3.8). The almost calibrated condition implies that on the Lagrangians with respect to the orientation on and . Thus
Claim 3.22.
(Monotonicity) Clockwise along , the function is increasing on the boundary portion, but decreasing on the boundary portion. In particular,
More intrinsically, the real part of the complex volume forms on the moduli spaces are nonnegative.
The holomorphic function maps into a bounded region in the complex plane. The behaviour at the corners is specified in Remark 3.7. Since each vertical line intersects at points by the monotonicity claim above, the boundary and corner local behaviours imply that
Claim 3.23.
(Image curve) The image lies above its boundary portion, and below its boundary portion.
We turn to the proof of the Lagrangian phase angle inequality (31). For each curve that contributes nontrivially to , by the monotonicity claim we can find a unique point on the boundary of , such that
From the image curve claim, we always have in the primary case. Integrating over the moduli space of holomorphic curves,
We now introduce two almost everywhere defined functions on . The recipe is that at any generic point , if an automatically transverse holomorphic curve in the universal family passes through on the boundary portion of joining to (resp. to ), then it gives an additive contribution to (resp. ) equal to the weighting factor of the curve. Intuitively should be understood as the characteristic functions of weighted subsets . The positivity condition gives , and gives . Intuitively give a (weighted) partition of .
The moduli space integrals now have target space interpretations:
Since is homologous to , we have . Whence
Claim 3.24.
There is a weighted partition such that
Consequently and , so in particular and .
Finally we deal with the J-volume lower bound (32). By the triangle inequality,
The RHS is at least , due to an elementary numerical fact:
Lemma 3.25.
Let be complex numbers, with fixed real parts . Then as a function of , the function is decreasing when , and increasing when .
This concludes the proof of (32). ∎
A few remarks are in order to clarify the relevance to special Lagrangian geometry:
Remark 3.10.
Recall that for to be a special Lagrangian, then its phase angle is constant, and its J-volume is
using the triangle inequality, the homological relation and the assumption that . Thus the conclusion of the theorem is a quantitative obstruction for to be special Lagrangian. In section 3.6 we will discuss the relation to Joyce’s LMCF program and the Bridgeland stability condition.
Remark 3.11.
If are actually special Lagrangians, then the phase angle bounds (31) would be evident from the Floer degree formula (63) applied to the intersection points . One main feature of the theorem is that we do not need a priori knowledge on the existence of special Lagrangians, and the holomorphic volume form enters the obstruction criterion only through cohomological information.
Variant: twisted complex case
The Floer theoretic obstruction for distinguished triangles can be easily generalized to involve many Lagrangians. Let be an exact immersed Lagrangian with bounding cochain built from the data of a twisted complex (17). We assume is isomorphic to in , so we obtain a bordism current with . As before, all Lagrangians are assumed to be almost calibrated, and all intersections are transverse.
Theorem 3.26.
(Floer theoretic obstruction, multiple Lagrangian case) Assume the automatic transversality and the positivity condition hold for the bordism current . Assume the destabilizing condition
Then the Lagrangian phase angle of has a lower bound on its oscillation:
| (35) |
and morever the J-volume of has a nontrivial lower bound
| (36) |
Proof.
Since most parts of the proof are identical to the distinguished triangle case, we will only sketch the main difference.
The Lagrangian boundaries on are arranged in the clockwise order as . We construct the holomorphic function as in (33), and use it to produce complex valued volume forms on the -dimensional moduli spaces, such that for any ,
As before, the real part of these complex volume forms are all non-negative, as a consequence of the positivity condition. The claim on the image curve holds verbatim. Similarly to the distinguished triangle case, we produce nonnegatively weighted subsets with , such that
| (37) |
This implies
whence the phase inequality (35).
Lemma 3.27.
Let be complex numbers, and be fixed complex numbers with positive real parts, such that . Assume
Then .
Proof.
We argue by induction. The case is implied by Lemma 3.25. In general, we view as a function of the imaginary parts of subject to the constraints. Clearly this function achieves its minimum for some . If , then we can conclude by induction. Otherwise . If , then we can fix and decrease by Lemma 3.25, which would contradict minimality. Proceding with this argument, we are forced to have
whence
which contradicts . ∎
What if we relax the positivity condition?
We now discuss a weaker version that does not require the positivity condition on holomorphic curves. This amounts to dropping pointwise positivity of the integrand for the moduli space integral, which breaks some parts of our mirror analogy.
As in Theorem 3.21, we consider built from two immersed Lagrangians , and fits into the distinguished triangle. All Lagrangians are almost calibrated, and all intersections are transverse. We classify the automatically transverse holomorphic curves (cf. Cor. 3.6, Prop. 3.8) into types according to whether the boundary evalation to agrees with the orientation on or its opposite. The complex volume forms on the moduli space can be split into the sum of two parts according to whether is of types:
In particular the signed measure is decomposed into its positive and negative parts, and . We define
Here is only defined when is nonzero, namely the case not covered already by the positivity condition.
Theorem 3.28.
(Floer theoretic obstruction, relaxing positivity condition) Assume the automatic transversality holds for the bordism current between and . Then the Lagrangian phase angle of has a lower bound on its oscillation:
Proof.
We will only sketch the modifications. The positivity conditition enters through the monotonicity claim 3.22. Once we drop this, we would allow holomophic discs that sweep out parts of with the reversed orientation. For such curves, claim 3.22 is modified to
Claim 3.29.
Clockwise along , the function is decreasing on the boundary portion, but increasing on the boundary portion. In particular,
More intrinsically, the real part of the complex volume forms on the moduli spaces at such are nonpositive.
The corresponding claim 3.23 is modified to
Claim 3.30.
The image lies below its boundary portion, and above its boundary portion.
At almost every point on , only automatically transverse holomophic curves pass through it, since by assumption the boundary evaluation of the other holomorphic curves is contained in some subset of with Hausdorff dimension . According to the types of the automatically transverse curves, we decompose the weighted characteristic functions on into its positive and negative parts and .
Then upon integration over the moduli space,
In particular
and
Now and , and the special case where almost everywhere is already covered by the positivity condition. The Theorem follows. ∎
Remark 3.12.
In the special case where are special Lagrangians of phase , then clearly . The conclusion in this case can be deduced easily from Floer degree considerations at Lagrangian intersections, similar to section 2.2.
Remark 3.13.
Recall . The caveat is that and do not quite control , so the above Theorem 3.28 does not imply the phase angle inequality (31). In this sense the conclusion of Theorem 3.28 is weaker than Theorem 3.21, illustrating the power of the positivity condition.
On the other hand, we will heuristically argue in section 3.6 that in the Thomas-Yau-Joyce picture, once we assume the existence of Joyce’s Bridgeland stability condition, the phase angle inequality (31) can be deduced without the positivity condition in Theorem 3.21.
We think it is very interesting to either prove the positivity condition as a consequence of the other assumptions, or to find another Floer theoretic argument for (31) that requires neither the positivity condition, nor the a priori knowledge of special Lagrangian representatives.