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3.5 Floer theoretic obstructions [04B1]

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3.5 Floer theoretic obstructions

General features of obstruction conditions

Our goal is to look for obstructions to the existence of special Lagrangians within given Db​F​u​k​(X)D^{b}Fuk(X) classes, which is the ‘easy direction’ of the conjectural stability condition. Before specializing to a technically oversimplified setup, we first explain the features we expect from these obstructions, which may hold in much more general contexts. The mirror analogy (cf. our discussion on the μ\mu-stability in section 2.5) suggests:

  • •

    The obstructions are associated to certain positivity of signs, which essentially depend on the integrability of Kähler geometry.

  • •

    The quantity involved in the obstruction can be expressed as an integral over a moduli space of worldsheet instantons (i.e. holomorphic curves), and its sign comes from a pointwise positivity of the integrand on the moduli space.

  • •

    The input from Floer theory is associated to a distinguished triangle in Db​F​u​k​(X)D^{b}Fuk(X), or possible generalisations to several Lagrangians.

  • •

    The role of the holomorphic volume form enters via cohomological integrals.

  • •

    There is no need for the complex Monge-Ampère equation. Only the almost Calabi-Yau condition is needed.

Furthermore, out of the many moduli spaces that may arise in Floer theory, we will only make use of certain (n−1)(n-1)-dimensional moduli spaces of holomorphic curves, whose associated (n+1)(n+1)-dimensional universal family provides bordism currents between the nn-dimensional Lagrangians. Here are some a priori reasons why we restrict attention to these:

  • •

    The holomorphic volume form is naturally integrated over nn-cycles. This explains the dimension.

  • •

    We need bordism currents canonically associated to the distinguished triangles. In Floer theory, the A∞A_{\infty}-structure only becomes an invariant when considered as a whole, and individual A∞A_{\infty} products are not invariants, so invariance constrains how moduli spaces can enter into stability conditions. As mentioned in section 3.1, the existence of the bordism current is the geometric manifestation of linear relations in the zeroth Hochschild homology H​H0HH_{0} of the Fukaya category, which contains important invariant information.

  • •

    From a variational viewpoint which will be discussed more fully in Chapter 5, it is desirable to extend Floer theory to Lagrangians with much weaker regularity, in the varifold and current sense. We shall explain there that most of Floer cohomologies and A∞A_{\infty} products cannot be expected to pass to the limit when the Lagrangians degenerate in such weak topologies, and we hope that the bordism currents we use are among the few pieces of Floer theory that may be well behaved under rather severe degenerations of Lagrangians.

These requirements are very stringent. We notice two other features:

  • •

    We shall crucially rely on the almost calibrated condition.

  • •

    When we test the stability of LL via the distinguished triangle L1→L→L2→L1​[1]L_{1}\to L\to L_{2}\to L_{1}[1], we do not wish to assume L1L_{1} or L2L_{2} is special Lagrangian. In our view, stability conditions should be expressed in Floer theoretic terms, without a priori knowledge of what special Lagrangians there are inside a given almost Calabi-Yau manifold.

The Floer theoretic obstruction condition

The following Floer theoretic obstruction will crucially require complex integrability and the almost calibrated condition. Assume L1→L→L2→𝛾L1​[1]L_{1}\to L\to L_{2}\xrightarrow{\gamma}L_{1}[1] be a distinguished triangle of unobstructed exact immersed Lagrangian branes with bounding cochains, such that L1,L,L2L_{1},L,L_{2} are all almost calibrated, and all intersections are transverse. In other words, the Lagrangian brane LL is isomorphic in Db​F​u​k​(X)D^{b}Fuk(X) to the immersed Lagrangian corresponding to the twisted complex (cf. section 3.1, 6.2)

L′≃((L2,b2)γ(L1,b1)).L^{\prime}\simeq\left(\begin{matrix}(L_{2},b_{2})&\\ \gamma&(L_{1},b_{1})\end{matrix}\right).

We obtain a bordism current 𝒞\mathcal{C} with ∂𝒞=L−L′=L−L1−L2\partial\mathcal{C}=L-L^{\prime}=L-L_{1}-L_{2}. In our generality, the domains of L1,L2,LL_{1},L_{2},L may have many connected components.

Theorem 3.21.

(Floer theoretic obstruction) Assume the automatic transversality and the positivity condition hold for the bordism current 𝒞\mathcal{C}. Assume the destabilizing condition

θ^1=arg∫L1Ω>θ^2=arg∫L2Ω.\hat{\theta}_{1}=\arg\int_{L_{1}}\Omega>\hat{\theta}_{2}=\arg\int_{L_{2}}\Omega.

Then the Lagrangian phase angle of LL has a lower bound on its oscillation:

supLθL≥θ^1,infLθL≤θ^2,\sup_{L}\theta_{L}\geq\hat{\theta}_{1},\quad\inf_{L}\theta_{L}\leq\hat{\theta}_{2}, (31)

and morever the J-volume of LL (cf. section 2.9) has a nontrivial lower bound

VolJ​(L)=∫Le−i​θ​Ω≥|∫L1Ω|+|∫L2Ω|.\text{Vol}_{J}(L)=\int_{L}e^{-i\theta}\Omega\geq|\int_{L_{1}}\Omega|+|\int_{L_{2}}\Omega|. (32)
Proof.

At a holomorphic polygon Σ\Sigma in the universal family 𝒞\mathcal{C}, denote v1,…​vn−1v_{1},\ldots v_{n-1} as the first order deformation vector fields representing an oriented basis of tangent vectors to the moduli space. In the special case of holomorphic strips, the moduli space refers to the ℝ\mathbb{R}-translation quotient. We noted in section 3.3 that Ω⁡(⋅,v1,…,vn−1)\Omega(\cdot,v_{1},\ldots,v_{n-1}) restricts to a holomorphic 1-form on Σ\Sigma, so can be written as the differential of a holomorphic function FF by the simply connectedness of Σ\Sigma:

d​F=Ω⁡(⋅,v1,…,vn−1).dF=\Omega(\cdot,v_{1},\ldots,v_{n-1}). (33)

The corners on Σ\Sigma are arranged in clockwise order with the following possibilities:

  • •

    In the primary case, we encounter some degree one self intersections on LL from bounding cochains, a corner p∈C​F0​(L,L2)p\in CF^{0}(L,L_{2}), some degree one self intersections on L2L_{2}, a corner rr from γ∈C​F1​(L2,L1)\gamma\in CF^{1}(L_{2},L_{1}), some degree one self intersections on L1L_{1}, and a corner at q∈C​F0​(L1,L)q\in CF^{0}(L_{1},L). Notice the Lagrangian boundary follows L,L2,L1L,L_{2},L_{1} in clockwise order, and we cannot go reversely from L1L_{1} to L2L_{2} instead.

  • •

    In the secondary cases, the boundary data may miss either L1L_{1} or L2L_{2}. For instance, we may encounter some degree one intersections on LL, a corner p∈C​F0​(L,L2)p\in CF^{0}(L,L_{2}), some degree one intersections on L2L_{2} and a corner at q∈C​F0​(L2,L)q\in CF^{0}(L_{2},L). The Lagrangian boundary follows L,L2L,L_{2} in clockwise order. The alternative possibility of Lagrangian boundary along LL and L1L_{1} is entirely similar.

In all cases, there is precisely one corner pp at C​F0​(L,L′)CF^{0}(L,L^{\prime}) and a corner qq at C​F0​(L′,L)CF^{0}(L^{\prime},L). We can normalize F⁡(q)=0F(q)=0 to fix the constant. In the primary case, there is a corner r∈C​F1​(L2,L1)r\in CF^{1}(L_{2},L_{1}), which is absent in the secondary cases. In general, the bordism current 𝒞\mathcal{C} receives contributions from many moduli spaces, and all three cases may arise depending on the generators of H​F0​(L,L′)HF^{0}(L,L^{\prime}) and H​F0​(L′,L)HF^{0}(L^{\prime},L).

We can now define complex valued volume forms on the (n−1)(n-1) dimensional moduli spaces of holomorphic curves. Recall v1,…​vn−1v_{1},\ldots v_{n-1} represent the tangent vectors to the moduli spaces, and the holomorphic function FF depends on v1∧…​vn−1v_{1}\wedge\ldots v_{n-1}. In the primary case, we define

{Ω~L​(v1,…​vn−1)=F⁡(p),Ω~L1​(v1,…​vn−1)=F⁡(r),Ω~L2​(v1,…​vn−1)=F⁡(p)−F⁡(r).\begin{cases}\tilde{\Omega}_{L}(v_{1},\ldots v_{n-1})=F(p),\\ \tilde{\Omega}_{L_{1}}(v_{1},\ldots v_{n-1})=F(r),\\ \tilde{\Omega}_{L_{2}}(v_{1},\ldots v_{n-1})=F(p)-F(r).\end{cases}

In the secondary cases, if the Lagrangian boundary lies on LL and L1L_{1}, then

{Ω~L​(v1,…​vn−1)=F⁡(p),Ω~L1​(v1,…​vn−1)=F⁡(p),Ω~L2​(v1,…​vn−1)=0.\begin{cases}\tilde{\Omega}_{L}(v_{1},\ldots v_{n-1})=F(p),\\ \tilde{\Omega}_{L_{1}}(v_{1},\ldots v_{n-1})=F(p),\\ \tilde{\Omega}_{L_{2}}(v_{1},\ldots v_{n-1})=0.\end{cases}

If the Lagrangian boundary lies on LL and L2L_{2}, then

{Ω~L​(v1,…​vn−1)=F⁡(p),Ω~L1​(v1,…​vn−1)=0,Ω~L2​(v1,…​vn−1)=F⁡(p).\begin{cases}\tilde{\Omega}_{L}(v_{1},\ldots v_{n-1})=F(p),\\ \tilde{\Omega}_{L_{1}}(v_{1},\ldots v_{n-1})=0,\\ \tilde{\Omega}_{L_{2}}(v_{1},\ldots v_{n-1})=F(p).\end{cases}

The values of FF should be understood as the integral of d​FdF on the appropriate portions of ∂Σ\partial\Sigma. The key point is that since ∂𝒞\partial\mathcal{C} sweeps out the cycle L−L1−L2L-L_{1}-L_{2}, we can write the period integrals as integrals on the (n−1)(n-1)-dimensional moduli spaces of holomorphic curves:

∫LΩ=∫ℳΩ~L,∫LiΩ=∫ℳΩ~Li,i=1,2.\int_{L}\Omega=\int_{\mathcal{M}}\tilde{\Omega}_{L},\quad\int_{L_{i}}\Omega=\int_{\mathcal{M}}\tilde{\Omega}_{L_{i}},\quad i=1,2. (34)

where ℳ\mathcal{M} is a shorthand for the weighted sum over contributions from all the (n−1)(n-1)-dimensional moduli spaces involved in the construction of 𝒞\mathcal{C}, cf. the Appendex 6.2.

Recall the positivity condition means that if v0v_{0} stands for a clockwise oriented tangent vector on ∂Σ\partial\Sigma, then v0∧v1​…∧vn−1v_{0}\wedge v_{1}\ldots\wedge v_{n-1} agrees with the orientation on LL, and is opposite to the orientation on L′L^{\prime}. The nonvanishing of v0∧v1​…∧vn−1v_{0}\wedge v_{1}\ldots\wedge v_{n-1} is a consequence of the immersion property from the automatic transversality (cf. Cor. 3.6, Prop. 3.8). The almost calibrated condition implies that Re​Ω>0\text{Re}\Omega>0 on the Lagrangians with respect to the orientation on LL and L′L^{\prime}. Thus

Claim 3.22.

(Monotonicity) Clockwise along ∂Σ\partial\Sigma, the function Re ​F\text{Re }F is increasing on the LL boundary portion, but decreasing on the L′=L1∪L2L^{\prime}=L_{1}\cup L_{2} boundary portion. In particular,

0=Re ​F​(q)≤Re ​F≤Re ​F​(p).0=\text{Re }F(q)\leq\text{Re }F\leq\text{Re }F(p).

More intrinsically, the real part of the complex volume forms on the moduli spaces are nonnegative.

The holomorphic function FF maps Σ\Sigma into a bounded region in the complex plane. The behaviour at the corners is specified in Remark 3.7. Since each vertical line intersects ∂F⁡(Σ)⊂ℂ\partial F(\Sigma)\subset\mathbb{C} at ≤2\leq 2 points by the monotonicity claim above, the boundary and corner local behaviours imply that

Claim 3.23.

(Image curve) The image F⁡(Σ)⊂ℂF(\Sigma)\subset\mathbb{C} lies above its L′L^{\prime} boundary portion, and below its LL boundary portion.

We turn to the proof of the Lagrangian phase angle inequality (31). For each curve that contributes nontrivially to Ω~L\tilde{\Omega}_{L}, by the monotonicity claim we can find a unique point r′r^{\prime} on the LL boundary of ∂Σ\partial\Sigma, such that

{Re F(r′)=Re F(r),primary case,r′=q,secondary case, boundary on L and L2,r′=p,secondary case, boundary on L and L1.\begin{cases}\text{Re }F(r^{\prime})=\text{Re }F(r),\quad&\text{primary case},\\ r^{\prime}=q,\quad&\text{secondary case, boundary on $L$ and $L_{2}$},\\ r^{\prime}=p,\quad&\text{secondary case, boundary on $L$ and $L_{1}$}.\end{cases}

From the image curve claim, we always have Im​F​(r′)≥Im​F​(r)\text{Im}F(r^{\prime})\geq\text{Im}F(r) in the primary case. Integrating over the moduli space of holomorphic curves,

Re​∫ℳF⁡(r′)=Re​∫ℳΩ~L1=Re​∫L1Ω,Im​∫ℳF⁡(r′)≥Im​∫ℳΩ~L1=Im​∫L1Ω.\text{Re}\int_{\mathcal{M}}F(r^{\prime})=\text{Re}\int_{\mathcal{M}}\tilde{\Omega}_{L_{1}}=\text{Re}\int_{L_{1}}\Omega,\quad\text{Im}\int_{\mathcal{M}}F(r^{\prime})\geq\text{Im}\int_{\mathcal{M}}\tilde{\Omega}_{L_{1}}=\text{Im}\int_{L_{1}}\Omega.

We now introduce two almost everywhere defined functions χA1,χA2\chi_{A_{1}},\chi_{A_{2}} on LL. The recipe is that at any generic point P∈LP\in L, if an automatically transverse holomorphic curve in the universal family passes through PP on the boundary portion of ∂Σ\partial\Sigma joining qq to r′r^{\prime} (resp. r′r^{\prime} to pp), then it gives an additive contribution to χA1​(P)\chi_{A_{1}}(P) (resp. χA2​(P)\chi_{A_{2}}(P)) equal to the weighting factor of the curve. Intuitively χA1,χA2\chi_{A_{1}},\chi_{A_{2}} should be understood as the characteristic functions of weighted subsets A1,A2⊂LA_{1},A_{2}\subset L. The positivity condition gives χAi≥0\chi_{A_{i}}\geq 0, and ∂𝒞=L−L′\partial\mathcal{C}=L-L^{\prime} gives χA1+χA2=1\chi_{A_{1}}+\chi_{A_{2}}=1. Intuitively A1,A2A_{1},A_{2} give a (weighted) partition of LL.

The moduli space integrals now have target space interpretations:

∫ℳF(r′)=∫LχA1Ω=:∫A1Ω,∫ℳF(p)−F(r′)=∫LχA2Ω=:∫A2Ω.\int_{\mathcal{M}}F(r^{\prime})=\int_{L}\chi_{A_{1}}\Omega=:\int_{A_{1}}\Omega,\quad\int_{\mathcal{M}}F(p)-F(r^{\prime})=\int_{L}\chi_{A_{2}}\Omega=:\int_{A_{2}}\Omega.

Since LL is homologous to L1+L2L_{1}+L_{2}, we have ∫LΩ=∫L1Ω+∫L2Ω\int_{L}\Omega=\int_{L_{1}}\Omega+\int_{L_{2}}\Omega. Whence

Claim 3.24.

There is a weighted partition L=A1+A2L=A_{1}+A_{2} such that

Re​∫AiΩ=Re​∫LiΩ>0,Im​∫A2Ω≤Im​∫L2Ω,Im​∫A1Ω≥Im​∫L1Ω.\text{Re}\int_{A_{i}}\Omega=\text{Re}\int_{L_{i}}\Omega>0,\quad\text{Im}\int_{A_{2}}\Omega\leq\text{Im}\int_{L_{2}}\Omega,\quad\text{Im}\int_{A_{1}}\Omega\geq\text{Im}\int_{L_{1}}\Omega.

Consequently arg∫A2Ω≤arg∫L2Ω=θ^2\arg\int_{A_{2}}\Omega\leq\arg\int_{L_{2}}\Omega=\hat{\theta}_{2} and arg∫A1Ω≥arg∫L1Ω=θ^1\arg\int_{A_{1}}\Omega\geq\arg\int_{L_{1}}\Omega=\hat{\theta}_{1}, so in particular infLθL≤θ^2\inf_{L}\theta_{L}\leq\hat{\theta}_{2} and supLθL≥θ^1\sup_{L}\theta_{L}\geq\hat{\theta}_{1}.

Finally we deal with the J-volume lower bound (32). By the triangle inequality,

∫Le−i​θ​Ω=∫L|Ω|=∫A1|Ω|+∫A2|Ω|≥|∫A1Ω|+|∫A2Ω|.\int_{L}e^{-i\theta}\Omega=\int_{L}|\Omega|=\int_{A_{1}}|\Omega|+\int_{A_{2}}|\Omega|\geq|\int_{A_{1}}\Omega|+|\int_{A_{2}}\Omega|.

The RHS is at least |∫L1Ω|+|∫L2Ω||\int_{L_{1}}\Omega|+|\int_{L_{2}}\Omega|, due to an elementary numerical fact:

Lemma 3.25.

Let z,wz,w be complex numbers, with fixed real parts 0<Re​(z)<Re​(w)0<\text{Re}(z)<\text{Re}(w). Then as a function of Im​(z)\text{Im}(z), the function |z|+|w−z||z|+|w-z| is decreasing when arg⁡z≤arg⁡w\arg z\leq\arg w, and increasing when arg⁡z≥arg⁡w\arg z\geq\arg w.

This concludes the proof of (32). ∎

A few remarks are in order to clarify the relevance to special Lagrangian geometry:

Remark 3.10.

Recall that for LL to be a special Lagrangian, then its phase angle is constant, and its J-volume is

VolJ​(L)=|∫LΩ|<|∫L1Ω|+|∫L2Ω|,\text{Vol}_{J}(L)=|\int_{L}\Omega|<|\int_{L_{1}}\Omega|+|\int_{L_{2}}\Omega|,

using the triangle inequality, the homological relation [L]=[L1+L2]∈Hn​(X)[L]=[L_{1}+L_{2}]\in H_{n}(X) and the assumption that θ^1>θ^2\hat{\theta}_{1}>\hat{\theta}_{2}. Thus the conclusion of the theorem is a quantitative obstruction for LL to be special Lagrangian. In section 3.6 we will discuss the relation to Joyce’s LMCF program and the Bridgeland stability condition.

Remark 3.11.

If L1,L2L_{1},L_{2} are actually special Lagrangians, then the phase angle bounds (31) would be evident from the Floer degree formula (63) applied to the intersection points L∩L′L\cap L^{\prime}. One main feature of the theorem is that we do not need a priori knowledge on the existence of special Lagrangians, and the holomorphic volume form enters the obstruction criterion only through cohomological information.

Variant: twisted complex case

The Floer theoretic obstruction for distinguished triangles can be easily generalized to involve many Lagrangians. Let L′L^{\prime} be an exact immersed Lagrangian with bounding cochain built from the data of a twisted complex (17). We assume LL is isomorphic to L′L^{\prime} in Db​F​u​k​(X)D^{b}Fuk(X), so we obtain a bordism current 𝒞\mathcal{C} with ∂𝒞=L−L′=L−∑1NLi\partial\mathcal{C}=L-L^{\prime}=L-\sum_{1}^{N}L_{i}. As before, all Lagrangians are assumed to be almost calibrated, and all intersections are transverse.

Theorem 3.26.

(Floer theoretic obstruction, multiple Lagrangian case) Assume the automatic transversality and the positivity condition hold for the bordism current 𝒞\mathcal{C}. Assume the destabilizing condition

θ^1>θ^2>…>θ^N,θ^i=arg∫LiΩ.\hat{\theta}_{1}>\hat{\theta}_{2}>\ldots>\hat{\theta}_{N},\quad\hat{\theta}_{i}=\arg\int_{L_{i}}\Omega.

Then the Lagrangian phase angle of LL has a lower bound on its oscillation:

supLθL≥θ^1,infLθL≤θ^N,\sup_{L}\theta_{L}\geq\hat{\theta}_{1},\quad\inf_{L}\theta_{L}\leq\hat{\theta}_{N}, (35)

and morever the J-volume of LL has a nontrivial lower bound

VolJ​(L)=∫Le−i​θ​Ω≥∑1N|∫LiΩ|.\text{Vol}_{J}(L)=\int_{L}e^{-i\theta}\Omega\geq\sum_{1}^{N}|\int_{L_{i}}\Omega|. (36)
Proof.

Since most parts of the proof are identical to the distinguished triangle case, we will only sketch the main difference.

The Lagrangian boundaries on ∂Σ\partial\Sigma are arranged in the clockwise order as L,LN,LN−1,…​L1L,L_{N},L_{N-1},\ldots L_{1}. We construct the holomorphic function FF as in (33), and use it to produce complex valued volume forms on the (n−1)(n-1)-dimensional moduli spaces, such that for any m=1,…​Nm=1,\ldots N,

∫LΩ=∫ℳΩ~L,∫LiΩ=∫ℳΩ~Li,i=1,2,…N.\int_{L}\Omega=\int_{\mathcal{M}}\tilde{\Omega}_{L},\quad\int_{L_{i}}\Omega=\int_{\mathcal{M}}\tilde{\Omega}_{L_{i}},\quad i=1,2,\ldots N.

As before, the real part of these complex volume forms are all non-negative, as a consequence of the positivity condition. The claim on the image curve F⁡(Σ)F(\Sigma) holds verbatim. Similarly to the distinguished triangle case, we produce nonnegatively weighted subsets A1,…​AN⊂LA_{1},\ldots A_{N}\subset L with L=∑AiL=\sum A_{i}, such that

Re​∫AmΩ=Re​∫LmΩ>0,Im​∑1m∫AiΩ≥Im​∑1m∫LiΩ,∫LΩ=∑1N∫LiΩ.\text{Re}\int_{A_{m}}\Omega=\text{Re}\int_{L_{m}}\Omega>0,\quad\text{Im}\sum_{1}^{m}\int_{A_{i}}\Omega\geq\text{Im}\sum_{1}^{m}\ \int_{L_{i}}\Omega,\quad\int_{L}\Omega=\sum_{1}^{N}\int_{L_{i}}\Omega. (37)

This implies

arg∫A1Ω≥arg∫L1Ω,arg∫ANΩ≤arg∫LNΩ,\arg\int_{A_{1}}\Omega\geq\arg\int_{L_{1}}\Omega,\quad\arg\int_{A_{N}}\Omega\leq\arg\int_{L_{N}}\Omega,

whence the phase inequality (35).

The J-volume can be bounded below by

VolJ​(L)=∫L|Ω|=∑1N∫Ai|Ω|≥∑1N|∫AiΩ|≥∑1N|∫LiΩ|.\text{Vol}_{J}(L)=\int_{L}|\Omega|=\sum_{1}^{N}\int_{A_{i}}|\Omega|\geq\sum_{1}^{N}|\int_{A_{i}}\Omega|\geq\sum_{1}^{N}|\int_{L_{i}}\Omega|.

The last step uses the purely numerical Lemma 3.27 below. ∎

Lemma 3.27.

Let z1,…​zNz_{1},\ldots z_{N} be complex numbers, and a1,…​aNa_{1},\ldots a_{N} be fixed complex numbers with positive real parts, such that arg⁡a1>arg⁡a2>…>arg⁡aN\arg a_{1}>\arg a_{2}>\ldots>\arg a_{N}. Assume

Re​(zi)=Re​(ai),Im​∑1mzi≥Im​∑1mai,∑1Nzi=∑1Nai.\text{Re}(z_{i})=\text{Re}(a_{i}),\quad\text{Im}\sum_{1}^{m}z_{i}\geq\text{Im}\sum_{1}^{m}a_{i},\quad\sum_{1}^{N}z_{i}=\sum_{1}^{N}a_{i}.

Then ∑1N|zi|≥∑1N|ai|\sum_{1}^{N}|z_{i}|\geq\sum_{1}^{N}|a_{i}|.

Proof.

We argue by induction. The N=2N=2 case is implied by Lemma 3.25. In general, we view ∑1N|zi|\sum_{1}^{N}|z_{i}| as a function of the imaginary parts of z1,…​zNz_{1},\ldots z_{N} subject to the constraints. Clearly this function achieves its minimum for some (zi)(z_{i}). If z1=a1z_{1}=a_{1}, then we can conclude by induction. Otherwise Im​z1>Im​a1\text{Im}z_{1}>\text{Im}a_{1}. If arg⁡z2<arg⁡z1\arg z_{2}<\arg z_{1}, then we can fix z1+z2z_{1}+z_{2} and decrease ∑12|zi|\sum_{1}^{2}|z_{i}| by Lemma 3.25, which would contradict minimality. Proceding with this argument, we are forced to have

arg⁡z1≤arg⁡z2≤…≤arg⁡zN,\arg z_{1}\leq\arg z_{2}\leq\ldots\leq\arg z_{N},

whence

arg∑1Nzi≥argz1>arga1>arg∑1Nai\arg\sum_{1}^{N}z_{i}\geq\arg z_{1}>\arg a_{1}>\arg\sum_{1}^{N}a_{i}

which contradicts ∑1Nzi=∑1Nai\sum_{1}^{N}z_{i}=\sum_{1}^{N}a_{i}. ∎

What if we relax the positivity condition?

We now discuss a weaker version that does not require the positivity condition on holomorphic curves. This amounts to dropping pointwise positivity of the integrand for the moduli space integral, which breaks some parts of our mirror analogy.

As in Theorem 3.21, we consider L′L^{\prime} built from two immersed Lagrangians L1,L2L_{1},L_{2}, and LL fits into the distinguished triangle. All Lagrangians are almost calibrated, and all intersections are transverse. We classify the automatically transverse holomorphic curves (cf. Cor. 3.6, Prop. 3.8) into ±\pm types according to whether the boundary evalation to LL agrees with the orientation on LL or its opposite. The complex volume forms Ω~Li\tilde{\Omega}_{L_{i}} on the moduli space can be split into the sum of two parts according to whether u:Σ→Xu:\Sigma\to X is of ±\pm types:

Ω~Li=Ω~Li++Ω~Li−,∫ℳΩ~Li=∫LiΩ.\tilde{\Omega}_{L_{i}}=\tilde{\Omega}_{L_{i}}^{+}+\tilde{\Omega}_{L_{i}}^{-},\quad\int_{\mathcal{M}}\tilde{\Omega}_{L_{i}}=\int_{L_{i}}\Omega.

In particular the signed measure Re​Ω~Li\text{Re}\tilde{\Omega}_{L_{i}} is decomposed into its positive and negative parts, and Re​∫ℳΩ~Li−≤0\text{Re}\int_{\mathcal{M}}\tilde{\Omega}_{L_{i}}^{-}\leq 0. We define

θ^i+=arg∫ℳΩ~Li+,θ^i−=arg(−∫ℳΩ~Li−),i=1,2.\hat{\theta}_{i}^{+}=\arg\int_{\mathcal{M}}\tilde{\Omega}_{L_{i}}^{+},\quad\hat{\theta}_{i}^{-}=\arg(-\int_{\mathcal{M}}\tilde{\Omega}_{L_{i}}^{-}),\quad i=1,2.

Here θ^i−\hat{\theta}_{i}^{-} is only defined when ∫ℳΩ~Li−\int_{\mathcal{M}}\tilde{\Omega}_{L_{i}}^{-} is nonzero, namely the case not covered already by the positivity condition.

Theorem 3.28.

(Floer theoretic obstruction, relaxing positivity condition) Assume the automatic transversality holds for the bordism current 𝒞\mathcal{C} between LL and L′L^{\prime}. Then the Lagrangian phase angle of LL has a lower bound on its oscillation:

supLθL≥max⁡{θ^1+,θ^1−},infLθL≤min⁡{θ^2+,θ^2−}.\sup_{L}\theta_{L}\geq\max\{\hat{\theta}_{1}^{+},\hat{\theta}_{1}^{-}\},\quad\inf_{L}\theta_{L}\leq\min\{\hat{\theta}_{2}^{+},\hat{\theta}_{2}^{-}\}.
Proof.

We will only sketch the modifications. The positivity conditition enters through the monotonicity claim 3.22. Once we drop this, we would allow holomophic discs u:Σ→Xu:\Sigma\to X that sweep out parts of L∪L′L\cup L^{\prime} with the reversed orientation. For such curves, claim 3.22 is modified to

Claim 3.29.

Clockwise along ∂Σ\partial\Sigma, the function Re ​F\text{Re }F is decreasing on the LL boundary portion, but increasing on the L′=L1∪L2L^{\prime}=L_{1}\cup L_{2} boundary portion. In particular,

0=Re ​F​(q)≥Re ​F≥Re ​F​(p).0=\text{Re }F(q)\geq\text{Re }F\geq\text{Re }F(p).

More intrinsically, the real part of the complex volume forms on the moduli spaces at such u:Σ→Xu:\Sigma\to X are nonpositive.

The corresponding claim 3.23 is modified to

Claim 3.30.

The image F⁡(Σ)⊂ℂF(\Sigma)\subset\mathbb{C} lies below its L′L^{\prime} boundary portion, and above its LL boundary portion.

At almost every point on L∪L′L\cup L^{\prime}, only automatically transverse holomophic curves pass through it, since by assumption the boundary evaluation of the other holomorphic curves is contained in some subset of L∪L′L\cup L^{\prime} with Hausdorff dimension ≤n−1\leq n-1. According to the ±\pm types of the automatically transverse curves, we decompose the weighted characteristic functions χAi\chi_{A_{i}} on LL into its positive and negative parts χAi+≥0\chi_{A_{i}^{+}}\geq 0 and χAi−≤0\chi_{A_{i}^{-}}\leq 0.

Then upon integration over the moduli space,

Re∫LχAi+Ω=Re∫ℳΩ~Li+≥0,Re∫LχAi−Ω=Re∫ℳΩ~Li−≤0,Im∫LχA2+Ω≤Im∫ℳΩ~L2+,Im∫LχA1+Ω≥Im∫ℳΩ~L1+,Im∫LχA2−Ω≥Im∫ℳΩ~L2−,Im∫LχA1−Ω≤Im∫ℳΩ~L1−.\begin{split}&\text{Re}\int_{L}\chi_{A_{i}^{+}}\Omega=\text{Re}\int_{\mathcal{M}}\tilde{\Omega}_{L_{i}}^{+}\geq 0,\quad\text{Re}\int_{L}\chi_{A_{i}^{-}}\Omega=\text{Re}\int_{\mathcal{M}}\tilde{\Omega}_{L_{i}}^{-}\leq 0,\\ &\text{Im}\int_{L}\chi_{A_{2}^{+}}\Omega\leq\text{Im}\int_{\mathcal{M}}\tilde{\Omega}_{L_{2}}^{+},\quad\text{Im}\int_{L}\chi_{A_{1}^{+}}\Omega\geq\text{Im}\int_{\mathcal{M}}\tilde{\Omega}_{L_{1}}^{+},\\ &\text{Im}\int_{L}\chi_{A_{2}^{-}}\Omega\geq\text{Im}\int_{\mathcal{M}}\tilde{\Omega}_{L_{2}}^{-},\quad\text{Im}\int_{L}\chi_{A_{1}^{-}}\Omega\leq\text{Im}\int_{\mathcal{M}}\tilde{\Omega}_{L_{1}}^{-}.\end{split}

In particular

arg∫LχA2+Ω≤θ^2+,arg(−∫LχA2−Ω)≤θ^2−,\arg\int_{L}\chi_{A_{2}^{+}}\Omega\leq\hat{\theta}_{2}^{+},\quad\arg(-\int_{L}\chi_{A_{2}^{-}}\Omega)\leq\hat{\theta}_{2}^{-},

and

arg∫LχA1+Ω≥θ^1+,arg(−∫LχA1−Ω)≥θ^1−.\arg\int_{L}\chi_{A_{1}^{+}}\Omega\geq\hat{\theta}_{1}^{+},\quad\arg(-\int_{L}\chi_{A_{1}^{-}}\Omega)\geq\hat{\theta}_{1}^{-}.

Now χAi+≥0\chi_{A_{i}^{+}}\geq 0 and χAi−≤0\chi_{A_{i}^{-}}\leq 0, and the special case where χAi−=0\chi_{A_{i}^{-}}=0 almost everywhere is already covered by the positivity condition. The Theorem follows. ∎

Remark 3.12.

In the special case where L1,L2L_{1},L_{2} are special Lagrangians of phase θ^1,θ^2\hat{\theta}_{1},\hat{\theta}_{2}, then clearly θ^i±=θ^i\hat{\theta}_{i}^{\pm}=\hat{\theta}_{i}. The conclusion in this case can be deduced easily from Floer degree considerations at Lagrangian intersections, similar to section 2.2.

Remark 3.13.

Recall θ^i=arg∫LiΩ\hat{\theta}_{i}=\arg\int_{L_{i}}\Omega. The caveat is that max⁡{θ^i±}\max\{\hat{\theta}_{i}^{\pm}\} and min⁡{θ^i±}\min\{\hat{\theta}_{i}^{\pm}\} do not quite control θ^i\hat{\theta}_{i}, so the above Theorem 3.28 does not imply the phase angle inequality (31). In this sense the conclusion of Theorem 3.28 is weaker than Theorem 3.21, illustrating the power of the positivity condition.

On the other hand, we will heuristically argue in section 3.6 that in the Thomas-Yau-Joyce picture, once we assume the existence of Joyce’s Bridgeland stability condition, the phase angle inequality (31) can be deduced without the positivity condition in Theorem 3.21.

We think it is very interesting to either prove the positivity condition as a consequence of the other assumptions, or to find another Floer theoretic argument for (31) that requires neither the positivity condition, nor the a priori knowledge of special Lagrangian representatives.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.