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2.3 Variant: uniqueness of the Lawlor neck [047Z]

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2.3 Variant: uniqueness of the Lawlor neck

A variant of the Thomas-Yau argument1212 12 Abouzaid and Imagi have mentioned in their talks some other interesting applications on the topology of special Lagrangians inside the cotangent bundle of a special Lagrangian with some fundamental group conditions, using another variant of the Thomas-Yau argument. We look forward to the appearance of their paper. appears in the subsequent work of Joyce-Imagi-Santos [40] on the uniqueness of Lawlor necks, where holomorphic curves and the algebraic structures of the Fukaya category appear in a more prominent, albeit somewhat technical way.

Lawlor necks

We first recall some basics about Lawlor necks [51][45], which are non-compact embedded exact special Lagrangians Lϕ,AL_{\phi,A} inside the standard Euclidean ℂn\mathbb{C}^{n}, asymptotic at infinity to the union of two planes

Π0=ℝn,Πϕ=(ei​ϕ1,…​ei​ϕn)​ℝn,0<ϕi<π,∑ϕi=π.\Pi_{0}=\mathbb{R}^{n},\quad\Pi_{\phi}=(e^{i\phi_{1}},\ldots e^{i\phi_{n}})\mathbb{R}^{n},\quad 0<\phi_{i}<\pi,\quad\sum\phi_{i}=\pi.

Symplectic topologically, they can be viewed as a realisation of the Lagrangian handle Sn−1×ℝS^{n-1}\times\mathbb{R} that appears in the Lagrangian connected sum construction. This motivates the ansatz

Lϕ,A={(z1(y)x1,…,zn(y)xn):y∈ℝ,xk∈ℝ,x12+…+xn2=1}.L_{\phi,A}=\{(z_{1}(y)x_{1},...,z_{n}(y)x_{n}):y\in\mathbb{R},x_{k}\in\mathbb{R},x^{2}_{1}+\ldots+x_{n}^{2}=1\}. (7)

The special Lagrangian condition translates into an ODE system on the functions z1​(y),…​zn​(y)z_{1}(y),\ldots z_{n}(y), which can be solved exactly as follows.

Let n>2n>2 and a1,…,an>0a_{1},...,a_{n}>0, and define polynomials p,Pp,P by

p⁡(x)=(1+a1​x2)​…​(1+an​x2)−1,P⁡(x)=p⁡(x)x2.p(x)=(1+a_{1}x^{2})\ldots(1+a_{n}x^{2})-1,\quad P(x)=\frac{p(x)}{x^{2}}.

Define real numbers ϕ1,…,ϕn\phi_{1},...,\phi_{n} and AA by

ϕk=ak​∫−∞∞d​x(1+ak​x2)​P⁡(x),A=∫−∞∞d​x2​P⁡(x)\phi_{k}=a_{k}\int_{-\infty}^{\infty}\frac{dx}{(1+a_{k}x^{2})\sqrt{P(x)}},\quad A=\int_{-\infty}^{\infty}\frac{dx}{2\sqrt{P(x)}}

Clearly ϕk,A>0\phi_{k},A>0, and elementary integration shows ∑ϕi=π\sum\phi_{i}=\pi. This yields a 1-1 correspondence between nn-tuples (a1,…,an)(a_{1},\ldots,a_{n}) with ak>0a_{k}>0, and (n+1)(n+1)-tuples (ϕ1,…,ϕn,A)(\phi_{1},\ldots,\phi_{n},A) with ϕk∈(0,π)\phi_{k}\in(0,\pi), ∑ϕk=π\sum\phi_{k}=\pi and A>0A>0. Setting

zk​(y)=ei​ψk​(y)​ak−1+y2,where ​ψk​(y)=ak​∫−∞yd​x(1+ak​x2)​P⁡(x),z_{k}(y)=e^{i\psi_{k}(y)}\sqrt{a_{k}^{-1}+y^{2}},\quad\text{where }\psi_{k}(y)=a_{k}\int_{-\infty}^{y}\frac{dx}{(1+a_{k}x^{2})\sqrt{P(x)}},

yields the solution (z1​(y),…,zn​(y))(z_{1}(y),\ldots,z_{n}(y)), hence the Lawlor necks Lϕ,AL_{\phi,A}.

For fixed asymptotic planes Π0,Πϕ\Pi_{0},\Pi_{\phi}, the Lawlor necks arise in a 1-parameter family, related to each other by the rescaling z→→λ​z→\vec{z}\to\lambda\vec{z} in ℂn\mathbb{C}^{n}, and AA behaves like 2-dimensional area A→λ2​AA\to\lambda^{2}A under this scaling. One also observes that asymptotically near infinity, the Lawlor necks are graphs over Π0\Pi_{0} (resp. Πϕ\Pi_{\phi}) of the differential d​fdf, where

|f|=O⁡(|x→|2−n),|∂kf|=O⁡(|x→|2−n−k).|f|=O(|\vec{x}|^{2-n}),\quad|\partial^{k}f|=O(|\vec{x}|^{2-n-k}).

We say the Lawlor neck has asymptotic decay rate 2−n2-n. The upshot is that it approaches Π0∪Πϕ\Pi_{0}\cup\Pi_{\phi} sufficiently fast.

Joyce-Imagi-Santos uniqueness theorem

Theorem 2.6.

[40] Let n≥3n\geq 3. 1313 13 The theorem is also true in complex dimension 2, proved earlier by Lotay and Neves [56] by other means not involving Floer theory. Assume LL is a smooth embedded exact special Lagrangian of phase zero, asymptotic at rate <0<0 to the union of the two planes Π0∪Πϕ\Pi_{0}\cup\Pi_{\phi} with ∑ϕi=π\sum\phi_{i}=\pi, then LL is Lϕ,AL_{\phi,A} for some A>0A>0.

Here is a sketch of their arguments:

  • •

    Using the asymptotic assumption on the exact Lagrangian LL, one can assign an analytic invariant A⁡(L)A(L) to LL as follows. Let fL:L→ℝf_{L}:L\to\mathbb{R} be a primitive of the Liouville form λ\lambda, namely d​fL=λ|Ldf_{L}=\lambda|_{L}, then fLf_{L} converges to constants c0,cϕc_{0},c_{\phi} at the two asymptotic ends along Π0,Πϕ\Pi_{0},\Pi_{\phi} respectively. Then one defines A⁡(L)=cϕ−c0A(L)=c_{\phi}-c_{0}. If LL coincides with the Lawlor neck Lϕ,AL_{\phi,A}, then A⁡(L)=AA(L)=A.

  • •

    Partially compactify ℂn\mathbb{C}^{n} into a Liouville manifold identified as the plumbing MM of two cotangent bundles T∗​SnT^{*}S^{n} with T∗​SnT^{*}S^{n}. Here the two copies of SnS^{n} arise topologically as one-point compactifications of Π0\Pi_{0} and Πϕ\Pi_{\phi} by adding the points at infinity ∞0\infty_{0} and ∞ϕ\infty_{\phi}, and topologically MM is the union of ℂn\mathbb{C}^{n} and the two cotangent fibres over ∞0\infty_{0} and ∞ϕ\infty_{\phi} respectively. Under suitably fast decay condition at infinity, the unknown special Lagrangian LL can be compactified into an exact graded embedded Lagrangian L¯\bar{L} inside MM. One would like to compare this to the Lagrangian L¯ϕ,A\bar{L}_{\phi,A} obtained by the compactification of the standard Lawlor necks Lϕ,AL_{\phi,A} inside MM.

  • •

    By analyzing the intersection pattern with the two cotangent fibres at infinity, and using the classification results of Abouzaid and Smith [1], one shows that inside Db​F​u​k​(M)D^{b}Fuk(M), the Lagrangian object L¯\bar{L} is isomorphic to one of the two Lagrangian connected sums of the two SnS^{n} with suitable gradings, and in fact the assumption on Floer degrees ∑ϕi=π\sum\phi_{i}=\pi singles out L¯≃L¯ϕ,A∈Db​F​u​k​(M)\bar{L}\simeq\bar{L}_{\phi,A}\in D^{b}Fuk(M), the opposite surgery corresponding to ∑ϕi=(n−1)​π\sum\phi_{i}=(n-1)\pi. This step needs n≥3n\geq 3. For contradiction, we assume L¯\bar{L} does not coincide with L¯ϕ,A\bar{L}_{\phi,A} for any choice of parameter A>0A>0.

  • •

    By a modification of the Thomas-Yau argument, one shows that after a small Hamiltation perturbation L¯′′\bar{L}^{\prime\prime} of L¯ϕ,A\bar{L}_{\phi,A}, we can ensure L¯′′\bar{L}^{\prime\prime} is transverse to L¯\bar{L}, there is no degree 0,n0,n intersection points in L¯′′∩L¯\bar{L}^{\prime\prime}\cap\bar{L} inside ℂn\mathbb{C}^{n}, and there is precisely one intersection point pp and qq in L¯′′∩L¯\bar{L}^{\prime\prime}\cap\bar{L} on each of the two cotangent fibres at infinity respectively. Morever, the Db​F​u​k​(M)D^{b}Fuk(M) class and the analytic invariants of L¯′′\bar{L}^{\prime\prime} agree with that of L¯ϕ,A\bar{L}_{\phi,A}.

    Remark 2.8.

    The subtlety at infinity prevents one from removing degree 0,n0,n intersections outside the ℂn\mathbb{C}^{n} region, so one does not reach an immediate contradiction as in the Thomas-Yau argument. This technical failure is necessary, because the Lawlor necks with fixed asymptotic planes are not unique, but do arise in a 1-parameter family. It is in overcoming this technical problem that holomorphic curves appear in [40].

  • •

    Now suppose the Lawlor neck is chosen with the parameter A=A⁡(L)A=A(L), which presumes A⁡(L)>0A(L)>0.

    Lemma 2.7.

    [40, Thm 2.15] Assume JJ is a generic almost complex structure on MM compatible with the Liouville structure. There exists a JJ-holomorphic strip Σ\Sigma with boundary on L¯\bar{L} and L¯′′\bar{L}^{\prime\prime} and two corners at pp and qq respectively.

    Proof.

    Consider the Floer cup product with mod 2 coefficients

    H​F0​(L¯′′,L¯)⊗H​F0​(L¯,L¯′′)→H​F0​(L¯,L¯),HF^{0}(\bar{L}^{\prime\prime},\bar{L})\otimes HF^{0}(\bar{L},\bar{L}^{\prime\prime})\to HF^{0}(\bar{L},\bar{L}),

    which can be identified as the cup product

    H0​(L¯,L¯)⊗H0​(L¯,L¯)→H0​(L¯,L¯),1L¯∪1L¯=1L¯,H^{0}(\bar{L},\bar{L})\otimes H^{0}(\bar{L},\bar{L})\to H^{0}(\bar{L},\bar{L}),\quad 1_{\bar{L}}\cup 1_{\bar{L}}=1_{\bar{L}},

    and thus must be nontrivial. However, at chain level this Floer product comes from the A∞A_{\infty} operation

    m2:C​F0​(L¯′′,L¯)⊗C​F0​(L¯,L¯′′)→C​F0​(L¯,L¯),m_{2}:CF^{0}(\bar{L}^{\prime\prime},\bar{L})\otimes CF^{0}(\bar{L},\bar{L}^{\prime\prime})\to CF^{0}(\bar{L},\bar{L}),

    which must be nontrivial. The counting interpretation implies there are intersection points p′∈C​F0​(L¯,L¯′′)p^{\prime}\in CF^{0}(\bar{L},\bar{L}^{\prime\prime}) and q′∈C​F0​(L¯′′,L¯)≃C​Fn​(L¯,L¯′′)∨q^{\prime}\in CF^{0}(\bar{L}^{\prime\prime},\bar{L})\simeq CF^{n}(\bar{L},\bar{L}^{\prime\prime})^{\vee} and some holomorphic strip in between. Since degree 0,n0,n intersection points cannot occur inside ℂn\mathbb{C}^{n}, they can only occur at infinity, so we must have {p,q}={p′,q′}\{p,q\}=\{p^{\prime},q^{\prime}\}. ∎

    Now the area of the JJ-holomorphic curve can be computed cohomologically. Using the choice of parameter AA,

    ∫Σω=∫∂Σλ=∫p′→q′d​fL¯+∫q′→p′d​fL¯′′=±(A⁡(L)−A⁡(L′′))=±(A−A)=0.\int_{\Sigma}\omega=\int_{\partial\Sigma}\lambda=\int_{p^{\prime}\to q^{\prime}}df_{\bar{L}}+\int_{q^{\prime}\to p^{\prime}}df_{\bar{L}^{\prime\prime}}=\pm(A(L)-A(L^{\prime\prime}))=\pm(A-A)=0.

    This contradicts the positivity of area of the holomorphic curve, which proves LL must coincide with Lϕ,AL_{\phi,A}.

  • •

    Finally one needs to a priori justify A⁡(L)>0A(L)>0. This relies on a slightly more complicated holomorphic polygon counting argument, and the main upshot is that one can produce a nontrivial holomorphic triangle from a distinguished triangle in Db​F​u​k​(M)D^{b}Fuk(M), with the three edges on L¯\bar{L}, Π0∪{∞0}\Pi_{0}\cup\{\infty_{0}\} and Πϕ∪{∞ϕ}\Pi_{\phi}\cup\{\infty_{\phi}\}. Then one shows A⁡(L)A(L) has the interpretation as its area, so must be positive.

Ideal triangles

In [40] the perturbations involved in the partial compactification and the genericity of the almost complex structure makes the holomorphic curves rather difficult to visualize.1414 14 A typical feature of Floer theory, is that completely realistic examples about holomorphic curves are also non-explicit. We now present a heuristic way to see holomorphic triangles with the edges on L¯ϕ,A\bar{L}_{\phi,A}, Π0∪{∞0}\Pi_{0}\cup\{\infty_{0}\} and Πϕ∪{∞ϕ}\Pi_{\phi}\cup\{\infty_{\phi}\}, by restricting attention to ℂn\mathbb{C}^{n} with the standard complex structure, and we imagine the two vertices ∞0,∞ϕ\infty_{0},\infty_{\phi} as the intersection points at infinity.

We choose any x→=(x1,…​xn)∈Sn−1\vec{x}=(x_{1},\ldots x_{n})\in S^{n-1}. Assume first that xk≠0x_{k}\neq 0. Then coordinatewise, we have a real curve in ℂ\mathbb{C} swept out by zk​(y)​xkz_{k}(y)x_{k} as yy varies from −∞-\infty to +∞+\infty, and two straight rays emanating from the origin defined by sign​(xk)​ℝ+\text{sign}(x_{k})\mathbb{R}_{+} and sign​(xk)​ei​ϕk​ℝ+\text{sign}(x_{k})e^{i\phi_{k}}\mathbb{R}_{+}. Inside ℂ\mathbb{C}, these three real curves enclose a noncompact holomorphic triangle, with one vertex at the origin, and two idealized intersection points at the infinity of sign​(xk)​ℝ+\text{sign}(x_{k})\mathbb{R}_{+} and sign​(xk)​ei​ϕk​ℝ+\text{sign}(x_{k})e^{i\phi_{k}}\mathbb{R}_{+}. In the product space ℂn\mathbb{C}^{n}, this gives rise to a holomorphic triangle Σx→\Sigma_{\vec{x}} with boundary on Lϕ,A,Π0,ΠϕL_{\phi,A},\Pi_{0},\Pi_{\phi}, and corners at 0,∞0,∞ϕ0,\infty_{0},\infty_{\phi}. Now in case some xk=0x_{k}=0, there is still a holomorphic triangle in the product space that makes sense; the kk-th projection of this triangle is simply the origin. What happens when xk→0x_{k}\to 0, is simply that the kk-th projection πk​(Σx→)\pi_{k}(\Sigma_{\vec{x}}) becomes very thinly concentrated near the two rays sign​(xk)​ℝ+\text{sign}(x_{k})\mathbb{R}_{+} and sign​(xk)​ei​ϕk​ℝ+\text{sign}(x_{k})e^{i\phi_{k}}\mathbb{R}_{+}, and its area shrinks to zero. Morever for any given ϵ\epsilon, the subset Σx→∩πk−1​(|z|>ϵ)\Sigma_{\vec{x}}\cap\pi_{k}^{-1}(|z|>\epsilon) disappears into the infinity of ℂn\mathbb{C}^{n} as xk→0x_{k}\to 0. Thus when we restrict to any compact subset of ℂn\mathbb{C}^{n}, the holomorphic discs behave continuously as xk→0x_{k}\to 0.

Example 2.8.

In the most symmetric case ϕ1=ϕ2=…​ϕn=πn\phi_{1}=\phi_{2}=\ldots\phi_{n}=\frac{\pi}{n}, the Lawlor neck is invariant under S​O​(n,ℝ)SO(n,\mathbb{R}), and these holomorphic triangles are up to S​O​(n,ℝ)SO(n,\mathbb{R}) rotation, simply the triangle inside the first coordinate line ℂ⊂ℂn\mathbb{C}\subset\mathbb{C}^{n} enclosed by the three Lagrangians.

Using any of the holomorphic triangles Σx→\Sigma_{\vec{x}} parametrised by Sn−1S^{n-1}, we can calculate its area cohomologically by

∫Σω=∫∂Σλ=∫∂Σ∩Lϕ,Ad​fLϕ,A=A,\int_{\Sigma}\omega=\int_{\partial\Sigma}\lambda=\int_{\partial\Sigma\cap L_{\phi,A}}df_{L_{\phi,A}}=A,

which is the intuitive explanation of why AA must be positive, an important ingredient of [40].

We want to draw attention also to a different aspect not explicit in [40]: that these holomorphic triangles naturally arise in an (n−1)(n-1)-dimensional moduli, rather than as isolated triangles. Consequently, the universal family of such holomorphic triangles is naturally (n+1)(n+1)-dimensional. A generic point on Π0∪Πϕ∪Lϕ,A\Pi_{0}\cup\Pi_{\phi}\cup L_{\phi,A} is swept out precisely once by some ∂Σx→\partial\Sigma_{\vec{x}}. When the orientations are taken into account, then the total space of this universal family gives rise to an (n+1)(n+1)-dimensional integration current, which provides a bordism current between the integration cycles of Lϕ,AL_{\phi,A} and Π0∪Πϕ\Pi_{0}\cup\Pi_{\phi}. Producing bordism currents via universal families of holomorphic curves will be essential to our proposals concerning the Thomas-Yau conjecture.

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