Tropical and non-Archimedean limits of degenerating families of volume forms
Abstract.
We study the asymptotic behavior of volume forms on a degenerating family of compact complex manifolds. Under rather general conditions, we prove that the volume forms converge in a natural sense to a Lebesgue-type measure on a certain simplicial complex. In particular, this provides a measure-theoretic version of a conjecture by Kontsevich–Soibelman and Gross–Wilson, bearing on maximal degenerations of Calabi–Yau manifolds.
2010 Mathematics Subject Classification
Primary: 32Q25, Secondary: 14J32, 14T05, 53C23, 32P05, 14G22Introduction
As is well-known, there is a natural bijection between (smooth, positive) volume forms on a complex manifold and smooth Hermitian metrics on its canonical bundle. Consequently, the data of a smooth family of volume forms on a holomorphic family of compact complex manifolds is equivalent to that of a proper holomorphic submersion together with a smooth metric on the relative canonical bundle .
We say that the family has analytic singularities at if the following conditions hold:
- (i)
is meromorphic at in the sense that it extends to a proper, flat map , with normal;
- (ii)
can be chosen so that extends to a -line bundle on , and extends continuously to .
When (i) holds, we call a model of . Using resolution of singularities, we can always choose as an snc model, that is, is smooth and has simple normal crossing support. To is then associated a dual complex , with one vertex for each , and a face for each connected component of a non-empty intersection with .
In the spirit of the Morgan-Shalen topological compactification of affine varieties [MS84], we introduce a natural “hybrid” space
associated to ; it is equipped with a topology defined in terms of a tropicalization map , measuring the logarithmic rate of convergence of local coordinates compatible with .
Our first main result says that, after normalizing to unit mass, the volume forms admit a “tropical” limit inside .
Theorem A.
Let be a family of volume forms on a holomorphic family of compact complex manifolds, with analytic singularities at . The asymptotic behavior of the total mass of is then given by
with , and , where . Further, given any snc model of such that extends to a -line bundle on on and extends to a continuous metric on , the rescaled measures
viewed as measures on , converge weakly to a Lebesgue type measure on a -dimensional subcomplex of .
The invariant and the subcomplex only depend on (and not on the metric on ). Consider the logarithmic relative canonical bundle
and write with . Setting , we then have , and is the subcomplex of whose vertices correspond to those achieving the minimum.
On the other hand, the limit measure does depend on ; it is given by
Here, ranges over the -dimensional faces of , with corresponding strata , is a naturally defined residual positive measure on , is the Lebesgue measure of normalized by its natural integral affine structure, and is an arithmetic coefficient.
The study of the asymptotics of integrals is a very classical subject and has been pursued by many people; see for example the book [AGZV88]. The assertions in Theorem A are closely related to results by Chambert-Loir and Tschinkel (who also worked over general local fields and in an adelic setting). Specifically, the estimate for , suitably averaged over , is essentially equivalent to [CLT10, Theorem 1.2]. It also appears in [KS01, §3.1] and is exploited in [BHJ16].
The convergence result for the measures is also closely related to [CLT10, Corollary 4.8], where, however, the limit measure lives on and not on .11 1 A. Chambert-Loir has pointed out that [CLT10, Corollary 4.8] is sufficiently precise, so that when applying it to toric blowups of one can see the form of the limit measure in Theorem A. The main new feature of Theorem A is the precise and explicit convergence of the measure to a “tropical” limit , living on a simplicial complex.
The following examples illustrate Theorem A. First consider the subvariety
where . Write . The fiber over is a Calabi-Yau manifold, and we can choose a nonvanishing holomorphic -form on to define a smooth metric on that extends continuously to . In the terminology of Theorem A we have . Here is smooth, so is a single point. Thus for some , and the limit measure is a point mass.
Now consider instead
In this case, is a union of simplices of dimension , and topologically a sphere. We have and the limit measure is a weighted sum of Lebesgue measures on each simplex. In fact, it is clear by symmetry that the weights are equal; this also follows from Theorem C below.
We also prove a logarithmic version of Theorem A, for a log smooth klt pair , and a metric on , see Theorem 8.4.
The space and the measure depend on the choice of snc model . We obtain a more canonical situation by considering all possible snc models simultaneously. Namely, the set of snc models of is directed, and in §4 we define a locally compact (Hausdorff) topological space
fibering over , with central fiber . For any , the dual complex embeds in the central fiber of .
Corollary B.
With assumptions and notation as in Theorem A, the measures , viewed as measures on , converge weakly to a measure . Further, is a Lebesgue type measure on a -dimensional complex in .
Now consider the case when is projective. As we now explain, the central fiber of is then a non-Archimedean space. Namely, induces a smooth projective variety over the non-Archimedean field of complex formal Laurent series, to which we can associate a Berkovich analytification . Similarly, any projective snc model of induces a projective model over the valuation ring of . The dual complex then has a canonical realization as a compact -PA subspace , the skeleton of . In fact, it is well known (see e.g. [BFJ16]) that there is a homeomorphism , so we can identify the central fiber of the space with the analytification . In fact, as shown in Appendix A.6, using ideas from [Berk09], we can view the restriction of to a closed subdisc as the analytification of the base change of to a suitable Banach ring .
Assuming is projective, we can describe the limit measure and its support inside in more detail. The skeleton is of purely non-Archimedean nature, and can be seen as a mild generalization of the Kontsevich–Soibelman skeleton introduced in [KS06] and studied in [MN15, NX13, NX16]. The skeletal measure , on the other hand, depends on both Archimedean and non-Archimedean data. Namely, it is supported on the skeleton , but depends on the choice of metric on the restriction of the line bundle to the central fiber (viewed as a complex space) of any snc model .
We also study both the skeleton and the skeletal measure in the more general case when the model is allowed to have mild (dlt) singularities.
One major motivation for studying the above general setting comes from degenerations of Calabi–Yau manifolds. Thus suppose is a projective holomorphic submersion, meromorphic at , such that . Any trivializing section then defines a family of trivializations of , and hence a smooth family of volume forms with analytic singularities at . Indeed, for any snc model , extends to a nowhere vanishing section of , and defines a smooth metric on .
The total mass is then nothing but the (or Hodge) metric on the direct image of , whose asymptotic behavior at is described in a very precise way by Schmid’s nilpotent orbit theorem [Sch73, Theorem 4.9] (compare for instance [GTZ13b, Proposition 2.1]).
On the other hand, the skeleton described above coincides in the current context with the Kontsevich–Soibelman skeleton [KS06, MN15, NX13]. Its dimension , which features as the exponent of the log term in the asymptotics of the mass, measures how “bad” the degeneration is. Further, the family admits a relative minimal model , with certain mild (dlt) singularities [KNX15], and the essential skeleton can be identified with the dual complex of [NX13]. In particular, if and only if can filled in with a central fiber which is a Calabi–Yau variety with canonical singularities.
At the other end of the spectrum, if and only if is maximally degenerate, i.e. a “large complex structure limit”. In that case, the essential skeleton is shown to be a pseudomanifold in [NX13]. Building on this, we prove:
Theorem C.
Let be a smooth projective family of Calabi–Yau varieties, meromorphic at . Assume that is maximally degenerate and has semistable reduction. Then the skeletal measure is a multiple of the integral affine Lesbesgue measure on .
This theorem also holds in the purely non-Archimedean setting of Calabi–Yau varieties defined over the field of Laurent series. The semistable reduction condition means that admits an snc model with reduced. This condition is always satisfied after a finite base change.
Theorem C describes measure-theoretic degenerations of Calabi–Yau varieties. Let us briefly discuss the case of metric degenerations. Consider a smooth projective family of Calabi–Yau varieties, meromorphic at , and suppose the family is polarized, that is, we are given a relative ample line bundle on . By Yau’s theorem [Yau78], each fiber carries a unique Ricci-flat Kähler metric in the cohomology class of .
By [Wan03, Tos15, Taka15], the diameter of remains bounded if and only if , that is, admits a model such that has klt singularities. In this case, it is shown in [RZ11, RZ13], building in part on [DS14], that converges in the Gromov-Hausdorff sense to the Calabi–Yau variety , endowed with the metric completion of its singular Ricci-flat Kähler metric in the sense of [EGZ09].
The maximally degenerate case is the object of the Kontsevich–Soibelman conjecture [KS06]22 2 Essentially the same conjecture was stated independently by Gross–Wilson [GW00] and Todorov., which states that (which has diameter one) converges in the Gromov-Hausdorff sense to the essential skeleton endowed with a piecewise smooth metric of Monge-Ampère type, i.e. locally given as the Hessian of a convex function satisfying a real Monge-Ampère equation. This conjecture has been verified for abelian varieties see e.g. [Oda14] but is largely open in general. The “mirror” situation, when one fixes the complex structure and degenerates the cohomology class of the Ricci-flat Kähler metric (along a line segment in the Kähler cone), is better understood [GW00, Tos09, Tos10, GTZ13a, GTZ13b, HT14, TWY14]. By performing a “hyper-Kähler rotation”, this implies a version of the Kontsevich–Soibelman conjecture for special cases of Type III degenerations of K3 surfaces [GW00].
Theorems A and C indicate a possible approach to the Kontsevich–Soibelman conjecture. Indeed, recall that the metric for is constructed as the curvature form of a smooth metric on , where in turn is obtained as a solution of the complex Monge-Ampère equation .
On the central fiber of , it was shown in [BFJ15] that there exists a metric on the line bundle , unique up to scaling, solving the non-Archimedean Monge-Ampère equation (at least when is defined over an algebraic curve). It is now tempting to approach the Kontsevich–Soibelman conjecture by studying the behavior of as . However, this seems to be a delicate issue since there is no a priori reason why the weak continuity at of would imply continuity of the solutions .
Instead of Calabi-Yau manifolds, it would be interesting to study degenerating families of canonically polarized projective manifolds, where the metric on would be the Kähler-Einstein metric or the Bergman metric, and prove versions of Theorems A and C in this context.
The paper is organized as follows. After recalling various facts in §1 we define in §2 the hybrid space associated to an SNC model . The proof of Theorem A is given in §3. In §4 we define the space associated to a degeneration as an inverse limit of the spaces , and prove Corollary B. Various notions of skeleta are defined and studied in §5, and in §6 we formalize the notion of a residually metrized model of the canonical bundle, and associate to such an object a positive measure on the relevant Berkovich space. Degenerations of Calabi–Yau varieties are studied in §7 where we prove Theorem C. In §8 we study various extensions, and in Appendix A we recall the Berkovich analytification of a scheme over a Banach ring.
Acknowledgement. We are very grateful to Johannes Nicaise and Chenyang Xu for explaining the behavior of Poincaré residues in the present context. We also thank Vladimir Berkovich, Antoine Chambert-Loir, Antoine Ducros and Charles Favre for useful comments leading up to this work, Bernard Teissier for help with the Hironaka flattening theorem, and Matt Baker and Valentino Tosatti for comments on a preliminary version of this manuscript. Boucksom was supported by the ANR project GRACK. Jonsson was supported by NSF grant DMS-1266207, a grant from the Knut and Alice Wallenberg foundation and a grant from the United States—Israel Binational Science Foundation.
1. Preliminaries
The goal of this section is to fix conventions and notation for metrics and measures, and to recall a few basic facts on integral affine structures. We also make a few calculations regarding tropicalizations that will be useful in the proof of Theorem A.
1.1. Metrics
We use additive notation for line bundles and metrics over an analytic space , both in the complex and non-Archimedean setting. This amounts to the following two rules:
- (i)
if for , is a metric on a line bundle and , then is a metric on ;
- (ii)
a metric on the trivial line bundle is of the form for a function on , and we identify the metric with .
If is a section of a line bundle on , then stands for the corresponding (possibly singular) metric on in which has length 1. For any metric on , the above rules imply that is a function on , and
is the pointwise length of in the metric .
A metric on a -line bundle is a collection of metrics on , for sufficiently divisible, such that .
The line bundle associated to any Cartier divisor on comes with a canonical singular metric , smooth outside . This fact extends to -divisors, by interpreting as a metric on a -line bundle. In the complex case at least, the curvature current of , correctly normalized, coincides with the integration current on .
1.2. Measures and forms
Any finite-dimensional real vector space comes equipped with a Lebesgue (or Haar) measure , uniquely defined up to a multiplicative constant. Any lattice allows us to normalize by .
To any top-dimensional differential form on a manifold is associated a positive measure on . For example, if is a lattice as above, is a basis of the dual lattice, then is Lebesgue measure on normalized by .
If is a complex manifold of dimension , and is a section of , that is, a holomorphic -form, we define as the positive measure
The normalization is chosen so that the measure associated to the form on is Lebesgue measure on .
This construction induces a natural bijection between smooth metrics on the canonical bundle and (smooth, positive) volume forms on , which associates to a smooth metric on the volume form locally defined by
for any local section of . If is another metric on , then
where is the usual exponential of the smooth function . This can be used to make sense of as a positive measure for any (possibly singular) metric on . Similarly, is a volume form for every metric on , .
Now assume is a pair in the sense of the Minimal Model Program, i.e. is a normal complex space and is a (not necessarily effective) -Weil divisor on such that
is a -line bundle. Denote by the canonical singular metric on , viewed as a -line bundle. If is smooth metric on the -line bundle , then is a smooth metric on , and is thus a volume form on .33 3 Here and in what follows, we write for the complement of the support of a (not necessarily reduced) divisor in a complex space .
A pair is subklt if for some (or, equivalently, any) log resolution of , the unique -divisor such that and has coefficients . The pair is klt if is further effective.
Lemma 1.1.
For any smooth metric on , is subklt if and only if the measure has locally finite mass near each point of .
Proof.
With the above notation it is immediate to check that
We are thus reduced to a log smooth pair , i.e. is smooth and has snc support, and the proof is then trivial. ∎
1.3. Integral piecewise affine spaces
If is a rational polytope in , that is, the convex hull of a finite subset of , denote by the finitely generated free abelian group obtained by restricting to affine functions with coefficients in (constant term included). Denote by the constant function on with value , and set
Denote also by the greatest integer such that .
The data of modulo homeomorphism is called an (abstract) -polytope. The functions in are called integral affine, or -affine.
The evaluation map defines a canonical realization as a codimension one rational polytope, with tangent space identified with . Further, the lattice yields a normalized Lebesgue measure on .
The main example for us is as follows.
Lemma 1.2.
Given , view
as a -simplex. Then , and
Proof.
Note that . The linear isomorphism given by takes to the standard simplex
and hence
Write as the kernel of defined by . Then , , and the exact sequence
gives as desired
Finally, the first assertion is clear. ∎
Remark 1.3.
By setting , we can identify with the simplex in . The normalized Lebesgue measure on is then given by .
A compact rational polyhedron in is a finite union of rational polytopes , which may then be arranged so that is either empty or a common face of and . We then say that is a subdivision of , and call the subdivision simplicial if each is a simplex. A continuous function on is integral piecewise affine (-PA for short) if for some subdivision of . These functions form a subgroup , and the data of modulo homeomorphism is called a compact -PA space.
The normalized Lebesgue measure of is defined as
for some (and hence any) subdivision into -polytopes.
Note that a -polytope can be regarded as a -PA space and that .
1.4. Tropicalizations and polar coordinates
The material in this section is surely well known, but we include the details for lack of a suitable reference. The calculations here are used in the proof of Theorem 3.4 (which implies Theorem A).
Let be a lattice, the dual lattice, the semigroup ring and the algebraic torus. A basis for induces a dual basis for and elements , , such that and .
Let be the -invariant global section given in coordinates by
Note that is independent of the choice of coordinates, up to a sign. Its associated measure
is -invariant, and hence a Haar measure on .
We can write this measure in (logarithmic) polar coordinates via the canonical tropicalization map , given in the basis above by
Note that sits in the exact sequence obtained by tensoring with the exact sequence induced by . In particular, is a compact torus, and is a principal -bundle.
On the one hand, let be the translation invariant real -form on the tropical torus given by
This form is again independent of the choice of basis, up to a sign, and its associated measure is the Lebesgue (or Haar) measure on normalized by .
On the other hand, since is a principal -bundle, each fiber has a unique -invariant probability measure . Then has a fiber decomposition
i.e.
| (1.1) |
for any . Concretely, we can use logarithmic polar coordinates on :
for ; then , and
We will need the same analysis on certain subgroups of . Fix an element and let be the corresponding character. Let be the largest integer such that . In the bases above, we can write and , where ; then . On the other hand, we can pick a basis such that and . This is useful for computations.
For , is a complex manifold with connected components. Note that is an algebraic subgroup of and that is a torsor for for any . The -invariant -form induces in a canonical way a -invariant -form on , obtained as the restriction to of any choice of holomorphic -form on such that . In general coordinates as above, we can pick
where . In special coordinates, so that and , we then have , and hence
Note that is Haar measure on , whereas is a -invariant measure on . In the special case , consists of points, and gives mass to each of them.
Next we study the analogous situation in the tropical torus . Viewing as a linear form on , set for . The lattice defines an integral affine structure on , and hence a normalized Lebesgue measure . Note that
for any choice of -form on such that . In general coordinates, we pick
where . In special coordinates, .
Finally we describe in polar coordinates. The tropicalization map induces a principal -bundle with , and hence an invariant probability measure on on each fiber . We claim that
i.e.
| (1.2) |
for any , where .
The proof is essentially the same as that of (1.1). We work in special coordinates, so that and . Then has connected components , , and
The restriction of the tropicalization map to amounts to the change of coordinates for , where the are constants with . In these coordinates,
Here induces the measure on , whereas is Lebesgue measure on . Hence (1.2) follows.
2. The hybrid space associated to an snc model
In this section, we show how to perform a topological surgery in a complex manifold, replacing a simple normal crossing divisor with its dual complex. Our construction is similar to the one used by Morgan-Shalen in [MS84, §I.3], and can even be traced back to the pioneering work of Bergman [Berg71].
2.1. The dual complex
Let be an effective divisor with simple normal crossing (snc) support in a complex manifold . By definition, with and a finite family of smooth irreducible divisors such that
is either empty or smooth of codimension (with finitely many connected components) for each . A connected component of a non-empty is called a stratum. Together with , the locally closed submanifolds define a partition of .
The dual complex is the simplicial complex44 4 This is understood in the slightly generalized sense that the intersection of two faces is a union of common faces. defined as follows: to each stratum corresponds a simplex
and is a face of if and only if . This description equips with an integral affine structure, by which we mean a compatible choice of integral affine structures on each simplex . This further induces a -PA structure on .
We write for the stratum of a face . Each point belongs to for a unique stratum , obtained as the connected component of containing , with . We denote by the corresponding face of .
2.2. The hybrid topology
Next we define a natural topology on the disjoint union
Consider a connected open set meeting and local coordinates on . We say that the pair is adapted (to ) if the following conditions hold:
- (i)
if are the irreducible components of intersecting , then we have for a component of ;
- (ii)
is an equation of with , .
We call the stratum of , and denote by
the corresponding face of . The function is an equation of in , with , and we get a continuous map by setting
For any two adapted coordinate charts , , with the same stratum , we have with nonvanishing on , for (after a possible reindexing); it follows that
| (2.1) |
locally uniformly on . We next show how to globalize this construction.
Proposition 2.1.
There exists an open neighborhood of and a continuous map such that for each adapted coordinate chart with we have and
| (2.2) |
uniformly on compact subsets of .
This will be accomplished by means of a partition of unity, using the following elementary special case of [Cle77, Theorem 5.7].
Lemma 2.2.
There exists a family of adapted coordinate charts, such that forms a locally finite covering of and such that the strata of the satisfy
| (2.3) |
for every finite .
Proof of Proposition 2.1.
Pick an open cover as in Lemma 2.2, and denote by the corresponding maps. Set , and pick a partition of unity subordinate to . We claim that for each there exists an open neighborhood of and a face of such that
for any . Indeed, using (2.3) it is easy to see that
satisfies this property. By convexity of , it follows that is well-defined on , and hence yields a continuous map . The last property is a direct consequence of (2.1). ∎
We extend the previous map as
by setting on .
Definition 2.3.
The hybrid topology on is defined as the coarsest topology such that:
- (i)
is an open embedding;
- (ii)
For every open neighborhood of in , the set is open in ;
- (iii)
is continuous.
Using (2.2), this definition is easily seen to be independent of the choice of map . If is compact and is a compact neighborhood of , then one easily checks that the corresponding subset is compact (Hausdorff). When has only one irreducible component, is simply the Tychonoff one-point compactification of .
Example 2.4.
Set and the union of the coordinate axes, with coordinates . Then is itself an adapted coordinate chart. In these coordinates, becomes the map sending to . As a consequence, given and , the closure in of the closed subset
is given by , where . Further, the sets , for form a basis of closed neighborhoods of the point in . See Figure 1.
3. Proof of Theorem A
In this section, we describe in more detail the objects involved in Theorem A, and then provide a proof. We work purely in the complex analytic category here.
3.1. Residual measures
Let be an snc degeneration, i.e. a proper, surjective holomorphic map from a connected complex manifold to the unit disc in , whose restriction to is a submersion and such that has snc support. Note that is non-singular for . The dual complex is defined as that of ; it is equipped with its natural -PA structure. The logarithmic canonical bundle of is
Setting , we define the relative logarithmic canonical bundle as
Now suppose we are given a -line bundle on extending . We then have a unique decomposition
with . Set and .
Definition 3.1.
We denote by the subcomplex of such that a face of is in if and only if each vertex of achieves .
In general, is neither connected nor pure dimensional. We say that a face of is maximal if it is not contained in a larger face of .
Lemma 3.2.
Let be a stratum corresponding to face of , and denote by the set of irreducible components cutting out . Then
is a -divisor on with snc support, and we have a canonical identification
as -line bundles. If we further assume that is a maximal face of , then has coefficients , so the pair is subklt.
Proof.
The first point is a simple consequence of the triviality of the normal bundle together with the adjunction formula
canonically realized by Poincaré residues once an order on has been chosen. When is a maximal face of , each meeting properly satisfies , which implies that has coefficients . ∎
If is a continuous metric on , may thus be viewed as a metric on . When is a maximal face of , the pair is subklt, and Lemma 1.1 applies. This leads to the following notion.
Definition 3.3.
Let be a stratum corresponding to a maximal face of . The residual measure on of a continuous metric on is the (finite) positive measure on defined by
This measure can be more explicitly described as follows. At each point , pick local coordinates such that are local equations for the components of that pass through , indexed so that , where , and such that The logarithmic form
is a local trivialization of , and hence induces a local trivialization of . We may then view as a local -generator of . Under the identification , we have
with
We infer
| (3.1) |
3.2. Statement and first reductions
It will be convenient to introduce the quantity
for . Note that as .
Let be the locally compact hybrid space constructed in §2. It comes with a proper map extending and such that . The next result implies Theorem A in the introduction.
Theorem 3.4.
Let be an snc degeneration, a -line bundle on extending , and a continuous metric on . Define as above, and set . Then, viewed as measures on ,
converges weakly to
where ranges over the -dimensional faces of . Here denotes normalized Lebesgue measure on and , where and , are the divisors defining .
We start by making a few reductions. First, we may—and will—assume in what follows that . Indeed, defines a nonvanishing section of , and hence a smooth metric , so we may replace and with and , respectively, and end up with .
Since , we then have , with equality if and only if corresponds to a vertex of .
Next we reduce the assertion of Theorem 3.4 to a local problem. Let be the stratum of an arbitrary face of , and denote by the components of cutting out , ordered so that
We can then make the identification
with . Set and
Then is a face of under the embedding given by . Let be the corresponding stratum of .
Note that contains a face of if and only if ; in that case, the face is unique, equal to (which then implies ).
Pick , and choose local coordinates at such that is a local equation of for and
We may assume that is defined on a polydisc with . Decompose
as
where we view as a point of , and as a point of .
The coordinate chart is adapted to in the sense of §2.2, with
given by
We aim to establish the following result.
Lemma 3.5.
Pick . If and , then
in the weak topology of measures on , with the unique -dimensional face of contained in . Otherwise (i.e. if or ) .
Granted this result, let us show how to prove Theorem 3.4. For , is an compact neighborhood of with a map as in Proposition 2.1. We will use
Lemma 3.6.
Let , be a family of probability measures on such that is supported on . Then if and only if . Here the limits are in the sense of weak convergence of measures on and , respectively.
By Lemma 3.6 we must show that
where ranges over -dimensional simplices in . But this is easily seen to follow from Lemma 3.5, using a partition of unity argument as in the proof of Proposition 2.1.
Proof of Lemma 3.6.
The direct implication follows from the continuity of . For the reverse implication, assume that and consider the following three subsets of : is the set of functions of the form , where ; is the set of functions of the form , where ; and together with the constant function 1. Then the real vector space spanned by functions of the form , with is easily seen to be an -algebra that separates points and contains all constant functions. By the Stone-Weierstrass Theorem, is dense in , so it suffices to prove that for . By linearity, we may assume with . We may further assume . Write and . Then
which completes the proof. ∎
3.3. Proof of Lemma 3.5
As in §3.1, we introduce the logarithmic form
and the corresponding local trivialization of . The restriction of to the fiber is a trivializing section of , explicitly given by
For close to 0, consider the map defined by
Note the similarity to the situation considered in §1.4. More precisely, view as embedded in , where , and consider the character on . If is the tropicalization map, then
Each fiber is a torsor for the (possibly disconnected) compact Lie group
hence carries a unique -invariant probability measure .
The analysis in §1.4 now gives the following expression for the volume form on in logarithmic polar coordinates:
Lemma 3.7.
For and close to 0, we have
| (3.2) |
where .
As before, view as a local -generator of , and set
By definition, we have , and hence
| (3.3) |
for every , thanks to Lemma 3.7.
We use the following change of variables. For , consider the polytope
where and .
Lemma 3.8.
The continuous map defined by
restricts to a homeomorphism between the interior of and the interior of . Further, its inverse maps the Lebesgue measure on to the measure
on , where is Lebesgue measure on normalized by .
Proof.
The first statement is elementary. To prove the second, we must make sure to handle the “multiplicities” and correctly. Parametrize the interior of by coordinates using . By Remark 1.3 we have
Similarly, we parametrize the interiors of and using coordinates and , respectively. Then
The required formula now follows from an elementary computation. ∎
Using the map and the fact that for , it is easy to see that
By (3.3), it follows that
| (3.4) |
and hence unless and , which we henceforth assume. Given , our goal is now to show
| (3.5) |
Let us first express both sides of (3.5) in logarithmic polar coordinates. We start by the left-hand side. Set . By (3.3) and Lemma 3.8 we have
| (3.6) |
where
and is the same measure as via the identification .
Note that , so
Consider the tropicalization map
given by . Each fiber is a torsor for the compact torus and hence carries a unique invariant probability measure . As , the probability measure converges weakly to for any .
4. The limit hybrid model
Let be a proper submersion, with a connected complex manifold. Assume that is meromorphic over in the sense that it admits a model , that is, is a normal complex space, is a flat proper map, and we are given an isomorphism over . We say that is an snc model (of ) if is smooth and the Cartier divisor has simple normal crossing support. Such models always exist by Hironaka’s theorem.
To any snc model we can associate as in §2 a hybrid space , that of course depends on . In this section we define a canonical hybrid space , obtained as the inverse limit of the , that does not have this defect. We then prove Theorem B from the introduction.
In the projective case, we show that the both the central fiber and the closed subset can be viewed as analytifications in the sense of Berkovich.
4.1. Snc models and simple blowups
Given any two models , of , there is a canonical bimeromorphic map , and we say that dominates if this map is a morphism. Any two models , is dominated by a third, for instance the normalization of the graph of . By Hironaka’s theorem, any model is dominated by an snc model. Thus the set of models forms a directed set, in which snc models are cofinal.
Suppose is an snc model and that is another model that dominates via . As in [KS06, Definition 22] we say that is a simple blowup if it is a blowup along a smooth, connected complex subspace of meeting transversely (or not at all) every irreducible component of that does not contain it. In this case, is also an snc model.
Lemma 4.1.
Suppose and are snc models and that dominates via . Then there exists a third snc model dominating , such that the induced map is a composition of simple blowups.
We are grateful to Bernard Teissier for help with the following argument.
Proof.
By Hironaka’s version of the Chow theorem (in turn a consequence of the flattening theorem), see [Hir75, Corollary 2], there exists a complex manifold and a projective bimeromorphic morphism such that dominates . Since is an isomorphism above , the construction in [Hir75] further guarantees that is an isomorphism above . Indeed, the proof proceeds by blowing up well-chosen smooth centers contained in the non-flat locus of , see Définition 4.4.3 (2) in loc. cit.
We may therefore assume that itself is projective, and more precisely the blowup of an ideal cosupported on . By the principalization theorem for ideals, there exists a projective bimeromorphic morphism that is a composition of simple blowups, such that the pullback of to is a principal ideal, see [Kol07, Theorem 3.45] or [Wło09, Theorem 2.0.3]. In particular, dominates . ∎
4.2. Induced maps between dual complexes
Suppose and are snc models with dominating via . There is then an integral affine map
defined as follows. Consider any simplex of and let be the corresponding stratum. There exists a unique minimal stratum of such that . Let be the corresponding simplex. Let , (resp. , ) be the irreducible components of cutting out (resp. ). Then
for , where .
We can realize the simplex (resp. ) as the subset (resp. ), where (resp. ) is the multiplicity of in (resp. of in ). The restriction of to is then given by
| (4.1) |
for . It is clear that defines a continuous, integral affine map from to . Further, if , and are snc models with dominating , and dominating , then .
In general, it may happen that is a strict subvariety of , and the linear map defining could fail to be injective or surjective.
Definition 4.2.
With notation as above, we say that is active for if the restriction is a bimeromorphic morphism and the -linear map defining is an isomorphism. In this case, and have the same dimension, and maps homeomorphically onto a -subsimplex of of the same dimension.
Denote by the union of all simplices in that are active for . Our goal in this subsection is to prove the following result.
Proposition 4.3.
Let and be snc models, with dominating . Then maps homeomorphically onto .
Corollary 4.4.
The images under of the active simplices in form a simplicial -subdivision of . As a consequence, there exists a unique, -PA map such that and .
When , and are projective, one can prove Proposition 4.3 using the algebraic tool of valuations. Here we follow an ad hoc approach, based on Lemma 4.1.
Lemma 4.5.
Suppose , and are snc models, with dominating and dominating . Let be a simplex of , and let be the smallest simplex of containing . Then is active for iff is active for and is active for . As a consequence, .
Proof.
To ease notation, set and . Let be the smallest simplex of containing . Write , and for the strata of , and corresponding to , and , respectively. The restrictions and are given by -linear maps, and we have induced morphisms and .
First suppose that is active for and is active for . Then and are given by -linear isomorphisms; hence so is the composition . Similarly, the maps and are bimeromorphic morphisms; hence so is the composition . It follows that is active for .
Conversely, suppose is active for . Since the map is a bimeromorphic morphism, the map (resp. ) must be injective (resp. surjective). In particular, and . Similarly, since the -linear map defining is an isomorphism, the -linear map defining (resp. ) must be injective (resp. surjective). In particular, and . Now
so we infer that and . This further implies that the maps and are bimeromorphic morphisms, and that the -linear maps defining and are isomorphisms. Hence and are active for and , respectively. ∎
Lemma 4.6.
Suppose , and are snc models, with dominating and dominating .
- (a)
If is surjective, then so is .
- (b)
If is injective and is surjective, then is injective.
- (c)
If and are both surjective, then so is .
- (d)
If and are both injective, then so is .
Proof.
This is formal consequence of the relations and . For example, let us prove (a). Pick any point . The assumption implies that we can find with . Then and . Thus (a) holds. The proofs of (b)–(d) are similar and left to the reader. ∎
Lemma 4.7.
The assertions of Proposition 4.3 hold when is a simple blowup.
Proof.
This is well known (see e.g. [KS06, p.381]) but we supply a proof for the convenience of the reader. To simplify notation, we set , , and .
Let be the center of the blowup , and the smallest stratum of containing . Let , be the irreducible components of , the subset such that is an component of , and the simplex defined by . Let , be the strict transform of to . Finally, let be the exceptional divisor of . It corresponds to a vertex of .
First assume . In this case, is obtained from by “raising a tent over the simplex ”. Let us be more precise. Consider a simplex of , corresponding to a stratum of . By the definition of a simple blowup, meets every irreducible component of transversely (if at all). It follows that cannot be contained in , so is a biholomorphism above a general point of . Thus the strict transform of defines a stratum of as well as a simplex of , whose vertices correspond to the strict transforms of the vertices of . In this case, maps onto , and is a bimeromorphic morphism, so is active for .
This proves that is surjective. To prove injectivity, consider a stratum of , with corresponding simplex of . If is not contained in , then is a biholomorphism at the general point of , is a stratum of of the same dimension as , and is the strict transform of . Thus we are in the situation above. On the other hand, if is contained in , then there exist irreducible components , of , having strict transforms , , such that has and , as vertices. Since is not a stratum of , the smallest stratum containing is cut out by , . It follows that maps the simplex onto the lower-dimensional simplex , so is not active for . Hence is injective.
Now assume is stratum of , defining a simplex with vertices , . In this case, is obtained from by a barycentric subdivision of the simplex . Again, let us be more precise. The same argument as above shows that if is a stratum of that is not contained in , and is the strict transform, then the simplex is active for and . Further, is the unique simplex in that is active for and whose image under meets the interior of .
It remains to consider strata of contained in . This becomes a toroidal calculation. Let be such a stratum, cut out by , , where . Then consists of strata , , each cut out by and , . The restriction is a bimeromorphic morphism, and the the corresponding simplex is active for and maps homeomorphically onto a simplex contained in . Further, these simplices have disjoint interiors and cover . Finally, if is a stratum of contained in , then is a stratum contained in , hence is one of the strata above. This completes the proof. ∎
Proof of Proposition 4.3.
Since is continuous, is compact, and is Hausdorff, it suffices to prove that is bijective.
Using Lemma 4.6 (c)–(d) and Lemma 4.7, one proves by induction on the number of blowups that is bijective when is a composition of simple blowups.
Now consider the general case. Using Lemma 4.1 we find an snc model dominating both and and such that the morphism is a composition of simple blowups. Thus is bijective. By Lemma 4.6 (a), it follows that is surjective. Since and were arbitrary snc models with dominating , it follows that is also surjective. It now follows from Lemma 4.6 (b) that is injective, which completes the proof. ∎
4.3. Induced maps between hybrid spaces
To any snc model of we associated in §2 a hybrid space . Let us briefly recall the topology on in the present context. Extend to a map
by declaring on . For , define . The construction in §2 yields, for , a tropicalization map
uniquely defined up to an additive error term of size . The topology on is the coarsest one such that is continuous, is continuous, and the inclusion is an open embedding.
Now suppose and are snc models, with dominating via . Define the map to be the identity on and equal to the map on defined in §4.2.
Proposition 4.8.
The map is continuous and surjective. Further, we have
| (4.2) |
on for .
Proof.
Surjectivity follows from Proposition 4.3, and continuity from (4.2) after unwinding the definitions. It remains to establish (4.2). Consider any point and set . We can find adapted coordinate charts at on and at on such that and such that the following holds: in , in and . Since the map is given by (4.1), the result now follows from Proposition 2.1. ∎
4.4. The limit hybrid space
Proposition 4.8 allows us to introduce
Definition 4.9.
The hybrid space associated to is the topological space
where runs over all snc models of .
Here is equipped with the inverse limit topology. The maps define a continuous and proper map
We can identify with the open subset . Similarly, the compact subset can be identified with . For every snc model we have, by the definition of the inverse limit, a continuous proper map . We also have an embedding of onto a closed subset of . It satisfies on .
Remark 4.10.
It is not clear how to define a map , since each tropicalization map is only defined on , where depends on . See §4.6 for a substitute in the projective case.
4.5. Convergence of measures
For any locally compact Hausdorff space , let denote the space of signed Radon measures on . By definition we have , and this induces a homeomorphism
Theorem 3.4 now implies the following result, which is equivalent to Corollary B in the introduction.
Corollary 4.11.
Let be a proper submersion that is meromorphic at , and let be a continuous metric on with analytic singularities. Then there exists a positive measure on such that if , then in the sense of weak convergence of measures on . Further, there exists a snc model and a -line bundle on extending such that extends to a smooth metric on , and
where ranges over the -dimensional faces of . Here denotes normalized Lebesgue measure on and , where and , are the divisors defining .
4.6. The projective case
Now consider the case when is projective.55 5 In the projective case, the existence of the spaces and was observed by Kontsevich and Soibelman, see [KS06, p.383]. As we now explain, we can then view and its central fiber as analytic spaces.
The projectivity assumption means that can be viewed as a smooth subspace , defined by homogeneous polynomials with coefficients that are holomorphic functions on and meromorphic at .
We can view these coefficients as complex formal Laurent series, that is, elements of the field . Given , this field admits a natural non-Archimedean absolute value that is trivial on and normalized by . In other words, we have .
Further, the equations defining now define a smooth projective variety over the field . To this variety we can associate a non-Archimedean space , namely the Berkovich analytification of with respect to non-Archimedean norm on . This is a connected and locally connected compact (Hausdorff) space.
We claim that is homeomorphic on . To see this, we note that, for the same reasons as above, every projective snc model of defines a projective snc model of over the valuation ring of . Further, the dual complex of can be identified with the dual complex of . Now, there exists a canonical retraction map , and we have
| (4.3) |
This was announced in [KS06, Theorem 10, p.383]; see e.g. [BFJ16, Corollary 3.2] for details. On the other hand, Lemma 4.1 implies that in , we may take the limit over projective snc models. This implies that .
Next we analyze the space itself, using Appendix A. Fix and consider the Banach ring
where is the maximum of the usual norm and the trivial norm on . The Berkovich spectrum of is homeomorphic to .
Every function that is holomorphic on and meromorphic at defines an element of . Hence we can define the base change using the same homogeneous equations as above. Then is a scheme of finite type over , so its analytification is a compact Hausdorff space with a continuous map onto . (In Appendix A.6, this analytification is denoted by , but here we use for clarity.) We have a homeomorphism
| (4.4) |
and another homeomorphism
| (4.5) |
Proposition 4.12.
The map is homeomorphism.
Proof.
It follows from (4.4) and (4.5) that is a bijection. Since is compact and is Hausdorff, it only remains to prove that is continuous. It suffices to show that the corresponding map is continuous for a given snc model . For this, in turn, it suffices to show that is continuous near the central fiber.
Consider a coordinate chart adapted to in the sense of §2.2. Let be the irreducible components of intersecting . Let be the set of seminorms satisfying for . Then we have
on . Now the function is continuous on with values in the simplex . This completes the proof, since we can cover a neighborhood of the central fiber in with sets of the type . ∎
5. Berkovich spaces and skeleta
Our goal in this section and the next is to study the limit measure appearing in Corollary B in more detail. This measure lives on a Berkovich space and its support has an integral piecewise affine structure.
In this section we undertake a fairly general study of metrics on the canonical bundle of a projective variety defined over a discretely valued field of residue characteristic zero. To such a metric is associated a skeleton, a subset of the underlying Berkovich space. In the setting of Corollary B, the skeleton will be the support of the measure .
The material here has overlap with [MN15, NX13] and also draws on [Tem14], but we present some details for the convenience of the reader.
Until further notice, denotes a smooth proper variety over the field of formal Laurent series with coefficients in an algebraically closed field of characteristic . We set and denote by the Berkovich analytification of with respect the non-Archimedean absolute value on , for some fixed .
While comes equipped with a structure sheaf, we shall merely consider it as a topological space. Since is proper, is compact. There is a natural continuous surjective map such that the preimage of a (scheme) point is identified with the set of real-valued valuations66 6 Here we use additive terminology; the multiplicative norm associated to is . on the residue field of satisfying and . In particular, the preimage of the generic point of consists of real-valued valuations of the function field .
5.1. Models
Set . Following the convention of [MN15], we define a model of to be a normal scheme , flat and of finite type (but possibly non-proper) over , together with an identification of the generic fiber of the structure morphism with .
For any two models , , the identifications of the generic fibers with induces a unique birational map . We say that dominates if this map is a morphism. Any two models can be dominated by a third.
For any model and every irreducible component of , we set , and view the divisorial valuation
as an element of . The set of such points is a dense subset .
We usually denote by the irreducible decomposition of the central fiber, and write for . We say that is snc if ( is regular and) has simple normal crossing support. Since has characteristic , this means that each non-empty is smooth over , of codimension in .
More generally, a model is toroidal if is a strict toroidal embedding in the sense of [KKMS], i.e. is formally isomorphic, at each closed point of , to the inclusion of in a toric -variety, and such that each is normal (which then implies that each non-empty is normal).
Every model contains a largest snc Zariski open subset . By Temkin’s version of Hironaka’s theorem [Tem12], is dominated by an snc model such that the induced birational morphism is projective, and an isomorphism over .
If is a model of , the set of semivaluations that admit a center (or reduction) on is a closed subset; it can be viewed as the generic fiber of a suitable formal scheme [MN15, 2.2.2]. By the valuative criterion of properness, we have for each proper morphism of models , and if is proper (over , that is). The reduction map , taking a semivaluation to its center, is anticontinuous.77 7 Anticontinuity means that the inverse image of an open set is closed.
The set consists of all divisorial valuations on that are centered on , trivial on and such that .
5.2. Model metrics
If is a line bundle on , a model of is a -line bundle on a proper model , together with an identification . It defines a model metric on the Berkovich analytification of . If is another model of , determined on a proper model of , then if and only if the pull-backs of and to some higher model coincide.
A model of is given by a -Cartier divisor supported on the central fiber of a proper model ; the corresponding model metric will then be identified with the model function defined by . It satisfies
| (5.1) |
where runs over the irreducible components of .
5.3. Log canonical divisors
If is a regular model, is a locally complete intersection morphism, so the dualizing sheaf is a well-defined line bundle (see [MN15, §4.1] for a more detailed discussion). For an arbitrary (normal) model, we may thus introduce the relative canonical divisor (class) as the Weil divisor class on such that . We then define:
- (i)
the canonical divisor ;
- (ii)
the log canonical divisor ;
- (iii)
the relative log canonical divisor
Note that is -Cartier if and only if is -Cartier.
Example 5.1.
Assume that is snc, and write as above . Pick a closed point , and denote by the set of components of passing through . We may choose a regular system of parameters such that is a local equation of for , i.e. for some unit . The logarithmic form
is then a local generator of , and induces a local generator
of .
5.4. Log discrepancies
Let be a model with -Cartier, and recall that denotes the set of divisorial valuations on such that . We define the log discrepancy as the log discrepancy of with respect to the pair , in the usual sense of the Minimal Model Program.
The log discrepancy function is characterized by the following property: if is a model over with proper birational morphism , then
| (5.2) |
with running over the irreducible components of .
We say that a model is log canonical (lc for short), Kawamata log terminal (klt) or divisorially log terminal (dlt) if the pair has this property, in the sense of the Minimal Model Program.
Since the generic fiber is smooth, a model is thus lc (resp. klt) if and only if is -Cartier, with log discrepancy function taking non-negative (resp. positive) values. If is lc, then the center of a valuation with is called an lc center of , and an lc model is dlt if and only if contains all lc centers. The irreducible components of each non-empty are then normal, with generic point contained in [Kol13, 4.16].
Example 5.3.
Assume that , and let be a dlt model. Each irreducible component is then a smooth curve. At a point , , is snc. At a closed point , is either regular, or has a cyclic quotient singularity.
Example 5.4.
Example 5.5.
If is any model such that has klt singularities (and hence is reduced), then is dlt, by inversion of adjunction.
5.5. The skeleton of a dlt model
The dual complex of an snc model is defined as the dual complex of the snc divisor , as in §2.1. It is equipped with a natural integral affine structure, in which the face corresponding to a component of a non-empty is identified with the simplex
in such a way that .
As explained in [BFJ16, §3] and [MN15, §3], there is a natural embedding
that takes a point to the corresponding monomial valuation. In particular, the vertex corresponding to is sent to the divisorial valuation . The value group of a valuation , , is given by
Further, if , then is the closure of the center of .
The resulting subspace is called the skeleton of . It is naturally a -PA space, the -PA functions on being precisely the restrictions of model functions determined by a Cartier divisor on some proper modification .
We further have a natural retraction , mapping a valuation centered on to the monomial valuation taking the same values on the ’s. These retractions induce a homeomorphism
where runs over all proper (or projective) snc models, compare (4.3).
If is a proper morphism of snc models, then, by [MN15, 3.1.7],
the first inclusion being -PA. Further,
coincides with the set of (quasi)monomial, or Abhyankar, valuations.
For a dlt model , the dual complex and skeleton are simply defined as those of , cf. [NX13]. The retraction can be defined as above when is -factorial, but its existence is otherwise unclear (at least to us!).
By [KKMS], any toroidal model has a dual complex endowed with a natural integral affine structure. This dual complex is canonically realized as a subspace , for instance by setting for any toroidal modification with snc. Thus is equipped with a -PA structure.
5.6. From log discrepancies to Temkin’s metric
As noted in [FJ04, BFJ08, JM12] in increasing order of generality, log discrepancy functions extend in a natural way to Berkovich spaces. More precisely, let be any model of such that is -Cartier, with log discrepancy function . For each snc model properly dominating , a simple computation going back (at least) to [Kol97, Lemma 3.11] shows the following:
- (i)
the restriction of to is -affine on each face of ;
- (ii)
we have , the inequality being strict outside .
We may thus extend to an lsc function by setting
| (5.3) |
for any . When is dlt, the log discrepancy function determines the skeleton as follows.
Proposition 5.6.
If is dlt, then .
Lemma 5.7.
Assume that is lc, and pick with . Then is an lc center of .
Proof.
We claim that, for every sufficiently high snc model proper over , and have the same center on . Indeed, the center of on is a specialization of that of , and hence . On the other hand, we have . Since is anticontinuous, is open, and hence contains for some snc model proper over . As a result, is a specialization of , and the claim follows.
By (5.3), we have , and it is thus enough to prove the result for . If is the unique face of containing in its interior, then on , since is non-negative and affine on . For any divisorial point in the relative interior of , we thus have and , which shows that is an lc center. ∎
Proof of Proposition 5.6.
When is snc, the result is a direct consequence of (i) and (ii) above. When is dlt, we have by definition
and on . It is thus enough to show that any with belongs to , i.e. satisfies . But is an lc center by Lemma 5.7, and hence by definition of dlt singularities. ∎
Let be a proper model with -Cartier. Viewed as a -line bundle, the latter is then a model of , and hence defines a model metric on . Further, (5.2) shows that the lsc metric
| (5.4) |
on is independent of . This is a special case of Temkin’s canonical metrization of the canonical bundle [Tem14].88 8 That we obtain Temkin’s metric follows from [Tem14, Theorem 8.1.2]. Note that Temkin uses multiplicative terminology. The weight function of [MN15] associated to a pluricanonical form is the function on .
5.7. The skeleton of a metric on
The purpose of this section is to introduce and study a slight generalization of the Kontsevich–Soibelman skeleton introduced in [KS06] and further analyzed in [MN15, NX13].
Definition 5.8.
If is a continuous (or usc) metric on , set and . The skeleton of is the compact set
Note that is an lsc function , and hence achieves its infimum.
Definition 5.9.
Let be a model of determined on a proper dlt model . We denote by the subcomplex of such that a face of is in if and only if each vertex of achieves with .
Concretely, the values are computed as follows: we have
with , and . Note that each face of contains at most one maximal face of .
Proposition 5.10.
Assume that is a model metric on , determined by a model of on a proper dlt model of . Then , and is affine on each face of . In particular,
| (5.5) |
where runs over the vertices in , and is the subset of corresponding to the subcomplex of .
5.8. Residual boundaries
The following construction plays a crucial role for the understanding of the limit measure appearing in Corollary B.
Consider a model metric of defined on a proper dlt model . Following §3.1 we explain how to associate a subklt pair to each stratum of corresponding to a maximal simplex in .
Let us first recall a few facts about adjunction. When is an snc model, each stratum comes with a boundary . Here is log smooth, and
| (5.6) |
the identification being provided by Poincaré residues. When is merely dlt, each stratum is normal, and comes with a canonically defined effective -divisor such that is dlt and still satisfies (5.6) (cf. [Kol13, 4.19]). We have
where is an effective -divisor supported in the complement of .
Example 5.11.
For each , contains finitely many prime divisors of . At the generic point of , has cyclic quotient singularities, and
with the order of the corresponding cyclic groups, cf. [Kol13, 3.36.3].
Now let be a model metric on , determined by a model of on a proper dlt model of . Introduce as before the function on , and note that the -Cartier divisor
is effective.
Lemma 5.12.
If is a stratum of corresponding to a face of , then . It follows that the -Cartier divisor
is well-defined, and we have a canonical identification as -line bundles. Further, if is a maximal face of , then the pair is subklt.
We emphasize that is not effective in general.
Proof.
The first two points are clear. When is a maximal face, each meeting satisfies . As a result, contains each lc center of , which yields the last assertion. ∎
5.9. Skeleta and base change
Now we study how skeleta of snc models and of metrics behave under base change.
For consider the Galois extension of , with Galois group , and set . Then acts on and the canonical map induces a homeomorphism
If is a model of , then its normalized base change yields a model of with a finite morphism . If is a -divisor on defining a model function on , then
| (5.7) |
When is an snc model, is toroidal, by [KKMS, pp.98–102]. The following rather detailed description will be useful later on.
Lemma 5.13.
We have . Further, for each face of , there exist positive integers , and satisfying
and such that the following properties hold: is a union of faces of , and these are permuted by . For each :
- (a)
induces a -affine isomorphism ;
- (b)
induces a generically finite map , of degree ;
- (c)
, and .
Furthermore, we have:
- (i)
;
- (ii)
;
- (iii)
.
Proof.
The proof uses the toroidal theory of [KKMS] together with elementary ramification theory of valuations [ZS75].
Let be the face of corresponding to an irreducible component of . Set . With the identification
the integral affine structure is given by the lattice . Note that .
Given a closed point , we can find local coordinates in the formal completion such that . A toric computation (cf. [KKMS, pp.98–102]) shows that has preimages in , with formally isomorphic, at each , to the product of with the affine toric -variety corresponding to the cone with lattice
It follows that is the union of the corresponding faces of , each isomorphic to
with integral affine structure induced by . Now restricts to a homeomorphism given by . Thus . This implies (i), and (ii)–(iii) easily follow.
Now note that
It remains to analyze the degree of the restriction . For this we use ramification theory.
The function field is a Galois extension of of degree , with Galois group . For any valuation , we have .
Let be a valuation corresponding to a point . Assume is “general” in the sense that . The point has preimages under , one in each , and the valuations are all the extensions of to . Let us compute the residue degree and ramification index of these extensions.
The residue fields of and are exactly the function fields of and , respectively, so the residue degree of the extension of is equal to .
The value group of is given by . Similarly, the value group of is given by . It follows that the ramification index of the extension of is given by
By [ZS75, p.77] we now have , which completes the proof. ∎
Next we study skeleta of metrics. Generalizing [NX13, Lemma 4.1.9], we prove:
Lemma 5.14.
Let be a continuous metric on , the metric on corresponding to , and set . Then . As a consequence, and .
Proof.
By [Gub98, Theorem 7.12] (see also [BFJ16, Corollary 2.3]), model metrics are dense in the set of continuous metrics on . Hence we may assume is a model metric. Using (5.3), it is enough to show that for a divisorial valuation . Let be an snc model with , and such that for a model of on . Since the normalized base change of is toroidal, we can choose a toroidal modification with snc. The induced morphism is toroidal; hence it satisfies the log ramification formula
By (5.7), we infer , which gives the desired result since , imply . ∎
6. Skeletal measures
From now on, we assume that , and that is a smooth projective variety over the non-Archimedean field . Our goal is to construct measures of the types appearing in Theorem A and Corollary B.
6.1. Residually metrized models
As explained above, to any model of a line bundle on , defined on a proper dlt model of , we can associate a skeleton . To produce a measure on we need additional data.
Definition 6.1.
Let be a line bundle on . A residually metrized model of is a pair where is a model of , determined on a proper dlt model of , and is a continuous Hermitian metric on , viewed as a holomorphic line bundle over the complex space . A residually metrized model metric on is an equivalence class of such pairs, modulo pull-back to a higher model.
Example 6.2.
If is trivial, then any choice of trivialization defines a residually metrized model metric on , determined on any model by and the trivial metric on .
6.2. Residual measures
Let be a residually metrized model of , determined on a proper dlt model . If is a stratum corresponding to a top-dimensional face of , Lemma 5.12 shows that the restriction of to induces a Hermitian metric on , with subklt. By Lemma 1.1, we may thus introduce:
Definition 6.3.
Let be a stratum corresponding to a top-dimensional face of . The residual measure of on is the (finite) positive measure
This definition is of course compatible with one in §3.1, and can be more explicitly described as follows. Let be a (closed) point of , index the irreducible components passing through so that is a component of with . In the notation of Example 5.1, the Poincaré residue
is a generator of . Setting , we have
and we may thus view
as a local -generator of . Further, , and corresponds to
under the identification . We arrive at
| (6.1) |
6.3. Measures on dual complexes
We now define measures associated to residually metrized model metrics.
Definition 6.4.
Let be a residually metrized model of , determined on a proper dlt model of . To we associate a positive measure on defined by
where runs over the top-dimensional faces of .
6.4. Skeletal mesures on Berkovich spaces
Now consider a residually metrized model metric on . Pick any representative for , where is a model of determined on a proper dlt model of , and where is a continuous metric on .
Definition 6.5.
The skeletal measure is the image of the measure under the embedding . We view it as a positive measure on , supported on the skeleton .
This definition makes sense, in view of the following result.
Lemma 6.6.
The skeletal measure is independent of the choice of representative for .
Proof.
Let , be proper dlt models of , with dominating via a proper birational morphism . Let be a residually metrized model of consisting of a model of determined on and a continuous metric on . Set , and . We must prove that .
Let be a top-dimensional face of , the associated stratum of , the minimal stratum of containing and the associated simplex of . Then and have the same dimension, and if we (somewhat abusively) identify and with their images in , then is a rational subsimplex of . It suffices to prove that .
Now restricts to a birational morphism of , so since and , it suffices to prove that . But this is formal. Indeed, we have and we can identify with in such a way that the restriction of to coincides with the pullback under of the restriction of to . ∎
6.5. Behavior under base change
Fix . As before, denote by the base change of to , with induced map .
Theorem 6.7.
Let be a residually metrized model metric on , and let be its pull-back to . Then
with .
Proof.
Pick a representative of such that is defined on a proper snc model . Let be the normalized base change by .
Let be a -dimensional face of . By Lemma 5.13, is the union of distinct isomorphic faces of such that
| (6.2) |
| (6.3) |
Further, the induced map is generically finite, of degree independent of , and we have . Pick a toroidal modification with snc, denote by the composition, and set .
Each face above is subdivided into simplices of of dimension , each corresponding to a stratum of , and is generically finite, of degree . Further, (6.2) implies that
| (6.4) |
We shall need the following result:
Lemma 6.8.
With notation as above, we have, for all , :
Proof of Lemma 6.8.
Pick a closed point and set . We use the notation at the end of §6.2 with . Namely, pick local coordinates at and at such that for and for . We have for , where and is a unit. Further, by Lemma 5.13, the matrix has determinant , where .
Set
and define , similarly. Then and are local -generators of and at and , respectively. Further,
Now
where is a regular -form vanishing at , and
where and is a regular -form at satisfying . On the one hand, this leads to
On the other hand, we also get
with as above and vanishing along .
Define and by and , respectively. Then
so that
As a consequence,
Since vanishes along , this finally leads to
which completes the proof since . ∎
7. The Calabi–Yau case
As in §6, we assume that is a smooth projective variety over . Now we further assume that is trivial. Pick a trivializing section , and denote by the associated model metric on , determined on any model by , with providing the identification . Denote also by the residually metrized model metric induced by the trivial Hermitian metric on .
The function coincides with the weight function of [MN15, NX13]. By definition, the Kontsevich–Soibelman skeleton of is . It is indeed independent of the choice of , since any other trivializing section of is of the form with , and hence .
7.1. Topology of the skeleton
By [NX13, Theorem 4.2.4], the -PA-space is connected, of pure dimension , and is a deformation retract of . Further, is a pseudomanifold with boundary, i.e. for some (or, equivalently, any) triangulation of , we have:
- (a)
Non-branching property: every -simplex of is contained in at most two -simplices
- (b)
Strong connectedness: every pair of -simplices , is joined by a chain of -simplices with and sharing a common -face.
In the maximally degenerate case , is even a pseudomanifold, i.e. (a) is replaced by
- (a’)
every -simplex of is contained in exactly two -simplices.
See also [KX15] for even more precise results on the structure of . For example, is homeomorphic to a sphere if .
7.2. The skeletal measure
Consider the skeletal measure on . Choose an snc model , and write as usual . The form defines an identification , and Proposition 5.10 yields
| (7.1) |
If , then
is a logarithmic form on . For each face of , ordering the set of components cutting out the stratum yields a well-defined Poincaré residue . By Lemma 5.12, is a rational section of , with divisor
When is a maximal face, is thus a holomorphic form on ; using the formulas in §6.2, it is easy to see that the residual measure on is given by
The following result corresponds to Theorem C in the introduction.
Theorem 7.1.
Assume that is maximally degenerate, i.e. . If has semistable reduction, then the skeletal measure is a multiple of the integral Lebesgue measure of .
Proof.
Let be a semistable model, i.e. is snc with reduced. By (7.1), we have . Since some non-empty might have several components, the dual complex is possibly not a triangulation of . However, the barycentric subdivision of is a triangulation; the corresponding toroidal modification is snc, with is possibly non-reduced, but for each -simplex of . Applying the above discussion to , we infer
with ranging over the -dimensional faces of , with corresponding strata reduced to single points. It will thus be enough to show that is independent of .
By the strong connectedness property, any two -simplices , of can be joined by a chain of -simplices with and sharing a common -face . Denoting by and the corresponding strata in , we thus have . Further, the Poincaré residue has poles precisely at , since any other pole would correspond to an -simplex of containing , contradicting the non-branching property. Since , the residue theorem applied to the Riemann surface yields , and hence . ∎
Remark 7.2.
Theorem 7.1 fails in general when does not have semistable reduction. Indeed, the semistable reduction theorem [KKMS] shows that the base change to has semistable reduction for some divisible enough. By Lemma 5.14, , and is thus a multiple of the integral Lebesgue measure of , by Theorem 7.1. By Theorem 6.7, . However, is not proportional to the integral Lebesgue measure of in general. Indeed, for each -simplex of , Lemma 5.13 shows that , and is in general not independent of .
8. Extensions
In this section we extend the main results in various directions.
8.1. A singular version of Theorem A
Let be a projective, flat holomorphic map of a normal complex space onto the disc, with smooth over . Since is projective, it defines a smooth projective variety over , as well as a model .
Let be a -line bundle on extending , and a continuous Hermitian metric on . This data induces a continuous Hermitian metric on for , as well as a residually metrized model of , the model given by and the metric by the restriction of to . Thus we obtain a skeletal measure on .
Denote by (resp. ) the pull-back of (resp. ) to a log resolution . By invariance of skeletal measures under pull-back, we have , and Theorem 3.4 therefore implies:
Theorem 8.1.
The rescaled measures
viewed as measures on , converge weakly to .
Corollary 8.2.
If (i.e. the pair ) is dlt, then
where runs over the -dimensional faces of .
When , this implies the following slight generalization of [Li13, Lemma 1].
Corollary 8.3.
Assume that has klt singularities (and hence is dlt by inversion of adjunction). Let be a continuous metric on . Then is continuous at .
8.2. Corollary B for pairs
Suppose is a projective subklt pair over that is meromorphic at .
By Bertini’s theorem (see [Kol97, 4.8] and also below), the pair is subklt for all outside a discrete subset . Let be a continuous metric on . As explained in §1.2, induces a finite positive measure on for .
Assume that has analytic singularities in the sense that there exists a flat projective map extending , with normal, and a -line bundle on extending such that extends continuously to .
Our assumptions imply that is defined over the Banach ring described in Appendix A for . Let be the analytification of the base change . Recall that naturally fibers over , with and .
Theorem 8.4.
The pair is klt for . Further, there exist and such that the rescaled measures
viewed as measures on , converge weakly, as , to a finite positive measure on .
A special case of Theorem 8.4 is the log Calabi–Yau setting, when the -line bundle is trivial. In general, we are not able to give a very precise description of the limit measure , but the proof will show that is a skeletal measure when the pair is log smooth.
Proof of Theorem 8.4.
Let us first treat the case when is log smooth. In this case we need not assume that is projective. It follows from the normal crossings condition that is subklt for . After reparametrizing we may assume this is true for all , that is, . Set
This is a positive measure on , smooth outside the support of . Pick an snc model of , where is the closure of in , such that extends to a continuous metric on a -line bundle on extending .
We can then prove a version of Theorem A inside the hybrid space . By letting vary, we obtain Theorem 8.4 as a consequence, just as Corollary B follows from Theorem A.
The proof is very similar to the proof of Theorem A, so we will only indicate the modifications needed. Let us write
with . Set and . Here as before.
Define as the subcomplex of spanned by the vertices such that . This will be the support of the measure . For every stratum corresponding to a maximal face of , define a subklt pair using
The residual measure is given by
Finally set
where ranges over the -dimensional faces of , with .
We then prove a version of Theorem 3.4. Namely, if
then we show that converges to in as . This is done via a local convergence result as in Lemma 3.5. Namely, given a point , we choose local coordinates at as in §3.2, but further require that these coordinates also cut out the irreducible components of containing . More precisely, there exist with such that these irreducible components are given by for . Also set .
A local -generator for at is then given by
with as before. For a stratum corresponding to a -dimensional simplex in , the residual measure is given by
| (8.1) |
The measure can be written near as
The proof now proceeds exactly as in §3.3 except that we need to insert a factor in the last two lines of (3.3) and (3.6), the second line and the second factor of the last line of (3.7), and the right-hand sides of (3.8) and (3.9). This completes the proof in the log smooth case.
Now we consider the general case, assuming is projective. Pick a log resolution . Since is subklt for , the same is true for . We have an induced continuous map . By what precedes, there exist and such that the measure on converges to a nonzero positive measure on . By continuity, it follows that converges to the nonzero positive measure on . This completes the proof. ∎
8.3. Degenerations of Ricci-flat Kähler manifolds
Let be a Ricci-flat Kähler manifold, i.e. a compact Kähler manifold with trivial first Chern class . Then carries a canonical probability measure , given by where is a Hermitian metric on with curvature (and hence unique up to a constant).
By the Calabi-Yau theorem, each Kähler -class on further contains a unique Ricci-flat Kähler metric , characterized by
Recall also that is torsion, i.e. for some positive integer . Indeed, this is a consequence of the Beauville-Bogomolov theorem [Beau83, Bog74], which implies that admits a finite étale cover with trivial. A trivializing section of defines a metric on as above, and hence .
As a consequence of Theorem A, we shall prove:
Theorem 8.5.
Let be a holomorphic family of Calabi-Yau Kähler manifolds , meromorphic at , and let be the corresponding family of canonical probability measures. For any snc model , converges in to a skeletal measure supported in .
Proof.
As recalled above, is torsion for each fixed . Equivalently, for some positive integer . Since is upper semicontinuous in the Zariski topology, it follows that is trivial for a fixed independent of . Given any snc model , is torsion free of rank one, and hence a line bundle. The choice of a trivializing section yields a holomorphic section of , inducing a holomorphic family of trivializing sections of for . As a consequence, the family of volume forms has analytic singularities at , and the result is thus a consequence of Theorem A, since . ∎
Appendix A Berkovich spaces over Banach rings
In this appendix we review the construction of the analytification of a scheme of finite type defined over a Banach ring. The main reference for this is [Berk09]; see also [Poi10, Poi13a, Jon16]. For suitable choices of Banach rings, this leads to spaces that contain both Archimedean and non-Archimedean data.
A.1. Berkovich spectra
Let be a Banach ring, that is, a commutative ring that is complete with respect to a submultiplicative norm . The Berkovich spectrum is the set of all bounded multiplicative seminorms on . In other words, a point corresponds to a function such that , , and for . The spectrum is a nonempty, compact Hausdorff space with respect to the topology of pointwise convergence.
For , denote by the kernel of . This is a prime ideal of , and defines a multiplicative norm on . The completion of the fraction field of with respect to this norm is a valued field . We write for the image of in ; then . The assignment yields a map that is continuous for the Zariski topology .
Example A.1.
If is a valued field (i.e. a field with a multiplicative norm), then is a singleton.
Example A.2.
When is a complex Banach algebra, the Gelfand-Mazur Theorem implies that the Berkovich spectrum agrees with the maximal ideal spectrum.
A.2. Analytification of a scheme
To any scheme of finite type over a Banach ring , Berkovich associates an analytification99 9 We use the term analytification even though we shall only consider as a topological space. In particular, only depends on the reduced scheme structure of . , a locally compact topological space with a continuous morphism , defined as follows.
When is affine, with a finitely generated -algebra, is defined as the set of multiplicative seminorms on whose restriction to is bounded by the given norm on , i.e. belongs to . The topology on is the weakest one for which is continuous for every .
In the general case, the analytification is defined by gluing together the analytifications of an affine open cover, and yields a covariant functor . If is an open (resp. closed) embedding, then so is . If is surjective, then so is .
The topological space is Hausdorff (resp. compact) if is separated (resp. projective). The assignment above globalizes to a continuous map
where is equipped with the Zariski topology.
When is a valued field, it is more common to write instead of [Berk90].
Example A.3.
For , the Gelfand-Mazur theorem shows that coincides with the usual analytification of , i.e. the set of complex points of endowed with the euclidean topology.
A.3. The hybrid norm on
Denote by the Banach field , where the hybrid norm is defined as
with the trivial absolute value and the usual absolute value.
The elements of the Berkovich spectrum are of the form for , interpreted as the trivial absolute value for . This yields a homeomorphism .
A.4. Hybrid geometry over
If is a scheme of finite type over , we denote by its analytification with respect to the usual absolute value , by its analytification with respect to the trivial absolute value, and by its analytification with respect to the hybrid norm .
From the structure morphism we obtain a continuous map . The fiber is equal to the analytification of with respect to the multiplicative norm on . In particular, we have canonical identifications and . For , the fiber is also homeomorphic to . In fact, we have a a homeomorphism
see [Berk09, Lemma 2.1].
A.5. The hybrid circle
Now consider the hybrid circle of radius , that is, . By [Poi10, Prop 2.1.1], this is compact and realized as the Berkovich spectrum of the Banach ring
Since , every defines a continuous function on the punctured closed disc that is holomorphic on and meromorphic at 0.
Proposition A.4.
There is a homeomorphism , that maps to the seminorm on defined by
| (A.1) |
and via which the map is given by .
Proof.
The map given by (A.1) is clearly well defined. It is also continuous on . To prove continuity at , we note that for each , we can write , where is a continuous function on that is holomorphic on with . As a consequence, we get .
Now, for each , can be identified with the circle of radius with respect to the absolute value , while is the non-Archimedean absolute value on . This proves that the map above is bijective, and hence a homeomorphism by compactness. ∎
Remark A.5.
When , the identity gives a bounded map from to , and is the fraction field of , i.e. the ring of meromorphic germs at the origin of .
A.6. Geometry over the hybrid circle
Let now be a scheme of finite type over . We will associate to three kinds of analytic spaces.
First, since is obtained by gluing together finitely many affine schemes cut out by polynomials with coefficients holomorphic on and meromorphic at , we can associate to in a functorial way a complex analytic space over , which we call its holomorphic analytification.
Second, since is contained in , we may also consider the base change and its non-Archimedean analytification with respect to the non-Archimedean absolute value on .
Third, we denote by the analytification of as a scheme of finite type over the Banach ring , and call it the hybrid analytification of . In view of Proposition A.4, it comes with a continuous structure map
Recall further that is locally compact, Hausdorff if is separated, and compact if is proper over . The discussion above implies:
Lemma A.6.
We have canonical homeomorphisms
| (A.2) |
compatible with the projection to .
In §4 we give a topological description of .
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