Theorem 1.1. (cf. section 5.4) For the Fermat family, consider the Calabi-Yau metrics on in the polarisation class where is a fixed Kähler class on restricted to . Then for a subsequence of as , there exists a special Lagrangian -fibration on the generic region , such that as .
Statements and objects
- Theorem 1.1 . [00PH]
- Acknowledgement . [00PI]
- Theorem 2.1 . [00PJ]
- Remark 2.2 . [00PK]
- Remark 2.3 . [00PL]
- Theorem 2.4 . [00PM]
- Remark 2.5 . [00PN]
- Remark 2.6 . [00PP]
- Theorem 2.7 . [00PQ]
- Lemma 2.8 . [00PR]
- Lemma 2.9 . [00PS]
- Proof. [00PT]
- Lemma 2.10 . [00PU]
- Proof. [00PV]
- Remark 2.11 . [00PW]
- Corollary 2.12 . [00PX]
- Proof. [00PY]
- Theorem 2.13 . [00PZ]
- Theorem 2.14 . [00Q0]
- Remark 2.15 . [00Q1]
- Remark 2.16 . [00Q2]
- Example 3.1 . [00Q3]
- Proposition 3.2 . [00Q4]
- Proof. [00Q5]
- Example 3.3 . [00Q6]
- Lemma 3.4 . [00Q7]
- Proof. [00Q8]
- Notation . [00Q9]
- Lemma 3.5 . [00QA]
- Lemma 3.6 . [00QB]
- Proof. [00QC]
- Remark 3.7 . [00QD]
- Example 3.8 . [00QE]
- Remark 3.9 . [00QF]
- Remark 3.10 . [00QG]
- Example 3.11 . [00QH]
- Proposition 3.12 . [00QI]
- Proof. [00QJ]
- Remark 3.13 . [00QK]
- Proposition 3.14 . [00QL]
- Proof. [00QM]
- Remark 3.15 . [00QN]
- Proposition 3.16 . [00QP]
- Proof. [00QQ]
- Definition 3.17 . [00QR]
- Example 3.18 . [00QS]
- Proposition 3.19 . [00QT]
- Proof. [00QU]
- Remark 3.20 . [00QV]
- Remark 3.21 . [00QW]
- Definition 3.22 . [00QX]
- Remark 3.23 . [00QY]
- Remark 3.24 . [00QZ]
- Remark 3.25 . [00R0]
- Proposition 3.26 . [00R1]
- Proof. [00R2]
- Notation . [00R3]
- Proposition 3.27 . [00R4]
- Proof. [00R5]
- Corollary 3.28 . [00R6]
- Proof. [00R7]
- Definition 3.29 . [00R8]
- Remark 3.30 . [00R9]
- Notation . [00RA]
- Proposition 4.1 . [00RB]
- Proof. [00RC]
- Remark 4.2 . [00RD]
- Lemma 4.3 . [00RE]
- Proof. [00RF]
- Proposition 4.4 . [00RG]
- Proof. [00RH]
- Remark 4.5 . [00RI]
- Lemma 4.6 . [00RJ]
- Proof. [00RK]
- Corollary 4.7 . [00RL]
- Proof. [00RM]
- Corollary 4.8 . [00RN]
- Proof. [00RP]
- Remark 4.9 . [00RQ]
- Lemma 4.10 . [00RR]
- Proof. [00RS]
- Corollary 4.11 . [00RT]
- Lemma 4.12 . [00RU]
- Proof. [00RV]
- Remark 4.13 . [00RW]
- Proposition 4.14 . [00RX]
- Proof. [00RY]
- Corollary 4.15 . [00RZ]
- Proof. [00S0]
- Remark 4.16 . [00S1]
- Notation . [00S2]
- Notation . [00S3]
- Proposition 4.17 . [00S4]
- Proof. [00S5]
- Lemma 4.18 . [00S6]
- Proof. [00S7]
- Remark 4.19 . [00S8]
- Corollary 4.20 . [00S9]
- Proof. [00SA]
- Theorem 4.21 . [00SB]
- Proof. [00SC]
- Remark 4.22 . [00SD]
- Theorem 4.23 . [00SE]
- Proof. [00SF]
- Theorem 4.24 . [00SG]
- Proof. [00SH]
- Remark 4.25 . [00SI]
- Corollary 4.26 . [00SJ]
- Theorem 5.1 . [00SK]
- Lemma 5.2 . [00SL]
- Proof. [00SM]
- Lemma 5.3 . [00SN]
- Proof. [00SP]
- Proof. [00SQ]
- Corollary 5.4 . [00SR]
- Remark 5.5 . [00SS]
- Theorem 5.6 . [00ST]
- Notation . [00SU]
- Remark 5.7 . [00SV]
- Corollary 5.8 . [00SW]
- Remark 5.9 . [00SX]
- Theorem 5.10 . [00SY]
- Proposition 5.11 . [00SZ]
- Proof. [00T0]
- Lemma 5.12 . [00T1]
- Proof. [00T2]
- Theorem 5.13 . [00T3]
- Remark 5.14 . [00T4]
- Proof. [00T5]
Verified tagged author-source HTML · 1912.02360v1 · cited publication edition alignment unverified.
Chapter content is preserved from the exact pinned author source and official arXiv HTML. Source inventories and hyperlinks are checked; mathematical review and dependency closure remain open.
Chapter 53
SYZ conjecture for Calabi-Yau hypersurfaces in the Fermat family
Abstract
We produce special Lagrangian -fibrations on the generic regions of some Calabi-Yau hypersurfaces in the Fermat family near the large complex structure limit .
1 Introduction
The Strominger-Yau-Zaslow (SYZ) conjecture [34] is the following: given a family of -dimensional polarised Calabi-Yau (CY) manifolds of holonomy degenerating to the large complex structure limit, then
- •
- •
Near the degenerating limit, the manifold admits a special Lagrangian fibration over the base with some singular fibres. The diameters of the fibres are much smaller compared to . In the generic region on , which covers most of the measure on , the metric is a small perturbation of a semiflat metric, meaning that the fibres are almost flat.
- •
Mirror manifolds should be constructed as another fibration over the same base , by fibrewise replacing the fibres with the dual tori.
An early achievement is Gross and Wilson’s gluing construction [21] of degenerating CY metrics on K3 surfaces with elliptic fibrations, which becomes a special Lagrangian -fibration after hyperkähler rotation. In this setting the metric is known semi-explicitly. The same period brought forth many insights concerning topological [19], combinatorial [23][24], and differential geometric [39] aspects of the SYZ conjecture, until Joyce [27] discovered through his study of special Lagrangian singularities that the SYZ fibration map cannot be naïvely expected to be smooth, indicating the difficulty of the metric problem.
Later research on the SYZ conjecture gradually shifted focus from its metric geometric roots, in favour of softer approaches based on algebraic or symplectic methods, taking the original SYZ conjecture mainly as an inspiration. This has led to spectacular progress in the mathematical understanding of mirror symmetry, described in the excellent survey [18].
In the metric vein, the SYZ conjecture fits into the more general question of understanding how CY metrics degenerate as the complex and Kähler structures vary. The main dichotomy is whether the family of metrics are noncollapsed, meaning there is a uniform lower bound on the volume once the diameter is normalised to one. In the noncollapsing case much is known: for example, a polarised family of noncollapsed CY manifolds can only degenerate to normal CY varieties with klt singularities, and the notion of metric convergence agrees with the algebro-geometric notion of flat limit [14].
The collapsing case is widely open. Tosatti et al. made substantial progress on describing collapsing metrics associated with holomorphic fibrations [37][20], in particular generalising much of [21] to hyperkähler manifolds with holomorphic Lagrangian fibrations. Recently there are many efforts to describe the degenerating CY metrics in special cases, notably for K3 surfaces [17][26][32], and higher dimensional generalisations [35].
The metric SYZ conjecture resisted most attempts because the large complex structure limit is a very severe degeneration mechanism. An interesting program of Boucksom et al. [4][3] proposes that in the case of polarised algebraic degenerations the underlying Calabi-Yau manifolds converge naturally into a non-archimedean (NA) space, and the CY metrics should converge in a potential theoretic sense to their NA analogue. Their greatest achievements so far is to define and solve the NA Monge-Ampère (MA) equation, building on heavy machinery from birational geometry. To make contact with the SYZ conjecture, it would still remain to compare the non-archimedean MA equation with the real MA equation, prove the potential theoretic convergence, and improve it to the metric convergence. Notwithstanding these difficulties, this program has the promise to prove the SYZ conjecture in great generality.
The viewpoint of this paper is much more concrete. We focus on the Fermat family of projective hypersurfaces of any dimension , approaching the large complex structure limit:
| (1) |
The most striking aspect of our results is
We also summarize informally the other results in this paper:
- •
(cf. section 5.3) The subsequence of CY metrics converge in the Gromov-Hausdorff sense to the metric completion of a smooth real MA metric on an open dense subset , where denotes the boundary of a certain -dimensional simplex in arising naturally from tropical geometry, and has zero -Hausdorff measure.
- •
(cf. Prop. 5.11) The diameters of the subsequence of CY metrics are uniformly bounded.
- •
(cf. section 5.2) In the generic region of for , the CY metrics are close to a sequence of semiflat metrics. In particular the sectional curvature in the generic region is uniformly bounded.
A basic feature of the complex geometry of CY hypersurfaces near the large complex structure limit, is that in generic regions the local structure is a large annulus region in , equipped with a holomorphic volume form which modulo a scale factor is very close to . An elementary observation is that plurisubharmonic (psh) functions are intimately related to convex functions:
- •
Let be psh on an annulus , then the fibrewise average function
is convex.
- •
Let be a convex function on , then the pullback of to via the logarithm map is psh, and solves the real MA equation iff its pullback solves the complex MA equation .
Our strategy is to show that in the highly collapsed regime , the local Kähler potentials are -approximated by convex functions, whose regularity properties can be then transferred back to the local Kähler potentials at least in the generic region. In effect, this implies in the generic region the Calabi-Yau metrics are collapsing with uniformly bounded sectional curvature; then the existence of the special Lagrangian fibration in the generic region is a simple perturbation argument. Keeping in mind that the local complex structure is an annulus in , the special Lagrangian fibration is just a small -perturbation of the logarithm map .
The essential problem is to obtain uniform estimates on the CY metrics as . Our techniques differ very significantly from Yau’s proof of the Calabi conjecture. Our Kähler potential estimates are largely based on Kolodziej’s method in pluripotential theory, which has the advantage of robustness even in collapsing settings. The technical core of our contribution is to produce a regularisation of the Calabi-Yau potential, and prove an improved version of the global Skoda inequality, which for large forces the potential to be very close to its regularisation. As convexity is built into the construction of the regularisation, this furnishes a bridge between holomorphic and convex geometry, and one can start to transfer the a priori much better regularity from the convex world into the holomorphic world near the collapsing limit . Our higher order estimates exploit the local regularity theory of real MA equations, and a result of Savin from nonlinear PDE theory.
The structure of the paper is as follows. We survey the rather extensive analytical backgrounds in section 2. The complex geometry of the degenerating hypersurfaces is discussed in section 3, with particular emphasis on its interplay with tropical geometry. We estimate the Calabi-Yau potentials in section 4; in particular we prove the Skoda type estimates, the uniform bound, and the -approximation by the convex regularisations. In section 5, we use uniform Lipschitz bounds on the regularisation to extract a subsequential limit, and show that this defines a real MA metric. We then use the local regularity theory of real MA metrics to show the higher order estimates on the CY local potentials, and prove the existence of the special Lagrangian fibration.
We now discuss some directions of future research.
- •
It seems highly plausible that the SYZ conjecture on generic regions will hold also on many other degenerating CY manifolds, or at least CY hypersurfaces. In fact the only reason we restrict to the Fermat case is to utilize the large discrete symmetry group to give a relatively simple proof of a technical extension property for locally convex functions, which seems likely to generalise to other contexts.
- •
One would like to study the existence, uniqueness, and regularity of the real MA equation on compact polyhedral sets, which are covered by charts whose transition functions are only piecewise linear but not smooth in general; the SYZ conjecture predicts the solutions to such real MA equations should arise as possible limits of the collapsing CY metrics. This question may be parallel to the non-archimedean MA approach taken up in [5]. At present according to the author’s knowledge, it is not clear how to define the real MA equation globally on such sets, and in fact we do not even have an established notion of local convexity.
Such questions on the real MA equations have direct bearings on improving our main theorem. For instance, if one can establish uniquenss, then there is no need to pass to subsequences in all of our results. If one can establish sufficient regularity, then it may be possible to prove the Gromov-Hausdorff limit is homeomorphic to .
The problem to set up the real MA equation is quite subtle. On a piecewise linear manifold the notion of a convex function is dependent on charts, and so does the real MA operator. To set up an invariant notion of the real MA equation, it is necessary to make branch cuts to charts. The location of such cuts seems to depend on some gradient condition on the convex function in question, and is hard to predict in the absence of symmetry. Thus the global real MA equation on polyhedral sets has the feature of a free boundary problem.
- •
The a priori estimate approach in this paper says very little about the CY metrics in regions with high curvature concentration. In the case of CY 3-folds, the author [30] recently constructed the 3-dimensional analogues of the Ooguri-Vafa metric, which are conjectured to be the universal metric models for the neighbourhood of the most singular fibres in a generic SYZ fibration. A program to tackle the 3-fold case of the SYZ conjecture based on gluing ideas is outlined in [30], which has the ultimate aim to give a global description of the metric, and to produce a special Lagrangian fibration globally. This gluing approach requires very refined information on the singularities of the real MA equation, which is still far from what we can establish by a priori estimate considerations.
Acknowledgement. The author is a postdoc at the IAS, funded by the Zurich Insurance Company Membership. The pluripotential theoretic approach is inspired by the talks of Boucksom. The author would like to thank S. Sun, S. Donaldson, Y. Jhaveri, C. Mooney and P. Sarnak for discussions, W. Feldman for giving a simple proof to a technical lemma, and the IAS for providing a stimulating research environment.
2 Analytic backgrounds
2.1 Skoda inequality
An upper semicontinuous -function on a coordinate ball is called plurisubharmonic (psh) if . The basic intuition is that regularity properties for psh functions in general dimensions are analogous to subharmonic functions on Riemann surfaces. This is captured by the basic version of the Skoda inequality:
Theorem 2.1. (cf. [40, Thm 3.1]) If is psh on , with with respect to the standard Euclidean metric , then there are dimensional constants , , such that
Remark 2.2. If instead for some constant , then we can apply Thm 2.1 to a scaling of , to get a Skoda inequality with modified .
Remark 2.3. Assuming an -bound on , then we can take a suitable cutoff function , and via integration by parts,
This simple idea is a basic version of the Chern-Levine inequality, which is another fundamental reason why psh functions are much more regular than the subharmonic functions in general dimensions.
The basic Skoda inequality immediately implies a global version. On a compact Kähler manifold , we say an upper semicontinuous -function if . This is the generalised notion of Kähler potentials.
Theorem 2.4. On a fixed , there are positive constants , depending only on , such that
Remark 2.5. Here is automatically bounded using the Harnak inequality, because for .
Remark 2.6. The supremum of all such is known as Tian’s alpha invariant.
2.2 Kolodziej’s estimate on pluripotentials
Here we outline a method to estimate Kähler potentials, pioneered by Kolodziej, and further developed by [12] and [15][22]. Our exposition largely adapts [15][22][16], with special attention to the dependence of constants. Unlike in [15], we do not impose a volume normalisation.
Given an -dimensional Kähler manifold , for , pluripotential theory allows one to make sense of the Monge-Ampère (MA) measure , generalising the notion of volume forms. The basic problem is to estimate from a priori bounds on . A key concept is the capacity of subsets :
We wish to sketch the main ideas behind a prototypical result:
Theorem 2.7. Let be a compact Kähler manifold, and , such that is an absolutely continuous measure. Assume there are positive constants , such that the Skoda type estimate holds with respect to :
| (2) |
- •
For fixed , there is number , such that if for some , then .
- •
If , then .
The first ingredient is:
Lemma 2.8. (cf. [15, Lemma 2.3]) The MA measure of sublevel sets controls the capacity of lower sublevel sets : for and ,
The second ingredient below contains the most substance:
Lemma 2.9. (Volume-capacity estimate) In the setting of Thm. 2.7, for any compact set ,
| (3) |
In particular there is a constant verifying the power law bound
Proof. (Sketch) We may assume is not pluripolar, for otherwise and . We introduce the Siciak extremal function
whose upper semicontinuous regularisation . By the Alexander-Taylor comparison principle (cf. [22, Prop. 6.1]),
By the Skoda integrability assumption (2), and the fact that a.e with respect to (so by absolute continuity also for ),
hence
The volume-capacity estimate (3) follows because on . ∎
The third ingredient is an elementary decay lemma:
Lemma 2.10. (cf. [15, Lemma 2.4 and Remark 2.5]) Let be a nonincreasing right-continuous function, such that
Then for .
Proof. (Thm 2.7) Combining the first two ingredients, the function satisfies
We conclude that for the sublevel set has zero -measure, and therefore zero capacity by Lemma 2.8, so has the lower estimate as claimed in the first statement.
For the second statement, by (2) we have an a priori exponential decay
which allows us to find an appropriate . ∎
Remark 2.11. Thm. 2.7 implies a famous result of Kolodziej stating that if we fix and , then has a -bound depending only on . It is enough to check (2), which reduces by Hölder inequality to the standard Skoda inequality (cf. Thm 2.4), with modified constants. The strength of Thm. 2.7 is that it still applies when the complex/Kähler structures are highly degenerate, as it distills the dependence on to only 3 constants .
Thm. 2.7 gives a criterion for two Kähler potentials to be close to each other.
Corollary 2.12. (Stability estimate) Let be a compact Kähler manifold, and , such that is absolutely continuous. Assume and the Skoda type estimate (2). Then there is a number , such that if for some , then
.
2.3 Algebraic metrics and asymptotes
This section is included for motivational purposes. On any compact complex manifold with a positive line bundle , any fixed Kähler metric in the class is the curvature form of a Hermitian metric on . Consider the projective embedding for . The norms on sections induce Euclidean metrics on the vector spaces , hence Fubini-Study metrics on . A famous result of Tian says that is approximated by the algebraic metrics as ; this idea has been much exploited in regularization theorems.
This construction is particularly transparent in the toric case, as explained in [13]. Let be an -dimensional polarised toric manifold with moment polytope , so a -invariant basis of corresponds to , or equivalently after rescaling. The -metric on is diagonal in the basis; i.e. the toric assumption reduces the unitary group acting on to its maximal torus. Concretely, let denote the torus invariant Kähler potential on , equivalently thought as some convex function of via the logarithm map . Then
| (4) |
and the Fubini-Study potentials are
| (5) |
Now the RHS of (4) is a Laplace type integral, and its dominant contribution comes from the neighbourhood of the point where is maximized among . The maximum is the value of the Legendre transform of :
The steepest descent method yields the asymptote
In the ‘continuum limit’ , the discrete sum is replaced by an integral. Now the RHS of (5) is to leading order
This is another Laplace type integral, and its limit as is the Legendre transform of , which gives back the function .
The moral is that in the presence of toric symmetry, algebraic approximation of Kähler metrics is related to Legendre transforms.
2.4 Extension of Kähler currents
Extension theorems allow us to think extrinsically about Kähler currents on subvarieties in some ambient projective manifold.
Theorem 2.13. ([11, Thm. B]) Let be a projective manifold with a Kähler form representing an integral class, and be a smooth subvariety of . Then any extends to .
2.5 Savin’s small perturbation theorem
Savin [33] proved that for a large class of second order elliptic equations satisfying certain structural conditions, any viscosity solution -close to a given smooth solution has interior -bound. In particular this applies to complex MA equation. Combined with the Schauder estimate,
Theorem 2.14. Fix and . On the unit ball, let be a given smooth solution to the complex Monge-Ampère equation . Then there are constants and depending on , such that if
and , then .
Savin’s theorem has fully nonlinear nature, because the perturbative machinery only applies once the solution has a priori bound. His proof has two main parts: first he shows a Harnack inequality by a nontrivial application of Aleksandrov-Bakelman-Pucci estimates, and then uses a compactness argument to prove estimate, similar to De Giorgi’s almost flatness theorem for minimal surfaces.
2.6 Regularity theory for real Monge-Ampère
There is an extensive literature on the local regularity theory for the real Monge-Ampère equation, largely due to the Caffarelli school. The author thanks C. Mooney for bringing some of these results to his attention. All results surveyed here can be found in [31].
Any convex function on an open set has an associated Borel measure called the Monge-Ampère measure, defined by
where denotes the Lebesgue measure of the image of the subgradient map on . Given a Borel measure , a solution to is called an Aleksandrov solution to if , this is the classical real Monge-Ampère equation. We shall assume a two-sided density bound
Let be the set of strictly convex points of , namely there is a supporting hyperplane touching the graph of only at one point. Then Caffarelli [6][7][8] shows
- •
If , then . Then by Schauder theory, if is smooth, then is smooth in .
- •
If is a supporting affine linear function to , such that the convex set is not a point. Then has no extremal point in the interior of .
- •
The above affine linear set has dimension .
Mooney [31] shows further that
- •
The singular set has -Hausdorff measure zero. Consequently is path connected (because a generic path joining two given points does not intersect a subset of zero -Hausdorff measure).
- •
The solution even if is nonempty.
Remark 2.15. A classical counterexample of Pogorelov shows that for , the singular set can contain a line segment. This is generalised by Caffarelli [8], who for any constructs examples where is smooth but contains a -plane. A surprising example of Mooney [31] shows that the Hausdorff dimension of can be larger than for any small . This means the local regularity theory surveyed above is essentially optimal.
Remark 2.16. On a compact Hessian manifold, the real MA equation makes sense, and Viaclovsky and Caffarelli [9] show that the interior singularity cannot occur if the density is smooth and positive.
2.7 Special Lagrangian fibration
A real -dimensional submanifold of a compact Calabi-Yau n-fold is called a special Lagrangian (SLag) with phase angle if
| (6) |
They are special cases of calibrated submanifolds introduced by Harvey and Lawson [25], and in particular are minimal submanifolds. The classical result of McLean says that the deformation theory of SLags with phase is unobstructed, and the first order deformation space is isomorphic to . Thus if is diffeomorphic to , then the deformation space is -dimensional, compatible with the SYZ conjecture that admits a SLag -fibration. A sufficient condition to construct Slag fibrations, under the very strong hypothesis of collapsing metric with locally bounded sectional curvature, is obtained by Zhang [41, Thm 1.1].
The essence of Zhang’s result is a standard application of the implicit function theorem, and we shall summarize the key points (cf. [41, section 4] for more details). Denote , where is fixed. The trivial example of a SLag fibration is the following: the CY structure is the flat model
and the Slag fibration is just the projection to the factor, namely the tori are SLags. Zhang considers a family of CY structures converging to in the -sense on (which follows from his bounded sectional curvature assumptions by elliptic bootstrap), such that . Small deformations of the standard fibres can be represented as graphs on : for and a 1-form on orthogonal to the harmonic 1-forms , write
The condition for to be a SLag with respect to is
| (7) |
where are chosen so that . Zhang shows by perturbation arguments that for each and , there is a unique such that solves (7) with small norm bound . He then uses another implicit function argument to show that these SLags indeed define a local SLag -fibration on some open subset of containing .
3 Degenerating Calabi-Yau hypersurfaces
We now set the scene for the main work: a particular class of Calabi-Yau hypersurfaces inside near the large complex structure limit, polarised by the class up to a rescaling factor. Special attention will be focused on the simplest case of the Fermat family (cf. Example 3.1). We freely borrow from Haase-Zharkov [23][24], whose setting includes more general CY hypersurfaces in toric varieties. The key notion is that the degenerating complex structures are controlled by piecewise linear data, an idea studied extensively under the name of tropical geometry.
The philosophy is that every concept in Kähler geometry ought to have an analogue in the tropical world, and the combinatorial nature of the tropical version should simplify the original problem in Kähler geometry. However, it does not appear clear what is the tropical analogue of the notion of Kähler metrics; we devote section 3.4 and 3.5 to investigate this question, and answer it in the Fermat case by utilizing the large discrete symmetry group.
3.1 Complex structure
Let , and , and denote , . We regard as a toric Fano manifold , with moment polytope corresponding to the anticanonical class . More explicitly is the -simplex inside spanned by the vertices
in particular is a reflexive integral Delzant polytope, with dual polytope
being the -simplex spanned by the vertices . The integral points parametrize monomials in the anticanonical linear system . We study the family of hypersurfaces
| (8) |
Here are a fixed collection of coefficients, with corresponding to the unique interior integral point . For any vertex of , we require . The function is defined for those for which ; by assumption , and otherwise. The natural piecewise linear extension of to is assumed to be concave, whose domains of linearity are by assumption simplices, producing a triangulation of . Using the adjunction formula, we can write down a holomorphic volume form on , such that along
| (9) |
with the standard coordinates on . We will always assume , and all the constants in the estimates are independent of .
Example 3.1. The Fermat family is given explicitly as
| (10) |
namely we choose for corresponding to the monomials and , and choose to be the piecewise linear function with value at the origin and at the vertices of .
The key notion to describe the complex structure degeneration is a piecewise linear object called the tropicalisation of the hypersurfaces. Define the nonnegative piecewise linear function on by
The tropicalisation is defined as the nonsmooth locus of , or equivalently the locus inside where the maximum is achieved by at least two values of . There is precisely one bounded component in the complement of ,
whose boundary . The relation between the hypersurfaces and the tropicalisation is furnished by the rescaled log map,
The image is called the amoeba. The following Prop. will be tacitly used frequently, as it allows us to think of regions on efficiently in terms of the regions on , up to a tiny amount of fuzziness.
Proposition 3.2. (cf. [23, Prop. 3.2]) The amoebas converge in the Hausdorff distance to in the Hausdorff distance as . In fact
Proof. (sketch) Let and let saturate the maximum for . Applying to the inequality
we see
so . The other inequality of the claim can be proved by constructing local models of in regions whose -images are close to , and then use the implicit function theorem to show is a small perturbation of these local models. ∎
Example 3.3. In the Fermat family example above is the reflexion of .
The tropicalisation is naturally stratified according to the subset of saturating the maximum . This induces a kind of quantitative stratification structure on for .
Lemma 3.4. There is a fixed number , such that for and any (or ), there is a simplex in the triangulation of , verifying for .
Proof. (Sketch) For any fixed , the function is a concave function of . By our assumptions, the set of saturating the maximum must be the set of vertices of some simplex in the triangulation of . A more effective version of this observation is the Lemma in the case, and the case follows by Prop. 3.2. ∎
Given a simplex in the triangulation, we associate a subset :
Clearly if , then . The intuition is that larger correspond to more nongeneric regions, and the complement of their neighbourhoods correspond to more generic regions.
Notation. We need a few terminologies to describe . The face of dual to is . The outward normal cone to is
By the Delzant polytope property is isomorphic to , where is the dimension of the minimal face of containing . The Minkowski sum of two sets means .
Lemma 3.5. (compare [23, Lemma 3.1]) If then
Lemma 3.6. .
Proof. Let . If achieves the maximum , then . If not, then the maximum is achieved by at least two , so for some with . ∎
Remark 3.7. The intuition is that a neighbourhood of corresponds to a toric region, while controls how approaches the toric boundary of , and the stratification is related to how the toric boundary components intersect.
Our next goal is to assign good holomorphic charts to related to the stratification structure. We first consider the toric region, which shall be covered by -charts. Let be the primitive integral outward normal vector to a facet of . The chart parametrised by is contained inside the region
| (11) |
Let , and choose an integral basis for . Then the monomials provide the local -coordinates on the chart, since by the implicit function theorem is locally a graph . In fact by the defining equation (8) of the hypersurface
whence the holomorphic volume form is (cf. (9))
| (12) |
(Here are suitably oriented to take care of .) We regard the above region as an open subset of , and denote the chart as the largest -invariant subset, delineated by a collection of affine linear inequalities on the variables .
In the tropical limit , the region becomes
Inside this the limiting version of is
Later we shall also need the slightly shrinked regions for : let
whose largest -invariant subset is . The tropical limit of is
containing the limiting version of
As the choice of varies, such regions cover a neighbourhood of as a consequence of Lemma 3.4; so do . This means the charts of toric type already cover part of the neighbourhood of the toric boundary.
Example 3.8. In the case, are elliptic curves, and the toric charts cover the entire . In the case, are quartic K3 surfaces, and the toric charts cover most parts of including a large portion of the intersection of with the toric boundary of , but do not cover a tiny neighbourhood of the 24 points located at the intersection of with .
We now consider the neighbourhood of the toric boundary near the stratum , but keeping away from higher strata and from . Here
Since most terms in the defining equation (8) are negligible in our region, the hypersurface is locally approximately
We focus on the subregion where achieves the maximal magnitude for , and achieves the second largest magnitude. These two magnitudes must be of comparable size by the hypersurface equation. Choose an integral basis for the outward normal cone , so for . Denote the vertices of as for , and choose an integral basis of . Choose so that is an integral basis of , and complete this into an integral basis for , providing -variables . We then find for , with , and we can demand because . These provide the -variables for , which can vanish on the toric boundary. On this local piece of , the variables and furnish a set of local coordinates as the -variable is expressible locally as a function of theirs.
The holomorphic volume form (9) is
| (13) |
up to choosing appropriate ordering of the coordinates. Here is the divisibility of inside the group
Notice is uniformly equivalent to in this region.
Remark 3.9. The discussion above can be simplified if one assumes the triangulation of is maximal, namely each simplex is -isomorphic to the standard simplex. We choose not to do so because this stronger assumption would exclude the Fermat family.
Remark 3.10. A problem when we work with the coordinates is the inequality constraint to keep and as the two dominant monomials. This means such a holomorphic chart is not quite as simple as the product of with a long annulus in . In practice we will cover this region by lots of simpler charts which we call the charts of boundary type. Let be any point in this region, such that is large but still comparable to 1 (to guarantee the chart overlaps nontrivially with some toric type chart). The associated chart uses the same coordinates as above, but describes only a small region:
where is a fixed dimensional constant. These charts have an interpretation in terms of the strata (cf. Lemma 3.5): the point corresponds roughly to a point on the face , and allowing to decrease to zero corresponds to taking the Minkowski sum with the outward normal cone , so the tropical analogue of our small chart is .
Example 3.11. For generic quartic K3 surfaces, the following simple situation models a small neighbourhood of the 24 points on . Locally the dominant monomials are , where are -coodinates which vanish on toric boundaries, and is a -coordinate; together are local coordinates on . The local model hypersurface is
so can be used as local coordinates on the hypersurface. The holomorphic volume form on the hypersurface is (up to a normalising factor)
This is the typical boundary type behaviour. A significant part of the boundary type region overlaps with the toric region. In this example, when is not too small, we can view as a -coordinates, so provides a toric type chart, as we can express . In this chart
which agrees with the standard holomorphic volume form in toric type charts. The same behaviour happens when is not too small. The problem mentioned in Remark 3.10 is due to the fact that this local model is only a valid approximate description of the K3 for satisfying some inequality constraints. The prescription of charts of boundary type means that we are simultaneously using the charts for many choices of parameters . Notice the scaling symmetry
means that there is no obviously preferred chart of boundary type. More concrete examples can be found in [30, section 1.1.6].
Local charts of the toric type and the boundary type cover the entire hypersurface for , and a substantial portion of any boundary type chart is in fact already covered by toric charts. Almost all the measure is contained in the toric type region.
3.2 Piecewise linear structure
Proposition 3.12. The polyhedral complex is homeomorphic to .
Proof. This is because is the boundary of a convex polyhedron with nontrivial interior. ∎
We now assign a a collection of charts to , whose transition functions are piecewise linear. (Some authors prefer the terminology ‘piecewise affine’.) These are closely related to the holomorphic charts on in section 3.1.
Let be the primitive integral outward normal vector to a facet of , and choose an integral basis for , suitably oriented to be compatible with (12). On the open subset of ,
we regard as the affine linear coordinates, also written as . Such charts cover . We denote as the subset of points on which do not lie on the interior of the top dimensional faces. It is easy to check that the transition functions on overlapping charts in lie in , so the volume form is defined independent of the choice of charts. We call the associated measure the Lebesgue measure on , with respect to which is a null set. The set has real codimension 1, and the transition functions are in general only piecewise linear.
Remark 3.13. The affine structure on can be often extended to a subset of with codimension 2 complement. This in general involves a somewhat ad hoc choice of the singular locus. In the Fermat family case, due to the discrete symmetry, the barycentric subdivision provides a canonical choice. (cf. section 3.5).
We now examine the normalised canonical measure on
| (14) |
Proposition 3.14. As , the pushforward measure converges to the Lebesgue measure supported on . In particular
| (15) |
Morever, there is a uniform exponential measure decay estimate
| (16) |
Proof. (Sketch) Using Lemma 3.5 and the holomorphic volume form formula (13), the neighbourhood of the toric boundary near only contributes to the normalised measure, where . The same lemmas imply (16) by summing over contributions from boundary type regions. In the toric region corresponding to the neighbourhood of , the convergence of the normalised volume measure follows from Prop. 3.2 and formula (12). ∎
Remark 3.15. The measure convergence holds for much more general degenerating families by the work of Boucksom et al. [3]. The fact that the measure is concentrated along justifies why we focus on rather than .
3.3 Kählerian polarisation
We specify a polarisation class on the toric manifold . A standard background Kähler metric is (a suitable multiple of) the Fubini-Study metric:
Our normalisation guarantees that the potential has the asymptotic behaviour
A general (singular) Kähler metric on is given by a relative potential . Alternatively, one thinks of as a collection of local absolute potentials:
| (17) |
where is a local potential in a compact region, and give the local potentials near the toric boundary.
We call a convex function on admissible if it satisfies the asymptotic growth condition
| (18) |
which captures the information of the Kähler class.
Proposition 3.16. A convex function is admissible if and only if the Kähler current defined by the psh function on extends to a torus invariant Kähler current on with continuous local potentials.
Proof. (Sketch) Convex functions on correspond to torus invariant psh functions via the log map (cf. Lemma 4.3 below). If is admissible, then near the toric boundary the appropriate local potential extends continuously over the boundary piece by the growth asymptote assumption and convexity, and the extension remains psh. Conversely, the asymptotic condition is dictated by the local boundedness of near the toric boundary pieces. ∎
A general (singular) Kähler metric on in the polarisation class is given by a potential . The normalising factor is aimed at extracting nontrivial limits as . We can completely analogous define the local potentials:
| (19) |
which are by definition psh on respective regions.
In particular, we can represent the Calabi-Yau metric on by a potential . The Calabi-Yau condition is
| (20) |
where the normalising constant
| (21) |
as (cf. Prop. 3.14).
3.4 Extension property and locally convex functions
We now discuss the issue of finding a tropical notion analogous to Kähler metrics. The concept of a Kähler metric is formulated in terms of a collection of local psh functions on overlapping complex charts, whose differences represent a given cocycle of local pluriharmonic function. Intuitively, the analogue should be a collection of local convex functions whose differences represent a given cocycle of local affine functions.
To the author’s awareness there is no definitive formulation of local convexity on polyhedral sets. In the case of interest, we need to define a class of ‘locally convex functions’ on . The problem is that on , the transition functions between different charts are only piecewise linear, so convexity is not invariantly defined. This problem also prevents us from setting up a general global notion of real MA equation on , which is an essential ingredient in the SYZ conjecture in general. We will attempt to give a special definition in the Fermat case (cf. section 3.5).
However, the extension theorem 2.13 provides an alternative viewpoint: (1,1)-type Kähler currents can be defined extrinsically. By analogy, we propose that the correct notion should be equivalent to the following
Definition 3.17. A continuous function on satisfies the extension property if it extends to an admissible convex function on defined in section 3.3.
Example 3.18. The zero function extends to , which is admissible and convex.
The problem is to make this definition both intrinsic to , and local in nature. We do not fully succeed but shall make some partial progress.
Proposition 3.19. A continuous function on satisfies the extension property if and only if for every , there exists , such that for any ,
Proof. The if direction is because the asymptotic growth condition (18) implies the gradient of must be contained in .
For the only if direction, we apply the Legendre transform:
and consider a version of the double Legendre transform
Clearly is convex, and admissible by the boundedness of , and on because
Our characterisation precisely ensures on . Then provides the canonical extension. ∎
Remark 3.20. The above characterisation is not completely intrinsic because it uses the extrinsic pairing . On the positive side it uses only the value of on .
Remark 3.21. At , the vector in the hypothesis is a subgradient of the canonical extension , namely .
We now introduce a local notion. The function below will be analogous to in (19). Recall the charts associated to ourward normal vectors introduced in section 3.2, with local coordinates .
Definition 3.22. Let be a continuous function on , to which we associate a collection of local functions by the rule . We regard as a function on the charts with . We say is a locally convex function if all are convex on their corresponding charts.
Remark 3.23. One can reconstruct from the local functions as long as their mutural differences define a correct cocycle . Thus this definition has the intrinsic local feature we desire, in analogy with the notion of Kähler potentials.
Remark 3.24. For fixed and satisfying , the convexity of and on the -chart are equivalent because is an affine function. However, on the overlap of the -chart and the -chart, if is convex in one chart it is not automatically convex in the other.
Remark 3.25. If a convex function is not sufficiently regular, there can be a null set of points at which the subgradient is not unique. Later we will abuse language to use the word gradient to refer to any choice of subgradient.
Proposition 3.26. If satisfies the extension property, then is locally convex.
Proof. Let , and consider the function on the chart . Given in the chart, we need to find such that
where is a covector, and refers to the representation of in the local coordinates ; after identifying as coordinates on the plane , we may regard as an element of , and according to the decomposition ,
Since the convexity of and are equivalent in the -chart if , we may assume is attained by . By the extension property and Prop. 3.19, there is some , such that
hence
Since , we have Since is attained by , and the polytope lies in the half space , we have
Combining the above
so we have produced as required. ∎
3.5 Extension property: the Fermat case
We do not know the equivalence between the extension property and the local convexity property. However, in the case of the Fermat family Example 3.1, the polyhedral set has a discrete symmetry by the permutation group of the vertices of , corresponding to the permutations of the monomials . This can be used to our advantage.
Notation. Denote the vertices of as , which coincide with the outward normal vectors because . Denote the vertices of as , so that
Let be the star of in the barycentric subdivision of . Let be the subset of points not contained in the interior of any of these stars. The affine structure on extends to , by decreeing that on the interior of we use the coordinates for the chart . As has codimension two inside , this makes into a singular affine manifold.
Proposition 3.27. In the Fermat case, if is a locally convex function on , which is invariant under the permutation group. Then satisfies the extension property.
Proof. We need to prove the characterisation in Prop. 3.19. Without loss of generality is achieved by . We need to find , such that For this we study the gradient of the function on the various -charts.
First, notice for on the face , namely the convex hull of , the vector is parallel to the face, and by convexity of the directional derivative is monotone along the path from to , so must be maximized at . In particular we consider such line segments on the face parallel to for . By the discrete symmetry, must be zero on the plane of reflection bisecting the face. Thus for , , the subset of the face
agrees exactly with the half of the face containing . Therefore the subset of face
is exactly the intersection of with the face. Without loss of generality lies in .
We follow the notation in the proof of Prop. 3.26. In the -chart, denote the gradient of as , so that for in the -chart,
A priori lives in . We lift to by demanding , so by the above discussion for Define , then for all . We regard as the gradient of at , and write as a function of . This construction can be made on other faces as well, and on the intersection of two faces the definitions are compatible.
We claim : it suffices to show . Notice . Consider the line segment in the face joining to the boundary of the face in the direction , which stays inside , and along which increases, or equivalently increases. But the boundary of the face lies also on a different face, and we can use the information from this new face to deduce there.
By construction for in the -chart,
We claim that in fact holds for all . We are left to check for on the face , namely the complement of the -chart. Consider the -chart for . We can write according to the decomposition , that
By local convexity, in the -chart is convex, so there is some , such that for any in the -chart
But a gradient vector of at is , so we may take . Thus
Now as in the proof of Prop. 3.26, and by . This implies as required.
We have verified the characterisation in Prop. 3.19, hence the extension property. ∎
The proof above contains some additional information about the gradients.
Corollary 3.28. In the region , the directional derivative of the canonical extension satisfies In particular, in this region, for any with , the function is constant upon translation in the -direction.
Proof. By Remark 3.21, the introduced in the above proof is actually the gradient of the extension over . By the proof above, we know on . This directional derivative can only increase as moves in the -direction. But on since the extension is admissible, so everywhere, hence the claim. ∎
For later use, we define the notion of real MA equation in the Fermat case.
Definition 3.29. Let be a locally convex function on invariant under the discrete symmetry. Then is called an Aleksandrov solution of the real MA equation on if
- •
On the interior of any top dimensional face of , in a set of standard local affine coordinates with equal to the standard volume form , the function satisfies in the Aleksandrov sense.
- •
On , we use the standard affine coordinates associated to the chart. We demand for any vertex of with , the local function satisfies in the Aleksandrov sense.
Schematically we write .
Remark 3.30. Notice that the definition is compatible on overlapping charts because the transition functions lie in . On the locus we make no definition.
4 Estimates on the Kähler potential
This section is concerned with estimating the Kähler potential on the degenerating hypersurfaces in the Fermat family. The expectation that the potentials converge in the limit to a solution of a real MA equation, motivates us to produce local convex functions by taking average of local Kähler potentials. Convex functions have better a priori regularity than psh functions: a Lipschitz bound is automatic. These arguments work for general Kähler potentials, without using the complex MA equation. The main difficulty is then to show that for the Calabi-Yau metric, the local potentials are -close to their averaging convex functions at least in the generic region; equivalently the local potentials have small local oscillations. This part relies on the method of Kolodziej as outlined in section 2.2, and a key ingredient is an improved uniform Skoda inequality.
Most arguments apply to more general contexts, and the only reason we restrict to the Fermat family of hypersurfaces is to use the extension property, which enables us to patch up the local convex functions into a global regularisation of the original Kähler potential.
4.1 Harnack inequality
Consider a general possibly singular Kähler potential on , normalised to . We think of equivalently as a collection of local potentials as in section 3.3. In the region , we can find with and -coordinates as in section 3.1. Recall is the normalised canonical measure induced by the holomorphic volume form.
Notation. Denote as the union of all the toric regions for various choices of and . It is tacitly understood that slightly shrinked domains correspond to a slightly larger choice of , and we shall abusively use the same notation for shrinked domains.
Proposition 4.1. (Harnack type inequality) Suppose with . Then the average integral
Proof. (cf. proof of Prop. 3.1 in [2]) Consider the local potentials on various coordinate charts in section 3.1, both of the toric type and of the boundary type. The charts can be chosen so that the Lebesgue measures thereof are uniformly equivalent to up to a scaling factor. We have uniformly on charts. Suppose a coordinate ball is contained in (the universal cover of) the local chart. Since is psh and , for ,
hence
To deduce the global version of the Harnack type inequality we need a transitivity property, namely we can connect the chart containing the maximum point of to any of the toric charts in via a chain of number of charts, such that on charts increase by only in each step. This last fact is because we can choose the chains of successive charts such that the measure of the overlap occupies a nontrivial portion of the previous chart:
which would force
∎
Remark 4.2. Notice this transitivity argument allows us to move from boundary type charts into toric charts, but not conversely, because the measure is much larger on toric charts.
4.2 Local potentials: convexity
We continue with a general normalised to , whose local potentials are . A simple obeservation is:
Lemma 4.3. Let be any psh function on the open subset of . Then the -invariant function
is a convex function in the variables .
Proof. Since the -action on is holomorphic, is psh in for any choice of , so the average function is also psh. Any -invariant psh function must be convex in the log coordinates, because of the formula
∎
In the region , we can find with and -coordinates as in section 3.1, and consider the local potential . Denote . We produce the local average function
| (22) |
Proposition 4.4. In the chart the average function is convex, and on the shrinked chart it has a Lipschitz bound:
| (23) |
Proof. By Lemma 4.3, is convex, and by Prop. 4.1 it has an bound in the coordinates:
Clearly is also bounded above, so for the argument we may pretend upon shifting by a bounded constant.
We claim is bounded from below for in a shrinked interior region. The ball is contained in the coordinate chart, with bounded below by a positive constant. For in the annulus , we have , so upon integration
which bounds . Thus on a slightly shrinked -domain the oscillation is bounded:
and the Lipschitz bound follows again by convexity. ∎
Remark 4.5. We discuss some intuition about log scales. Let lie in , then a log scale around refers to the subregion
Now vary by order within , so there are an enormous number of log scales. The long range behaviour of is similar to , with half of the dimensions compactified into . On the other hand, over one log scale behaves qualitatively like the unit disc in . The concept of local oscillation of a function refers to the oscillation within one log scale. In particular the Lipschitz bound (23) implies a local oscillation bound
4.3 Local potentials: plurisubharmonicity
The following lemma is a special case of the principle that for a subharmonic function, the standard mean value inequality has interesting strengthenings if there is more information about microscopic averages.
Lemma 4.6. Let be a subharmonic function on equipped with the Euclidean metric , where . Let be the averaging function of over the fibres. Assume and a Lipschitz bound , then on we have .
Proof. (courtesy of W. Feldman) By passing to the universal cover , the standard mean value inequality implies
Let , which lifts to a point in . Consider the Euclidean ball , where is a parameter to be chosen. Then by the mean value inequality,
Define the subset as the union of all interior lattice cubes, then
and by the lattice periodicity of we have . By partitioning the integral into the contributions from and ,
By the Lipschitz bound of , the RHS is bounded above by
Choosing gives . ∎
Back to the setting of Prop. 4.4,
Corollary 4.7. (Local potential upper bound) On , then
Corollary 4.8. (Local -oscillation bound) Over one log scale inside ,
Proof. Recall the local oscillation of in one log scale is . Since the local sup of differs from the local average of by , the local -oscillation is likewise bounded by . ∎
Remark 4.9. The -dependence is probably not optimal.
We now seek a local -oscillation bound on the charts of boundary type (cf. Remark 3.10). The idea is that any chart of boundary type overlaps with some chart of toric type in an annulus region, where the -oscillation bound is already known. It would be enough to transfer the -oscillation bound from the annulus to the deep interior of the chart.
Lemma 4.10. Let be a psh function on the . Then
Proof. We induct on dimension. For , the unit ball is already enclosed by an annulus, so is bounded above, and the mean value property applied to all balls with gives a lower bound on . Thus the -bound in is clear.
For general , notice by induction we can bound for each ,
so is controlled in on an annulus enclosing , and we can bound similar to the case. ∎
Corollary 4.11. (Local -oscillation bound II) In the chart of boundary type , the local potential satisfies
4.4 Locally convex function
In section 4.2 we produced a collection of local average functions on corresponding to various choices of and with . But the local coordinates are naturally interpreted also as coordinates on (cf. section 3.2), so can be alternatively viewed as a collection of convex functions on the charts of . (Notice these local functions are defined without the need to shrink the domain to ).
The intuition is that up to -small error, the differences of these local functions agree with the cocycle , or equivalently, up to some -small fuzziness glue to a locally convex function on in the sense of Definition 3.22. The more precise statement is
Lemma 4.12. On overlapping charts of ,
Proof. Since we know the local -oscillation estimate holds in every local region, in a log scale in , not necessarily in the shrinked region ,
Since is convex, a local -bound implies a local -bound in a slightly shrinked region, so in the log scale,
Likewise for . By definition the local potentials differ by
Notice that for a given point on , the log scales on and around have a nontrivial percentage of overlapping measure. Thus
∎
Remark 4.13. The tropical version of is in general larger than ; it typically contains also some subset stretching to infinity along the -direction. If we regard as local functions on instead of , then there is a delicate issue. The Lemma above does not imply that for various choices of glue approximately on overlapping regions far from . The problem is that such overlapping regions have too small measure, which breaks down the proof.
4.5 Legendre transform, extension, regularisation
We restrict to the Fermat case, and consider a general with , invariant under the symmetric group permuting the monomials . The goal of this section is to canonically patch together the local convex functions in section 4.4 approximately to produce a convex admissible function on . We will then induce a potential which is a regularisation of in the sense that it enjoys better a priori bounds than .
Proposition 4.14. There is an admissible convex function on , such that on ,
| (24) |
Proof. The idea is to regard as approximately defining a locally convex function on in the sense of Def. 3.22, and then the problem is essentially to prove an effective version of the extension property (cf. Prop. 3.27). We will outline the main modifications.
We will produce by mimicking the Legendre duality construction in Prop. 3.19. For , define
where it is tacitly understood that is defined only over , and the sup is taken over all choices of whenever is defined. Since are uniformly bounded on , we see . We then define a convex function on by another Legendre transform
which is admissible because is bounded. By the same reasoning in Prop. 3.19, on ,
We are only left to show
which amounts to showing that there exists , such that for any ,
Notice our setting enjoys the discrete symmetry. This last step is the effective version of Prop. 3.27, and the proof is basically the same. ∎
By construction has a number of additional properties:
Corollary 4.15. The canonical extension satisfies an a priori Lipschitz bound
| (25) |
Morever, in the region , for any with , the function is constant upon translation in the -direction.
Proof. The first inequality is because the Legendre transform is bounded on as in the above proof, and the second is because . The morever statement is essentially identical to Cor. 3.28. ∎
By a small variant of Prop. 3.16, when we pullback the admissible convex functions via , we obtain a torus invariant Kähler current on with continuous local potentials. In details, we write , and define
| (26) |
By construction , and are the local potentials of (cf. (19)). By Cor. 4.15, , and inherits the Lipschitz bound from . By a slight abuse of notation, the restriction to will still be denoted as . We think of as a regularisation of .
Remark 4.16. As explained in section 2.3, on toric manifolds the Legendre transform arises from a limiting version of approximation by algebraic metrics, which in turn is a more standard way to regularise an arbitrary Kähler potential. Now is not a toric manifold, but the toric symmetry holds approximately in generic regions, which motivates us to take the Legendre transform as a replacement of algebraic regularisation.
We now specify some subregions on with coordinate descriptions. These are intimately related to , which is covered by the stars of the vertices and the interior of the top dimensional faces (cf. section 3.5).
Notation. (Star type regions on ) On the region , recall the coodinates and regard as local coordinates also on . Let be the subset where the coordinates correspond to points in . The tropical analogue of is .
Notation. (Face type regions on ) Consider a slightly shrinked subset of the interior of a given top dimensional face of . This can be regarded as a subset of , where we regard as local affine coordinates. Let be the subset where the coordinates correspond to points in this shrinked face. The tropical analogue of is the shrinked face.
The intuition is that when has image close to , or if this image approaches infinity in specific directions, then is bounded above by a very small number:
Proposition 4.17. (Local potential upper bound)
- •
Inside , for , the local potentials satisfy or equivalently .
- •
Inside , the local potentials satisfies , or equivalently .
4.6 Improved Skoda inequality
Recall the local -oscillation bounds in both toric and boundary type regions, from Cor. 4.8 and 4.11. Consequently,
Lemma 4.18. (Local Skoda estimate) Consider any normalised to . There are uniform positive constants , , such that the local potentials satisfy
- •
In a log scale in the toric region,
- •
In a boundary type chart,
Proof. Apply the standard Skoda inequality (cf. Thm 2.1) to the rescaled function . ∎
Remark 4.19. The local average can be replaced by the local supremum using the mean value inequality.
Corollary 4.20. (global Skoda estimate) Consider any normalised to . There are uniform positive constants , , such that
| (27) |
Proof. By the local Skoda estimate and the Remark above, for both a log scale in the toric region, and a boundary type chart, the local average
| (28) |
so in particular But we have already achieved a -bound on local average functions, and in particular a lower bound on local suprema. Thus
or equivalently for local integrals. To pass from this to the global Skoda estimate, we need to take a large collection of log scales and boundary type charts and sum over the estimates:
The only problem is to ensure that the local charts can be chosen without substantially overcounting the measure. For points on whose image is at Euclidean distance to , it is easy to choose the charts so that each point is contained in number of charts. Away from , the points deep inside the boundary type charts in general do not have this local finiteness property, but this is compensated by the fact that the measure decays exponentially away from (cf. (16)). The conclusion is that
whence the global Skoda estimate. ∎
We now specialize to the Fermat case, and consider normalised to with discrete symmetry, as in section 4.5. The regularisation of produced via Legendre transform is denoted as .
Theorem 4.21. (Improved Skoda estimate) In the Fermat case above, there are uniform constants , , such that
| (29) |
Proof. On either a log scale in the toric region, or a boundary type chart, we have by the local -oscillation estimate and the mean value inequality that
Notice also the local averages of and differ by , so
Combined with (28),
The summation argument as in the global Skoda estimate proves the claim. ∎
Remark 4.22. This means can only fail to be bounded below by on a set with exponentially small probability measure. Notice we have not yet used the complex MA equation.
4.7 and stability estimates for CY potentials
We finally impose the Calabi-Yau condition, and consider the CY potential normalised to , solving (20):
Theorem 4.23. (-estimate) The Calabi-Yau potential satisfies the uniform -estimate .
We now specialize to the Fermat case. Clearly is invariant under the discrete symmetry of the hypersurface. Recall the regularisation is denoted as , coming from the double Legendre transform construction (cf. section 4.5). The local potentials of and are denoted and according to the same convention as (19).
Theorem 4.24. In the Fermat case, there is a uniform stability estimate
| (30) |
Remark 4.25. In the theorems above only an upper bound on the volume measure is actually needed. The intuition is that the Skoda inequality is already so close to an estimate, that a very tiny amount of extra assumptions are needed to conclude -estimate.
Combining this with the upper bound from Prop. 4.17,
Corollary 4.26. In the Fermat case, there is a uniform -stability estimate:
- •
Inside , for , the local potentials satisfy or equivalently .
- •
Inside , the local potentials satisfy , or equivalently .
The point is that in the generic region of the Calabi-Yau local potentials are -approximated by their regularisations, which build in convexity by construction, and therefore have a priori Lipschitz bounds.
5 Fermat case: Metric convergence and SYZ fibration
We focus on the Fermat family case. We will produce a solution of the real MA equation on by a subsequential limit, which induces a real MA metric on the regular locus (cf. section 5.1). Then we show the Calabi-Yau metrics on the degenerating hypersurfaces converge to the real MA metric, both in a -sense (cf. section 5.2) and in the global Gromov-Hausdorff sense (cf. section 5.3). The strong regularity estimates will in particular imply that in the generic region of the CY metrics are collapsing with bounded curvature, which by a result of Zhang [41] allows one to produce a special Lagrangian fibration in the generic region of (cf. section 5.4).
5.1 Limiting real MA metric
We work in the context of section 4.7, and use the notations therein. We shall extract some subsequential limit of local potentials for the CY metric , and check that up to a constant it solves the real MA equation on according to Def. 3.29 (cf. also section 2.6).
Since the convex functions on produced by double Legendre transform have uniform Lipschitz bounds (25), by the Arzela-Ascoli theorem we can take a subsequential limit as , such that in -topology. Later we will sometimes suppress mentioning the subsequence for brevity. In particular is convex and admissible. We can also pass Cor. 4.15 to the limit, to see that in the region , for any with , the function is constant upon translation in the -direction. In particular in such regions the convergence improves to .
By construction , and Thus the stability estimate Cor. 4.26 implies that
- •
Inside , for , the local potentials satisfy
- •
Inside , the local potentials satisfy
The rest of this section is devoted to proving
The intuitive idea is to pass the complex MA equation to some weak limit. The main problem is that the sequence live on different manifolds, so we need more effective estimates to pass to the limit.
Lemma 5.2. Let be a bounded convex function on the square . Via the rescaled log map , the function pulls back to a psh function on . Then the real MA measure of is related to the pushforward of the complex MA measure of by
Proof. If is smooth, then
Since , and both the real and complex MA operators are weakly continuous with respect to -limits, this equality passes to general . ∎
Lemma 5.3. (Chern-Levine type estimate) Let be a psh function on the annulus region , with . Then
- •
On the shrinked set the measure
- •
Let is another psh function, with . Let be any compactly supported function on the square . Then
Proof. Let be a compactly supported nonnegative smooth function on the square , equal to one on . We identify with , and denote . Then
The basic obervation is that if is a positive current of bidegree , then by integration by part,
Iterating this argument to lower the power of ,
The second statement is proved similarly by removing factors iteratively. ∎
Proof. (Thm. 5.1) There are two subcases: the interior of the top dimensional faces of , and the star of the vertices . Since the arguments are almost the same we focus on the latter.
On the interior of , we have local affine coordinates , related to the holomorphic -coordinates by . The star type region can be viewed as a subset of , so we use the rescaled map to pullback the function on . On the other hand, maps into via , so we can also pullback via . These two pullbacks differ by at most using Cor. 4.15. We also write .
Take a local test function supported in the interior of , then is identified as a local function on via . By the Chern-Levine type estimate above,
as . By the Calabi-Yau condition (20) and Prop. 3.14,
Pushing forward via , and applying Lemma 5.2,
Since this holds for every , on the interior of this top dimensional face we obtain the measure equality (31). ∎
5.2 Higher regularity in the generic region
Once we know the subsequential limit satisfies the real MA equation, then by the local regularity theory surveyed in section 2.6,
Corollary 5.4. (Regularity of real MA solution) Inside , let be the set of strictly convex points of , then , and the complement of is a closed subset of Hausdorff -measure zero. In particular is path connected, and is open and dense in .
Remark 5.5. In dimension 2, the local regularity theory implies that , namely the real MA solution is smooth wherever the affine structure is defined. The same might hold in any higher dimension, although this cannot be concluded by local regularity results alone (cf. Remark 2.15).
We now proceed to a very explicit coordinate version of higher order estimates for the local CY potentials, by transferring regularity from the real MA equation to the complex MA equation.
Let , then (resp. the appropriate has -bound on some coordinate ball contained in a shrinked face (resp. ). For clarity we focus on the face case. The radius and the -bound depend on the choice of , but are uniform for in any fixed compact subset of . We identify with its pullback to .
The local CY potential on satisfies
along the subsequence. We may regard as an open subset of . On the universal cover of , we use the natural coordinates for .
Now satisfies the complex MA equation (cf. (20)(14))
By the holomorphic volume form formula (12),
where the term in fact has exponentially small bounds in coordinates; the higher order bound uses that is holomorphic. On the other hand by the calculation in section 5.1, the pullback of satisfies
To summarize, the deviation of RHS is negligible and the deviation between and is small in -norm. Applying Savin’s Thm. 2.14,
Theorem 5.6. (Smooth convergence in generic regions) As along the subsequence, assume the coordinate ball , then on the region , we have the following higher regularity estimates with respect to the -norm in the coordinates.
- •
In the face type region case
- •
In the star type region case, for ,
The convergence rate is uniform for on any fixed compact subset of .
The intuition is that in the generic regular locus in the toric part of , the local CY potentials converge in some sense.
Notation. For every compact , let denote the union of the regions for ; the convergence rates will be uniform on . Notice that
so by taking a compact exhaustion of , we may assume occupies a percentage of the total measure arbitrarily close to 1.
Remark 5.7. If one can show that the limiting real MA metric is unique, then there will be no need to pass to a subsequence.
Next we discuss CY metrics in .
- •
In the face type region case, up to -small error in the coordinates,
hence the CY metrics is up to -small error
(32) - •
Likewise in the star type region case, up to small error in the coordinates,
(33)
Notice in such local coordinates, the rescaled log map gives a local -fibration. The metric associated to is a semiflat metric, namely a -invariant metric which is flat when restricted to any -fibre. Thus (32)(33) assert that the Calabi-Yau metrics are -approximated by semiflat metrics in the regular regions.
Corollary 5.8. On the sectional curvature has a uniform bound , and the injectivity radius satisfies , with constants depending on .
5.3 Gromov-Hausdorff convergence
On the regular locus we have a well defined real MA metric,
| (34) |
Notice the definitions are compatible on overlapping regions. Let be the metric completion. The metric asymptotes (32)(33) say that in some sense the collapsing CY metrics converge to the metric on , and we know is path connected because its complement has zero -measure.
Remark 5.9. We do not know if is homeomorphic to , as the regularity theory of the real MA equation on a singular affine manifold is not yet developed, and we know little about what can happen near singularities.
The goal of this section is to show
Theorem 5.10. The subsequence of collapsing CY metrics converges in the Gromov-Hausdorff sense to .
Proposition 5.11. There is a uniform diameter bound
Lemma 5.12. Let be a closed Riemannian manifold with , let and . Then .
Using Thm. 5.6, we can find inside the regular region of some geodesic ball of radius , occupying a nontrivial portion of the total volume:
with independent of . Now applying the Lemma to the rescaled CY metric ,
so as required. ∎
Proof. (Thm. 5.10) By Thm 5.6 we already know the metric convergence over any properly contained open subset of , which corresponds to a region , with nearly the full measure:
where can be chosen arbitrarily small. It now suffices to show any point is close to . For any such that the geodesic ball , the Bishop-Gromov inequality implies
Taking the sup of all such ,
which can be made arbitrarily small. ∎
5.4 Special Lagrangian fibration in the generic region
In the setting of section 5.2, the very strong regularity bounds in the generic region leads to the existence of special Lagrangian -fibrations thereon.
Theorem 5.13. For any fixed compact , for depending on , there is a special Lagrangian (SLag) -fibration on an open subset of containing .
Remark 5.14. By considering a compact exhaustion of , we can choose so that the region occupies a percentage of the total measure on arbitrarily close to 1.
Proof. Since is a compact subset in the open set , we can find an open set properly contained in . This ensures that the smooth convergence in Thm. 5.6 happens uniformly on a slightly larger set than . We assume as ususal.
Consider a coordinate region contained in this larger set, which is topologically . Here the is well defined as a homology cycle independent of the coordinates. We define the phase angles by requiring We consider the rescaled CY metrics , so the diameter of fibres are now of order by (32)(33). Within any log scale, these rescaled CY structures are -close to the standard flat structures in section 2.7 up to constant factors. By construction the Kähler forms are exact in these coordinate charts. Thus by Zhang’s result surveyed in section 2.7, within any log scale, we can construct a SLag -fibration with phase , whose fibres are very small -perturbations of the fibres of the map ,
Observe that on overlapping charts, the Log-fibres with respect to one chart are very small -perturbations of the Log-fibres of the other chart. Then the uniqueness part of Zhang’s argument shows that on overlapping charts the SLag -fibrations are in fact defined independent of charts. (It is the local universal family of SLags within the perturbative regime.) Thus the local constructions glue to a SLag fibration on a subset of containing as required. ∎
References
- [1] Błocki, Zbigniew; Kołodziej, Sławomir. On regularization of plurisubharmonic functions on manifolds. Proc. Amer. Math. Soc. 135 (2007), no. 7, 2089–2093.
- [2] Błocki, Zbigniew. The Calabi-Yau theorem. Complex Monge-Ampère equations and geodesics in the space of Kähler metrics, 201–227, Lecture Notes in Math., 2038, Springer, Heidelberg, 2012.
- [3] Boucksom, Sébastien; Jonsson, Mattias. Tropical and non-Archimedean limits of degenerating families of volume forms. J. Éc. polytech. Math. 4 (2017), 87–139.
- [4] Boucksom, Sébastien; Favre, Charles; Jonsson, Mattias. Solution to a non-Archimedean Monge-Ampère equation. J. Amer. Math. Soc. 28 (2015), no. 3, 617–667.
- [5] Boucksom, Sébastien; Favre, Charles; Jonsson, Mattias. The non-Archimedean Monge-Ampère equation. Nonarchimedean and tropical geometry, 31–49, Simons Symp., Springer, [Cham], 2016.
- [6] Caffarelli, L. A. A localization property of viscosity solutions to the Monge-Ampère equation and their strict convexity. Ann. of Math. (2) 131 (1990), no. 1, 129–134.
- [7] Caffarelli, Luis A. Interior estimates for solutions of the Monge-Ampère equation. Ann. of Math. (2) 131 (1990), no. 1, 135–150.
- [8] Caffarelli, Luis A. A note on the degeneracy of convex solutions to Monge Ampère equation. Comm. Partial Differential Equations 18 (1993), no. 7-8, 1213–1217.
- [9] Caffarelli, Luis A.; Viaclovsky, Jeff A. On the regularity of solutions to Monge-Ampère equations on Hessian manifolds. Comm. Partial Differential Equations 26 (2001), no. 11-12, 2339–2351.
- [10] Collins, Tristan C.; Tosatti, Valentino. An extension theorem for Kähler currents with analytic singularities. Ann. Fac. Sci. Toulouse Math. (6) 23 (2014), no. 4, 893–905.
- [11] Coman, Dan; Guedj, Vincent; Zeriahi, Ahmed. Extension of plurisubharmonic functions with growth control. J. Reine Angew. Math. 676 (2013), 33–49.
- [12] Demailly, Jean-Pierre; Pali, Nefton. Degenerate complex Monge-Ampère equations over compact Kähler manifolds. Internat. J. Math. 21 (2010), no. 3, 357–405.
- [13] Donaldson, Simon K. Kähler geometry on toric manifolds, and some other manifolds with large symmetry. Handbook of geometric analysis. No. 1, 29–75, Adv. Lect. Math. (ALM), 7, Int. Press, Somerville, MA, 2008.
- [14] Donaldson, Simon; Sun, Song. Gromov-Hausdorff limits of Kähler manifolds and algebraic geometry. Acta Math. 213 (2014), no. 1, 63–106.
- [15] Eyssidieux, Philippe; Guedj, Vincent; Zeriahi, Ahmed. Singular Kähler-Einstein metrics. J. Amer. Math. Soc. 22 (2009), no. 3, 607–639.
- [16] Eyssidieux, Philippe; Guedj, Vincent; Zeriahi, Ahmed. A priori -estimates for degenerate complex Monge-Ampère equations. Int. Math. Res. Not. IMRN 2008, Art. ID rnn 070, 8 pp.
- [17] Foscolo, Lorenzo. ALF gravitational instantons and collapsing Ricci-flat metrics on the surface. J. Differential Geom. 112 (2019), no. 1, 79–120.
- [18] Gross, Mark. Mirror symmetry and the Strominger-Yau-Zaslow conjecture. Current developments in mathematics 2012, 133–191, Int. Press, Somerville, MA, 2013.
- [19] Gross, Mark. Topological mirror symmetry. Invent. Math. 144 (2001), no. 1, 75–137.
- [20] Gross, Mark; Tosatti, Valentino; Zhang, Yuguang. Collapsing of abelian fibered Calabi-Yau manifolds. Duke Math. J. 162 (2013), no. 3, 517–551.
- [21] Gross, Mark; Wilson, P. M. H. Large complex structure limits of surfaces. J. Differential Geom. 55 (2000), no. 3, 475–546.
- [22] Guedj, Vincent; Zeriahi, Ahmed. Intrinsic capacities on compact Kähler manifolds. J. Geom. Anal. 15 (2005), no. 4, 607–639.
- [23] Haase, Christian; Zharkov, Ilia. Integral affine structures on spheres and torus fibrations of Calabi-Yau toric hypersurfaces I. arXiv:math/0205321.
- [24] Haase Zharkov 2 Haase, Christian; Zharkov, Ilia. Integral affine structures on spheres and torus fibrations of Calabi-Yau toric hypersurfaces II. arXiv:math/0301222.
- [25] Harvey, Reese; Lawson, H. Blaine, Jr. Calibrated geometries. Acta Math. 148 (1982), 47–157.
- [26] Hein, Hans-Joachim; Sun, Song; Viaclovsky, Jeff; Zhang, Ruobing. Nilpotent structures and collapsing Ricci-flat metrics on K3 surfaces. arXiv:1807.09367.
- [27] Joyce, Dominic. Singularities of special Lagrangian fibrations and the SYZ conjecture. Comm. Anal. Geom. 11 (2003), no. 5, 859–907.
- [28] Kontsevich, Maxim; Soibelman, Yan. Homological mirror symmetry and torus fibrations. Symplectic geometry and mirror symmetry (Seoul, 2000), 203–263, World Sci. Publ., River Edge, NJ, 2001.
- [29] Kontsevich, Maxim; Soibelman, Yan. Affine structures and non-Archimedean analytic spaces. The unity of mathematics, 321–385, Progr. Math., 244, Birkhäuser Boston, Boston, MA, 2006.
- [30] Li, Yang. SYZ geometry for Calabi-Yau 3-folds: Taub-NUT and Ooguri-Vafa type metrics. arXiv:1902.08770.
- [31] Mooney, Connor. Partial regularity for singular solutions to the Monge-Ampère equation. Comm. Pure Appl. Math. 68 (2015), no. 6, 1066–1084.
- [32] Odaka, Yuji; Oshima, Yoshiki. Collapsing K3 surfaces and Moduli compactification. Proc. Japan Acad. Ser. A Math. Sci. 94 (2018), no. 8, 81–86.
- [33] Savin, Ovidiu. Small perturbation solutions for elliptic equations. Comm. Partial Differential Equations 32 (2007), no. 4-6, 557–578.
- [34] Strominger, Andrew; Yau, Shing-Tung; Zaslow, Eric. Mirror symmetry is -duality. Nucl.Phys.B479:243-259,1996.
- [35] Sun, Song; Zhang, Ruobing. Complex structure degenerations and collapsing of Calabi-Yau metrics. arXiv:1906.03368.
- [36] Tosatti, Valentino. Limits of Calabi-Yau metrics when the Kähler class degenerates. J. Eur. Math. Soc. (JEMS) 11 (2009), no. 4, 755–776.
- [37] Tosatti, Valentino. Adiabatic limits of Ricci-flat Kähler metrics. J. Differential Geom. 84 (2010), no. 2, 427–453.
- [38] Yau, Shing Tung. On the Ricci curvature of a compact Kähler manifold and the complex Monge-Ampère equation. I. Comm. Pure Appl. Math. 31 (1978), no. 3, 339–411.
- [39] Zharkov, Ilia. Limiting behavior of local Calabi-Yau metrics. Adv. Theor. Math. Phys. 8 (2004), no. 3, 395–420.
- [40] Zeriahi, Ahmed. Volume and capacity of sublevel sets of a Lelong class of plurisubharmonic functions. Indiana Univ. Math. J. 50 (2001), no. 1, 671–703.
- [41] Zhang, Yuguang. Collapsing of Calabi-Yau manifolds and special Lagrangian submanifolds. Univ. Iagel. Acta Math. No. 54 (2017), 53–78.