ScalingStacks

Verified tagged author-source HTML · 1912.02360v1 · cited publication edition alignment unverified.

3 Degenerating Calabi-Yau hypersurfaces

We now set the scene for the main work: a particular class of Calabi-Yau hypersurfaces XsX_{s} inside ℂ​ℙn+1\mathbb{CP}^{n+1} near the large complex structure limit, polarised by the class 𝒪⁡(n+2)|Xs\mathcal{O}(n+2)|_{X_{s}} up to a rescaling factor. Special attention will be focused on the simplest case of the Fermat family (cf. Example 3.1). We freely borrow from Haase-Zharkov [23][24], whose setting includes more general CY hypersurfaces in toric varieties. The key notion is that the degenerating complex structures are controlled by piecewise linear data, an idea studied extensively under the name of tropical geometry.

The philosophy is that every concept in Kähler geometry ought to have an analogue in the tropical world, and the combinatorial nature of the tropical version should simplify the original problem in Kähler geometry. However, it does not appear clear what is the tropical analogue of the notion of Kähler metrics; we devote section 3.4 and 3.5 to investigate this question, and answer it in the Fermat case by utilizing the large discrete symmetry group.

3.1 Complex structure

Let N≃ℤn+1N\simeq\mathbb{Z}^{n+1}, and M=Hom⁡(N,ℤ)M=\Hom(N,\mathbb{Z}), and denote Nℝ=N⊗ℝN_{\mathbb{R}}=N\otimes\mathbb{R}, Mℝ=M⊗ℝM_{\mathbb{R}}=M\otimes\mathbb{R}. We regard ℂ​ℙn+1\mathbb{CP}^{n+1} as a toric Fano manifold ℙΔ\mathbb{P}_{\Delta}, with moment polytope Δ⊂Mℝ\Delta\subset M_{\mathbb{R}} corresponding to the anticanonical class 𝒪⁡(n+2)\mathcal{O}(n+2). More explicitly Δ\Delta is the (n+1)(n+1)-simplex inside Mℝ≃{∑0n+1yi=0}⊂ℝn+2M_{\mathbb{R}}\simeq\{\sum_{0}^{n+1}y_{i}=0\}\subset\mathbb{R}^{n+2} spanned by the vertices

(n+1,−1,…−1),(−1,n+1,−1,…−1),…,(−1,…,−1,n+1);(n+1,-1,\ldots-1),(-1,n+1,-1,\ldots-1),\ldots,(-1,\ldots,-1,n+1);

in particular Δ\Delta is a reflexive integral Delzant polytope, with dual polytope

Δ∨={w∈N⊗ℝ|⟨m,w⟩≥−1,∀m∈Δ}⊂ℝn+2/ℝ(1,1,…1)\Delta^{\vee}=\{w\in N\otimes\mathbb{R}|\langle m,w\rangle\geq-1,\forall m\in\Delta\}\subset\mathbb{R}^{n+2}/\mathbb{R}(1,1,\ldots 1)

being the (n+1)(n+1)-simplex spanned by the vertices (1,0,…,0),…,(0,…,0,1)(1,0,\ldots,0),\ldots,(0,\ldots,0,1). The integral points m∈Δℤ=Δ∩Mm\in\Delta_{\mathbb{Z}}=\Delta\cap M parametrize monomials zmz^{m} in the anticanonical linear system H0​(ℙΔ,𝒪⁡(n+2))H^{0}(\mathbb{P}_{\Delta},\mathcal{O}(n+2)). We study the family of hypersurfaces

Xs={Fs(z)=∑m∈Δℤames​λ​(m)zm=0}⊂ℙΔ,s≫1.X_{s}=\{F_{s}(z)=\sum_{m\in\Delta_{\mathbb{Z}}}a_{m}e^{s\lambda(m)}z^{m}=0\}\subset\mathbb{P}_{\Delta},\quad s\gg 1. (8)

Here ama_{m} are a fixed collection of coefficients, with a0=1a_{0}=1 corresponding to the unique interior integral point 0∈Δℤ0\in\Delta_{\mathbb{Z}}. For any vertex mm of Δ\Delta, we require am≠0a_{m}\neq 0. The function λ\lambda is defined for those m∈Δℤm\in\Delta_{\mathbb{Z}} for which am≠0a_{m}\neq 0; by assumption λ⁡(0)=0\lambda(0)=0, and λ⁡(m)<0\lambda(m)<0 otherwise. The natural piecewise linear extension of λ\lambda to MℝM_{\mathbb{R}} is assumed to be concave, whose domains of linearity are by assumption simplices, producing a triangulation of Δ\Delta. Using the adjunction formula, we can write down a holomorphic volume form Ωs\Omega_{s} on XsX_{s}, such that along XsX_{s}

d​Fs∧Ωs=d​log⁡z1∧…​d​log⁡zn+1,dF_{s}\wedge\Omega_{s}=d\log z^{1}\wedge\ldots d\log z^{n+1}, (9)

with z1,z2,…​zn+1z^{1},z^{2},\ldots z^{n+1} the standard coordinates on (ℂ∗)n+1⊂ℙΔ(\mathbb{C}^{*})^{n+1}\subset\mathbb{P}_{\Delta}. We will always assume s≫1s\gg 1, and all the constants in the estimates are independent of ss.

00Q3

Example 3.1. The Fermat family is given explicitly as

Xs={Z0Z1…Zn+1+e−s∑i=0n+1Zin+2=0},X_{s}=\{Z_{0}Z_{1}\ldots Z_{n+1}+e^{-s}\sum_{i=0}^{n+1}Z_{i}^{n+2}=0\}, (10)

namely we choose am=1a_{m}=1 for mm corresponding to the monomials Z0​…​Zn+1Z_{0}\ldots Z_{n+1} and Zin+2Z_{i}^{n+2}, and choose λ\lambda to be the piecewise linear function with value 00 at the origin and −1-1 at the vertices of Δ\Delta.

The key notion to describe the complex structure degeneration is a piecewise linear object called the tropicalisation of the hypersurfaces. Define the nonnegative piecewise linear function LλL_{\lambda} on NℝN_{\mathbb{R}} by

Lλ​(x)=maxm∈Δℤ,am≠0⁡{⟨x,m⟩+λ⁡(m)}.L_{\lambda}(x)=\max_{m\in\Delta_{\mathbb{Z}},a_{m}\neq 0}\{\langle x,m\rangle+\lambda(m)\}.

The tropicalisation 𝒜λ∞\mathcal{A}_{\lambda}^{\infty} is defined as the nonsmooth locus of LλL_{\lambda}, or equivalently the locus inside NℝN_{\mathbb{R}} where the maximum LλL_{\lambda} is achieved by at least two values of mm. There is precisely one bounded component in the complement of 𝒜λ∞\mathcal{A}_{\lambda}^{\infty},

Δλ∨={x|Lλ​(x)=0}⊂Nℝ,\Delta_{\lambda}^{\vee}=\{x|L_{\lambda}(x)=0\}\subset N_{\mathbb{R}},

whose boundary ∂Δλ∨⊂𝒜λ∞\partial\Delta_{\lambda}^{\vee}\subset\mathcal{A}_{\lambda}^{\infty}. The relation between the hypersurfaces and the tropicalisation is furnished by the rescaled log map,

Logs:ℙΔ⊃(ℂ∗)n+1→ℝn+1≃Nℝ,Logs​(z)=1s​(log⁡|z1|,…​log⁡|zn+1|).\text{Log}_{s}:\mathbb{P}_{\Delta}\supset(\mathbb{C}^{*})^{n+1}\to\mathbb{R}^{n+1}\simeq N_{\mathbb{R}},\quad\text{Log}_{s}(z)=\frac{1}{s}(\log|z_{1}|,\ldots\log|z_{n+1}|).

The image 𝒜λs=Logs​(Xs∩(ℂ∗)n+1)\mathcal{A}_{\lambda}^{s}=\text{Log}_{s}(X_{s}\cap(\mathbb{C}^{*})^{n+1}) is called the amoeba. The following Prop. will be tacitly used frequently, as it allows us to think of regions on XsX_{s} efficiently in terms of the regions on 𝒜λ∞\mathcal{A}_{\lambda}^{\infty}, up to a tiny amount of fuzziness.

00Q4

Proposition 3.2. (cf. [23, Prop. 3.2]) The amoebas 𝒜λs\mathcal{A}_{\lambda}^{s} converge in the Hausdorff distance to 𝒜λ∞\mathcal{A}_{\lambda}^{\infty} in the Hausdorff distance as s→∞s\to\infty. In fact

{distℝn+1(x,𝒜λ∞)≤Cs,∀x∈Logs(Xs),distℝn+1(x,Logs(Xs))≤Cs,∀x∈𝒜λ∞.\begin{cases}\text{dist}_{\mathbb{R}^{n+1}}(x,\mathcal{A}_{\lambda}^{\infty})\leq\frac{C}{s},\quad\forall x\in\text{Log}_{s}(X_{s}),\\ \text{dist}_{\mathbb{R}^{n+1}}(x,\text{Log}_{s}(X_{s}))\leq\frac{C}{s},\quad\forall x\in\mathcal{A}_{\lambda}^{\infty}.\end{cases}
00Q5

Proof. (sketch) Let x=Logs​(z)x=\text{Log}_{s}(z) and let m′∈Δℤm^{\prime}\in\Delta_{\mathbb{Z}} saturate the maximum for Lλ​(x)L_{\lambda}(x). Applying Logs\text{Log}_{s} to the inequality

|es​λ​(m′)zm′|=|−∑m≠m′amam′es​λ​(m)zm|≤Cmaxm≠m′{es​λ​(m)|zm|},|e^{s\lambda(m^{\prime})}z^{m^{\prime}}|=|-\sum_{m\neq m^{\prime}}\frac{a_{m}}{a_{m^{\prime}}}e^{s\lambda(m)}z^{m}|\leq C\max_{m\neq m^{\prime}}\{e^{s\lambda(m)}|z^{m}|\},

we see

Lλ​(x)=⟨x,m′⟩+λ⁡(m′)≤maxm≠m′⁡{⟨x,m⟩+λ⁡(m)}+Cs,L_{\lambda}(x)=\langle x,m^{\prime}\rangle+\lambda(m^{\prime})\leq\max_{m\neq m^{\prime}}\{\langle x,m\rangle+\lambda(m)\}+\frac{C}{s},

so distℝn+1​(x,𝒜λ∞)≤Cs\text{dist}_{\mathbb{R}^{n+1}}(x,\mathcal{A}_{\lambda}^{\infty})\leq\frac{C}{s}. The other inequality of the claim can be proved by constructing local models of XsX_{s} in regions whose Logs\text{Log}_{s}-images are close to x∈𝒜λ∞x\in\mathcal{A}_{\lambda}^{\infty}, and then use the implicit function theorem to show XsX_{s} is a small perturbation of these local models. ∎

00Q6

Example 3.3. In the Fermat family example above Δλ∨=−Δ∨\Delta_{\lambda}^{\vee}=-\Delta^{\vee} is the reflexion of Δ∨\Delta^{\vee}.

The tropicalisation 𝒜λ∞\mathcal{A}_{\lambda}^{\infty} is naturally stratified according to the subset of m∈Δℤm\in\Delta_{\mathbb{Z}} saturating the maximum Lλ​(x)L_{\lambda}(x). This induces a kind of quantitative stratification structure on 𝒜λs\mathcal{A}_{\lambda}^{s} for s≫1s\gg 1.

00Q7

Lemma 3.4. There is a fixed number δ1>0\delta_{1}>0, such that for s≫1s\gg 1 and any x∈𝒜λsx\in\mathcal{A}^{s}_{\lambda} (or x∈𝒜λ∞x\in\mathcal{A}^{\infty}_{\lambda}), there is a simplex σ\sigma in the triangulation of Δ\Delta, verifying ⟨x,m⟩+λ⁡(m)<Lλ​(x)−δ1\langle x,m\rangle+\lambda(m)<L_{\lambda}(x)-\delta_{1} for m∈Δℤ∖σm\in\Delta_{\mathbb{Z}}\setminus\sigma.

00Q8

Proof. (Sketch) For any fixed x∈Nℝx\in N_{\mathbb{R}}, the function ⟨x,m⟩+λ⁡(m)\langle x,m\rangle+\lambda(m) is a concave function of m∈Mℝm\in M_{\mathbb{R}}. By our assumptions, the set of m∈Δℤm\in\Delta_{\mathbb{Z}} saturating the maximum must be the set of vertices of some simplex σ\sigma in the triangulation of Δ\Delta. A more effective version of this observation is the Lemma in the 𝒜λ∞\mathcal{A}^{\infty}_{\lambda} case, and the 𝒜λs\mathcal{A}^{s}_{\lambda} case follows by Prop. 3.2. ∎

Given a simplex σ⊂∂Δ\sigma\subset\partial\Delta in the triangulation, we associate a subset 𝒜λ,σ∞\mathcal{A}_{\lambda,\sigma}^{\infty}:

𝒜λ,σ∞={x∈𝒜λ∞|Lλ(x)=⟨x,m⟩+λ(m),∀m∈σ}.\mathcal{A}_{\lambda,\sigma}^{\infty}=\{x\in\mathcal{A}_{\lambda}^{\infty}|L_{\lambda}(x)=\langle x,m\rangle+\lambda(m),\forall m\in\sigma\}.

Clearly if σ≺σ′\sigma\prec\sigma^{\prime}, then 𝒜λ,σ∞⊃𝒜λ,σ′∞\mathcal{A}_{\lambda,\sigma}^{\infty}\supset\mathcal{A}_{\lambda,\sigma^{\prime}}^{\infty}. The intuition is that larger σ\sigma correspond to more nongeneric regions, and the complement of their neighbourhoods correspond to more generic regions.

00Q9

Notation. We need a few terminologies to describe 𝒜λ,σ∞\mathcal{A}_{\lambda,\sigma}^{\infty}. The face of ∂Δλ∨\partial\Delta_{\lambda}^{\vee} dual to σ\sigma is Fσ∨=∂Δλ∨∩𝒜λ,σ∞F_{\sigma}^{\vee}=\partial\Delta_{\lambda}^{\vee}\cap\mathcal{A}_{\lambda,\sigma}^{\infty}. The outward normal cone to σ\sigma is

NCΔ(σ)={x∈Nℝ|⟨m,x⟩≤⟨m′,x⟩,∀m∈Δℤ,∀m′∈σ}.NC_{\Delta}(\sigma)=\{x\in N_{\mathbb{R}}|\langle m,x\rangle\leq\langle m^{\prime},x\rangle,\forall m\in\Delta_{\mathbb{Z}},\forall m^{\prime}\in\sigma\}.

By the Delzant polytope property N​CΔ​(σ)NC_{\Delta}(\sigma) is isomorphic to ℝ≥0l\mathbb{R}_{\geq 0}^{l}, where n+1−ln+1-l is the dimension of the minimal face of ∂Δ\partial\Delta containing σ\sigma. The Minkowski sum of two sets A,BA,B means A+B={a+b|a∈A,b∈B}A+B=\{a+b|a\in A,b\in B\}.

00QA

Lemma 3.5. (compare [23, Lemma 3.1]) If dimσ≥1\dim\sigma\geq 1 then 𝒜λ,σ∞=Fσ∨+N​CΔ​(σ).\mathcal{A}_{\lambda,\sigma}^{\infty}=F_{\sigma}^{\vee}+NC_{\Delta}(\sigma).

00QB

Lemma 3.6. 𝒜λ∞=∂Δλ∨∪⋃dimσ≥1𝒜λ,σ∞\mathcal{A}_{\lambda}^{\infty}=\partial\Delta_{\lambda}^{\vee}\cup\bigcup_{\dim\sigma\geq 1}\mathcal{A}_{\lambda,\sigma}^{\infty}.

00QC

Proof. Let x∈𝒜λ∞x\in\mathcal{A}_{\lambda}^{\infty}. If m=0∈Δm=0\in\Delta achieves the maximum Lλ​(x)L_{\lambda}(x), then x∈∂Δλ∨x\in\partial\Delta_{\lambda}^{\vee}. If not, then the maximum is achieved by at least two m∈∂Δm\in\partial\Delta, so x∈𝒜λ,σ∞x\in\mathcal{A}_{\lambda,\sigma}^{\infty} for some σ⊂∂Δ\sigma\subset\partial\Delta with dimσ≥1\dim\sigma\geq 1. ∎

00QD

Remark 3.7. The intuition is that a neighbourhood of ∂Δλ∨\partial\Delta_{\lambda}^{\vee} corresponds to a toric region, while 𝒜λ,σ∞\mathcal{A}_{\lambda,\sigma}^{\infty} controls how XsX_{s} approaches the toric boundary of ℙΔ\mathbb{P}_{\Delta}, and the stratification is related to how the toric boundary components intersect.

Our next goal is to assign good holomorphic charts to XsX_{s} related to the stratification structure. We first consider the toric region, which shall be covered by (ℂ∗)n(\mathbb{C}^{*})^{n}-charts. Let w∈Nw\in N be the primitive integral outward normal vector to a facet F⁡(w)={m∈Δ|⟨w,m⟩=1}F(w)=\{m\in\Delta|\langle w,m\rangle=1\} of Δ\Delta. The chart parametrised by ww is contained inside the region

Uws,o={z∈Xs|es​λ​(m)|zm|≪1,∀m∈Δℤ∖(F(w)∪{0})}.U_{w}^{s,o}=\{z\in X_{s}|e^{s\lambda(m)}|z^{m}|\ll 1,\quad\forall m\in\Delta_{\mathbb{Z}}\setminus(F(w)\cup\{0\})\}. (11)

Let m0∈F⁡(w)∩Δℤm_{0}\in F(w)\cap\Delta_{\mathbb{Z}}, and choose an integral basis m1,…,mnm_{1},\ldots,m_{n} for {m∈M|⟨w,m⟩=0}\{m\in M|\langle w,m\rangle=0\}. Then the monomials zm1,…,zmnz^{m_{1}},\ldots,z^{m_{n}} provide the local (ℂ∗)n(\mathbb{C}^{*})^{n}-coordinates on the chart, since by the implicit function theorem XsX_{s} is locally a graph {zm0=f(zm1,…,zmn)}\{z^{m_{0}}=f(z^{m_{1}},\ldots,z^{m_{n}})\}. In fact by the defining equation (8) of the hypersurface

z−m0≈−∑m∈F⁡(w)ames​λ​(m)zm−m0,z^{-m_{0}}\approx-\sum_{m\in F(w)}a_{m}e^{s\lambda(m)}z^{m-m_{0}},

whence the holomorphic volume form is (cf. (9))

Ωs=±d​log⁡zm0∧…​d​log⁡zmnd​Fs≈d​log⁡zm1∧…​d​log⁡zmn.\Omega_{s}=\pm\frac{d\log z^{m_{0}}\wedge\ldots d\log z^{m_{n}}}{dF_{s}}\approx d\log z^{m_{1}}\wedge\ldots d\log z^{m_{n}}. (12)

(Here mim_{i} are suitably oriented to take care of ±1\pm 1.) We regard the above region as an open subset of (ℂ∗)n(\mathbb{C}^{*})^{n}, and denote the chart UwsU^{s}_{w} as the largest TnT^{n}-invariant subset, delineated by a collection of affine linear inequalities on the variables log⁡|zmi|\log|z^{m_{i}}|.

In the tropical limit s=∞s=\infty, the region Logs​(Uws,o)\text{Log}_{s}(U_{w}^{s,o}) becomes

Uw∞,o={x∈𝒜λ∞|⟨m,x⟩+λ(m)<0,∀m∈Δℤ∖(F(w)∪{0})}U_{w}^{\infty,o}=\{x\in\mathcal{A}_{\lambda}^{\infty}|\langle m,x\rangle+\lambda(m)<0,\forall m\in\Delta_{\mathbb{Z}}\setminus(F(w)\cup\{0\})\}

Inside this the limiting version of Logs​(Uws)\text{Log}_{s}(U_{w}^{s}) is

Uw∞={(Uw∞,o∩∂Δλ∨)+ℝ≥0​w}∩𝒜λ∞.U_{w}^{\infty}=\{(U_{w}^{\infty,o}\cap\partial\Delta_{\lambda}^{\vee})+\mathbb{R}_{\geq 0}w\}\cap\mathcal{A}_{\lambda}^{\infty}.

Later we shall also need the slightly shrinked regions for 0<δ≪δ10<\delta\ll\delta_{1}: let

Uw,δs,o={z∈Xs|es​λ​(m)|zm|≪e−s​δ,∀m∈Δℤ∖(F(w)∪{0})},U^{s,o}_{w,\delta}=\{z\in X_{s}|e^{s\lambda(m)}|z^{m}|\ll e^{-s\delta},\quad\forall m\in\Delta_{\mathbb{Z}}\setminus(F(w)\cup\{0\})\},

whose largest TnT^{n}-invariant subset is Uw,δsU^{s}_{w,\delta}. The tropical limit of Logs​(Uw,δs,o)\text{Log}_{s}(U_{w,\delta}^{s,o}) is

Uw,δ∞,o={x∈𝒜λ∞|⟨m,x⟩+λ(m)<−δ,∀m∈Δℤ∖(F(w)∪{0})},U^{\infty,o}_{w,\delta}=\{x\in\mathcal{A}_{\lambda}^{\infty}|\langle m,x\rangle+\lambda(m)<-\delta,\forall m\in\Delta_{\mathbb{Z}}\setminus(F(w)\cup\{0\})\},

containing the limiting version of Logs​(Uw,δs)\text{Log}_{s}(U_{w,\delta}^{s})

Uw,δ∞={(Uw∞,o∩∂Δλ∨)+ℝ≥0​w}∩𝒜λ∞.U^{\infty}_{w,\delta}=\{(U_{w}^{\infty,o}\cap\partial\Delta_{\lambda}^{\vee})+\mathbb{R}_{\geq 0}w\}\cap\mathcal{A}_{\lambda}^{\infty}.

As the choice of ww varies, such regions Uw,δ∞,oU_{w,\delta}^{\infty,o} cover a neighbourhood of ∂Δλ∨\partial\Delta_{\lambda}^{\vee} as a consequence of Lemma 3.4; so do Uw,δ∞U_{w,\delta}^{\infty}. This means the charts of toric type already cover part of the neighbourhood of the toric boundary.

00QE

Example 3.8. In the n=1n=1 case, XsX_{s} are elliptic curves, and the toric charts cover the entire XsX_{s}. In the n=2n=2 case, XsX_{s} are quartic K3 surfaces, and the toric charts cover most parts of XsX_{s} including a large portion of the intersection of XsX_{s} with the toric boundary of ℙ3\mathbb{P}^{3}, but do not cover a tiny neighbourhood of the 24 points located at the intersection of XsX_{s} with {Zi=Zj=0}\{Z_{i}=Z_{j}=0\}.

We now consider the neighbourhood of the toric boundary near the stratum 𝒜λ,σ∞\mathcal{A}_{\lambda,\sigma}^{\infty}, but keeping away from higher strata and from ∂Δλ∨\partial\Delta_{\lambda}^{\vee}. Here

|am′​es​λ​(m′)​zm′|≪|am​es​λ​(m)​zm|,∀m′∈Δℤ∖σ,∀m∈σ.|a_{m^{\prime}}e^{s\lambda(m^{\prime})}z^{m^{\prime}}|\ll|a_{m}e^{s\lambda(m)}z^{m}|,\quad\forall m^{\prime}\in\Delta_{\mathbb{Z}}\setminus\sigma,\forall m\in\sigma.

Since most terms in the defining equation (8) are negligible in our region, the hypersurface is locally approximately

∑m∈σ∩Δℤam​es​λ​(m)​zm≈0.\sum_{m\in\sigma\cap\Delta_{\mathbb{Z}}}a_{m}e^{s\lambda(m)}z^{m}\approx 0.

We focus on the subregion where m0′∈σm_{0}^{\prime}\in\sigma achieves the maximal magnitude for |am​es​λ​(m)​zm||a_{m}e^{s\lambda(m)}z^{m}|, and m1′∈σm_{1}^{\prime}\in\sigma achieves the second largest magnitude. These two magnitudes must be of comparable size by the hypersurface equation. Choose an integral basis w1,…​wlw_{1},\ldots w_{l} for the outward normal cone N​CΔ​(σ)NC_{\Delta}(\sigma), so ⟨m,wi⟩=1\langle m,w_{i}\rangle=1 for m∈σ∩Δℤm\in\sigma\cap\Delta_{\mathbb{Z}}. Denote the vertices of σ\sigma as mi′m_{i}^{\prime} for i=0,1,…,dimσi=0,1,\ldots,\dim\sigma, and choose m1,…​mdimσ−1m_{1},\ldots m_{\dim\sigma-1} an integral basis of spanℚ​{m2′−m0′,…,mdimσ′−m0′}∩M\text{span}_{\mathbb{Q}}\{m_{2}^{\prime}-m_{0}^{\prime},\ldots,m_{\dim\sigma}^{\prime}-m_{0}^{\prime}\}\cap M. Choose m0m_{0} so that m0,…​mdimσ−1m_{0},\ldots m_{\dim\sigma-1} is an integral basis of spanℚ​{m1′−m0′,…,mdimσ′−m0′}∩M\text{span}_{\mathbb{Q}}\{m_{1}^{\prime}-m_{0}^{\prime},\ldots,m_{\dim\sigma}^{\prime}-m_{0}^{\prime}\}\cap M, and complete this into an integral basis {m0,…,mn−l}\{m_{0},\ldots,m_{n-l}\} for span​{w1,…​wl}⟂\text{span}\{w_{1},\ldots w_{l}\}^{\perp}, providing (n+1−l)(n+1-l) ℂ∗\mathbb{C}^{*}-variables zm0,…​zmn−lz^{m_{0}},\ldots z^{m_{n-l}}. We then find 𝔪j\mathfrak{m}_{j} for j=1,2,…​lj=1,2,\ldots l, with ⟨𝔪j,wi⟩=−δi​j\langle\mathfrak{m}_{j},w_{i}\rangle=-\delta_{ij}, and we can demand 𝔪1+…​𝔪l=−m0′\mathfrak{m}_{1}+\ldots\mathfrak{m}_{l}=-m_{0}^{\prime} because ⟨m0′,wi⟩=1\langle m_{0}^{\prime},w_{i}\rangle=1. These provide the ℂ\mathbb{C}-variables z𝔪jz^{\mathfrak{m}_{j}} for 1≤j≤l1\leq j\leq l, which can vanish on the toric boundary. On this local piece of XsX_{s}, the variables z𝔪jz^{\mathfrak{m}_{j}} and zm1,…​zmn−lz^{m_{1}},\ldots z^{m_{n-l}} furnish a set of local coordinates as the ℂ∗\mathbb{C}^{*}-variable zm0z^{m_{0}} is expressible locally as a function of theirs.

The holomorphic volume form (9) is

Ωs=±d​log​z𝔪1∧…​d​log​z𝔪l∧d​log​zm0∧…​d​log​zmn−ld​Fs=±d​z𝔪1∧…​d​z𝔪lz−m0′⋀d​log⁡zm0∧…​d​log⁡zmn−ld​Fs≈±d​z𝔪1∧…​d​z𝔪l​⋀d​log⁡zm1∧…​d​log⁡zmn−l​⋀d​log⁡zm0am1′​es​λ​(m1′)​d​zm1′−m0′=d​z𝔪1∧…​d​z𝔪lam1′​es​λ​(m1′)​zm1′−m0′​𝔡​⋀d​log⁡zm1∧…​d​log⁡zmn−l,\begin{split}\Omega_{s}=&\pm\frac{d\log z^{\mathfrak{m}_{1}}\wedge\ldots d\log z^{\mathfrak{m}_{l}}\wedge d\log z^{m_{0}}\wedge\ldots d\log z^{m_{n-l}}}{dF_{s}}\\ =&\pm\frac{dz^{\mathfrak{m}_{1}}\wedge\ldots dz^{\mathfrak{m}_{l}}}{z^{-m_{0}^{\prime}}}\bigwedge\frac{d\log z^{m_{0}}\wedge\ldots d\log z^{m_{n-l}}}{dF_{s}}\\ \approx&\pm dz^{\mathfrak{m}_{1}}\wedge\ldots dz^{\mathfrak{m}_{l}}\bigwedge d\log z^{m_{1}}\wedge\ldots d\log z^{m_{n-l}}\bigwedge\frac{d\log z^{m_{0}}}{a_{m_{1}^{\prime}}e^{s\lambda(m_{1}^{\prime})}dz^{m_{1}^{\prime}-m_{0}^{\prime}}}\\ =&\frac{dz^{\mathfrak{m}_{1}}\wedge\ldots dz^{\mathfrak{m}_{l}}}{a_{m_{1}^{\prime}}e^{s\lambda(m_{1}^{\prime})}z^{m_{1}^{\prime}-m_{0}^{\prime}}\mathfrak{d}}\bigwedge d\log z^{m_{1}}\wedge\ldots d\log z^{m_{n-l}},\end{split} (13)

up to choosing appropriate ordering of the coordinates. Here 𝔡\mathfrak{d} is the divisibility of m1′−m0′m_{1}^{\prime}-m_{0}^{\prime} inside the group

spanℚ​{m1′−m0′,…,mdimσ′−m0′}∩M/spanℤ​{m1,…,mdimσ−1}≃ℤ.\text{span}_{\mathbb{Q}}\{m_{1}^{\prime}-m_{0}^{\prime},\ldots,m_{\dim\sigma}^{\prime}-m_{0}^{\prime}\}\cap M/\text{span}_{\mathbb{Z}}\{m_{1},\ldots,m_{\dim\sigma-1}\}\simeq\mathbb{Z}.

Notice am1′​es​λ​(m1′)​zm1′−m0′a_{m_{1}^{\prime}}e^{s\lambda(m_{1}^{\prime})}z^{m_{1}^{\prime}-m_{0}^{\prime}} is uniformly equivalent to am0′​es​λ​(m0′)a_{m_{0}^{\prime}}e^{s\lambda(m_{0}^{\prime})} in this region.

00QF

Remark 3.9. The discussion above can be simplified if one assumes the triangulation of Δ\Delta is maximal, namely each simplex is ℤ\mathbb{Z}-isomorphic to the standard simplex. We choose not to do so because this stronger assumption would exclude the Fermat family.

00QG

Remark 3.10. A problem when we work with the coordinates zm1,…​zmn−l,z𝔪jz^{m_{1}},\ldots z^{m_{n-l}},z^{\mathfrak{m}_{j}} is the inequality constraint to keep am0′​es​λ​(m0′)​zm0′a_{m_{0}^{\prime}}e^{s\lambda(m_{0}^{\prime})}z^{m_{0}^{\prime}} and am1′​es​λ​(m1′)​zm1′a_{m_{1}^{\prime}}e^{s\lambda(m_{1}^{\prime})}z^{m_{1}^{\prime}} as the two dominant monomials. This means such a holomorphic chart is not quite as simple as the product of D​(1)ℓD(1)^{\ell} with a long annulus in (ℂ∗)n−l(\mathbb{C}^{*})^{n-l}. In practice we will cover this region by lots of simpler charts which we call the charts of boundary type. Let PP be any point in this region, such that maxm⁡|am​es​λ​(m)​zm|\max_{m}{|a_{m}e^{s\lambda(m)}z^{m}|} is large but still comparable to 1 (to guarantee the chart overlaps nontrivially with some toric type chart). The associated chart uses the same coordinates zm1,…​zmn−l,z𝔪jz^{m_{1}},\ldots z^{m_{n-l}},z^{\mathfrak{m}_{j}} as above, but describes only a small region:

UP={|z𝔪j|≲|z𝔪j(P)|,∀j,|zmi−zmi(P)|<c|zmi(P)|,∀i},U_{P}=\{|z^{\mathfrak{m}_{j}}|\lesssim|z^{\mathfrak{m}_{j}}(P)|,\forall j,\quad|z^{m_{i}}-z^{m_{i}}(P)|<c|z^{m_{i}}(P)|,\forall i\},

where 0<c≪10<c\ll 1 is a fixed dimensional constant. These charts have an interpretation in terms of the strata 𝒜λ,σ∞\mathcal{A}_{\lambda,\sigma}^{\infty} (cf. Lemma 3.5): the point PP corresponds roughly to a point P′P^{\prime} on the face Fσ∨⊂Δλ∨F_{\sigma}^{\vee}\subset\Delta_{\lambda}^{\vee}, and allowing |z𝔪j||z^{\mathfrak{m}_{j}}| to decrease to zero corresponds to taking the Minkowski sum with the outward normal cone N​CΔ​(σ)NC_{\Delta}(\sigma), so the tropical analogue of our small chart is {P′}+N​CΔ​(Σ)\{P^{\prime}\}+NC_{\Delta}(\Sigma).

00QH

Example 3.11. For generic quartic K3 surfaces, the following simple situation models a small neighbourhood of the 24 points on K3∩{Zi=Zj=0}\text{K3}\cap\{Z_{i}=Z_{j}=0\}. Locally the dominant monomials are (z1​z2)−1,(z1​z2)−1​z0,1(z_{1}z_{2})^{-1},(z_{1}z_{2})^{-1}z_{0},1, where z1,z2z_{1},z_{2} are ℂ\mathbb{C}-coodinates which vanish on toric boundaries, and z0z_{0} is a ℂ∗\mathbb{C}^{*}-coordinate; together z0,z1,z2z_{0},z_{1},z_{2} are local coordinates on ℙ3\mathbb{P}^{3}. The local model hypersurface is

{−(z1z2)−1+(z1z2)−1z0=1}={z0=1+z1z2},\{-(z_{1}z_{2})^{-1}+(z_{1}z_{2})^{-1}z_{0}=1\}=\{z_{0}=1+z_{1}z_{2}\},

so z1,z2z_{1},z_{2} can be used as local coordinates on the hypersurface. The holomorphic volume form Ω\Omega on the hypersurface is (up to a normalising factor)

Ω=d​log⁡z0∧d​log⁡z1∧d​log⁡z2d⁡(−(z1​z2)−1+(z1​z2)−1​z0−1)=z0−1​d​z1∧d​z2.\Omega=\frac{d\log z_{0}\wedge d\log z_{1}\wedge d\log z_{2}}{d(-(z_{1}z_{2})^{-1}+(z_{1}z_{2})^{-1}z_{0}-1)}=z_{0}^{-1}dz_{1}\wedge dz_{2}.

This is the typical boundary type behaviour. A significant part of the boundary type region overlaps with the toric region. In this example, when |z1||z_{1}| is not too small, we can view z1z_{1} as a ℂ∗\mathbb{C}^{*}-coordinates, so {z1,z0}\{z_{1},z_{0}\} provides a toric type chart, as we can express z2=z1−1​(z0−1)z_{2}=z_{1}^{-1}(z_{0}-1). In this chart

Ω=z0−1​d​z1∧d​z2=d​log⁡z1∧d​log⁡z0,\Omega=z_{0}^{-1}dz_{1}\wedge dz_{2}=d\log z_{1}\wedge d\log z_{0},

which agrees with the standard holomorphic volume form in toric type charts. The same behaviour happens when |z2||z_{2}| is not too small. The problem mentioned in Remark 3.10 is due to the fact that this local model is only a valid approximate description of the K3 for z0,z1,z2z_{0},z_{1},z_{2} satisfying some inequality constraints. The prescription of charts of boundary type means that we are simultaneously using the charts {|z1|≲ν,|z2|≲ν−1}\{|z_{1}|\lesssim\nu,|z_{2}|\lesssim\nu^{-1}\} for many choices of parameters ν\nu. Notice the scaling symmetry

z1↦ν​z1,z2↦ν−1​z2z_{1}\mapsto\nu z_{1},\quad z_{2}\mapsto\nu^{-1}z_{2}

means that there is no obviously preferred chart of boundary type. More concrete examples can be found in [30, section 1.1.6].

Local charts of the toric type and the boundary type cover the entire hypersurface XsX_{s} for s≫1s\gg 1, and a substantial portion of any boundary type chart is in fact already covered by toric charts. Almost all the measure is contained in the toric type region.

3.2 Piecewise linear structure

00QI

Proposition 3.12. The polyhedral complex ∂Δλ∨\partial\Delta_{\lambda}^{\vee} is homeomorphic to SnS^{n}.

00QJ

Proof. This is because ∂Δλ∨\partial\Delta_{\lambda}^{\vee} is the boundary of a convex polyhedron Δλ∨\Delta_{\lambda}^{\vee} with nontrivial interior. ∎

We now assign a a collection of charts to ∂Δλ∨\partial\Delta_{\lambda}^{\vee}, whose transition functions are piecewise linear. (Some authors prefer the terminology ‘piecewise affine’.) These are closely related to the holomorphic charts on XsX_{s} in section 3.1.

Let w∈Nw\in N be the primitive integral outward normal vector to a facet F⁡(w)F(w) of Δ\Delta, and choose an integral basis m1,…​mnm_{1},\ldots m_{n} for {m∈M|⟨w,m⟩=0}\{m\in M|\langle w,m\rangle=0\}, suitably oriented to be compatible with (12). On the open subset of ∂Δλ∨\partial\Delta_{\lambda}^{\vee},

∂Δλ∨∩Uw∞={x∈∂Δλ∨|⟨m,x⟩+λ(m)<0,∀m∈Δℤ∖(F(w)∪{0})},\partial\Delta_{\lambda}^{\vee}\cap U_{w}^{\infty}=\{x\in\partial\Delta_{\lambda}^{\vee}|\langle m,x\rangle+\lambda(m)<0,\forall m\in\Delta_{\mathbb{Z}}\setminus(F(w)\cup\{0\})\},

we regard m1,…​mnm_{1},\ldots m_{n} as the affine linear coordinates, also written as xm1,…​xmnx^{m_{1}},\ldots x^{m_{n}}. Such charts cover ∂Δλ∨\partial\Delta_{\lambda}^{\vee}. We denote S​i​n​g~\widetilde{Sing} as the subset of points on ∂Δλ∨\partial\Delta_{\lambda}^{\vee} which do not lie on the interior of the top dimensional faces. It is easy to check that the transition functions on overlapping charts in ∂Δλ∨∖S​i​n​g~\partial\Delta_{\lambda}^{\vee}\setminus\widetilde{Sing} lie in S​L​(n,ℤ)⋉ℝnSL(n,\mathbb{Z})\ltimes\mathbb{R}^{n}, so the volume form d​xm1∧…​d​xmndx^{m_{1}}\wedge\ldots dx^{m_{n}} is defined independent of the choice of charts. We call the associated measure d​μ∞d\mu_{\infty} the Lebesgue measure on ∂Δλ∨\partial\Delta_{\lambda}^{\vee}, with respect to which S​i​n​g~\widetilde{Sing} is a null set. The set S​i​n​g~\widetilde{Sing} has real codimension 1, and the transition functions are in general only piecewise linear.

00QK

Remark 3.13. The affine structure on ∂Δλ∨∖S​i​n​g~\partial\Delta_{\lambda}^{\vee}\setminus\widetilde{Sing} can be often extended to a subset of ∂Δλ∨\partial\Delta_{\lambda}^{\vee} with codimension 2 complement. This in general involves a somewhat ad hoc choice of the singular locus. In the Fermat family case, due to the discrete symmetry, the barycentric subdivision provides a canonical choice. (cf. section 3.5).

We now examine the normalised canonical measure on XsX_{s}

d​μs=1(4​π​s)n​−1n2​Ωs∧Ω¯s.d\mu_{s}=\frac{1}{(4\pi s)^{n}}\sqrt{-1}^{n^{2}}\Omega_{s}\wedge\overline{\Omega}_{s}. (14)
00QL

Proposition 3.14. As s→+∞s\to+\infty, the pushforward measure (Logs)∗​d​μs(\text{Log}_{s})_{*}d\mu_{s} converges to the Lebesgue measure d​μ∞d\mu_{\infty} supported on ∂Δλ∨\partial\Delta_{\lambda}^{\vee}. In particular

∫Xsd​μs→Vol​(∂Δλ∨)=∫∂Δλ∨d​μ∞.\int_{X_{s}}d\mu_{s}\to\text{Vol}(\partial\Delta_{\lambda}^{\vee})=\int_{\partial\Delta_{\lambda}^{\vee}}d\mu_{\infty}. (15)

Morever, there is a uniform exponential measure decay estimate

d​μs​({z∈Xs:distℝn+1​(Logs​(z),∂Δλ∨)>s−1​Λ})≤C′​e−C​Λ,∀Λ>0.d\mu_{s}(\{z\in X_{s}:\text{dist}_{\mathbb{R}^{n+1}}(\text{Log}_{s}(z),\partial\Delta_{\lambda}^{\vee})>s^{-1}\Lambda\})\leq C^{\prime}e^{-C\Lambda},\quad\forall\Lambda>0. (16)
00QM

Proof. (Sketch) Using Lemma 3.5 and the holomorphic volume form formula (13), the neighbourhood of the toric boundary near 𝒜λ,σ∞\mathcal{A}_{\lambda,\sigma}^{\infty} only contributes O⁡(s−l)O(s^{-l}) to the normalised measure, where l=dimN​CΔ​(σ)l=\dim NC_{\Delta}(\sigma). The same lemmas imply (16) by summing over contributions from boundary type regions. In the toric region corresponding to the neighbourhood of ∂Δλ∨\partial\Delta_{\lambda}^{\vee}, the convergence of the normalised volume measure follows from Prop. 3.2 and formula (12). ∎

00QN

Remark 3.15. The measure convergence holds for much more general degenerating families by the work of Boucksom et al. [3]. The fact that the measure is concentrated along ∂Δλ∨\partial\Delta_{\lambda}^{\vee} justifies why we focus on ∂Δλ∨\partial\Delta_{\lambda}^{\vee} rather than 𝒜λ∞\mathcal{A}_{\lambda}^{\infty}.

3.3 Kählerian polarisation

We specify a polarisation class [Δ][\Delta] on the toric manifold ℂ​ℙn+1=ℙΔ\mathbb{CP}^{n+1}=\mathbb{P}_{\Delta}. A standard background Kähler metric is (a suitable multiple of) the Fubini-Study metric:

ωF​S=−1​(n+2)2​∂∂¯​log⁡(|Z0|2+…​|Zn+1|2)=−1​(n+2)2​∂∂¯​log⁡(∑m∈v​e​r​t​e​x​(Δ)e2n+2​⟨m,Log​(z)⟩).\begin{split}\omega_{FS}&=\frac{\sqrt{-1}(n+2)}{2}\partial\bar{\partial}\log(|Z_{0}|^{2}+\ldots|Z_{n+1}|^{2})\\ &=\frac{\sqrt{-1}(n+2)}{2}\partial\bar{\partial}\log(\sum_{m\in vertex(\Delta)}e^{\frac{2}{n+2}\langle m,\text{Log}(z)\rangle}).\end{split}

Our normalisation guarantees that the potential has the asymptotic behaviour

supz|(n+2)2​log⁡(∑m∈v​e​r​t​e​x​(Δ)e2n+2​⟨m,Log​(z)⟩)−maxm∈Δ⁡⟨m,Log​(z)⟩|<+∞.\sup_{z}|\frac{(n+2)}{2}\log(\sum_{m\in vertex(\Delta)}e^{\frac{2}{n+2}\langle m,\text{Log}(z)\rangle})-\max_{m\in\Delta}\langle m,\text{Log}(z)\rangle|<+\infty.

A general (singular) Kähler metric ωu\omega_{u} on (ℙΔ,[Δ])(\mathbb{P}_{\Delta},[\Delta]) is given by a relative potential u∈P​S​H​(X,ωF​S)u\in PSH(X,\omega_{FS}). Alternatively, one thinks of ωu\omega_{u} as a collection of local absolute potentials:

{u0=u+(n+2)2​log⁡(∑m′∈v​e​r​t​e​x​(Δ)e2n+2​⟨m′,Log​(z)⟩),um=u+(n+2)2​log⁡(∑m′∈v​e​r​t​e​x​(Δ)e2n+2​⟨m′,Log​(z)⟩)−⟨m,Log​(z)⟩,\begin{cases}u_{0}=u+\frac{(n+2)}{2}\log(\sum_{m^{\prime}\in vertex(\Delta)}e^{\frac{2}{n+2}\langle m^{\prime},\text{Log}(z)\rangle}),\\ u_{m}=u+\frac{(n+2)}{2}\log(\sum_{m^{\prime}\in vertex(\Delta)}e^{\frac{2}{n+2}\langle m^{\prime},\text{Log}(z)\rangle})-\langle m,\text{Log}(z)\rangle,\end{cases} (17)

where u0u_{0} is a local potential in a compact region, and umu_{m} give the local potentials near the toric boundary.

We call a convex function uu on Nℝ=ℝn+1N_{\mathbb{R}}=\mathbb{R}^{n+1} admissible if it satisfies the asymptotic growth condition

supx|u⁡(x)−maxm∈Δ⁡⟨m,x⟩|<+∞,\sup_{x}|u(x)-\max_{m\in\Delta}\langle m,x\rangle|<+\infty, (18)

which captures the information of the Kähler class.

00QP

Proposition 3.16. A convex function uu is admissible if and only if the Kähler current defined by the psh function u∘Logu\circ\text{Log} on (ℂ∗)n+1(\mathbb{C}^{*})^{n+1} extends to a torus invariant Kähler current on (ℙΔ,[Δ])(\mathbb{P}_{\Delta},[\Delta]) with continuous local potentials.

00QQ

Proof. (Sketch) Convex functions on (ℂ∗)n(\mathbb{C}^{*})^{n} correspond to torus invariant psh functions via the log map (cf. Lemma 4.3 below). If uu is admissible, then near the toric boundary the appropriate local potential umu_{m} extends continuously over the boundary piece by the growth asymptote assumption and convexity, and the extension remains psh. Conversely, the asymptotic condition is dictated by the local boundedness of umu_{m} near the toric boundary pieces. ∎

A general (singular) Kähler metric ωφ\omega_{\varphi} on XsX_{s} in the polarisation class s−1​[Δ]s^{-1}[\Delta] is given by a potential φ∈P​S​H​(Xs,s−1​ωF​S)\varphi\in PSH(X_{s},s^{-1}\omega_{FS}). The normalising factor s−1s^{-1} is aimed at extracting nontrivial limits as s→∞s\to\infty. We can completely analogous define the local potentials:

{φ0=φ+(n+2)2​s​log⁡(∑m′∈v​e​r​t​e​x​(Δ)e2n+2​⟨m′,Log​(z)⟩),φm=φ+(n+2)2​s​log⁡(∑m′∈v​e​r​t​e​x​(Δ)e2n+2​⟨m′,Log​(z)⟩)−⟨m,Logs​(z)⟩,\begin{cases}\varphi_{0}=\varphi+\frac{(n+2)}{2s}\log(\sum_{m^{\prime}\in vertex{(\Delta)}}e^{\frac{2}{n+2}\langle m^{\prime},\text{Log}(z)\rangle}),\\ \varphi_{m}=\varphi+\frac{(n+2)}{2s}\log(\sum_{m^{\prime}\in vertex{(\Delta)}}e^{\frac{2}{n+2}\langle m^{\prime},\text{Log}(z)\rangle})-\langle m,\text{Log}_{s}(z)\rangle,\end{cases} (19)

which are by definition psh on respective regions.

In particular, we can represent the Calabi-Yau metric ωC​Y,s\omega_{CY,s} on XsX_{s} by a potential φC​Y,s\varphi_{CY,s}. The Calabi-Yau condition is

ωC​Y,sn=as​s−n​d​μs,\omega_{CY,s}^{n}=a_{s}s^{-n}d\mu_{s}, (20)

where the normalising constant

as=∫Xs[Δ]n∫Xsd​μs→a∞=∫Xs[Δ]nVol​(∂Δλ∨)a_{s}=\frac{\int_{X_{s}}[\Delta]^{n}}{\int_{X_{s}}d\mu_{s}}\to a_{\infty}=\frac{\int_{X_{s}}[\Delta]^{n}}{\text{Vol}(\partial\Delta_{\lambda}^{\vee})} (21)

as s→+∞s\to+\infty (cf. Prop. 3.14).

3.4 Extension property and locally convex functions

We now discuss the issue of finding a tropical notion analogous to Kähler metrics. The concept of a Kähler metric is formulated in terms of a collection of local psh functions ϕj\phi_{j} on overlapping complex charts, whose differences {ϕi−ϕj}\{\phi_{i}-\phi_{j}\} represent a given cocycle of local pluriharmonic function. Intuitively, the analogue should be a collection of local convex functions uju_{j} whose differences {ui−uj}\{u_{i}-u_{j}\} represent a given cocycle of local affine functions.

To the author’s awareness there is no definitive formulation of local convexity on polyhedral sets. In the case of interest, we need to define a class of ‘locally convex functions’ on ∂Δλ∨\partial\Delta_{\lambda}^{\vee}. The problem is that on S​i​n​g~⊂∂Δλ∨\widetilde{Sing}\subset\partial\Delta_{\lambda}^{\vee}, the transition functions between different charts are only piecewise linear, so convexity is not invariantly defined. This problem also prevents us from setting up a general global notion of real MA equation on ∂Δλ∨\partial\Delta_{\lambda}^{\vee}, which is an essential ingredient in the SYZ conjecture in general. We will attempt to give a special definition in the Fermat case (cf. section 3.5).

However, the extension theorem 2.13 provides an alternative viewpoint: (1,1)-type Kähler currents can be defined extrinsically. By analogy, we propose that the correct notion should be equivalent to the following

00QR

Definition 3.17. A continuous function uu on ∂Δλ∨\partial\Delta_{\lambda}^{\vee} satisfies the extension property if it extends to an admissible convex function on Nℝ=ℝn+1N_{\mathbb{R}}=\mathbb{R}^{n+1} defined in section 3.3.

00QS

Example 3.18. The zero function extends to LλL_{\lambda}, which is admissible and convex.

The problem is to make this definition both intrinsic to ∂Δλ∨\partial\Delta_{\lambda}^{\vee}, and local in nature. We do not fully succeed but shall make some partial progress.

00QT

Proposition 3.19. A continuous function uu on ∂Δλ∨\partial\Delta_{\lambda}^{\vee} satisfies the extension property if and only if for every x∈∂Δλ∨x\in\partial\Delta_{\lambda}^{\vee}, there exists p∈Δp\in\Delta, such that for any y∈∂Δλ∨y\in\partial\Delta_{\lambda}^{\vee},

u⁡(y)≥u⁡(x)+⟨p,y−x⟩.u(y)\geq u(x)+\langle p,y-x\rangle.
00QU

Proof. The if direction is because the asymptotic growth condition (18) implies the gradient of uu must be contained in Δ\Delta.

For the only if direction, we apply the Legendre transform:

u∗​(p)=supx∈∂Δλ∨{⟨x,p⟩−u⁡(x)},p∈Δ,u^{*}(p)=\sup_{x\in\partial\Delta_{\lambda}^{\vee}}\{\langle x,p\rangle-u(x)\},\quad p\in\Delta,

and consider a version of the double Legendre transform

u∗⁣∗​(x)=supp∈Δ{⟨x,p⟩−u∗​(p)}.u^{**}(x)=\sup_{p\in\Delta}\{\langle x,p\rangle-u^{*}(p)\}.

Clearly u∗⁣∗u^{**} is convex, and admissible by the boundedness of u∗u^{*}, and u∗⁣∗​(x)≤u⁡(x)u^{**}(x)\leq u(x) on ∂Δλ∨\partial\Delta_{\lambda}^{\vee} because

⟨x,p⟩−u∗​(p)≤u⁡(x),∀p∈Δ.\langle x,p\rangle-u^{*}(p)\leq u(x),\quad\forall p\in\Delta.

Our characterisation precisely ensures u∗⁣∗​(x)≥u⁡(x)u^{**}(x)\geq u(x) on ∂Δλ∨\partial\Delta_{\lambda}^{\vee}. Then u∗⁣∗u^{**} provides the canonical extension. ∎

00QV

Remark 3.20. The above characterisation is not completely intrinsic because it uses the extrinsic pairing ⟨,⟩:Mℝ×Nℝ→ℝ\langle,\rangle:M_{\mathbb{R}}\times N_{\mathbb{R}}\to\mathbb{R}. On the positive side it uses only the value of uu on ∂Δλ∨\partial\Delta_{\lambda}^{\vee}.

00QW

Remark 3.21. At x∈∂Δλ∨x\in\partial\Delta_{\lambda}^{\vee}, the vector p∈Δp\in\Delta in the hypothesis is a subgradient of the canonical extension u∗⁣∗u^{**}, namely u∗⁣∗​(y)−u⁡(x)≥⟨p,y−x⟩u^{**}(y)-u(x)\geq\langle p,y-x\rangle.

We now introduce a local notion. The function uu below will be analogous to ϕ0\phi_{0} in (19). Recall the charts ∂Δλ∨∩Uw∞\partial\Delta_{\lambda}^{\vee}\cap U_{w}^{\infty} associated to ourward normal vectors ww introduced in section 3.2, with local coordinates xm1,…​xmnx^{m_{1}},\ldots x^{m_{n}}.

00QX

Definition 3.22. Let uu be a continuous function on ∂Δλ∨\partial\Delta^{\vee}_{\lambda}, to which we associate a collection of local functions {um}m∈Δℤ\{u_{m}\}_{m\in\Delta_{\mathbb{Z}}} by the rule um=u−⟨x,m⟩u_{m}=u-\langle x,m\rangle. We regard umu_{m} as a function on the charts ∂Δλ∨∩Uw∞\partial\Delta_{\lambda}^{\vee}\cap U_{w}^{\infty} with ⟨w,m⟩=1\langle w,m\rangle=1. We say uu is a locally convex function if all umu_{m} are convex on their corresponding charts.

00QY

Remark 3.23. One can reconstruct uu from the local functions {um}\{u_{m}\} as long as their mutural differences define a correct cocycle {m−m′}\{m-m^{\prime}\}. Thus this definition has the intrinsic local feature we desire, in analogy with the notion of Kähler potentials.

00QZ

Remark 3.24. For fixed ww and m,m′m,m^{\prime} satisfying ⟨m,w⟩=⟨m′,w⟩=1\langle m,w\rangle=\langle m^{\prime},w\rangle=1, the convexity of umu_{m} and um′u_{m^{\prime}} on the ww-chart are equivalent because m−m′m-m^{\prime} is an affine function. However, on the overlap of the ww-chart and the w′w^{\prime}-chart, if umu_{m} is convex in one chart it is not automatically convex in the other.

00R0

Remark 3.25. If a convex function is not sufficiently regular, there can be a null set of points at which the subgradient is not unique. Later we will abuse language to use the word gradient to refer to any choice of subgradient.

00R1

Proposition 3.26. If uu satisfies the extension property, then uu is locally convex.

00R2

Proof. Let ⟨m,w⟩=1\langle m,w\rangle=1, and consider the function umu_{m} on the chart ∂Δλ∨∩Uw∞\partial\Delta_{\lambda}^{\vee}\cap U_{w}^{\infty}. Given xx in the chart, we need to find p→\vec{p} such that

um​(y)−um​(x)≥p→⋅(y−x)w,u_{m}(y)-u_{m}(x)\geq\vec{p}\cdot(y-x)_{w},

where p→\vec{p} is a covector, and (y−x)w(y-x)_{w} refers to the representation of y−xy-x in the local coordinates xm1,…​xmnx^{m_{1}},\ldots x^{m_{n}}; after identifying xm1,…​xmnx^{m_{1}},\ldots x^{m_{n}} as coordinates on the plane m⟂={⟨m,x′⟩=0}m^{\perp}=\{\langle m,x^{\prime}\rangle=0\}, we may regard (y−x)w(y-x)_{w} as an element of m⟂m^{\perp}, and according to the decomposition Nℝ=m⟂⊕ℝ​wN_{\mathbb{R}}=m^{\perp}\oplus\mathbb{R}w,

y−x=(y−x)w+⟨y−x,m⟩​w.y-x=(y-x)_{w}+\langle y-x,m\rangle w.

Since the convexity of umu_{m} and um′u_{m^{\prime}} are equivalent in the ww-chart if ⟨m,w⟩=⟨m,w⟩=1\langle m,w\rangle=\langle m,w\rangle=1, we may assume Lλ​(x)L_{\lambda}(x) is attained by ⟨m,x⟩+λ⁡(m)\langle m,x\rangle+\lambda(m). By the extension property and Prop. 3.19, there is some p∈Δp\in\Delta, such that

u⁡(y)−u⁡(x)≥⟨p,y−x⟩,u(y)-u(x)\geq\langle p,y-x\rangle,

hence

um​(y)−um​(x)≥⟨p−m,y−x⟩=⟨p−m,(y−x)w⟩+⟨y−x,m⟩​⟨p−m,w⟩.u_{m}(y)-u_{m}(x)\geq\langle p-m,y-x\rangle=\langle p-m,(y-x)_{w}\rangle+\langle y-x,m\rangle\langle p-m,w\rangle.

Since p∈Δp\in\Delta, we have ⟨p,w⟩≤1=⟨m,w⟩.\langle p,w\rangle\leq 1=\langle m,w\rangle. Since Lλ​(x)L_{\lambda}(x) is attained by ⟨m,x⟩+λ⁡(m)\langle m,x\rangle+\lambda(m), and the polytope Δλ∨\Delta_{\lambda}^{\vee} lies in the half space {⟨m,⟩+λ(m)≤0}\{\langle m,\rangle+\lambda(m)\leq 0\}, we have

⟨m,y⟩+λ⁡(m)≤0=⟨m,x⟩+λ⁡(m).\langle m,y\rangle+\lambda(m)\leq 0=\langle m,x\rangle+\lambda(m).

Combining the above

um​(x)−um​(y)≥⟨p−m,(y−x)w⟩+⟨y−x,m⟩​⟨p−m,w⟩≥⟨p−m,(y−x)w⟩,u_{m}(x)-u_{m}(y)\geq\langle p-m,(y-x)_{w}\rangle+\langle y-x,m\rangle\langle p-m,w\rangle\geq\langle p-m,(y-x)_{w}\rangle,

so we have produced p→\vec{p} as required. ∎

3.5 Extension property: the Fermat case

We do not know the equivalence between the extension property and the local convexity property. However, in the case of the Fermat family Example 3.1, the polyhedral set ∂Δλ∨=−∂Δ∨\partial\Delta_{\lambda}^{\vee}=-\partial\Delta^{\vee} has a discrete symmetry by the permutation group of the vertices of Δ\Delta, corresponding to the permutations of the monomials Z0n+2,…​Zn+1n+2Z_{0}^{n+2},\ldots Z_{n+1}^{n+2}. This can be used to our advantage.

00R3

Notation. Denote the vertices of ∂Δλ∨\partial\Delta_{\lambda}^{\vee} as w0,…,wn+1w_{0},\ldots,w_{n+1}, which coincide with the outward normal vectors because ∂Δλ∨=−∂Δ∨\partial\Delta_{\lambda}^{\vee}=-\partial\Delta^{\vee}. Denote the vertices of Δ\Delta as m0,…,mn+1m^{0},\ldots,m^{n+1}, so that

⟨wi,mj⟩={1,i≠j,−(n+1),i=j.\langle w_{i},m^{j}\rangle=\begin{cases}1,\quad&i\neq j,\\ -(n+1),\quad&i=j.\end{cases}

Let Star​(wi)\text{Star}(w_{i}) be the star of wiw_{i} in the barycentric subdivision of ∂Δλ∨\partial\Delta_{\lambda}^{\vee}. Let S​i​n​g⊂S​i​n​g~Sing\subset\widetilde{Sing} be the subset of points not contained in the interior of any of these stars. The affine structure on ∂Δλ∨∖S​i​n​g~\partial\Delta_{\lambda}^{\vee}\setminus\widetilde{Sing} extends to ∂Δλ∨∖S​i​n​g\partial\Delta_{\lambda}^{\vee}\setminus Sing, by decreeing that on the interior of Star​(wi)\text{Star}(w_{i}) we use the coordinates for the chart Uw∞∩∂Δλ∨U_{w}^{\infty}\cap\partial\Delta_{\lambda}^{\vee}. As S​i​n​gSing has codimension two inside ∂Δλ∨\partial\Delta_{\lambda}^{\vee}, this makes ∂Δλ∨\partial\Delta_{\lambda}^{\vee} into a singular affine manifold.

00R4

Proposition 3.27. In the Fermat case, if uu is a locally convex function on ∂Δλ∨\partial\Delta_{\lambda}^{\vee}, which is invariant under the permutation group. Then uu satisfies the extension property.

00R5

Proof. We need to prove the characterisation in Prop. 3.19. Without loss of generality Lλ​(x)L_{\lambda}(x) is achieved by ⟨m0,x⟩+λ⁡(m0)\langle m^{0},x\rangle+\lambda(m^{0}). We need to find p∈Δp\in\Delta, such that u⁡(y)−u⁡(x)≥⟨p,y−x⟩.u(y)-u(x)\geq\langle p,y-x\rangle. For this we study the gradient of the function um0u_{m^{0}} on the various ww-charts.

First, notice for x′,y′x^{\prime},y^{\prime} on the face {Lλ=⟨m0,⟩+λ(m0)}\{L_{\lambda}=\langle m^{0},\rangle+\lambda(m^{0})\}, namely the convex hull of w1,…​wn+1w_{1},\ldots w_{n+1}, the vector y′−x′y^{\prime}-x^{\prime} is parallel to the face, and by convexity of um0u_{m^{0}} the directional derivative ∇um0⋅(y′−x′)\nabla u_{m^{0}}\cdot(y^{\prime}-x^{\prime}) is monotone along the path from x′x^{\prime} to y′y^{\prime}, so must be maximized at y′y^{\prime}. In particular we consider such line segments on the face parallel to wi−wjw_{i}-w_{j} for i,j≥1i,j\geq 1. By the discrete symmetry, ∇um0⋅(wj−wi)\nabla u_{m^{0}}\cdot(w_{j}-w_{i}) must be zero on the plane of reflection bisecting the face. Thus for i,j≥1i,j\geq 1, i≠ji\neq j, the subset of the face

{∇um0⋅wi≥∇um0⋅wj}∩{Lλ=⟨m0,⟩+λ(m0)}\{\nabla u_{m^{0}}\cdot w_{i}\geq\nabla u_{m^{0}}\cdot w_{j}\}\cap\{L_{\lambda}=\langle m^{0},\rangle+\lambda(m^{0})\}

agrees exactly with the half of the face containing wiw_{i}. Therefore the subset of face

{∇um0⋅wi≥∇um0⋅wj,∀j≥1}\{\nabla u_{m^{0}}\cdot w_{i}\geq\nabla u_{m^{0}}\cdot w_{j},\forall j\geq 1\}

is exactly the intersection of Star​(wi)\text{Star}(w_{i}) with the face. Without loss of generality xx lies in Star​(w1)\text{Star}(w_{1}).

We follow the notation in the proof of Prop. 3.26. In the w1w_{1}-chart, denote the gradient of um0u_{m^{0}} as p→\vec{p}, so that for yy in the w1w_{1}-chart,

um0​(y)−um0​(x)≥p→⋅(y−x)w1.u_{m^{0}}(y)-u_{m^{0}}(x)\geq\vec{p}\cdot(y-x)_{w_{1}}.

A priori p→\vec{p} lives in Mℝ/ℝ​m0M_{\mathbb{R}}/\mathbb{R}m^{0}. We lift p→\vec{p} to MℝM_{\mathbb{R}} by demanding ⟨p→,w1⟩=0\langle\vec{p},w_{1}\rangle=0, so by the above discussion ⟨p→,wi⟩≤0\langle\vec{p},w_{i}\rangle\leq 0 for i≥1.i\geq 1. Define p=p→+m0p=\vec{p}+m_{0}, then ⟨p,wi⟩≤1\langle p,w_{i}\rangle\leq 1 for all i≥1i\geq 1. We regard p∈Mℝp\in M_{\mathbb{R}} as the gradient of uu at xx, and write p=∇up=\nabla u as a function of xx. This construction can be made on other faces as well, and on the intersection of two faces the definitions are compatible.

We claim p∈Δp\in\Delta: it suffices to show ⟨p,w0⟩≤1\langle p,w_{0}\rangle\leq 1. Notice w0=−∑1n+1wi=∑i=2n+1(w1−wi)−(n+1)w1w_{0}=-\sum_{1}^{n+1}w_{i}=\sum_{i=2}^{n+1}(w_{1}-w_{i})-(n+1)w_{1}. Consider the line segment in the face joining xx to the boundary of the face in the direction ∑i=2n+1(w1−wi)\sum_{i=2}^{n+1}(w_{1}-w_{i}), which stays inside Star​(w1)\text{Star}(w_{1}), and along which ∇u⋅∑i=2n+1(w1−wi)\nabla u\cdot\sum_{i=2}^{n+1}(w_{1}-w_{i}) increases, or equivalently ⟨∇u,w0⟩\langle\nabla u,w_{0}\rangle increases. But the boundary of the face {Lλ=⟨m0,⟩+λ(m0)}\{L_{\lambda}=\langle m^{0},\rangle+\lambda(m^{0})\} lies also on a different face, and we can use the information from this new face to deduce ⟨∇u,w0⟩≤1\langle\nabla u,w_{0}\rangle\leq 1 there.

By construction for yy in the w1w_{1}-chart,

u⁡(y)−u⁡(x)≥⟨p→​(x),(y−x)w1⟩+⟨m0,y−x⟩=⟨∇u​(x),y−x⟩.u(y)-u(x)\geq\langle\vec{p}(x),(y-x)_{w_{1}}\rangle+\langle m_{0},y-x\rangle=\langle\nabla u(x),y-x\rangle.

We claim that in fact u⁡(y)−u⁡(x)≥⟨∇u​(x),y−x⟩u(y)-u(x)\geq\langle\nabla u(x),y-x\rangle holds for all y∈∂Δλ∨y\in\partial\Delta_{\lambda}^{\vee}. We are left to check for yy on the face {Lλ=⟨m1,⟩+λ(m1)}\{L_{\lambda}=\langle m^{1},\rangle+\lambda(m^{1})\}, namely the complement of the w1w_{1}-chart. Consider the wiw_{i}-chart for i>1i>1. We can write according to the decomposition Nℝ=(m1)⟂⊕ℝ​wiN_{\mathbb{R}}=(m^{1})^{\perp}\oplus\mathbb{R}w_{i}, that

y−x=(y−x)wi,m1+⟨m1,y−x⟩​wi.y-x=(y-x)_{w_{i},m^{1}}+\langle m^{1},y-x\rangle w_{i}.

By local convexity, in the wiw_{i}-chart um1u_{m^{1}} is convex, so there is some p→′\vec{p}^{\prime}, such that for any y′y^{\prime} in the wiw_{i}-chart

um1​(y′)−um1​(x)≥p→′⋅(y′−x)wi,m1.u_{m^{1}}(y^{\prime})-u_{m^{1}}(x)\geq\vec{p}^{\prime}\cdot(y^{\prime}-x)_{w_{i},m^{1}}.

But a gradient vector of um1u_{m^{1}} at xx is ∇u​(x)−m1\nabla u(x)-m^{1}, so we may take p→′=∇u​(x)−m1\vec{p}^{\prime}=\nabla u(x)-m^{1}. Thus

u⁡(y)−u⁡(x)≥p→′⋅(y−x)wi,m1+⟨m1,y−x⟩=⟨∇u​(x),y−x⟩−⟨p→′,wi⟩​⟨m1,y−x⟩.u(y)-u(x)\geq\vec{p}^{\prime}\cdot(y-x)_{w_{i},m^{1}}+\langle m^{1},y-x\rangle=\langle\nabla u(x),y-x\rangle-\langle\vec{p}^{\prime},w_{i}\rangle\langle m^{1},y-x\rangle.

Now ⟨m1,y−x⟩≥0\langle m^{1},y-x\rangle\geq 0 as in the proof of Prop. 3.26, and ⟨p→′,wi⟩≤0\langle\vec{p}^{\prime},w_{i}\rangle\leq 0 by ∇u∈Δ\nabla u\in\Delta. This implies u⁡(y)−u⁡(x)≥⟨∇u​(x),y−x⟩u(y)-u(x)\geq\langle\nabla u(x),y-x\rangle as required.

We have verified the characterisation in Prop. 3.19, hence the extension property. ∎

The proof above contains some additional information about the gradients.

00R6

Corollary 3.28. In the region Star​(wi)+ℝ≥0​wi⊂Nℝ\text{Star}(w_{i})+\mathbb{R}_{\geq 0}w_{i}\subset N_{\mathbb{R}}, the directional derivative of the canonical extension u=u∗⁣∗u=u^{**} satisfies ⟨wi,∇u⟩=1.\langle w_{i},\nabla u\rangle=1. In particular, in this region, for any mm with ⟨m,wi⟩=1\langle m,w_{i}\rangle=1, the function um=u−mu_{m}=u-m is constant upon translation in the wiw_{i}-direction.

00R7

Proof. By Remark 3.21, the ∇u\nabla u introduced in the above proof is actually the gradient of the extension uu over NℝN_{\mathbb{R}}. By the proof above, we know ⟨∇u,wi⟩=1\langle\nabla u,w_{i}\rangle=1 on Star​(wi)⊂∂Δλ∨\text{Star}(w_{i})\subset\partial\Delta_{\lambda}^{\vee}. This directional derivative can only increase as x∈Nℝx\in N_{\mathbb{R}} moves in the w1w_{1}-direction. But ∇u∈Δ\nabla u\in\Delta on NℝN_{\mathbb{R}} since the extension is admissible, so ⟨∇u,wi⟩≤1\langle\nabla u,w_{i}\rangle\leq 1 everywhere, hence the claim. ∎

For later use, we define the notion of real MA equation in the Fermat case.

00R8

Definition 3.29. Let uu be a locally convex function on ∂Δλ∨\partial\Delta_{\lambda}^{\vee} invariant under the discrete symmetry. Then uu is called an Aleksandrov solution of the real MA equation on ∂Δλ∨∖S​i​n​g\partial\Delta_{\lambda}^{\vee}\setminus Sing if

  • •

    On the interior of any top dimensional face of ∂Δλ∨\partial\Delta_{\lambda}^{\vee}, in a set of standard local affine coordinates xm1,…​xmnx^{m_{1}},\ldots x^{m_{n}} with d​xm1∧d​xm2​…​d​xmndx^{m_{1}}\wedge dx^{m_{2}}\ldots dx^{m_{n}} equal to the standard volume form d​μ∞d\mu_{\infty}, the function uu satisfies M​A​(u)=d​μ∞MA(u)=d\mu_{\infty} in the Aleksandrov sense.

  • •

    On Star​(w)⊂Uw∞∩∂Δλ∨\text{Star}(w)\subset U_{w}^{\infty}\cap\partial\Delta_{\lambda}^{\vee}, we use the standard affine coordinates xm1,…​xmnx^{m_{1}},\ldots x^{m_{n}} associated to the Uw∞∩∂Δλ∨U_{w}^{\infty}\cap\partial\Delta_{\lambda}^{\vee} chart. We demand for any vertex mm of Δ\Delta with ⟨m,w⟩\langle m,w\rangle, the local function um=u−mu_{m}=u-m satisfies M​A​(um)=d​μ∞MA(u_{m})=d\mu_{\infty} in the Aleksandrov sense.

Schematically we write M​A​(u)=d​μ∞MA(u)=d\mu_{\infty}.

00R9

Remark 3.30. Notice that the definition is compatible on overlapping charts because the transition functions lie in S​L​(n,ℤ)⋉ℝnSL(n,\mathbb{Z})\ltimes\mathbb{R}^{n}. On the locus S​i​n​g⊂∂Δλ∨Sing\subset\partial\Delta_{\lambda}^{\vee} we make no definition.

Original mathematics by the credited authors. Source collection and HTML conversion remain in progress.