ScalingStacks

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3.4 Extension property and locally convex functions

We now discuss the issue of finding a tropical notion analogous to Kähler metrics. The concept of a Kähler metric is formulated in terms of a collection of local psh functions ϕj\phi_{j} on overlapping complex charts, whose differences {ϕi−ϕj}\{\phi_{i}-\phi_{j}\} represent a given cocycle of local pluriharmonic function. Intuitively, the analogue should be a collection of local convex functions uju_{j} whose differences {ui−uj}\{u_{i}-u_{j}\} represent a given cocycle of local affine functions.

To the author’s awareness there is no definitive formulation of local convexity on polyhedral sets. In the case of interest, we need to define a class of ‘locally convex functions’ on ∂Δλ∨\partial\Delta_{\lambda}^{\vee}. The problem is that on S​i​n​g~⊂∂Δλ∨\widetilde{Sing}\subset\partial\Delta_{\lambda}^{\vee}, the transition functions between different charts are only piecewise linear, so convexity is not invariantly defined. This problem also prevents us from setting up a general global notion of real MA equation on ∂Δλ∨\partial\Delta_{\lambda}^{\vee}, which is an essential ingredient in the SYZ conjecture in general. We will attempt to give a special definition in the Fermat case (cf. section 3.5).

However, the extension theorem 2.13 provides an alternative viewpoint: (1,1)-type Kähler currents can be defined extrinsically. By analogy, we propose that the correct notion should be equivalent to the following

00QR

Definition 3.17. A continuous function uu on ∂Δλ∨\partial\Delta_{\lambda}^{\vee} satisfies the extension property if it extends to an admissible convex function on Nℝ=ℝn+1N_{\mathbb{R}}=\mathbb{R}^{n+1} defined in section 3.3.

00QS

Example 3.18. The zero function extends to LλL_{\lambda}, which is admissible and convex.

The problem is to make this definition both intrinsic to ∂Δλ∨\partial\Delta_{\lambda}^{\vee}, and local in nature. We do not fully succeed but shall make some partial progress.

00QT

Proposition 3.19. A continuous function uu on ∂Δλ∨\partial\Delta_{\lambda}^{\vee} satisfies the extension property if and only if for every x∈∂Δλ∨x\in\partial\Delta_{\lambda}^{\vee}, there exists p∈Δp\in\Delta, such that for any y∈∂Δλ∨y\in\partial\Delta_{\lambda}^{\vee},

u⁡(y)≥u⁡(x)+⟨p,y−x⟩.u(y)\geq u(x)+\langle p,y-x\rangle.
00QU

Proof. The if direction is because the asymptotic growth condition (18) implies the gradient of uu must be contained in Δ\Delta.

For the only if direction, we apply the Legendre transform:

u∗​(p)=supx∈∂Δλ∨{⟨x,p⟩−u⁡(x)},p∈Δ,u^{*}(p)=\sup_{x\in\partial\Delta_{\lambda}^{\vee}}\{\langle x,p\rangle-u(x)\},\quad p\in\Delta,

and consider a version of the double Legendre transform

u∗⁣∗​(x)=supp∈Δ{⟨x,p⟩−u∗​(p)}.u^{**}(x)=\sup_{p\in\Delta}\{\langle x,p\rangle-u^{*}(p)\}.

Clearly u∗⁣∗u^{**} is convex, and admissible by the boundedness of u∗u^{*}, and u∗⁣∗​(x)≤u⁡(x)u^{**}(x)\leq u(x) on ∂Δλ∨\partial\Delta_{\lambda}^{\vee} because

⟨x,p⟩−u∗​(p)≤u⁡(x),∀p∈Δ.\langle x,p\rangle-u^{*}(p)\leq u(x),\quad\forall p\in\Delta.

Our characterisation precisely ensures u∗⁣∗​(x)≥u⁡(x)u^{**}(x)\geq u(x) on ∂Δλ∨\partial\Delta_{\lambda}^{\vee}. Then u∗⁣∗u^{**} provides the canonical extension. ∎

00QV

Remark 3.20. The above characterisation is not completely intrinsic because it uses the extrinsic pairing ⟨,⟩:Mℝ×Nℝ→ℝ\langle,\rangle:M_{\mathbb{R}}\times N_{\mathbb{R}}\to\mathbb{R}. On the positive side it uses only the value of uu on ∂Δλ∨\partial\Delta_{\lambda}^{\vee}.

00QW

Remark 3.21. At x∈∂Δλ∨x\in\partial\Delta_{\lambda}^{\vee}, the vector p∈Δp\in\Delta in the hypothesis is a subgradient of the canonical extension u∗⁣∗u^{**}, namely u∗⁣∗​(y)−u⁡(x)≥⟨p,y−x⟩u^{**}(y)-u(x)\geq\langle p,y-x\rangle.

We now introduce a local notion. The function uu below will be analogous to ϕ0\phi_{0} in (19). Recall the charts ∂Δλ∨∩Uw∞\partial\Delta_{\lambda}^{\vee}\cap U_{w}^{\infty} associated to ourward normal vectors ww introduced in section 3.2, with local coordinates xm1,…​xmnx^{m_{1}},\ldots x^{m_{n}}.

00QX

Definition 3.22. Let uu be a continuous function on ∂Δλ∨\partial\Delta^{\vee}_{\lambda}, to which we associate a collection of local functions {um}m∈Δℤ\{u_{m}\}_{m\in\Delta_{\mathbb{Z}}} by the rule um=u−⟨x,m⟩u_{m}=u-\langle x,m\rangle. We regard umu_{m} as a function on the charts ∂Δλ∨∩Uw∞\partial\Delta_{\lambda}^{\vee}\cap U_{w}^{\infty} with ⟨w,m⟩=1\langle w,m\rangle=1. We say uu is a locally convex function if all umu_{m} are convex on their corresponding charts.

00QY

Remark 3.23. One can reconstruct uu from the local functions {um}\{u_{m}\} as long as their mutural differences define a correct cocycle {m−m′}\{m-m^{\prime}\}. Thus this definition has the intrinsic local feature we desire, in analogy with the notion of Kähler potentials.

00QZ

Remark 3.24. For fixed ww and m,m′m,m^{\prime} satisfying ⟨m,w⟩=⟨m′,w⟩=1\langle m,w\rangle=\langle m^{\prime},w\rangle=1, the convexity of umu_{m} and um′u_{m^{\prime}} on the ww-chart are equivalent because m−m′m-m^{\prime} is an affine function. However, on the overlap of the ww-chart and the w′w^{\prime}-chart, if umu_{m} is convex in one chart it is not automatically convex in the other.

00R0

Remark 3.25. If a convex function is not sufficiently regular, there can be a null set of points at which the subgradient is not unique. Later we will abuse language to use the word gradient to refer to any choice of subgradient.

00R1

Proposition 3.26. If uu satisfies the extension property, then uu is locally convex.

00R2

Proof. Let ⟨m,w⟩=1\langle m,w\rangle=1, and consider the function umu_{m} on the chart ∂Δλ∨∩Uw∞\partial\Delta_{\lambda}^{\vee}\cap U_{w}^{\infty}. Given xx in the chart, we need to find p→\vec{p} such that

um​(y)−um​(x)≥p→⋅(y−x)w,u_{m}(y)-u_{m}(x)\geq\vec{p}\cdot(y-x)_{w},

where p→\vec{p} is a covector, and (y−x)w(y-x)_{w} refers to the representation of y−xy-x in the local coordinates xm1,…​xmnx^{m_{1}},\ldots x^{m_{n}}; after identifying xm1,…​xmnx^{m_{1}},\ldots x^{m_{n}} as coordinates on the plane m⟂={⟨m,x′⟩=0}m^{\perp}=\{\langle m,x^{\prime}\rangle=0\}, we may regard (y−x)w(y-x)_{w} as an element of m⟂m^{\perp}, and according to the decomposition Nℝ=m⟂⊕ℝ​wN_{\mathbb{R}}=m^{\perp}\oplus\mathbb{R}w,

y−x=(y−x)w+⟨y−x,m⟩​w.y-x=(y-x)_{w}+\langle y-x,m\rangle w.

Since the convexity of umu_{m} and um′u_{m^{\prime}} are equivalent in the ww-chart if ⟨m,w⟩=⟨m,w⟩=1\langle m,w\rangle=\langle m,w\rangle=1, we may assume Lλ​(x)L_{\lambda}(x) is attained by ⟨m,x⟩+λ⁡(m)\langle m,x\rangle+\lambda(m). By the extension property and Prop. 3.19, there is some p∈Δp\in\Delta, such that

u⁡(y)−u⁡(x)≥⟨p,y−x⟩,u(y)-u(x)\geq\langle p,y-x\rangle,

hence

um​(y)−um​(x)≥⟨p−m,y−x⟩=⟨p−m,(y−x)w⟩+⟨y−x,m⟩​⟨p−m,w⟩.u_{m}(y)-u_{m}(x)\geq\langle p-m,y-x\rangle=\langle p-m,(y-x)_{w}\rangle+\langle y-x,m\rangle\langle p-m,w\rangle.

Since p∈Δp\in\Delta, we have ⟨p,w⟩≤1=⟨m,w⟩.\langle p,w\rangle\leq 1=\langle m,w\rangle. Since Lλ​(x)L_{\lambda}(x) is attained by ⟨m,x⟩+λ⁡(m)\langle m,x\rangle+\lambda(m), and the polytope Δλ∨\Delta_{\lambda}^{\vee} lies in the half space {⟨m,⟩+λ(m)≤0}\{\langle m,\rangle+\lambda(m)\leq 0\}, we have

⟨m,y⟩+λ⁡(m)≤0=⟨m,x⟩+λ⁡(m).\langle m,y\rangle+\lambda(m)\leq 0=\langle m,x\rangle+\lambda(m).

Combining the above

um​(x)−um​(y)≥⟨p−m,(y−x)w⟩+⟨y−x,m⟩​⟨p−m,w⟩≥⟨p−m,(y−x)w⟩,u_{m}(x)-u_{m}(y)\geq\langle p-m,(y-x)_{w}\rangle+\langle y-x,m\rangle\langle p-m,w\rangle\geq\langle p-m,(y-x)_{w}\rangle,

so we have produced p→\vec{p} as required. ∎

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