Part I [03TH]
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Part I
2 -affine structures
2.1 Definitions
Let us recall that an affine structure on manifold (smooth, of dimension ) is given by a torsion-free flat connection on the tangent bundle .
We will give below three equivalent definitions of the notion of an integral affine structure.
Definition 1
An integral affine structure on (-affine structure for short) is an affine structure together with a -covariant lattice of maximal rank .
It is easy to see that if carries a -affine structure then for any point there exist small neighborhood , local coordinate system in such that in coordinates , and the lattice is a free abelian group generated by the tangent vectors . Let us call -affine such a coordinate system in (sometimes we will call such a -affine chart). For a covering of by -affine charts the transition functions belong (locally) to . Explicitly, a change of coordinates is given by the formula
where .
Hence, Definition 1 is equivalent to the following
Definition 2
A -affine structure on is given by a maximal atlas of charts such that the transition functions belong locally to .
In the above definition is just a topological manifold, -structure on it can be reconstructed canonically from -affine structure.
We can restate the notion of -affine structure in the language of sheaves of affine functions.
We say that a real-valued function on is -affine if it has the form
where and . We will denote by the sheaf of functions on which are locally -affine.
Definition 3
A -affine structure (of dimension ) on a Hausdorff topological space is a subsheaf of the sheaf of continuous functions on , such that the pair is locally isomorphic to .
Equivalence of the last two definitions follows from the observation that a homeomorphism between two open domains in preserving the sheaf is given by the same formula as the change of coordinates between two -affine coordinate systems.
2.2 Monodromy representation and its invariant
With a given affine structure on we can associate a flat affine connection (see [KN]). The corresponding parallel transport acts on tangent spaces by affine transformations. For a -affine structure the monodromy of belongs to , i.e. we have a monodromy representation
Alternatively, we can define the monodromy representation by covering a loop in by -affine coordinate charts and composing the corresponding transition functions.
Notice that a -affine structure on gives rise to a class
where is the subsheaf of -flat sections11 1 Here we slightly abuse notations because is not necessarily connected.. De Rham representative of class is given by a differential -form such that for any tangent vector . In affine coordinates one has . Clearly .
We will need later an explicit formula for the -valued pairing of with a closed singular 1-chain with coefficients in the local system , the dual covariant lattice in . With any singular -chain with values in we associate a real number in the following way. Suppose that is given by a continuous map and a section . Parallel transport via the connection gives rise to a map . Let . We define . We extend to an arbitrary singular -chain by additivity. Then the class can be calculated as for any closed -chain .
3 A-model construction
3.1 Integrable systems
Let be a smooth symplectic manifold of dimension , a smooth manifold of dimension , a smooth map with compact fibers, such that for any . Here denotes the Poisson bracket on . We assume that is a submersion on an open dense subset . Such a triple is called an integrable system. In applications it is typically given by a collection of smooth functions on (these functions are called Hamiltonians) such that . Usually first Hamiltonian is identified with the energy of mechanical system.
Let us consider the case when is proper. It is a natural restriction, because in applications the energy is already a proper map .
Let be a point such that the restriction of to is a submersion. We call such points -smooth. According to Sard theorem -smooth points form an open dense subset of . The fiber is a compact Lagrangian submanifold of . The Liouville integrability theorem (see [Ar]) says that is a disjoint union of finitely many tori . Moreover, for each torus there exists a local coordinate system in a neighborhood of such that and . These coordinates are called action-angle coordinates. The map in action-angle coordinates is given by the projection . There is an ambiguity in the choice of action-angle coordinates. In particular action coordinates are defined up to a transformation . Indeed, the free abelian group generated by -forms in each cotangent space admits an invariant description. It is the free abelian group generated by the restrictions of -forms to , where runs through closed singular -chains in . In this way we obtain a -affine structure on .
Let be the set of connected components of fibers of . Endowed with the natural topology it becomes a locally compact Hausdorff space, projection from to will be denoted by the same letter . The natural continuous map is a kind of βramified finite coveringβ. Let us define as the set of connected components on which is a submersion (i.e. the set of all Liouville tori). Then is an open dense subset in . Hence it carries a -affine structure given by the action coordinates.
The singular part
consists of projections of singular
fibers. Typically the codimension of is greater or equal to .
The codimension stratum consists of the boundary of the image of and of the
ramification locus of the map .
The structure of singularities of the integral affine structure in higher codimensions is less understood.
It seems that the following property
is always satisfied:
Fixed Point property . For any there
is a small neighborhood
such that the monodromy representation for any connected component of
has a fixed vector in
in the natural representation by affine transformations.
We will discuss this property in Section 6 devoted to compactifications.
3.1.1 Cohomological interpretation of class
In Section 2.2 we introduced an invariant of a -affine structure. Here we will give an interpretation of for integrable systems.
Let us consider which is a Lagrangian torus fibration over (i.e. fibers are Lagrangian tori such that the fiber over is isomorphic up to a shift to the torus ).
Any singular closed -chain on with values in the local system
gives a -chain on with the boundary belonging to a finite collection of fibers of the fibration . Moreover, for every point the part of over is homologous to zero in . Therefore, there exists a collection of -chains supportred on such that the -chain is closed. In this way we obtain a group homomorphism , where denotes the sum of images of where (it is enough to pick one base point for any connected component of ). It is easy to see that , where is the class of the symplectic form .
3.2 Examples of integrable systems
We describe here few examples related to the rest of the paper.
3.2.1 Flat tori
First example is the triple where are tori (here are lattices), projection is an affine map of tori, and carries a constant symplectic form. Assuming that fibers of are connected we have . The monodromy representation is a homomorphism . Integral affine structure on depends on real parameters, which are coefficients of an invertible matrix expressing a basis of the lattice as a linear combination of generators of the lattice , where is an arbitrary point.
3.2.2 Surfaces
Let be a surface and be an arbitrary smooth proper function with isolated critical points. Then is an integrable system. Space of connected components of fibers is a graph, and -affine structure on gives a length element on edges of .
3.2.3 Moment map
Consider a compact connected symplectic manifold of dimension together with a Hamiltonian action of the torus . Then one has an integrable system , where is the moment map of the action and . Furthermore, it is well-known that is a convex polytope and is the interior of .
3.2.4 K3 surfaces
Before considering this example let us remark that one can define integrable systems in the case of complex manifolds. More precisely, assume that is a complex manifold of complex dimension , is a holomorphic closed non-degenerate -form on , is a complex manifold of dimension and is a surjective proper holomorphic map such that generic fibers of are connected complex Lagrangian submanifolds of . With a complex integrable system one can associate a real one by forgetting complex structures on and and taking as a symplectic form on . It is easy to see that the image of the monodromy representation belongs to .
Let be a complex K3 surface equipped with a non-zero holomorphic 2-form and a holomorphic fibration such that the generic fiber of is an elliptic curve. For example, can be represented as a surface in given by a general equation of bidegree in homogeneous coordinates. Map is the projection to the second factor. Holomorphic form is given by
where denotes the Euler vector field along coordinates or . Such an elliptic fibration gives an integrable system. Namely, we set , , . Generically is a set of points in . Singularity of the affine structure near each of points is well-known in the theory of integrable systems where it is called focus-focus singularity (see e.g. [Au], [Zu]). We will discuss it in Section 6.4. Here we give a short description of this singularity. We take with the standard integral affine structure, remove the point on the horizontal axis. Then we modify the affine structure (and also the -structure!) on the ray . New local integral affine coordinates near points of this ray will be functions and (see Figure 1). The monodromy of the resulting integral affine structure around removed singular point is given by the transformation .

3.3 Families of integrable systems and PL actions
In many examples an integrable system depends on parameters. It often happens that the parameter space carries a natural foliation such that the fundamental group of any leaf acts on the base space of the corresponding torus fibration. This action is given by piecewise-linear homeomorphisms with integral linear parts.
Let us illustrate this phenomenon in the case of the family of integrable systems associated with a K3 surface discussed above.
Here the parameter space has dimension , which is twice of the complex dimension of the space of polynomials modulo unimodular linear transformations. On the other hand, the miniversal family of representations (up to a conjugation)
such that the monodromy around each puncture is conjugate to , has dimension .
Thus, we obtain a foliation of of rank . It is defined by the following property: if we continuously vary parameters along leaves of then the conjugacy class of the monodromy representation remains unchanged.
Notice that in the local model described above we can move the position at which we start the cut. Then we have on the sphere a set of βwormsβ (singular points, each of them can move in its preferred direction, which is the line invariant under the local monodromy). One can show easily that any continuous deformation of -affine structure satisfying Fixed Point property (see Section 3.1) and preserving the conjugacy class of , corresponds to a movement of worms. 22 2 Notice that in our example is less than . This means that there are 6 constraints on moving worms.
Moving βwormsβwe get a canonical identification of manifolds with integral affine structures far enough from singular points. We will see later in Section 6.4 that we also have a canonical PL identification of manifolds near singular points. Therefore we obtain a local system along leaves of with the fiber over being a manifold with the above -affine structure. In this way we get a homomorphism from to , where denotes the group of integral PL transformations of equipped with the above -affine structure. We will return to this action in Section 6.7 where it will be compared with another PL action on the same space.
4 B-model construction
4.1 -affine structure on smooth points
Here we are going to define an analog of the notion of integrable system in the framework of rigid analytic geometry. Roughly speaking, it is a triple , where is a variety defined over a non-archimedean field (see [Be1] and Appendix A), a CW complex and a continuous map. More precisely, let be a field with non-trivial valuation, an irreducible algebraic variety over of dimension , a collection of non-zero rational functions on . Then we have a multivalued map
Here is the algebraic closure of , and denotes valuation on .
Let be a continuous map such that the composition is single-valued. Our map will always be of this form. More generally, we can take to be a (not necessarily algebraic) compact smooth -analytic space, and be a continuous map which factorizes as the composition of the projection to the Clemens polytope of some model of and a continuous map (see Section 4.2.3).
Now we would like to be more precise. Let be a complete non-archimedean field, with valuation and the corresponding norm . Before giving next definition we observe that there is a canonical continuous map (see Section A.2 in Appendix A). Here is a multiplicative group (considered as an analytic space over ) and the restriction of to is given by the formula
The sheaf of -algebras is called the canonical sheaf.
Let be a smooth -analytic space of dimension , a continuous map of into a Hausdorff topological space .
Definition 4
We call a point smooth (or -smooth) if there is a neighborhood of such that the fibration is isomorphic to a fibration for some open subset . Here the isomorphism is taken in the category of -analytic spaces while is a homeomorphism.
In this case we will call (or the triple ) an analytic torus fibration.
Let denotes the set of smooth points of . It is a topological subspace of (in fact a topological manifold of dimension ).
Theorem 1
The space carries a sheaf of -affine functions, which is locally isomorphic to the canonical sheaf of -affine functions on .
Proof. We start with the following Lemma.
Lemma 1
Let be a connected open set, be an invertible analytic function. Then the function is constant along fibers of , and it is a pull-back of a -affine function on .
In order to prove Lemma we observe that any analytic function can be decomposed into Laurent series:
satisfying certain convergence conditions (see Section A.2).
Then for a non-zero analytic function on we introduce a real-valued function . It is a concave, locally piecewise-linear function on . It is easy to see that
- a)
-
there is a dense open subset such that for any the infimum in the definition of is achieved for a single multi-index ;
- b)
-
.
For an invertible function we have . Since both and are concave, their sum can be equal to zero iff they are both affine. Moreover they are both -affine since the linear part of is given by the integer vector for some single multi-index . Finally, observe that . Therefore for invertible .
Now we can finish the proof of the Theorem. The above formula gives us a coordinate-free description of . It is easy to see that any -affine function on is of the form for some invertible (in the case of it suffices to take monomials as ). We can identify with for some small open and . Then we can define for any invertible by the above formula. Finally we define a sheaf of -affine functions on by taking all functions of the form . It follows from the above discussion that in this way we obtain a -affine structure on , which is locally isomorphic to the standard one on .
We will denote by the sheaf of -affine functions constructed in the proof.
4.2 Examples
4.2.1 Logarithmic map
This is a basic example
described in details in Appendix A. For any algebraic (or analytic) subvariety of dimension its image is a non-compact piecewise-linear closed subset of of real dimension . Smooth points for are dense in .
In particular, if is a curve then is a graph in with straight edges having rational directions. One can try to make a dictionary which translates the properties of the algebraic variety to the properties of the PL set which is the closure of in . This circle of ideas is a subject of the so-called βtropical geometryβ (see e.g. [Mi]).
4.2.2 Tate tori
Let be a group homomorphism such that the image of the composition is a rank lattice in . Group acts by translations on the analytic space . Restriction of this action to (via ) is discrete and cocompact. The quotient is a -analytic space called Tate torus. There is an obvious map . All points of are smooth. The space depends on parameters taking values in (cf. with the flat tori example in Section 3.2.1).
4.2.3 Clemens polytopes and their contractions
For any smooth projective variety of dimension , and and a snc model of it (see Appendix A) we have a canonical projection to the corresponding Clemens polytope
All interior points of -dimensional simplices of are -smooth, although there might be other smooth points too. More generally, one can compose projection with a continuous surjection where is a finite CW complex and map is a cell map for some cell subdivision of . We assume that fibers of the composition are connected. This seems to be the most general case of maps from projective varieties over complete local fields to CW complexes relevant for our purposes.
4.2.4 Curves
Let be a connected smooth projective curve of genus . After passing to a finite extension of we may assume that has a canonical model with stable reduction. The graph corresponding to the special fiber is a retraction of . The quotient graph is a retraction of the analytic curve (see [Be1]). We define . Then is a complement to a finite set. As in Section 3.2.2, a -affine structure on a graph is the same as a length element (i.e. a metric). Therefore is a metrized graph. Notice also that the maximal number of edges of the graph corresponding to a genus curve is , which is the dimension of the moduli space of genus curves.
Notice that if in Section 4.2.1 subvariety is a curve then its projection is a noncompact metrized graph with unbounded edges corresponding to punctures .
4.2.5 K3 surfaces
Here we will describe a particular case of the construction from Section 4.2.3 (a contraction of a Clemens polytope).
Let field be and be a formal family of complex K3 surfaces given by the equation
where is a generic homogeneous polynomial of degree four, and is a formal parameter.
The special fiber at of this family is singular, it is given by the equation . Let us denote by the blow-up of the total space of the trivial -bundle over at points of the special fiber, where each is a solution of the equation
The closure of in is a model with simple normal crossings. The associated Clemens polytope has vertices. Four of them correspond to coordinate hyperplanes in , and other correspond to divisors sitting at the pre-images of the points . Therefore is the union of the boundary of the standard -simplex with copies of the standard -simplex . Those triangles are decomposed into six groups of four triangles in each. All triangles from the same group have a common edge, which is identified with an edge of (tetrahedron with βwingsβ). As we mentioned in the previous example, there is a continuous map . We are going to construct as a retraction of .
In order to do this we observe that for an edge and a point one has the canonical retraction . Namely, let us identify the edge with the interval of the real line, so that is identified with the point , and is bounded by and the segments . Then we define by the formulas (see Figure 2)

Now we choose a point in the interior of each edge of (here are identified with the vertices of ). There are four βwingsβ having as a common edge. Then we retract each to by the map . This gives us a retraction . Let be the composition of the projection with the above retraction. One can show that all points of are -smooth except of the chosen six points . According to Theorem 1 we obtain a -affine structure on . One can show that the local monodromy around each point is conjugate to the matrix
We skip the computations here.
4.3 Stein property
A -analytic space is called Stein if the natural map
is a homeomorphism. Here is considered as a topological -algebra. This definition is equivalent to the standard one. Let us call the projection Stein if for any there exists a fundamental systems of neighborhoods of such that is a Stein domain. If is Stein then we can reconstruct and from the space endowed with the sheaf of topological -algebras.
Proposition 1
Let be a contraction of Clemens polytope of some model of as in Section 4.2.3, and a Stein map. Then is dense in .
Proof.33 3 We thank to Ofer Gabber for suggesting the proof below It suffices to prove that -dimensional cells are dense in , where . For any open we have .
The last group is nontrivial, because for any non-empty open the integration map is onto. Therefore .
All the examples in Sections 4.2.1β4.2.5 (except Section 4.2.3) have Stein property.
5 -affine structures and mirror symmetry
5.1 Gromov-Hausdorff collapse of Calabi-Yau manifolds
We recall that a Calabi-Yau metric on a complex manifold is a KΓ€hler metric with vanishing Ricci curvature. If such a metric exists then and hence the class of the canonical bundle is torsion in . According to the famous Yau theorem, for any compact KΓ€hler manifold such that , and any KΓ€hler class there exists a unique Calabi-Yau metric with the class 44 4 Notice that there is a discrepancy in terminology. In algebraic situation one usually calls Calabi-Yau a projective variety with the trivial canonical class in , and the polarization is not considered as a part of data.. Up to now, there is no explicitly known non-flat Calabi-Yau metric on a compact manifold.
In Mirror Symmetry one studies the limiting behavior of as the complex structure on approaches a βcuspβ in the moduli space of complex structures (βmaximal degenerationβ). Well-known conjecture of Strominger, Yau and Zaslow (see [SYZ]) claims a torus fibration structure of Calabi-Yau manifolds near the cusp. A metric approach to the maximal degeneration (see [GW], [KoSo]) explains the structure of such Calabi-Yau manifolds in terms of their Gromov-Hausdorff limits. We recall this picture below following [KoSo].
We start with the definition of a maximally degenerating family of algebraic Calabi-Yau manifolds.
Let be the field of germs at of meromorphic functions in one complex variable, and be an algebraic -dimensional Calabi-Yau manifold over (i.e. is a smooth projective manifold over with the trivial canonical class: ). We fix an algebraic non-vanishing volume element . The pair defines a 1-parameter analytic family of complex Calabi-Yau manifolds , for some .
Let be a cohomology class in the ample cone. Then for every , such that it defines a KΓ€hler class on . We denote by the unique Calabi-Yau metric on with the KΓ€hler class .
It follows from the resolution of singularities, that as one has
for some .
Definition 5
We say that has maximal degeneration at if in the formula above we have .
Let us rescale the Calabi-Yau metric: . In this way we obtain a family of Riemannian manifolds of diameter .
Conjecture 1
If has maximal degeneration at then
and there is a limit of in the Gromov-Hausdorff metric as , such that:
- a)
-
is a compact metric space, which contains a smooth oriented Riemannian manifold of dimension as a dense open metric subspace. The Hausdorff dimension of is less than or equal to .
- b)
-
carries a -affine structure.
- c)
-
The metric has a potential. This means that it is locally given in affine coordinates by a symmetric matrix , where is a smooth function (defined modulo adding an affine function).
- d)
-
In affine coordinates the metric volume element is constant, i.e.
(real Monge-Ampère equation).
There is a more precise conjecture (see [KoSo] for the details) which says that outside of the space is metrically close to a torus fibration with flat Lagrangian fibers (integrable system). This torus fibration can be canonically reconstructed (up to a locally constant twist) from the limiting data a)-d).
Conjecture 1 holds for abelian varieties (since is a flat torus in this case). It is non-trivial for K3 surfaces (see [GW] for the proof). In 3-dimensional case there is now a substantial progress (see [LYZ]).
Definition 6
A Monge-Ampère manifold is a triple , where is a smooth Riemannian manifold with the metric , and is a flat connection on such that:
- a)
-
defines an affine structure on .
- b)
-
Locally in affine coordinates the matrix of is given by for some smooth real-valued function .
- c)
-
The Monge-Ampère equation is satisfied.
The following easy Proposition is well-known.
Proposition 2
For a given Monge-Ampère manifold there is a canonically defined dual Monge-Ampère manifold such that is identified with as Riemannian manifolds, and the local system is naturally isomorphic to the local system dual to (dual local system is constructed via the metric ).
Corollary 1
If defines an integral affine structure on with the covariantly constant lattice then defines an integral affine structure on such that for all the lattice is dual to with respect to the Riemannian metric on .
We will call integral a Monge-Ampère manifold with -affine structure.
In Mirror Symmetry one often has a so-called dual family of Calabi-Yau manifolds associated with the given one. There is no general definition of the dual family, but there are many examples. The following Conjecture (see [KoSo]) formalizes Strominger-Yau-Zaslow picture of Mirror Symmetry:
Conjecture 2
Smooth parts of Gromov-Hausdorff limits of dual families of Calabi-Yau manifolds are dual integral Monge-Ampère manifolds.
One can say that Monge-AmpΓ¨re manifolds with integral affine structures are real analogs of Calabi-Yau manifolds. Conversely, having an integral Monge-AmpΓ¨re manifold one can construct a torus fibration . It is easy to see that the total space of this fibration is in fact a Calabi-Yau manifold (typically non-compact as is non-compact too). Rescaling the covariant lattice we can make fibers small (of the size ). As we already mentioned, the extended version of Conjecture 1 says that this torus fibration is close (after a locally constant twist) to outside of a βsingularβ subset.
5.1.1 K3 example
In the case of collapsing K3 surfaces the corresponding intergal Monge-Ampère manifold has an explicit description.
Let be a complex surface endowed with a holomorphic non-vanishing volume form , and be a holomorphic fibration over a complex curve , such that fibers of are non-singular elliptic curves.
We define a metric on as the KΓ€hler metric associated with the -form . Let us choose (locally on ) a basis in . We define two closed 1-forms on by the formulas
It follows that for some functions . We define a -affine structure on , and the corresponding connection , by saying that are -affine coordinates (compare with 3.2.4). One can check directly that is a Monge-Ampère manifold. In a typical example of elliptic fibration of a K3 surface, one gets , where is a set of distinct points in . M. Gross and P. Wilson (see [GW]) proved that there exists a family of K3 surfaces with Calabi-Yau metrics collapsing to with the intergal Monge-Ampère structure described above.
5.2 Non-archimedean picture for the space
Here we would like to formulate a conjecture which relates the Gromov-Hausdorff limit with non-archimedean geometry, thus giving a pure algebraic description of -affine structure on . Let be the algebraic closure of . We denote by the map which associates the limiting point (in Gromov-Hausdorff metric) of points as .
Let be the field of Laurent formal series. Then, by extending scalars we obtain an algebraic Calabi-Yau manifold over . We denote by the corresponding smooth -analytic space.
Conjecture 3
The map is well-defined and extends by continuity to the map . The set (defined as the maximal open subset of on which the limiting metric is smooth) coincides with the set of -smooth points. Two -affine structures on , one coming from the collapse picture, another coming from non-archimedean picture, coinside with each other.
Also we make the following conjecture (or better a wish, because it is based on a very thin evidence):
Conjecture 4
Map is Stein.