6 Compactifications of π -affine structures [03UQ]
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6 Compactifications of -affine structures
6.1 Properties of compactifications
Assume that we are given a non-compact manifold with a -affine structure. We would like to βcompactifyβ it, i.e. to find a compact Hausdorff topological space such that is an open dense subset. We do not require an extension of the -affine structure to . The question is: what kind of properties one should expect from such a compactification? We cannot give a complete list of such properties at the moment. Instead, we formulate two of them and illustrate the notion of compactification in PL case. Similarity between examples in Sections 3.2 and 4.2 suggests that the class of singularities which appear in integrable systems should be more or less the same as the class of singularities appearing in non-archimedean geometry.
Let
be a singular point of some compactification
of . Then we require the following
Finiteness property. There is a fundamental system of neighborhoods
of
such that the number of connected components
of is finite.
Let be the
disjoint union of the connected components. Let us pick a
point and consider a continuous path
such that . Using the affine structure
we can canonically
lift this path to a path
. We assume that the lifted path extends to
time and is analytic at
(it is a technical assumption,
helping to avoid
some pathologies). Then we require the following
Independence property. Path with the properties as above exists, and
point
does not depend on the choice of .
Independence property implies the existence of a fixed vector for the monodromy representation restricted to (this implies the Fixed Point property from Section 3.1).
6.2 PL compactifications
Let be a finite set, belongs to the set of -element subsets of . Then we have a -dimensional simplicial complex .
Let us choose a -affine structure on -dimensional faces of which is compatible with the standard affine structure, and consider all -dimensional faces which enjoy the following property: they belong to exactly two -dimensional faces. For any two such -dimensional faces and we choose a -affine structure on which is compatible with the already chosen -affine structures on and (such a choice is equivalent to a choice of -affine structure in a neighborhood of the -dimensional face ). In this way we obtain a -affine structure on the union of the interior points of all -dimensional simplices and also the interior points of -dimensional faces belonging to exactly two top-dimensional cells.
Proposition 3
There exists (and unique) maximal extension of this -affine structure to an open subset containing .
Proof. Let us proceed inductively by codimension of faces. The induction step reduces to the obvious remark that the extension of the standard -affine structure on to a neighborhood of point in is unique in the case when is an affine subspace, .
It is easy to see that with -affine structure on it, compactified by satisfies both Finiteness and Independence properties.
We introduce PL compactifications both as a βtoy modelβ, and also (as we hope, see Conjecture 6 in Section 6.3) as a sufficiently representative class for applications. In this case we can try to formulate additional desired properties. One of goals is to find a good substitution for the algebro-geometric notion of a canonical singularity (which is, morally, a singularity of a non-collapsing limit of a family of Calabi-Yau manifolds with fixed KΓ€hler class).
For a large class of maximally degenerating Calabi-Yau manifolds there is a proposal by several authors (see [GS] and [HZh]) for a PL compactification conjecturally related to the Gromov-Hausdorff limit. Space is topologically a sphere , it carries two dual cell decompositions. Each of these decompositions is identified with the boundary or of a convex -dimensional polytope. Moreover, on each -dimensional face of each polytope we have a -affine structure compatible with the natural affine structure. The assumption is that for any two open -cells from the first and the second cell decompositions, two induced -affine structures on coincide. This gives a -affine structure on where and are -skeletons of two CW-structures.
6.3 Some conjectures about singular sets
Our conjectures are in fact rather βwishesβ, i.e. they are desired properties of . For simplicity we assume that is a stratified set (say, CW complex) of dimension less or equal than .
Conjecture 5
We have a decomposition , where consists of strata of dimension less or equal than , is the union of strata of dimension , and locally near every point the -affine structure is modeled by the βbookβ . Here is a finite set, all half-spaces have a common plane and belongs to this plane. -affine structure on is the natural one.
This conjecture gives a local model for a singular -affine structure at a singular component of codimension one. Let us discuss the case of higher codimension. We start with the following definition.
Definition 7
A -affine structure with singularities on is given by:
- 1.
a closed subset of a compact space ;
- 2.
a -affine structure on the open set .
One can think about closed set of βpotential singularitiesβ as containing the actual set of singularities ).
Definition 8
A continuous path in the space of -affine structures with singularities on a given compact space is given by:
- 1.
a continuous path in the space of all compact subsets of ,
- 2.
a -affine structure on for all
Notice that for each and we can choose neighborhoods of and of such that for all . Then we require that:
- 3.
if and are sufficiently small then the induced -affine structure on does not depend on .
Notice that in the case when the homotopy type of remains unchanged the representation stays the same.
We are going to give an example of a non-trivial path in the next subsection. We expect that singularities which appear in the collapse of Calabi-Yau manifolds satisfy the following
Conjecture 6
If is of codimension at least two in , then there is a continuous path in the space of -affine structures with singularities which connects a given structure with the one coming from a PL compactification, and such that for all we have and has Finiteness and Independence properties.
6.4 Standard singularities in codimension two
Let us remove the angle from . After that we identify sides of the angle by the affine transformation . In this way we introduce a new -affine structure on with the monodromy around given by the unipotent matrix (see Figure 3)

This -affine structure does not admit a continuation to . Therefore we obtain a -affine structure with singularities on . We will call standard the singularity at .
Equivalently, we can describe this -affine structure on by taking a cut along the ray in and glue the standard -affine structure above and below the cut by means of the affine transformation (see Figure 1 in Section 3.2.4). In this description it is clear that we can start the cut at arbitrary point on the -axes. The resulting singularity will be also called the standard one.
Remark 1
We can vary a position of , thus obtaining a continuous path in the space of -affine structures with singularities in .
More generally, suppose that is equipped with a -affine structure which has standard singularities at points . Then we can slightly move each point in the direction invariant under the local monodromy around . This gives a new -affine structure which is ZPL-isomorphic to the initial one.
Standard singularity is called focus-focus singularity in the theory of integrable systems (see [Zu]). In non-archimedean geometry it appears as a singular value of some map , where is an algebraic surface in -dimensional affine space (see Section 8).
Let us consider the Cartesian product of equipped with the above -affine structure with the standard (non-singular) -affine structure on . Let us choose a continuous function and start the cuts at all points . This means that we introduce the standard non-singular -affine structure in the region as well as in the region . Near points we introduce a modified -affine structure by declaring functions
to be -affine coordinates. This gives an example of a βcurvedβ singular set of codimension 2. Since function can be approximated by PL functions, the above -affine structure can be deformed to a PL one.
6.5 -affine version of Gauss-Bonnet theorem
Let be a connected compact oriented topological surface, a finite set. Assume that carries a -affine structure such that for any there exists a small neighborhood such that where is a finite set and each is affine equivalent to a germ of an angle in , with being the apex of each angle.
The aim of this section is to define a map (which depends only on -affine structure near ) and prove the following result (a kind of Gauss-Bonnet theorem).
Theorem 2
The following equality holds
where is the Euler characteristic of .
We start with the construction of . Let us denote by the pre-image of in the universal covering of the group . The group contains . Let be a generator of the latter (it belongs also to ).
We have an exact sequence of groups
Notice that is a free product . Moreover, in the above exact sequence is embedded into the center of . Notice that is the image of . One can choose representatives of the standard generators of in such a way that is generated by subject to the relations . This gives a homomorphism of groups such that . Dividing by we obtain a homomorphism such that .
Let us consider a topological -bundle over , such that the fiber over is the union of all affine rays outcoming of . Then the restriction of to is just the spherical bundle. Let us pick and remove it from together with small neighborhoods of all points . We denote by the topological space obtained in this way. We can trivialize the tangent bundle over (we choose a -trivialization, compatible with -structure) in such a way that it extends to a continuous trivialization of -bundle over . Let be a -form defined by means of the affine structure on . Then and defines a flat connection on a trivial -bundle on . It gives a a monodromy representation defined up to a conjugation. Composing it with the homomorphism we obtain a homomorphism . Since is an abelian group, the latter homomorphism is a composition . Let us pick small circles for each . Then the above homomorphism gives us a number denoted by .
Proof of the Theorem. Let us pick up a small circle around . Then . The monodromy around can be easily computed via the winding number of the induced vector field (section of ) and is equal to . Applying homomorphism we obtain the result.
Corollary 2
Suppose that the monodromy for each point is the standard one (see Section 6.4). Then one has two possibilities:
a) and is a -dimensional torus;
b) the set consists of distinct points on the sphere .
Proof. It is easy to see that for each point one has . Then from Gauss-Bonnet theorem one deduces that , where is the genus of the Riemann surface . Then we have
Since LHS is non-negative we conclude that either or . In the first case and we have a -affine structure on a torus. In the second case we have and .
Remark 2
This corollary was proved in [LeS] by different methods.
Similarly, for the affine structure with the monodromy at each point conjugate to
one has , and we have six singular points on (see Section 4.2.5).
6.6 Skeleton of a non-archimedean Calabi-Yau variety
Let be a smooth proper algebraic variety over a non-archimedean field , and be a non-zero top degree form on . We will associate canonically with the pair a piecewise-linear compact space such that .
Let us assume for simplicity that and is defined over . Analytic space contains a dense subset of divisorial points corresponding to irreducible components of special fibers of all snc models of (see Appendix A):
where is the set of vertices of the Clemens polytope .
Top degree form gives rise to a map . Namely, if is a snc model and is an irreducible divisor of the special fiber then we define
Here is a meromorphic top degree form on .
It is easy to show that depends only on the point . Function is (globally) bounded from below.
Definition 9
A divisorial point is called essential if
Definition 10
Skeleton is the closure in of the set of essential points.55 5 Our notion of a skeleton should not be mixed with the one introduced in [Be3]. The latter is related to the Clemens polytope of a snc model .
Let be a snc model. We will explain how to describe in terms of and . In fact it is a nonempty simplicial subcomplex of .
Let us call -essential a divisor such that
A nonempty collection of divisors in is called -essential if all are -essential, the intersection is non-empty and does not belong to the closure of the divisor of zeros of is .
Theorem 3
The skeleton is the image under of the subcomplex consisting of simplices corresponding to -essential collections of divisors.
Sketch of the proof. Notice that for any snc model the subset consisting of points with rational barycentric coordinates is mapped by into . Namely, we can modify by blowing up at nonempty intersections of irreducible components of the special fiber and then continue this process indefinitely. Divisorial points obtained in this way exhaust all points of .
We will prove that the set of essential points in coincides with . First of all, a direct computation shows that being restricted to achieves its absolute minimum on . Secondly, another straightforward computation shows that the latter set does not change under blow-ups of first and second type (see Section A.5 in Appendix A). This concludes the proof.
For Calabi-Yau manifold we will denote simply by , as there exists only one (up to a scalar) non-zero top-degree form on and .
One can prove that the PL space is in fact a birational invariant. Moreover the group of birational automorphisms of acts on the skeleton by transformations. In order to obtain non-trivial examples of such actions we need Calabi-Yau manifolds with large groups of birational automorphisms. An example of a -action is considered in the next subsection.
6.7 K3 surfaces and -actions on
6.7.1 Integrable systems
Recall that in Section 3.3 we constructed a -dimensional space parameterizing integrable systems with . The space carries a codimension foliation corresponding to small deformations of integrable systems which do not change the invariant of the local system . We explained that the fundamental group of a leaf of acts by PL homeomorphisms of . Here we are going to give a (partial) description of and in cohomological terms using Torelli theorem (see Appendix B).
An algebraic polarized K3 surface elliptically fibered over , equipped with a holomorphic volume form can be encoded by the data , where
- 1.
is a K3 period data;
- 2.
, ;
- 3.
;
- 4.
is a non-zero primitive lattice vector.
Here is the class of polarization (projective embedding) of , is dual to the class of generic fiber of the elliptic fibration .
Perhaps one can express in cohomological terms the fact that has exactly critical values. The latter is an open condition.
Let be a subgroup consisting of homology classes which can be represented by cycles which are projected into graphs in (such cycles are circle fibrations over graphs). When we move along a leaf of then the pairing of with remains unchanged (see Section 3.1.1). Clearly , and moreover, one can check that . The pairing with gives a map , where is the following even unimodular lattice of signature :
where is the Cartan matrix for Dynkin diagram taken with the minus sign.
The functional on can be represented as where is a vector with the strictly positive square norm. One can show that the (non-Hausdorff) space of leaves of is canonically identified with the set .
The fundamental group of the leaf corresponding to a vector maps onto the group . This group is (up to a conjugation) the stabilizer in of the cone , which is a connected component of the set
and is the hyperplane orthogonal to (cf. Appendix B). Let us denote by the group of piecewise-linear transformations of with integer linear part. Index signifies the dependence of -structure on on .
Conjecture 7
The homomorphism arising from the monodromy of the local system along the leaf (see Sections 3.3, 6.4) is equal to the composition
where the homomorphism is uniquely determined by this property.
One can consider the whole moduli space of -affine structures on with standard singularities. This space is a Hausdorff orbifold (with a natural -affine structure!) of dimension , and it carries a foliation of codimension as before. It seems that using our main result (Theorem 5 in Part III) together with certain natural assumption (see Conjecture 11 in Section 11.6) one can show that the action by transformations of of the fundamental group of leaves of the foliation on the larger space is again reduced to the action of .
6.7.2 Analytic surfaces
Let be a maximally degenerate K3 surface over the field (see Section 5.1). We denote by the quotient group where is the vanishing cycle. Then . Let us assume that the monodromy acts trivially on .
We define a natural homomorphism by the formula
One can give a more abstract definition of in terms of the variation of Hodge structure. It is easy to see that where is a vector such that , and is the standard valuation on the field .
Let be the corresponding analytic K3 surface over the field . We have an analytic torus fibration over which can be extended to a continuous map . Let us call such an extension a singular analytic torus fibration with standard singularities.
Conjecture 8
For any analytic K3 surface admitting an analytic torus fibration with standard singularities, one can define intrinsically the lattice and the homomorphism .
Notice that for K3 surfaces any birational automorphism is biregular. Hence the group of birational automorphisms acts by a ZPL-transformations of the sphere which is equipped with a singular -affine structure (see Section 6.6), i.e. we have a homomorphism
Conjecture 9
1) The image of in is a subgroup of where .
2) The homomorphism is conjugate to the restriction to of the homomorphism defined in the previous subsection.
6.7.3 Lattice points
Let us consider the special case when vector is a lattice vector, i.e. . In A-model picture it corresponds to the integrality of the class of symplectic 2-form. In B-model this means that the non-archimedean field has valuation in . In terms of -affine structures it means that the monodromy of the affine connection is reduced to . Group is a subgroup (and also a quotient group) of an arithmetic subgroup in the Lie group . Also in this case there is a -invariant notion of a point with integer coordinates on , as well of points with coordinates in for any integer . The number of such points is finite. It is not hard to see that where is the area of with a -PL structure corresponding to . This is analogous to the Riemann-Roch formula for an ample line bundle on a complex K3 surface .
The action of on gives rise to a homomorphism where is the symmetric group. Also the action gives a homomorphism from to the mapping class group , the fundamental group of the moduli space of genus zero complex curves with unordered distinct marked points. The last group is closely related to the braid group. The conclusion is that we have constructed homomorphisms from arithmetic groups to a tower of braid groups.
One can deduce from Torelli theorem an interpretation of as a quotient group of the fundamental group of a neighborhood of a cusp in 19-dimensional moduli space of polarized complex algebraic K3-surfaces, where vector corresponds to the polarization. Therefore the homomorphism gives a finite covering of . One may wonder whether there exists a line bundle over whose direct image to coinsides with the direct image of the sheaf from the universal family of K3 surfaces (this question is in spirit of some ideas of Andrey Tyurin, see e.g. [Tyu]).
6.8 Further examples
There are many families of Calabi-Yau varieties with huge groups of birational automorphisms. The following example we learned from D.Panov and D.Zvonkine. For any real numbers we can consider the space of planar -gons with the length of edges equal to , modulo the group of orientation-preserving motions. This space can be identified with the space of solutions of the following system of equations
where is a point satisfying the reality condition . Hence we obtain a singular subvariety of of codimension , depending on parameters . One can check that this variety is birationally isomorphic to a non-singular Calabi-Yau variety. For any proper set , we have a birational involution defined by the formula
where .
We do not know at the moment the structure of the group generated by involutions . One can obtain easily explicit formulas for the action of by piecewise-linear homemorphisms of . Length parameters should be replaced by elements of a non-archimedean field with βgenericβ norms . Denote by real variables which have the meaning of valuations of variables . Sphere is obtained in the following way. In we consider the intersection of two subsets:
and
and then take the quotient by the action of :
corresponding to the projectivization. For appropriately chosen we obtain a set which is the union of with several βwingsβ going to infinity. The action of the involution is obtained from algebraic formulas from above, in which one replace non-archimedean variables by real ones, addition by minimum and multiplication (division) by addition (subtraction).