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11.5 Construction of the collection of lines [03WZ]

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11.5 Construction of the collection of lines

We would like to show that there exists a smooth metric gg and a collection of lines satisfying the Assumptions A1 and A2.

Let g0g_{0} be an arbitrary smooth metric, flat near singular points. We define germs of lines l∈ℒi​nl\in{\cal L}_{in} in such a way that for each s∈Bs​i​n​gs\in B^{sing} in local coordinates these lines are given by {(0,y)|y>0}\{(0,y)|y>0\} and {(0,y)|y<0}\{(0,y)|y<0\}. The metric gg will coincide with g0g_{0} in a sufficiently small neighborhood U=∪s∈Bs​i​n​gD(s,rs)U=\cup_{s\in B^{sing}}D(s,r_{s}) of the singular set. Hence Assumption A1 will be satisfied.

In order to construct the whole family of lines we introduce a 33-dimensional manifold ℳ{\cal M} consisting of pairs (x,P)(x,P) where x∈B∖U¯1x\in B\setminus\overline{U}_{1} and PP is a half-plane in Tx​BT_{x}B whose boundary contains zero. Here U1:=∪s∈Bs​i​n​gD(s,2rs)U_{1}:=\cup_{s\in B^{sing}}D(s,2r_{s}) is a larger neighborhood of Bs​i​n​gB^{sing}.

We would like to construct a smooth section v:(x,P)↦v(x,P)∈Tx​Bv:(x,P)\mapsto v_{(x,P)}\in T_{x}B of the pull-back to ℳ{\cal M} of the tangent bundle T​BTB satisfying the following conditions:

  1. 1.

    for any (x,P)∈ℳ(x,P)\in{\cal M} one has v(x,P)∈i​n​t​(P)v_{(x,P)}\in int(P)\,\,;

  2. 2.

    for any x∈B∖U¯1x\in B\setminus\overline{U}_{1} the map (x,P)↦𝐑>0×⋅v(x,P)(x,P)\mapsto{{\bf R}}_{>0}^{\times}\cdot v_{(x,P)} is an orientation-preserving diffeomorphism

    S1≃(Tx​B∗∖{0})/𝐑>0×→S1≃(Tx​B∖{0})/𝐑>0×;S^{1}\simeq(T_{x}B^{\ast}\setminus\{0\})/{{\bf R}}_{>0}^{\times}\to S^{1}\simeq(T_{x}B\setminus\{0\})/{{\bf R}}_{>0}^{\times}\,\,\,;
  3. 3.

    for every l∈ℒi​nl\in{\cal L}_{in} there exists a smooth extension of the piece of ll in U1U_{1} to a larger piece intersecting ∂U1\partial U_{1} such that

    f˙l​(t)∈𝐑>0×⋅v(fl​(t),Pl,t),\dot{f}_{l}(t)\in{{\bf R}}_{>0}^{\times}\cdot v_{(f_{l}(t),P_{l,t})}\,\,,

    for such t>0t>0 that fl​(t)∈B∖U¯1f_{l}(t)\in B\setminus\overline{U}_{1}\,\,;

Let us associate with the section vv a nowhere vanishing vector field v^\hat{v} on T∗​(B∖U¯1)∖(Z​e​r​o​S​e​c​t​i​o​n)T^{\ast}(B\setminus\overline{U}_{1})\setminus(Zero\,\,\,Section) in the following way:

  • •

    For each (x,α)∈Tx∗​B(x,\alpha)\in T_{x}^{\ast}B the vector v^​(x,α)\hat{v}(x,\alpha) is tangent to the horizontal distribution associated with the flat connection ∇\nabla (the one which defines the affine structure on B∖Bs​i​n​gB\setminus B^{sing}).

  • •

    Projection of v^​(x,α)\hat{v}(x,\alpha) to BB coincides with v(x,Pα)v_{(x,P_{\alpha})}, where Pα={γ|(α,γ)>0}P_{\alpha}=\{\gamma|(\alpha,\gamma)>0\}.

Clearly these conditions determines v^\hat{v} uniquely. Now we formulate last condition:

  1. 4.

    there exits rs′>2​rsr_{s}^{\prime}>2r_{s} such that for almost all (in the sense of Baire category) initial values (x0,P0)∈ℳ(x_{0},P_{0})\in{\cal M} the integral curve of v^\hat{v} starting at (x0,P0)(x_{0},P_{0}) reaches the pullback of B∖∪s∈Bs​i​n​gD(s,rs′)B\setminus\cup_{s\in B^{sing}}D(s,r_{s}^{\prime}) in finite time.

Using the vector field v^\hat{v} we will construct (under certain genericity assumptions) a set ℒ{\cal L} of lines satisfying Assumption A1. Namely, the data consisting of a line ll and an integer-valued 11-form αl\alpha_{l} (see Section 9) will be an integral line of v^\hat{v}.

We are going to construct lines by induction by the number of collisions. Lines l∈ℒi​nl\in{\cal L}_{in} will be constructed using condition 3. The genericity assumption mentioned after the condition 4 is the assumption that no more than two lines collide and that initial values for newborn lines will be sufficiently generic. Conditions 1 and 4 plus genericity imply that one can parametrize any line l∈ℒl\in{\cal L} by the new “time” t>0t>0 such that the Axiom 2 is satisfied. Axiom 6 follows from the condition 2. Other axioms and the Assumption A1 will be satisfied automatically.

Now we would like to discuss Assumption A2.

Proposition 7

Suppose that the metric gg and field vv described above are such that for any (x,P)∈ℳ(x,P)\in{\cal M} there exists C>0C>0 such that

(∇v(x,P)g)​(nP,nP)≤C​g​(nP,v(x,P)),(\nabla_{v_{(x,P)}}\,g)(n_{P},n_{P})\leq C\,g(n_{P},v_{(x,P)})\,\,,

where nPn_{P} is the normal unit vector to PP directed inside and ∇v(x,P)g\nabla_{v_{(x,P)}}\,g is the covariant derivative of the metric gg considered as a symmetric tensor on the cotangent bundle.

Then the Assumption A2 is satisfied.

Proof. In order to satisfy Assumption A2 it suffices to find such ε>0\varepsilon>0 that for any x∈B∖U¯1x\in B\setminus\overline{U}_{1} and any half-plane Px⊂Tx​B,  0∈i​n​t​(Px)P_{x}\subset T_{x}B,\,\,0\in int(P_{x}) with the distance d​i​s​tgx​(0,∂Px)=εdist_{g_{x}}(0,\partial P_{x})=\varepsilon, and another half-plane Px′⊂Tx​BP_{x}^{\prime}\subset T_{x}B parallel to PxP_{x} such that 0∈∂Px′0\in\partial P_{x}^{\prime}, one has the following property: if Px+δ​t​v(x,Px′)P_{x+\delta tv_{(x,P_{x}^{\prime})}} is the half-plane obtained from PxP_{x} by a small covariant (with respect to the affine connection ∇a​f​f\nabla^{aff}) shift δ​t\delta t in the direction of v(x,Px′)v_{(x,P_{x}^{\prime})}, then

d​i​s​tgx+δ​t​v(x,Px′)​(0,Px+δ​t​v(x,Px′))≥d​i​s​tgx​(0,∂Px).dist_{g_{x+\delta tv_{(x,P_{x}^{\prime})}}}(0,P_{x+\delta tv_{(x,P_{x}^{\prime})}})\geq dist_{g_{x}}(0,\partial P_{x})\,\,.

Here gxg_{x} etc. denotes the induced flat metric on the tangent space Tx​BT_{x}B. This property guarantees that the condition d​i​s​tgx​(0,∂Pl,t)≥εdist_{g_{x}}(0,\partial P_{l,t})\geq\varepsilon will propagate along the line. For a new line obtained as a result of collision of l1l_{1} and l2l_{2} at the times t1t_{1} and t2t_{2} respectively one has

d​i​s​tgx​(0,∂Pl,0)≥min⁡{d​i​s​tgx​(0,∂Pl1,t1),d​i​s​tgx​(0,∂Pl2,t2)}dist_{g_{x}}(0,\partial P_{l,0})\geq\min\{dist_{g_{x}}(0,\partial P_{l_{1},t_{1}}),dist_{g_{x}}(0,\partial P_{l_{2},t_{2}})\}

since ∂Pl,0\partial P_{l,0} contains the intersection point ∂Pl1,t1∩∂Pl2,t2\partial P_{l_{1},t_{1}}\cap\partial P_{l_{2},t_{2}}, see Figure 7.

Refer to caption

Figure 7: Three half-planes containing zero.

One can easily see that the infinitesimal inequality from above is equivalent to

δ​t​gx​(v(x,Px′),nPx′)+ε/2​(gx+δ​t​v(x,Px′)−gx)​(nPx′,nPx′)≥0\delta tg_{x}(v_{(x,P_{x}^{\prime})},n_{P_{x}^{\prime}})+\varepsilon/2(g_{x+\delta tv_{(x,P_{x}^{\prime})}}-g_{x})(n_{P_{x}^{\prime}},n_{P_{x}^{\prime}})\geq 0

(the change of the distance consists of two summands: one corresponds to the shift along δ​t​v(x,Px)\delta tv_{(x,P_{x})} with the fixed metric, and the other one corresponds to the change of the metric). Taking the limit δ​t→0\delta t\to 0 we arrive to the inequality for the covariant derivative of the metric with C=2/εC=2/\varepsilon. ■\blacksquare

Now our goal is to construct the field of directions vv and the metric gg satisfying the conditions 1–4 and the inequality from the last Propostion. This will conclude the construction of the set ℒ{\cal L} of lines satisfying the Assumptions A1 and A2.

Since ∂U1\partial U_{1} is a boundary of the convex set, we can locally model it by the graph of function y=f⁡(x)y=f(x) such that f′′​(x)>0f^{\prime\prime}(x)>0, f′​(x0)=0f^{\prime}(x_{0})=0. We may assume that P=P0P=P_{0} is the upper half-plane. Then we take

v((x,y),P)=∂/∂y+(f⁡(x)−f⁡(x0))/f′​(x)f⁡(x)−f⁡(x0)+f⁡(x)−y∂/∂x.v_{\left((x,y),P\right)}=\partial/\partial y+{(f(x)-f(x_{0}))/f^{\prime}(x)\over{f(x)-f(x_{0})+f(x)-y}}\,\,\partial/\partial x\,\,.

We extend this local model of vv near ∂U1\partial U_{1} to B∖U¯1B\setminus\overline{U}_{1} in such a way that conditions 1 and 2 are satisfied. It is clear that we can satisfy conditions 3,4 as well by taking a small perturbation of vv. On Figure 8 there is a picture of the field (x,y)↦v((x,y),P0)(x,y)\mapsto v_{\left((x,y),P_{0}\right)}.

Refer to caption

Figure 8: Vector field near ∂U1\partial U_{1} for P= the upper half-planeP=\mbox{ the upper half-plane}.

For an arbitrary choice of the metric gg we have g⁡(nP,vz,P)>0g(n_{P},v_{z,P})>0 for all (z,P)∈ℳ(z,P)\in{\cal M}. The problem with inequality

(∇v(z,P)g)​(nP,nP)≤C​g​(nP,v(z,P))(\nabla_{v_{(z,P)}}\,g)(n_{P},n_{P})\leq Cg(n_{P},v_{(z,P)})

arises only as the point zz approaches ∂U1\partial U_{1}. Indeed, in this case the vector v(z,P)v_{(z,P)} can be very close to the tangent vector to ∂Pz⊂Tz​B\partial P_{z}\subset T_{z}B.

Lemma 6

With the above choice of vv assume that the metric satisfies for any z∈∂U1z\in\partial U_{1} the condition

(∇ezg)​(nz,nz)=0,(\nabla_{e_{z}}\,g)(n_{z},n_{z})=0\,\,,

where ez∈Tz​Be_{z}\in T_{z}B is the unit tangent vector to ∂U1\partial U_{1} and nzn_{z} is the normal vector to ∂U1\partial U_{1} (all scalar products and lengths are taken with respect to the metric gg).

Then there exists C>0C>0 such that

(∇v(z,P)g)​(nP,nP)≤C​g​(nP,v(z,P))(\nabla_{v_{(z,P)}}\,g)(n_{P},n_{P})\leq Cg(n_{P},v_{(z,P)})

for all (z,P)∈ℳ(z,P)\in{\cal M}.

Proof. We need to check that the ratio

(∇v(z,P)g)​(nP,nP)g⁡(nP,v(z,P)){(\nabla_{v_{(z,P)}}\,g)(n_{P},n_{P})}\over{g(n_{P},v_{(z,P)})}

is bounded for (z,P)∈ℳ(z,P)\in{\cal M}.

It suffices to prove the Lemma assuming that U1U_{1} is the parabolic domain {(x,y)∈𝐑2|y>x2}\{(x,y)\in{{\bf R}}^{2}|y>x^{2}\} and PP is the upper half-plane. The vector field v(z,P)v_{(z,P)} is given for z=(x,y)z=(x,y) by the formulas

v(z,P)=∂/∂y+x4​x2−2​y∂/∂x.v_{(z,P)}=\partial/\partial y+{x\over{4x^{2}-2y}}\,\partial/\partial x\,\,.

The denominator is equal to g⁡(nP,v(z,P))=⟨d​y,v(z,P)⟩⋅g⁡(∂/∂y,∂/∂y)=g⁡(∂/∂y,∂/∂y)=exp⁡(O⁡(1))g(n_{P},v_{(z,P)})=\langle dy,v_{(z,P)}\rangle\cdot\sqrt{g(\partial/\partial y,\partial/\partial y)}=\sqrt{g(\partial/\partial y,\partial/\partial y)}=\exp(O(1)) near (0,0)(0,0).

The numerator is equal to

x4​x2−2​y​f1​(x,y)+f2​(x,y),{x\over{4x^{2}-2y}}f_{1}(x,y)+f_{2}(x,y)\,\,,

where f1​(x,y)=(∇∂/∂xg)​(nP,nP)f_{1}(x,y)=(\nabla_{\partial/\partial x}\,g)(n_{P},n_{P}) and f2​(x,y)=(∇∂/∂yg)​(nP,nP)f_{2}(x,y)=(\nabla_{\partial/\partial y}\,g)(n_{P},n_{P}) are two C∞C^{\infty}-functions.

By assumption of the Lemma we have f1​(0,0)=0f_{1}(0,0)=0. Therefore |f1​(x,y)|≤c​o​n​s​t​max⁡{|x|,|w|}|f_{1}(x,y)|\leq const\,\max\{|x|,|w|\} where w=x2−yw=x^{2}-y is a convenient local coordinate near the point (0,0)(0,0). Notice also that f2​(x,y)=O​(1)f_{2}(x,y)=O(1).

Now we can estimate first summand of the numerator assuming that |x||x| and |w||w| are sufficiently small. As we have seen, it is bounded by

I:=xx2+w​O​(max⁡{|x|,|w|}CLOSE.I:={x\over{x^{2}+w}}O(\max\{|x|,|w|\}\,\,.

There are three cases which we need to consider.

a) If 0<w<x20<w<x^{2} then I=xx2​O​(|x|)=O⁡(1)I={x\over{x^{2}}}O(|x|)=O(1).

b) if x2≤w<xx^{2}\leq w<x then I=xw​O​(|x|)=O⁡(1)I={x\over w}O(|x|)=O(1).

c) If x≤w≤1x\leq w\leq 1 the I=xw​O​(|w|)=O⁡(1)I={x\over w}O(|w|)=O(1).

We see that the numerator is bounded. This concludes the proof of Lemma. ■\blacksquare

Finally, we have the following result.

Lemma 7

There exists metric gg satisfying the conditions of Lemma 6.

Proof: First of all, the condition on gg from Lemma 6 is the condition on a loop g|TzBg_{|T_{z}B} of scalar products on 2-dimensional spaces, here z∈∂U1≃S1z\in\partial U_{1}\simeq S^{1}. We can write g=exp⁡(ψ)​g0g=\exp(\psi)g_{0} where det(g0)=1\det(g_{0})=1 and ψ\psi is a smooth function. Then we have

∇ez(exp⁡ψ​g0)=exp⁡(ψ)​∇ezg0+exp⁡(ψ)​∂ez(ψ)​g0.\nabla_{e_{z}}(\exp{\psi}g_{0})=\exp({\psi})\nabla_{e_{z}}g_{0}+\exp(\psi)\partial_{e_{z}}(\psi)\,g_{0}\,\,.

The equation of Lemma 6 gives ∂ezψ=−(∇ezg0)(nz,nz)/g0(nz,nz)\partial_{e_{z}}\psi=-(\nabla_{e_{z}}g_{0})(n_{z},n_{z})/g_{0}(n_{z},n_{z}). The RHS of this expression is known as long as we know g0g_{0}. Hence we can say that d​ψ=βg0d\psi=\beta_{g_{0}}, where βg0\beta_{g_{0}} is a 1-form depending on the restriction (g0)|∂U1(g_{0})_{|\partial U_{1}}. We see that it suffices to find such g0g_{0} that ∫∂U1βg0=0\int_{\partial U_{1}}\beta_{g_{0}}=0 (then ψ\psi and hence gg does exist).

Let us consider the functional I⁡(g0)=∫S1βg0I(g_{0})=\int_{S^{1}}\beta_{g_{0}}. We can interpret a metric g0g_{0} as a point in the Lobachevsky plane ℋ=S​L​(2,𝐑)/S​O​(2){\cal H}=SL(2,{\bf R})/SO(2). More precisely, let us consider the space SS of pairs (g0,P)(g_{0},P) where g0g_{0} is a positive quadratic form on 𝐑2{\bf R}^{2} such that det(g0)=1\det(g_{0})=1 and PP is a half-plane in 𝐑2{\bf R}^{2} (the meaning of PP is the inward oriented tangent half-plane to ∂U1\partial U_{1} at point z∈∂U1z\in\partial U_{1}). This space is naturally diffeomorphic to S∗​(𝐑2)×ℋS^{\ast}({\bf R}^{2})\times{\cal H}. The latter manifold can be identified in S​L​(2,𝐑)SL(2,{\bf R})-equivariant way with the manifold consisting of pairs (x,y)(x,y), where x∈ℋx\in{\cal H} and yy belongs to the absolute. Hence (g0)|∂U1(g_{0})_{|\partial U_{1}} is (locally) a non-parametrized path in SS (it would be a global path, if the bundle over S1S^{1} given by the all metrics on S1S^{1} with the determinant 11 was trivial).

Next we observe that the variation δ​I​(g0)=∫Nω\delta I(g_{0})=\int_{N}\omega, where NN is a 22-dimensional surface bounded by the paths defined by g0g_{0} and g0+δ​g0g_{0}+\delta g_{0}, and ω\omega is a canonical S​L​(2,𝐑)SL(2,{\bf R})-invariant 22-form on SS. One can show that even by a small variation of the path defined by g0g_{0} we can make I⁡(g0)I(g_{0}) an arbitrary real number. In particular, we can find g0g_{0} such that I⁡(g0)=0I(g_{0})=0. This concludes the proof of Lemma 6. ■\blacksquare

Summarizing, we have constructed a set of lines satisfying the Assumptions A1 and A2. This concludes the proof of Theorem 5. Thus we have obtained a solution of the Lifting Problem, which is a KK-analytic K3 surface.

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