ScalingStacks

Extension property of semipositive invertible sheaves over a non-archimedean field

Chen, Huayi · Moriwaki, Atsushi

Original paper

Original official author HTML, exact retained edition. Historical TeX conversion verdicts remain unchanged. Cited-edition alignment and mathematical self-containment are not assessed.

Extension property of semipositive invertible sheaves over a non-archimedean field

Huayi CHEN Address: Institut Fourier, Université Grenoble Alpes, 100 rue des Mathématiques, 38402 Saint-Martin-d’Hères Cedex Email address: huayi.chen@ujf-grenoble.fr and Atsushi Moriwaki Address: Department of Mathematics, Faculty of Science, Kyoto University, Kyoto, 606-8502, Japan Email address: moriwaki@math.kyoto-u.ac.jp
Date: 23 October, 2015
Abstract.

In this article, we prove an extension property of semipositively metrized ample invertible sheaves on a projective scheme over a complete non-archimedean valued field.

2010 Mathematics Subject Classification
Primary 14C20; Secondary 14G40
[024U]

Introduction

Let kk be a field and XX be a projective scheme over Spec⁡k\operatorname{Spec}k, equipped with an ample invertible 𝒪X\mathcal{O}_{X}-module LL. If YY is a closed subscheme of XX, then for sufficiently positive integer nn, any section ℓ\ell of L|Y⊗nL|_{Y}^{\otimes n} on YY extends to a global section of L⊗nL^{\otimes n} on XX. In other words, the restriction map H0​(X,L⊗n)→H0​(Y,L|Y⊗n)H^{0}(X,L^{\otimes n})\rightarrow H^{0}(Y,L|_{Y}^{\otimes n}) is surjective. A simple proof of this result relies on Serre’s vanishing theorem, which ensures that H1​(X,ℐY⊗L⊗n)=0H^{1}(X,\mathcal{I}_{Y}\otimes L^{\otimes n})=0 for sufficiently positive integer nn, where ℐY\mathcal{I}_{Y} is the ideal sheaf of YY.

The metrized version (with k=ℂk=\mathbb{C}) of this result has been widely studied in the literature and has divers applications in complex analytic geometry and in arithmetic geometry. We assume that the ample invertible sheaf LL is equipped with a continuous (with respect to the analytic topology) metric |.|h|\raisebox{1.72218pt}{.}|_{h}, which induces a continuous metric |.|hn|\raisebox{1.72218pt}{.}|_{h^{n}} on each tensor power sheaf L⊗nL^{\otimes n}, where n∈ℕn\in\mathbb{N}, n⩾1n\geqslant 1. The metric |.|hn|\raisebox{1.72218pt}{.}|_{h^{n}} leads to a supremum norm ‖.‖hn\|\raisebox{1.72218pt}{.}\|_{h^{n}} on the global section space H0​(X,L)H^{0}(X,L) such that

∀s∈H0​(X,L),‖s‖hn=supx∈X⁡(ℂ)|s|hn​(x).\forall\,s\in H^{0}(X,L),\;\|s\|_{h^{n}}=\sup_{x\in X(\mathbb{C})}|s|_{h^{n}}(x).

Similarly, it induces a supremum norm ‖.‖Y,hn\|\raisebox{1.72218pt}{.}\|_{Y,h^{n}} on the space H0​(Y,L|Y⊗n)H^{0}(Y,L|_{Y}^{\otimes n}) with ‖s‖Y,hn=supy∈Y⁡(ℂ)|s|hn​(y)\|s\|_{Y,h^{n}}=\sup_{y\in Y(\mathbb{C})}|s|_{h^{n}}(y). Note that for any section s∈H0​(X,L⊗n)s\in H^{0}(X,L^{\otimes n}) one has ‖s|Y‖Y,hn⩽‖s‖hn\|s{|_{Y}}\|_{Y,h^{n}}\leqslant\|s\|_{h^{n}}. The metric extension problem consists of studying the extension of global sections of L|YL|_{Y} to those of LL with an estimation on the supremum norms. Note that a positivity condition on the metric hh is in general necessary to obtain interesting upper bounds. This problem has been studied by using Hörmander’s L2L^{2} estimates (see [3] for example), under smoothness conditions on the metric. More recently, it has proved (without any regularity condition) that, if the metric |.|h|\raisebox{1.72218pt}{.}|_{h} is semi-positive, then for any ϵ>0\epsilon>0 and any section l∈H0​(Y,L|Y)l\in H^{0}(Y,L|_{Y}) there exists an integer n⩾1n\geqslant 1 and s∈H0​(X,L⊗n)s\in H^{0}(X,L^{\otimes n}) such that s|Y=l⊗ns{|_{Y}}=l^{\otimes n} and that ‖s‖hn⩽eϵ​n​‖s|Y‖Y,hn\|s\|_{h^{n}}\leqslant e^{\epsilon n}\|s{|_{Y}}\|_{Y,h^{n}}. We refer the readers to [10, 9] for more details.

The purpose of this article is to study the non-archimedean counterpart of the above problem. We will establish the following result (see Theorem 4.2 and Corollary 1.2).

[024V]
Theorem 0.1.

Let kk be a field equipped with a complete and non-archimedean absolute value |.||\raisebox{1.72218pt}{.}| (which could be trivial). Let XX be a projective scheme over Spec⁡k\operatorname{Spec}k and LL be an ample invertible sheaf on XX, equipped with a continuous and semi-positive metric |.|h|\raisebox{1.72218pt}{.}|_{h}. Let YY be a closed subscheme of XX and l∈H0​(Y,L|Y)l\in H^{0}(Y,L|_{Y}). For any ϵ>0\epsilon>0 there exists an integer n0≥1n_{0}\geq 1 such that, for any integer n≥n0n\geq n_{0}, the section l⊗nl^{\otimes n} extends to a section s∈H0​(X,L⊗n)s\in H^{0}(X,L^{\otimes n}) verifying ‖s‖h≤eϵ​n​‖l‖Y,hn\|s\|_{h}\leq{e}^{\epsilon n}\|l\|_{Y,h}^{n}.

The semi-positivity condition of the metric means that the metric |.|h|\raisebox{1.72218pt}{.}|_{h} can be written as a uniform limit of Fubini-Study metrics. We will show that, if the absolute value |.||\raisebox{1.72218pt}{.}| is non-trivial, then this condition is equivalent to the classical semi-positivity condition (namely uniform limit of nef model metrics, see Proposition 3.17) of Zhang [12], see also [4, 8], and compare with the complex analytic case [11]. The advantage of the new definition is that it also works in the trivial valuation case, where the model metrics are too restrictive. We use an argument of extension of scalars to the ring of formal Laurent series to obtain the result of the above theorem in the trivial valuation case.

The article is organized as follows. In the first section we introduce the notation of the article and prove some preliminary results, most of which concern finite dimensional normed vector spaces over a non-archimedean field. In the second section, we discuss some property of model metrics. In the third section, we study various properties of continuous metrics on an invertible sheaf, where an emphasis is made on the positivity of such metrics. Finally, in the fourth section, we prove the extension theorem.

[024W]

1. Notation and preliminaries

[024X]

1.1. Notation

Throughout this paper, we fix the following notation.

[024Y]

1.1.1.

Fix a field kk with a complete and non-archimedean absolute value |.||\raisebox{1.72218pt}{.}|. The valuation ring of kk and the maximal ideal of the valuation ring are denoted by 𝔬k\mathfrak{o}_{k} and 𝔪k\mathfrak{m}_{k}, respectively, that is,

𝔬k:={a∈k∣|a|≤1}and𝔪k:={x∈k∣|x|<1}.\mathfrak{o}_{k}:=\{a\in k\mid|a|\leq 1\}\quad\text{and}\quad\mathfrak{m}_{k}:=\{x\in k\mid|x|<1\}.

In the case where |.||\raisebox{1.72218pt}{.}| is discrete, we fix a uniformizing parameter ϖ\varpi of 𝔪k\mathfrak{m}_{k}, that is, 𝔪k=ϖ​𝔬k\mathfrak{m}_{k}=\varpi\mathfrak{o}_{k}.

[024Z]

1.1.2.

A norm ‖.‖\|\raisebox{1.72218pt}{.}\| of a finite-dimensional vector space VV over kk is always assumed to be ultrametric, that is, ‖x+y‖≤max⁡{‖x‖,‖y‖}\|x+y\|\leq\max\{\|x\|,\|y\|\}. A pair (V,‖.‖)(V,\|\raisebox{1.72218pt}{.}\|) is called a normed finite-dimensional vector space over kk.

[0250]

1.1.3.

Fix an algebraic scheme XX over Spec⁡k\operatorname{Spec}k, that is, XX is a scheme of finite type over Spec⁡(k)\operatorname{Spec}(k). Let XanX^{\mathrm{an}} be the analytification of XX in the sense of Berkovich [1]. For x∈Xanx\in X^{\mathrm{an}}, the residue field of the associated scheme point of xx is denoted by κ⁡(x)\kappa(x). Note that the seminorm |.|x|\raisebox{1.72218pt}{.}|_{x} at xx yields an absolute value of κ⁡(x)\kappa(x). By abuse of notation, it is denoted by |.|x|\raisebox{1.72218pt}{.}|_{x}. Let κ^​(x)\hat{\kappa}(x) be the completion of κ⁡(x)\kappa(x) with respect to |.|x|\raisebox{1.72218pt}{.}|_{x}. The extension of |.|x|\raisebox{1.72218pt}{.}|_{x} to κ^​(x)\hat{\kappa}(x) is also denoted by the same symbol |.|x|\raisebox{1.72218pt}{.}|_{x}. The valuation ring of κ^​(x)\hat{\kappa}(x) and the maximal ideal of the valuation ring are denoted by 𝔬x\mathfrak{o}_{x} and 𝔪x\mathfrak{m}_{x}, respectively. Let LL be an invertible sheaf on XX. For x∈Xanx\in X^{\operatorname{an}}, L⊗𝒪Xκ^​(x)L\otimes_{{\mathscr{O}}_{X}}\hat{\kappa}(x) is denoted by L⁡(x)L(x).

[0251]

1.1.4.

By continuous metric on LL, we refer to a family h={|.|h​(x)}x∈Xanh=\{|\raisebox{1.72218pt}{.}|_{h}(x)\}_{x\in X^{\mathrm{an}}}, where |.|h​(x)|\raisebox{1.72218pt}{.}|_{h}(x) is a norm on L⊗𝒪Xκ^​(x)L\otimes_{\mathscr{O}_{X}}\hat{\kappa}(x) over κ^​(x)\hat{\kappa}(x) for each x∈Xanx\in X^{\mathrm{an}}, such that for any local basis ω\omega of LL over a Zariski open subset UU, |ω|h​(.)|\omega|_{h}(\raisebox{1.72218pt}{.}) is a continuous function on UanU^{\mathrm{an}}. We assume that XX is projective. Given a continuous metric hh on LL, we define a norm ‖.‖h\|\raisebox{1.72218pt}{.}\|_{h} on H0​(X,L)H^{0}(X,L) such that

∀s∈H0​(X,L),‖s‖h:=supx∈Xan|s|h​(x).\forall\,s\in H^{0}(X,L),\quad\|s\|_{h}:=\sup_{x\in X^{\mathrm{an}}}|s|_{h}(x).

Similarly, if YY is a closed subscheme of XX, we define a norm ‖.‖Y,h\|\raisebox{1.72218pt}{.}\|_{Y,h} on H0​(Y,L)H^{0}(Y,L) such that

∀l∈H0​(Y,L),‖l‖Y,h:=supy∈Yan|l|h​(y).\forall\,l\in H^{0}(Y,L),\quad\|l\|_{Y,h}:=\sup_{y\in Y^{\mathrm{an}}}|l|_{h}(y).

Clearly one has

(1) ‖s‖h⩾‖s|Y‖Y,h\|s\|_{h}\geqslant\|{\left.{s}\right|_{{Y}}}\|_{Y,h}

for any s∈H0​(X,L)s\in H^{0}(X,L).

∙\bullet In the following 1.1.5, 1.1.6 and 1.1.7, XX is always assumed to be projective.

[0252]

1.1.5.

Given a continuous metric hh on LL, the metric induces for each integer n⩾1n\geqslant 1 a continuous metric on L⊗nL^{\otimes n} which we denote by hnh^{n}: for any point x∈Xanx\in X^{\mathrm{an}} and any local basis ω\omega of LL over a Zariski open neighborhood of xx one has

|ω⊗n|hn​(x)=|ω|h​(x)n.|\omega^{\otimes n}|_{h^{n}}(x)=|\omega|_{h}(x)^{n}.

Note that for any section s∈H0​(X,L)s\in H^{0}(X,L) one has ‖s⊗n‖hn=‖s‖hn\|s^{\otimes n}\|_{h^{n}}=\|s\|_{h}^{n}. By convention, h0h^{0} denotes the trivial metric on L⊗0=𝒪XL^{\otimes 0}=\mathscr{O}_{X}, namely |𝟏|h0​(x)=1|\mathbf{1}|_{h^{0}}(x)=1 for any x∈Xanx\in X^{\mathrm{an}}, where 𝟏\mathbf{1} denotes the section of unity of 𝒪X\mathscr{O}_{X}.

Conversely, given a continuous metric g={|.|g​(x)}x∈Xang=\{|\raisebox{1.72218pt}{.}|_{g}(x)\}_{x\in X^{\mathrm{an}}} on L⊗nL^{\otimes n}, there is a unique continuous metric hh on LL such that hn=gh^{n}=g. We denote by g1/ng^{1/n} this metric. This observation allows to define continuous metrics on an element in Pic⁡(X)⊗ℚ\mathrm{Pic}(X)\otimes\mathbb{Q} as follows. Given M∈Pic⁡(X)⊗ℚM\in\operatorname{Pic}(X)\otimes\mathbb{Q}, we denote by Γ⁡(M)\Gamma(M) the subsemigroup of ℕ≥1\mathbb{N}_{\geq 1} of all positive integers nn such that M⊗n∈Pic⁡(X)M^{\otimes n}\in\operatorname{Pic}(X). We call continuous metric on MM any family g=(gn)n∈Γ⁡(M)g=(g_{n})_{n\in\Gamma(M)} with gng_{n} being a continuous metric on M⊗nM^{\otimes n}, such that gnm=gm​ng_{n}^{m}=g_{mn} for any n∈Γ⁡(M)n\in\Gamma(M) and any m∈ℕ≥1m\in\mathbb{N}_{\geq 1}. Note that the family g=(gn)n∈Γ⁡(M)g=(g_{n})_{n\in\Gamma(M)} is uniquely determined by any of its elements. In fact, given an element n∈Γ⁡(M)n\in\Gamma(M), one has gm=gm​n1/n=(gnm)1/ng_{m}=g_{mn}^{1/n}=(g_{n}^{m})^{1/n} for any m∈Γ⁡(M)m\in\Gamma(M). In particular, for any positive rational number p/qp/q, the family gp/q=(gN​n​p1/N​q)n∈Γ⁡(M⊗(p/q))g^{p/q}=(g_{Nnp}^{1/Nq})_{n\in\Gamma(M^{\otimes(p/q)})} is a continuous metric on M⊗(p/q)M^{\otimes(p/q)}, where NN is a positive integer such that M⊗N∈Pic⁡(X)M^{\otimes N}\in\operatorname{Pic}(X), and the metric gp/qg^{p/q} does not depend on the choice of the positive integer NN.

Let MM be an element in Pic⁡(X)⊗ℚ\operatorname{Pic}(X)\otimes\mathbb{Q} equipped with a continuous metric g=(gn)n∈Γ⁡(M)g=(g_{n})_{n\in\Gamma(M)}. By abuse of notation, for n∈Γ⁡(M)n\in\Gamma(M) we also use the expression gng^{n} to denote the continuous metric gng_{n} on M⊗nM^{\otimes n}.

[0253]

1.1.6.

We call model of XX any projective and flat 𝔬k\mathfrak{o}_{k}-scheme 𝒳→Spec⁡(𝔬k)\mathscr{X}\to\operatorname{Spec}(\mathfrak{o}_{k}) such that the generic fiber of 𝒳→Spec⁡(𝔬k)\mathscr{X}\to\operatorname{Spec}(\mathfrak{o}_{k}) is XX. We denote by 𝒳∘:=𝒳⊗𝔬k(𝔬k/𝔪k)\mathscr{X}_{\circ}:=\mathscr{X}\otimes_{\mathfrak{o}_{k}}(\mathfrak{o}_{k}/\mathfrak{m}_{k}) the central fiber of 𝒳→Spec⁡(𝔬k)\mathscr{X}\to\operatorname{Spec}(\mathfrak{o}_{k}). By the valuative criterion of properness, for any point x∈Xanx\in X^{\mathrm{an}}, the canonical kk-morphism Spec⁡κ^​(x)→X\operatorname{Spec}\hat{\kappa}(x)\rightarrow X extends in a unique way to an 𝔬k\mathfrak{o}_{k}-morphism of schemes 𝒫x:Spec⁡𝔬x→𝒳\mathscr{P}_{x}:\operatorname{Spec}\mathfrak{o}_{x}\rightarrow\mathscr{X}. We denote by r𝒳​(x)r_{\mathscr{X}}(x) the image of 𝔪x∈Spec⁡𝔬x\mathfrak{m}_{x}\in\operatorname{Spec}\mathfrak{o}_{x} by the map 𝒫x\mathscr{P}_{x}. Thus we obtain a map r𝒳r_{\mathscr{X}} from XanX^{\mathrm{an}} to 𝒳∘\mathscr{X}_{\circ}, called the reduction map of 𝒳\mathscr{X}.

Let ℒ\mathscr{L} be an element of Pic⁡(𝒳)⊗ℚ\operatorname{Pic}(\mathscr{X})\otimes{\mathbb{Q}} such that ℒ|X=L\left.{\mathscr{L}}\right|_{{X}}=L in Pic⁡(X)⊗ℚ\operatorname{Pic}(X)\otimes{\mathbb{Q}}. The ℚ{\mathbb{Q}}-invertible sheaf ℒ\mathscr{L} yields a continuous metric |.|ℒ|\raisebox{1.72218pt}{.}|_{\mathscr{L}} as follows.

First we assume that ℒ∈Pic⁡(𝒳)\mathscr{L}\in\operatorname{Pic}(\mathscr{X}) and ℒ|X=L\left.{\mathscr{L}}\right|_{{X}}=L in Pic⁡(X)\operatorname{Pic}(X). For any x∈Xanx\in X^{\mathrm{an}}, let ωx\omega_{x} be a local basis of ℒ\mathscr{L} around r𝒳​(x)r_{\mathscr{X}}(x) and ω¯x\bar{\omega}_{x} the class of ωx\omega_{x} in L⁡(x):=L⊗𝒪Xκ^​(x){L(x)}:=L\otimes_{\mathscr{O}_{X}}\hat{\kappa}(x). For l∈L⊗𝒪Xκ^​(x)l\in L\otimes_{\mathscr{O}_{X}}\hat{\kappa}(x), if we set l=ax​ω¯xl=a_{x}\bar{\omega}_{x} (ax∈κ^​(x)a_{x}\in\hat{\kappa}(x)), then |l|ℒ​(x):=|ax|x|l|_{\mathscr{L}}(x):=|a_{x}|_{x}. Here we set h:={|.|ℒ​(x)}x∈Xanh:=\{|\raisebox{1.72218pt}{.}|_{\mathscr{L}}(x)\}_{x\in X^{\mathrm{an}}}. Note that hh is continuous because, for a local basis ω\omega of ℒ\mathscr{L} over an open set 𝒰\mathscr{U} of 𝒳\mathscr{X}, |ω|ℒ​(x)=1|\omega|_{\mathscr{L}}(x)=1 for all x∈r𝒳−1​(𝒰∘)x\in r_{\mathscr{X}}^{-1}(\mathscr{U}_{\circ}). Moreover,

(2) |.|hn​(x)=|.|ℒn​(x)|\raisebox{1.72218pt}{.}|_{h^{n}}(x)=|\raisebox{1.72218pt}{.}|_{\mathscr{L}^{n}}(x)

for all n≥0n\geq 0 and x∈Xanx\in X^{\mathrm{an}}. Indeed, if we set l=ax​ω¯xl=a_{x}\bar{\omega}_{x} for l∈L⁡(x)l\in{L(x)}, then l⊗n=axn​ω¯x⊗nl^{\otimes n}=a_{x}^{n}\bar{\omega}_{x}^{\otimes n}. Thus

|l⊗n|hn​(x)=(|l|h​(x))n=|ax|xn=|l⊗n|ℒn​(x).|l^{\otimes n}|_{h^{n}}(x)=(|l|_{h}(x))^{n}=|a_{x}|_{x}^{n}=|l^{\otimes n}|_{\mathscr{L}^{n}}(x).

In general, there are ℳ∈Pic⁡(𝒳)\mathscr{M}\in\operatorname{Pic}(\mathscr{X}) and a positive integer mm such that ℒ⊗m=ℳ\mathscr{L}^{\otimes m}=\mathscr{M} in Pic⁡(𝒳)⊗ℚ\operatorname{Pic}(\mathscr{X})\otimes{\mathbb{Q}} and ℳ|X=L⊗m\left.{\mathscr{M}}\right|_{{X}}=L^{\otimes m} in Pic⁡(X)\operatorname{Pic}(X). Then

|.|ℒ​(x):=(|.|ℳ​(x))1/m.|\raisebox{1.72218pt}{.}|_{{\mathscr{L}}}(x):=(|\raisebox{1.72218pt}{.}|_{{\mathscr{M}}}(x))^{1/m}.

Note that the above definition does not depend on the choice of ℳ\mathscr{M} and mm. Indeed, let ℳ′\mathscr{M}^{\prime} and m′m^{\prime} be another choice. As ℳ⊗m′=ℳ′⊗m\mathscr{M}^{\otimes m^{\prime}}=\mathscr{M^{\prime}}^{\otimes m} in Pic⁡(𝒳)⊗ℚ\operatorname{Pic}(\mathscr{X})\otimes{\mathbb{Q}}, there is a positive integer NN such that ℳ⊗N​m′=ℳ′⊗N​m\mathscr{M}^{\otimes Nm^{\prime}}=\mathscr{M^{\prime}}^{\otimes Nm} in Pic⁡(𝒳)\operatorname{Pic}({\mathscr{X}}), so that, by using (2),

(|.|ℳ​(x))N​m′=|.|ℳ⊗N​m′​(x)=|.|ℳ′⊗N​m​(x)=(|.|ℳ′​(x))N​m,(|\raisebox{1.72218pt}{.}|_{{\mathscr{M}}}(x))^{Nm^{\prime}}=|\raisebox{1.72218pt}{.}|_{{\mathscr{M}}^{\otimes Nm^{\prime}}}(x)=|\raisebox{1.72218pt}{.}|_{{{\mathscr{M}}^{\prime}}^{\otimes Nm}}(x)=(|\raisebox{1.72218pt}{.}|_{{{\mathscr{M}}^{\prime}}}(x))^{Nm},

as desired.

[0254]

1.1.7.

Let 𝒳\mathscr{X} be a model of XX. As 𝒳\mathscr{X} is flat over 𝔬k\mathfrak{o}_{k}, the natural homomorphism 𝒪𝒳→𝒪X\mathscr{O}_{\mathscr{X}}\to\mathscr{O}_{X} is injective. Let YY be a closed subscheme of XX and IY⊆𝒪XI_{Y}\subseteq\mathscr{O}_{X} the defining ideal sheaf of YY. Let ℐ𝒴\mathscr{I}_{\mathscr{Y}} be the kernel of 𝒪𝒳→𝒪X/IY\mathscr{O}_{\mathscr{X}}\to\mathscr{O}_{X}/I_{Y}, that is, ℐ𝒴:=ℐY∩𝒪𝒳\mathscr{I}_{\mathscr{Y}}:=\mathscr{I}_{Y}\cap\mathscr{O}_{\mathscr{X}}. Obviously ℐ𝒴⊗𝔬kk=IY\mathscr{I}_{\mathscr{Y}}\otimes_{\mathfrak{o}_{k}}k=I_{Y}, so that if we set 𝒴=Spec⁡(𝒪𝒳/ℐ𝒴)\mathscr{Y}=\operatorname{Spec}(\mathscr{O}_{\mathscr{X}}/\mathscr{I}_{\mathscr{Y}}), then 𝒴×Spec⁡(𝔬k)Spec⁡(k)=Y\mathscr{Y}\times_{\operatorname{Spec}(\mathfrak{o}_{k})}\operatorname{Spec}(k)=Y. Moreover, 𝒴\mathscr{Y} is flat over 𝔬k\mathfrak{o}_{k} because 𝒪𝒴→𝒪Y\mathscr{O}_{\mathscr{Y}}\to\mathscr{O}_{Y} is injective. Therefore, 𝒴\mathscr{Y} is a model of YY. We say that 𝒴\mathscr{Y} is the Zariski closure of YY in 𝒳\mathscr{X}.

[0255]

1.2. Extension obstruction index

In this subsection, we introduce an invariant to describe the obstruction to the extension property. Let XX be a projective scheme over Spec⁡k\operatorname{Spec}k, LL be an invertible sheaf on XX equipped with a continuous metric hh, and YY be a closed subscheme of XX. For any non-zero element ll of H0​(Y,L|Y)H^{0}(Y,L|_{Y}), we denote by λh​(l)\lambda_{h}(l) the following number (if there does not exist any section s∈H0​(X,L⊗n)s\in H^{0}(X,L^{\otimes n}) extending l⊗nl^{\otimes n}, then the infimum in the formula is defined to be +∞+\infty by convention)

(3) λh​(l)=lim supn→+∞infs∈H0​(X,L⊗n)s|Y=l⊗n(log⁡‖s‖hnn−log⁡‖l‖Y,h)∈[0,+∞].\lambda_{h}(l)=\limsup_{n\rightarrow+\infty}\inf_{\begin{subarray}{c}s\in H^{0}(X,L^{\otimes n})\\ {\left.{s}\right|_{{Y}}}=l^{\otimes n}\end{subarray}}{\bigg(\frac{\log\|s\|_{h^{n}}}{n}-\log\|l\|_{Y,h}\bigg)}\in[0,+\infty].

This invariant allows to describe in a numerically way the obstruction to the metric extendability of the section ll. In fact, the following assertions are equivalent:

  1. (a)

    λh​(l)=0\lambda_{h}(l)=0,

  2. (b)

    for any ϵ>0\epsilon>0, there exists n0∈ℕ≥1n_{0}\in\mathbb{N}_{\geq 1} such that, for any integer n≥n0n\geq n_{0}, the element l⊗nl^{\otimes n} extends to a section s∈H0​(X,L⊗n)s\in H^{0}(X,L^{\otimes n}) such that ‖s‖h≤eϵ​n​‖l‖Y,hn\|s\|_{h}\leq e^{\epsilon n}\|l\|_{Y,h}^{n}.

The following proposition shows that, if l⊗nl^{\otimes n} extends to a global section of L⊗nL^{\otimes n} for sufficiently positive nn (it is the case notably when the line bundle LL is ample), then the limsup defining λh​(l)\lambda_{h}(l) is actually a limit.

[0256]
Proposition 1.1.

For any integer n⩾1n\geqslant 1, let

an=infs∈H0​(X,L⊗n)s|Y=l⊗n(log⁡‖s‖hn−n​log⁡‖l‖Y,h).a_{n}=\inf_{\begin{subarray}{c}s\in H^{0}(X,L^{\otimes n})\\ {\left.{s}\right|_{{Y}}}=l^{\otimes n}\end{subarray}}{\Big(}\log\|s\|_{h^{n}}-n\log\|l\|_{Y,h}{\Big)}.

Then the sequence (an)n≥1(a_{n})_{n\geq 1} is sub-additive, namely one has am+n≤am+ana_{m+n}\leq a_{m}+a_{n} for any (m,n)∈ℕ≥1(m,n)\in\mathbb{N}_{\geq 1}. In particular, if for sufficiently positive integer nn, the section lnl^{n} lies in the image of the restriction map H0​(X,L⊗n)→H0​(Y,L|Y⊗n)H^{0}(X,L^{\otimes n})\rightarrow H^{0}(Y,L|_{Y}^{\otimes n}), then “lim sup\limsup” in (3) is actually “lim\lim”.

[0257]
Proof.

By (1), one has an≥0a_{n}\geq 0 for any integer n≥1n\geq 1. Moreover, an<+∞a_{n}<+\infty if and only if lnl^{n} lies in the image of the restriction map H0​(X,L⊗n)→H0​(Y,L|Y⊗n)H^{0}(X,L^{\otimes n})\rightarrow H^{0}(Y,L|_{Y}^{\otimes n}). To verify the inequality am+n≤am+ana_{m+n}\leq a_{m}+a_{n}, it suffices to consider the case where both ama_{m} and ana_{n} are finite. Let sms_{m} and sns_{n} be respectively sections in H0​(X,L⊗m)H^{0}(X,L^{\otimes m}) and H0​(X,L⊗n)H^{0}(X,L^{\otimes n}) such that sm|Y=l⊗m{\left.{s_{m}}\right|_{{Y}}}=l^{\otimes m} and sn|Y=l⊗n{\left.{s_{n}}\right|_{{Y}}}=l^{\otimes n}, then the section s=sm⊗sn∈H0​(X,L⊗(m+n))s=s_{m}\otimes s_{n}\in H^{0}(X,L^{\otimes(m+n)}) verifies the relation s|Y=l⊗(n+m){\left.{s}\right|_{{Y}}}=l^{\otimes(n+m)}. Moreover, one has

‖s‖h=supx∈Xan|s|h​(x)=supx∈Xan|sm|h​(x)⋅|sn|h​(x)⩽‖sm‖h⋅‖sn‖h.\|s\|_{h}=\sup_{x\in X^{\mathrm{an}}}|s|_{h}(x)=\sup_{x\in X^{\mathrm{an}}}|s_{m}|_{h}(x)\cdot|s_{n}|_{h}(x)\leqslant\|s_{m}\|_{h}\cdot\|s_{n}\|_{h}.

Since sms_{m} and sns_{n} are arbitrary, one has am+n≤am+ana_{m+n}\leq a_{m}+a_{n}. Finally, by Fekete’s lemma, if an<+∞a_{n}<+\infty for sufficiently positive integer nn, then the sequence (an/n)n≥1(a_{n}/n)_{n\geq 1} actually converges in ℝ+\mathbb{R}_{+}. The proposition is thus proved. ∎

[0258]
Corollary 1.2.

Assume that the invertible sheaf LL is ample, then the following conditions are equivalent.

  1. (a)

    λh​(l)=0\lambda_{h}(l)=0,

  2. (b)

    for any ϵ>0\epsilon>0, there exists n∈ℕ≥1n\in\mathbb{N}_{\geq 1} and a section s∈H0​(X,L⊗n)s\in H^{0}(X,L^{\otimes n}) such that s|Y=ln{\left.{s}\right|_{{Y}}}=l^{n} and that ‖s‖h≤eϵ​n​‖l‖Y,h\|s\|_{h}\leq e^{\epsilon n}\|l\|_{Y,h}.

[0259]
Proof.

We keep the notation of the previous proposition. By definition the second condition is equivalent to

(4) lim infn→+∞ann=0.\liminf_{n\rightarrow+\infty}\frac{a_{n}}{n}=0.

Since LL is ample, Proposition 1.1 leads to the convergence of the sequence (an/n)n≥1(a_{n}/n)_{n\geq 1} in ℝ+\mathbb{R}_{+}. Hence the condition (4) is equivalent to λh​(l)=0\lambda_{h}(l)=0. ∎

[025A]

1.3. Normed vector space over a non-archimedean field

In this subsection, we recall several facts on (ultrametric) norms over a non-archimedean field. Throughout this paper, a norm is always assumed to be ultrametric. Let VV be a finite-dimensional vector space over kk and ‖.‖\|\raisebox{1.72218pt}{.}\| a norm of VV over (k,|.|)(k,|\raisebox{1.72218pt}{.}|).

[025B]

1.3.1. Orthogonality of norms

For α∈(0,1]\alpha\in(0,1], a basis (e1,…,er)(e_{1},\ldots,e_{r}) of VV is called an α\alpha-orthogonal basis of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\| if

α​max⁡{|a1|​‖e1‖,…,|ar|​‖er‖}≤‖a1​e1+⋯+ar​er‖(∀a1,…,ar∈k).\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}\leq\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|\quad(\forall a_{1},\ldots,a_{r}\in k).

If α=1\alpha=1 (resp. α=1\alpha=1 and ‖e1‖=⋯=‖er‖=1\|e_{1}\|=\cdots=\|e_{r}\|=1), then the above basis is called an orthogonal basis of VV (resp. an orthonormal basis of VV). Let (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) be another basis of VV. We say that (e1,…,er)(e_{1},\ldots,e_{r}) is compatible with (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) if k​e1+⋯+k​ei=k​e1′+⋯+k​ei′ke_{1}+\cdots+ke_{i}=ke^{\prime}_{1}+\cdots+ke^{\prime}_{i} for i=1,…,ri=1,\ldots,r.

[025C]
Proposition 1.3.

Fix a basis (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) of VV. For any α∈(0,1)\alpha\in(0,1), there exists an α\alpha-orthogonal basis (e1,…,er)(e_{1},\ldots,e_{r}) of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\| such that (e1,…,er)(e_{1},\ldots,e_{r}) is compatible with (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}). Moreover, if the absolute value |.||\raisebox{1.72218pt}{.}| is discrete, then there exists an orthogonal basis (e1,…,er)(e_{1},\ldots,e_{r}) of VV compatible with (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}).

[025D]
Proof.

We prove it by induction on dimkV\dim_{k}V. If dimkV=1\dim_{k}V=1, then the assertion is obvious. By the hypothesis of induction, there is a α\sqrt{\alpha}-orthogonal basis (e1,…,er−1)(e_{1},\ldots,e_{r-1}) of V′:=k​e1′+⋯+k​er−1′V^{\prime}:=ke^{\prime}_{1}+\cdots+ke^{\prime}_{r-1} with respect to ‖.‖\|\raisebox{1.72218pt}{.}\| such that

k​e1+⋯+k​ei=k​e1′+⋯+k​ei′ke_{1}+\cdots+ke_{i}=ke^{\prime}_{1}+\cdots+ke^{\prime}_{i}

for i=1,…,r−1i=1,\ldots,r-1. Choose v∈V∖V′v\in V\setminus V^{\prime}. As

dist⁡(v,V′):=inf{‖v−x‖:x∈V′}>0,\mathrm{dist}(v,V^{\prime}):=\inf\{\|v-x\|:x\in V^{\prime}\}>0,

there is y∈V′y\in V^{\prime} such that ‖v−y‖≤(α)−1​dist​(v,V′)\|v-y\|\leq(\sqrt{\alpha})^{-1}\mathrm{dist}(v,V^{\prime}). We set er=v−ye_{r}=v-y. Clearly (e1,…,er−1,er)(e_{1},\ldots,e_{r-1},e_{r}) forms a basis of VV. It is sufficient to see that

‖a1​e1+⋯+ar−1​er−1+er‖≥α​max⁡{|a1|​‖e1‖,…,|ar−1|​‖er−1‖,‖er‖}\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\|\geq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|,\|e_{r}\|\}

for all a1,…,ar−1∈ka_{1},\ldots,a_{r-1}\in k. Indeed, as ‖er‖≤(α)−1​‖a1​e1+⋯+ar−1​er−1+er‖\|e_{r}\|\leq(\sqrt{\alpha})^{-1}\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\|, we have

α​‖er‖≤α​‖er‖≤‖a1​e1+⋯+ar−1​er−1+er‖.\alpha\|e_{r}\|\leq\sqrt{\alpha}\|e_{r}\|\leq\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\|.

If ‖a1​e1+⋯+ar−1​er−1‖≤‖er‖\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}\|\leq\|e_{r}\|, then

‖a1​e1+⋯+ar−1​er−1+er‖\displaystyle\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\| ≥α​‖er‖≥α​‖a1​e1+⋯+ar−1​er−1‖\displaystyle\geq\sqrt{\alpha}\|e_{r}\|\geq\sqrt{\alpha}\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}\|
≥α​(α​max⁡{|a1|​‖e1‖,…,|ar−1|​‖er−1‖})\displaystyle\geq\sqrt{\alpha}\left(\sqrt{\alpha}\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\}\right)
=α​max⁡{|a1|​‖e1‖,…,|ar−1|​‖er−1‖}.\displaystyle=\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\}.

Otherwise,

‖a1​e1+⋯+ar−1​er−1+er‖\displaystyle\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\| =‖a1​e1+⋯+ar−1​er−1‖\displaystyle=\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}\|
≥α​max⁡{|a1|​‖e1‖,…,|ar−1|​‖er−1‖}\displaystyle\geq\sqrt{\alpha}\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\}
≥α​max⁡{|a1|​‖e1‖,…,|ar−1|​‖er−1‖},\displaystyle\geq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\},

as required.

For the second assertion, it is sufficient to show the following lemma because it implies that the set {‖v−x‖∣x∈V′}\{\|v-x\|\mid x\in V^{\prime}\} has the minimal value. ∎

[025E]
Lemma 1.4.

If |.||\raisebox{1.72218pt}{.}| is discrete, then the set {‖v‖∣v∈V∖{0}}\{\|v\|\mid v\in V\setminus\{0\}\} is discrete in ℝ>0\mathbb{R}_{>0}.

[025F]
Proof.

Let us consider a map β:V∖{0}→ℝ>0/|k×|\beta:V\setminus\{0\}\to{\mathbb{R}}_{>0}/|k^{\times}| given by

β⁡(v)=the class of ‖v‖ in ℝ>0/|k×|.\beta(v)=\text{the class of $\|v\|$ in ${\mathbb{R}}_{>0}/|k^{\times}|$}.

It is sufficient to see that β⁡(V∖{0})\beta(V\setminus\{0\}) is finite. Let β1,…,βl\beta_{1},\ldots,\beta_{l} be distinct elements of β⁡(V∖{0})\beta(V\setminus\{0\}). We choose v1,…,vl∈V∖{0}v_{1},\ldots,v_{l}\in V\setminus\{0\} with β⁡(vi)=βi\beta(v_{i})=\beta_{i} for i=1,…,li=1,\ldots,l. If i≠ji\not=j, then ‖ai​vi‖≠‖aj​vj‖\|a_{i}v_{i}\|\not=\|a_{j}v_{j}\| for all ai,aj∈k×a_{i},a_{j}\in k^{\times}. Therefore, we obtain

‖a1​v1+⋯+al​vl‖=max⁡{‖a1​v1‖,…,‖a1​vl‖}\|a_{1}v_{1}+\cdots+a_{l}v_{l}\|=\max\{\|a_{1}v_{1}\|,\ldots,\|a_{1}v_{l}\|\}

for all a1,…,al∈ka_{1},\ldots,a_{l}\in k. In particular, v1,…,vlv_{1},\ldots,v_{l} are linearly independent. Therefore, we have #⁡(β⁡(V∖{0}))≤dimkV\#(\beta(V\setminus\{0\}))\leq\dim_{k}V. ∎

[025G]

1.3.2. Scalar extension of norms

Let V′V^{\prime} be a vector space over kk and ‖.‖′\|\raisebox{1.72218pt}{.}\|^{\prime} a norm of V′V^{\prime}.

[025H]
Lemma 1.5.

For ϕ∈Homk​(V,V′)\phi\in\mathrm{Hom}_{k}(V,V^{\prime}), the set {‖ϕ⁡(v)‖′‖v‖|v∈V∖{0}}\left\{\frac{\|\phi(v)\|^{\prime}}{\|v\|}\,\Big|\,v\in V\setminus\{0\}\right\} is bounded from above.

[025I]
Proof.

Fix α∈(0,1)\alpha\in(0,1). Let (e1,…,er)(e_{1},\ldots,e_{r}) be an α\alpha-orthogonal basis of VV (cf. Proposition 1.3). We set

C1=max⁡{‖ϕ⁡(e1)‖′,…,‖ϕ⁡(er)‖′}andC2=min⁡{‖e1‖,…,‖er‖}.C_{1}=\max\{\|\phi(e_{1})\|^{\prime},\ldots,\|\phi(e_{r})\|^{\prime}\}\quad\text{and}\quad C_{2}=\min\{\|e_{1}\|,\ldots,\|e_{r}\|\}.

Then, for v=a1​e1+⋯+ar​er∈V∖{0}v=a_{1}e_{1}+\cdots+a_{r}e_{r}\in V\setminus\{0\},

‖ϕ⁡(v)‖′‖v‖\displaystyle\frac{\|\phi(v)\|^{\prime}}{\|v\|} ≤max⁡{|a1|​‖ϕ⁡(e1)‖′,…,|ar|​‖ϕ⁡(er)‖′}α​max⁡{|a1|​‖e1‖,…,|ar|​‖er‖}\displaystyle\leq\frac{\max\{|a_{1}|\|\phi(e_{1})\|^{\prime},\ldots,|a_{r}|\|\phi(e_{r})\|^{\prime}\}}{\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}}
≤max⁡{|a1|​C1,…,|ar|​C1}α​max⁡{|a1|​C2,…,|ar|​C2}=C1α​C2,\displaystyle\leq\frac{\max\{|a_{1}|C_{1},\ldots,|a_{r}|C_{1}\}}{\alpha\max\{|a_{1}|C_{2},\ldots,|a_{r}|C_{2}\}}=\frac{C_{1}}{\alpha C_{2}},

as desired. ∎

By the above lemma, we define ‖ϕ‖Homk​(V,V′)\|\phi\|_{\mathrm{Hom}_{k}(V,V^{\prime})} to be

‖ϕ‖Homk​(V,V′):=sup{‖ϕ⁡(v)‖′‖v‖∣v∈V∖{0}}.\|\phi\|_{\mathrm{Hom}_{k}(V,V^{\prime})}:=\sup\left\{\frac{\|\phi(v)\|^{\prime}}{\|v\|}\mid v\in V\setminus\{0\}\right\}.

Note that ‖.‖Homk​(V,V′)\|\raisebox{1.72218pt}{.}\|_{\mathrm{Hom}_{k}(V,V^{\prime})} yields a norm on Homk​(V,V′)\mathrm{Hom}_{k}(V,V^{\prime}). We denote ‖.‖Homk​(V,k)\|\raisebox{1.72218pt}{.}\|_{\mathrm{Hom}_{k}(V,k)} by ‖.‖∨\|\raisebox{1.72218pt}{.}\|^{\vee} (i.e. the case where V′=kV^{\prime}=k and ‖.‖′=|.|\|\raisebox{1.72218pt}{.}\|^{\prime}=|\raisebox{1.72218pt}{.}|).

[025J]
Lemma 1.6.

Let WW be a subspace of VV and ψ∈W∨:=Homk​(W,k)\psi\in W^{\vee}:=\mathrm{Hom}_{k}(W,k). For any α∈(0,1)\alpha\in(0,1), there is φ∈V∨:=Homk​(V,k)\varphi\in V^{\vee}:=\mathrm{Hom}_{k}(V,k) such that φ|W=ψ\left.{\varphi}\right|_{{W}}=\psi and

‖ψ‖∨≤‖φ‖∨≤α−1​‖ψ‖∨.\|\psi\|^{\vee}\leq\|\varphi\|^{\vee}\leq\alpha^{-1}\|\psi\|^{\vee}.
[025K]
Proof.

Let (e1,…,er)(e_{1},\ldots,e_{r}) be an α\alpha-orthogonal basis of VV such that W=k​e1+⋯+k​elW=ke_{1}+\cdots+ke_{l} (cf. Proposition 1.3). We define φ∈V∨\varphi\in V^{\vee} to be

φ⁡(a1​e1+⋯+ar​er):=ψ⁡(a1​e1+⋯+al​el)\varphi(a_{1}e_{1}+\cdots+a_{r}e_{r}):=\psi(a_{1}e_{1}+\cdots+a_{l}e_{l})

for a1,…,ar∈ka_{1},\ldots,a_{r}\in k. Then φ|W=ψ\left.{\varphi}\right|_{{W}}=\psi. Moreover, note that

α​‖a1​e1+⋯+al​el‖≤α​max⁡{|a1|​‖e1‖,…,|al|​‖el‖}≤α​max⁡{|a1|​‖e1‖,…,|ar|​‖er‖}≤‖a1​e1+⋯+ar​er‖,\alpha\|a_{1}e_{1}+\cdots+a_{l}e_{l}\|\leq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{l}|\|e_{l}\|\}\\ \leq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}\leq\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|,

so that

|φ⁡(a1​e1+⋯+ar​er)|‖a1​e1+⋯+ar​er‖≤α−1​|ψ⁡(a1​e1+⋯+al​el)|‖a1​e1+⋯+al​el‖≤α−1​‖ψ‖∨\frac{|\varphi(a_{1}e_{1}+\cdots+a_{r}e_{r})|}{\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|}\leq\alpha^{-1}\frac{|\psi(a_{1}e_{1}+\cdots+a_{l}e_{l})|}{\|a_{1}e_{1}+\cdots+a_{l}e_{l}\|}\leq\alpha^{-1}\|\psi\|^{\vee}

for all a1,…,ar∈ka_{1},\ldots,a_{r}\in k with (a1,…,al)≠(0,…,0)(a_{1},\ldots,a_{l})\not=(0,\ldots,0). Thus the assertion follows. ∎

[025L]
Corollary 1.7.

The natural homomorphism V→(V∨)∨V\to(V^{\vee})^{\vee} is an isometry.

[025M]
Proof.

We denote the norm of (V∨)∨(V^{\vee})^{\vee} by ‖.‖′\|\raisebox{1.72218pt}{.}\|^{\prime}, that is,

‖v‖′=sup{|ϕ⁡(v)|‖ϕ‖∨∣ϕ∈V∨∖{0}}.\|v\|^{\prime}=\sup\left\{\frac{|\phi(v)|}{\|\phi\|^{\vee}}\mid\phi\in V^{\vee}\setminus\{0\}\right\}.

Note that |ϕ⁡(v)|≤‖v‖​‖ϕ‖∨|\phi(v)|\leq\|v\|\|\phi\|^{\vee} for all v∈Vv\in V and ϕ∈V∨\phi\in V^{\vee}. In particular, ‖v‖′≤‖v‖\|v\|^{\prime}\leq\|v\|. For v∈V∖{0}v\in V\setminus\{0\}, we set W:=k​vW:=kv and choose ψ∈W∨\psi\in W^{\vee} with ψ⁡(v)=1\psi(v)=1. Then ‖ψ‖∨=1/‖v‖\|\psi\|^{\vee}=1/\|v\|. For any α∈(0,1)\alpha\in(0,1), by Lemma 1.6, there is φ∈V∨\varphi\in V^{\vee} such that φ|W=ψ\left.{\varphi}\right|_{{W}}=\psi and ‖φ‖∨≤α−1​‖ψ‖∨\|\varphi\|^{\vee}\leq\alpha^{-1}\|\psi\|^{\vee}. As |φ⁡(v)|/‖φ‖∨≤‖v‖′|\varphi(v)|/\|\varphi\|^{\vee}\leq\|v\|^{\prime}, we have α​‖v‖≤‖v‖′\alpha\|v\|\leq\|v\|^{\prime}. Thus we obtain ‖v‖≤‖v‖′\|v\|\leq\|v\|^{\prime} by taking α→1\alpha\to 1. ∎

[025N]
Definition 1.8.

Let k′k^{\prime} be an extension field of kk, and let |.|′|\raisebox{1.72218pt}{.}|^{\prime} be a complete absolute value of k′k^{\prime} which is an extension of |.||\raisebox{1.72218pt}{.}|. We set Vk′:=V⊗kk′V_{k^{\prime}}:=V\otimes_{k}k^{\prime}. Identifying Vk′V_{k^{\prime}} with

Homk​(Homk​(V,k),k′),\mathrm{Hom}_{k}(\mathrm{Hom}_{k}(V,k),k^{\prime}),

we can give a norm ‖.‖k′\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} of Vk′V_{k^{\prime}}, that is,

‖v′‖k′=sup{|(ϕ⊗1)​(v′)|′‖ϕ‖∨|ϕ∈V∨}.\|v^{\prime}\|_{k^{\prime}}=\sup\left\{\frac{|(\phi\otimes 1)(v^{\prime})|^{\prime}}{\|\phi\|^{\vee}}\,\Big|\,\phi\in V^{\vee}\right\}.

The norm ‖.‖k′\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} is called the scalar extension of ‖.‖\|\raisebox{1.72218pt}{.}\|. Note that ‖v⊗1‖k′=‖v‖\|v\otimes 1\|_{k^{\prime}}=\|v\| for v∈Vv\in V. Indeed, by Corollary 1.7,

‖v⊗1‖k′=sup{|ϕ⁡(v)|‖ϕ‖∨|ϕ∈V∨}=‖v‖.\|v\otimes 1\|_{k^{\prime}}=\sup\left\{\frac{|\phi(v)|}{\|\phi\|^{\vee}}\,\Big|\,\phi\in V^{\vee}\right\}=\|v\|.
[025P]
Proposition 1.9.

For α∈(0,1]\alpha\in(0,1], let (e1,…,er)(e_{1},\ldots,e_{r}) be an α\alpha-orthogonal basis of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\|. Then (e1⊗1,…,er⊗1)(e_{1}\otimes 1,\ldots,e_{r}\otimes 1) also yields an α\alpha-orthogonal basis of Vk′V_{k^{\prime}} with respect to ‖.‖k′\|\raisebox{1.72218pt}{.}\|_{k^{\prime}}.

[025Q]
Proof.

Let (e1∨,…,er∨)(e_{1}^{\vee},\ldots,e_{r}^{\vee}) be the dual basis of (e1,…,er)(e_{1},\ldots,e_{r}). For a1,…,ar∈ka_{1},\ldots,a_{r}\in k with ai≠0a_{i}\not=0,

|(ei∨)​(a1​e1+⋯+ar​er)|‖a1​e1+⋯+ar​er‖≤|ai|α​max⁡{|a1|​‖e1‖,…,|ar|​‖er‖}≤|ai|α​|ai|​‖ei‖=1α​‖ei‖,\frac{|(e_{i}^{\vee})(a_{1}e_{1}+\cdots+a_{r}e_{r})|}{\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|}\leq\frac{|a_{i}|}{\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}}\leq\frac{|a_{i}|}{\alpha|a_{i}|\|e_{i}\|}=\frac{1}{\alpha\|e_{i}\|},

and hence ‖ei∨‖∨≤(α​‖ei‖)−1\|e_{i}^{\vee}\|^{\vee}\leq(\alpha\|e_{i}\|)^{-1}. Therefore, for a1′,…,ar′∈k′a^{\prime}_{1},\ldots,a^{\prime}_{r}\in k^{\prime},

‖a1′​e1+⋯+ar′​er‖\displaystyle\|a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}\| ≥|(ei∨⊗1)​(a1′​e1+⋯+ar′​er)|′‖ei∨‖∨\displaystyle\geq\frac{|(e_{i}^{\vee}\otimes 1)(a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r})|^{\prime}}{\|e_{i}^{\vee}\|^{\vee}}
=|ai′|′‖ei∨‖∨≥|ai′|′(α​‖ei‖)−1=α​|ai′|′​‖ei‖.\displaystyle=\frac{|a^{\prime}_{i}|^{\prime}}{\|e_{i}^{\vee}\|^{\vee}}\geq\frac{|a^{\prime}_{i}|^{\prime}}{(\alpha\|e_{i}\|)^{-1}}=\alpha|a^{\prime}_{i}|^{\prime}\|e_{i}\|.

Thus we have the assertion. ∎

[025R]
Lemma 1.10.

Let k′′k^{\prime\prime} be an extension field of k′k^{\prime}, and let |.|′′|\raisebox{1.72218pt}{.}|^{\prime\prime} be a complete absolute value of k′′k^{\prime\prime} as an extension of |.|′|\raisebox{1.72218pt}{.}|^{\prime}. We set Vk′′:=V⊗kk′′V_{k^{\prime\prime}}:=V\otimes_{k}k^{\prime\prime}. Note that Vk′′=Vk′⊗k′k′′V_{k^{\prime\prime}}=V_{k^{\prime}}\otimes_{k^{\prime}}k^{\prime\prime}. Let ‖.‖k′′\|\raisebox{1.72218pt}{.}\|_{k^{\prime\prime}} (resp. ‖.‖k′,k′′\|\raisebox{1.72218pt}{.}\|_{k^{\prime},k^{\prime\prime}}) be a norm of Vk′′V_{k^{\prime\prime}} obtained by the scalar extension of ‖.‖\|\raisebox{1.72218pt}{.}\| on VV (resp. the scalar extension of ‖.‖k′\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} on Vk′V_{k^{\prime}}). Then ‖.‖k′′=‖.‖k′,k′′\|\raisebox{1.72218pt}{.}\|_{k^{\prime\prime}}=\|\raisebox{1.72218pt}{.}\|_{k^{\prime},k^{\prime\prime}}.

[025S]
Proof.

For ϵ>0\epsilon>0, let (e1,…,er)(e_{1},\ldots,e_{r}) be an e−ϵe^{-\epsilon}-orthogonal basis of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\|. Then, by Proposition 1.9, (e1,…,er)(e_{1},\ldots,e_{r}) forms an e−ϵe^{-\epsilon}-orthogonal basis of Vk′V_{k^{\prime}} and Vk′′V_{k^{\prime\prime}} with respect to ‖.‖k′\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} and ‖.‖k′′\|\raisebox{1.72218pt}{.}\|_{k^{\prime\prime}}, respectively, so that (e1,…,er)(e_{1},\ldots,e_{r}) is also an e−ϵe^{-\epsilon}-orthogonal basis of Vk′′V_{k^{\prime\prime}} with respect to ‖.‖k′,k′′\|\raisebox{1.72218pt}{.}\|_{k^{\prime},k^{\prime\prime}}. Note that ‖ei‖=‖ei‖k′′=‖ei‖k′,k′′\|e_{i}\|=\|e_{i}\|_{k^{\prime\prime}}=\|e_{i}\|_{k^{\prime},k^{\prime\prime}} for all i=1,…,ri=1,\ldots,r. Thus, for a1′′,…,ar′′∈k′′a^{\prime\prime}_{1},\ldots,a^{\prime\prime}_{r}\in k^{\prime\prime},

‖a1′′​e1+…+ar′′​er‖k′,k′′≤max⁡{|a1′′|′′​‖e1‖,…,|ar′′|′′​‖er‖}≤eϵ​‖a1′′​e1+…+ar′′​er‖k′′\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime},k^{\prime\prime}}\leq\max\{|a^{\prime\prime}_{1}|^{\prime\prime}\|e_{1}\|,\ldots,|a^{\prime\prime}_{r}|^{\prime\prime}\|e_{r}\|\}\\ \leq e^{\epsilon}\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime\prime}}

and

‖a1′′​e1+…+ar′′​er‖k′′≤max⁡{|a1′′|′′​‖e1‖,…,|ar′′|′′​‖er‖}≤eϵ​‖a1′′​e1+…+ar′′​er‖k′,k′′.\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime\prime}}\leq\max\{|a^{\prime\prime}_{1}|^{\prime\prime}\|e_{1}\|,\ldots,|a^{\prime\prime}_{r}|^{\prime\prime}\|e_{r}\|\}\\ \leq e^{\epsilon}\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime},k^{\prime\prime}}.

Thus, we have the assertion by taking ϵ→0\epsilon\to 0. ∎

[025T]
Lemma 1.11.

Let f:V→Wf:V\to W be a surjective homomorphism of finite-dimensional vector spaces over kk. Let ‖.‖V\|\raisebox{1.72218pt}{.}\|_{V} and ‖.‖W\|\raisebox{1.72218pt}{.}\|_{W} be norms of VV and WW, respectively. We assume that dimkW=1\dim_{k}W=1 and ‖.‖W\|\raisebox{1.72218pt}{.}\|_{W} is the quotient norm of ‖.‖V\|\raisebox{1.72218pt}{.}\|_{V} in terms of the surjection f:V→Wf:V\to W. We set Vk′:=V⊗kk′V_{k^{\prime}}:=V\otimes_{k}k^{\prime} and Wk′:=W⊗kk′W_{k^{\prime}}:=W\otimes_{k}k^{\prime}. Let ‖.‖V,k′\|\raisebox{1.72218pt}{.}\|_{V,k^{\prime}} and ‖.‖W,k′\|\raisebox{1.72218pt}{.}\|_{W,k^{\prime}} be the norms of Vk′V_{k^{\prime}} and Wk′W_{k^{\prime}} obtained by the scalar extensions of ‖.‖V\|\raisebox{1.72218pt}{.}\|_{V} and ‖.‖W\|\raisebox{1.72218pt}{.}\|_{W}, respectively. Then ‖.‖W,k′\|\raisebox{1.72218pt}{.}\|_{W,k^{\prime}} is the quotient norm of ‖.‖V,k′\|\raisebox{1.72218pt}{.}\|_{V,k^{\prime}} in terms of the surjection fk′:=f⊗idk′:Vk′→Wk′f_{k^{\prime}}:=f\otimes\mathrm{id}_{k^{\prime}}:V_{k^{\prime}}\to W_{k^{\prime}}.

[025U]
Proof.

Let ‖.‖Wk′′\|\raisebox{1.72218pt}{.}\|^{\prime}_{W_{k^{\prime}}} be the quotient norm of ‖.‖V,k′\|\raisebox{1.72218pt}{.}\|_{V,k^{\prime}} with respect to the surjection fk′:Vk′→Wk′f_{k^{\prime}}:V_{k^{\prime}}\to W_{k^{\prime}}. Let ee be an non-zero element of WW. As ‖e‖W,k′=‖e‖W\|e\|_{W,k^{\prime}}=\|e\|_{W}, it is sufficient to show that ‖e‖Wk′′=‖e‖W\|e\|^{\prime}_{W_{k^{\prime}}}=\|e\|_{W}. Note that

{v∈V∣f⁡(v)=e}⊆{v′∈Vk′∣fk′​(v′)=e},\{v\in V\mid f(v)=e\}\subseteq\{v^{\prime}\in V_{k^{\prime}}\mid f_{k^{\prime}}(v^{\prime})=e\},

so that we have ‖e‖W≥‖e‖Wk′′\|e\|_{W}\geq\|e\|^{\prime}_{W_{k^{\prime}}}. Let us consider an inequality ‖e‖W≤‖e‖Wk′′\|e\|_{W}\leq\|e\|^{\prime}_{W_{k^{\prime}}}. For ϵ>0\epsilon>0, let (e1,…,er)(e_{1},\ldots,e_{r}) be an e−ϵe^{-\epsilon}-orthogonal basis of VV such that (e2,…,er)(e_{2},\ldots,e_{r}) forms a basis of Ker⁡(f)\operatorname{Ker}(f). Clearly we may assume that f⁡(e1)=ef(e_{1})=e. Then

‖e‖Wk′′\displaystyle\|e\|^{\prime}_{W_{k^{\prime}}} =inf{∥e1+a2′e2+⋯+ar′er∥V,k′∣a2′,…,ar′∈k′}\displaystyle=\inf\{\|e_{1}+a^{\prime}_{2}e_{2}+\cdots+a^{\prime}_{r}e_{r}\|_{V,k^{\prime}}\mid a^{\prime}_{2},\ldots,a^{\prime}_{r}\in k^{\prime}\}
≥inf{e−ϵmax{∥e1∥,|a2′|′∥e2∥V,…,|ar′|′∥er∥V}∣a2′,…,ar′∈k′}\displaystyle\geq\inf\{e^{-\epsilon}\max\{\|e_{1}\|,|a^{\prime}_{2}|^{\prime}\|e_{2}\|_{V},\ldots,|a^{\prime}_{r}|^{\prime}\|e_{r}\|_{V}\}\mid a^{\prime}_{2},\ldots,a^{\prime}_{r}\in k^{\prime}\}
≥e−ϵ​‖e1‖≥e−ϵ​‖e‖W.\displaystyle\geq e^{-\epsilon}\|e_{1}\|\geq e^{-\epsilon}\|e\|_{W}.

Therefore, we have ‖e‖Wk′′≥‖e‖W\|e\|^{\prime}_{W_{k^{\prime}}}\geq\|e\|_{W} by taking ϵ→0\epsilon\to 0. ∎

[025V]
Lemma 1.12.

We assume that the absolute value |.||\raisebox{1.72218pt}{.}| of kk is trivial. Let (V,‖.‖)(V,\|\raisebox{1.72218pt}{.}\|) be a finite-dimensional normed vector space over (k,|.|)(k,|\raisebox{1.72218pt}{.}|). Then we have the following:

  1. (1)

    The set {‖v‖∣v∈V}\{\|v\|\mid v\in V\} is a finite set.

  2. (2)

    Let k′k^{\prime} be a field and |.|′|\raisebox{1.72218pt}{.}|^{\prime} a complete and non-trivial absolute value of k′k^{\prime} such that k⊆k′k\subseteq k^{\prime} and |.|′|\raisebox{1.72218pt}{.}|^{\prime} is an extension of |.||\raisebox{1.72218pt}{.}|. Let 𝔬k′\mathfrak{o}_{k^{\prime}} be the valuation ring of (k′,|.|′)(k^{\prime},|\raisebox{1.72218pt}{.}|^{\prime}) and 𝔪k′\mathfrak{m}_{k^{\prime}} the maximal ideal of 𝔬k′\mathfrak{o}_{k^{\prime}}. We assume the following:

    1. (i)

      The natural map k→𝔬k′k\to\mathfrak{o}_{k^{\prime}} induces an isomorphism k​⟶∼​𝔬k′/𝔪k′k\overset{\sim}{\longrightarrow}\mathfrak{o}_{k^{\prime}}/\mathfrak{m}_{k^{\prime}}.

    2. (ii)

      If an equation |a′|′=‖v‖/‖v′‖|a^{\prime}|^{\prime}=\|v\|/\|v^{\prime}\| holds for some a′∈k′×a^{\prime}\in{k^{\prime}}^{\times} and v,v′∈V∖{0}v,v^{\prime}\in V\setminus\{0\}, then ‖v‖=‖v′‖\|v\|=\|v^{\prime}\|.

    Let ‖.‖′\|\raisebox{1.72218pt}{.}\|^{\prime} be a norm of Vk′:=V⊗kk′V_{k^{\prime}}:=V\otimes_{k}k^{\prime} over (k′,|.|′)(k^{\prime},|\raisebox{1.72218pt}{.}|^{\prime}) such that ‖v‖=‖v⊗1‖′\|v\|=\|v\otimes 1\|^{\prime} for all v∈Vv\in V. If (e1,…,er)(e_{1},\ldots,e_{r}) is an orthogonal basis of (V,‖.‖)(V,\|\raisebox{1.72218pt}{.}\|), then (e1,…,er)(e_{1},\ldots,e_{r}) forms an orthogonal basis of (Vk′,‖.‖′)(V_{k^{\prime}},\|\raisebox{1.72218pt}{.}\|^{\prime}). In particular, ‖.‖′=‖.‖k′\|\raisebox{1.72218pt}{.}\|^{\prime}=\|\raisebox{1.72218pt}{.}\|_{k^{\prime}}.

[025W]
Proof.

(1) Let (e1,…,er)(e_{1},\ldots,e_{r}) be an orthogonal basis of (V,‖.‖)(V,\|\raisebox{1.72218pt}{.}\|) (cf. Proposition 1.3). Then

‖a1​e1+⋯+ar​er‖=max⁡{|a1|​‖e1‖,…,|ar|​‖er‖}\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|=\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}

for all a1,…,ar∈ka_{1},\ldots,a_{r}\in k, so that

‖a1​e1+⋯+ar​er‖∈{0,‖e1‖,…,‖er‖}.\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|\in\{0,\|e_{1}\|,\ldots,\|e_{r}\|\}.

(2) First we assume that

‖e1‖=⋯=‖er‖=c.\|e_{1}\|=\cdots=\|e_{r}\|=c.

Then, for any v∈Vv\in V,

‖v‖={cif v≠0,0if v=0.\|v\|=\begin{cases}c&\text{if $v\not=0$},\\ 0&\text{if $v=0$}.\end{cases}

Let us see that

‖a1′​e1+⋯+ar′​er‖′=c​max⁡{|a1′|′,…,|ar′|′}\|a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}\|^{\prime}=c\max\{|a^{\prime}_{1}|^{\prime},\ldots,|a^{\prime}_{r}|^{\prime}\}

for a1′,…,ar′∈k′a^{\prime}_{1},\ldots,a^{\prime}_{r}\in k^{\prime}. Clearly we may assume that

(a1′,…,ar′)≠(0,…,0).(a^{\prime}_{1},\ldots,a^{\prime}_{r})\not=(0,\ldots,0).

We set γ:=max⁡{|a1′|′,…,|ar′|′}\gamma:=\max\{|a^{\prime}_{1}|^{\prime},\ldots,|a^{\prime}_{r}|^{\prime}\}. We fix ω∈k′\omega\in k^{\prime} with |ω|′=γ|\omega|^{\prime}=\gamma. By the assumption (i), for each j=1,…,rj=1,\ldots,r, we can find aj∈ka_{j}\in k and bj′∈k′b^{\prime}_{j}\in k^{\prime} such that

aj′=aj​ω+bj′and|bj′|′<γ.a^{\prime}_{j}=a_{j}\omega+b^{\prime}_{j}\quad\text{and}\quad|b^{\prime}_{j}|^{\prime}<\gamma.

Note that

a1′​e1+⋯+ar′​er=ω⁡(∑j=1raj​ej)+b1′​e1+⋯+br′​er.a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}=\omega\left(\sum\nolimits_{j=1}^{r}a_{j}e_{j}\right)+b^{\prime}_{1}e_{1}+\cdots+b^{\prime}_{r}e_{r}.

Moreover, as ∑j=1raj​ej≠0\sum_{j=1}^{r}a_{j}e_{j}\not=0, we have

‖ω⁡(∑j=1raj​ej)‖′\displaystyle\left\|\omega\left(\sum\nolimits_{j=1}^{r}a_{j}e_{j}\right)\right\|^{\prime} =γ⁡‖∑j=1raj​ej‖=c​γ\displaystyle=\gamma\left\|\sum\nolimits_{j=1}^{r}a_{j}e_{j}\right\|=c\gamma
and
‖b1′​e1+⋯+br′​er‖′\displaystyle\|b^{\prime}_{1}e_{1}+\cdots+b^{\prime}_{r}e_{r}\|^{\prime} ≤c​max⁡{|b1′|′,…,|br′|′}<c​γ.\displaystyle\leq c\max\{|b^{\prime}_{1}|^{\prime},\ldots,|b^{\prime}_{r}|^{\prime}\}<c\gamma.

Therefore,

‖a1′​e1+⋯+ar′​er‖′=c​γ=c​max⁡{|a1′|′,…,|ar′|′}.\|a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}\|^{\prime}=c\gamma=c\max\{|a^{\prime}_{1}|^{\prime},\ldots,|a^{\prime}_{r}|^{\prime}\}.

In general, we take positive numbers c1<⋯<cbc_{1}<\cdots<c_{b} and non-empty subsets I1,…,IbI_{1},\ldots,I_{b} of {1,…,r}\{1,\ldots,r\} such that {‖el‖∣l∈Is}={cs}\{\|e_{l}\|\mid l\in I_{s}\}=\{c_{s}\} for s=1,…,bs=1,\ldots,b and I1∪⋯∪Ib={1,…,r}I_{1}\cup\cdots\cup I_{b}=\{1,\ldots,r\}. Note that Is∩Is′=∅I_{s}\cap I_{s^{\prime}}=\emptyset for s≠s′s\not=s^{\prime}. Let us consider

x=a1′​e1+⋯+ar′​er=∑s=1bxs∈Vk′(a1′,…,ar′∈k′),x=a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}=\sum_{s=1}^{b}x_{s}\in V_{k^{\prime}}\quad(a^{\prime}_{1},\ldots,a^{\prime}_{r}\in k^{\prime}),

where xs=∑l∈Isal′​elx_{s}=\sum_{l\in I_{s}}a^{\prime}_{l}e_{l}. Note that (el)l∈Is(e_{l})_{l\in I_{s}} forms an orthogonal basis of ⨁l∈Isk​el\bigoplus_{l\in I_{s}}ke_{l} and ‖el‖=cs\|e_{l}\|=c_{s} for all l∈Isl\in I_{s}. Therefore, by the above observation,

‖xs‖′=cs​maxl∈Is​{|al′|′}=maxl∈Is⁡{‖al′​el‖′},\left\|x_{s}\right\|^{\prime}=c_{s}\max_{l\in I_{s}}\{|a^{\prime}_{l}|^{\prime}\}=\max_{l\in I_{s}}\{\|a^{\prime}_{l}e_{l}\|^{\prime}\},

so that it is sufficient to see that

‖x‖′=maxs=1,…,b⁡{‖xs‖′}.\|x\|^{\prime}=\max_{s=1,\ldots,b}\left\{\left\|x_{s}\right\|^{\prime}\right\}.

Clearly we may assume that x≠0x\not=0. We set

Σ:={s∈{1,…,b}∣xs≠0}.\Sigma:=\left\{s\in\{1,\ldots,b\}\mid x_{s}\not=0\right\}.

For s,s′∈Σs,s^{\prime}\in\Sigma with s≠s′s\not=s^{\prime}, we have ‖xs‖′≠‖xs′‖′\|x_{s}\|^{\prime}\not=\|x_{s^{\prime}}\|^{\prime}. Indeed, we choose ls∈Isl_{s}\in I_{s} and ls′∈Is′l_{s^{\prime}}\in I_{s^{\prime}} with ‖xs‖′=‖als′​els‖′\left\|x_{s}\right\|^{\prime}=\|a^{\prime}_{l_{s}}e_{l_{s}}\|^{\prime} and ‖xs′‖′=‖als′′​els′‖′\left\|x_{s^{\prime}}\right\|^{\prime}=\|a^{\prime}_{l_{s^{\prime}}}e_{l_{s^{\prime}}}\|^{\prime}. If ‖xs‖′=‖xs′‖′\|x_{s}\|^{\prime}=\|x_{s^{\prime}}\|^{\prime}, then

|als′/als′′|′=‖els′‖/‖els‖,\left|a^{\prime}_{l_{s}}/a^{\prime}_{l_{s^{\prime}}}\right|^{\prime}=\|e_{l_{s^{\prime}}}\|/\|e_{l_{s}}\|,

so that, by the assumption (ii), ‖els′‖=‖els‖\|e_{l_{s^{\prime}}}\|=\|e_{l_{s}}\|, which is a contradiction. Therefore,

‖x‖′=‖∑s∈Σxs‖′=maxs∈Σ⁡{‖xs‖′}=maxs=1,…,b⁡{‖xs‖′},\|x\|^{\prime}=\left\|\sum\nolimits_{s\in\Sigma}x_{s}\right\|^{\prime}=\max_{s\in\Sigma}\{\|x_{s}\|^{\prime}\}=\max_{s=1,\ldots,b}\{\|x_{s}\|^{\prime}\},

as required. ∎

[025X]
Remark 1.13.

We assume that |.|′|\raisebox{1.72218pt}{.}|^{\prime} is discrete and

|a′|′=exp⁡(−α​ord𝔬k′⁡(a′))(a′∈k′)|a^{\prime}|^{\prime}=\exp(-\alpha\operatorname{ord}_{\mathfrak{o}_{k^{\prime}}}(a^{\prime}))\qquad(a^{\prime}\in k^{\prime})

for α∈ℝ>0\alpha\in\mathbb{R}_{>0}. If

α∉⋃v,v′∈V∖{0}ℚ⁡(log⁡‖v‖−log⁡‖v′‖),\alpha\not\in\bigcup_{v,v^{\prime}\in V\setminus\{0\}}\mathbb{Q}(\log\|v\|-\log\|v^{\prime}\|),

then the assumption (ii) holds. Indeed, we suppose that |a′|′=‖v‖/‖v′‖|a^{\prime}|^{\prime}=\|v\|/\|v^{\prime}\| for some a′∈k′×a^{\prime}\in{k^{\prime}}^{\times} and v,v′∈V∖{0}v,v^{\prime}\in V\setminus\{0\}. Then

−α​ord𝔬k′⁡(a′)=log⁡‖v‖−log⁡‖v′‖,-\alpha\operatorname{ord}_{\mathfrak{o}_{k^{\prime}}}(a^{\prime})=\log\|v\|-\log\|v^{\prime}\|,

so that ord𝔬k′⁡(a′)=0\operatorname{ord}_{\mathfrak{o}_{k^{\prime}}}(a^{\prime})=0, and hence ‖v‖=‖v′‖\|v\|=\|v^{\prime}\|, as required.

[025Y]

1.3.3. Lattices and norms

From now on and until the end of the subsection , we assume that |.||\raisebox{1.72218pt}{.}| is non-trivial. Let 𝒱\mathscr{V} be an 𝔬k\mathfrak{o}_{k}-submodule of VV. We say that 𝒱\mathscr{V} is a lattice of VV if 𝒱⊗𝔬kk=V\mathscr{V}\otimes_{\mathfrak{o}_{k}}k=V and

sup{‖v‖0∣v∈𝒱}<∞\sup\{\|v\|_{0}\mid v\in\mathscr{V}\}<\infty

for some norm ‖.‖0\|\raisebox{1.72218pt}{.}\|_{0} of VV. Note that the condition sup{‖v‖0∣v∈𝒱}<∞\sup\{\|v\|_{0}\mid v\in\mathscr{V}\}<\infty does not depend on the choice of the norm ‖.‖0\|\raisebox{1.72218pt}{.}\|_{0} since all norms on VV are equivalent. For a lattice 𝒱\mathscr{V} of VV, we define ‖.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} to be

‖v‖𝒱:=inf{|a|−1∣a∈k× and a​v∈𝒱}.\|v\|_{\mathscr{V}}:=\inf\{|a|^{-1}\mid\text{$a\in k^{\times}$ and $av\in\mathscr{V}$}\}.

Note that ‖.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} forms a norm of VV. Moreover, for a norm ‖.‖\|\raisebox{1.72218pt}{.}\| of VV,

(V,‖.‖)≤1:={v∈V∣‖v‖≤1}(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1}:=\{v\in V\mid\|v\|\leq 1\}

is a lattice of VV.

[025Z]
Proposition 1.14.

Let 𝒱\mathscr{V} be a lattice of VV. We assume that, as an 𝔬k\mathfrak{o}_{k}-module, 𝒱\mathscr{V} admits a free basis (e1,…,er)(e_{1},\ldots,e_{r}). Then (e1,…,er)(e_{1},\ldots,e_{r}) is an orthonormal basis of VV with respect to ‖.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}.

[0260]
Proof.

For v=a1​e1+⋯+ar​er∈Vv=a_{1}e_{1}+\cdots+a_{r}e_{r}\in V and a∈k×a\in k^{\times},

a​v∈𝒱\displaystyle av\in\mathscr{V} ⟺a​ai∈𝔬k for all i=1,…,r\displaystyle\Longleftrightarrow\text{$aa_{i}\in\mathfrak{o}_{k}$ for all $i=1,\ldots,r$}
⟺|ai|≤|a|−1 for all i=1,…,r\displaystyle\Longleftrightarrow\text{$|a_{i}|\leq|a|^{-1}$ for all $i=1,\ldots,r$}
⟺max⁡{|a1|,…,|ar|}≤|a|−1,\displaystyle\Longleftrightarrow\text{$\max\{|a_{1}|,\ldots,|a_{r}|\}\leq|a|^{-1}$},

so that ‖v‖𝒱=max⁡{|a1|,…,|ar|}\|v\|_{\mathscr{V}}=\max\{|a_{1}|,\ldots,|a_{r}|\}. ∎

Let us consider the following lemmas.

[0261]
Lemma 1.15.

A subgroup GG of (ℝ,+)(\mathbb{R},+) is either discrete or dense in ℝ\mathbb{R}.

[0262]
Proof.

Clearly we may assume that G≠{0}G\not=\{0\}, so that G∩ℝ>0≠∅G\cap\mathbb{R}_{>0}\not=\emptyset. We set δ=inf(G∩ℝ>0)\delta=\inf(G\cap\mathbb{R}_{>0}). If δ∈G∩ℝ>0\delta\in G\cap\mathbb{R}_{>0}, then G=ℤ​δG=\mathbb{Z}\delta. Indeed, for g∈Gg\in G, let nn be an integer such that n≤g/δ<n+1n\leq g/\delta<n+1. Thus 0≤g−n​δ<δ0\leq g-n\delta<\delta, and hence g=n​δg=n\delta. Therefore, GG is discrete.

Next we assume that δ∉G∩ℝ>0\delta\not\in G\cap\mathbb{R}_{>0}. Then there is a sequence {δn}n=1∞\{\delta_{n}\}_{n=1}^{\infty} in G∩ℝ>0G\cap\mathbb{R}_{>0} such that δn>δn+1\delta_{n}>\delta_{n+1} for all nn and limn→∞δn=δ\lim_{n\to\infty}\delta_{n}=\delta. If we set an=δn−δn+1a_{n}=\delta_{n}-\delta_{n+1}, then an∈G∩ℝ>0a_{n}\in G\cap\mathbb{R}_{>0} and limn→∞an=0\lim_{n\to\infty}a_{n}=0. For an open interval (α,β)(\alpha,\beta) of ℝ\mathbb{R} (α<β\alpha<\beta), we choose ana_{n} and an integer mm such that an<β−αa_{n}<\beta-\alpha and m<β/an≤m+1m<\beta/a_{n}\leq m+1. Then we have m​an<βma_{n}<\beta and

α<β−an≤(m+1)​an−an=m​an,\alpha<\beta-a_{n}\leq(m+1)a_{n}-a_{n}=ma_{n},

so that m​an∈(α,β)∩Gma_{n}\in(\alpha,\beta)\cap G. Thus GG is dense. ∎

[0263]
Lemma 1.16.

Let ‖.‖\|\raisebox{1.72218pt}{.}\| be a norm of VV and 𝒱:=(V,‖.‖)≤1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1}. Then

‖v‖𝒱=inf{|b|∣b∈k× and ‖v‖≤|b|}.\|v\|_{\mathscr{V}}=\inf\{|b|\mid\text{$b\in k^{\times}$ and $\|v\|\leq|b|$}\}.

Moreover, ‖.‖≤‖.‖𝒱\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} and ‖.‖𝒱≤|α|​‖.‖\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}\leq|\alpha|\|\raisebox{1.72218pt}{.}\| for all α∈k×\alpha\in k^{\times} with |α|>1|\alpha|>1.

[0264]
Proof.

The first assertion is obvious because, for a∈k×a\in k^{\times}, a​v∈𝒱av\in\mathscr{V} if and only if ‖v‖≤|a|−1\|v\|\leq|a|^{-1}.

For v∈Vv\in V, let a∈k×a\in k^{\times} with a​v∈𝒱av\in\mathscr{V}. Then ‖a​v‖≤1\|av\|\leq 1, that is, ‖v‖≤|a|−1\|v\|\leq|a|^{-1}, and hence ‖v‖≤‖v‖𝒱\|v\|\leq\|v\|_{\mathscr{V}}.

Finally we consider the second inequality, that is, ‖v‖𝒱≤|α|​‖v‖\|v\|_{\mathscr{V}}\leq|\alpha|\|v\| for v∈Vv\in V. Clearly we may assume that v≠0v\not=0. As |α|−1<1|\alpha|^{-1}<1, there is ϵ>0\epsilon>0 with |α|−1​eϵ<1|\alpha|^{-1}e^{\epsilon}<1. By the first assertion, we can choose b∈k×b\in k^{\times} such that ‖v‖≤|b|≤eϵ​‖v‖𝒱\|v\|\leq|b|\leq e^{\epsilon}\|v\|_{\mathscr{V}}. If ‖v‖<|b​α−1|\|v\|<|b\alpha^{-1}|, then

‖v‖𝒱≤|b|​|α|−1≤eϵ​‖v‖𝒱​|α|−1.\|v\|_{\mathscr{V}}\leq|b||\alpha|^{-1}\leq e^{\epsilon}\|v\|_{\mathscr{V}}|\alpha|^{-1}.

Thus 1≤eϵ​|α|−11\leq e^{\epsilon}|\alpha|^{-1}. This is a contradiction, so that ‖v‖≥|b​α−1|\|v\|\geq|b\alpha^{-1}|. Therefore,

‖v‖𝒱≤|b|≤|α|​‖v‖,\|v\|_{\mathscr{V}}\leq|b|\leq|\alpha|\|v\|,

as required. ∎

[0265]
Proposition 1.17.

We assume that |.||\raisebox{1.72218pt}{.}| is discrete. Then we have the following:

  1. (1)

    Every lattice 𝒱\mathscr{V} of VV is a finitely generated 𝔬k\mathfrak{o}_{k}-module.

  2. (2)

    If we set 𝒱:=(V,‖.‖)≤1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1} for a norm of ‖.‖\|\raisebox{1.72218pt}{.}\| of VV, then ‖.‖≤‖.‖𝒱≤|ϖ|−1​‖.‖\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}\leq|\varpi|^{-1}\|\raisebox{1.72218pt}{.}\|.

[0266]
Proof.

(1) Let (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) be an orthogonal basis of VV with respect to ‖.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} (cf. Proposition 1.3). As |.||\raisebox{1.72218pt}{.}| is discrete, there is λi∈k×\lambda_{i}\in k^{\times} with |λi|=‖ei′‖𝒱|\lambda_{i}|=\|e^{\prime}_{i}\|_{\mathscr{V}}. If we set ei=λi−1​ei′e_{i}=\lambda_{i}^{-1}e^{\prime}_{i} for i=1,…,ri=1,\ldots,r, then (e1,…,er)(e_{1},\ldots,e_{r}) forms an orthonormal basis of VV with respect to ‖.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}. Therefore,

𝒱⊆(V,‖.‖𝒱)≤1=𝔬k​e1+⋯+𝔬k​er.\mathscr{V}\subseteq(V,\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}})_{\leq 1}=\mathfrak{o}_{k}e_{1}+\cdots+\mathfrak{o}_{k}e_{r}.

Thus we have (1) because 𝔬k\mathfrak{o}_{k} is noetherian.

(2) follows from Lemma 1.16. ∎

[0267]
Proposition 1.18.

We assume that |.||\raisebox{1.72218pt}{.}| is not discrete. If we set 𝒱:=(V,‖.‖)≤1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1} for a norm of ‖.‖\|\raisebox{1.72218pt}{.}\| of VV, then ‖.‖=‖.‖𝒱\|\raisebox{1.72218pt}{.}\|=\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}.

[0268]
Proof.

By Lemma 1.15, we can find a sequence {βn}n=1∞\{\beta_{n}\}_{n=1}^{\infty} such that |βn|>1|\beta_{n}|>1 and limn→∞|βn|=1\lim_{n\to\infty}|\beta_{n}|=1. On the other hand, by Lemma 1.16,

‖.‖≤‖.‖𝒱≤|βn|​‖.‖.\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}\leq|\beta_{n}|\|\raisebox{1.72218pt}{.}\|.

Therefore the assertion follows. ∎

[0269]
Proposition 1.19.

We assume that the absolute value |.||\raisebox{1.72218pt}{.}| is not discrete. Let ‖.‖\|\raisebox{1.72218pt}{.}\| be a norm of VV and 𝒱:=(V,‖.‖)≤1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1}. For any ϵ>0\epsilon>0, there is a sub-lattice 𝒱′\mathscr{V}^{\prime} of 𝒱\mathscr{V} such that 𝒱′\mathscr{V}^{\prime} is finitely generated over 𝔬k\mathfrak{o}_{k} and ‖.‖≤‖.‖𝒱′≤eϵ​‖.‖\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}^{\prime}}\leq e^{\epsilon}\|\raisebox{1.72218pt}{.}\|.

[026A]
Proof.

Let (e1,…,er)(e_{1},\ldots,e_{r}) be an e−ϵ/2e^{-\epsilon/2}-orthogonal basis of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\| (cf. Proposition 1.3). As ‖.‖=‖.‖𝒱\|\raisebox{1.72218pt}{.}\|=\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} by Proposition 1.18, we can find λi∈k×\lambda_{i}\in k^{\times} such that ‖ei‖≤|λi|≤eϵ/2​‖ei‖\|e_{i}\|\leq|\lambda_{i}|\leq e^{\epsilon/2}\|e_{i}\| for each ii. We set ωi:=λi−1​ei\omega_{i}:=\lambda_{i}^{-1}e_{i} (i=1,…,ri=1,\ldots,r) and 𝒱′:=𝔬k​ω1+⋯+𝔬k​ωr\mathscr{V}^{\prime}:=\mathfrak{o}_{k}\omega_{1}+\cdots+\mathfrak{o}_{k}\omega_{r}. Note that ωi∈𝒱\omega_{i}\in\mathscr{V} for all ii, that is, 𝒱′\mathscr{V}^{\prime} is a sub-lattice of 𝒱\mathscr{V} and 𝒱′\mathscr{V}^{\prime} is finitely generated over 𝔬k\mathfrak{o}_{k}. For c1,…,cr∈kc_{1},\ldots,c_{r}\in k, by Proposition 1.14,

‖c1​e1+⋯+cr​er‖𝒱′\displaystyle\|c_{1}e_{1}+\cdots+c_{r}e_{r}\|_{\mathscr{V}^{\prime}} =‖c1​λ1​ω1+⋯+cr​λr​ωr‖𝒱′=max⁡{|c1​λ1|,…,|cr​λr|}\displaystyle=\|c_{1}\lambda_{1}\omega_{1}+\cdots+c_{r}\lambda_{r}\omega_{r}\|_{\mathscr{V}^{\prime}}=\max\{|c_{1}\lambda_{1}|,\ldots,|c_{r}\lambda_{r}|\}
≤eϵ/2​{|c1|​‖e1‖,…,|cr|​‖er‖}≤eϵ​‖c1​e1+⋯+cr​er‖,\displaystyle\leq e^{\epsilon/2}\{|c_{1}|\|e_{1}\|,\ldots,|c_{r}|\|e_{r}\|\}\leq e^{\epsilon}\|c_{1}e_{1}+\cdots+c_{r}e_{r}\|,

so that we have ‖.‖𝒱′≤eϵ​‖.‖\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}^{\prime}}\leq e^{\epsilon}\|\raisebox{1.72218pt}{.}\|. ∎

[026B]

2. Seminorm and integral extension

Let 𝒜\mathscr{A} be a finitely generated 𝔬k\mathfrak{o}_{k}-algebra, which contains 𝔬k\mathfrak{o}_{k} as a subring. We set A:=𝒜⊗𝔬kkA:=\mathscr{A}\otimes_{\mathfrak{o}_{k}}k. Note that AA coincides with the localization of 𝒜\mathscr{A} with respect to S:=𝔬k∖{0}{S}:=\mathfrak{o}_{k}\setminus\{0\}. Let Spec⁡(A)an\operatorname{Spec}(A)^{\mathrm{an}} be the analytification of Spec⁡(A)\operatorname{Spec}(A), that is, the set of all seminorms of AA over the absolute value of kk. For x∈Spec⁡(A)anx\in\operatorname{Spec}(A)^{\mathrm{an}}, let 𝔬x\mathfrak{o}_{x} and 𝔪x\mathfrak{m}_{x} be the valuation ring of (κ^​(x),|.|x)(\hat{\kappa}(x),|\raisebox{1.72218pt}{.}|_{x}) and the maximal ideal of 𝔬x\mathfrak{o}_{x}, respectively (see §1.1.3 for the definition of κ^​(x)\hat{\kappa}(x)). We denote the natural homomorphism A→κ^​(x)A\to\hat{\kappa}(x) by φx\varphi_{x}. It is easy to see that the following are equivalent:

  1. (1)

    Spec⁡(κ^​(x))→Spec⁡(A)\operatorname{Spec}(\hat{\kappa}(x))\to\operatorname{Spec}(A) extends to Spec⁡(𝔬x)→Spec⁡(𝒜)\operatorname{Spec}(\mathfrak{o}_{x})\to\operatorname{Spec}(\mathscr{A}), that is, there is a ring homomorphism φ~x:𝒜→𝔬x\tilde{\varphi}_{x}:\mathscr{A}\to\mathfrak{o}_{x} such that the following diagram is commutative:

    𝒜→φ~x𝔬x↓↓A→φxκ^​(x)\begin{CD}\mathscr{A}@>{\tilde{\varphi}_{x}}>{}>\mathfrak{o}_{x}\\ @V{}V{}V@V{}V{}V\\ A@>{\varphi_{x}}>{}>\hat{\kappa}(x)\end{CD}
  2. (2)

    |a|x≤1|a|_{x}\leq 1 for all a∈𝒜a\in\mathscr{A}.

Moreover, under the above conditions, the image of 𝔪x\mathfrak{m}_{x} of Spec⁡(𝔬x)\operatorname{Spec}(\mathfrak{o}_{x}) is given by φ~x−1​(𝔪x)=(𝒜,|.|x)<1\tilde{\varphi}_{x}^{-1}(\mathfrak{m}_{x})=(\mathscr{A},|\raisebox{1.72218pt}{.}|_{x})_{<1}, and (𝒜,|.|x)<1∈Spec⁡(𝒜)∘(\mathscr{A},|\raisebox{1.72218pt}{.}|_{x})_{<1}\in\operatorname{Spec}(\mathscr{A})_{\circ}, where

{(𝒜,|.|x)<1:={a∈𝒜∣|a|x<1},Spec⁡(𝒜)∘:={P∈Spec⁡(𝒜)∣P∩𝔬k=𝔪k}.\begin{cases}(\mathscr{A},|\raisebox{1.72218pt}{.}|_{x})_{<1}:=\{a\in\mathscr{A}\mid|a|_{x}<1\},\\ \operatorname{Spec}(\mathscr{A})_{\circ}:=\{P\in\operatorname{Spec}(\mathscr{A})\mid P\cap\mathfrak{o}_{k}=\mathfrak{m}_{k}\}.\end{cases}

Let Spec⁡(A)𝒜an\operatorname{Spec}(A)^{\mathrm{an}}_{\mathscr{A}} be the set of all x∈Spec⁡(A)anx\in\operatorname{Spec}(A)^{\mathrm{an}} such that the above condition (2) is satisfied. The map r𝒜:Spec⁡(A)𝒜an→Spec⁡(𝒜)∘r_{\mathscr{A}}:\operatorname{Spec}(A)^{\mathrm{an}}_{\mathscr{A}}\to\operatorname{Spec}(\mathscr{A})_{\circ} given by

x↦(𝒜,|.|x)<1x\mapsto(\mathscr{A},|\raisebox{1.72218pt}{.}|_{x})_{<1}

is called the reduction map (cf. §1.1.6). Note that the reduction map is surjective (cf. [1, Proposition 2.4.4] or [5, 4.13 and Proposition 4.14]).

[026C]
Theorem 2.1.

If we set ℬ:={α∈A∣α is integral over 𝒜}\mathscr{B}:=\{\alpha\in A\mid\text{$\alpha$ is integral over $\mathscr{A}$}\}, then

ℬ=⋂x∈Spec⁡(A)𝒜an(A,|.|x)≤1,\mathscr{B}=\bigcap_{x\in\operatorname{Spec}(A)^{\mathrm{an}}_{\mathscr{A}}}(A,|\raisebox{1.72218pt}{.}|_{x})_{\leq 1},

where (A,|.|x)≤1:={α∈A∣|α|x≤1}(A,|\raisebox{1.72218pt}{.}|_{x})_{\leq 1}:=\{\alpha\in A\mid|\alpha|_{x}\leq 1\}.

[026D]
Proof.

First let us see that ℬ⊆(A,|.|x)≤1\mathscr{B}\subseteq(A,|\raisebox{1.72218pt}{.}|_{x})_{\leq 1} for all x∈Spec⁡(A)𝒜anx\in\operatorname{Spec}(A)^{\mathrm{an}}_{\mathscr{A}}. If a∈ℬa\in\mathscr{B}, then there are a1,…,an∈𝒜a_{1},\ldots,a_{n}\in\mathscr{A} such that an+a1​an−1+⋯+an=0a^{n}+a_{1}a^{n-1}+\cdots+a_{n}=0. We assume that |a|x>1|a|_{x}>1. Then

|a|xn\displaystyle|a|_{x}^{n} =|an|x=|a1​an−1+⋯+an|x≤maxi=1,…,n⁡{|ai|x|​a|xn−i}\displaystyle=|a^{n}|_{x}=|a_{1}a^{n-1}+\cdots+a_{n}|_{x}\leq\max_{i=1,\ldots,n}\{|a_{i}|_{x}|a|_{x}^{n-i}\}
≤maxi=1,…,n⁡{|a|xn−i}=|a|xn−1,\displaystyle\leq\max_{i=1,\ldots,n}\{|a|_{x}^{n-i}\}=|a|_{x}^{n-1},

so that |a|x≤1|a|_{x}\leq 1, which is a contradiction.

Let a∈Aa\in A such that aa is not integral over 𝒜\mathscr{A}. We show that there exists a prime ideal 𝔮\mathfrak{q} of 𝒜\mathscr{A} such that the canonical image of aa in A/S−1​𝔮A/S^{-1}\mathfrak{q} is not integral over 𝒜/𝔮\mathscr{A}/\mathfrak{q}. In fact, since AA is a kk-algebra of finite type, it is a noetherian ring. In particular, it admits only finitely many minimal prime ideals S−1​𝔭1,…,S−1​𝔭nS^{-1}\mathfrak{p}_{1},\ldots,S^{-1}\mathfrak{p}_{n}, where 𝔭1,…,𝔭n\mathfrak{p}_{1},\ldots,\mathfrak{p}_{n} are prime ideals of 𝒜\mathscr{A} which do not intersect S=𝔬k∖{0}S=\mathfrak{o}_{k}\setminus\{0\}. Assume that, for any i∈{1,…,n}i\in\{1,\ldots,n\}, fif_{i} is a monic polynomial in (𝒜/𝔭i)​[T](\mathscr{A}/\mathfrak{p}_{i})[T] such that fi​(λi)=0f_{i}(\lambda_{i})=0, where λi\lambda_{i} is the class of aa in A/S−1​(𝔭i)A/S^{-1}(\mathfrak{p}_{i}). Let FiF_{i} be a monic polynomial in 𝒜⁡[T]\mathscr{A}[T] whose reduction modulo 𝔭i​[T]\mathfrak{p}_{i}[T] identifies with fif_{i}. One has Fi​(a)∈S−1​𝔭iF_{i}({a})\in S^{-1}\mathfrak{p}_{i} for any i∈{1,…,n}i\in\{1,\ldots,n\}. Let FF be the product of the polynomials F1,…,FnF_{1},\ldots,F_{n}. Then F⁡(a)F({a}) belongs to the intersection ⋂i=1nS−1​𝔭i\bigcap_{i=1}^{n}S^{-1}\mathfrak{p}_{i}, hence is nilpotent, which implies that aa is integral over 𝒜\mathscr{A}. To show that there exists x∈Spec⁡(A)𝒜anx\in\operatorname{Spec}(A)^{\mathrm{an}}_{\mathscr{A}} such that |a|x>1|a|_{x}>1 we may replace 𝒜\mathscr{A} (resp. AA) by 𝒜/𝔮\mathscr{A}/\mathfrak{q} (resp. A/S−1​𝔮A/S^{-1}\mathfrak{q}) and hence assume that 𝒜\mathscr{A} is an integral domain without loss of generality.

We set b=a−1b=a^{-1}. Let us see that

b​𝒜​[b]∩𝔬k≠{0}and1∉b​𝒜​[b].b\mathscr{A}[b]\cap\mathfrak{o}_{k}\not=\{0\}\quad\text{and}\quad 1\not\in b\mathscr{A}[b].

We set a=a′/sa=a^{\prime}/s for some a′∈𝒜a^{\prime}\in\mathscr{A} and s∈Ss\in{S}. Then s=b​a′∈b​𝒜​[b]∩𝔬ks=ba^{\prime}\in b\mathscr{A}[b]\cap\mathfrak{o}_{k}, so that b​𝒜​[b]∩𝔬k≠{0}b\mathscr{A}[b]\cap\mathfrak{o}_{k}\not=\{0\}. Next we assume that 1∈b​𝒜​[b]1\in b\mathscr{A}[b]. Then

1=a1′​b+a2′​b2+⋯+an′′​bn′1=a^{\prime}_{1}b+a^{\prime}_{2}b^{2}+\cdots+a^{\prime}_{n^{\prime}}b^{n^{\prime}}

for some a1′,…,an′′∈𝒜a^{\prime}_{1},\ldots,a^{\prime}_{n^{\prime}}\in\mathscr{A}, so that an′=a1′​an′−1+⋯+an′′a^{n^{\prime}}=a^{\prime}_{1}a^{n^{\prime}-1}+\cdots+a^{\prime}_{n^{\prime}}, which is a contradiction.

Let 𝔭\mathfrak{p} be the maximal ideal of 𝒜⁡[b]\mathscr{A}[b] such that b​𝒜​[b]⊆𝔭b\mathscr{A}[b]\subseteq\mathfrak{p}. As 𝔭∩𝔬k≠{0}\mathfrak{p}\cap\mathfrak{o}_{k}\not=\{0\} and 𝔭∩𝔬k⊆𝔪k\mathfrak{p}\cap\mathfrak{o}_{k}\subseteq\mathfrak{m}_{k}, we have 𝔭∩𝔬k=𝔪k\mathfrak{p}\cap\mathfrak{o}_{k}=\mathfrak{m}_{k}, and hence 𝔭∈Spec⁡(𝒜⁡[b])∘\mathfrak{p}\in\operatorname{Spec}(\mathscr{A}[b])_{\circ}. Note that 𝒜⁡[b]\mathscr{A}[b] is finitely generated over 𝔬k\mathfrak{o}_{k} and 𝒜⁡[b]⊗𝔬kk=A⁡[b]\mathscr{A}[b]\otimes_{\mathfrak{o}_{k}}k=A[b]. Thus, since the reduction map

r𝒜⁡[b]:Spec⁡(A⁡[b])𝒜⁡[b]an→Spec⁡(𝒜⁡[b])∘r_{\mathscr{A}[b]}:\operatorname{Spec}(A[b])^{\mathrm{an}}_{\mathscr{A}[b]}\to\operatorname{Spec}(\mathscr{A}[b])_{\circ}

is surjective, there is x∈Spec⁡(A⁡[b])𝒜⁡[b]anx\in\operatorname{Spec}(A[b])^{\mathrm{an}}_{\mathscr{A}[b]} such that r𝒜⁡[b]​(x)=𝔭r_{\mathscr{A}[b]}(x)=\mathfrak{p}. Clearly x∈Spec⁡(A)𝒜anx\in\operatorname{Spec}(A)^{\mathrm{an}}_{\mathscr{A}}. As b∈𝔭b\in\mathfrak{p}, we have |b|x<1|b|_{x}<1, so that |a|x>1|a|_{x}>1 because a​b=1ab=1. Therefore,

a∉⋂x∈Spec⁡(A)𝒜an(A,|.|x)≤1,a\not\in\bigcap_{x\in\operatorname{Spec}(A)^{\mathrm{an}}_{\mathscr{A}}}(A,|\raisebox{1.72218pt}{.}|_{x})_{\leq 1},

as required. ∎

We assume that XX is projective. Let 𝒳→Spec⁡(𝔬k)\mathscr{X}\to\operatorname{Spec}(\mathfrak{o}_{k}) be a flat and projective scheme over Spec⁡𝔬k\operatorname{Spec}\mathfrak{o}_{k} such that the generic fiber of 𝒳→Spec⁡(𝔬k)\mathscr{X}\to\operatorname{Spec}(\mathfrak{o}_{k}) is XX. Let ℒ\mathscr{L} be an invertible sheaf on 𝒳\mathscr{X} such that ℒ|X=L\left.{\mathscr{L}}\right|_{{X}}=L. We set h:={|.|ℒ​(x)}x∈Xanh:=\{|\raisebox{1.72218pt}{.}|_{\mathscr{L}}(x)\}_{x\in X^{\mathrm{an}}}. For the definition of the metric |.|ℒ​(x)|\raisebox{1.72218pt}{.}|_{\mathscr{L}}(x) at xx, see §1.1.6.

[026E]
Corollary 2.2.

Fix l∈H0​(X,L)l\in H^{0}(X,L). If |l|ℒ​(x)≤1|l|_{\mathscr{L}}(x)\leq 1 for all x∈Xanx\in X^{\mathrm{an}}, then there is s∈𝔬k∖{0}s\in\mathfrak{o}_{k}\setminus\{0\} such that s​l⊗n∈H0​(𝒳,ℒ⊗n)sl^{\otimes n}\in H^{0}(\mathscr{X},\mathscr{L}^{\otimes n}) for all n≥0n\geq 0.

[026F]
Proof.

Let 𝒳=⋃i=1NSpec⁡(𝒜i)\mathscr{X}=\bigcup_{i=1}^{N}\mathscr{\operatorname{Spec}}(\mathscr{A}_{i}) be an affine open covering of 𝒳\mathscr{X} with the following properties:

  1. (1)

    𝒜i\mathscr{A}_{i} is a finitely generated over 𝔬k\mathfrak{o}_{k} for every ii.

  2. (2)

    Spec⁡(𝒜i)∘≠∅\operatorname{Spec}(\mathscr{A}_{i})_{\circ}\not=\emptyset for all ii.

  3. (3)

    There is a basis ωi\omega_{i} of ℒ\mathscr{L} over Spec⁡(𝒜i)\operatorname{Spec}(\mathscr{A}_{i}) for every ii.

We set l=ai​ωil=a_{i}\omega_{i} for some ai∈Ai:=𝒜i⊗𝔬kka_{i}\in A_{i}:=\mathscr{A}_{i}\otimes_{\mathfrak{o}_{k}}k. By our assumption, |ai|x≤1|a_{i}|_{x}\leq 1 for all x∈Spec⁡(Ai)𝒜ianx\in\operatorname{Spec}(A_{i})^{\mathrm{an}}_{\mathscr{A}_{i}}. Therefore, by Theorem 2.1, aia_{i} is integral over 𝒜i\mathscr{A}_{i}, so that, by the following Lemma 2.3, we can find si∈Ss_{i}\in{S} such that si​ain∈𝒜is_{i}a_{i}^{n}\in\mathscr{A}_{i} for all n≥0n\geq 0. We set s=s1⋯sNs=s_{1}\cdots s_{N}. Then, as s​ain∈𝒜isa_{i}^{n}\in\mathscr{A}_{i} for all n≥0n\geq 0 and i=1,…,Ni=1,\ldots,N, we have the assertion. ∎

[026G]
Lemma 2.3.

Let AA be a commutative ring and SS a multiplicatively closed subset of AA, which consists of regular elements of AA. If t∈S−1​At\in{S^{-1}A} and tt is integral over AA, then there is s∈Ss\in S such that s​tn∈Ast^{n}\in A for all n≥0n\geq 0.

[026H]
Proof.

As tt is integral over AA, there are a1,…,ar−1∈Aa_{1},\ldots,a_{r-1}\in A such that

tr=a1​tr−1+⋯+ar−1​t+ar.t^{r}=a_{1}t^{r-1}+\cdots+a_{r-1}t+a_{r}.

We choose s∈Ss\in S such that s​ti∈Ast^{i}\in A for i=0,…,r−1i=0,\ldots,r-1. By induction on nn, we prove that s​tn∈Ast^{n}\in A for all n≥0n\geq 0. Note that

tn=a1​tn−1+⋯+ar−1​tn−r+1+ar​tn−r.t^{n}=a_{1}t^{n-1}+\cdots+a_{r-1}t^{n-r+1}+a_{r}t^{n-r}.

Thus, if s​ti∈Ast^{i}\in A for i=0,…,n−1i=0,\ldots,n-1, then s​tn∈Ast^{n}\in A because

s​tn=a1​(s​tn−1)+⋯+ar−1​(s​tn−r+1)+ar​(s​tn−r).st^{n}=a_{1}(st^{n-1})+\cdots+a_{r-1}(st^{n-r+1})+a_{r}(st^{n-r}).

∎

[026I]

3. Continuous metrics of invertible sheaves

In this section, we consider several properties of continuous metrics of invertible sheaves. Let h={|.|h​(x)}x∈Xanh=\{|\raisebox{1.72218pt}{.}|_{h}(x)\}_{x\in X^{\mathrm{an}}} and h′={|.|h′​(x)}x∈Xanh^{\prime}=\{|\raisebox{1.72218pt}{.}|_{h^{\prime}}(x)\}_{x\in X^{\mathrm{an}}} be continuous metrics of LanL^{\mathrm{an}} (cf. §1.1.4). As L⁡(x):=L⊗𝒪Xκ^​(x){L(x)}:=L\otimes_{\mathscr{O}_{X}}\hat{\kappa}(x) is a 11-dimensional vector space over κ^​(x)\hat{\kappa}(x), h+h′:={|.|h​(x)+|.|h′​(x)}x∈Xanh+h^{\prime}:=\{|\raisebox{1.72218pt}{.}|_{h}(x)+|\raisebox{1.72218pt}{.}|_{h^{\prime}}(x)\}_{x\in X^{\mathrm{an}}} forms a continuous metric of LanL^{\mathrm{an}}. Indeed, we can find a continuous positive function φ\varphi on XanX^{\mathrm{an}} such that |.|h′​(x)=φ⁡(x)​|.|h​(x)|\raisebox{1.72218pt}{.}|_{h^{\prime}}(x)=\varphi(x)|\raisebox{1.72218pt}{.}|_{h}(x) for any x∈Xanx\in X^{\mathrm{an}}. Thus

h+h′={(1+φ⁡(x))​|.|h​(x)}x∈Xanh+h^{\prime}=\{(1+\varphi(x))|\raisebox{1.72218pt}{.}|_{h}(x)\}_{x\in X^{\mathrm{an}}}

is a continuous metric of LanL^{\mathrm{an}}.

[026J]
Lemma 3.1.

There is a continuous metric of LanL^{\mathrm{an}}.

[026K]
Proof.

Let us choose an affine open covering X=⋃i=1NUiX=\bigcup_{i=1}^{N}U_{i} together with a local basis ωi\omega_{i} of LL on each UiU_{i}. Let hih_{i} be a metric of LanL^{\mathrm{an}} over UianU_{i}^{\mathrm{an}} given by |ωi|hi​(x)=1|\omega_{i}|_{h_{i}}(x)=1 for x∈Uianx\in U_{i}^{\mathrm{an}}. As XanX^{\mathrm{an}} is paracompact (locally compact and σ\sigma-compact), we can find a partition of unity {ρi}i=1,…,N\{\rho_{i}\}_{i=1,\ldots,N} of continuous functions on XanX^{\mathrm{an}} such that supp⁡(ρi)⊆Uian\mathrm{supp}(\rho_{i})\subseteq U_{i}^{\mathrm{an}} for all ii. If we set |.|h​(x)=∑i=1Nρi​(x)​|.|hi​(x)|\raisebox{1.72218pt}{.}|_{h}(x)=\sum_{i=1}^{N}\rho_{i}(x)|\raisebox{1.72218pt}{.}|_{h_{i}}(x), then h={|.|h​(x)}x∈Xanh=\{|\raisebox{1.72218pt}{.}|_{h}(x)\}_{x\in X^{\mathrm{an}}} yields a continuous metric of LanL^{\mathrm{an}}. ∎

[026L]

3.1. Extension theorem for a metric arising from a model

We assume that XX is projective. Let 𝒳→Spec⁡𝔬k\mathscr{X}\rightarrow\operatorname{Spec}\mathfrak{o}_{k} be a model of XX. We let ℒ\mathscr{L} be an invertible sheaf on 𝒳\mathscr{X} such that ℒ|X=L\left.{\mathscr{L}}\right|_{{X}}=L. We have seen in §1.1.6 that ℒ\mathscr{L} induces a continuous metric h={|.|ℒ​(x)}x∈Xanh=\{|\raisebox{1.72218pt}{.}|_{\mathscr{L}}(x)\}_{x\in X^{\mathrm{an}}} of LanL^{\mathrm{an}}.

[026M]
Theorem 3.2.

We assume that |.||\raisebox{1.72218pt}{.}| is non-trivial and ℒ\mathscr{L} is an ample invertible sheaf. Fix a closed subscheme YY of XX, l∈H0​(Y,L|Y)l\in H^{0}(Y,\left.{L}\right|_{{Y}}) and a positive number ϵ\epsilon. Then there are a positive integer nn and s∈H0​(X,L⊗n)s\in H^{0}(X,L^{\otimes n}) such that s|Y=l⊗n\left.{s}\right|_{{Y}}=l^{\otimes n} and

‖s‖hn≤en​ϵ​(‖l‖Y,h)n.\|s\|_{h^{n}}\leq e^{n\epsilon}\left(\|l\|_{Y,h}\right)^{n}.
[026N]
Proof.

Clearly, we may assume that l≠0l\not=0. Let 𝒴\mathscr{Y} be the Zariski closure of YY in 𝒳\mathscr{X} (cf. §1.1.7).

[026P]
Claim 3.2.1.

There are a positive integer aa and α∈k×\alpha\in k^{\times} such that

e−aϵ/2≤∥αl⊗a∥Y,ha≤1.e^{-a\epsilon/2}\leq\|\alpha l^{\otimes a}\|_{Y,h^{a}}\leq 1.
[026Q]
Proof.

First we assume that |.||\raisebox{1.72218pt}{.}| is discrete. We take a positive integer aa such that e−ϵa/2≤|ϖ|e^{-\epsilon a/2}\leq|\varpi|. We also choose α∈k×\alpha\in k^{\times} such that

|α−1|=min⁡{|γ|∣γ∈k× and ‖l⊗a‖Y,ha≤|γ|}.|\alpha^{-1}|=\min\{|\gamma|\mid\text{$\gamma\in k^{\times}$ and $\|l^{\otimes a}\|_{Y,h^{a}}\leq|\gamma|$}\}.

Then, as ‖l⊗a‖Y,ha≤|α−1|≤|ϖ|−1​‖l⊗a‖Y,ha\|l^{\otimes a}\|_{Y,h^{a}}\leq|\alpha^{-1}|\leq|\varpi|^{-1}\|l^{\otimes a}\|_{Y,h^{a}}, we have

e−aϵ/2≤|ϖ|≤∥αl⊗a∥Y,ha≤1.e^{-a\epsilon/2}\leq|\varpi|\leq\|\alpha l^{\otimes a}\|_{Y,h^{a}}\leq 1.

Next we assume that |.||\raisebox{1.72218pt}{.}| is not discrete. In this case, |k×||k^{\times}| is dense in ℝ>0\mathbb{R}_{>0} by Lemma 1.15, so that we can choose β∈k×\beta\in k^{\times} such that

e−ϵ/2≤∥l∥Y,h/|β|≤1.e^{-\epsilon/2}\leq\|l\|_{Y,h}/|\beta|\leq 1.

Thus if we set α=β−1\alpha=\beta^{-1} and a=1a=1, we have the assertion. ∎

By Corollary 2.2, there is β∈𝔬K∖{0}\beta\in\mathfrak{o}_{K}\setminus\{0\} such that

β​(α​l⊗a)⊗m∈H0​(𝒴,ℒ⊗a​m|𝒴)\beta(\alpha l^{\otimes a})^{\otimes m}\in H^{0}(\mathscr{Y},\left.{\mathscr{L}^{\otimes am}}\right|_{{\mathscr{Y}}})

for all m≥0m\geq 0. We choose a positive integer mm such that |β|−1≤ea​m​ϵ/2|\beta|^{-1}\leq e^{am\epsilon/2} and

H0​(𝒳,ℒ⊗a​m)→H0​(𝒴,ℒ⊗a​m|𝒴)H^{0}(\mathscr{X},\mathscr{L}^{\otimes am})\to H^{0}(\mathscr{Y},\left.{\mathscr{L}^{\otimes am}}\right|_{{\mathscr{Y}}})

is surjective, so that we can find lm∈H0​(𝒳,ℒ⊗a​m)l_{m}\in H^{0}(\mathscr{X},\mathscr{L}^{\otimes am}) such that lm|𝒴=β​(α​l⊗a)⊗m\left.{l_{m}}\right|_{{\mathscr{Y}}}=\beta(\alpha l^{\otimes a})^{\otimes m}. Note that ‖lm‖ha​m≤1\|l_{m}\|_{h^{am}}\leq 1. Thus, if we set s=β−1​α−m​lms=\beta^{-1}\alpha^{-m}l_{m}, then s|𝒴=l⊗a​m\left.{s}\right|_{{\mathscr{Y}}}=l^{\otimes am} and

‖s‖ha​m\displaystyle\|s\|_{h^{am}} =|β|−1​|α|−m​‖lm‖ha​m≤ea​m​ϵ/2​|α|−m\displaystyle=|\beta|^{-1}|\alpha|^{-m}\|l_{m}\|_{h^{am}}\leq e^{am\epsilon/2}|\alpha|^{-m}
≤ea​m​ϵ/2​|α|−m​(ea​ϵ/2​‖α​l⊗a‖Y,ha)m=ea​m​ϵ​(‖l‖Y,h)a​m,\displaystyle\leq e^{am\epsilon/2}|\alpha|^{-m}\left(e^{a\epsilon/2}\|\alpha l^{\otimes a}\|_{Y,h^{a}}\right)^{m}=e^{am\epsilon}\left(\|l\|_{Y,h}\right)^{am},

as required. ∎

[026R]

3.2. Quotient metric

Let VV be a finite-dimensional vector space over kk. We assume that there is a surjective homomorphism

π:V⊗k𝒪X→L.\pi:V\otimes_{k}\mathscr{O}_{X}\to L.

For each e∈Ve\in V, π⁡(e⊗1)\pi(e\otimes 1) yields a global section of LL, that is, π⁡(e⊗1)∈H0​(X,L)\pi(e\otimes 1)\in H^{0}(X,L). We denote it by e~\tilde{e}. Let ‖.‖\|\raisebox{1.72218pt}{.}\| be a norm of VV and V¯:=(V,‖.‖)\overline{V}:=(V,\|\raisebox{1.72218pt}{.}\|). Let ‖.‖κ^​(x)\|\raisebox{1.72218pt}{.}\|_{\hat{\kappa}(x)} be a norm of V⊗kκ^​(x)V\otimes_{k}\hat{\kappa}(x) obtained by the scalar extension of ‖.‖\|\raisebox{1.72218pt}{.}\| (cf. Definition 1.8). Let |.|V¯quot​(x)|\raisebox{1.72218pt}{.}|_{\overline{V}}^{\mathrm{quot}}(x) be the quotient norm of L​(x):=L⊗κ^​(x)L(x):=L\otimes\hat{\kappa}(x) induced by ‖.‖κ^​(x)\|\raisebox{1.72218pt}{.}\|_{\hat{\kappa}(x)} and the surjective homomorphism V⊗kκ^​(x)→L⁡(x)V\otimes_{k}\hat{\kappa}(x)\to{L(x)}.

[026S]
Lemma 3.3.

Let hh be a continuous metric of LanL^{\mathrm{an}} (cf. Lemma 3.1). Let (e0,…,er)(e_{0},\ldots,e_{r}) be an orthogonal basis of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\|. Then, for s∈H0​(X,L)s\in H^{0}(X,L),

|s|V¯quot​(x)=|s|h​(x)maxi=0,…,r⁡{|e~i|h​(x)‖ei‖}|s|_{\overline{V}}^{\mathrm{quot}}(x)=\frac{|s|_{h}(x)}{{\displaystyle\max_{i=0,\ldots,r}\left\{\frac{|\tilde{e}_{i}|_{h}(x)}{\|e_{i}\|}\right\}}}

on XanX^{\mathrm{an}}.

[026T]
Proof.

We set I:={i∣e~i≠0 in H0​(X,L)}I:=\{i\mid\text{$\tilde{e}_{i}\not=0$ in $H^{0}(X,L)$}\} and Ui:={p∈X∣e~i≠0 at p}U_{i}:=\{p\in X\mid\text{$\tilde{e}_{i}\not=0$ at $p$}\} for i∈Ii\in I.

[026U]
Claim 3.3.1.

For a fixed j∈Ij\in I, if we set e~i=ai​j​e~j\tilde{e}_{i}=a_{ij}\tilde{e}_{j} on UjU_{j} (ai​j∈𝒪Uja_{ij}\in\mathscr{O}_{U_{j}}), then

|e~j|V¯quot​(x)=1maxi=0,…,r⁡{|ai​j|x‖ei‖}|\tilde{e}_{j}|_{\overline{V}}^{\mathrm{quot}}(x)=\frac{1}{\displaystyle{\max_{i=0,\ldots,r}\left\{\frac{|a_{ij}|_{x}}{\|e_{i}\|}\right\}}}

on UjanU_{j}^{\mathrm{an}}.

[026V]
Proof.

We set ci=‖ei‖c_{i}=\|e_{i}\| for i=0,…,ri=0,\ldots,r. Without loss of generality, we may assume that j=0j=0, that is, we need to show that

|e~0|V¯quot​(x)=1max⁡{1/c0,|a10|x/c1,…,|ar​0|x/cr}.|\tilde{e}_{0}|_{\overline{V}}^{\mathrm{quot}}(x)=\frac{1}{\max\{1/c_{0},|a_{10}|_{x}/c_{1},\ldots,|a_{r0}|_{x}/c_{r}\}}.

Since

ker(πx:V⊗kκ^(x)→L⊗𝒪Xκ^(x))=⟨e1−a10(x)e0,…,er−ar​0(x)e0⟩\ker(\pi_{x}:V\otimes_{k}\hat{\kappa}(x)\to L\otimes_{\mathscr{O}_{X}}\hat{\kappa}(x))=\langle e_{1}-a_{10}(x)e_{0},\ldots,e_{r}-a_{r0}(x)e_{0}\rangle

for x∈U0anx\in U^{\mathrm{an}}_{0}, we have

|e~0|V¯quot(x)=inf{f(λ1,…,λr)|(λ1,…,λr)∈κ^(x)r},|\tilde{e}_{0}|_{\overline{V}}^{\mathrm{quot}}(x)=\inf\left.\left\{f(\lambda_{1},\ldots,\lambda_{r})\ \right|\ (\lambda_{1},\ldots,\lambda_{r})\in\hat{\kappa}(x)^{r}\right\},

where f⁡(λ1,…,λr):=‖e0+∑i=1rλi​(ei−ai​0​(x)​e0)‖κ^​(x)f(\lambda_{1},\ldots,\lambda_{r}):=\big\|e_{0}+\sum_{i=1}^{r}\lambda_{i}(e_{i}-a_{i0}(x)e_{0})\big\|_{\hat{\kappa}(x)}. Note that

f⁡(λ1,…,λr)=max⁡{c0​|1−∑i=1rλi​ai​0​(x)|x,c1​|λ1|x,…,cr​|λr|x}.f(\lambda_{1},\ldots,\lambda_{r})=\max\left\{c_{0}\left|1-\sum\nolimits_{i=1}^{r}\lambda_{i}a_{i0}(x)\right|_{x},c_{1}|\lambda_{1}|_{x},\ldots,c_{r}|\lambda_{r}|_{x}\right\}.

As

max⁡{α0,…,αr}​max​{β0,…,βr}≥max⁡{α0​β0,…,αr​βr}\max\{\alpha_{0},\ldots,\alpha_{r}\}\max\{\beta_{0},\ldots,\beta_{r}\}\geq\max\{\alpha_{0}\beta_{0},\ldots,\alpha_{r}\beta_{r}\}

for α0,…,αr,β0,…,βr∈ℝ≥0\alpha_{0},\ldots,\alpha_{r},\beta_{0},\ldots,\beta_{r}\in\mathbb{R}_{\geq 0}, we have

f⁡(λ1,…,λr)⋅max⁡{1/c0,|a10​(x)|x/c1,…,|ar​0​(x)|x/cr}≥max⁡{|1−∑i=1rλi​ai​0​(x)|x,|λ1​a10​(x)|x,…,|λr​ar​0​(x)|x}≥|1−∑i=1rλi​ai​0​(x)+∑i=1rλi​ai​0​(x)|x=1.f(\lambda_{1},\ldots,\lambda_{r})\cdot\max\{1/c_{0},|a_{10}(x)|_{x}/c_{1},\ldots,|a_{r0}(x)|_{x}/c_{r}\}\\ \geq\max\left\{\left|1-\sum\nolimits_{i=1}^{r}\lambda_{i}a_{i0}(x)\right|_{x},|\lambda_{1}a_{10}(x)|_{x},\ldots,|\lambda_{r}a_{r0}(x)|_{x}\right\}\\ \geq\left|1-\sum\nolimits_{i=1}^{r}\lambda_{i}a_{i0}(x)+\sum\nolimits_{i=1}^{r}\lambda_{i}a_{i0}(x)\right|_{x}=1.

Therefore, we obtain

inf{f(λ1,…,λr)|(λ1,…,λr)∈κ^(x)n}≥1max⁡{1/c0,|a10​(x)|x/c1,…,|ar​0​(x)|x/cr}.\inf\left.\left\{f(\lambda_{1},\ldots,\lambda_{r})\ \right|\ (\lambda_{1},\ldots,\lambda_{r})\in\hat{\kappa}(x)^{n}\right\}\\ \geq\frac{1}{\max\{1/c_{0},|a_{10}(x)|_{x}/c_{1},\ldots,|a_{r0}(x)|_{x}/c_{r}\}}.

We need to see that

f⁡(η1,…,ηr)=1max⁡{1/c0,|a10​(x)|x/c1,…,|ar​0​(x)|x/cr}.f(\eta_{1},\ldots,\eta_{r})=\frac{1}{\max\{1/c_{0},|a_{10}(x)|_{x}/c_{1},\ldots,|a_{r0}(x)|_{x}/c_{r}\}}.

for some η1,…,ηr∈κ^​(x)\eta_{1},\ldots,\eta_{r}\in\hat{\kappa}(x). As f⁡(0,…,0)=c0f(0,\ldots,0)=c_{0}, the assertion holds if

max⁡{1/c0,|a10​(x)|x/c1,…,|ar​0​(x)|x/cr}=1/c0.\max\{1/c_{0},|a_{10}(x)|_{x}/c_{1},\ldots,|a_{r0}(x)|_{x}/c_{r}\}=1/c_{0}.

Next we assume that

max⁡{1/c0,|a10​(x)|x/c1,…,|ar​0​(x)|x/cr}=|ai​0​(x)|x/ci\max\{1/c_{0},|a_{10}(x)|_{x}/c_{1},\ldots,|a_{r0}(x)|_{x}/c_{r}\}=|a_{i0}(x)|_{x}/c_{i}

for some ii. Clearly ai​0​(x)≠0a_{i0}(x)\not=0. If we set

ηj={0if j≠i,1/ai​0​(x)if j=i,\eta_{j}=\begin{cases}0&\text{if $j\not=i$},\\ 1/a_{i0}(x)&\text{if $j=i$},\end{cases}

then f⁡(η1,…,ηn)=ci/|ai​0​(x)|xf(\eta_{1},\ldots,\eta_{n})=c_{i}/|a_{i0}(x)|_{x}, as required. ∎

If we set s=f​e~js=f\tilde{e}_{j} on UjU_{j} (f∈𝒪Ujf\in\mathscr{O}_{U_{j}}), then |s|V¯quot​(x)=|f|x|​e~j|V¯quot​(x)|s|_{\overline{V}}^{\mathrm{quot}}(x)=|f|_{x}|\tilde{e}_{j}|_{\overline{V}}^{\mathrm{quot}}(x) on UjanU_{j}^{\mathrm{an}}, so that, by Claim 3.3.1,

|s|V¯quot​(x)=|f|xmaxi=0,…,r⁡{|ai​j|x‖ei‖}.|s|_{\overline{V}}^{\mathrm{quot}}(x)=\frac{|f|_{x}}{\displaystyle{\max_{i=0,\ldots,r}\left\{\frac{|a_{ij}|_{x}}{\|e_{i}\|}\right\}}}.

On the other hand, |s|h​(x)=|f|x|​e~j|h​(x)|s|_{h}(x)=|f|_{x}|\tilde{e}_{j}|_{h}(x) and |e~i|h​(x)=|ai​j|x|​e~j|h​(x)|\tilde{e}_{i}|_{h}(x)=|a_{ij}|_{x}|\tilde{e}_{j}|_{h}(x) for i=0,…,ri=0,\ldots,r. Thus

|s|V¯quot​(x)=|s|h​(x)maxi=0,…,n⁡{|e~i|h​(x)‖ei‖}|s|_{\overline{V}}^{\mathrm{quot}}(x)=\frac{|s|_{h}(x)}{{\displaystyle\max_{i=0,\ldots,n}\left\{\frac{|\tilde{e}_{i}|_{h}(x)}{\|e_{i}\|}\right\}}}

on UjanU_{j}^{\mathrm{an}}. Therefore, the assertion follows because X=⋃j∈IUjX=\bigcup_{j\in I}U_{j}. ∎

[026W]
Corollary 3.4.

{|.|V¯quot​(x)}x∈Xan\left\{|\raisebox{1.72218pt}{.}|_{\overline{V}}^{\mathrm{quot}}(x)\right\}_{x\in X^{\mathrm{an}}} yields a continuous metric of LanL^{\mathrm{an}}.

[026X]
Proof.

If VV has an orthogonal basis with respect to ‖.‖\|\raisebox{1.72218pt}{.}\|, then the assertion follows from Lemma 3.3.

In general, by Proposition 1.3, for each n∈ℤ>0n\in\mathbb{Z}_{>0}, we choose a basis

(en,0,en,1,…,en,r)(e_{n,0},e_{n,1},\ldots,e_{n,r})

of VV such that

(1−1/n)​max⁡{|c0|​‖en,0‖,…,|cr|​‖en,r‖}≤‖c0​en,0+⋯+cr​en,r‖(1-1/n)\max\{|c_{0}|\|e_{n,0}\|,\ldots,|c_{r}|\|e_{n,r}\|\}\leq\|c_{0}e_{n,0}+\cdots+c_{r}e_{n,r}\|

for all c0,…,cr∈kc_{0},\ldots,c_{r}\in k. If we set

‖c0​en,0+⋯+cr​en,r‖n:=max⁡{|c0|​‖en,0‖,…,|cr|​‖en,r‖}\|c_{0}e_{n,0}+\cdots+c_{r}e_{n,r}\|_{n}:=\max\{|c_{0}|\|e_{n,0}\|,\ldots,|c_{r}|\|e_{n,r}\|\}

for c0,…,cr∈kc_{0},\ldots,c_{r}\in k. Then (1−1/n)​‖.‖n≤‖.‖≤‖.‖n(1-1/n)\|\raisebox{1.72218pt}{.}\|_{n}\leq\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{n}, so that

(1−1/n)​|.|(V,‖.‖n)quot​(x)≤|.|(V,‖.‖)quot​(x)≤|.|(V,‖.‖n)quot​(x)(1-1/n)|\raisebox{1.72218pt}{.}|_{(V,\|\raisebox{1.20552pt}{.}\|_{n})}^{\mathrm{quot}}(x)\leq|\raisebox{1.72218pt}{.}|_{(V,\|\raisebox{1.20552pt}{.}\|)}^{\mathrm{quot}}(x)\leq|\raisebox{1.72218pt}{.}|_{(V,\|\raisebox{1.20552pt}{.}\|_{n})}^{\mathrm{quot}}(x)

for all x∈Xanx\in X^{\mathrm{an}}. Let ω\omega be a local basis of LL over an open set UU. Then the above inequalities imply that

log⁡(1−1/n)≤log⁡(|ω|(V,‖.‖)quot​(x))−log⁡(|ω|(V,‖.‖n)quot​(x))≤0\log(1-1/n)\leq\log\left(|\omega|_{(V,\|\raisebox{1.20552pt}{.}\|)}^{\mathrm{quot}}(x)\right)-\log\left(|\omega|_{(V,\|\raisebox{1.20552pt}{.}\|_{n})}^{\mathrm{quot}}(x)\right)\leq 0

for all x∈Uanx\in U^{\mathrm{an}}, which shows that the sequence {log⁡(|ω|(V,‖.‖n)quot​(x))}n=1∞\left\{\log\left(|\omega|_{(V,\|\raisebox{1.20552pt}{.}\|_{n})}^{\mathrm{quot}}(x)\right)\right\}_{n=1}^{\infty} converges to log⁡(|ω|(V,‖.‖)quot​(x))\log\left(|\omega|_{(V,\|\raisebox{1.20552pt}{.}\|)}^{\mathrm{quot}}(x)\right) uniformly on UanU^{\mathrm{an}}. Thus, by the previous observation, log⁡(|ω|(V,‖.‖)quot​(x))\log\left(|\omega|_{(V,\|\raisebox{1.20552pt}{.}\|)}^{\mathrm{quot}}(x)\right) is continuous on UanU^{\mathrm{an}}. ∎

From now on and until the end of the subsection, we assume that XX is projective and LL is generated by global sections. Let h={|.|h​(x)}x∈Xanh=\{|\raisebox{1.72218pt}{.}|_{h}(x)\}_{x\in X^{\mathrm{an}}} be a continuous metric of LanL^{\mathrm{an}}. As H0​(X,L)⊗k𝒪X→LH^{0}(X,L)\otimes_{k}\mathscr{O}_{X}\to L is surjective, by Corollary 3.4,

hquot={|.|(H0​(X,L),‖.‖h)quot​(x)}x∈Xanh^{\mathrm{quot}}=\left\{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{(H^{0}(X,L),\|\raisebox{1.20552pt}{.}\|_{h})}(x)\right\}_{x\in X^{\mathrm{an}}}

yields a continuous metric of LanL^{\mathrm{an}}. For simplicity, we denote |.|(H0​(X,L),‖.‖h)quot​(x)|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{(H^{0}(X,L),\|\raisebox{1.20552pt}{.}\|_{h})}(x) by |.|hquot​(x)|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h}(x). Moreover, the supreme norm of H0​(X,L)H^{0}(X,L) arising from hquoth^{\mathrm{quot}} is denoted by ‖.‖hquot\|\raisebox{1.72218pt}{.}\|_{h}^{\mathrm{quot}}, that is, ‖.‖hquot:=‖.‖hquot\|\raisebox{1.72218pt}{.}\|_{h}^{\mathrm{quot}}:=\|\raisebox{1.72218pt}{.}\|_{h^{\mathrm{quot}}}.

[026Y]
Lemma 3.5.
  1. (1)

    |.|h​(x)≤|.|hquot​(x)|\raisebox{1.72218pt}{.}|_{h}(x)\leq|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h}(x) for all x∈Xanx\in X^{\mathrm{an}}.

  2. (2)

    ‖.‖h=‖.‖hquot\|\raisebox{1.72218pt}{.}\|_{h}=\|\raisebox{1.72218pt}{.}\|_{h}^{\mathrm{quot}}.

  3. (3)

    Let (L′,h′)(L^{\prime},h^{\prime}) be a pair of an invertible sheaf L′L^{\prime} on XX and a continuous metric h′={|.|h′​(x)}x∈Xanh^{\prime}=\{|\raisebox{1.72218pt}{.}|_{h^{\prime}}(x)\}_{x\in X^{\operatorname{an}}} of L′an{L^{\prime}}^{\operatorname{an}} such that L′L^{\prime} is generated by global sections. Then

    |l⋅l′|h⊗h′quot​(x)≤|l|hquot​(x)|​l′|h′quot​(x)|l\cdot l^{\prime}|_{h\otimes h^{\prime}}^{\mathrm{quot}}(x)\leq|l|_{h}^{\mathrm{quot}}(x)|l^{\prime}|_{h^{\prime}}^{\mathrm{quot}}(x)

    for l∈L⁡(x)l\in{L(x)} and l′∈L′​(x)l^{\prime}\in{L^{\prime}(x)}.

[026Z]
Proof.

(1) Fix l∈L⁡(x)∖{0}l\in{L(x)}\setminus\{0\}. For ϵ>0\epsilon>0, let (e1,…,en)(e_{1},\ldots,e_{n}) be an e−ϵe^{-\epsilon}-orthogonal basis of H0​(X,L)H^{0}(X,L) with respect to ‖.‖h\|\raisebox{1.72218pt}{.}\|_{h}. There is s∈H0​(X,L)⊗kκ^​(x)s\in H^{0}(X,L)\otimes_{k}\hat{\kappa}(x) such that s⁡(x)=ls(x)=l and ‖s‖h,κ^​(x)≤eϵ​|l|hquot​(x)\|s\|_{h,\hat{\kappa}(x)}\leq e^{\epsilon}|l|^{\mathrm{quot}}_{h}(x). We set s=a1​e1+⋯+an​ens=a_{1}e_{1}+\cdots+a_{n}e_{n} (a1,…,an∈κ^​(x)a_{1},\ldots,a_{n}\in\hat{\kappa}(x)). Then, by Proposition 1.9,

‖s‖h,κ^​(x)\displaystyle\|s\|_{h,\hat{\kappa}(x)} ≥e−ϵ​max⁡{|a1|x​‖e1‖h,…,|an|x​‖en‖h}\displaystyle\geq e^{-\epsilon}\max\{|a_{1}|_{x}\|e_{1}\|_{h},\ldots,|a_{n}|_{x}\|e_{n}\|_{h}\}
≥e−ϵ​max⁡{|a1|x|​e1|h​(x),…,|an|x|​en|h​(x)}≥e−ϵ|l|h​(x),\displaystyle\geq e^{-\epsilon}\max\{|a_{1}|_{x}|e_{1}|_{h}(x),\ldots,|a_{n}|_{x}|e_{n}|_{h}(x)\}\geq e^{-\epsilon}|l|_{h}(x),

so that |l|h​(x)≤e2​ϵ​|l|hquot​(x)|l|_{h}(x)\leq e^{2\epsilon}|l|^{\mathrm{quot}}_{h}(x), and hence the assertion follows because ϵ\epsilon is an arbitrary positive number.

(2) By (1), we have ‖.‖h≤‖.‖hquot\|\raisebox{1.72218pt}{.}\|_{h}\leq\|\raisebox{1.72218pt}{.}\|_{h}^{\mathrm{quot}}. On the other hand, as |s|hquot​(x)≤‖s‖h|s|^{\mathrm{quot}}_{h}(x)\leq\|s\|_{h} for s∈H0​(X,L)s\in H^{0}(X,L), we have ‖s‖hquot≤‖s‖h\|s\|^{\mathrm{quot}}_{h}\leq\|s\|_{h}.

(3) For ϵ>0\epsilon>0, there are s∈H0​(X,L)⊗kκ^​(x)s\in H^{0}(X,L)\otimes_{k}\hat{\kappa}(x) and s′∈H0​(X,L′)⊗kκ^​(x)s^{\prime}\in H^{0}(X,L^{\prime})\otimes_{k}\hat{\kappa}(x) such that

s⁡(x)=l,s′​(x)=l′,‖s‖h,κ^​(x)≤eϵ​|l|hquot​(x)​and​‖s′‖h′,κ^​(x)≤eϵ​|l′|h′quot​(x).s(x)=l,\ s^{\prime}(x)=l^{\prime},\ \|s\|_{h,\hat{\kappa}(x)}\leq e^{\epsilon}|l|_{h}^{\mathrm{quot}}(x)\ \text{and}\ \|s^{\prime}\|_{h^{\prime},\hat{\kappa}(x)}\leq e^{\epsilon}|l^{\prime}|_{h^{\prime}}^{\mathrm{quot}}(x).

Here let us see that ‖s⋅s′‖h⊗h′,κ^​(x)≤e2​ϵ​‖s‖h,κ^​(x)​‖s′‖h′,κ^​(x)\|s\cdot s^{\prime}\|_{h\otimes h^{\prime},\hat{\kappa}(x)}\leq e^{2\epsilon}\|s\|_{h,\hat{\kappa}(x)}\|s^{\prime}\|_{h^{\prime},\hat{\kappa}(x)}. Let (s1,…,sm)(s_{1},\ldots,s_{m}) and (s1′,…,sm′′)(s^{\prime}_{1},\ldots,s^{\prime}_{m^{\prime}}) be e−ϵe^{-\epsilon}-orthogonal bases of H0​(X,L)H^{0}(X,L) and H0​(X,L′)H^{0}(X,L^{\prime}), respectively. If we set s=t1​s1+⋯+tm​sms=t_{1}s_{1}+\cdots+t_{m}s_{m} and s′=t1′​s1′+⋯+tm′′​sm′′s^{\prime}=t^{\prime}_{1}s^{\prime}_{1}+\cdots+t^{\prime}_{m^{\prime}}s^{\prime}_{m^{\prime}} (t1,…,tm,t1′,…,tm′′∈κ^​(x)t_{1},\ldots,t_{m},t^{\prime}_{1},\ldots,t^{\prime}_{m^{\prime}}\in\hat{\kappa}(x)), then

s⋅s′=∑i,jti​tj′​si⋅sj′.s\cdot s^{\prime}=\sum_{i,j}t_{i}t^{\prime}_{j}s_{i}\cdot s^{\prime}_{j}.

Thus,

‖s⋅s′‖h⊗h′,κ^​(x)\displaystyle\|s\cdot s^{\prime}\|_{h\otimes h^{\prime},\hat{\kappa}(x)} ≤maxi,j⁡{|ti|x|tj′|x​‖si⋅sj′‖h⊗h′}≤maxi,j⁡{|ti|x|tj′|x​‖si‖h​‖sj′‖h′}\displaystyle\leq\max_{i,j}\left\{|t_{i}|_{x}|t^{\prime}_{j}|_{x}\|s_{i}\cdot s^{\prime}_{j}\|_{h\otimes h^{\prime}}\right\}\leq\max_{i,j}\left\{|t_{i}|_{x}|t^{\prime}_{j}|_{x}\|s_{i}\|_{h}\|s^{\prime}_{j}\|_{h^{\prime}}\right\}
≤maxi⁡{|ti|x​‖si‖h}​maxj​{|tj′|x​‖sj′‖h′}\displaystyle\leq\max_{i}\left\{|t_{i}|_{x}\|s_{i}\|_{h}\right\}\max_{j}\left\{|t^{\prime}_{j}|_{x}\|s^{\prime}_{j}\|_{h^{\prime}}\right\}
≤e2​ϵ​‖s‖h,κ^​(x)​‖s′‖h′,κ^​(x).\displaystyle\leq e^{2\epsilon}\|s\|_{h,\hat{\kappa}(x)}\|s^{\prime}\|_{h^{\prime},\hat{\kappa}(x)}.

Therefore, we have (s⋅s′)​(x)=l⋅l′(s\cdot s^{\prime})(x)=l\cdot l^{\prime} and

|l⋅l′|h⊗h′quot​(x)≤‖s⋅s′‖h⊗h′,κ^​(x)≤e2​ϵ​‖s‖h,κ^​(x)​‖s′‖h′,κ^​(x)≤e4​ϵ​|l|hquot​(x)|​l′|h′quot​(x),|l\cdot l^{\prime}|_{h\otimes h^{\prime}}^{\mathrm{quot}}(x)\leq\|s\cdot s^{\prime}\|_{h\otimes h^{\prime},\hat{\kappa}(x)}\leq e^{2\epsilon}\|s\|_{h,\hat{\kappa}(x)}\|s^{\prime}\|_{h^{\prime},\hat{\kappa}(x)}\leq e^{4\epsilon}|l|_{h}^{\mathrm{quot}}(x)|l^{\prime}|_{h^{\prime}}^{\mathrm{quot}}(x),

as required. ∎

[0270]
Proposition 3.6.

If there are a normed finite-dimensional vector space (V,‖.‖)(V,\|\raisebox{1.72218pt}{.}\|) and a surjective homomorphism V⊗k𝒪X→LV\otimes_{k}\mathscr{O}_{X}\to L such that hh is given by {|.|(V,‖.‖)quot​(x)}x∈Xan\left\{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{(V,\|\raisebox{1.20552pt}{.}\|)}(x)\right\}_{x\in X^{\mathrm{an}}}, then |.|hn​(x)=|.|hnquot​(x)|\raisebox{1.72218pt}{.}|_{h^{n}}(x)=|\raisebox{1.72218pt}{.}|_{h^{n}}^{\mathrm{quot}}(x) for all n≥1n\geq 1.

[0271]
Proof.

First we consider the case n=1n=1. Fix l∈L⁡(x)∖{0}l\in{L(x)}\setminus\{0\}. For ϵ>0\epsilon>0, there is s∈V⊗kκ^​(x)s\in V\otimes_{k}\hat{\kappa}(x) such that s~​(x)=l\tilde{s}(x)=l and ‖s‖κ^​(x)≤eϵ​|l|h​(x)\|s\|_{\hat{\kappa}(x)}\leq e^{\epsilon}|l|_{h}(x).

Note that ‖e~‖h≤‖e‖\|\tilde{e}\|_{h}\leq\|e\| for all e∈Ve\in V. Let (e1,…,er)(e_{1},\ldots,e_{r}) be an e−ϵe^{-\epsilon}-orthogonal basis of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\|. If we set s=a1​e1+⋯+ar​ers=a_{1}e_{1}+\cdots+a_{r}e_{r} (a1,…,ar∈κ^​(x)a_{1},\ldots,a_{r}\in\hat{\kappa}(x)), then, by Proposition 1.9,

‖s~‖h,κ^​(x)\displaystyle\|\tilde{s}\|_{h,\hat{\kappa}(x)} ≤max⁡{|a1|x​‖e~1‖h,…,|ar|x​‖e~r‖h}\displaystyle\leq\max\{|a_{1}|_{x}\|\tilde{e}_{1}\|_{h},\ldots,|a_{r}|_{x}\|\tilde{e}_{r}\|_{h}\}
≤max⁡{|a1|x​‖e1‖,…,|ar|x​‖er‖}\displaystyle\leq\max\{|a_{1}|_{x}\|e_{1}\|,\ldots,|a_{r}|_{x}\|e_{r}\|\}
≤eϵ​‖s‖κ^​(x),\displaystyle\leq e^{\epsilon}\|s\|_{\hat{\kappa}(x)},

so that

|l|hquot​(x)≤‖s~‖h,κ^​(x)≤eϵ​‖s‖κ^​(x)≤e2​ϵ​|l|h​(x),|l|_{h}^{\mathrm{quot}}(x)\leq\|\tilde{s}\|_{h,\hat{\kappa}(x)}\leq e^{\epsilon}\|s\|_{\hat{\kappa}(x)}\leq e^{2\epsilon}|l|_{h}(x),

and hence |l|hquot​(x)≤|l|h​(x)|l|_{h}^{\mathrm{quot}}(x)\leq|l|_{h}(x) by taking ϵ→0\epsilon\to 0. Thus the assertion for n=1n=1 follows from (1) in Lemma 3.5.

In general, by using (3) in Lemma 3.5,

|ln|hn​(x)=(|l|h​(x))n=(|l|hquot​(x))n≥|ln|hnquot​(x),|l^{n}|_{h^{n}}(x)=\left(|l|_{h}(x)\right)^{n}=\left(|l|_{h}^{\mathrm{quot}}(x)\right)^{n}\geq|l^{n}|_{h^{n}}^{\mathrm{quot}}(x),

and hence we have the assertion by (1) in Lemma 3.5. ∎

[0272]
Lemma 3.7.

We assume that there are a normed finite-dimensional vector space (V,‖.‖)(V,\|\raisebox{1.72218pt}{.}\|) and a surjective homomorphism V⊗k𝒪X→LV\otimes_{k}\mathscr{O}_{X}\to L such that hh is given by {|.|(V,‖.‖)quot​(x)}x∈Xan\left\{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{(V,\|\raisebox{1.20552pt}{.}\|)}(x)\right\}_{x\in X^{\mathrm{an}}}. Let k′k^{\prime} be an extension field of kk, and let |.|′|\raisebox{1.72218pt}{.}|^{\prime} be a complete absolute value of k′k^{\prime} as an extension of |.||\raisebox{1.72218pt}{.}|. We set

X′:=X×Spec⁡(k)Spec(k′),L=L⊗kk′andV′:=V⊗kk′.X^{\prime}:=X\times_{\operatorname{Spec}(k)}\operatorname{Spec}(k^{\prime}),\quad L=L\otimes_{k}k^{\prime}\quad\text{and}\quad V^{\prime}:=V\otimes_{k}k^{\prime}.

Let ‖.‖′\|\raisebox{1.72218pt}{.}\|^{\prime} be a norm of V′V^{\prime} obtained by the scalar extension of ‖.‖\|\raisebox{1.72218pt}{.}\|. Moreover, let h′h^{\prime} be a continuous metric of L′an{L^{\prime}}^{\mathrm{an}} given by the scalar extension of hh. Then h′h^{\prime} coincides with {|.|(V′,‖.‖′)quot​(x′)}x′∈X′an\left\{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{(V^{\prime},\|\raisebox{1.20552pt}{.}\|^{\prime})}(x^{\prime})\right\}_{x^{\prime}\in{X^{\prime}}^{\mathrm{an}}}.

[0273]
Proof.

Let f:X′→Xf:X^{\prime}\to X be the projection. For x′∈X′anx^{\prime}\in{X^{\prime}}^{\mathrm{an}}, we set x=fan​(x′)x=f^{\mathrm{an}}(x^{\prime}). Then κ^​(x)⊆κ^​(x′)\hat{\kappa}(x)\subseteq\hat{\kappa}(x^{\prime}) and (L⊗kκ^​(x))⊗κ^​(x)κ^​(x′)=L′⊗k′κ^​(x′)(L\otimes_{k}\hat{\kappa}(x))\otimes_{\hat{\kappa}(x)}\hat{\kappa}(x^{\prime})=L^{\prime}\otimes_{k^{\prime}}\hat{\kappa}(x^{\prime}), that is, L⁡(x)⊗κ^​(x)κ^​(x′)=L′​(x′)L(x)\otimes_{\hat{\kappa}(x)}\hat{\kappa}(x^{\prime})=L^{\prime}(x^{\prime}). Moreover, V′⊗k′κ^​(x′)=(V⊗kκ^​(x))⊗κ^​(x)κ^​(x′)V^{\prime}\otimes_{k^{\prime}}\hat{\kappa}(x^{\prime})=(V\otimes_{k}\hat{\kappa}(x))\otimes_{\hat{\kappa}(x)}\hat{\kappa}(x^{\prime}), and by Lemma 1.10, ‖.‖κ^​(x′)′=‖.‖κ^​(x′)=‖.‖κ^​(x),κ^​(x′)\|\raisebox{1.72218pt}{.}\|^{\prime}_{\hat{\kappa}(x^{\prime})}=\|\raisebox{1.72218pt}{.}\|_{\hat{\kappa}(x^{\prime})}=\|\raisebox{1.72218pt}{.}\|_{\hat{\kappa}(x),\hat{\kappa}(x^{\prime})}. Thus the assertion follows from Lemma 1.11. ∎

[0274]
Proposition 3.8.

We assume that there is a subspace HH of H0​(X,L)H^{0}(X,L) such that H⊗k𝒪X→LH\otimes_{k}\mathscr{O}_{X}\to L is surjective and the morphism ϕH:X→ℙ⁡(H)\phi_{H}:X\to\mathbb{P}(H) induced by HH is a closed embedding. We identify XX with ϕH​(X)\phi_{H}(X), so that L=𝒪ℙ⁡(H)​(1)|XL=\left.{\mathscr{O}_{\mathbb{P}(H)}(1)}\right|_{{X}}. Let ‖.‖\|\raisebox{1.72218pt}{.}\| be a norm of HH such that HH has an orthonormal basis (e1,…,er)(e_{1},\ldots,e_{r}) with respect to ‖.‖\|\raisebox{1.72218pt}{.}\|. We set

h:={|.|(H,‖.‖)quot​(x)}x∈Xanandℋ:=𝔬k​e1+⋯+𝔬k​er=(H,‖.‖)≤1.h:=\left\{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{(H,\|\raisebox{1.20552pt}{.}\|)}(x)\right\}_{x\in X^{\mathrm{an}}}\quad\text{and}\quad\mathscr{H}:=\mathfrak{o}_{k}e_{1}+\cdots+\mathfrak{o}_{k}e_{r}=(H,\|\raisebox{1.72218pt}{.}\|)_{\leq 1}.

Let 𝒳\mathscr{X} be the Zariski closure of XX in ℙ⁡(ℋ)\mathbb{P}(\mathscr{H}) (cf. §1.1.7) and ℒ:=𝒪ℙ⁡(ℋ)​(1)|𝒳\mathscr{L}:=\left.{\mathscr{O}_{\mathbb{P}(\mathscr{H})}(1)}\right|_{{\mathscr{X}}}. Then |.|h​(x)=|.|ℒ​(x)|\raisebox{1.72218pt}{.}|_{h}(x)=|\raisebox{1.72218pt}{.}|_{\mathscr{L}}(x) for all x∈Xanx\in X^{\mathrm{an}}.

[0275]
Proof.

First let us see that |s|h​(x)≤|s|ℒ​(x)|s|_{h}(x)\leq|s|_{\mathscr{L}}(x) for s∈Hs\in H. Let ωξ\omega_{\xi} be a local basis of ℒ\mathscr{L} at ξ=r𝒳​(x)\xi=r_{\mathscr{X}}(x). If we set s=sξ​ωξs=s_{\xi}\omega_{\xi}, then

|s|ℒ​(x)=|sξ|x.|s|_{\mathscr{L}}(x)=|s_{\xi}|_{x}.

As sξ−1​s∈ℒξs_{\xi}^{-1}s\in\mathscr{L}_{\xi} and ℋ⊗𝔬k𝒪𝒳,ξ→ℒξ\mathscr{H}\otimes_{\mathfrak{o}_{k}}\mathscr{O}_{\mathscr{X},\xi}\to\mathscr{L}_{\xi} is surjective, there are l1,…,lr∈ℋl_{1},\ldots,l_{r}\in\mathscr{H} and a1,…,ar∈𝒪𝒳,ξa_{1},\ldots,a_{r}\in\mathscr{O}_{\mathscr{X},\xi} such that sξ−1​s=a1​l1+⋯+ar​lrs_{\xi}^{-1}s=a_{1}l_{1}+\cdots+a_{r}l_{r}. Therefore,

|sξ−1​s|h​(x)\displaystyle\left|s_{\xi}^{-1}s\right|_{h}(x) ≤max⁡{|a1​l1|h​(x),…,|ar​lr|h​(x)}\displaystyle\leq\max\left\{|a_{1}l_{1}|_{h}(x),\ldots,|a_{r}l_{r}|_{h}(x)\right\}
=max⁡{|a1|x​|l1|h​(x),…,|ar|x​|lr|h​(x)}≤1,\displaystyle=\max\left\{|a_{1}|_{x}|l_{1}|_{h}(x),\ldots,|a_{r}|_{x}|l_{r}|_{h}(x)\right\}\leq 1,

so that |s|h​(x)≤|sξ|x=|s|ℒ​(x)|s|_{h}(x)\leq|s_{\xi}|_{x}=|s|_{\mathscr{L}}(x), as required.

Next let us see that |l|ℒ​(x)≤‖l‖κ^​(x)|l|_{\mathscr{L}}(x)\leq\|l\|_{\hat{\kappa}(x)} for all l∈H⊗κ^​(x)l\in H\otimes\hat{\kappa}(x). By Proposition 1.9, (e1,…,er)(e_{1},\ldots,e_{r}) is an orthonormal basis of H⊗κ^​(x)H\otimes\hat{\kappa}(x) with respect to ‖.‖κ^​(x)\|\raisebox{1.72218pt}{.}\|_{\hat{\kappa}(x)}. Thus, if we set l=a1​e1+⋯+ar​erl=a_{1}e_{1}+\cdots+a_{r}e_{r} (a1,…,ar∈κ^​(x)a_{1},\ldots,a_{r}\in\hat{\kappa}(x)), then

|l|ℒ​(x)\displaystyle|l|_{\mathscr{L}}(x) ≤max⁡{|a1|x​|e1|ℒ​(x),…,|ar|x​|er|ℒ​(x)}\displaystyle\leq\max\{|a_{1}|_{x}|e_{1}|_{\mathscr{L}}(x),\ldots,|a_{r}|_{x}|e_{r}|_{\mathscr{L}}(x)\}
≤max⁡{|a1|x,…,|ar|x}=‖l‖κ^​(x).\displaystyle\leq\max\{|a_{1}|_{x},\ldots,|a_{r}|_{x}\}=\|l\|_{\hat{\kappa}(x)}.

Finally let us see that |s|ℒ​(x)≤|s|h​(x)|s|_{\mathscr{L}}(x)\leq|s|_{h}(x) for s∈Hs\in H. For ϵ>0\epsilon>0, we choose l∈H⊗κ^​(x)l\in H\otimes\hat{\kappa}(x) such that l⁡(x)=s⁡(x)l(x)=s(x) and ‖l‖κ^​(x)≤eϵ​|s|h​(x)\|l\|_{\hat{\kappa}(x)}\leq e^{\epsilon}|s|_{h}(x). Then, by the previous observation,

|s|ℒ​(x)=|l|ℒ​(x)≤‖l‖κ^​(x)≤eϵ​|s|h​(x).|s|_{\mathscr{L}}(x)=|l|_{\mathscr{L}}(x)\leq\|l\|_{\hat{\kappa}(x)}\leq e^{\epsilon}|s|_{h}(x).

Thus the assertion follows. ∎

[0276]
Remark 3.9.

We assume that |.||\raisebox{1.72218pt}{.}| is non-trivial and ‖.‖=‖.‖ℋ\|\raisebox{1.72218pt}{.}\|=\|\raisebox{1.72218pt}{.}\|_{\mathscr{H}} for some finitely generated lattice ℋ\mathscr{H} of HH. Then a free basis (e1,…,er)(e_{1},\ldots,e_{r}) of ℋ\mathscr{H} yields an orthonormal basis of HH with respect to ‖.‖\|\raisebox{1.72218pt}{.}\| (cf. Proposition 1.14). Moreover, ℋ=(H,‖.‖)≤1\mathscr{H}=(H,\|\raisebox{1.72218pt}{.}\|)_{\leq 1}.

[0277]

3.3. Semipositive metric

We assume that LL is semiample, namely certain tensor power of LL is generated by global sections. We say that a continuous metric h={|.|h​(x)}x∈Xanh=\{|\raisebox{1.72218pt}{.}|_{h}(x)\}_{x\in X^{\mathrm{an}}} is semipositive if there are a sequence {en}\{e_{n}\} of positive integers and a sequence {(Vn,‖.‖n)}\{(V_{n},\|\raisebox{1.72218pt}{.}\|_{n})\} of normed finite-dimensional vector spaces over kk such that there is a surjective homomorphism Vn⊗k𝒪X→L⊗enV_{n}\otimes_{k}\mathscr{O}_{X}\to L^{\otimes e_{n}} for every nn, and that the sequence

{1en​log⁡|.|(Vn,‖.‖n)quot​(x)|.|hen​(x)}n=1∞\left\{\frac{1}{e_{n}}\log\frac{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{(V_{n},\|\raisebox{1.20552pt}{.}\|_{n})}(x)}{|\raisebox{1.72218pt}{.}|_{h^{e_{n}}}(x)}\right\}_{n=1}^{\infty}

converges to 00 uniformly on XanX^{\mathrm{an}}.

[0278]
Proposition 3.10.

If XX is projective, LL is generated by global sections, and hh is semipositive, then the sequence

{1m​log⁡|.|hmquot​(x)|.|hm​(x)}m=1∞\left\{\frac{1}{m}\log\frac{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{m}}(x)}{|\raisebox{1.72218pt}{.}|_{h^{m}}(x)}\right\}_{m=1}^{\infty}

converges to 00 uniformly on XanX^{\mathrm{an}}.

[0279]
Proof.

We set

am=maxx∈Xan⁡{log⁡|.|hmquot​(x)|.|hm​(x)}.a_{m}=\max_{x\in X^{\mathrm{an}}}\left\{\log\frac{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{m}}(x)}{|\raisebox{1.72218pt}{.}|_{h^{m}}(x)}\right\}.

Then am+m′≤am+am′a_{m+m^{\prime}}\leq a_{m}+a_{m^{\prime}} by (3) in Lemma 3.5, and hence limm→∞am/m=inf{am/m}\lim_{m\to\infty}a_{m}/m=\inf\{a_{m}/m\} by Fekete’s lemma. For ϵ>0\epsilon>0, there is ene_{n} such that

e−en​ϵ​|.|hen​(x)≤|.|hn​(x)≤een​ϵ​|.|hen​(x)e^{-e_{n}\epsilon}|\raisebox{1.72218pt}{.}|_{h^{e_{n}}}(x)\leq|\raisebox{1.72218pt}{.}|_{h_{n}}(x)\leq e^{e_{n}\epsilon}|\raisebox{1.72218pt}{.}|_{h^{e_{n}}}(x)

for all x∈Xanx\in X^{\mathrm{an}}, where hn={|.|(Vn,‖.‖n)quot​(x)}x∈Xanh_{n}=\big\{|\raisebox{1.72218pt}{.}|^{\operatorname{quot}}_{(V_{n},\|\raisebox{1.20552pt}{.}\|_{n})}(x)\big\}_{x\in X^{\operatorname{an}}}. Thus

e−en​ϵ​‖.‖hen≤‖.‖hn≤een​ϵ​‖.‖hen,e^{-e_{n}\epsilon}\|\raisebox{1.72218pt}{.}\|_{h^{e_{n}}}\leq\|\raisebox{1.72218pt}{.}\|_{h_{n}}\leq e^{e_{n}\epsilon}\|\raisebox{1.72218pt}{.}\|_{h^{e_{n}}},

so that e−en​ϵ​|.|henquot​(x)≤|.|hnquot​(x)≤een​ϵ​|.|henquot​(x)e^{-e_{n}\epsilon}|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{e_{n}}}(x)\leq|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h_{n}}(x)\leq e^{e_{n}\epsilon}|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{e_{n}}}(x). Thus, by Proposition 3.6,

e−en​ϵ​|.|henquot​(x)≤|.|hn​(x)≤een​ϵ​|.|henquot​(x).e^{-e_{n}\epsilon}|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{e_{n}}}(x)\leq|\raisebox{1.72218pt}{.}|_{h_{n}}(x)\leq e^{e_{n}\epsilon}|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{e_{n}}}(x).

Therefore,

1≤|.|henquot​(x)|.|hen​(x)=|.|hn​(x)|.|hen​(x)​|.|henquot​(x)|.|hn​(x)≤e2​en​ϵ,1\leq\frac{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{e_{n}}}(x)}{|\raisebox{1.72218pt}{.}|_{h^{e_{n}}}(x)}=\frac{|\raisebox{1.72218pt}{.}|_{h_{n}}(x)}{|\raisebox{1.72218pt}{.}|_{h^{e_{n}}}(x)}\frac{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{e_{n}}}(x)}{|\raisebox{1.72218pt}{.}|_{h_{n}}(x)}\leq e^{2e_{n}\epsilon},

that is, 0≤aen/en≤2​ϵ0\leq a_{e_{n}}/e_{n}\leq 2\epsilon, and hence 0≤limm→∞am/m≤2​ϵ0\leq\lim_{m\to\infty}a_{m}/m\leq 2\epsilon, as required. ∎

[027A]
Corollary 3.11.

A continuous metric hh is semipositive if and only if, for any ϵ>0\epsilon>0, there is a positive integer nn such that, for all x∈Xanx\in X^{\mathrm{an}}, we can find s∈H0​(X,L⊗n)κ^​(x)∖{0}s\in H^{0}(X,L^{\otimes n})_{\hat{\kappa}(x)}\setminus\{0\} with ‖s‖hn,κ^​(x)≤en​ϵ​|s|hn​(x)\|s\|_{h^{n},\hat{\kappa}(x)}\leq e^{n\epsilon}|s|_{h^{n}}(x).

[027B]
Proof.

First we assume that hh is semipositive. By using Proposition 3.10, we can find a positive integer nn such that L⊗nL^{\otimes n} is generated by global sections and

|.|hn​(x)≤|.|hnquot​(x)≤en​ϵ/2​|.|hn​(x)|\raisebox{1.72218pt}{.}|_{h^{n}}(x)\leq|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{n}}(x)\leq e^{n\epsilon/2}|\raisebox{1.72218pt}{.}|_{h^{n}}(x)

for all x∈Xanx\in X^{\mathrm{an}}. On the other hand, there is s∈H0​(X,L⊗n)κ^​(x)∖{0}s\in H^{0}(X,L^{\otimes n})_{\hat{\kappa}(x)}\setminus\{0\} such that ‖s‖hn,κ^​(x)≤en​ϵ/2​|s|hnquot​(x)\|s\|_{h^{n},\hat{\kappa}(x)}\leq e^{n\epsilon/2}|s|^{\mathrm{quot}}_{h^{n}}(x). Thus,

‖s‖hn,κ^​(x)≤en​ϵ/2​|s|hnquot​(x)≤en​ϵ​|s|hn​(x).\|s\|_{h^{n},\hat{\kappa}(x)}\leq e^{n\epsilon/2}|s|^{\mathrm{quot}}_{h^{n}}(x)\leq e^{n\epsilon}|{s}|_{h^{n}}(x).

Next we consider the converse. For a positive integer mm, there is a positive integer eme_{m} such that, for any x∈Xanx\in X^{\mathrm{an}}, we can find s∈H0​(X,L⊗em)κ^​(x)∖{0}s\in H^{0}(X,L^{\otimes e_{m}})_{\hat{\kappa}(x)}\setminus\{0\} with ‖s‖hem,κ^​(x)≤eem/m​|s|hem​(x)\|s\|_{h^{e_{m}},\hat{\kappa}(x)}\leq e^{e_{m}/m}|s|_{h^{e_{m}}}(x). Clearly L⊗emL^{\otimes e_{m}} is generated by global sections. Moreover,

|s|hem​(x)≤|s|(H0​(X,L⊗em),‖.‖hem)quot​(x)≤eem/m​|s|hem​(x),|s|_{h^{e_{m}}}(x)\leq|s|^{\mathrm{quot}}_{(H^{0}(X,L^{\otimes e_{m}}),\|\raisebox{1.20552pt}{.}\|_{h^{e_{m}}})}(x)\leq e^{e_{m}/m}|s|_{h^{e_{m}}}(x),

that is,

0≤1em​log⁡(|.|(H0​(X,L⊗em),‖.‖hem)quot​(x)|.|hem​(x))≤1m.0\leq\frac{1}{e_{m}}\log\left(\frac{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{(H^{0}(X,L^{\otimes e_{m}}),\|\raisebox{1.20552pt}{.}\|_{h^{e_{m}}})}(x)}{|\raisebox{1.72218pt}{.}|_{h^{e_{m}}}(x)}\right)\leq\frac{1}{m}.

Thus hh is semipositive. ∎

[027C]
Corollary 3.12.

Let hh be a continuous metric of LanL^{\operatorname{an}}. If there are a sequence {en}\{e_{n}\} of positive integers and a sequence {hn}\{h_{n}\} of metrics such that hnh_{n} is a semipositive metric of (L⊗en)an(L^{\otimes e_{n}})^{\operatorname{an}} for each nn and

1en​log⁡|.|hn​(x)|.|hen​(x)\frac{1}{e_{n}}\log\frac{|\raisebox{1.72218pt}{.}|_{h_{n}}(x)}{|\raisebox{1.72218pt}{.}|_{h^{e_{n}}}(x)}

converges to 00 uniformly as n→∞n\to\infty, then hh is semipositive.

[027D]
Proof.

For a positive number ϵ>0\epsilon>0, choose a positive integer nn such that

e−ϵen/3hen≤hn≤eϵ​en/3hen.e^{-\epsilon e_{n}/3}h^{e_{n}}\leq h_{n}\leq e^{\epsilon e_{n}/3}h^{e_{n}}.

As hnh_{n} is semipositive, by Corollary 3.11, there is a positive integer mm such that, for all x∈Xanx\in X^{\mathrm{an}}, we can find s∈H0​(X,L⊗m​en)κ^​(x)∖{0}s\in H^{0}(X,L^{\otimes me_{n}})_{\hat{\kappa}(x)}\setminus\{0\} with ‖s‖hnm,κ^​(x)≤em​en​ϵ/3​|s|hnm​(x)\|s\|_{h_{n}^{m},\hat{\kappa}(x)}\leq e^{me_{n}\epsilon/3}|s|_{h_{n}^{m}}(x), so that

‖s‖hm​en,κ^​(x)≤eϵ​m​en/3​‖s‖hnm,κ^​(x)≤e2​m​en​ϵ/3​|s|hnm​(x)≤em​en​ϵ​|s|hm​en​(x).\|s\|_{h^{me_{n}},\hat{\kappa}(x)}\leq e^{\epsilon me_{n}/3}\|s\|_{h_{n}^{m},\hat{\kappa}(x)}\leq e^{2me_{n}\epsilon/3}|s|_{h_{n}^{m}}(x)\leq e^{me_{n}\epsilon}|s|_{h^{me_{n}}}(x).

Therefore, the assertion follows from Corollary 3.11. ∎

[027E]

3.4. The functions σ\sigma and μ\mu on XanX^{\operatorname{an}}

Throughout this subsection, we assume that XX is projective. Let Pic^C0​(X)\widehat{\operatorname{Pic}}_{C^{0}}(X) denote the group of isomorphism classes of pairs (L,h)(L,h) consisting of an invertible sheaf LL on XX and a continuous metric hh of LanL^{\operatorname{an}}. Fix L¯=(L,h)∈Pic^C0​(X)\overline{L}=(L,h)\in\widehat{\operatorname{Pic}}_{C^{0}}(X). We assume that LL is generated by global sections. We define σL¯​(x)\sigma_{\overline{L}}(x) to be

σL¯​(x):=log⁡(|.|hquot​(x)|.|h​(x)).\sigma_{\overline{L}}(x):=\log\left(\frac{|\raisebox{1.72218pt}{.}|_{h}^{\operatorname{quot}}(x)}{|\raisebox{1.72218pt}{.}|_{h}(x)}\right).
[027F]
Lemma 3.13.

For L¯\overline{L} and L¯′∈Pic^C0​(X)\overline{L}^{\prime}\in\widehat{\operatorname{Pic}}_{C^{0}}(X) such that both LL and L′L^{\prime} are generated by global sections, we have the following:

  1. (1)

    σL¯≥0\sigma_{\overline{L}}\geq 0 on XanX^{\operatorname{an}}.

  2. (2)

    σL¯⊗L¯′​(x)≤σL¯​(x)+σL¯′​(x)\sigma_{\overline{L}\otimes\overline{L}^{\prime}}(x)\leq\sigma_{\overline{L}}(x)+\sigma_{\overline{L}^{\prime}}(x) for x∈Xanx\in X^{\operatorname{an}}.

  3. (3)

    If L¯≃L¯′\overline{L}\simeq\overline{L}^{\prime}, then σL¯=σL¯′\sigma_{\overline{L}}=\sigma_{\overline{L}^{\prime}} on XanX^{\operatorname{an}}.

[027G]
Proof.

(1) and (3) are obvious. (2) follows from (3) in Lemma 3.5. ∎

We assume that LL is semiample. We set

ℕ⁡(L):={n∈ℤ≥1∣L⊗n is generated by global sections}.{\mathbb{N}}(L):=\left\{n\in{\mathbb{Z}}_{\geq 1}\mid\text{$L^{\otimes n}$ is generated by global sections}\right\}.

Note that ℕ⁡(L)≠∅{\mathbb{N}}(L)\not=\emptyset and ℕ⁡(L){\mathbb{N}}(L) forms a subsemigroup of ℤ≥1{\mathbb{Z}}_{\geq 1} with respect to the addition of ℤ≥1{\mathbb{Z}}_{\geq 1}. For x∈Xanx\in X^{\operatorname{an}}, we define μL¯​(x)\mu_{\overline{L}}(x) to be

μL¯(x):=inf{σL¯⊗n​(x)n|n∈ℕ(L)}.\mu_{\overline{L}}(x):=\inf\left\{\left.\frac{\sigma_{\overline{L}^{\otimes n}}(x)}{n}\ \right|\ n\in{\mathbb{N}}(L)\right\}.

Note that μL¯\mu_{\overline{L}} is upper-semicontinuous on XanX^{\operatorname{an}} because σL¯⊗n\sigma_{\overline{L}^{\otimes n}} is continuous for all n∈ℕ⁡(L)n\in{\mathbb{N}}(L). We set

Pic^C0+​(X):={(L,h)∈Pic^C0​(X)∣L is semiample}.\widehat{\operatorname{Pic}}_{C^{0}}^{+}(X):=\{(L,h)\in\widehat{\operatorname{Pic}}_{C^{0}}(X)\mid\text{$L$ is semiample}\}.

Note that Pic^C0+​(X)\widehat{\operatorname{Pic}}_{C^{0}}^{+}(X) forms a semigroup with respect to ⊗\otimes.

[027H]
Lemma 3.14.

Let L¯=(L,h)\overline{L}=(L,h) and L¯′=(L′,h′)\overline{L}^{\prime}=(L^{\prime},h^{\prime}) be elements of Pic^C0+​(X)\widehat{\operatorname{Pic}}^{+}_{C^{0}}(X). Then we have the following:

  1. (1)

    μL¯≥0\mu_{\overline{L}}\geq 0 on XanX^{\operatorname{an}}.

  2. (2)

    μL¯​(x)=limn→∞n∈ℕ⁡(L)σL¯⊗n​(x)n{\displaystyle\mu_{\overline{L}}(x)=\lim\limits_{\begin{subarray}{c}n\to\infty\\ n\in{\mathbb{N}}(L)\end{subarray}}\frac{\sigma_{\overline{L}^{\otimes n}}(x)}{n}} for x∈Xanx\in X^{\operatorname{an}}.

  3. (3)

    μL¯⊗L¯′​(x)≤μL¯​(x)+μL¯′​(x)\mu_{\overline{L}\otimes\overline{L}^{\prime}}(x)\leq\mu_{\overline{L}}(x)+\mu_{\overline{L}^{\prime}}(x) for x∈Xanx\in X^{\operatorname{an}}.

  4. (4)

    If L¯≃L¯′\overline{L}\simeq\overline{L}^{\prime}, then μL¯=μL¯′\mu_{\overline{L}}=\mu_{\overline{L}^{\prime}} on XanX^{\operatorname{an}}.

  5. (5)

    For n≥0n\geq 0, μL¯⊗n=n​μL¯\mu_{\overline{L}^{\otimes n}}=n\mu_{\overline{L}} on XanX^{\operatorname{an}}.

[027I]
Proof.

(1) follows from (1) in Lemma 3.13.

(2) Since σL¯⊗(n+n′)​(x)≤σL¯⊗n​(x)+σL¯⊗n′​(x)\sigma_{\overline{L}^{\otimes(n+n^{\prime})}}(x)\leq\sigma_{\overline{L}^{\otimes n}}(x)+\sigma_{\overline{L}^{\otimes n^{\prime}}}(x) for n,n′∈ℕ⁡(L)n,n^{\prime}\in{\mathbb{N}}(L) by (2) in Lemma 3.13, the assertion follows from Fekete’s lemma.

(3) and (4) follow from (2) and (3) in Lemma 3.13 together with (2), respectively.

(5) If n=0n=0, then the assertion is obvious, so that we may assume that n≥1n\geq 1. We fix n0∈ℕ⁡(L)n_{0}\in{\mathbb{N}}(L). Then n0∈ℕ⁡(L⊗n)n_{0}\in{\mathbb{N}}(L^{\otimes n}). Thus, by (2),

μL¯⊗n​(x)=limm→∞σL⊗m​n0​n​(x)m​n0=n​limm→∞σL⊗m​n0​n​(x)m​n0​n=n​μL¯​(x).\mu_{\overline{L}^{\otimes n}}(x)=\lim_{m\to\infty}\frac{\sigma_{L^{\otimes mn_{0}n}}(x)}{mn_{0}}=n\lim_{m\to\infty}\frac{\sigma_{L^{\otimes mn_{0}n}}(x)}{mn_{0}n}=n\mu_{\overline{L}}(x).

∎

We set Pic^C0​(X)ℚ:=Pic^C0​(X)⊗ℤℚ\widehat{\operatorname{Pic}}_{C^{0}}(X)_{{\mathbb{Q}}}:=\widehat{\operatorname{Pic}}_{C^{0}}(X)\otimes_{{\mathbb{Z}}}{\mathbb{Q}} and

Pic^C0+​(X)ℚ:={(L,h)∈Pic^C0​(X)ℚ∣L is semiample}.\widehat{\operatorname{Pic}}_{C^{0}}^{+}(X)_{{\mathbb{Q}}}:=\{(L,h)\in\widehat{\operatorname{Pic}}_{C^{0}}(X)_{{\mathbb{Q}}}\mid\text{$L$ is semiample}\}.

Let ι:Pic^C0​(X)→Pic^C0​(X)ℚ\iota:\widehat{\operatorname{Pic}}_{C^{0}}(X)\to\widehat{\operatorname{Pic}}_{C^{0}}(X)_{{\mathbb{Q}}} be the canonical homomorphism. For L¯∈Pic^C0+​(X)ℚ\overline{L}\in\widehat{\operatorname{Pic}}^{+}_{C^{0}}(X)_{{\mathbb{Q}}}, we choose a positive integer nn and L¯n∈Pic^C0+​(X)\overline{L}_{n}\in\widehat{\operatorname{Pic}}^{+}_{C^{0}}(X) with ι⁡(L¯n)=L¯⊗n\iota(\overline{L}_{n})=\overline{L}^{\otimes n}. Then μL¯n​(x)/n\mu_{\overline{L}_{n}}(x)/n does not depend on the choice of nn and L¯n\overline{L}_{n}. Indeed, let us choose another n′∈ℤ≥1n^{\prime}\in{\mathbb{Z}}_{\geq 1} and L¯n′∈Pic^C0+​(X)\overline{L}_{n^{\prime}}\in\widehat{\operatorname{Pic}}_{C^{0}}^{+}(X) with ι⁡(L¯n′)=L¯⊗n′\iota(\overline{L}_{n^{\prime}})=\overline{L}^{\otimes n^{\prime}}. As ι⁡(L¯n⊗n′)=ι⁡(L¯n′⊗n)=L¯⊗n​n′\iota(\overline{L}_{n}^{\otimes n^{\prime}})=\iota(\overline{L}_{n^{\prime}}^{\otimes n})=\overline{L}^{\otimes nn^{\prime}}, there is a positive integer mm such that L¯n⊗m​n′=L¯n′⊗m​n\overline{L}_{n}^{\otimes mn^{\prime}}=\overline{L}_{n^{\prime}}^{\otimes mn}. By (5) in Lemma 3.14,

m​n′​μL¯n​(x)=μL¯n⊗m​n′​(x)=μL¯n′⊗m​n​(x)=m​n​μL¯n′​(x),mn^{\prime}\mu_{\overline{L}_{n}}(x)=\mu_{\overline{L}_{n}^{\otimes mn^{\prime}}}(x)=\mu_{\overline{L}_{n^{\prime}}^{\otimes mn}}(x)=mn\mu_{\overline{L}_{n^{\prime}}}(x),

that is, μL¯n​(x)/n=μL¯n′​(x)/n′\mu_{\overline{L}_{n}}(x)/n=\mu_{\overline{L}_{n^{\prime}}}(x)/n^{\prime}, as required. By abuse of notation, it is also denoted by μL¯​(x)\mu_{\overline{L}}(x).

[027J]
Lemma 3.15.

For L¯,L¯′∈Pic^C0+​(X)ℚ\overline{L},\overline{L}^{\prime}\in\widehat{\operatorname{Pic}}^{+}_{C^{0}}(X)_{{\mathbb{Q}}}, we have the following:

  1. (1)

    μL¯⊗L¯′​(x)≤μL¯​(x)+μL¯′​(x)\mu_{\overline{L}\otimes\overline{L}^{\prime}}(x)\leq\mu_{\overline{L}}(x)+\mu_{\overline{L}^{\prime}}(x) for x∈Xanx\in X^{\operatorname{an}}.

  2. (2)

    For a∈ℚ≥0a\in{\mathbb{Q}}_{\geq 0}, μL¯⊗a=a​μL¯\mu_{\overline{L}^{\otimes a}}=a\mu_{\overline{L}} on XanX^{\operatorname{an}}.

  3. (3)

    Let L¯1,…,L¯r\overline{L}_{1},\ldots,\overline{L}_{r} be elements of Pic^C0​(X)ℚ\widehat{\operatorname{Pic}}_{C_{0}}(X)_{{\mathbb{Q}}}. We assume that there are open intervals I1,…,IrI_{1},\ldots,I_{r} of ℝ{\mathbb{R}} such that

    L¯⊗L¯1⊗t1⊗⋯⊗L¯r⊗tr∈Pic^C0+(X)ℚ\overline{L}\otimes\overline{L}_{1}^{\otimes t_{1}}\otimes\cdots\otimes\overline{L}_{r}^{\otimes t_{r}}\in\widehat{\operatorname{Pic}}^{+}_{C^{0}}(X)_{{\mathbb{Q}}}

    for all (t1,…,tr)∈(I1×⋯×Ir)∩ℚr(t_{1},\ldots,t_{r})\in(I_{1}\times\cdots\times I_{r})\cap{\mathbb{Q}}^{r}. Then, for a fixed x∈Xanx\in X^{\operatorname{an}}, there is a continuous function f:I1×⋯×Ir→ℝf:I_{1}\times\cdots\times I_{r}\to{\mathbb{R}} such that

    f(t1,…,tr)=μL¯⊗L¯1⊗t1⊗⋯⊗L¯r⊗tr(x)f(t_{1},\ldots,t_{r})=\mu_{\overline{L}\otimes\overline{L}_{1}^{\otimes t_{1}}\otimes\cdots\otimes\overline{L}_{r}^{\otimes t_{r}}}(x)

    for all (t1,…,tr)∈(I1×⋯×Ir)∩ℚr(t_{1},\ldots,t_{r})\in(I_{1}\times\cdots\times I_{r})\cap{\mathbb{Q}}^{r}.

[027K]
Proof.

(1) and (2) are consequences of (3) and (5) in Lemma 3.14, respectively.

(3) We set

f0(t1,…,tr):=μL¯⊗L¯1⊗t1⊗⋯⊗L¯r⊗tr(x)f_{0}(t_{1},\ldots,t_{r}):=\mu_{\overline{L}\otimes\overline{L}_{1}^{\otimes t_{1}}\otimes\cdots\otimes\overline{L}_{r}^{\otimes t_{r}}}(x)

for (t1,…,tr)∈(I1×⋯×Ir)∩ℚr(t_{1},\ldots,t_{r})\in(I_{1}\times\cdots\times I_{r})\cap{\mathbb{Q}}^{r}. By (1) and (2), for λ∈[0,1]∩ℚ\lambda\in[0,1]\cap{\mathbb{Q}} and (t1,…,tr),(t1′,…,tr′)∈(I1×⋯×Ir)∩ℚr(t_{1},\ldots,t_{r}),(t^{\prime}_{1},\ldots,t^{\prime}_{r})\in(I_{1}\times\cdots\times I_{r})\cap{\mathbb{Q}}^{r}, we have

f0​(λ⁡(t1,…,tr)+(1−λ)​(t1′,…,tr′))=μa(L¯⊗L¯1⊗t1⊗⋯⊗L¯r⊗tr)⊗λ⊗(L¯⊗L¯1⊗t1′⊗⋯⊗L¯r⊗tr′)⊗(1−λ)(x)≤λμL¯⊗L¯1⊗t1⊗⋯⊗L¯r⊗tr(x)+(1−λ)μL¯⊗L¯1⊗t1′⊗⋯⊗L¯r⊗tr′(x)=λ​f0​(t1,…,tr)+(1−λ)​f0​(t1′,…,tr′),f_{0}(\lambda(t_{1},\ldots,t_{r})+(1-\lambda)(t^{\prime}_{1},\ldots,t^{\prime}_{r}))\\ \hskip-50.00008pt=\mu^{\operatorname{a}}_{(\overline{L}\otimes\overline{L}_{1}^{\otimes t_{1}}\otimes\cdots\otimes\overline{L}_{r}^{\otimes t_{r}})^{\otimes\lambda}\otimes(\overline{L}\otimes\overline{L}_{1}^{\otimes t^{\prime}_{1}}\otimes\cdots\otimes\overline{L}_{r}^{\otimes t^{\prime}_{r}})^{\otimes(1-\lambda)}}(x)\\ \leq\lambda\mu_{\overline{L}\otimes\overline{L}_{1}^{\otimes t_{1}}\otimes\cdots\otimes\overline{L}_{r}^{\otimes t_{r}}}(x)+(1-\lambda)\mu_{\overline{L}\otimes\overline{L}_{1}^{\otimes t^{\prime}_{1}}\otimes\cdots\otimes\overline{L}_{r}^{\otimes t^{\prime}_{r}}}(x)\\ =\lambda f_{0}(t_{1},\ldots,t_{r})+(1-\lambda)f_{0}(t^{\prime}_{1},\ldots,t^{\prime}_{r}),

that is, f0f_{0} is concave on (I1×⋯×Ir)∩ℚr(I_{1}\times\cdots\times I_{r})\cap{\mathbb{Q}}^{r}. Therefore, the assertion (3) follows from [7, Corollary 1.3.2]. ∎

Let (L,h)(L,h) be an element of Pic^C0+​(X)ℚ\widehat{\operatorname{Pic}}_{C^{0}}^{+}(X)_{{\mathbb{Q}}}. We say that hh is semipositive if there is a positive integer nn such that L⊗n∈Pic⁡(X)L^{\otimes n}\in\operatorname{Pic}(X) and hnh^{n} is semipositive. The following characterization of the semipositivity of hh is a consequence of Proposition 3.10.

[027L]
Proposition 3.16.

For L¯=(L,h)∈Pic^C0+​(X)ℚ\overline{L}=(L,h)\in\widehat{\operatorname{Pic}}^{+}_{C^{0}}(X)_{{\mathbb{Q}}}, hh is semipositive if and only if μL¯=0\mu_{\overline{L}}=0 on XanX^{\operatorname{an}}.

We assume that |.||\raisebox{1.72218pt}{.}| is non-trivial. Let 𝒳{\mathscr{X}} be a model of XX over Spec⁡(𝔬k)\operatorname{Spec}(\mathfrak{o}_{k}). Let L∈Pic⁡(X)⊗ℚL\in\operatorname{Pic}(X)\otimes{\mathbb{Q}} and ℒ∈Pic⁡(𝒳)⊗ℚ{\mathscr{L}}\in\operatorname{Pic}({\mathscr{X}})\otimes{\mathbb{Q}} with ℒ|X=L\left.{{\mathscr{L}}}\right|_{{X}}=L. Let mm be a positive integer such that L⊗m∈Pic⁡(X)L^{\otimes m}\in\operatorname{Pic}(X). Then we define L¯=(L,h)\overline{L}=(L,h) to be

(L,h):=(L⊗m,{|.|ℒ⊗m​(x)}x∈Xan)⊗1/m.(L,h):=\left(L^{\otimes m},\left\{|\raisebox{1.72218pt}{.}|_{{\mathscr{L}}^{\otimes m}}(x)\right\}_{x\in X^{\operatorname{an}}}\right)^{\otimes 1/m}.
[027M]
Proposition 3.17.

If LL is ample and ℒ{\mathscr{L}} is nef, then hh is semipositive.

[027N]
Proof.

First we assume that ℒ{\mathscr{L}} is ample. We choose a positive integer nn such that ℒ⊗n∈Pic⁡(𝒳){\mathscr{L}}^{\otimes n}\in\operatorname{Pic}({\mathscr{X}}) and ℒ⊗n{\mathscr{L}}^{\otimes n} is very ample. Then we have an embedding ι:𝒳→ℙ⁡(H0​(𝒳,ℒ⊗n))\iota:{\mathscr{X}}\to{\mathbb{P}}(H^{0}({\mathscr{X}},{\mathscr{L}}^{\otimes n})) and ℒ⊗n=ι∗​(𝒪ℙ⁡(H0​(𝒳,ℒ⊗n))​(1)){\mathscr{L}}^{\otimes n}=\iota^{*}({\mathscr{O}}_{{\mathbb{P}}(H^{0}({\mathscr{X}},{\mathscr{L}}^{\otimes n}))}(1)). Let (e1,…,er)(e_{1},\ldots,e_{r}) be a free basis of H0​(𝒳,ℒ⊗n)H^{0}({\mathscr{X}},{\mathscr{L}}^{\otimes n}). We define a norm ‖.‖\|\raisebox{1.72218pt}{.}\| of H0​(X,L⊗n)H^{0}(X,L^{\otimes n}) to be

‖a1​e1+⋯+ar​er‖:=max⁡{|a1|,…,|ar|}.\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|:=\max\{|a_{1}|,\ldots,|a_{r}|\}.

Note that (H0​(X,L⊗n),‖.‖)≤1=H0​(𝒳,ℒ⊗n)(H^{0}(X,L^{\otimes n}),\|\raisebox{1.72218pt}{.}\|)_{\leq 1}=H^{0}({\mathscr{X}},{\mathscr{L}}^{\otimes n}), so that, by Proposition 3.8, we have |.|(H,‖.‖)quot​(x)=|.|ℒ⊗n​(x)|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{(H,\|\raisebox{1.20552pt}{.}\|)}(x)=|\raisebox{1.72218pt}{.}|_{\mathscr{L}^{\otimes n}}(x) for x∈Xanx\in X^{\operatorname{an}}. Thus hh is semipositive.

In general, let 𝒜{\mathscr{A}} be an ample invertible sheaf on 𝒳{\mathscr{X}} and A:=𝒜|XA:=\left.{{\mathscr{A}}}\right|_{{X}}. We choose δ∈ℚ>0\delta\in{\mathbb{Q}}_{>0} such that L⊗A⊗aL\otimes A^{\otimes a} is ample for all a∈(−δ,δ)∩ℚa\in(-\delta,\delta)\cap{\mathbb{Q}}. Note that L¯⊗(A,|.|𝒜)⊗ϵ=(L⊗A⊗ϵ,|.|ℒ⊗𝒜⊗ϵ)\overline{L}\otimes\left(A,|\raisebox{1.72218pt}{.}|_{{\mathscr{A}}}\right)^{\otimes\epsilon}=\left(L\otimes A^{\otimes\epsilon},|\raisebox{1.72218pt}{.}|_{{\mathscr{L}}\otimes{\mathscr{A}}^{\otimes\epsilon}}\right), so that μL¯⊗(A,|.|𝒜)⊗ϵ=0\mu_{\overline{L}\otimes\left(A,|\raisebox{1.20552pt}{.}|_{{\mathscr{A}}}\right)^{\otimes\epsilon}}=0 for ϵ∈(0,δ)∩ℚ\epsilon\in(0,\delta)\cap{\mathbb{Q}} by the previous observation together with Proposition 3.16. On the other hand, by (3) in Lemma 3.15,

μL¯​(x)=limϵ↓0ϵ∈ℚμL¯⊗(A,|.|𝒜)⊗ϵ​(x).\mu_{\overline{L}}(x)=\lim_{\begin{subarray}{c}\epsilon\downarrow 0\\ \epsilon\in{\mathbb{Q}}\end{subarray}}\mu_{\overline{L}\otimes(A,|\raisebox{1.20552pt}{.}|_{{\mathscr{A}}})^{\otimes\epsilon}}(x).

Therefore, μL¯=0\mu_{\overline{L}}=0, and hence hh is semipositive by Proposition 3.16. ∎

[027P]
Remark 3.18.

Assume that the absolute value |.||\raisebox{1.72218pt}{.}| is non-trivial. Let LL be an ample invertible sheaf on XX, equipped with a semipositive continuous metric hh. Then there exists a sequence {(𝒳n,ℒn)}n⩾1\{(\mathscr{X}_{n},\mathscr{L}_{n})\}_{n\geqslant 1}, where 𝒳n\mathscr{X}_{n} is a model of XX and ℒn\mathscr{L}_{n} is a nef invertible sheaf on 𝒳n\mathscr{X}_{n} such that ℒn|X=L⊗n\mathscr{L}_{n}|_{X}=L^{\otimes n} and that hn=(|.|ℒn​(x)1/n)x∈Xanh_{n}=(|\raisebox{1.72218pt}{.}|_{\mathscr{L}_{n}}(x)^{1/n})_{x\in X^{\mathrm{an}}} converges uniformly to hh. This follows from Proposition 3.10 and the comparison between quotient metrics and model metrics (via the embedding into the projective spaces of lattices). Combining with Proposition 3.17 and Corollary 3.11, we obtain that, in the non-trivial valuation case, our semipositivity coincides with that of Zhang [12] and Moriwaki [8]. We refer the readers to [6, §6] and to [2, §6.8] for the descriptions of the semipositivity in terms of plurisubharmonic currents. Note that their semipositivity is also equivalent to our semipositivity.

[027Q]

4. Extension theorem

Throughout this section, we assume that XX is projective. Let us begin with a special case of the extension theorem. The general extension theorem is a consequence of the special case.

[027R]
Theorem 4.1.

We assume that LL is very ample. Let ‖.‖\|\raisebox{1.72218pt}{.}\| be a norm of H0​(X,L)H^{0}(X,L) and hh a continuous metric of LanL^{\mathrm{an}} given by {|.|(H0​(X,L),‖.‖)quot​(x)}x∈Xan\big\{|\raisebox{1.72218pt}{.}|_{(H^{0}(X,L),\|\raisebox{1.20552pt}{.}\|)}^{\mathrm{quot}}(x)\big\}_{x\in X^{\mathrm{an}}}. Let YY be a closed subschme of XX and l∈H0​(Y,L|Y)l\in H^{0}(Y,\left.{L}\right|_{{Y}}). Then, for any ϵ>0\epsilon>0, there are a positive integer nn and s∈H0​(X,L⊗n)s\in H^{0}(X,{L}^{\otimes n}) such that s|Y=l⊗n\left.{s}\right|_{{Y}}={l}^{\otimes n} and ‖s‖h⊗n≤en​ϵ​(‖l‖Y,h)n\|s\|_{{h}^{\otimes n}}\leq e^{n\epsilon}(\|l\|_{Y,h})^{n}.

[027S]
Proof.

First we assume that |.||\raisebox{1.72218pt}{.}| is non-trivial. Let us begin with the following:

[027T]
Claim 4.1.1.

There are a positive integer aa and a finitely generated lattice ℋ\mathscr{H} of H0​(X,L⊗a)H^{0}(X,L^{\otimes a}) such that

‖.‖ha≤‖.‖ℋ≤ea​ϵ/2​‖.‖ha.\|\raisebox{1.72218pt}{.}\|_{h^{a}}\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{H}}\leq e^{a\epsilon/2}\|\raisebox{1.72218pt}{.}\|_{h^{a}}.
[027U]
Proof.

First we assume that |.||\raisebox{1.72218pt}{.}| is discrete. We choose a positive integer aa such that |ϖ|−1≤ea​ϵ/2|\varpi|^{-1}\leq e^{a\epsilon/2}. We set ℋ:={s∈H0​(X,L⊗a)∣‖s‖ha≤1}\mathscr{H}:=\{s\in H^{0}(X,L^{\otimes a})\mid\|s\|_{h^{a}}\leq 1\}. Note that ℋ\mathscr{H} is a finitely generated lattice of H0​(X,L⊗a)H^{0}(X,L^{\otimes a}) by Proposition 1.17. As ‖.‖ha≤‖.‖ℋ≤|ϖ|−1​‖.‖ha\|\raisebox{1.72218pt}{.}\|_{h^{a}}\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{H}}\leq|\varpi|^{-1}\|\raisebox{1.72218pt}{.}\|_{h^{a}} by Proposition 1.17, we have the assertion.

Next we assume that |.||\raisebox{1.72218pt}{.}| is not discrete. By Proposition 1.18, there is a lattice 𝒱\mathscr{V} of H0​(X,L)H^{0}(X,L) such that ‖.‖h=‖.‖𝒱\|\raisebox{1.72218pt}{.}\|_{h}=\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}. By Proposition 1.19, there is a finitely generated lattice ℋ\mathscr{H} of H0​(X,L)H^{0}(X,L) such that ℋ⊆𝒱\mathscr{H}\subseteq\mathscr{V} and ‖.‖h≤‖.‖ℋ≤eϵ/2​‖.‖h\|\raisebox{1.72218pt}{.}\|_{h}\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{H}}\leq e^{\epsilon/2}\|\raisebox{1.72218pt}{.}\|_{h}, as desired. ∎

Let 𝒳\mathscr{X} be the Zariski closure of XX in ℙ⁡(ℋ)\mathbb{P}(\mathscr{H}) (cf. §1.1.7) and ℒ=𝒪ℙ⁡(ℋ)​(1)|𝒳\mathscr{L}=\left.{\mathscr{O}_{\mathbb{P}(\mathscr{H})}(1)}\right|_{{\mathscr{X}}}. Moreover, let h′h^{\prime} be a continuous metric of (L⊗a)an(L^{\otimes a})^{\mathrm{an}} given by

{|.|(H,‖.‖ℋ)quot​(x)}x∈Xan.\big\{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{(H,\|\raisebox{1.20552pt}{.}\|_{\mathscr{H}})}(x)\big\}_{x\in X^{\mathrm{an}}}.

Then, by Proposition 3.8 and Remark 3.9, |.|h′=|.|ℒ|\raisebox{1.72218pt}{.}|_{h^{\prime}}=|\raisebox{1.72218pt}{.}|_{\mathscr{L}}. Therefore, by virtue of Theorem 3.2, there are a positive integer mm and s∈H0​(X,L⊗a​m)s\in H^{0}(X,L^{\otimes am}) such that s|Y=l⊗a​m\left.{s}\right|_{{Y}}=l^{\otimes am} and

(5) ‖s‖h′m≤ea​m​ϵ/2​(‖l⊗a‖Y,h′)m.\|s\|_{{h^{\prime}}^{m}}\leq e^{am\epsilon/2}(\|l^{\otimes a}\|_{Y,h^{\prime}})^{m}.

As ‖.‖ha≤‖.‖ℋ≤ea​ϵ/2​‖.‖ha\|\raisebox{1.72218pt}{.}\|_{h^{a}}\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{H}}\leq e^{a\epsilon/2}\|\raisebox{1.72218pt}{.}\|_{h^{a}}, we have

|.|haquot​(x)≤|.|h′​(x)≤ea​ϵ/2​|.|haquot​(x)|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{a}}(x)\leq|\raisebox{1.72218pt}{.}|_{h^{\prime}}(x)\leq e^{a\epsilon/2}|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{a}}(x)

for all x∈Xanx\in X^{\mathrm{an}}. Therefore, by Proposition 3.6,

(6) |.|ha​(x)≤|.|h′​(x)≤ea​ϵ/2​|.|ha​(x)|\raisebox{1.72218pt}{.}|_{h^{a}}(x)\leq|\raisebox{1.72218pt}{.}|_{h^{\prime}}(x)\leq e^{a\epsilon/2}|\raisebox{1.72218pt}{.}|_{h^{a}}(x)

for all x∈Xanx\in X^{\mathrm{an}}. In particular, |.|ha​m​(x)≤|.|h′m​(x)|\raisebox{1.72218pt}{.}|_{h^{am}}(x)\leq|\raisebox{1.72218pt}{.}|_{{h^{\prime}}^{m}}(x). Therefore,

(7) ‖s‖ha​m≤‖s‖h′m.\|s\|_{h^{am}}\leq\|s\|_{{h^{\prime}}^{m}}.

On the other hand, by using (6),

(8) ‖l⊗a‖Y,h′≤ea​ϵ/2​sup{|l⊗a|ha​(y)∣y∈Yan}≤ea​ϵ/2​(‖l‖Y,h)a.\|l^{\otimes a}\|_{Y,h^{\prime}}\leq e^{a\epsilon/2}\sup\{|l^{\otimes a}|_{h^{a}}(y)\mid y\in Y^{\mathrm{an}}\}\leq e^{a\epsilon/2}(\|l\|_{Y,h})^{a}.

Thus the assertion follows from (5), (7) and (8).

Next we assume that |.||\raisebox{1.72218pt}{.}| is trivial. Clearly we may assume that l≠0l\not=0. Let k′k^{\prime} be the field k⁡((T))k(\!(T)\!) of formal Laurent power series over kk, that is, the quotient field of the ring k⁡[[T]]k[\![T]\!] of formal power series over kk. We set

Σ:=⋃i=0∞(⋃s,s′∈H0​(X,L⊗i)∖{0}ℚ⁡(log⁡‖s‖hi−log⁡‖s′‖hi)).\Sigma:=\bigcup_{i=0}^{\infty}\left(\bigcup_{s,s^{\prime}\in H^{0}(X,L^{\otimes i})\setminus\{0\}}\mathbb{Q}\left(\log\|s\|_{h^{i}}-\log\|s^{\prime}\|_{h^{i}}\right)\right).

As {‖s‖hi∣s∈H0​(X,L⊗i)∖{0}}\left\{\|s\|_{h^{i}}\mid s\in H^{0}(X,L^{\otimes i})\setminus\{0\}\right\} is a finite set by (1) in Lemma 1.12, we have #⁡(Σ)≤ℵ0\#(\Sigma)\leq\aleph_{0}. Therefore, we can find α∈ℝ>0∖Σ\alpha\in\mathbb{R}_{>0}\setminus\Sigma. Here we consider an absolute value |.|′|\raisebox{1.72218pt}{.}|^{\prime} of k′k^{\prime} given by

|ϕ⁡(T)|′:=exp⁡(−α​ord⁡(ϕ⁡(T)))(ϕ⁡(T)∈k′).|\phi(T)|^{\prime}:=\exp(-\alpha\operatorname{ord}(\phi(T)))\quad(\phi(T)\in k^{\prime}).

We set

X′:=X×Spec⁡(k)Spec(k′),Y′:=Y×Spec⁡(k)Spec(k′)andL′=L⊗kk′.X^{\prime}:=X\times_{\operatorname{Spec}(k)}\operatorname{Spec}(k^{\prime}),\quad Y^{\prime}:=Y\times_{\operatorname{Spec}(k)}\operatorname{Spec}(k^{\prime})\quad\text{and}\quad L^{\prime}=L\otimes_{k}k^{\prime}.

Note that H0​(X′,L′)=H0​(X,L)⊗kk′H^{0}(X^{\prime},L^{\prime})=H^{0}(X,L)\otimes_{k}k^{\prime}. Let h′h^{\prime} be a continuous metric of L′an{L^{\prime}}^{\mathrm{an}} given by the scalar extension of hh. Then, by Lemma 3.7, h′h^{\prime} is given by

{|.|(H0​(X′,L′),‖.‖k′)quot​(x′)}x′∈X′an,\big\{|\raisebox{1.72218pt}{.}|_{(H^{0}(X^{\prime},L^{\prime}),\|\raisebox{1.20552pt}{.}\|_{k^{\prime}})}^{\mathrm{quot}}(x^{\prime})\big\}_{x^{\prime}\in{X^{\prime}}^{\mathrm{an}}},

where ‖.‖k′\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} is the scalar extension of ‖.‖\|\raisebox{1.72218pt}{.}\|. Moreover, for s∈H0​(X,L)s\in H^{0}(X,L), |s|h′​(x′)=|s|h​(pan​(x′))|s|_{h^{\prime}}(x^{\prime})=|s|_{h}(p^{\mathrm{an}}(x^{\prime})) for x′∈X′anx^{\prime}\in{X^{\prime}}^{\mathrm{an}}, where p:X′→Xp:X^{\prime}\to X is the projection. Note that pan:X′an→Xanp^{\mathrm{an}}:{X^{\prime}}^{\mathrm{an}}\to X^{\mathrm{an}} is surjective. Therefore, ‖s‖h′=‖s‖h\|s\|_{h^{\prime}}=\|s\|_{h} for all s∈H0​(X,L)s\in H^{0}(X,L).

By the previous observation, there are a positive integer nn and s′∈H0​(X′,L′⊗n)s^{\prime}\in H^{0}(X^{\prime},{L^{\prime}}^{\otimes n}) such that

s′|Y′=l⊗nand‖s′‖h′n≤en​ϵ​(‖l‖Y′,h′)n=en​ϵ​(‖l‖Y,h)n.\left.{s^{\prime}}\right|_{{Y^{\prime}}}={l}^{\otimes n}\quad\text{and}\quad\|s^{\prime}\|_{{h^{\prime}}^{n}}\leq e^{n\epsilon}(\|l\|_{Y^{\prime},h^{\prime}})^{n}=e^{n\epsilon}(\|l\|_{Y,h})^{n}.

Note that, for a positive integer dd,

s′⊗d∈H0(X′,L′⊗d​n),s′⊗d|Y′=l⊗d​nand∥s′⊗d∥h′d​n≤ed​n​ϵ(∥l∥Y,h)d​n.{s^{\prime}}^{\otimes d}\in H^{0}(X^{\prime},{L^{\prime}}^{\otimes dn}),\quad\left.{{s^{\prime}}^{\otimes d}}\right|_{{Y^{\prime}}}={l}^{\otimes dn}\quad\text{and}\quad\|{s^{\prime}}^{\otimes d}\|_{{h^{\prime}}^{dn}}\leq e^{dn\epsilon}(\|l\|_{Y,h})^{dn}.

Thus we may assume that H0​(X,L⊗n)→H0​(Y,L|Y⊗n)H^{0}(X,L^{\otimes n})\to H^{0}(Y,\left.{L}\right|_{{Y}}^{\otimes n}) is surjective. Let (e1,…,er)(e_{1},\ldots,e_{r}) be an orthogonal basis of H0​(X,L⊗n)H^{0}(X,L^{\otimes n}) with respect to ‖.‖hn\|\raisebox{1.72218pt}{.}\|_{h^{n}} such that (et+1,…,er)(e_{t+1},\ldots,e_{r}) forms a basis of Ker⁡(H0​(X,L⊗n)→H0​(Y,L|Y⊗n))\operatorname{Ker}(H^{0}(X,L^{\otimes n})\to H^{0}(Y,\left.{L}\right|_{{Y}}^{\otimes n})) (cf. Proposition 1.3). We set

s′=a1​(T)​e1+⋯+at​(T)​et+at+1​(T)​et+1+⋯+ar​(T)​ers^{\prime}=a_{1}(T)e_{1}+\cdots+a_{t}(T)e_{t}+a_{t+1}(T)e_{t+1}+\cdots+a_{r}(T)e_{r}

for some a1​(T),…,ar​(T)∈k′=k⁡((T))a_{1}(T),\ldots,a_{r}(T)\in k^{\prime}=k(\!(T)\!). As s′|Y′=l⊗n∈H0​(Y,L|Y⊗n)\left.{s^{\prime}}\right|_{{Y^{\prime}}}=l^{\otimes n}\in H^{0}(Y,\left.{L}\right|_{{Y}}^{\otimes n}) and (e1|Y,…,et|Y)(\left.{e_{1}}\right|_{{Y}},\ldots,\left.{e_{t}}\right|_{{Y}}) forms a basis of H0​(Y,L|Y⊗n)H^{0}(Y,\left.{L}\right|_{{Y}}^{\otimes n}), we have a1​(T),…,at​(T)∈ka_{1}(T),\ldots,a_{t}(T)\in k. Note that

α∉⋃s,s′∈H0​(X,L⊗n)∖{0}ℚ⁡(log⁡‖s‖hn−log⁡‖s′‖hn),\alpha\not\in\bigcup_{s,s^{\prime}\in H^{0}(X,L^{\otimes n})\setminus\{0\}}\mathbb{Q}\left(\log\|s\|_{h^{n}}-\log\|s^{\prime}\|_{h^{n}}\right),

so that, by (2) in Lemma 1.12 and Remark 1.13, (e1,…,er)(e_{1},\ldots,e_{r}) forms an orthogonal basis of H0​(X′,L′⊗n)H^{0}(X^{\prime},{L^{\prime}}^{\otimes n}) with respect to ‖.‖h′n\|\raisebox{1.72218pt}{.}\|_{{h^{\prime}}^{n}}. Therefore, if we set s=a1​e1+⋯+at​ets=a_{1}e_{1}+\cdots+a_{t}e_{t}, then s∈H0​(X,L⊗n)s\in H^{0}(X,L^{\otimes n}), s|Y=l⊗n\left.{s}\right|_{{Y}}=l^{\otimes n} and

‖s‖hn\displaystyle\|s\|_{h^{n}} =max⁡{|a1|​‖e1‖hn,…,|at|​‖et‖hn}\displaystyle=\max\{|a_{1}|\|e_{1}\|_{h^{n}},\ldots,|a_{t}|\|e_{t}\|_{h^{n}}\}
≤max⁡{|a1|​‖e1‖hn,…,|at|​‖et‖hn,|at+1​(T)|′​‖et+1‖hn,…,|ar​(T)|′​‖er‖hn}\displaystyle\leq\max\left\{|a_{1}|\|e_{1}\|_{h^{n}},\ldots,|a_{t}|\|e_{t}\|_{h^{n}},|a_{t+1}(T)|^{\prime}\|e_{t+1}\|_{h^{n}},\ldots,|a_{r}(T)|^{\prime}\|e_{r}\|_{h^{n}}\right\}
=‖s′‖h′n≤en​ϵ​(‖l‖Y,h)n,\displaystyle=\|s^{\prime}\|_{{h^{\prime}}^{n}}\leq e^{n\epsilon}(\|l\|_{Y,h})^{n},

as required. ∎

[027V]
Theorem 4.2.

We assume that LL is ample and hh is a semipositive continuous metric of LanL^{\mathrm{an}}. Fix a closed subscheme YY, l∈H0​(Y,L|Y)l\in H^{0}(Y,\left.{L}\right|_{{Y}}) and ϵ∈ℝ>0\epsilon\in\mathbb{R}_{>0}. Then there is a positive integer n0{n_{0}} such that, for all n≥n0n\geq{n_{0}}, we can find s∈H0​(X,L⊗n)s\in H^{0}(X,L^{\otimes n}) with

s|Y=l⊗nand‖s‖hn≤en​ϵ​(‖l‖Y,h)n.\left.{s}\right|_{{Y}}=l^{\otimes n}\quad\text{and}\quad\|s\|_{h^{n}}\leq e^{n\epsilon}(\|l\|_{Y,h})^{n}.
[027W]
Proof.

Clearly we may assume that l≠0l\not=0. Let us begin with the following claim:

[027X]
Claim 4.2.1.

For any ϵ′>0{\epsilon^{\prime}}>0, there are a positive integer NN and sN∈H0​(X,L⊗N)s_{N}\in H^{0}(X,L^{\otimes N}) such that

sN|Y=l⊗Nand‖sN‖hN≤eN​ϵ′​(‖l‖Y,h)N.\left.{s_{N}}\right|_{{Y}}=l^{\otimes N}\quad\text{and}\quad\|s_{N}\|_{h^{N}}\leq e^{N{\epsilon^{\prime}}}(\|l\|_{Y,h})^{N}.
[027Y]
Proof.

By using Proposition 3.10, we can find a positive integer aa such that L⊗aL^{\otimes a} is very ample and

|.|ha​(x)≤|.|haquot​(x)≤ea​ϵ′/2​|.|ha​(x)|\raisebox{1.72218pt}{.}|_{h^{a}}(x)\leq|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{a}}(x)\leq e^{a{\epsilon^{\prime}/2}}|\raisebox{1.72218pt}{.}|_{h^{a}}(x)

for all x∈Xanx\in X^{\mathrm{an}}. We set h′={|.|haquot​(x)}h^{\prime}=\{|\raisebox{1.72218pt}{.}|^{\mathrm{quot}}_{h^{a}}(x)\}. Then, the above inequalities means that

(9) |.|ha​(x)≤|.|h′​(x)≤ea​ϵ′/2​|.|ha​(x)|\raisebox{1.72218pt}{.}|_{h^{a}}(x)\leq|\raisebox{1.72218pt}{.}|_{h^{\prime}}(x)\leq e^{a{\epsilon^{\prime}/2}}|\raisebox{1.72218pt}{.}|_{h^{a}}(x)

for all x∈Xanx\in X^{\mathrm{an}}. Further, by Theorem 4.1, there are a positive integer bb and sa​b∈H0​(X,L⊗a​b)s_{ab}\in H^{0}(X,L^{\otimes ab}) such that sa​b|Y=l⊗a​b\left.{s_{ab}}\right|_{{Y}}=l^{\otimes ab} and

‖sa​b‖h′b≤ea​b​ϵ′/2​(‖l⊗a‖Y,h′)b.\|s_{ab}\|_{{h^{\prime}}^{b}}\leq e^{ab{\epsilon^{\prime}/2}}(\|l^{\otimes a}\|_{Y,h^{\prime}})^{b}.

By (9),

‖l⊗a‖Y,h′≤ea​ϵ′/2​‖l⊗a‖Y,ha=ea​ϵ′/2​(‖l‖Y,h)a.\|l^{\otimes a}\|_{Y,h^{\prime}}\leq e^{a{\epsilon^{\prime}/2}}\|l^{\otimes a}\|_{Y,h^{a}}=e^{a{\epsilon^{\prime}/2}}(\|l\|_{Y,h})^{a}.

Moreover, as |.|ha​b​(x)≤|.|h′b​(x)|\raisebox{1.72218pt}{.}|_{h^{ab}}(x)\leq|\raisebox{1.72218pt}{.}|_{{h^{\prime}}^{b}}(x) by (9), we have ‖sa​b‖ha​b≤‖sa​b‖h′b\|s_{ab}\|_{h^{ab}}\leq\|s_{ab}\|_{{h^{\prime}}^{b}}, so that

‖sa​b‖ha​b\displaystyle\|s_{ab}\|_{h^{ab}} ≤‖sa​b‖h′b≤ea​b​ϵ′/2​(‖l⊗a‖Y,h′)b\displaystyle\leq\|s_{ab}\|_{{h^{\prime}}^{b}}\leq e^{ab{\epsilon^{\prime}/2}}(\|l^{\otimes a}\|_{Y,h^{\prime}})^{b}
≤ea​b​ϵ′/2​(ea​ϵ′/2​(‖l‖Y,h)a)b≤ea​b​ϵ′​(‖l‖Y,h)a​b.\displaystyle\leq e^{ab{\epsilon^{\prime}/2}}(e^{a{\epsilon^{\prime}/2}}(\|l\|_{Y,h})^{a})^{b}\leq e^{ab{\epsilon^{\prime}}}(\|l\|_{Y,h})^{ab}.

Therefore, if we set N=a​bN=ab, then we have the assertion of the claim. ∎

Since LL is ample, by Corollary 1.2, the above claim is actually equivalent to the assertion of the theorem. Thus the theorem is proved. ∎

References

  • [1] V. G. Berkovich, Spectral theory and analytic geometry over non-Archimedean fields, Mathematical surveys and monographs, No. 33, AMS, (1990).
  • [2] A. Chambert-Loir and A. Ducros, Formes différentielles réelles et courants sur les espaces de Berkovich, arXiv:1204.6277.
  • [3] J.-P. Demailly, On the Ohsawa-Takegoshi-Manivel L2L^{2} extension theorem, in Complex Analysis and Geometry (Paris, 1997), Progr. Math. 188, 47-82.
  • [4] W. Gubler, Local heights of subvarieties over non-Archimedean fields, J. Reine Angew. Math., 498 (1998), 61–113.
  • [5] W. Gubler, A guide to tropicalizations, in Algebraic and Combinatorial Aspects of Tropical Geometry, Contemporary Mathematics, Vol. 589, Amer. Math. Soc., Providence, RI, 2013, pp. 125–189.
  • [6] W. Gubler and K. Künnemann, Positivity properties of metrics and delta-forms, arXiv:1509.09079.
  • [7] A. Moriwaki, Estimation of arithmetic linear series, Kyoto J. of Math. 50 (Memorial issue of Professor Nagata) (2010), 685–725.
  • [8] A. Moriwaki, Adelic divisors on arithmetic varieties, to appear in Memoirs of the American Mathematical Society, see also preprint (arXiv:1302.1922 [math.AG]).
  • [9] A. Moriwaki, Semiample invertible sheaves with semipositive continuous hermitian metrics, Algebra & Number Theory 9 (2015), 503–509.
  • [10] H. Randriambololona, Métriques de sous-quotient et théorème de Hilbert-Samuel arithmétique pour les faisceaux cohérents, J. Reine Angew. Math. 590 (2006), 67–88.
  • [11] G. Tian, On a set of polarized Kähler metrics on algebraic manifolds, J. Diff. Geom. 32 (1990), no.1, 99–130.
  • [12] S. Zhang, Positive line bundles on arithmetic varieties, J. Amer. Math. Soc. 8 (1995), 187–221.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.