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1.3. Normed vector space over a non-archimedean field [025A]

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1.3. Normed vector space over a non-archimedean field

In this subsection, we recall several facts on (ultrametric) norms over a non-archimedean field. Throughout this paper, a norm is always assumed to be ultrametric. Let VV be a finite-dimensional vector space over kk and ‖.‖\|\raisebox{1.72218pt}{.}\| a norm of VV over (k,|.|)(k,|\raisebox{1.72218pt}{.}|).

1.3.1. Orthogonality of norms

For α∈(0,1]\alpha\in(0,1], a basis (e1,…,er)(e_{1},\ldots,e_{r}) of VV is called an α\alpha-orthogonal basis of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\| if

α​max⁡{|a1|​‖e1‖,…,|ar|​‖er‖}≤‖a1​e1+⋯+ar​er‖(∀a1,…,ar∈k).\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}\leq\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|\quad(\forall a_{1},\ldots,a_{r}\in k).

If α=1\alpha=1 (resp. α=1\alpha=1 and ‖e1‖=⋯=‖er‖=1\|e_{1}\|=\cdots=\|e_{r}\|=1), then the above basis is called an orthogonal basis of VV (resp. an orthonormal basis of VV). Let (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) be another basis of VV. We say that (e1,…,er)(e_{1},\ldots,e_{r}) is compatible with (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) if k​e1+⋯+k​ei=k​e1′+⋯+k​ei′ke_{1}+\cdots+ke_{i}=ke^{\prime}_{1}+\cdots+ke^{\prime}_{i} for i=1,…,ri=1,\ldots,r.

Proposition 1.3.

Fix a basis (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) of VV. For any α∈(0,1)\alpha\in(0,1), there exists an α\alpha-orthogonal basis (e1,…,er)(e_{1},\ldots,e_{r}) of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\| such that (e1,…,er)(e_{1},\ldots,e_{r}) is compatible with (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}). Moreover, if the absolute value |.||\raisebox{1.72218pt}{.}| is discrete, then there exists an orthogonal basis (e1,…,er)(e_{1},\ldots,e_{r}) of VV compatible with (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}).

Proof.

We prove it by induction on dimkV\dim_{k}V. If dimkV=1\dim_{k}V=1, then the assertion is obvious. By the hypothesis of induction, there is a α\sqrt{\alpha}-orthogonal basis (e1,…,er−1)(e_{1},\ldots,e_{r-1}) of V′:=k​e1′+⋯+k​er−1′V^{\prime}:=ke^{\prime}_{1}+\cdots+ke^{\prime}_{r-1} with respect to ‖.‖\|\raisebox{1.72218pt}{.}\| such that

k​e1+⋯+k​ei=k​e1′+⋯+k​ei′ke_{1}+\cdots+ke_{i}=ke^{\prime}_{1}+\cdots+ke^{\prime}_{i}

for i=1,…,r−1i=1,\ldots,r-1. Choose v∈V∖V′v\in V\setminus V^{\prime}. As

dist⁡(v,V′):=inf{‖v−x‖:x∈V′}>0,\mathrm{dist}(v,V^{\prime}):=\inf\{\|v-x\|:x\in V^{\prime}\}>0,

there is y∈V′y\in V^{\prime} such that ‖v−y‖≤(α)−1​dist​(v,V′)\|v-y\|\leq(\sqrt{\alpha})^{-1}\mathrm{dist}(v,V^{\prime}). We set er=v−ye_{r}=v-y. Clearly (e1,…,er−1,er)(e_{1},\ldots,e_{r-1},e_{r}) forms a basis of VV. It is sufficient to see that

‖a1​e1+⋯+ar−1​er−1+er‖≥α​max⁡{|a1|​‖e1‖,…,|ar−1|​‖er−1‖,‖er‖}\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\|\geq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|,\|e_{r}\|\}

for all a1,…,ar−1∈ka_{1},\ldots,a_{r-1}\in k. Indeed, as ‖er‖≤(α)−1​‖a1​e1+⋯+ar−1​er−1+er‖\|e_{r}\|\leq(\sqrt{\alpha})^{-1}\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\|, we have

α​‖er‖≤α​‖er‖≤‖a1​e1+⋯+ar−1​er−1+er‖.\alpha\|e_{r}\|\leq\sqrt{\alpha}\|e_{r}\|\leq\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\|.

If ‖a1​e1+⋯+ar−1​er−1‖≤‖er‖\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}\|\leq\|e_{r}\|, then

‖a1​e1+⋯+ar−1​er−1+er‖\displaystyle\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\| ≥α​‖er‖≥α​‖a1​e1+⋯+ar−1​er−1‖\displaystyle\geq\sqrt{\alpha}\|e_{r}\|\geq\sqrt{\alpha}\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}\|
≥α​(α​max⁡{|a1|​‖e1‖,…,|ar−1|​‖er−1‖})\displaystyle\geq\sqrt{\alpha}\left(\sqrt{\alpha}\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\}\right)
=α​max⁡{|a1|​‖e1‖,…,|ar−1|​‖er−1‖}.\displaystyle=\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\}.

Otherwise,

‖a1​e1+⋯+ar−1​er−1+er‖\displaystyle\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\| =‖a1​e1+⋯+ar−1​er−1‖\displaystyle=\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}\|
≥α​max⁡{|a1|​‖e1‖,…,|ar−1|​‖er−1‖}\displaystyle\geq\sqrt{\alpha}\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\}
≥α​max⁡{|a1|​‖e1‖,…,|ar−1|​‖er−1‖},\displaystyle\geq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\},

as required.

For the second assertion, it is sufficient to show the following lemma because it implies that the set {‖v−x‖∣x∈V′}\{\|v-x\|\mid x\in V^{\prime}\} has the minimal value. ∎

Lemma 1.4.

If |.||\raisebox{1.72218pt}{.}| is discrete, then the set {‖v‖∣v∈V∖{0}}\{\|v\|\mid v\in V\setminus\{0\}\} is discrete in ℝ>0\mathbb{R}_{>0}.

Proof.

Let us consider a map β:V∖{0}→ℝ>0/|k×|\beta:V\setminus\{0\}\to{\mathbb{R}}_{>0}/|k^{\times}| given by

β⁡(v)=the class of ‖v‖ in ℝ>0/|k×|.\beta(v)=\text{the class of $\|v\|$ in ${\mathbb{R}}_{>0}/|k^{\times}|$}.

It is sufficient to see that β⁡(V∖{0})\beta(V\setminus\{0\}) is finite. Let β1,…,βl\beta_{1},\ldots,\beta_{l} be distinct elements of β⁡(V∖{0})\beta(V\setminus\{0\}). We choose v1,…,vl∈V∖{0}v_{1},\ldots,v_{l}\in V\setminus\{0\} with β⁡(vi)=βi\beta(v_{i})=\beta_{i} for i=1,…,li=1,\ldots,l. If i≠ji\not=j, then ‖ai​vi‖≠‖aj​vj‖\|a_{i}v_{i}\|\not=\|a_{j}v_{j}\| for all ai,aj∈k×a_{i},a_{j}\in k^{\times}. Therefore, we obtain

‖a1​v1+⋯+al​vl‖=max⁡{‖a1​v1‖,…,‖a1​vl‖}\|a_{1}v_{1}+\cdots+a_{l}v_{l}\|=\max\{\|a_{1}v_{1}\|,\ldots,\|a_{1}v_{l}\|\}

for all a1,…,al∈ka_{1},\ldots,a_{l}\in k. In particular, v1,…,vlv_{1},\ldots,v_{l} are linearly independent. Therefore, we have #⁡(β⁡(V∖{0}))≤dimkV\#(\beta(V\setminus\{0\}))\leq\dim_{k}V. ∎

1.3.2. Scalar extension of norms

Let V′V^{\prime} be a vector space over kk and ‖.‖′\|\raisebox{1.72218pt}{.}\|^{\prime} a norm of V′V^{\prime}.

Lemma 1.5.

For ϕ∈Homk​(V,V′)\phi\in\mathrm{Hom}_{k}(V,V^{\prime}), the set {‖ϕ⁡(v)‖′‖v‖|v∈V∖{0}}\left\{\frac{\|\phi(v)\|^{\prime}}{\|v\|}\,\Big|\,v\in V\setminus\{0\}\right\} is bounded from above.

Proof.

Fix α∈(0,1)\alpha\in(0,1). Let (e1,…,er)(e_{1},\ldots,e_{r}) be an α\alpha-orthogonal basis of VV (cf. Proposition 1.3). We set

C1=max⁡{‖ϕ⁡(e1)‖′,…,‖ϕ⁡(er)‖′}andC2=min⁡{‖e1‖,…,‖er‖}.C_{1}=\max\{\|\phi(e_{1})\|^{\prime},\ldots,\|\phi(e_{r})\|^{\prime}\}\quad\text{and}\quad C_{2}=\min\{\|e_{1}\|,\ldots,\|e_{r}\|\}.

Then, for v=a1​e1+⋯+ar​er∈V∖{0}v=a_{1}e_{1}+\cdots+a_{r}e_{r}\in V\setminus\{0\},

‖ϕ⁡(v)‖′‖v‖\displaystyle\frac{\|\phi(v)\|^{\prime}}{\|v\|} ≤max⁡{|a1|​‖ϕ⁡(e1)‖′,…,|ar|​‖ϕ⁡(er)‖′}α​max⁡{|a1|​‖e1‖,…,|ar|​‖er‖}\displaystyle\leq\frac{\max\{|a_{1}|\|\phi(e_{1})\|^{\prime},\ldots,|a_{r}|\|\phi(e_{r})\|^{\prime}\}}{\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}}
≤max⁡{|a1|​C1,…,|ar|​C1}α​max⁡{|a1|​C2,…,|ar|​C2}=C1α​C2,\displaystyle\leq\frac{\max\{|a_{1}|C_{1},\ldots,|a_{r}|C_{1}\}}{\alpha\max\{|a_{1}|C_{2},\ldots,|a_{r}|C_{2}\}}=\frac{C_{1}}{\alpha C_{2}},

as desired. ∎

By the above lemma, we define ‖ϕ‖Homk​(V,V′)\|\phi\|_{\mathrm{Hom}_{k}(V,V^{\prime})} to be

‖ϕ‖Homk​(V,V′):=sup{‖ϕ⁡(v)‖′‖v‖∣v∈V∖{0}}.\|\phi\|_{\mathrm{Hom}_{k}(V,V^{\prime})}:=\sup\left\{\frac{\|\phi(v)\|^{\prime}}{\|v\|}\mid v\in V\setminus\{0\}\right\}.

Note that ‖.‖Homk​(V,V′)\|\raisebox{1.72218pt}{.}\|_{\mathrm{Hom}_{k}(V,V^{\prime})} yields a norm on Homk​(V,V′)\mathrm{Hom}_{k}(V,V^{\prime}). We denote ‖.‖Homk​(V,k)\|\raisebox{1.72218pt}{.}\|_{\mathrm{Hom}_{k}(V,k)} by ‖.‖∨\|\raisebox{1.72218pt}{.}\|^{\vee} (i.e. the case where V′=kV^{\prime}=k and ‖.‖′=|.|\|\raisebox{1.72218pt}{.}\|^{\prime}=|\raisebox{1.72218pt}{.}|).

Lemma 1.6.

Let WW be a subspace of VV and ψ∈W∨:=Homk​(W,k)\psi\in W^{\vee}:=\mathrm{Hom}_{k}(W,k). For any α∈(0,1)\alpha\in(0,1), there is φ∈V∨:=Homk​(V,k)\varphi\in V^{\vee}:=\mathrm{Hom}_{k}(V,k) such that φ|W=ψ\left.{\varphi}\right|_{{W}}=\psi and

‖ψ‖∨≤‖φ‖∨≤α−1​‖ψ‖∨.\|\psi\|^{\vee}\leq\|\varphi\|^{\vee}\leq\alpha^{-1}\|\psi\|^{\vee}.
Proof.

Let (e1,…,er)(e_{1},\ldots,e_{r}) be an α\alpha-orthogonal basis of VV such that W=k​e1+⋯+k​elW=ke_{1}+\cdots+ke_{l} (cf. Proposition 1.3). We define φ∈V∨\varphi\in V^{\vee} to be

φ⁡(a1​e1+⋯+ar​er):=ψ⁡(a1​e1+⋯+al​el)\varphi(a_{1}e_{1}+\cdots+a_{r}e_{r}):=\psi(a_{1}e_{1}+\cdots+a_{l}e_{l})

for a1,…,ar∈ka_{1},\ldots,a_{r}\in k. Then φ|W=ψ\left.{\varphi}\right|_{{W}}=\psi. Moreover, note that

α​‖a1​e1+⋯+al​el‖≤α​max⁡{|a1|​‖e1‖,…,|al|​‖el‖}≤α​max⁡{|a1|​‖e1‖,…,|ar|​‖er‖}≤‖a1​e1+⋯+ar​er‖,\alpha\|a_{1}e_{1}+\cdots+a_{l}e_{l}\|\leq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{l}|\|e_{l}\|\}\\ \leq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}\leq\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|,

so that

|φ⁡(a1​e1+⋯+ar​er)|‖a1​e1+⋯+ar​er‖≤α−1​|ψ⁡(a1​e1+⋯+al​el)|‖a1​e1+⋯+al​el‖≤α−1​‖ψ‖∨\frac{|\varphi(a_{1}e_{1}+\cdots+a_{r}e_{r})|}{\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|}\leq\alpha^{-1}\frac{|\psi(a_{1}e_{1}+\cdots+a_{l}e_{l})|}{\|a_{1}e_{1}+\cdots+a_{l}e_{l}\|}\leq\alpha^{-1}\|\psi\|^{\vee}

for all a1,…,ar∈ka_{1},\ldots,a_{r}\in k with (a1,…,al)≠(0,…,0)(a_{1},\ldots,a_{l})\not=(0,\ldots,0). Thus the assertion follows. ∎

Corollary 1.7.

The natural homomorphism V→(V∨)∨V\to(V^{\vee})^{\vee} is an isometry.

Proof.

We denote the norm of (V∨)∨(V^{\vee})^{\vee} by ‖.‖′\|\raisebox{1.72218pt}{.}\|^{\prime}, that is,

‖v‖′=sup{|ϕ⁡(v)|‖ϕ‖∨∣ϕ∈V∨∖{0}}.\|v\|^{\prime}=\sup\left\{\frac{|\phi(v)|}{\|\phi\|^{\vee}}\mid\phi\in V^{\vee}\setminus\{0\}\right\}.

Note that |ϕ⁡(v)|≤‖v‖​‖ϕ‖∨|\phi(v)|\leq\|v\|\|\phi\|^{\vee} for all v∈Vv\in V and ϕ∈V∨\phi\in V^{\vee}. In particular, ‖v‖′≤‖v‖\|v\|^{\prime}\leq\|v\|. For v∈V∖{0}v\in V\setminus\{0\}, we set W:=k​vW:=kv and choose ψ∈W∨\psi\in W^{\vee} with ψ⁡(v)=1\psi(v)=1. Then ‖ψ‖∨=1/‖v‖\|\psi\|^{\vee}=1/\|v\|. For any α∈(0,1)\alpha\in(0,1), by Lemma 1.6, there is φ∈V∨\varphi\in V^{\vee} such that φ|W=ψ\left.{\varphi}\right|_{{W}}=\psi and ‖φ‖∨≤α−1​‖ψ‖∨\|\varphi\|^{\vee}\leq\alpha^{-1}\|\psi\|^{\vee}. As |φ⁡(v)|/‖φ‖∨≤‖v‖′|\varphi(v)|/\|\varphi\|^{\vee}\leq\|v\|^{\prime}, we have α​‖v‖≤‖v‖′\alpha\|v\|\leq\|v\|^{\prime}. Thus we obtain ‖v‖≤‖v‖′\|v\|\leq\|v\|^{\prime} by taking α→1\alpha\to 1. ∎

Definition 1.8.

Let k′k^{\prime} be an extension field of kk, and let |.|′|\raisebox{1.72218pt}{.}|^{\prime} be a complete absolute value of k′k^{\prime} which is an extension of |.||\raisebox{1.72218pt}{.}|. We set Vk′:=V⊗kk′V_{k^{\prime}}:=V\otimes_{k}k^{\prime}. Identifying Vk′V_{k^{\prime}} with

Homk​(Homk​(V,k),k′),\mathrm{Hom}_{k}(\mathrm{Hom}_{k}(V,k),k^{\prime}),

we can give a norm ‖.‖k′\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} of Vk′V_{k^{\prime}}, that is,

‖v′‖k′=sup{|(ϕ⊗1)​(v′)|′‖ϕ‖∨|ϕ∈V∨}.\|v^{\prime}\|_{k^{\prime}}=\sup\left\{\frac{|(\phi\otimes 1)(v^{\prime})|^{\prime}}{\|\phi\|^{\vee}}\,\Big|\,\phi\in V^{\vee}\right\}.

The norm ‖.‖k′\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} is called the scalar extension of ‖.‖\|\raisebox{1.72218pt}{.}\|. Note that ‖v⊗1‖k′=‖v‖\|v\otimes 1\|_{k^{\prime}}=\|v\| for v∈Vv\in V. Indeed, by Corollary 1.7,

‖v⊗1‖k′=sup{|ϕ⁡(v)|‖ϕ‖∨|ϕ∈V∨}=‖v‖.\|v\otimes 1\|_{k^{\prime}}=\sup\left\{\frac{|\phi(v)|}{\|\phi\|^{\vee}}\,\Big|\,\phi\in V^{\vee}\right\}=\|v\|.
Proposition 1.9.

For α∈(0,1]\alpha\in(0,1], let (e1,…,er)(e_{1},\ldots,e_{r}) be an α\alpha-orthogonal basis of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\|. Then (e1⊗1,…,er⊗1)(e_{1}\otimes 1,\ldots,e_{r}\otimes 1) also yields an α\alpha-orthogonal basis of Vk′V_{k^{\prime}} with respect to ‖.‖k′\|\raisebox{1.72218pt}{.}\|_{k^{\prime}}.

Proof.

Let (e1∨,…,er∨)(e_{1}^{\vee},\ldots,e_{r}^{\vee}) be the dual basis of (e1,…,er)(e_{1},\ldots,e_{r}). For a1,…,ar∈ka_{1},\ldots,a_{r}\in k with ai≠0a_{i}\not=0,

|(ei∨)​(a1​e1+⋯+ar​er)|‖a1​e1+⋯+ar​er‖≤|ai|α​max⁡{|a1|​‖e1‖,…,|ar|​‖er‖}≤|ai|α​|ai|​‖ei‖=1α​‖ei‖,\frac{|(e_{i}^{\vee})(a_{1}e_{1}+\cdots+a_{r}e_{r})|}{\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|}\leq\frac{|a_{i}|}{\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}}\leq\frac{|a_{i}|}{\alpha|a_{i}|\|e_{i}\|}=\frac{1}{\alpha\|e_{i}\|},

and hence ‖ei∨‖∨≤(α​‖ei‖)−1\|e_{i}^{\vee}\|^{\vee}\leq(\alpha\|e_{i}\|)^{-1}. Therefore, for a1′,…,ar′∈k′a^{\prime}_{1},\ldots,a^{\prime}_{r}\in k^{\prime},

‖a1′​e1+⋯+ar′​er‖\displaystyle\|a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}\| ≥|(ei∨⊗1)​(a1′​e1+⋯+ar′​er)|′‖ei∨‖∨\displaystyle\geq\frac{|(e_{i}^{\vee}\otimes 1)(a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r})|^{\prime}}{\|e_{i}^{\vee}\|^{\vee}}
=|ai′|′‖ei∨‖∨≥|ai′|′(α​‖ei‖)−1=α​|ai′|′​‖ei‖.\displaystyle=\frac{|a^{\prime}_{i}|^{\prime}}{\|e_{i}^{\vee}\|^{\vee}}\geq\frac{|a^{\prime}_{i}|^{\prime}}{(\alpha\|e_{i}\|)^{-1}}=\alpha|a^{\prime}_{i}|^{\prime}\|e_{i}\|.

Thus we have the assertion. ∎

Lemma 1.10.

Let k′′k^{\prime\prime} be an extension field of k′k^{\prime}, and let |.|′′|\raisebox{1.72218pt}{.}|^{\prime\prime} be a complete absolute value of k′′k^{\prime\prime} as an extension of |.|′|\raisebox{1.72218pt}{.}|^{\prime}. We set Vk′′:=V⊗kk′′V_{k^{\prime\prime}}:=V\otimes_{k}k^{\prime\prime}. Note that Vk′′=Vk′⊗k′k′′V_{k^{\prime\prime}}=V_{k^{\prime}}\otimes_{k^{\prime}}k^{\prime\prime}. Let ‖.‖k′′\|\raisebox{1.72218pt}{.}\|_{k^{\prime\prime}} (resp. ‖.‖k′,k′′\|\raisebox{1.72218pt}{.}\|_{k^{\prime},k^{\prime\prime}}) be a norm of Vk′′V_{k^{\prime\prime}} obtained by the scalar extension of ‖.‖\|\raisebox{1.72218pt}{.}\| on VV (resp. the scalar extension of ‖.‖k′\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} on Vk′V_{k^{\prime}}). Then ‖.‖k′′=‖.‖k′,k′′\|\raisebox{1.72218pt}{.}\|_{k^{\prime\prime}}=\|\raisebox{1.72218pt}{.}\|_{k^{\prime},k^{\prime\prime}}.

Proof.

For ϵ>0\epsilon>0, let (e1,…,er)(e_{1},\ldots,e_{r}) be an e−ϵe^{-\epsilon}-orthogonal basis of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\|. Then, by Proposition 1.9, (e1,…,er)(e_{1},\ldots,e_{r}) forms an e−ϵe^{-\epsilon}-orthogonal basis of Vk′V_{k^{\prime}} and Vk′′V_{k^{\prime\prime}} with respect to ‖.‖k′\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} and ‖.‖k′′\|\raisebox{1.72218pt}{.}\|_{k^{\prime\prime}}, respectively, so that (e1,…,er)(e_{1},\ldots,e_{r}) is also an e−ϵe^{-\epsilon}-orthogonal basis of Vk′′V_{k^{\prime\prime}} with respect to ‖.‖k′,k′′\|\raisebox{1.72218pt}{.}\|_{k^{\prime},k^{\prime\prime}}. Note that ‖ei‖=‖ei‖k′′=‖ei‖k′,k′′\|e_{i}\|=\|e_{i}\|_{k^{\prime\prime}}=\|e_{i}\|_{k^{\prime},k^{\prime\prime}} for all i=1,…,ri=1,\ldots,r. Thus, for a1′′,…,ar′′∈k′′a^{\prime\prime}_{1},\ldots,a^{\prime\prime}_{r}\in k^{\prime\prime},

‖a1′′​e1+…+ar′′​er‖k′,k′′≤max⁡{|a1′′|′′​‖e1‖,…,|ar′′|′′​‖er‖}≤eϵ​‖a1′′​e1+…+ar′′​er‖k′′\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime},k^{\prime\prime}}\leq\max\{|a^{\prime\prime}_{1}|^{\prime\prime}\|e_{1}\|,\ldots,|a^{\prime\prime}_{r}|^{\prime\prime}\|e_{r}\|\}\\ \leq e^{\epsilon}\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime\prime}}

and

‖a1′′​e1+…+ar′′​er‖k′′≤max⁡{|a1′′|′′​‖e1‖,…,|ar′′|′′​‖er‖}≤eϵ​‖a1′′​e1+…+ar′′​er‖k′,k′′.\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime\prime}}\leq\max\{|a^{\prime\prime}_{1}|^{\prime\prime}\|e_{1}\|,\ldots,|a^{\prime\prime}_{r}|^{\prime\prime}\|e_{r}\|\}\\ \leq e^{\epsilon}\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime},k^{\prime\prime}}.

Thus, we have the assertion by taking ϵ→0\epsilon\to 0. ∎

Lemma 1.11.

Let f:V→Wf:V\to W be a surjective homomorphism of finite-dimensional vector spaces over kk. Let ‖.‖V\|\raisebox{1.72218pt}{.}\|_{V} and ‖.‖W\|\raisebox{1.72218pt}{.}\|_{W} be norms of VV and WW, respectively. We assume that dimkW=1\dim_{k}W=1 and ‖.‖W\|\raisebox{1.72218pt}{.}\|_{W} is the quotient norm of ‖.‖V\|\raisebox{1.72218pt}{.}\|_{V} in terms of the surjection f:V→Wf:V\to W. We set Vk′:=V⊗kk′V_{k^{\prime}}:=V\otimes_{k}k^{\prime} and Wk′:=W⊗kk′W_{k^{\prime}}:=W\otimes_{k}k^{\prime}. Let ‖.‖V,k′\|\raisebox{1.72218pt}{.}\|_{V,k^{\prime}} and ‖.‖W,k′\|\raisebox{1.72218pt}{.}\|_{W,k^{\prime}} be the norms of Vk′V_{k^{\prime}} and Wk′W_{k^{\prime}} obtained by the scalar extensions of ‖.‖V\|\raisebox{1.72218pt}{.}\|_{V} and ‖.‖W\|\raisebox{1.72218pt}{.}\|_{W}, respectively. Then ‖.‖W,k′\|\raisebox{1.72218pt}{.}\|_{W,k^{\prime}} is the quotient norm of ‖.‖V,k′\|\raisebox{1.72218pt}{.}\|_{V,k^{\prime}} in terms of the surjection fk′:=f⊗idk′:Vk′→Wk′f_{k^{\prime}}:=f\otimes\mathrm{id}_{k^{\prime}}:V_{k^{\prime}}\to W_{k^{\prime}}.

Proof.

Let ‖.‖Wk′′\|\raisebox{1.72218pt}{.}\|^{\prime}_{W_{k^{\prime}}} be the quotient norm of ‖.‖V,k′\|\raisebox{1.72218pt}{.}\|_{V,k^{\prime}} with respect to the surjection fk′:Vk′→Wk′f_{k^{\prime}}:V_{k^{\prime}}\to W_{k^{\prime}}. Let ee be an non-zero element of WW. As ‖e‖W,k′=‖e‖W\|e\|_{W,k^{\prime}}=\|e\|_{W}, it is sufficient to show that ‖e‖Wk′′=‖e‖W\|e\|^{\prime}_{W_{k^{\prime}}}=\|e\|_{W}. Note that

{v∈V∣f⁡(v)=e}⊆{v′∈Vk′∣fk′​(v′)=e},\{v\in V\mid f(v)=e\}\subseteq\{v^{\prime}\in V_{k^{\prime}}\mid f_{k^{\prime}}(v^{\prime})=e\},

so that we have ‖e‖W≥‖e‖Wk′′\|e\|_{W}\geq\|e\|^{\prime}_{W_{k^{\prime}}}. Let us consider an inequality ‖e‖W≤‖e‖Wk′′\|e\|_{W}\leq\|e\|^{\prime}_{W_{k^{\prime}}}. For ϵ>0\epsilon>0, let (e1,…,er)(e_{1},\ldots,e_{r}) be an e−ϵe^{-\epsilon}-orthogonal basis of VV such that (e2,…,er)(e_{2},\ldots,e_{r}) forms a basis of Ker⁡(f)\operatorname{Ker}(f). Clearly we may assume that f⁡(e1)=ef(e_{1})=e. Then

‖e‖Wk′′\displaystyle\|e\|^{\prime}_{W_{k^{\prime}}} =inf{∥e1+a2′e2+⋯+ar′er∥V,k′∣a2′,…,ar′∈k′}\displaystyle=\inf\{\|e_{1}+a^{\prime}_{2}e_{2}+\cdots+a^{\prime}_{r}e_{r}\|_{V,k^{\prime}}\mid a^{\prime}_{2},\ldots,a^{\prime}_{r}\in k^{\prime}\}
≥inf{e−ϵmax{∥e1∥,|a2′|′∥e2∥V,…,|ar′|′∥er∥V}∣a2′,…,ar′∈k′}\displaystyle\geq\inf\{e^{-\epsilon}\max\{\|e_{1}\|,|a^{\prime}_{2}|^{\prime}\|e_{2}\|_{V},\ldots,|a^{\prime}_{r}|^{\prime}\|e_{r}\|_{V}\}\mid a^{\prime}_{2},\ldots,a^{\prime}_{r}\in k^{\prime}\}
≥e−ϵ​‖e1‖≥e−ϵ​‖e‖W.\displaystyle\geq e^{-\epsilon}\|e_{1}\|\geq e^{-\epsilon}\|e\|_{W}.

Therefore, we have ‖e‖Wk′′≥‖e‖W\|e\|^{\prime}_{W_{k^{\prime}}}\geq\|e\|_{W} by taking ϵ→0\epsilon\to 0. ∎

Lemma 1.12.

We assume that the absolute value |.||\raisebox{1.72218pt}{.}| of kk is trivial. Let (V,‖.‖)(V,\|\raisebox{1.72218pt}{.}\|) be a finite-dimensional normed vector space over (k,|.|)(k,|\raisebox{1.72218pt}{.}|). Then we have the following:

  1. (1)

    The set {‖v‖∣v∈V}\{\|v\|\mid v\in V\} is a finite set.

  2. (2)

    Let k′k^{\prime} be a field and |.|′|\raisebox{1.72218pt}{.}|^{\prime} a complete and non-trivial absolute value of k′k^{\prime} such that k⊆k′k\subseteq k^{\prime} and |.|′|\raisebox{1.72218pt}{.}|^{\prime} is an extension of |.||\raisebox{1.72218pt}{.}|. Let 𝔬k′\mathfrak{o}_{k^{\prime}} be the valuation ring of (k′,|.|′)(k^{\prime},|\raisebox{1.72218pt}{.}|^{\prime}) and 𝔪k′\mathfrak{m}_{k^{\prime}} the maximal ideal of 𝔬k′\mathfrak{o}_{k^{\prime}}. We assume the following:

    1. (i)

      The natural map k→𝔬k′k\to\mathfrak{o}_{k^{\prime}} induces an isomorphism k​⟶∼​𝔬k′/𝔪k′k\overset{\sim}{\longrightarrow}\mathfrak{o}_{k^{\prime}}/\mathfrak{m}_{k^{\prime}}.

    2. (ii)

      If an equation |a′|′=‖v‖/‖v′‖|a^{\prime}|^{\prime}=\|v\|/\|v^{\prime}\| holds for some a′∈k′×a^{\prime}\in{k^{\prime}}^{\times} and v,v′∈V∖{0}v,v^{\prime}\in V\setminus\{0\}, then ‖v‖=‖v′‖\|v\|=\|v^{\prime}\|.

    Let ‖.‖′\|\raisebox{1.72218pt}{.}\|^{\prime} be a norm of Vk′:=V⊗kk′V_{k^{\prime}}:=V\otimes_{k}k^{\prime} over (k′,|.|′)(k^{\prime},|\raisebox{1.72218pt}{.}|^{\prime}) such that ‖v‖=‖v⊗1‖′\|v\|=\|v\otimes 1\|^{\prime} for all v∈Vv\in V. If (e1,…,er)(e_{1},\ldots,e_{r}) is an orthogonal basis of (V,‖.‖)(V,\|\raisebox{1.72218pt}{.}\|), then (e1,…,er)(e_{1},\ldots,e_{r}) forms an orthogonal basis of (Vk′,‖.‖′)(V_{k^{\prime}},\|\raisebox{1.72218pt}{.}\|^{\prime}). In particular, ‖.‖′=‖.‖k′\|\raisebox{1.72218pt}{.}\|^{\prime}=\|\raisebox{1.72218pt}{.}\|_{k^{\prime}}.

Proof.

(1) Let (e1,…,er)(e_{1},\ldots,e_{r}) be an orthogonal basis of (V,‖.‖)(V,\|\raisebox{1.72218pt}{.}\|) (cf. Proposition 1.3). Then

‖a1​e1+⋯+ar​er‖=max⁡{|a1|​‖e1‖,…,|ar|​‖er‖}\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|=\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}

for all a1,…,ar∈ka_{1},\ldots,a_{r}\in k, so that

‖a1​e1+⋯+ar​er‖∈{0,‖e1‖,…,‖er‖}.\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|\in\{0,\|e_{1}\|,\ldots,\|e_{r}\|\}.

(2) First we assume that

‖e1‖=⋯=‖er‖=c.\|e_{1}\|=\cdots=\|e_{r}\|=c.

Then, for any v∈Vv\in V,

‖v‖={cif v≠0,0if v=0.\|v\|=\begin{cases}c&\text{if $v\not=0$},\\ 0&\text{if $v=0$}.\end{cases}

Let us see that

‖a1′​e1+⋯+ar′​er‖′=c​max⁡{|a1′|′,…,|ar′|′}\|a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}\|^{\prime}=c\max\{|a^{\prime}_{1}|^{\prime},\ldots,|a^{\prime}_{r}|^{\prime}\}

for a1′,…,ar′∈k′a^{\prime}_{1},\ldots,a^{\prime}_{r}\in k^{\prime}. Clearly we may assume that

(a1′,…,ar′)≠(0,…,0).(a^{\prime}_{1},\ldots,a^{\prime}_{r})\not=(0,\ldots,0).

We set γ:=max⁡{|a1′|′,…,|ar′|′}\gamma:=\max\{|a^{\prime}_{1}|^{\prime},\ldots,|a^{\prime}_{r}|^{\prime}\}. We fix ω∈k′\omega\in k^{\prime} with |ω|′=γ|\omega|^{\prime}=\gamma. By the assumption (i), for each j=1,…,rj=1,\ldots,r, we can find aj∈ka_{j}\in k and bj′∈k′b^{\prime}_{j}\in k^{\prime} such that

aj′=aj​ω+bj′and|bj′|′<γ.a^{\prime}_{j}=a_{j}\omega+b^{\prime}_{j}\quad\text{and}\quad|b^{\prime}_{j}|^{\prime}<\gamma.

Note that

a1′​e1+⋯+ar′​er=ω⁡(∑j=1raj​ej)+b1′​e1+⋯+br′​er.a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}=\omega\left(\sum\nolimits_{j=1}^{r}a_{j}e_{j}\right)+b^{\prime}_{1}e_{1}+\cdots+b^{\prime}_{r}e_{r}.

Moreover, as ∑j=1raj​ej≠0\sum_{j=1}^{r}a_{j}e_{j}\not=0, we have

‖ω⁡(∑j=1raj​ej)‖′\displaystyle\left\|\omega\left(\sum\nolimits_{j=1}^{r}a_{j}e_{j}\right)\right\|^{\prime} =γ⁡‖∑j=1raj​ej‖=c​γ\displaystyle=\gamma\left\|\sum\nolimits_{j=1}^{r}a_{j}e_{j}\right\|=c\gamma
and
‖b1′​e1+⋯+br′​er‖′\displaystyle\|b^{\prime}_{1}e_{1}+\cdots+b^{\prime}_{r}e_{r}\|^{\prime} ≤c​max⁡{|b1′|′,…,|br′|′}<c​γ.\displaystyle\leq c\max\{|b^{\prime}_{1}|^{\prime},\ldots,|b^{\prime}_{r}|^{\prime}\}<c\gamma.

Therefore,

‖a1′​e1+⋯+ar′​er‖′=c​γ=c​max⁡{|a1′|′,…,|ar′|′}.\|a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}\|^{\prime}=c\gamma=c\max\{|a^{\prime}_{1}|^{\prime},\ldots,|a^{\prime}_{r}|^{\prime}\}.

In general, we take positive numbers c1<⋯<cbc_{1}<\cdots<c_{b} and non-empty subsets I1,…,IbI_{1},\ldots,I_{b} of {1,…,r}\{1,\ldots,r\} such that {‖el‖∣l∈Is}={cs}\{\|e_{l}\|\mid l\in I_{s}\}=\{c_{s}\} for s=1,…,bs=1,\ldots,b and I1∪⋯∪Ib={1,…,r}I_{1}\cup\cdots\cup I_{b}=\{1,\ldots,r\}. Note that Is∩Is′=∅I_{s}\cap I_{s^{\prime}}=\emptyset for s≠s′s\not=s^{\prime}. Let us consider

x=a1′​e1+⋯+ar′​er=∑s=1bxs∈Vk′(a1′,…,ar′∈k′),x=a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}=\sum_{s=1}^{b}x_{s}\in V_{k^{\prime}}\quad(a^{\prime}_{1},\ldots,a^{\prime}_{r}\in k^{\prime}),

where xs=∑l∈Isal′​elx_{s}=\sum_{l\in I_{s}}a^{\prime}_{l}e_{l}. Note that (el)l∈Is(e_{l})_{l\in I_{s}} forms an orthogonal basis of ⨁l∈Isk​el\bigoplus_{l\in I_{s}}ke_{l} and ‖el‖=cs\|e_{l}\|=c_{s} for all l∈Isl\in I_{s}. Therefore, by the above observation,

‖xs‖′=cs​maxl∈Is​{|al′|′}=maxl∈Is⁡{‖al′​el‖′},\left\|x_{s}\right\|^{\prime}=c_{s}\max_{l\in I_{s}}\{|a^{\prime}_{l}|^{\prime}\}=\max_{l\in I_{s}}\{\|a^{\prime}_{l}e_{l}\|^{\prime}\},

so that it is sufficient to see that

‖x‖′=maxs=1,…,b⁡{‖xs‖′}.\|x\|^{\prime}=\max_{s=1,\ldots,b}\left\{\left\|x_{s}\right\|^{\prime}\right\}.

Clearly we may assume that x≠0x\not=0. We set

Σ:={s∈{1,…,b}∣xs≠0}.\Sigma:=\left\{s\in\{1,\ldots,b\}\mid x_{s}\not=0\right\}.

For s,s′∈Σs,s^{\prime}\in\Sigma with s≠s′s\not=s^{\prime}, we have ‖xs‖′≠‖xs′‖′\|x_{s}\|^{\prime}\not=\|x_{s^{\prime}}\|^{\prime}. Indeed, we choose ls∈Isl_{s}\in I_{s} and ls′∈Is′l_{s^{\prime}}\in I_{s^{\prime}} with ‖xs‖′=‖als′​els‖′\left\|x_{s}\right\|^{\prime}=\|a^{\prime}_{l_{s}}e_{l_{s}}\|^{\prime} and ‖xs′‖′=‖als′′​els′‖′\left\|x_{s^{\prime}}\right\|^{\prime}=\|a^{\prime}_{l_{s^{\prime}}}e_{l_{s^{\prime}}}\|^{\prime}. If ‖xs‖′=‖xs′‖′\|x_{s}\|^{\prime}=\|x_{s^{\prime}}\|^{\prime}, then

|als′/als′′|′=‖els′‖/‖els‖,\left|a^{\prime}_{l_{s}}/a^{\prime}_{l_{s^{\prime}}}\right|^{\prime}=\|e_{l_{s^{\prime}}}\|/\|e_{l_{s}}\|,

so that, by the assumption (ii), ‖els′‖=‖els‖\|e_{l_{s^{\prime}}}\|=\|e_{l_{s}}\|, which is a contradiction. Therefore,

‖x‖′=‖∑s∈Σxs‖′=maxs∈Σ⁡{‖xs‖′}=maxs=1,…,b⁡{‖xs‖′},\|x\|^{\prime}=\left\|\sum\nolimits_{s\in\Sigma}x_{s}\right\|^{\prime}=\max_{s\in\Sigma}\{\|x_{s}\|^{\prime}\}=\max_{s=1,\ldots,b}\{\|x_{s}\|^{\prime}\},

as required. ∎

Remark 1.13.

We assume that |.|′|\raisebox{1.72218pt}{.}|^{\prime} is discrete and

|a′|′=exp⁡(−α​ord𝔬k′⁡(a′))(a′∈k′)|a^{\prime}|^{\prime}=\exp(-\alpha\operatorname{ord}_{\mathfrak{o}_{k^{\prime}}}(a^{\prime}))\qquad(a^{\prime}\in k^{\prime})

for α∈ℝ>0\alpha\in\mathbb{R}_{>0}. If

α∉⋃v,v′∈V∖{0}ℚ⁡(log⁡‖v‖−log⁡‖v′‖),\alpha\not\in\bigcup_{v,v^{\prime}\in V\setminus\{0\}}\mathbb{Q}(\log\|v\|-\log\|v^{\prime}\|),

then the assumption (ii) holds. Indeed, we suppose that |a′|′=‖v‖/‖v′‖|a^{\prime}|^{\prime}=\|v\|/\|v^{\prime}\| for some a′∈k′×a^{\prime}\in{k^{\prime}}^{\times} and v,v′∈V∖{0}v,v^{\prime}\in V\setminus\{0\}. Then

−α​ord𝔬k′⁡(a′)=log⁡‖v‖−log⁡‖v′‖,-\alpha\operatorname{ord}_{\mathfrak{o}_{k^{\prime}}}(a^{\prime})=\log\|v\|-\log\|v^{\prime}\|,

so that ord𝔬k′⁡(a′)=0\operatorname{ord}_{\mathfrak{o}_{k^{\prime}}}(a^{\prime})=0, and hence ‖v‖=‖v′‖\|v\|=\|v^{\prime}\|, as required.

1.3.3. Lattices and norms

From now on and until the end of the subsection , we assume that |.||\raisebox{1.72218pt}{.}| is non-trivial. Let 𝒱\mathscr{V} be an 𝔬k\mathfrak{o}_{k}-submodule of VV. We say that 𝒱\mathscr{V} is a lattice of VV if 𝒱⊗𝔬kk=V\mathscr{V}\otimes_{\mathfrak{o}_{k}}k=V and

sup{‖v‖0∣v∈𝒱}<∞\sup\{\|v\|_{0}\mid v\in\mathscr{V}\}<\infty

for some norm ‖.‖0\|\raisebox{1.72218pt}{.}\|_{0} of VV. Note that the condition sup{‖v‖0∣v∈𝒱}<∞\sup\{\|v\|_{0}\mid v\in\mathscr{V}\}<\infty does not depend on the choice of the norm ‖.‖0\|\raisebox{1.72218pt}{.}\|_{0} since all norms on VV are equivalent. For a lattice 𝒱\mathscr{V} of VV, we define ‖.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} to be

‖v‖𝒱:=inf{|a|−1∣a∈k× and a​v∈𝒱}.\|v\|_{\mathscr{V}}:=\inf\{|a|^{-1}\mid\text{$a\in k^{\times}$ and $av\in\mathscr{V}$}\}.

Note that ‖.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} forms a norm of VV. Moreover, for a norm ‖.‖\|\raisebox{1.72218pt}{.}\| of VV,

(V,‖.‖)≤1:={v∈V∣‖v‖≤1}(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1}:=\{v\in V\mid\|v\|\leq 1\}

is a lattice of VV.

Proposition 1.14.

Let 𝒱\mathscr{V} be a lattice of VV. We assume that, as an 𝔬k\mathfrak{o}_{k}-module, 𝒱\mathscr{V} admits a free basis (e1,…,er)(e_{1},\ldots,e_{r}). Then (e1,…,er)(e_{1},\ldots,e_{r}) is an orthonormal basis of VV with respect to ‖.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}.

Proof.

For v=a1​e1+⋯+ar​er∈Vv=a_{1}e_{1}+\cdots+a_{r}e_{r}\in V and a∈k×a\in k^{\times},

a​v∈𝒱\displaystyle av\in\mathscr{V} ⟺a​ai∈𝔬k for all i=1,…,r\displaystyle\Longleftrightarrow\text{$aa_{i}\in\mathfrak{o}_{k}$ for all $i=1,\ldots,r$}
⟺|ai|≤|a|−1 for all i=1,…,r\displaystyle\Longleftrightarrow\text{$|a_{i}|\leq|a|^{-1}$ for all $i=1,\ldots,r$}
⟺max⁡{|a1|,…,|ar|}≤|a|−1,\displaystyle\Longleftrightarrow\text{$\max\{|a_{1}|,\ldots,|a_{r}|\}\leq|a|^{-1}$},

so that ‖v‖𝒱=max⁡{|a1|,…,|ar|}\|v\|_{\mathscr{V}}=\max\{|a_{1}|,\ldots,|a_{r}|\}. ∎

Let us consider the following lemmas.

Lemma 1.15.

A subgroup GG of (ℝ,+)(\mathbb{R},+) is either discrete or dense in ℝ\mathbb{R}.

Proof.

Clearly we may assume that G≠{0}G\not=\{0\}, so that G∩ℝ>0≠∅G\cap\mathbb{R}_{>0}\not=\emptyset. We set δ=inf(G∩ℝ>0)\delta=\inf(G\cap\mathbb{R}_{>0}). If δ∈G∩ℝ>0\delta\in G\cap\mathbb{R}_{>0}, then G=ℤ​δG=\mathbb{Z}\delta. Indeed, for g∈Gg\in G, let nn be an integer such that n≤g/δ<n+1n\leq g/\delta<n+1. Thus 0≤g−n​δ<δ0\leq g-n\delta<\delta, and hence g=n​δg=n\delta. Therefore, GG is discrete.

Next we assume that δ∉G∩ℝ>0\delta\not\in G\cap\mathbb{R}_{>0}. Then there is a sequence {δn}n=1∞\{\delta_{n}\}_{n=1}^{\infty} in G∩ℝ>0G\cap\mathbb{R}_{>0} such that δn>δn+1\delta_{n}>\delta_{n+1} for all nn and limn→∞δn=δ\lim_{n\to\infty}\delta_{n}=\delta. If we set an=δn−δn+1a_{n}=\delta_{n}-\delta_{n+1}, then an∈G∩ℝ>0a_{n}\in G\cap\mathbb{R}_{>0} and limn→∞an=0\lim_{n\to\infty}a_{n}=0. For an open interval (α,β)(\alpha,\beta) of ℝ\mathbb{R} (α<β\alpha<\beta), we choose ana_{n} and an integer mm such that an<β−αa_{n}<\beta-\alpha and m<β/an≤m+1m<\beta/a_{n}\leq m+1. Then we have m​an<βma_{n}<\beta and

α<β−an≤(m+1)​an−an=m​an,\alpha<\beta-a_{n}\leq(m+1)a_{n}-a_{n}=ma_{n},

so that m​an∈(α,β)∩Gma_{n}\in(\alpha,\beta)\cap G. Thus GG is dense. ∎

Lemma 1.16.

Let ‖.‖\|\raisebox{1.72218pt}{.}\| be a norm of VV and 𝒱:=(V,‖.‖)≤1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1}. Then

‖v‖𝒱=inf{|b|∣b∈k× and ‖v‖≤|b|}.\|v\|_{\mathscr{V}}=\inf\{|b|\mid\text{$b\in k^{\times}$ and $\|v\|\leq|b|$}\}.

Moreover, ‖.‖≤‖.‖𝒱\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} and ‖.‖𝒱≤|α|​‖.‖\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}\leq|\alpha|\|\raisebox{1.72218pt}{.}\| for all α∈k×\alpha\in k^{\times} with |α|>1|\alpha|>1.

Proof.

The first assertion is obvious because, for a∈k×a\in k^{\times}, a​v∈𝒱av\in\mathscr{V} if and only if ‖v‖≤|a|−1\|v\|\leq|a|^{-1}.

For v∈Vv\in V, let a∈k×a\in k^{\times} with a​v∈𝒱av\in\mathscr{V}. Then ‖a​v‖≤1\|av\|\leq 1, that is, ‖v‖≤|a|−1\|v\|\leq|a|^{-1}, and hence ‖v‖≤‖v‖𝒱\|v\|\leq\|v\|_{\mathscr{V}}.

Finally we consider the second inequality, that is, ‖v‖𝒱≤|α|​‖v‖\|v\|_{\mathscr{V}}\leq|\alpha|\|v\| for v∈Vv\in V. Clearly we may assume that v≠0v\not=0. As |α|−1<1|\alpha|^{-1}<1, there is ϵ>0\epsilon>0 with |α|−1​eϵ<1|\alpha|^{-1}e^{\epsilon}<1. By the first assertion, we can choose b∈k×b\in k^{\times} such that ‖v‖≤|b|≤eϵ​‖v‖𝒱\|v\|\leq|b|\leq e^{\epsilon}\|v\|_{\mathscr{V}}. If ‖v‖<|b​α−1|\|v\|<|b\alpha^{-1}|, then

‖v‖𝒱≤|b|​|α|−1≤eϵ​‖v‖𝒱​|α|−1.\|v\|_{\mathscr{V}}\leq|b||\alpha|^{-1}\leq e^{\epsilon}\|v\|_{\mathscr{V}}|\alpha|^{-1}.

Thus 1≤eϵ​|α|−11\leq e^{\epsilon}|\alpha|^{-1}. This is a contradiction, so that ‖v‖≥|b​α−1|\|v\|\geq|b\alpha^{-1}|. Therefore,

‖v‖𝒱≤|b|≤|α|​‖v‖,\|v\|_{\mathscr{V}}\leq|b|\leq|\alpha|\|v\|,

as required. ∎

Proposition 1.17.

We assume that |.||\raisebox{1.72218pt}{.}| is discrete. Then we have the following:

  1. (1)

    Every lattice 𝒱\mathscr{V} of VV is a finitely generated 𝔬k\mathfrak{o}_{k}-module.

  2. (2)

    If we set 𝒱:=(V,‖.‖)≤1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1} for a norm of ‖.‖\|\raisebox{1.72218pt}{.}\| of VV, then ‖.‖≤‖.‖𝒱≤|ϖ|−1​‖.‖\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}\leq|\varpi|^{-1}\|\raisebox{1.72218pt}{.}\|.

Proof.

(1) Let (e1′,…,er′)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) be an orthogonal basis of VV with respect to ‖.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} (cf. Proposition 1.3). As |.||\raisebox{1.72218pt}{.}| is discrete, there is λi∈k×\lambda_{i}\in k^{\times} with |λi|=‖ei′‖𝒱|\lambda_{i}|=\|e^{\prime}_{i}\|_{\mathscr{V}}. If we set ei=λi−1​ei′e_{i}=\lambda_{i}^{-1}e^{\prime}_{i} for i=1,…,ri=1,\ldots,r, then (e1,…,er)(e_{1},\ldots,e_{r}) forms an orthonormal basis of VV with respect to ‖.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}. Therefore,

𝒱⊆(V,‖.‖𝒱)≤1=𝔬k​e1+⋯+𝔬k​er.\mathscr{V}\subseteq(V,\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}})_{\leq 1}=\mathfrak{o}_{k}e_{1}+\cdots+\mathfrak{o}_{k}e_{r}.

Thus we have (1) because 𝔬k\mathfrak{o}_{k} is noetherian.

(2) follows from Lemma 1.16. ∎

Proposition 1.18.

We assume that |.||\raisebox{1.72218pt}{.}| is not discrete. If we set 𝒱:=(V,‖.‖)≤1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1} for a norm of ‖.‖\|\raisebox{1.72218pt}{.}\| of VV, then ‖.‖=‖.‖𝒱\|\raisebox{1.72218pt}{.}\|=\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}.

Proof.

By Lemma 1.15, we can find a sequence {βn}n=1∞\{\beta_{n}\}_{n=1}^{\infty} such that |βn|>1|\beta_{n}|>1 and limn→∞|βn|=1\lim_{n\to\infty}|\beta_{n}|=1. On the other hand, by Lemma 1.16,

‖.‖≤‖.‖𝒱≤|βn|​‖.‖.\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}\leq|\beta_{n}|\|\raisebox{1.72218pt}{.}\|.

Therefore the assertion follows. ∎

Proposition 1.19.

We assume that the absolute value |.||\raisebox{1.72218pt}{.}| is not discrete. Let ‖.‖\|\raisebox{1.72218pt}{.}\| be a norm of VV and 𝒱:=(V,‖.‖)≤1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1}. For any ϵ>0\epsilon>0, there is a sub-lattice 𝒱′\mathscr{V}^{\prime} of 𝒱\mathscr{V} such that 𝒱′\mathscr{V}^{\prime} is finitely generated over 𝔬k\mathfrak{o}_{k} and ‖.‖≤‖.‖𝒱′≤eϵ​‖.‖\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}^{\prime}}\leq e^{\epsilon}\|\raisebox{1.72218pt}{.}\|.

Proof.

Let (e1,…,er)(e_{1},\ldots,e_{r}) be an e−ϵ/2e^{-\epsilon/2}-orthogonal basis of VV with respect to ‖.‖\|\raisebox{1.72218pt}{.}\| (cf. Proposition 1.3). As ‖.‖=‖.‖𝒱\|\raisebox{1.72218pt}{.}\|=\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} by Proposition 1.18, we can find λi∈k×\lambda_{i}\in k^{\times} such that ‖ei‖≤|λi|≤eϵ/2​‖ei‖\|e_{i}\|\leq|\lambda_{i}|\leq e^{\epsilon/2}\|e_{i}\| for each ii. We set ωi:=λi−1​ei\omega_{i}:=\lambda_{i}^{-1}e_{i} (i=1,…,ri=1,\ldots,r) and 𝒱′:=𝔬k​ω1+⋯+𝔬k​ωr\mathscr{V}^{\prime}:=\mathfrak{o}_{k}\omega_{1}+\cdots+\mathfrak{o}_{k}\omega_{r}. Note that ωi∈𝒱\omega_{i}\in\mathscr{V} for all ii, that is, 𝒱′\mathscr{V}^{\prime} is a sub-lattice of 𝒱\mathscr{V} and 𝒱′\mathscr{V}^{\prime} is finitely generated over 𝔬k\mathfrak{o}_{k}. For c1,…,cr∈kc_{1},\ldots,c_{r}\in k, by Proposition 1.14,

‖c1​e1+⋯+cr​er‖𝒱′\displaystyle\|c_{1}e_{1}+\cdots+c_{r}e_{r}\|_{\mathscr{V}^{\prime}} =‖c1​λ1​ω1+⋯+cr​λr​ωr‖𝒱′=max⁡{|c1​λ1|,…,|cr​λr|}\displaystyle=\|c_{1}\lambda_{1}\omega_{1}+\cdots+c_{r}\lambda_{r}\omega_{r}\|_{\mathscr{V}^{\prime}}=\max\{|c_{1}\lambda_{1}|,\ldots,|c_{r}\lambda_{r}|\}
≤eϵ/2​{|c1|​‖e1‖,…,|cr|​‖er‖}≤eϵ​‖c1​e1+⋯+cr​er‖,\displaystyle\leq e^{\epsilon/2}\{|c_{1}|\|e_{1}\|,\ldots,|c_{r}|\|e_{r}\|\}\leq e^{\epsilon}\|c_{1}e_{1}+\cdots+c_{r}e_{r}\|,

so that we have ‖.‖𝒱′≤eϵ​‖.‖\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}^{\prime}}\leq e^{\epsilon}\|\raisebox{1.72218pt}{.}\|. ∎

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