ScalingStacks

1. Notation and preliminaries [024W]

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1. Notation and preliminaries

1.1. Notation

Throughout this paper, we fix the following notation.

1.1.1.

Fix a field kk with a complete and non-archimedean absolute value |.||\raisebox{1.72218pt}{.}|. The valuation ring of kk and the maximal ideal of the valuation ring are denoted by 𝔬k\mathfrak{o}_{k} and π”ͺk\mathfrak{m}_{k}, respectively, that is,

𝔬k:={a∈k∣|a|≀1}andπ”ͺk:={x∈k∣|x|<1}.\mathfrak{o}_{k}:=\{a\in k\mid|a|\leq 1\}\quad\text{and}\quad\mathfrak{m}_{k}:=\{x\in k\mid|x|<1\}.

In the case where |.||\raisebox{1.72218pt}{.}| is discrete, we fix a uniformizing parameter Ο–\varpi of π”ͺk\mathfrak{m}_{k}, that is, π”ͺk=ϖ​𝔬k\mathfrak{m}_{k}=\varpi\mathfrak{o}_{k}.

1.1.2.

A norm β€–.β€–\|\raisebox{1.72218pt}{.}\| of a finite-dimensional vector space VV over kk is always assumed to be ultrametric, that is, β€–x+y‖≀max⁑{β€–xβ€–,β€–yβ€–}\|x+y\|\leq\max\{\|x\|,\|y\|\}. A pair (V,β€–.β€–)(V,\|\raisebox{1.72218pt}{.}\|) is called a normed finite-dimensional vector space over kk.

1.1.3.

Fix an algebraic scheme XX over Spec⁑k\operatorname{Spec}k, that is, XX is a scheme of finite type over Spec⁑(k)\operatorname{Spec}(k). Let XanX^{\mathrm{an}} be the analytification of XX in the sense of Berkovich [1]. For x∈Xanx\in X^{\mathrm{an}}, the residue field of the associated scheme point of xx is denoted by κ⁑(x)\kappa(x). Note that the seminorm |.|x|\raisebox{1.72218pt}{.}|_{x} at xx yields an absolute value of κ⁑(x)\kappa(x). By abuse of notation, it is denoted by |.|x|\raisebox{1.72218pt}{.}|_{x}. Let ΞΊ^​(x)\hat{\kappa}(x) be the completion of κ⁑(x)\kappa(x) with respect to |.|x|\raisebox{1.72218pt}{.}|_{x}. The extension of |.|x|\raisebox{1.72218pt}{.}|_{x} to ΞΊ^​(x)\hat{\kappa}(x) is also denoted by the same symbol |.|x|\raisebox{1.72218pt}{.}|_{x}. The valuation ring of ΞΊ^​(x)\hat{\kappa}(x) and the maximal ideal of the valuation ring are denoted by 𝔬x\mathfrak{o}_{x} and π”ͺx\mathfrak{m}_{x}, respectively. Let LL be an invertible sheaf on XX. For x∈Xanx\in X^{\operatorname{an}}, LβŠ—π’ͺXΞΊ^​(x)L\otimes_{{\mathscr{O}}_{X}}\hat{\kappa}(x) is denoted by L⁑(x)L(x).

1.1.4.

By continuous metric on LL, we refer to a family h={|.|h​(x)}x∈Xanh=\{|\raisebox{1.72218pt}{.}|_{h}(x)\}_{x\in X^{\mathrm{an}}}, where |.|h​(x)|\raisebox{1.72218pt}{.}|_{h}(x) is a norm on LβŠ—π’ͺXΞΊ^​(x)L\otimes_{\mathscr{O}_{X}}\hat{\kappa}(x) over ΞΊ^​(x)\hat{\kappa}(x) for each x∈Xanx\in X^{\mathrm{an}}, such that for any local basis Ο‰\omega of LL over a Zariski open subset UU, |Ο‰|h​(.)|\omega|_{h}(\raisebox{1.72218pt}{.}) is a continuous function on UanU^{\mathrm{an}}. We assume that XX is projective. Given a continuous metric hh on LL, we define a norm β€–.β€–h\|\raisebox{1.72218pt}{.}\|_{h} on H0​(X,L)H^{0}(X,L) such that

βˆ€s∈H0​(X,L),β€–sβ€–h:=supx∈Xan|s|h​(x).\forall\,s\in H^{0}(X,L),\quad\|s\|_{h}:=\sup_{x\in X^{\mathrm{an}}}|s|_{h}(x).

Similarly, if YY is a closed subscheme of XX, we define a norm β€–.β€–Y,h\|\raisebox{1.72218pt}{.}\|_{Y,h} on H0​(Y,L)H^{0}(Y,L) such that

βˆ€l∈H0​(Y,L),β€–lβ€–Y,h:=supy∈Yan|l|h​(y).\forall\,l\in H^{0}(Y,L),\quad\|l\|_{Y,h}:=\sup_{y\in Y^{\mathrm{an}}}|l|_{h}(y).

Clearly one has

(1) β€–sβ€–hβ©Ύβ€–s|Yβ€–Y,h\|s\|_{h}\geqslant\|{\left.{s}\right|_{{Y}}}\|_{Y,h}

for any s∈H0​(X,L)s\in H^{0}(X,L).

βˆ™\bullet In the following 1.1.5, 1.1.6 and 1.1.7, XX is always assumed to be projective.

1.1.5.

Given a continuous metric hh on LL, the metric induces for each integer nβ©Ύ1n\geqslant 1 a continuous metric on LβŠ—nL^{\otimes n} which we denote by hnh^{n}: for any point x∈Xanx\in X^{\mathrm{an}} and any local basis Ο‰\omega of LL over a Zariski open neighborhood of xx one has

|Ο‰βŠ—n|hn​(x)=|Ο‰|h​(x)n.|\omega^{\otimes n}|_{h^{n}}(x)=|\omega|_{h}(x)^{n}.

Note that for any section s∈H0​(X,L)s\in H^{0}(X,L) one has β€–sβŠ—nβ€–hn=β€–sβ€–hn\|s^{\otimes n}\|_{h^{n}}=\|s\|_{h}^{n}. By convention, h0h^{0} denotes the trivial metric on LβŠ—0=π’ͺXL^{\otimes 0}=\mathscr{O}_{X}, namely |𝟏|h0​(x)=1|\mathbf{1}|_{h^{0}}(x)=1 for any x∈Xanx\in X^{\mathrm{an}}, where 𝟏\mathbf{1} denotes the section of unity of π’ͺX\mathscr{O}_{X}.

Conversely, given a continuous metric g={|.|g​(x)}x∈Xang=\{|\raisebox{1.72218pt}{.}|_{g}(x)\}_{x\in X^{\mathrm{an}}} on LβŠ—nL^{\otimes n}, there is a unique continuous metric hh on LL such that hn=gh^{n}=g. We denote by g1/ng^{1/n} this metric. This observation allows to define continuous metrics on an element in Pic⁑(X)βŠ—β„š\mathrm{Pic}(X)\otimes\mathbb{Q} as follows. Given M∈Pic⁑(X)βŠ—β„šM\in\operatorname{Pic}(X)\otimes\mathbb{Q}, we denote by Γ⁑(M)\Gamma(M) the subsemigroup of β„•β‰₯1\mathbb{N}_{\geq 1} of all positive integers nn such that MβŠ—n∈Pic⁑(X)M^{\otimes n}\in\operatorname{Pic}(X). We call continuous metric on MM any family g=(gn)nβˆˆΞ“β‘(M)g=(g_{n})_{n\in\Gamma(M)} with gng_{n} being a continuous metric on MβŠ—nM^{\otimes n}, such that gnm=gm​ng_{n}^{m}=g_{mn} for any nβˆˆΞ“β‘(M)n\in\Gamma(M) and any mβˆˆβ„•β‰₯1m\in\mathbb{N}_{\geq 1}. Note that the family g=(gn)nβˆˆΞ“β‘(M)g=(g_{n})_{n\in\Gamma(M)} is uniquely determined by any of its elements. In fact, given an element nβˆˆΞ“β‘(M)n\in\Gamma(M), one has gm=gm​n1/n=(gnm)1/ng_{m}=g_{mn}^{1/n}=(g_{n}^{m})^{1/n} for any mβˆˆΞ“β‘(M)m\in\Gamma(M). In particular, for any positive rational number p/qp/q, the family gp/q=(gN​n​p1/N​q)nβˆˆΞ“β‘(MβŠ—(p/q))g^{p/q}=(g_{Nnp}^{1/Nq})_{n\in\Gamma(M^{\otimes(p/q)})} is a continuous metric on MβŠ—(p/q)M^{\otimes(p/q)}, where NN is a positive integer such that MβŠ—N∈Pic⁑(X)M^{\otimes N}\in\operatorname{Pic}(X), and the metric gp/qg^{p/q} does not depend on the choice of the positive integer NN.

Let MM be an element in Pic⁑(X)βŠ—β„š\operatorname{Pic}(X)\otimes\mathbb{Q} equipped with a continuous metric g=(gn)nβˆˆΞ“β‘(M)g=(g_{n})_{n\in\Gamma(M)}. By abuse of notation, for nβˆˆΞ“β‘(M)n\in\Gamma(M) we also use the expression gng^{n} to denote the continuous metric gng_{n} on MβŠ—nM^{\otimes n}.

1.1.6.

We call model of XX any projective and flat 𝔬k\mathfrak{o}_{k}-scheme 𝒳→Spec⁑(𝔬k)\mathscr{X}\to\operatorname{Spec}(\mathfrak{o}_{k}) such that the generic fiber of 𝒳→Spec⁑(𝔬k)\mathscr{X}\to\operatorname{Spec}(\mathfrak{o}_{k}) is XX. We denote by π’³βˆ˜:=π’³βŠ—π”¬k(𝔬k/π”ͺk)\mathscr{X}_{\circ}:=\mathscr{X}\otimes_{\mathfrak{o}_{k}}(\mathfrak{o}_{k}/\mathfrak{m}_{k}) the central fiber of 𝒳→Spec⁑(𝔬k)\mathscr{X}\to\operatorname{Spec}(\mathfrak{o}_{k}). By the valuative criterion of properness, for any point x∈Xanx\in X^{\mathrm{an}}, the canonical kk-morphism Spec⁑κ^​(x)β†’X\operatorname{Spec}\hat{\kappa}(x)\rightarrow X extends in a unique way to an 𝔬k\mathfrak{o}_{k}-morphism of schemes 𝒫x:Spec⁑𝔬x→𝒳\mathscr{P}_{x}:\operatorname{Spec}\mathfrak{o}_{x}\rightarrow\mathscr{X}. We denote by r𝒳​(x)r_{\mathscr{X}}(x) the image of π”ͺx∈Spec⁑𝔬x\mathfrak{m}_{x}\in\operatorname{Spec}\mathfrak{o}_{x} by the map 𝒫x\mathscr{P}_{x}. Thus we obtain a map r𝒳r_{\mathscr{X}} from XanX^{\mathrm{an}} to π’³βˆ˜\mathscr{X}_{\circ}, called the reduction map of 𝒳\mathscr{X}.

Let β„’\mathscr{L} be an element of Pic⁑(𝒳)βŠ—β„š\operatorname{Pic}(\mathscr{X})\otimes{\mathbb{Q}} such that β„’|X=L\left.{\mathscr{L}}\right|_{{X}}=L in Pic⁑(X)βŠ—β„š\operatorname{Pic}(X)\otimes{\mathbb{Q}}. The β„š{\mathbb{Q}}-invertible sheaf β„’\mathscr{L} yields a continuous metric |.|β„’|\raisebox{1.72218pt}{.}|_{\mathscr{L}} as follows.

First we assume that β„’βˆˆPic⁑(𝒳)\mathscr{L}\in\operatorname{Pic}(\mathscr{X}) and β„’|X=L\left.{\mathscr{L}}\right|_{{X}}=L in Pic⁑(X)\operatorname{Pic}(X). For any x∈Xanx\in X^{\mathrm{an}}, let Ο‰x\omega_{x} be a local basis of β„’\mathscr{L} around r𝒳​(x)r_{\mathscr{X}}(x) and ω¯x\bar{\omega}_{x} the class of Ο‰x\omega_{x} in L⁑(x):=LβŠ—π’ͺXΞΊ^​(x){L(x)}:=L\otimes_{\mathscr{O}_{X}}\hat{\kappa}(x). For l∈LβŠ—π’ͺXΞΊ^​(x)l\in L\otimes_{\mathscr{O}_{X}}\hat{\kappa}(x), if we set l=ax​ω¯xl=a_{x}\bar{\omega}_{x} (ax∈κ^​(x)a_{x}\in\hat{\kappa}(x)), then |l|ℒ​(x):=|ax|x|l|_{\mathscr{L}}(x):=|a_{x}|_{x}. Here we set h:={|.|ℒ​(x)}x∈Xanh:=\{|\raisebox{1.72218pt}{.}|_{\mathscr{L}}(x)\}_{x\in X^{\mathrm{an}}}. Note that hh is continuous because, for a local basis Ο‰\omega of β„’\mathscr{L} over an open set 𝒰\mathscr{U} of 𝒳\mathscr{X}, |Ο‰|ℒ​(x)=1|\omega|_{\mathscr{L}}(x)=1 for all x∈rπ’³βˆ’1​(π’°βˆ˜)x\in r_{\mathscr{X}}^{-1}(\mathscr{U}_{\circ}). Moreover,

(2) |.|hn​(x)=|.|β„’n​(x)|\raisebox{1.72218pt}{.}|_{h^{n}}(x)=|\raisebox{1.72218pt}{.}|_{\mathscr{L}^{n}}(x)

for all nβ‰₯0n\geq 0 and x∈Xanx\in X^{\mathrm{an}}. Indeed, if we set l=ax​ω¯xl=a_{x}\bar{\omega}_{x} for l∈L⁑(x)l\in{L(x)}, then lβŠ—n=axn​ω¯xβŠ—nl^{\otimes n}=a_{x}^{n}\bar{\omega}_{x}^{\otimes n}. Thus

|lβŠ—n|hn​(x)=(|l|h​(x))n=|ax|xn=|lβŠ—n|β„’n​(x).|l^{\otimes n}|_{h^{n}}(x)=(|l|_{h}(x))^{n}=|a_{x}|_{x}^{n}=|l^{\otimes n}|_{\mathscr{L}^{n}}(x).

In general, there are β„³βˆˆPic⁑(𝒳)\mathscr{M}\in\operatorname{Pic}(\mathscr{X}) and a positive integer mm such that β„’βŠ—m=β„³\mathscr{L}^{\otimes m}=\mathscr{M} in Pic⁑(𝒳)βŠ—β„š\operatorname{Pic}(\mathscr{X})\otimes{\mathbb{Q}} and β„³|X=LβŠ—m\left.{\mathscr{M}}\right|_{{X}}=L^{\otimes m} in Pic⁑(X)\operatorname{Pic}(X). Then

|.|ℒ​(x):=(|.|ℳ​(x))1/m.|\raisebox{1.72218pt}{.}|_{{\mathscr{L}}}(x):=(|\raisebox{1.72218pt}{.}|_{{\mathscr{M}}}(x))^{1/m}.

Note that the above definition does not depend on the choice of β„³\mathscr{M} and mm. Indeed, let β„³β€²\mathscr{M}^{\prime} and mβ€²m^{\prime} be another choice. As β„³βŠ—mβ€²=β„³β€²βŠ—m\mathscr{M}^{\otimes m^{\prime}}=\mathscr{M^{\prime}}^{\otimes m} in Pic⁑(𝒳)βŠ—β„š\operatorname{Pic}(\mathscr{X})\otimes{\mathbb{Q}}, there is a positive integer NN such that β„³βŠ—N​mβ€²=β„³β€²βŠ—N​m\mathscr{M}^{\otimes Nm^{\prime}}=\mathscr{M^{\prime}}^{\otimes Nm} in Pic⁑(𝒳)\operatorname{Pic}({\mathscr{X}}), so that, by using (2),

(|.|ℳ​(x))N​mβ€²=|.|β„³βŠ—N​m′​(x)=|.|β„³β€²βŠ—N​m​(x)=(|.|ℳ′​(x))N​m,(|\raisebox{1.72218pt}{.}|_{{\mathscr{M}}}(x))^{Nm^{\prime}}=|\raisebox{1.72218pt}{.}|_{{\mathscr{M}}^{\otimes Nm^{\prime}}}(x)=|\raisebox{1.72218pt}{.}|_{{{\mathscr{M}}^{\prime}}^{\otimes Nm}}(x)=(|\raisebox{1.72218pt}{.}|_{{{\mathscr{M}}^{\prime}}}(x))^{Nm},

as desired.

1.1.7.

Let 𝒳\mathscr{X} be a model of XX. As 𝒳\mathscr{X} is flat over 𝔬k\mathfrak{o}_{k}, the natural homomorphism π’ͺ𝒳→π’ͺX\mathscr{O}_{\mathscr{X}}\to\mathscr{O}_{X} is injective. Let YY be a closed subscheme of XX and IYβŠ†π’ͺXI_{Y}\subseteq\mathscr{O}_{X} the defining ideal sheaf of YY. Let ℐ𝒴\mathscr{I}_{\mathscr{Y}} be the kernel of π’ͺ𝒳→π’ͺX/IY\mathscr{O}_{\mathscr{X}}\to\mathscr{O}_{X}/I_{Y}, that is, ℐ𝒴:=ℐY∩π’ͺ𝒳\mathscr{I}_{\mathscr{Y}}:=\mathscr{I}_{Y}\cap\mathscr{O}_{\mathscr{X}}. Obviously β„π’΄βŠ—π”¬kk=IY\mathscr{I}_{\mathscr{Y}}\otimes_{\mathfrak{o}_{k}}k=I_{Y}, so that if we set 𝒴=Spec⁑(π’ͺ𝒳/ℐ𝒴)\mathscr{Y}=\operatorname{Spec}(\mathscr{O}_{\mathscr{X}}/\mathscr{I}_{\mathscr{Y}}), then 𝒴×Spec⁑(𝔬k)Spec⁑(k)=Y\mathscr{Y}\times_{\operatorname{Spec}(\mathfrak{o}_{k})}\operatorname{Spec}(k)=Y. Moreover, 𝒴\mathscr{Y} is flat over 𝔬k\mathfrak{o}_{k} because π’ͺ𝒴→π’ͺY\mathscr{O}_{\mathscr{Y}}\to\mathscr{O}_{Y} is injective. Therefore, 𝒴\mathscr{Y} is a model of YY. We say that 𝒴\mathscr{Y} is the Zariski closure of YY in 𝒳\mathscr{X}.

1.2. Extension obstruction index

In this subsection, we introduce an invariant to describe the obstruction to the extension property. Let XX be a projective scheme over Spec⁑k\operatorname{Spec}k, LL be an invertible sheaf on XX equipped with a continuous metric hh, and YY be a closed subscheme of XX. For any non-zero element ll of H0​(Y,L|Y)H^{0}(Y,L|_{Y}), we denote by Ξ»h​(l)\lambda_{h}(l) the following number (if there does not exist any section s∈H0​(X,LβŠ—n)s\in H^{0}(X,L^{\otimes n}) extending lβŠ—nl^{\otimes n}, then the infimum in the formula is defined to be +∞+\infty by convention)

(3) Ξ»h​(l)=lim supnβ†’+∞infs∈H0​(X,LβŠ—n)s|Y=lβŠ—n(log⁑‖sβ€–hnnβˆ’log⁑‖lβ€–Y,h)∈[0,+∞].\lambda_{h}(l)=\limsup_{n\rightarrow+\infty}\inf_{\begin{subarray}{c}s\in H^{0}(X,L^{\otimes n})\\ {\left.{s}\right|_{{Y}}}=l^{\otimes n}\end{subarray}}{\bigg(\frac{\log\|s\|_{h^{n}}}{n}-\log\|l\|_{Y,h}\bigg)}\in[0,+\infty].

This invariant allows to describe in a numerically way the obstruction to the metric extendability of the section ll. In fact, the following assertions are equivalent:

  1. (a)

    Ξ»h​(l)=0\lambda_{h}(l)=0,

  2. (b)

    for any Ο΅>0\epsilon>0, there exists n0βˆˆβ„•β‰₯1n_{0}\in\mathbb{N}_{\geq 1} such that, for any integer nβ‰₯n0n\geq n_{0}, the element lβŠ—nl^{\otimes n} extends to a section s∈H0​(X,LβŠ—n)s\in H^{0}(X,L^{\otimes n}) such that β€–sβ€–h≀eϡ​n​‖lβ€–Y,hn\|s\|_{h}\leq e^{\epsilon n}\|l\|_{Y,h}^{n}.

The following proposition shows that, if lβŠ—nl^{\otimes n} extends to a global section of LβŠ—nL^{\otimes n} for sufficiently positive nn (it is the case notably when the line bundle LL is ample), then the limsup defining Ξ»h​(l)\lambda_{h}(l) is actually a limit.

Proposition 1.1.

For any integer nβ©Ύ1n\geqslant 1, let

an=infs∈H0​(X,LβŠ—n)s|Y=lβŠ—n(log⁑‖sβ€–hnβˆ’n​log⁑‖lβ€–Y,h).a_{n}=\inf_{\begin{subarray}{c}s\in H^{0}(X,L^{\otimes n})\\ {\left.{s}\right|_{{Y}}}=l^{\otimes n}\end{subarray}}{\Big(}\log\|s\|_{h^{n}}-n\log\|l\|_{Y,h}{\Big)}.

Then the sequence (an)nβ‰₯1(a_{n})_{n\geq 1} is sub-additive, namely one has am+n≀am+ana_{m+n}\leq a_{m}+a_{n} for any (m,n)βˆˆβ„•β‰₯1(m,n)\in\mathbb{N}_{\geq 1}. In particular, if for sufficiently positive integer nn, the section lnl^{n} lies in the image of the restriction map H0​(X,LβŠ—n)β†’H0​(Y,L|YβŠ—n)H^{0}(X,L^{\otimes n})\rightarrow H^{0}(Y,L|_{Y}^{\otimes n}), then β€œlim sup\limsup” in (3) is actually β€œlim\lim”.

Proof.

By (1), one has anβ‰₯0a_{n}\geq 0 for any integer nβ‰₯1n\geq 1. Moreover, an<+∞a_{n}<+\infty if and only if lnl^{n} lies in the image of the restriction map H0​(X,LβŠ—n)β†’H0​(Y,L|YβŠ—n)H^{0}(X,L^{\otimes n})\rightarrow H^{0}(Y,L|_{Y}^{\otimes n}). To verify the inequality am+n≀am+ana_{m+n}\leq a_{m}+a_{n}, it suffices to consider the case where both ama_{m} and ana_{n} are finite. Let sms_{m} and sns_{n} be respectively sections in H0​(X,LβŠ—m)H^{0}(X,L^{\otimes m}) and H0​(X,LβŠ—n)H^{0}(X,L^{\otimes n}) such that sm|Y=lβŠ—m{\left.{s_{m}}\right|_{{Y}}}=l^{\otimes m} and sn|Y=lβŠ—n{\left.{s_{n}}\right|_{{Y}}}=l^{\otimes n}, then the section s=smβŠ—sn∈H0​(X,LβŠ—(m+n))s=s_{m}\otimes s_{n}\in H^{0}(X,L^{\otimes(m+n)}) verifies the relation s|Y=lβŠ—(n+m){\left.{s}\right|_{{Y}}}=l^{\otimes(n+m)}. Moreover, one has

β€–sβ€–h=supx∈Xan|s|h​(x)=supx∈Xan|sm|h​(x)β‹…|sn|h​(x)β©½β€–smβ€–hβ‹…β€–snβ€–h.\|s\|_{h}=\sup_{x\in X^{\mathrm{an}}}|s|_{h}(x)=\sup_{x\in X^{\mathrm{an}}}|s_{m}|_{h}(x)\cdot|s_{n}|_{h}(x)\leqslant\|s_{m}\|_{h}\cdot\|s_{n}\|_{h}.

Since sms_{m} and sns_{n} are arbitrary, one has am+n≀am+ana_{m+n}\leq a_{m}+a_{n}. Finally, by Fekete’s lemma, if an<+∞a_{n}<+\infty for sufficiently positive integer nn, then the sequence (an/n)nβ‰₯1(a_{n}/n)_{n\geq 1} actually converges in ℝ+\mathbb{R}_{+}. The proposition is thus proved. ∎

Corollary 1.2.

Assume that the invertible sheaf LL is ample, then the following conditions are equivalent.

  1. (a)

    Ξ»h​(l)=0\lambda_{h}(l)=0,

  2. (b)

    for any Ο΅>0\epsilon>0, there exists nβˆˆβ„•β‰₯1n\in\mathbb{N}_{\geq 1} and a section s∈H0​(X,LβŠ—n)s\in H^{0}(X,L^{\otimes n}) such that s|Y=ln{\left.{s}\right|_{{Y}}}=l^{n} and that β€–sβ€–h≀eϡ​n​‖lβ€–Y,h\|s\|_{h}\leq e^{\epsilon n}\|l\|_{Y,h}.

Proof.

We keep the notation of the previous proposition. By definition the second condition is equivalent to

(4) lim infnβ†’+∞ann=0.\liminf_{n\rightarrow+\infty}\frac{a_{n}}{n}=0.

Since LL is ample, PropositionΒ 1.1 leads to the convergence of the sequence (an/n)nβ‰₯1(a_{n}/n)_{n\geq 1} in ℝ+\mathbb{R}_{+}. Hence the condition (4) is equivalent to Ξ»h​(l)=0\lambda_{h}(l)=0. ∎

1.3. Normed vector space over a non-archimedean field

In this subsection, we recall several facts on (ultrametric) norms over a non-archimedean field. Throughout this paper, a norm is always assumed to be ultrametric. Let VV be a finite-dimensional vector space over kk and β€–.β€–\|\raisebox{1.72218pt}{.}\| a norm of VV over (k,|.|)(k,|\raisebox{1.72218pt}{.}|).

1.3.1. Orthogonality of norms

For α∈(0,1]\alpha\in(0,1], a basis (e1,…,er)(e_{1},\ldots,e_{r}) of VV is called an Ξ±\alpha-orthogonal basis of VV with respect to β€–.β€–\|\raisebox{1.72218pt}{.}\| if

α​max⁑{|a1|​‖e1β€–,…,|ar|​‖erβ€–}≀‖a1​e1+β‹―+ar​erβ€–(βˆ€a1,…,ar∈k).\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}\leq\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|\quad(\forall a_{1},\ldots,a_{r}\in k).

If Ξ±=1\alpha=1 (resp. Ξ±=1\alpha=1 and β€–e1β€–=β‹―=β€–erβ€–=1\|e_{1}\|=\cdots=\|e_{r}\|=1), then the above basis is called an orthogonal basis of VV (resp. an orthonormal basis of VV). Let (e1β€²,…,erβ€²)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) be another basis of VV. We say that (e1,…,er)(e_{1},\ldots,e_{r}) is compatible with (e1β€²,…,erβ€²)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) if k​e1+β‹―+k​ei=k​e1β€²+β‹―+k​eiβ€²ke_{1}+\cdots+ke_{i}=ke^{\prime}_{1}+\cdots+ke^{\prime}_{i} for i=1,…,ri=1,\ldots,r.

Proposition 1.3.

Fix a basis (e1β€²,…,erβ€²)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) of VV. For any α∈(0,1)\alpha\in(0,1), there exists an Ξ±\alpha-orthogonal basis (e1,…,er)(e_{1},\ldots,e_{r}) of VV with respect to β€–.β€–\|\raisebox{1.72218pt}{.}\| such that (e1,…,er)(e_{1},\ldots,e_{r}) is compatible with (e1β€²,…,erβ€²)(e^{\prime}_{1},\ldots,e^{\prime}_{r}). Moreover, if the absolute value |.||\raisebox{1.72218pt}{.}| is discrete, then there exists an orthogonal basis (e1,…,er)(e_{1},\ldots,e_{r}) of VV compatible with (e1β€²,…,erβ€²)(e^{\prime}_{1},\ldots,e^{\prime}_{r}).

Proof.

We prove it by induction on dimkV\dim_{k}V. If dimkV=1\dim_{k}V=1, then the assertion is obvious. By the hypothesis of induction, there is a Ξ±\sqrt{\alpha}-orthogonal basis (e1,…,erβˆ’1)(e_{1},\ldots,e_{r-1}) of Vβ€²:=k​e1β€²+β‹―+k​erβˆ’1β€²V^{\prime}:=ke^{\prime}_{1}+\cdots+ke^{\prime}_{r-1} with respect to β€–.β€–\|\raisebox{1.72218pt}{.}\| such that

k​e1+β‹―+k​ei=k​e1β€²+β‹―+k​eiβ€²ke_{1}+\cdots+ke_{i}=ke^{\prime}_{1}+\cdots+ke^{\prime}_{i}

for i=1,…,rβˆ’1i=1,\ldots,r-1. Choose v∈Vβˆ–Vβ€²v\in V\setminus V^{\prime}. As

dist⁑(v,Vβ€²):=inf{β€–vβˆ’xβ€–:x∈Vβ€²}>0,\mathrm{dist}(v,V^{\prime}):=\inf\{\|v-x\|:x\in V^{\prime}\}>0,

there is y∈Vβ€²y\in V^{\prime} such that β€–vβˆ’y‖≀(Ξ±)βˆ’1​dist​(v,Vβ€²)\|v-y\|\leq(\sqrt{\alpha})^{-1}\mathrm{dist}(v,V^{\prime}). We set er=vβˆ’ye_{r}=v-y. Clearly (e1,…,erβˆ’1,er)(e_{1},\ldots,e_{r-1},e_{r}) forms a basis of VV. It is sufficient to see that

β€–a1​e1+β‹―+arβˆ’1​erβˆ’1+erβ€–β‰₯α​max⁑{|a1|​‖e1β€–,…,|arβˆ’1|​‖erβˆ’1β€–,β€–erβ€–}\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\|\geq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|,\|e_{r}\|\}

for all a1,…,arβˆ’1∈ka_{1},\ldots,a_{r-1}\in k. Indeed, as β€–er‖≀(Ξ±)βˆ’1​‖a1​e1+β‹―+arβˆ’1​erβˆ’1+erβ€–\|e_{r}\|\leq(\sqrt{\alpha})^{-1}\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\|, we have

α​‖er‖≀α​‖er‖≀‖a1​e1+β‹―+arβˆ’1​erβˆ’1+erβ€–.\alpha\|e_{r}\|\leq\sqrt{\alpha}\|e_{r}\|\leq\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\|.

If β€–a1​e1+β‹―+arβˆ’1​erβˆ’1‖≀‖erβ€–\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}\|\leq\|e_{r}\|, then

β€–a1​e1+β‹―+arβˆ’1​erβˆ’1+erβ€–\displaystyle\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\| β‰₯α​‖erβ€–β‰₯α​‖a1​e1+β‹―+arβˆ’1​erβˆ’1β€–\displaystyle\geq\sqrt{\alpha}\|e_{r}\|\geq\sqrt{\alpha}\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}\|
β‰₯α​(α​max⁑{|a1|​‖e1β€–,…,|arβˆ’1|​‖erβˆ’1β€–})\displaystyle\geq\sqrt{\alpha}\left(\sqrt{\alpha}\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\}\right)
=α​max⁑{|a1|​‖e1β€–,…,|arβˆ’1|​‖erβˆ’1β€–}.\displaystyle=\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\}.

Otherwise,

β€–a1​e1+β‹―+arβˆ’1​erβˆ’1+erβ€–\displaystyle\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}+e_{r}\| =β€–a1​e1+β‹―+arβˆ’1​erβˆ’1β€–\displaystyle=\|a_{1}e_{1}+\cdots+a_{r-1}e_{r-1}\|
β‰₯α​max⁑{|a1|​‖e1β€–,…,|arβˆ’1|​‖erβˆ’1β€–}\displaystyle\geq\sqrt{\alpha}\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\}
β‰₯α​max⁑{|a1|​‖e1β€–,…,|arβˆ’1|​‖erβˆ’1β€–},\displaystyle\geq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r-1}|\|e_{r-1}\|\},

as required.

For the second assertion, it is sufficient to show the following lemma because it implies that the set {β€–vβˆ’xβ€–βˆ£x∈Vβ€²}\{\|v-x\|\mid x\in V^{\prime}\} has the minimal value. ∎

Lemma 1.4.

If |.||\raisebox{1.72218pt}{.}| is discrete, then the set {β€–vβ€–βˆ£v∈Vβˆ–{0}}\{\|v\|\mid v\in V\setminus\{0\}\} is discrete in ℝ>0\mathbb{R}_{>0}.

Proof.

Let us consider a map Ξ²:Vβˆ–{0}→ℝ>0/|kΓ—|\beta:V\setminus\{0\}\to{\mathbb{R}}_{>0}/|k^{\times}| given by

β⁑(v)=the class ofΒ β€–vβ€–Β in ℝ>0/|kΓ—|.\beta(v)=\text{the class of $\|v\|$ in ${\mathbb{R}}_{>0}/|k^{\times}|$}.

It is sufficient to see that β⁑(Vβˆ–{0})\beta(V\setminus\{0\}) is finite. Let Ξ²1,…,Ξ²l\beta_{1},\ldots,\beta_{l} be distinct elements of β⁑(Vβˆ–{0})\beta(V\setminus\{0\}). We choose v1,…,vl∈Vβˆ–{0}v_{1},\ldots,v_{l}\in V\setminus\{0\} with β⁑(vi)=Ξ²i\beta(v_{i})=\beta_{i} for i=1,…,li=1,\ldots,l. If iβ‰ ji\not=j, then β€–ai​viβ€–β‰ β€–aj​vjβ€–\|a_{i}v_{i}\|\not=\|a_{j}v_{j}\| for all ai,aj∈kΓ—a_{i},a_{j}\in k^{\times}. Therefore, we obtain

β€–a1​v1+β‹―+al​vlβ€–=max⁑{β€–a1​v1β€–,…,β€–a1​vlβ€–}\|a_{1}v_{1}+\cdots+a_{l}v_{l}\|=\max\{\|a_{1}v_{1}\|,\ldots,\|a_{1}v_{l}\|\}

for all a1,…,al∈ka_{1},\ldots,a_{l}\in k. In particular, v1,…,vlv_{1},\ldots,v_{l} are linearly independent. Therefore, we have #⁑(β⁑(Vβˆ–{0}))≀dimkV\#(\beta(V\setminus\{0\}))\leq\dim_{k}V. ∎

1.3.2. Scalar extension of norms

Let Vβ€²V^{\prime} be a vector space over kk and β€–.β€–β€²\|\raisebox{1.72218pt}{.}\|^{\prime} a norm of Vβ€²V^{\prime}.

Lemma 1.5.

For Ο•βˆˆHomk​(V,Vβ€²)\phi\in\mathrm{Hom}_{k}(V,V^{\prime}), the set {‖ϕ⁑(v)β€–β€²β€–vβ€–|v∈Vβˆ–{0}}\left\{\frac{\|\phi(v)\|^{\prime}}{\|v\|}\,\Big|\,v\in V\setminus\{0\}\right\} is bounded from above.

Proof.

Fix α∈(0,1)\alpha\in(0,1). Let (e1,…,er)(e_{1},\ldots,e_{r}) be an Ξ±\alpha-orthogonal basis of VV (cf. PropositionΒ 1.3). We set

C1=max⁑{‖ϕ⁑(e1)β€–β€²,…,‖ϕ⁑(er)β€–β€²}andC2=min⁑{β€–e1β€–,…,β€–erβ€–}.C_{1}=\max\{\|\phi(e_{1})\|^{\prime},\ldots,\|\phi(e_{r})\|^{\prime}\}\quad\text{and}\quad C_{2}=\min\{\|e_{1}\|,\ldots,\|e_{r}\|\}.

Then, for v=a1​e1+β‹―+ar​er∈Vβˆ–{0}v=a_{1}e_{1}+\cdots+a_{r}e_{r}\in V\setminus\{0\},

‖ϕ⁑(v)β€–β€²β€–vβ€–\displaystyle\frac{\|\phi(v)\|^{\prime}}{\|v\|} ≀max⁑{|a1|​‖ϕ⁑(e1)β€–β€²,…,|ar|​‖ϕ⁑(er)β€–β€²}α​max⁑{|a1|​‖e1β€–,…,|ar|​‖erβ€–}\displaystyle\leq\frac{\max\{|a_{1}|\|\phi(e_{1})\|^{\prime},\ldots,|a_{r}|\|\phi(e_{r})\|^{\prime}\}}{\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}}
≀max⁑{|a1|​C1,…,|ar|​C1}α​max⁑{|a1|​C2,…,|ar|​C2}=C1α​C2,\displaystyle\leq\frac{\max\{|a_{1}|C_{1},\ldots,|a_{r}|C_{1}\}}{\alpha\max\{|a_{1}|C_{2},\ldots,|a_{r}|C_{2}\}}=\frac{C_{1}}{\alpha C_{2}},

as desired. ∎

By the above lemma, we define β€–Ο•β€–Homk​(V,Vβ€²)\|\phi\|_{\mathrm{Hom}_{k}(V,V^{\prime})} to be

β€–Ο•β€–Homk​(V,Vβ€²):=sup{‖ϕ⁑(v)β€–β€²β€–vβ€–βˆ£v∈Vβˆ–{0}}.\|\phi\|_{\mathrm{Hom}_{k}(V,V^{\prime})}:=\sup\left\{\frac{\|\phi(v)\|^{\prime}}{\|v\|}\mid v\in V\setminus\{0\}\right\}.

Note that β€–.β€–Homk​(V,Vβ€²)\|\raisebox{1.72218pt}{.}\|_{\mathrm{Hom}_{k}(V,V^{\prime})} yields a norm on Homk​(V,Vβ€²)\mathrm{Hom}_{k}(V,V^{\prime}). We denote β€–.β€–Homk​(V,k)\|\raisebox{1.72218pt}{.}\|_{\mathrm{Hom}_{k}(V,k)} by β€–.β€–βˆ¨\|\raisebox{1.72218pt}{.}\|^{\vee} (i.e. the case where Vβ€²=kV^{\prime}=k and β€–.β€–β€²=|.|\|\raisebox{1.72218pt}{.}\|^{\prime}=|\raisebox{1.72218pt}{.}|).

Lemma 1.6.

Let WW be a subspace of VV and ψ∈W∨:=Homk​(W,k)\psi\in W^{\vee}:=\mathrm{Hom}_{k}(W,k). For any α∈(0,1)\alpha\in(0,1), there is Ο†βˆˆV∨:=Homk​(V,k)\varphi\in V^{\vee}:=\mathrm{Hom}_{k}(V,k) such that Ο†|W=ψ\left.{\varphi}\right|_{{W}}=\psi and

β€–Οˆβ€–βˆ¨β‰€β€–Ο†β€–βˆ¨β‰€Ξ±βˆ’1β€‹β€–Οˆβ€–βˆ¨.\|\psi\|^{\vee}\leq\|\varphi\|^{\vee}\leq\alpha^{-1}\|\psi\|^{\vee}.
Proof.

Let (e1,…,er)(e_{1},\ldots,e_{r}) be an Ξ±\alpha-orthogonal basis of VV such that W=k​e1+β‹―+k​elW=ke_{1}+\cdots+ke_{l} (cf. PropositionΒ 1.3). We define Ο†βˆˆV∨\varphi\in V^{\vee} to be

φ⁑(a1​e1+β‹―+ar​er):=ψ⁑(a1​e1+β‹―+al​el)\varphi(a_{1}e_{1}+\cdots+a_{r}e_{r}):=\psi(a_{1}e_{1}+\cdots+a_{l}e_{l})

for a1,…,ar∈ka_{1},\ldots,a_{r}\in k. Then Ο†|W=ψ\left.{\varphi}\right|_{{W}}=\psi. Moreover, note that

α​‖a1​e1+β‹―+al​el‖≀α​max⁑{|a1|​‖e1β€–,…,|al|​‖elβ€–}≀α​max⁑{|a1|​‖e1β€–,…,|ar|​‖erβ€–}≀‖a1​e1+β‹―+ar​erβ€–,\alpha\|a_{1}e_{1}+\cdots+a_{l}e_{l}\|\leq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{l}|\|e_{l}\|\}\\ \leq\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}\leq\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|,

so that

|φ⁑(a1​e1+β‹―+ar​er)|β€–a1​e1+β‹―+ar​erβ€–β‰€Ξ±βˆ’1​|ψ⁑(a1​e1+β‹―+al​el)|β€–a1​e1+β‹―+al​elβ€–β‰€Ξ±βˆ’1β€‹β€–Οˆβ€–βˆ¨\frac{|\varphi(a_{1}e_{1}+\cdots+a_{r}e_{r})|}{\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|}\leq\alpha^{-1}\frac{|\psi(a_{1}e_{1}+\cdots+a_{l}e_{l})|}{\|a_{1}e_{1}+\cdots+a_{l}e_{l}\|}\leq\alpha^{-1}\|\psi\|^{\vee}

for all a1,…,ar∈ka_{1},\ldots,a_{r}\in k with (a1,…,al)β‰ (0,…,0)(a_{1},\ldots,a_{l})\not=(0,\ldots,0). Thus the assertion follows. ∎

Corollary 1.7.

The natural homomorphism Vβ†’(V∨)∨V\to(V^{\vee})^{\vee} is an isometry.

Proof.

We denote the norm of (V∨)∨(V^{\vee})^{\vee} by β€–.β€–β€²\|\raisebox{1.72218pt}{.}\|^{\prime}, that is,

β€–vβ€–β€²=sup{|ϕ⁑(v)|β€–Ο•β€–βˆ¨βˆ£Ο•βˆˆVβˆ¨βˆ–{0}}.\|v\|^{\prime}=\sup\left\{\frac{|\phi(v)|}{\|\phi\|^{\vee}}\mid\phi\in V^{\vee}\setminus\{0\}\right\}.

Note that |ϕ⁑(v)|≀‖vβ€–β€‹β€–Ο•β€–βˆ¨|\phi(v)|\leq\|v\|\|\phi\|^{\vee} for all v∈Vv\in V and Ο•βˆˆV∨\phi\in V^{\vee}. In particular, β€–v‖′≀‖vβ€–\|v\|^{\prime}\leq\|v\|. For v∈Vβˆ–{0}v\in V\setminus\{0\}, we set W:=k​vW:=kv and choose ψ∈W∨\psi\in W^{\vee} with ψ⁑(v)=1\psi(v)=1. Then β€–Οˆβ€–βˆ¨=1/β€–vβ€–\|\psi\|^{\vee}=1/\|v\|. For any α∈(0,1)\alpha\in(0,1), by LemmaΒ 1.6, there is Ο†βˆˆV∨\varphi\in V^{\vee} such that Ο†|W=ψ\left.{\varphi}\right|_{{W}}=\psi and β€–Ο†β€–βˆ¨β‰€Ξ±βˆ’1β€‹β€–Οˆβ€–βˆ¨\|\varphi\|^{\vee}\leq\alpha^{-1}\|\psi\|^{\vee}. As |φ⁑(v)|/β€–Ο†β€–βˆ¨β‰€β€–vβ€–β€²|\varphi(v)|/\|\varphi\|^{\vee}\leq\|v\|^{\prime}, we have α​‖v‖≀‖vβ€–β€²\alpha\|v\|\leq\|v\|^{\prime}. Thus we obtain β€–v‖≀‖vβ€–β€²\|v\|\leq\|v\|^{\prime} by taking Ξ±β†’1\alpha\to 1. ∎

Definition 1.8.

Let kβ€²k^{\prime} be an extension field of kk, and let |.|β€²|\raisebox{1.72218pt}{.}|^{\prime} be a complete absolute value of kβ€²k^{\prime} which is an extension of |.||\raisebox{1.72218pt}{.}|. We set Vkβ€²:=VβŠ—kkβ€²V_{k^{\prime}}:=V\otimes_{k}k^{\prime}. Identifying Vkβ€²V_{k^{\prime}} with

Homk​(Homk​(V,k),kβ€²),\mathrm{Hom}_{k}(\mathrm{Hom}_{k}(V,k),k^{\prime}),

we can give a norm β€–.β€–kβ€²\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} of Vkβ€²V_{k^{\prime}}, that is,

β€–vβ€²β€–kβ€²=sup{|(Ο•βŠ—1)​(vβ€²)|β€²β€–Ο•β€–βˆ¨|Ο•βˆˆV∨}.\|v^{\prime}\|_{k^{\prime}}=\sup\left\{\frac{|(\phi\otimes 1)(v^{\prime})|^{\prime}}{\|\phi\|^{\vee}}\,\Big|\,\phi\in V^{\vee}\right\}.

The norm β€–.β€–kβ€²\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} is called the scalar extension of β€–.β€–\|\raisebox{1.72218pt}{.}\|. Note that β€–vβŠ—1β€–kβ€²=β€–vβ€–\|v\otimes 1\|_{k^{\prime}}=\|v\| for v∈Vv\in V. Indeed, by CorollaryΒ 1.7,

β€–vβŠ—1β€–kβ€²=sup{|ϕ⁑(v)|β€–Ο•β€–βˆ¨|Ο•βˆˆV∨}=β€–vβ€–.\|v\otimes 1\|_{k^{\prime}}=\sup\left\{\frac{|\phi(v)|}{\|\phi\|^{\vee}}\,\Big|\,\phi\in V^{\vee}\right\}=\|v\|.
Proposition 1.9.

For α∈(0,1]\alpha\in(0,1], let (e1,…,er)(e_{1},\ldots,e_{r}) be an Ξ±\alpha-orthogonal basis of VV with respect to β€–.β€–\|\raisebox{1.72218pt}{.}\|. Then (e1βŠ—1,…,erβŠ—1)(e_{1}\otimes 1,\ldots,e_{r}\otimes 1) also yields an Ξ±\alpha-orthogonal basis of Vkβ€²V_{k^{\prime}} with respect to β€–.β€–kβ€²\|\raisebox{1.72218pt}{.}\|_{k^{\prime}}.

Proof.

Let (e1∨,…,er∨)(e_{1}^{\vee},\ldots,e_{r}^{\vee}) be the dual basis of (e1,…,er)(e_{1},\ldots,e_{r}). For a1,…,ar∈ka_{1},\ldots,a_{r}\in k with aiβ‰ 0a_{i}\not=0,

|(ei∨)​(a1​e1+β‹―+ar​er)|β€–a1​e1+β‹―+ar​er‖≀|ai|α​max⁑{|a1|​‖e1β€–,…,|ar|​‖erβ€–}≀|ai|α​|ai|​‖eiβ€–=1α​‖eiβ€–,\frac{|(e_{i}^{\vee})(a_{1}e_{1}+\cdots+a_{r}e_{r})|}{\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|}\leq\frac{|a_{i}|}{\alpha\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}}\leq\frac{|a_{i}|}{\alpha|a_{i}|\|e_{i}\|}=\frac{1}{\alpha\|e_{i}\|},

and hence β€–eiβˆ¨β€–βˆ¨β‰€(α​‖eiβ€–)βˆ’1\|e_{i}^{\vee}\|^{\vee}\leq(\alpha\|e_{i}\|)^{-1}. Therefore, for a1β€²,…,arβ€²βˆˆkβ€²a^{\prime}_{1},\ldots,a^{\prime}_{r}\in k^{\prime},

β€–a1′​e1+β‹―+ar′​erβ€–\displaystyle\|a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}\| β‰₯|(eiβˆ¨βŠ—1)​(a1′​e1+β‹―+ar′​er)|β€²β€–eiβˆ¨β€–βˆ¨\displaystyle\geq\frac{|(e_{i}^{\vee}\otimes 1)(a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r})|^{\prime}}{\|e_{i}^{\vee}\|^{\vee}}
=|aiβ€²|β€²β€–eiβˆ¨β€–βˆ¨β‰₯|aiβ€²|β€²(α​‖eiβ€–)βˆ’1=α​|aiβ€²|′​‖eiβ€–.\displaystyle=\frac{|a^{\prime}_{i}|^{\prime}}{\|e_{i}^{\vee}\|^{\vee}}\geq\frac{|a^{\prime}_{i}|^{\prime}}{(\alpha\|e_{i}\|)^{-1}}=\alpha|a^{\prime}_{i}|^{\prime}\|e_{i}\|.

Thus we have the assertion. ∎

Lemma 1.10.

Let kβ€²β€²k^{\prime\prime} be an extension field of kβ€²k^{\prime}, and let |.|β€²β€²|\raisebox{1.72218pt}{.}|^{\prime\prime} be a complete absolute value of kβ€²β€²k^{\prime\prime} as an extension of |.|β€²|\raisebox{1.72218pt}{.}|^{\prime}. We set Vkβ€²β€²:=VβŠ—kkβ€²β€²V_{k^{\prime\prime}}:=V\otimes_{k}k^{\prime\prime}. Note that Vkβ€²β€²=Vkβ€²βŠ—kβ€²kβ€²β€²V_{k^{\prime\prime}}=V_{k^{\prime}}\otimes_{k^{\prime}}k^{\prime\prime}. Let β€–.β€–kβ€²β€²\|\raisebox{1.72218pt}{.}\|_{k^{\prime\prime}} (resp. β€–.β€–kβ€²,kβ€²β€²\|\raisebox{1.72218pt}{.}\|_{k^{\prime},k^{\prime\prime}}) be a norm of Vkβ€²β€²V_{k^{\prime\prime}} obtained by the scalar extension of β€–.β€–\|\raisebox{1.72218pt}{.}\| on VV (resp. the scalar extension of β€–.β€–kβ€²\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} on Vkβ€²V_{k^{\prime}}). Then β€–.β€–kβ€²β€²=β€–.β€–kβ€²,kβ€²β€²\|\raisebox{1.72218pt}{.}\|_{k^{\prime\prime}}=\|\raisebox{1.72218pt}{.}\|_{k^{\prime},k^{\prime\prime}}.

Proof.

For Ο΅>0\epsilon>0, let (e1,…,er)(e_{1},\ldots,e_{r}) be an eβˆ’Ο΅e^{-\epsilon}-orthogonal basis of VV with respect to β€–.β€–\|\raisebox{1.72218pt}{.}\|. Then, by PropositionΒ 1.9, (e1,…,er)(e_{1},\ldots,e_{r}) forms an eβˆ’Ο΅e^{-\epsilon}-orthogonal basis of Vkβ€²V_{k^{\prime}} and Vkβ€²β€²V_{k^{\prime\prime}} with respect to β€–.β€–kβ€²\|\raisebox{1.72218pt}{.}\|_{k^{\prime}} and β€–.β€–kβ€²β€²\|\raisebox{1.72218pt}{.}\|_{k^{\prime\prime}}, respectively, so that (e1,…,er)(e_{1},\ldots,e_{r}) is also an eβˆ’Ο΅e^{-\epsilon}-orthogonal basis of Vkβ€²β€²V_{k^{\prime\prime}} with respect to β€–.β€–kβ€²,kβ€²β€²\|\raisebox{1.72218pt}{.}\|_{k^{\prime},k^{\prime\prime}}. Note that β€–eiβ€–=β€–eiβ€–kβ€²β€²=β€–eiβ€–kβ€²,kβ€²β€²\|e_{i}\|=\|e_{i}\|_{k^{\prime\prime}}=\|e_{i}\|_{k^{\prime},k^{\prime\prime}} for all i=1,…,ri=1,\ldots,r. Thus, for a1β€²β€²,…,arβ€²β€²βˆˆkβ€²β€²a^{\prime\prime}_{1},\ldots,a^{\prime\prime}_{r}\in k^{\prime\prime},

β€–a1′′​e1+…+ar′′​erβ€–kβ€²,k′′≀max⁑{|a1β€²β€²|′′​‖e1β€–,…,|arβ€²β€²|′′​‖erβ€–}≀eϡ​‖a1′′​e1+…+ar′′​erβ€–kβ€²β€²\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime},k^{\prime\prime}}\leq\max\{|a^{\prime\prime}_{1}|^{\prime\prime}\|e_{1}\|,\ldots,|a^{\prime\prime}_{r}|^{\prime\prime}\|e_{r}\|\}\\ \leq e^{\epsilon}\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime\prime}}

and

β€–a1′′​e1+…+ar′′​erβ€–k′′≀max⁑{|a1β€²β€²|′′​‖e1β€–,…,|arβ€²β€²|′′​‖erβ€–}≀eϡ​‖a1′′​e1+…+ar′′​erβ€–kβ€²,kβ€²β€².\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime\prime}}\leq\max\{|a^{\prime\prime}_{1}|^{\prime\prime}\|e_{1}\|,\ldots,|a^{\prime\prime}_{r}|^{\prime\prime}\|e_{r}\|\}\\ \leq e^{\epsilon}\|a^{\prime\prime}_{1}e_{1}+\ldots+a^{\prime\prime}_{r}e_{r}\|_{k^{\prime},k^{\prime\prime}}.

Thus, we have the assertion by taking Ο΅β†’0\epsilon\to 0. ∎

Lemma 1.11.

Let f:Vβ†’Wf:V\to W be a surjective homomorphism of finite-dimensional vector spaces over kk. Let β€–.β€–V\|\raisebox{1.72218pt}{.}\|_{V} and β€–.β€–W\|\raisebox{1.72218pt}{.}\|_{W} be norms of VV and WW, respectively. We assume that dimkW=1\dim_{k}W=1 and β€–.β€–W\|\raisebox{1.72218pt}{.}\|_{W} is the quotient norm of β€–.β€–V\|\raisebox{1.72218pt}{.}\|_{V} in terms of the surjection f:Vβ†’Wf:V\to W. We set Vkβ€²:=VβŠ—kkβ€²V_{k^{\prime}}:=V\otimes_{k}k^{\prime} and Wkβ€²:=WβŠ—kkβ€²W_{k^{\prime}}:=W\otimes_{k}k^{\prime}. Let β€–.β€–V,kβ€²\|\raisebox{1.72218pt}{.}\|_{V,k^{\prime}} and β€–.β€–W,kβ€²\|\raisebox{1.72218pt}{.}\|_{W,k^{\prime}} be the norms of Vkβ€²V_{k^{\prime}} and Wkβ€²W_{k^{\prime}} obtained by the scalar extensions of β€–.β€–V\|\raisebox{1.72218pt}{.}\|_{V} and β€–.β€–W\|\raisebox{1.72218pt}{.}\|_{W}, respectively. Then β€–.β€–W,kβ€²\|\raisebox{1.72218pt}{.}\|_{W,k^{\prime}} is the quotient norm of β€–.β€–V,kβ€²\|\raisebox{1.72218pt}{.}\|_{V,k^{\prime}} in terms of the surjection fkβ€²:=fβŠ—idkβ€²:Vkβ€²β†’Wkβ€²f_{k^{\prime}}:=f\otimes\mathrm{id}_{k^{\prime}}:V_{k^{\prime}}\to W_{k^{\prime}}.

Proof.

Let β€–.β€–Wkβ€²β€²\|\raisebox{1.72218pt}{.}\|^{\prime}_{W_{k^{\prime}}} be the quotient norm of β€–.β€–V,kβ€²\|\raisebox{1.72218pt}{.}\|_{V,k^{\prime}} with respect to the surjection fkβ€²:Vkβ€²β†’Wkβ€²f_{k^{\prime}}:V_{k^{\prime}}\to W_{k^{\prime}}. Let ee be an non-zero element of WW. As β€–eβ€–W,kβ€²=β€–eβ€–W\|e\|_{W,k^{\prime}}=\|e\|_{W}, it is sufficient to show that β€–eβ€–Wkβ€²β€²=β€–eβ€–W\|e\|^{\prime}_{W_{k^{\prime}}}=\|e\|_{W}. Note that

{v∈V∣f⁑(v)=e}βŠ†{vβ€²βˆˆVkβ€²βˆ£fk′​(vβ€²)=e},\{v\in V\mid f(v)=e\}\subseteq\{v^{\prime}\in V_{k^{\prime}}\mid f_{k^{\prime}}(v^{\prime})=e\},

so that we have β€–eβ€–Wβ‰₯β€–eβ€–Wkβ€²β€²\|e\|_{W}\geq\|e\|^{\prime}_{W_{k^{\prime}}}. Let us consider an inequality β€–eβ€–W≀‖eβ€–Wkβ€²β€²\|e\|_{W}\leq\|e\|^{\prime}_{W_{k^{\prime}}}. For Ο΅>0\epsilon>0, let (e1,…,er)(e_{1},\ldots,e_{r}) be an eβˆ’Ο΅e^{-\epsilon}-orthogonal basis of VV such that (e2,…,er)(e_{2},\ldots,e_{r}) forms a basis of Ker⁑(f)\operatorname{Ker}(f). Clearly we may assume that f⁑(e1)=ef(e_{1})=e. Then

β€–eβ€–Wkβ€²β€²\displaystyle\|e\|^{\prime}_{W_{k^{\prime}}} =inf{βˆ₯e1+a2β€²e2+β‹―+arβ€²erβˆ₯V,kβ€²βˆ£a2β€²,…,arβ€²βˆˆkβ€²}\displaystyle=\inf\{\|e_{1}+a^{\prime}_{2}e_{2}+\cdots+a^{\prime}_{r}e_{r}\|_{V,k^{\prime}}\mid a^{\prime}_{2},\ldots,a^{\prime}_{r}\in k^{\prime}\}
β‰₯inf{eβˆ’Ο΅max{βˆ₯e1βˆ₯,|a2β€²|β€²βˆ₯e2βˆ₯V,…,|arβ€²|β€²βˆ₯erβˆ₯V}∣a2β€²,…,arβ€²βˆˆkβ€²}\displaystyle\geq\inf\{e^{-\epsilon}\max\{\|e_{1}\|,|a^{\prime}_{2}|^{\prime}\|e_{2}\|_{V},\ldots,|a^{\prime}_{r}|^{\prime}\|e_{r}\|_{V}\}\mid a^{\prime}_{2},\ldots,a^{\prime}_{r}\in k^{\prime}\}
β‰₯eβˆ’Ο΅β€‹β€–e1β€–β‰₯eβˆ’Ο΅β€‹β€–eβ€–W.\displaystyle\geq e^{-\epsilon}\|e_{1}\|\geq e^{-\epsilon}\|e\|_{W}.

Therefore, we have β€–eβ€–Wkβ€²β€²β‰₯β€–eβ€–W\|e\|^{\prime}_{W_{k^{\prime}}}\geq\|e\|_{W} by taking Ο΅β†’0\epsilon\to 0. ∎

Lemma 1.12.

We assume that the absolute value |.||\raisebox{1.72218pt}{.}| of kk is trivial. Let (V,β€–.β€–)(V,\|\raisebox{1.72218pt}{.}\|) be a finite-dimensional normed vector space over (k,|.|)(k,|\raisebox{1.72218pt}{.}|). Then we have the following:

  1. (1)

    The set {β€–vβ€–βˆ£v∈V}\{\|v\|\mid v\in V\} is a finite set.

  2. (2)

    Let kβ€²k^{\prime} be a field and |.|β€²|\raisebox{1.72218pt}{.}|^{\prime} a complete and non-trivial absolute value of kβ€²k^{\prime} such that kβŠ†kβ€²k\subseteq k^{\prime} and |.|β€²|\raisebox{1.72218pt}{.}|^{\prime} is an extension of |.||\raisebox{1.72218pt}{.}|. Let 𝔬kβ€²\mathfrak{o}_{k^{\prime}} be the valuation ring of (kβ€²,|.|β€²)(k^{\prime},|\raisebox{1.72218pt}{.}|^{\prime}) and π”ͺkβ€²\mathfrak{m}_{k^{\prime}} the maximal ideal of 𝔬kβ€²\mathfrak{o}_{k^{\prime}}. We assume the following:

    1. (i)

      The natural map k→𝔬kβ€²k\to\mathfrak{o}_{k^{\prime}} induces an isomorphism kβ€‹βŸΆβˆΌβ€‹π”¬kβ€²/π”ͺkβ€²k\overset{\sim}{\longrightarrow}\mathfrak{o}_{k^{\prime}}/\mathfrak{m}_{k^{\prime}}.

    2. (ii)

      If an equation |aβ€²|β€²=β€–vβ€–/β€–vβ€²β€–|a^{\prime}|^{\prime}=\|v\|/\|v^{\prime}\| holds for some aβ€²βˆˆkβ€²Γ—a^{\prime}\in{k^{\prime}}^{\times} and v,vβ€²βˆˆVβˆ–{0}v,v^{\prime}\in V\setminus\{0\}, then β€–vβ€–=β€–vβ€²β€–\|v\|=\|v^{\prime}\|.

    Let β€–.β€–β€²\|\raisebox{1.72218pt}{.}\|^{\prime} be a norm of Vkβ€²:=VβŠ—kkβ€²V_{k^{\prime}}:=V\otimes_{k}k^{\prime} over (kβ€²,|.|β€²)(k^{\prime},|\raisebox{1.72218pt}{.}|^{\prime}) such that β€–vβ€–=β€–vβŠ—1β€–β€²\|v\|=\|v\otimes 1\|^{\prime} for all v∈Vv\in V. If (e1,…,er)(e_{1},\ldots,e_{r}) is an orthogonal basis of (V,β€–.β€–)(V,\|\raisebox{1.72218pt}{.}\|), then (e1,…,er)(e_{1},\ldots,e_{r}) forms an orthogonal basis of (Vkβ€²,β€–.β€–β€²)(V_{k^{\prime}},\|\raisebox{1.72218pt}{.}\|^{\prime}). In particular, β€–.β€–β€²=β€–.β€–kβ€²\|\raisebox{1.72218pt}{.}\|^{\prime}=\|\raisebox{1.72218pt}{.}\|_{k^{\prime}}.

Proof.

(1) Let (e1,…,er)(e_{1},\ldots,e_{r}) be an orthogonal basis of (V,β€–.β€–)(V,\|\raisebox{1.72218pt}{.}\|) (cf. PropositionΒ 1.3). Then

β€–a1​e1+β‹―+ar​erβ€–=max⁑{|a1|​‖e1β€–,…,|ar|​‖erβ€–}\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|=\max\{|a_{1}|\|e_{1}\|,\ldots,|a_{r}|\|e_{r}\|\}

for all a1,…,ar∈ka_{1},\ldots,a_{r}\in k, so that

β€–a1​e1+β‹―+ar​erβ€–βˆˆ{0,β€–e1β€–,…,β€–erβ€–}.\|a_{1}e_{1}+\cdots+a_{r}e_{r}\|\in\{0,\|e_{1}\|,\ldots,\|e_{r}\|\}.

(2) First we assume that

β€–e1β€–=β‹―=β€–erβ€–=c.\|e_{1}\|=\cdots=\|e_{r}\|=c.

Then, for any v∈Vv\in V,

‖v‖={cif v≠0,0if v=0.\|v\|=\begin{cases}c&\text{if $v\not=0$},\\ 0&\text{if $v=0$}.\end{cases}

Let us see that

β€–a1′​e1+β‹―+ar′​erβ€–β€²=c​max⁑{|a1β€²|β€²,…,|arβ€²|β€²}\|a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}\|^{\prime}=c\max\{|a^{\prime}_{1}|^{\prime},\ldots,|a^{\prime}_{r}|^{\prime}\}

for a1β€²,…,arβ€²βˆˆkβ€²a^{\prime}_{1},\ldots,a^{\prime}_{r}\in k^{\prime}. Clearly we may assume that

(a1β€²,…,arβ€²)β‰ (0,…,0).(a^{\prime}_{1},\ldots,a^{\prime}_{r})\not=(0,\ldots,0).

We set Ξ³:=max⁑{|a1β€²|β€²,…,|arβ€²|β€²}\gamma:=\max\{|a^{\prime}_{1}|^{\prime},\ldots,|a^{\prime}_{r}|^{\prime}\}. We fix Ο‰βˆˆkβ€²\omega\in k^{\prime} with |Ο‰|β€²=Ξ³|\omega|^{\prime}=\gamma. By the assumption (i), for each j=1,…,rj=1,\ldots,r, we can find aj∈ka_{j}\in k and bjβ€²βˆˆkβ€²b^{\prime}_{j}\in k^{\prime} such that

ajβ€²=aj​ω+bjβ€²and|bjβ€²|β€²<Ξ³.a^{\prime}_{j}=a_{j}\omega+b^{\prime}_{j}\quad\text{and}\quad|b^{\prime}_{j}|^{\prime}<\gamma.

Note that

a1′​e1+β‹―+ar′​er=ω⁑(βˆ‘j=1raj​ej)+b1′​e1+β‹―+br′​er.a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}=\omega\left(\sum\nolimits_{j=1}^{r}a_{j}e_{j}\right)+b^{\prime}_{1}e_{1}+\cdots+b^{\prime}_{r}e_{r}.

Moreover, as βˆ‘j=1raj​ejβ‰ 0\sum_{j=1}^{r}a_{j}e_{j}\not=0, we have

‖ω⁑(βˆ‘j=1raj​ej)β€–β€²\displaystyle\left\|\omega\left(\sum\nolimits_{j=1}^{r}a_{j}e_{j}\right)\right\|^{\prime} =Ξ³β‘β€–βˆ‘j=1raj​ejβ€–=c​γ\displaystyle=\gamma\left\|\sum\nolimits_{j=1}^{r}a_{j}e_{j}\right\|=c\gamma
and
β€–b1′​e1+β‹―+br′​erβ€–β€²\displaystyle\|b^{\prime}_{1}e_{1}+\cdots+b^{\prime}_{r}e_{r}\|^{\prime} ≀c​max⁑{|b1β€²|β€²,…,|brβ€²|β€²}<c​γ.\displaystyle\leq c\max\{|b^{\prime}_{1}|^{\prime},\ldots,|b^{\prime}_{r}|^{\prime}\}<c\gamma.

Therefore,

β€–a1′​e1+β‹―+ar′​erβ€–β€²=c​γ=c​max⁑{|a1β€²|β€²,…,|arβ€²|β€²}.\|a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}\|^{\prime}=c\gamma=c\max\{|a^{\prime}_{1}|^{\prime},\ldots,|a^{\prime}_{r}|^{\prime}\}.

In general, we take positive numbers c1<β‹―<cbc_{1}<\cdots<c_{b} and non-empty subsets I1,…,IbI_{1},\ldots,I_{b} of {1,…,r}\{1,\ldots,r\} such that {β€–elβ€–βˆ£l∈Is}={cs}\{\|e_{l}\|\mid l\in I_{s}\}=\{c_{s}\} for s=1,…,bs=1,\ldots,b and I1βˆͺβ‹―βˆͺIb={1,…,r}I_{1}\cup\cdots\cup I_{b}=\{1,\ldots,r\}. Note that Is∩Isβ€²=βˆ…I_{s}\cap I_{s^{\prime}}=\emptyset for sβ‰ sβ€²s\not=s^{\prime}. Let us consider

x=a1′​e1+β‹―+ar′​er=βˆ‘s=1bxs∈Vkβ€²(a1β€²,…,arβ€²βˆˆkβ€²),x=a^{\prime}_{1}e_{1}+\cdots+a^{\prime}_{r}e_{r}=\sum_{s=1}^{b}x_{s}\in V_{k^{\prime}}\quad(a^{\prime}_{1},\ldots,a^{\prime}_{r}\in k^{\prime}),

where xs=βˆ‘l∈Isal′​elx_{s}=\sum_{l\in I_{s}}a^{\prime}_{l}e_{l}. Note that (el)l∈Is(e_{l})_{l\in I_{s}} forms an orthogonal basis of ⨁l∈Isk​el\bigoplus_{l\in I_{s}}ke_{l} and β€–elβ€–=cs\|e_{l}\|=c_{s} for all l∈Isl\in I_{s}. Therefore, by the above observation,

β€–xsβ€–β€²=cs​maxl∈Is​{|alβ€²|β€²}=maxl∈Is⁑{β€–al′​elβ€–β€²},\left\|x_{s}\right\|^{\prime}=c_{s}\max_{l\in I_{s}}\{|a^{\prime}_{l}|^{\prime}\}=\max_{l\in I_{s}}\{\|a^{\prime}_{l}e_{l}\|^{\prime}\},

so that it is sufficient to see that

β€–xβ€–β€²=maxs=1,…,b⁑{β€–xsβ€–β€²}.\|x\|^{\prime}=\max_{s=1,\ldots,b}\left\{\left\|x_{s}\right\|^{\prime}\right\}.

Clearly we may assume that x≠0x\not=0. We set

Ξ£:={s∈{1,…,b}∣xsβ‰ 0}.\Sigma:=\left\{s\in\{1,\ldots,b\}\mid x_{s}\not=0\right\}.

For s,sβ€²βˆˆΞ£s,s^{\prime}\in\Sigma with sβ‰ sβ€²s\not=s^{\prime}, we have β€–xsβ€–β€²β‰ β€–xsβ€²β€–β€²\|x_{s}\|^{\prime}\not=\|x_{s^{\prime}}\|^{\prime}. Indeed, we choose ls∈Isl_{s}\in I_{s} and lsβ€²βˆˆIsβ€²l_{s^{\prime}}\in I_{s^{\prime}} with β€–xsβ€–β€²=β€–als′​elsβ€–β€²\left\|x_{s}\right\|^{\prime}=\|a^{\prime}_{l_{s}}e_{l_{s}}\|^{\prime} and β€–xsβ€²β€–β€²=β€–als′′​elsβ€²β€–β€²\left\|x_{s^{\prime}}\right\|^{\prime}=\|a^{\prime}_{l_{s^{\prime}}}e_{l_{s^{\prime}}}\|^{\prime}. If β€–xsβ€–β€²=β€–xsβ€²β€–β€²\|x_{s}\|^{\prime}=\|x_{s^{\prime}}\|^{\prime}, then

|alsβ€²/alsβ€²β€²|β€²=β€–elsβ€²β€–/β€–elsβ€–,\left|a^{\prime}_{l_{s}}/a^{\prime}_{l_{s^{\prime}}}\right|^{\prime}=\|e_{l_{s^{\prime}}}\|/\|e_{l_{s}}\|,

so that, by the assumption (ii), β€–elsβ€²β€–=β€–elsβ€–\|e_{l_{s^{\prime}}}\|=\|e_{l_{s}}\|, which is a contradiction. Therefore,

β€–xβ€–β€²=β€–βˆ‘s∈Σxsβ€–β€²=maxs∈Σ⁑{β€–xsβ€–β€²}=maxs=1,…,b⁑{β€–xsβ€–β€²},\|x\|^{\prime}=\left\|\sum\nolimits_{s\in\Sigma}x_{s}\right\|^{\prime}=\max_{s\in\Sigma}\{\|x_{s}\|^{\prime}\}=\max_{s=1,\ldots,b}\{\|x_{s}\|^{\prime}\},

as required. ∎

Remark 1.13.

We assume that |.|β€²|\raisebox{1.72218pt}{.}|^{\prime} is discrete and

|aβ€²|β€²=exp⁑(βˆ’Ξ±β€‹ord𝔬k′⁑(aβ€²))(aβ€²βˆˆkβ€²)|a^{\prime}|^{\prime}=\exp(-\alpha\operatorname{ord}_{\mathfrak{o}_{k^{\prime}}}(a^{\prime}))\qquad(a^{\prime}\in k^{\prime})

for Ξ±βˆˆβ„>0\alpha\in\mathbb{R}_{>0}. If

Ξ±βˆ‰β‹ƒv,vβ€²βˆˆVβˆ–{0}β„šβ‘(log⁑‖vβ€–βˆ’log⁑‖vβ€²β€–),\alpha\not\in\bigcup_{v,v^{\prime}\in V\setminus\{0\}}\mathbb{Q}(\log\|v\|-\log\|v^{\prime}\|),

then the assumption (ii) holds. Indeed, we suppose that |aβ€²|β€²=β€–vβ€–/β€–vβ€²β€–|a^{\prime}|^{\prime}=\|v\|/\|v^{\prime}\| for some aβ€²βˆˆkβ€²Γ—a^{\prime}\in{k^{\prime}}^{\times} and v,vβ€²βˆˆVβˆ–{0}v,v^{\prime}\in V\setminus\{0\}. Then

βˆ’Ξ±β€‹ord𝔬k′⁑(aβ€²)=log⁑‖vβ€–βˆ’log⁑‖vβ€²β€–,-\alpha\operatorname{ord}_{\mathfrak{o}_{k^{\prime}}}(a^{\prime})=\log\|v\|-\log\|v^{\prime}\|,

so that ord𝔬k′⁑(aβ€²)=0\operatorname{ord}_{\mathfrak{o}_{k^{\prime}}}(a^{\prime})=0, and hence β€–vβ€–=β€–vβ€²β€–\|v\|=\|v^{\prime}\|, as required.

1.3.3. Lattices and norms

From now on and until the end of the subsection , we assume that |.||\raisebox{1.72218pt}{.}| is non-trivial. Let 𝒱\mathscr{V} be an 𝔬k\mathfrak{o}_{k}-submodule of VV. We say that 𝒱\mathscr{V} is a lattice of VV if π’±βŠ—π”¬kk=V\mathscr{V}\otimes_{\mathfrak{o}_{k}}k=V and

sup{β€–vβ€–0∣vβˆˆπ’±}<∞\sup\{\|v\|_{0}\mid v\in\mathscr{V}\}<\infty

for some norm β€–.β€–0\|\raisebox{1.72218pt}{.}\|_{0} of VV. Note that the condition sup{β€–vβ€–0∣vβˆˆπ’±}<∞\sup\{\|v\|_{0}\mid v\in\mathscr{V}\}<\infty does not depend on the choice of the norm β€–.β€–0\|\raisebox{1.72218pt}{.}\|_{0} since all norms on VV are equivalent. For a lattice 𝒱\mathscr{V} of VV, we define β€–.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} to be

β€–v‖𝒱:=inf{|a|βˆ’1∣a∈kΓ—Β andΒ a​vβˆˆπ’±}.\|v\|_{\mathscr{V}}:=\inf\{|a|^{-1}\mid\text{$a\in k^{\times}$ and $av\in\mathscr{V}$}\}.

Note that β€–.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} forms a norm of VV. Moreover, for a norm β€–.β€–\|\raisebox{1.72218pt}{.}\| of VV,

(V,β€–.β€–)≀1:={v∈Vβˆ£β€–v‖≀1}(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1}:=\{v\in V\mid\|v\|\leq 1\}

is a lattice of VV.

Proposition 1.14.

Let 𝒱\mathscr{V} be a lattice of VV. We assume that, as an 𝔬k\mathfrak{o}_{k}-module, 𝒱\mathscr{V} admits a free basis (e1,…,er)(e_{1},\ldots,e_{r}). Then (e1,…,er)(e_{1},\ldots,e_{r}) is an orthonormal basis of VV with respect to β€–.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}.

Proof.

For v=a1​e1+β‹―+ar​er∈Vv=a_{1}e_{1}+\cdots+a_{r}e_{r}\in V and a∈kΓ—a\in k^{\times},

a​vβˆˆπ’±\displaystyle av\in\mathscr{V} ⟺a​aiβˆˆπ”¬kΒ for allΒ i=1,…,r\displaystyle\Longleftrightarrow\text{$aa_{i}\in\mathfrak{o}_{k}$ for all $i=1,\ldots,r$}
⟺|ai|≀|a|βˆ’1Β for allΒ i=1,…,r\displaystyle\Longleftrightarrow\text{$|a_{i}|\leq|a|^{-1}$ for all $i=1,\ldots,r$}
⟺max⁑{|a1|,…,|ar|}≀|a|βˆ’1,\displaystyle\Longleftrightarrow\text{$\max\{|a_{1}|,\ldots,|a_{r}|\}\leq|a|^{-1}$},

so that β€–v‖𝒱=max⁑{|a1|,…,|ar|}\|v\|_{\mathscr{V}}=\max\{|a_{1}|,\ldots,|a_{r}|\}. ∎

Let us consider the following lemmas.

Lemma 1.15.

A subgroup GG of (ℝ,+)(\mathbb{R},+) is either discrete or dense in ℝ\mathbb{R}.

Proof.

Clearly we may assume that Gβ‰ {0}G\not=\{0\}, so that Gβˆ©β„>0β‰ βˆ…G\cap\mathbb{R}_{>0}\not=\emptyset. We set Ξ΄=inf(Gβˆ©β„>0)\delta=\inf(G\cap\mathbb{R}_{>0}). If δ∈Gβˆ©β„>0\delta\in G\cap\mathbb{R}_{>0}, then G=℀​δG=\mathbb{Z}\delta. Indeed, for g∈Gg\in G, let nn be an integer such that n≀g/Ξ΄<n+1n\leq g/\delta<n+1. Thus 0≀gβˆ’n​δ<Ξ΄0\leq g-n\delta<\delta, and hence g=n​δg=n\delta. Therefore, GG is discrete.

Next we assume that Ξ΄βˆ‰Gβˆ©β„>0\delta\not\in G\cap\mathbb{R}_{>0}. Then there is a sequence {Ξ΄n}n=1∞\{\delta_{n}\}_{n=1}^{\infty} in Gβˆ©β„>0G\cap\mathbb{R}_{>0} such that Ξ΄n>Ξ΄n+1\delta_{n}>\delta_{n+1} for all nn and limnβ†’βˆžΞ΄n=Ξ΄\lim_{n\to\infty}\delta_{n}=\delta. If we set an=Ξ΄nβˆ’Ξ΄n+1a_{n}=\delta_{n}-\delta_{n+1}, then an∈Gβˆ©β„>0a_{n}\in G\cap\mathbb{R}_{>0} and limnβ†’βˆžan=0\lim_{n\to\infty}a_{n}=0. For an open interval (Ξ±,Ξ²)(\alpha,\beta) of ℝ\mathbb{R} (Ξ±<Ξ²\alpha<\beta), we choose ana_{n} and an integer mm such that an<Ξ²βˆ’Ξ±a_{n}<\beta-\alpha and m<Ξ²/an≀m+1m<\beta/a_{n}\leq m+1. Then we have m​an<Ξ²ma_{n}<\beta and

Ξ±<Ξ²βˆ’an≀(m+1)​anβˆ’an=m​an,\alpha<\beta-a_{n}\leq(m+1)a_{n}-a_{n}=ma_{n},

so that m​an∈(Ξ±,Ξ²)∩Gma_{n}\in(\alpha,\beta)\cap G. Thus GG is dense. ∎

Lemma 1.16.

Let β€–.β€–\|\raisebox{1.72218pt}{.}\| be a norm of VV and 𝒱:=(V,β€–.β€–)≀1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1}. Then

β€–v‖𝒱=inf{|b|∣b∈kΓ—Β andΒ β€–v‖≀|b|}.\|v\|_{\mathscr{V}}=\inf\{|b|\mid\text{$b\in k^{\times}$ and $\|v\|\leq|b|$}\}.

Moreover, β€–.‖≀‖.‖𝒱\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} and β€–.‖𝒱≀|Ξ±|​‖.β€–\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}\leq|\alpha|\|\raisebox{1.72218pt}{.}\| for all α∈kΓ—\alpha\in k^{\times} with |Ξ±|>1|\alpha|>1.

Proof.

The first assertion is obvious because, for a∈kΓ—a\in k^{\times}, a​vβˆˆπ’±av\in\mathscr{V} if and only if β€–v‖≀|a|βˆ’1\|v\|\leq|a|^{-1}.

For v∈Vv\in V, let a∈kΓ—a\in k^{\times} with a​vβˆˆπ’±av\in\mathscr{V}. Then β€–a​v‖≀1\|av\|\leq 1, that is, β€–v‖≀|a|βˆ’1\|v\|\leq|a|^{-1}, and hence β€–v‖≀‖v‖𝒱\|v\|\leq\|v\|_{\mathscr{V}}.

Finally we consider the second inequality, that is, β€–v‖𝒱≀|Ξ±|​‖vβ€–\|v\|_{\mathscr{V}}\leq|\alpha|\|v\| for v∈Vv\in V. Clearly we may assume that vβ‰ 0v\not=0. As |Ξ±|βˆ’1<1|\alpha|^{-1}<1, there is Ο΅>0\epsilon>0 with |Ξ±|βˆ’1​eΟ΅<1|\alpha|^{-1}e^{\epsilon}<1. By the first assertion, we can choose b∈kΓ—b\in k^{\times} such that β€–v‖≀|b|≀eϡ​‖v‖𝒱\|v\|\leq|b|\leq e^{\epsilon}\|v\|_{\mathscr{V}}. If β€–vβ€–<|bβ€‹Ξ±βˆ’1|\|v\|<|b\alpha^{-1}|, then

β€–v‖𝒱≀|b|​|Ξ±|βˆ’1≀eϡ​‖v‖𝒱​|Ξ±|βˆ’1.\|v\|_{\mathscr{V}}\leq|b||\alpha|^{-1}\leq e^{\epsilon}\|v\|_{\mathscr{V}}|\alpha|^{-1}.

Thus 1≀eϡ​|Ξ±|βˆ’11\leq e^{\epsilon}|\alpha|^{-1}. This is a contradiction, so that β€–vβ€–β‰₯|bβ€‹Ξ±βˆ’1|\|v\|\geq|b\alpha^{-1}|. Therefore,

β€–v‖𝒱≀|b|≀|Ξ±|​‖vβ€–,\|v\|_{\mathscr{V}}\leq|b|\leq|\alpha|\|v\|,

as required. ∎

Proposition 1.17.

We assume that |.||\raisebox{1.72218pt}{.}| is discrete. Then we have the following:

  1. (1)

    Every lattice 𝒱\mathscr{V} of VV is a finitely generated 𝔬k\mathfrak{o}_{k}-module.

  2. (2)

    If we set 𝒱:=(V,β€–.β€–)≀1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1} for a norm of β€–.β€–\|\raisebox{1.72218pt}{.}\| of VV, then β€–.‖≀‖.‖𝒱≀|Ο–|βˆ’1​‖.β€–\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}\leq|\varpi|^{-1}\|\raisebox{1.72218pt}{.}\|.

Proof.

(1) Let (e1β€²,…,erβ€²)(e^{\prime}_{1},\ldots,e^{\prime}_{r}) be an orthogonal basis of VV with respect to β€–.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} (cf. PropositionΒ 1.3). As |.||\raisebox{1.72218pt}{.}| is discrete, there is Ξ»i∈kΓ—\lambda_{i}\in k^{\times} with |Ξ»i|=β€–ei′‖𝒱|\lambda_{i}|=\|e^{\prime}_{i}\|_{\mathscr{V}}. If we set ei=Ξ»iβˆ’1​eiβ€²e_{i}=\lambda_{i}^{-1}e^{\prime}_{i} for i=1,…,ri=1,\ldots,r, then (e1,…,er)(e_{1},\ldots,e_{r}) forms an orthonormal basis of VV with respect to β€–.‖𝒱\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}. Therefore,

π’±βŠ†(V,β€–.‖𝒱)≀1=𝔬k​e1+β‹―+𝔬k​er.\mathscr{V}\subseteq(V,\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}})_{\leq 1}=\mathfrak{o}_{k}e_{1}+\cdots+\mathfrak{o}_{k}e_{r}.

Thus we have (1) because 𝔬k\mathfrak{o}_{k} is noetherian.

(2) follows from Lemma 1.16. ∎

Proposition 1.18.

We assume that |.||\raisebox{1.72218pt}{.}| is not discrete. If we set 𝒱:=(V,β€–.β€–)≀1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1} for a norm of β€–.β€–\|\raisebox{1.72218pt}{.}\| of VV, then β€–.β€–=β€–.‖𝒱\|\raisebox{1.72218pt}{.}\|=\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}.

Proof.

By LemmaΒ 1.15, we can find a sequence {Ξ²n}n=1∞\{\beta_{n}\}_{n=1}^{\infty} such that |Ξ²n|>1|\beta_{n}|>1 and limnβ†’βˆž|Ξ²n|=1\lim_{n\to\infty}|\beta_{n}|=1. On the other hand, by LemmaΒ 1.16,

β€–.‖≀‖.‖𝒱≀|Ξ²n|​‖.β€–.\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}}\leq|\beta_{n}|\|\raisebox{1.72218pt}{.}\|.

Therefore the assertion follows. ∎

Proposition 1.19.

We assume that the absolute value |.||\raisebox{1.72218pt}{.}| is not discrete. Let β€–.β€–\|\raisebox{1.72218pt}{.}\| be a norm of VV and 𝒱:=(V,β€–.β€–)≀1\mathscr{V}:=(V,\|\raisebox{1.72218pt}{.}\|)_{\leq 1}. For any Ο΅>0\epsilon>0, there is a sub-lattice 𝒱′\mathscr{V}^{\prime} of 𝒱\mathscr{V} such that 𝒱′\mathscr{V}^{\prime} is finitely generated over 𝔬k\mathfrak{o}_{k} and β€–.‖≀‖.‖𝒱′≀eϡ​‖.β€–\|\raisebox{1.72218pt}{.}\|\leq\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}^{\prime}}\leq e^{\epsilon}\|\raisebox{1.72218pt}{.}\|.

Proof.

Let (e1,…,er)(e_{1},\ldots,e_{r}) be an eβˆ’Ο΅/2e^{-\epsilon/2}-orthogonal basis of VV with respect to β€–.β€–\|\raisebox{1.72218pt}{.}\| (cf. PropositionΒ 1.3). As β€–.β€–=β€–.‖𝒱\|\raisebox{1.72218pt}{.}\|=\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}} by PropositionΒ 1.18, we can find Ξ»i∈kΓ—\lambda_{i}\in k^{\times} such that β€–ei‖≀|Ξ»i|≀eΟ΅/2​‖eiβ€–\|e_{i}\|\leq|\lambda_{i}|\leq e^{\epsilon/2}\|e_{i}\| for each ii. We set Ο‰i:=Ξ»iβˆ’1​ei\omega_{i}:=\lambda_{i}^{-1}e_{i} (i=1,…,ri=1,\ldots,r) and 𝒱′:=𝔬k​ω1+β‹―+𝔬k​ωr\mathscr{V}^{\prime}:=\mathfrak{o}_{k}\omega_{1}+\cdots+\mathfrak{o}_{k}\omega_{r}. Note that Ο‰iβˆˆπ’±\omega_{i}\in\mathscr{V} for all ii, that is, 𝒱′\mathscr{V}^{\prime} is a sub-lattice of 𝒱\mathscr{V} and 𝒱′\mathscr{V}^{\prime} is finitely generated over 𝔬k\mathfrak{o}_{k}. For c1,…,cr∈kc_{1},\ldots,c_{r}\in k, by PropositionΒ 1.14,

β€–c1​e1+β‹―+cr​er‖𝒱′\displaystyle\|c_{1}e_{1}+\cdots+c_{r}e_{r}\|_{\mathscr{V}^{\prime}} =β€–c1​λ1​ω1+β‹―+cr​λr​ωr‖𝒱′=max⁑{|c1​λ1|,…,|cr​λr|}\displaystyle=\|c_{1}\lambda_{1}\omega_{1}+\cdots+c_{r}\lambda_{r}\omega_{r}\|_{\mathscr{V}^{\prime}}=\max\{|c_{1}\lambda_{1}|,\ldots,|c_{r}\lambda_{r}|\}
≀eΟ΅/2​{|c1|​‖e1β€–,…,|cr|​‖erβ€–}≀eϡ​‖c1​e1+β‹―+cr​erβ€–,\displaystyle\leq e^{\epsilon/2}\{|c_{1}|\|e_{1}\|,\ldots,|c_{r}|\|e_{r}\|\}\leq e^{\epsilon}\|c_{1}e_{1}+\cdots+c_{r}e_{r}\|,

so that we have β€–.‖𝒱′≀eϡ​‖.β€–\|\raisebox{1.72218pt}{.}\|_{\mathscr{V}^{\prime}}\leq e^{\epsilon}\|\raisebox{1.72218pt}{.}\|. ∎

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