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3.1 Maximal degenerations of Calabi-Yau manifolds [03QG]

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3.1 Maximal degenerations of Calabi-Yau manifolds

Let 𝐂qm​e​r={f=βˆ‘nβ‰₯n0anqn}{{\bf C}}_{q}^{mer}=\{f=\sum_{n\geq n_{0}}a_{n}q^{n}\} be the field of germs at q=0q=0 of meromorphic functions in one variable.

Let 𝒳m​e​r{\cal X}_{mer} be an algebraic nn-dimensional Calabi-Yau manifold over 𝐂qm​e​r{{\bf C}}_{q}^{mer} (i.e. 𝒳m​e​r{\cal X}_{mer} is a smooth projective manifold over 𝐂qm​e​r{{\bf C}}_{q}^{mer} with the trivial canonical class: K𝒳=0K_{{\cal X}}=0). We fix an algebraic non-vanishing volume element v​o​lβˆˆΞ“β‘(𝒳m​e​r,K𝒳)vol\in\Gamma({\cal X}_{mer},K_{{\cal X}}). The pair (𝒳m​e​r,v​o​l)({\cal X}_{mer},vol) defines a 1-parameter analytic family of complex Calabi-Yau manifolds (Xq,v​o​lq),0<|q|<r0(X_{q},vol_{q}),0<|q|<r_{0}, for some r0>0r_{0}>0.

Let [Ο‰]∈HD​R2​(𝒳m​e​r)[\omega]\in H^{2}_{DR}({\cal X}_{mer}) be the cohomology class in the ample cone. Then for every qq, such that 0<|q|<r00<|q|<r_{0} it defines a KΓ€hler class Ο‰q\omega_{q} on XqX_{q}. By the Yau theorem, there exists a unique Calabi-Yau metric gXqg_{X_{q}} on XqX_{q} with the KΓ€hler class [Ο‰q][\omega_{q}].

It follows from the resolution of singularities, that as q→0q\to 0 one has the following formula:

∫Xqv​o​lq∧v​o​lΒ―q=C​(l​o​g​|q|)m​|q|k​(1+o⁑(1))\int_{X_{q}}vol_{q}\wedge\overline{vol}_{q}=C(log|q|)^{m}|q|^{k}(1+o(1))

for some Cβˆˆπ‚βˆ—,kβˆˆπ™,0≀m≀n=d​i​m​(𝒳m​e​r)C\in{{\bf C}}^{\ast},k\in{{\bf Z}},0\leq m\leq n=dim\,({\cal X}_{mer}).

Definition 1

We say that 𝒳m​e​r{\cal X}_{mer} has maximal degeneration at q=0q=0 if in the formula above we have m=nm=n.

One can show easily that this definition is equivalent to the usual one, given in terms of variations of Hodge structures (see [Mo], [LTY]).

Lemma 1

𝒳m​e​r{\cal X}_{mer} has maximal degeneration iff there exists a vector v∈Hn​(Xq,𝐂)v\in H^{n}(X_{q},{\bf C}) such that (Tβˆ’I​d)n+1​v=0(T-Id)^{n+1}v=0 and (Tβˆ’i​d)n​vβ‰ 0(T-id)^{n}v\neq 0 where TT is the monodromy operator.

In fact, the vector vv in the lemma can be chosen to be proportional to the cohomology class of v​o​lqvol_{q} for any given qq. Notice that in [De] a slightly stronger condition was imposed: the weight filtration on Hβˆ—β€‹(Xq,𝐂)H^{*}(X_{q},{\bf C}) associated with the monodromy operator should be complementary to the Hodge filtration.

Let us recall the definition of the Gromov-Hausdorff metric ρG​H\rho_{GH}. It is a metric on the space of isometry classes of metric spaces of finite diameter. We say that two metric spaces M1M_{1} and M2M_{2} are Ξ΅\varepsilon-close in ρG​H\rho_{GH} if there exists a metric space MM containing both M1M_{1} and M2M_{2} as metric subspaces, such that M1M_{1} belongs to the Ξ΅\varepsilon-neighborhood of M2M_{2} and vice versa.

Let us rescale the Calabi-Yau metric: gXqn​e​w=gXq/d​i​a​m​(Xq,gXq)1/2g_{X_{q}}^{new}=g_{X_{q}}/diam(X_{q},g_{X_{q}})^{1/2}. Thus we obtain a 1-parameter family of Riemannian manifolds Xqn​e​w=(Xq,gXqn​e​w)X_{q}^{new}=(X_{q},g_{X_{q}}^{new}) of the diameter 11.

Conjecture 1

If 𝒳m​e​r{\cal X}_{mer} has maximal degeneration at q=0q=0 then there is a limit (YΒ―,gYΒ―)(\overline{Y},g_{\overline{Y}}) of Xqn​e​wX_{q}^{new} in the Gromov-Hausdorff metric, such that:

a) (YΒ―,gYΒ―)(\overline{Y},g_{\overline{Y}}) is a compact metric space, which contains a smooth oriented Riemannian manifold (Y,gY)(Y,g_{Y}) of dimension nn as a dense open metric subspace. The Hausdorff dimension of Ys​i​n​g=YΒ―βˆ–YY^{sing}=\overline{Y}\setminus Y is less or equal than nβˆ’2n-2.

b) YY carries an integral affine structure. This means that it carries a torsion-free flat connection βˆ‡\nabla with the holonomy contained in S​L​(n,𝐙)SL(n,{{\bf Z}}).

c) The metric gYg_{Y} has a potential. This means that it is locally given in affine coordinates by a symmetric matrix (gi​j)=(βˆ‚2K/βˆ‚xiβ€‹βˆ‚xj)(g_{ij})=(\partial^{2}K/\partial x_{i}\partial x_{j}), where KK is a smooth function (defined modulo adding an affine function, i.e. the sum of a linear function and a constant).

d) In affine coordinates the metric volume element is constant, d​e​t​(gi​j)=d​e​t​(βˆ‚2K/βˆ‚xiβ€‹βˆ‚xj)=c​o​n​s​tdet(g_{ij})=det(\partial^{2}K/\partial x_{i}\partial x_{j})=const (real Monge-AmpΓ¨re equation).

At the end of this section we propose a non-rigorous explanation of our conjecture based on differential-geometric considerations.

Remark 4

1) Since the matrix (gi​j)(g_{ij}) defined by the metric gYg_{Y} is positive, the function KK is convex. In particular, there is locally well-defined Legendre transform of KK. This fact will be used later, when we will discuss the duality of Monge-AmpΓ¨re manifolds.

2) It seems plausible that in the case when all XqX_{q} are simply-connected, and hk,0​(Xq)=0h^{k,0}(X_{q})=0 for 0<k<n0<k<n, the metric space YΒ―\overline{Y} is a homological sphere of dimension nn. In all examples it is in fact homeomorphic to SnS^{n}.

The conjecture opens the way for compactification of the moduli space of Calabi-Yau metrics on a given Calabi-Yau manifold MM, by adding as a boundary component the set of pairs (YΒ―,𝐑+βˆ—β‹…gYΒ―)(\overline{Y},{{\bf R}}_{+}^{\ast}\cdot g_{\overline{Y}}) for all 1-parameter maximal degenerations XqX_{q}, such that Xqβ€²=MX_{q^{\prime}}=M for some qβ€²q^{\prime}. This corresponds to a choice of a β€œcusp” in the moduli space of Calabi-Yau manifolds. This choice is usually described in terms of certain algebro-geometric data: the action of the monodromy operator, variation of Hodge structures, mixed Hodge structure of the special fiber, etc. The previous conjecture offers a pure β€œmetric” description of a cusp.

It follows from part b) of the conjecture that one can choose a βˆ‡\nabla-covariant lattice TY,yπ™βŠ‚TY,y,y∈YT_{Y,y}^{{\bf Z}}\subset T_{Y,y},y\in Y. Suppose we are given a triple (Y,gY,βˆ‡)(Y,g_{Y},\nabla), satisfying the properties a)-c) of the conjecture, and we have fixed a covariant lattice TY𝐙T_{Y}^{{\bf Z}} in the tangent bundle TYT_{Y}. Then we can construct a 1-parameter family of non-compact complex Calabi-Yau manifolds, endowed with Ricci flat KΓ€hler metrics. Namely, let XΞ΅X^{\varepsilon} be the total space of the torus bundle pΞ΅:XΞ΅β†’Yp_{\varepsilon}:X^{\varepsilon}\to Y with fibers TY,y/Ρ​TY,y𝐙,y∈Y,0<Ρ≀Ρ0T_{Y,y}/\varepsilon T_{Y,y}^{{\bf Z}},y\in Y,0<\varepsilon\leq\varepsilon_{0}. The total space T​YTY of the tangent bundle TYT_{Y} carries a canonical complex structure coming from the isomorphism TT​Yβ‰ƒΟ€βˆ—β€‹TYβŠ•Ο€βˆ—β€‹TYβ‰ƒΟ€βˆ—β€‹TYβŠ—π‚T_{TY}\simeq\pi^{\ast}T_{Y}\oplus\pi^{\ast}T_{Y}\simeq\pi^{\ast}T_{Y}\otimes{{\bf C}} where Ο€:T​Y⟢Y\pi:TY\longrightarrow Y is the canonical projection (here we use the affine structure on YY). Using the same identification, we introduce a metric on T​YTY, namely gT​Y=Ο€βˆ—β€‹gYβŠ•Ο€βˆ—β€‹gYg_{TY}=\pi^{\ast}g_{Y}\oplus\pi^{\ast}g_{Y}. It is easy to see, that gT​Yg_{TY} is a KΓ€hler metric with the potential Ο€βˆ—β€‹K\pi^{\ast}K. It follows from the Monge-AmpΓ¨re equation that the metric gT​Yg_{TY} is Ricci flat. Passing to the quotient, we obtain on XΞ΅X^{\varepsilon} a complex structure JXΞ΅J_{X^{\varepsilon}} and a Ricci flat KΓ€hler metric gXΞ΅g_{X^{\varepsilon}}.

Let UβŠ‚YU\subset Y be an open simply-connected subset. Then there is an action of the torus Tn≃TY,y/TY,y𝐙T^{n}\simeq T_{Y,y}/T_{Y,y}^{{\bf Z}} on pΞ΅βˆ’1​(U),y∈Up_{\varepsilon}^{-1}(U),y\in U (different tori are identified for different points y∈Uy\in U by means of the connection βˆ‡\nabla). It implies that for any t∈H1​(Y,(TY/TY𝐙)d​i​s​c​r)t\in H^{1}(Y,(T_{Y}/T_{Y}^{{\bf Z}})^{discr}) (cohomology with coefficients in the local system of tori considered as abstract groups) one can define a twisted manifold XΞ΅,tX^{\varepsilon,t}, which is the total space of the torus fibration pΞ΅,t:XΞ΅,tβ†’Yp_{\varepsilon,t}:X^{\varepsilon,t}\to Y.

Roughly speaking, the next conjecture says that the β€œleading asymptotic term” of the family of Calabi-Yau manifolds Xqn​e​w,q=eβˆ’1/Ξ΅X_{q}^{new},q=e^{-1/\varepsilon} near the point of maximal degeneration Ξ΅=0\varepsilon=0, is isomorphic up to a twist to the family (XΞ΅,JXΞ΅)(X^{\varepsilon},J_{X^{\varepsilon}}) associated with the torus bundle described above.

More precisely, we formulate it as follows.

Conjecture 2

Let (𝒳m​e​r,v​o​l)=(Xq,v​o​lq)({\cal X}_{mer},vol)=(X_{q},vol_{q}) be a 1-parameter family of maximally degenerate Calabi-Yau manifolds, and Xqn​e​wX_{q}^{new} be the family with rescaled metrics, as before. There exist a constant C>0C>0 and a function t⁑(q)t(q) such that KΓ€hler manifolds Xqn​e​wX_{q}^{new} and XΡ⁑(q),t⁑(q)X^{\varepsilon(q),t(q)} with Ρ⁑(q)=C​(l​o​g​|q|)βˆ’1\varepsilon(q)=C(log|q|)^{-1} are close to each other (as qβ†’0q\to 0) in the following sense:

for any Ξ΄>0\delta>0 there exist a decomposition Xq=Xqs​mβŠ”Xqs​i​n​gX_{q}=X_{q}^{sm}\sqcup X_{q}^{sing} and an embedding of smooth manifolds jq:Xqβ†’pΡ⁑(q),t⁑(q)βˆ’1​(Yβˆ–(Ys​i​n​g)Ξ΄)j_{q}:X_{q}\to p_{\varepsilon(q),t(q)}^{-1}(Y\setminus(Y^{sing})^{\delta}), where (Ys​i​n​g)Ξ΄(Y^{sing})^{\delta} is a Ξ΄\delta-neighborhood of Ys​i​n​gY^{sing}, such that:

a) (Xq,Xqs​i​n​g)(X_{q},X_{q}^{sing}) converges in the Gromov-Hausdorff metric to the pair (YΒ―,Ys​i​n​g)(\overline{Y},Y^{sing}).

b) jqj_{q} identifies up to o⁑(1)o(1) terms, uniformly in x∈Xqs​mx\in X_{q}^{sm}, the scalar products and complex structures on the tangent spaces Tx​XqT_{x}X_{q} and Tjq​(x)​XΡ⁑(q),t⁑(q)T_{j_{q}(x)}X^{\varepsilon(q),t(q)}.

There is the following motivation for the Conjectures 1 and 2. In general, for a degenerating family of Riemannian metrics with non-negative Ricci curvature, one expects a description in terms of a tower of fibrations (collapses) with singularities (compare with 2.3). 22 2 Some steps in the program of compactification of the space of metrics are accomplished now (see e.g. [CC]), but still there are many non-clarified issues. In the case of KΓ€hler manifolds there are two basic pictures of a simple collapse. The first case is when both the base and the fiber are KΓ€hler manifolds. In the second case fibers are flat totally real tori of dimension mm and the base looks locally as a product of a domain in 𝐑m{{\bf R}}^{m} with a KΓ€hler manifold. The logarithmic factor in the asymptotic behavior of the volume should come only from torus fibers. Thus, the largest possible power of the logarithm can appear only when we have a tower of purely torus fibrations. It seems that the fixing (up to a scalar) of the KΓ€hler class forbids the multiple collapse. These considerations give an intuitive β€œexplanation” of our conjectures.

Remark 5

During the preparation of this text we learned that conjectures similar to ours were proposed independently by M.Β Gross and P.Β Wilson (see [GW]). A remarkable achievement in [GW] consists of the verification of conjectures in the case of degenerating K​3K3 surfaces, together with a precise description of the behavior of metrics near singular fibers. Also, in a recent preprint [Le] mirror symmetry was discussed from a similar point of view. In the main body of the present paper we will consider degenerations of complex abelian varieties. In this case the conjectures obviously hold.

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