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The non-archimedean SYZ fibration

Nicaise, Johannes · Xu, Chenyang · Yu, Tony Yue

Original paper

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The non-archimedean SYZ fibrationThanks: Johannes Nicaise is supported by the ERC Starting Grant MOTZETA (project 306610) of the European Research Council.Thanks: Chenyang Xu is supported by the National Science Fund for Distinguished Young Scholars (11425101), “Algebraic Geometry.”Thanks: Tony Yue Yu is supported by the Clay Mathematics Institute.

Johannes Nicaise Address: Imperial College, Department of Mathematics, South Kensington Campus, London SW72AZ, UK, and KU Leuven, Department of Mathematics, Celestijnenlaan 200B, 3001 Heverlee, Belgium Email address: j.nicaise@imperial.ac.uk , Chenyang Xu Address: Beijing International Center for Mathematical Research, Beijing University, Beijing, China Email address: cyxu@math.pku.edu.cn and Tony Yue Yu Address: Laboratoire de Mathématiques d’Orsay, Université Paris-Sud, 91405 Orsay, France Email address: yuyuetony@gmail.com
Abstract.

We construct non-archimedean SYZ fibrations for maximally degenerate Calabi-Yau varieties, and we show that they are affinoid torus fibrations away from a codimension two subset of the base. This confirms a prediction by Kontsevich and Soibelman. We also give an explicit description of the induced integral affine structure on the base of the SYZ fibration. Our main technical tool is a study of the structure of minimal dlt-models along one-dimensional strata.

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1. Introduction

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(1.1) The theory of mirror symmetry emanated from string theory and has had a fundamental impact on algebraic geometry ever since the groundbreaking work of Candelas, de la Ossa, Green and Parkes [COGP91]. The mirror symmetry heuristic predicts that every complex Calabi-Yau manifold XX has a mirror partner Xˇ\check{X} of the same dimension whose complex geometry is equivalent, in a suitable sense, to the symplectic geometry of XX, and vice versa. A celebrated application of these ideas was the prediction of the numbers of rational curves of fixed degree (more precisely, Gromov-Witten invariants) of the quintic threefold in [COGP91] by means of period integral calculations on the mirror partner. An important challenge in the theory of mirror symmetry is to give an exact definition of what it means to be a mirror pair of Calabi-Yau manifolds, and to devise techniques to construct such pairs.

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(1.2) In recent years, much progress has been made, in particular by Kontsevich–Soibelman [KS00, KS06] and Gross–Siebert [GS11a]. Both of these programs are based on a conjectural geometric explanation of mirror symmetry due to Strominger, Yau and Zaslow, known as the SYZ conjecture [SYZ96]. Since its appearance, the conjecture has been amended in certain ways; a common way to formulate it today is the following. Let 𝒳∗\mathcal{X}^{\ast} be a projective family of nn-dimensional complex Calabi-Yau varieties over a punctured disk Δ∗\Delta^{\ast}, and assume that this family is maximally degenerate. The latter condition means that the monodromy transformation on the degree nn cohomology of the general fiber 𝒳t\mathcal{X}_{t} of 𝒳∗\mathcal{X}^{\ast} has a Jordan block of rank n+1n+1. Then, up to rescaling the metrics, the family 𝒳t\mathcal{X}_{t} is conjectured to converge in the Gromov-Hausdorff limit to an nn-dimensional topological manifold SS. Moreover, a general fiber 𝒳t\mathcal{X}_{t} should admit a fibration ρ:𝒳t→S\rho\colon\mathcal{X}_{t}\to S, called an SYZ fibration, whose fibers are special Lagrangian tori in 𝒳t\mathcal{X}_{t}, except over a discriminant locus of codimension at least 22 in the base SS. The mirror partner of 𝒳t\mathcal{X}_{t} can then be constructed by dualizing the torus fibration ρ\rho over the smooth locus and compactifying the result in an appropriate way (this involves deforming the dual fibration by so-called quantum corrections). We refer to the excellent survey paper [Gr13] for a more precise statement and additional background on the SYZ conjecture, as well as the Gross–Siebert program.

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(1.3) The SYZ conjecture remains largely open, and is quite difficult even in basic cases; see for instance [GW00]. A fundamental insight of Kontsevich and Soibelman in [KS06] is that one should be able to construct a close analog of the SYZ fibration in the world of non-archimedean geometry, more precisely in the context of Berkovich spaces. Here, the base SS of the fibration arises as a so-called skeleton in the Berkovich analytification of the degeneration. Let us emphasize that the non-archimedean SYZ fibration is not merely an analog of the conjectural structure in a different context; it can effectively be used to realize the original goal of constructing mirror partners over the complex numbers, since one can go back from the non-archimedean world to the complex world by means of non-archimedean GAGA and algebraization techniques. In the non-archimedean approach, the quantum corrections are provided by non-archimedean enumerative geometry and wall-crossing structures [KS06, Yu16a, Yu16b, KY18]. The non-archimedean SYZ fibration induces an affine structure with singularities on the base SS, and Kontsevich and Soibelman made the striking conjecture that this affine manifold should be related to the Gromov-Hausdorff limit of 𝒳\mathcal{X} (Conjecture 3 in [KS06]) – see [BJ17] for interesting results towards that conjecture.

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(1.4) The aim of the present paper is to construct the non-archimedean SYZ fibration in full generality, and to prove some of its conjectural properties. This paves the way for a better understanding of the Gromov-Hausdorff limits and the SYZ conjecture. Our construction of the SYZ fibration builds upon the original work of Kontsevich and Soibelman and the relations with the Minimal Model Program discovered by the first two authors in [NX16a]. This discovery has led to a surprising dictionary where the SYZ heuristic can be translated into precise predictions about the structure of minimal models, which can then be proven with techniques from the Minimal Model Program – see for instance [KX16] and [NX16b]. Our main new result here is that the non-archimedean SYZ fibration is a smooth affinoid torus fibration away from a codimension two subset of the base (Theorem 6.1), as implied by Conjectures 1 and 3 in [KS06]. This amounts to proving that minimal dlt models with reduced special fiber of Calabi-Yau varieties are snc along the one-dimensional strata of the special fiber (Theorem 4.5), and have a toric structure along these strata (Proposition 5.4).

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Preliminaries and notation

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(1.5) We fix an algebraically closed field kk of characteristic 00 and we set R=k⁡[[t]]R=k[\negthinspace[t]\negthinspace] and K=k⁡((t))K=k(\negthinspace(t)\negthinspace). We also fix an algebraic closure KaK^{a} of KK. We denote by ordt\mathrm{ord}_{t} the tt-adic valuation on KK and we define an absolute value |⋅||\cdot| on KK by setting |a|=exp⁡(−ordt​a)|a|=\exp(-\mathrm{ord}_{t}a) for every a∈K×a\in K^{\times}. This turns KK into a complete non-archimedean field. We denote by (⋅)an(\cdot)^{\mathrm{an}} the analytification functor from the category of KK-schemes of finite type to Berkovich’s category of KK-analytic spaces. For every RR-scheme 𝒳\mathscr{X}, we will denote by 𝒳k=𝒳×Rk\mathscr{X}_{k}=\mathscr{X}\times_{R}k and 𝒳K=𝒳×RK\mathscr{X}_{K}=\mathscr{X}\times_{R}K its special and generic fiber.

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(1.6) If 𝒳\mathscr{X} is a Noetherian RR-scheme and CC is a subscheme of 𝒳k\mathscr{X}_{k}, then we will denote by 𝒳/C^\widehat{\mathscr{X}_{/C}} the formal completion of 𝒳\mathscr{X} along CC. If 𝒳\mathscr{X} is of finite type over RR, then 𝒳/C^\widehat{\mathscr{X}_{/C}} is formally of finite type over RR (or special, in the terminology of [Be96]). That is, it has a finite cover by open formal subschemes of the form Spf⁡(A)\mathrm{Spf}\,(A) where AA is a quotient of a topological RR-algebra of the form R​{x1,…,xm}​[[y1,…,yn]]R\{x_{1},\ldots,x_{m}\}[\negthinspace[y_{1},\ldots,y_{n}]\negthinspace]. Every Noetherian formal scheme 𝔛\mathfrak{X} has a unique maximal ideal of definition ℐ\mathscr{I}, consisting of all the topologically nilpotent elements in 𝒪𝔛\mathcal{O}_{\mathfrak{X}}. The closed subscheme of 𝔛\mathfrak{X} defined by ℐ\mathscr{I} will be denoted by 𝔛red\mathfrak{X}_{\mathrm{red}}. This construction induces a functor from the category of Noetherian formal schemes to the category of reduced Noetherian schemes. If 𝔛\mathfrak{X} is a scheme, then 𝔛red\mathfrak{X}_{\mathrm{red}} is the maximal reduced closed subscheme of 𝔛\mathfrak{X}.

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(1.7) A separated flat RR-scheme of finite type 𝒴\mathscr{Y} is called toric if there exists a toric morphism of toric varieties

Y→𝔸k1=Spec​k​[t]Y\to\mathbb{A}^{1}_{k}=\mathrm{Spec}\,k[t]

such that 𝒴\mathscr{Y} is isomorphic to Y×k⁡[t]RY\times_{k[t]}R. Such a toric scheme can be defined by giving a finite fan Σ\Sigma of strongly convex rational polyhedral cones in ℝn×ℝ≥0\mathbb{R}^{n}\times\mathbb{R}_{\geq 0} for some n≥0n\geq 0, together with a positive integer ι\iota; then one can take YY to be the toric kk-variety associated with Σ\Sigma and Y→𝔸k1Y\to\mathbb{A}^{1}_{k} to be the toric morphism induced by the morphism

ℝn×ℝ≥0→ℝ≥0:(u,v)↦ι⋅v.\mathbb{R}^{n}\times\mathbb{R}_{\geq 0}\to\mathbb{R}_{\geq 0}\colon(u,v)\mapsto\iota\cdot v.
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(1.8) A Calabi-Yau variety over KK is a smooth, proper, geometrically connected KK-scheme XX such that the canonical line bundle ωX\omega_{X} is trivial. In particular, our definition also includes abelian varieties. A volume form on a Calabi-Yau variety XX is a nowhere vanishing differential form of maximal degree, that is, a global generator for the canonical line bundle ωX\omega_{X}.

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(1.9) Let 𝒳\mathscr{X} be a Noetherian scheme, and let DD be an effective divisor on 𝒳\mathscr{X}, with prime components Di,i∈ID_{i},\,i\in I. A stratum of DD is a connected component of the schematic intersection DJ=∩j∈JDjD_{J}=\cap_{j\in J}D_{j}, for some non-empty subset JJ of II. An open stratum is a stratum SS minus the union of the prime components of DD that do not contain SS.

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(1.10) Let XX be a smooth and proper KK-scheme. A model of XX is a proper flat RR-scheme 𝒳\mathscr{X} endowed with an isomorphism 𝒳K→X\mathscr{X}_{K}\to X. An snc-model of XX is a regular model 𝒳\mathscr{X} such that 𝒳k\mathscr{X}_{k} is a divisor with strict normal crossings. An snc-model is called semistable if 𝒳k\mathscr{X}_{k} is reduced. By the semistable reduction theorem [KKMS73, Ch4§3], there exists a finite extension K′K^{\prime} of KK such that X×KK′X\times_{K}K^{\prime} has a semistable snc-model over the integral closure of RR in K′K^{\prime}.

A dlt-model of XX is a normal model 𝒳\mathscr{X} such that the pair (𝒳,𝒳k,red)(\mathscr{X},\mathscr{X}_{k,\mathrm{red}}) is divisorially log terminal (dlt). We say that a dlt-model is good if every prime component of 𝒳k,red\mathscr{X}_{k,\mathrm{red}} is ℚ\mathbb{Q}-Cartier; this is slightly weaker than the usual condition that 𝒳\mathscr{X} is ℚ\mathbb{Q}-factorial, but it is sufficient for our purposes. In particular, every snc-model is also a good dlt-model. A dlt-model 𝒳\mathscr{X} is called minimal if the logarithmic relative canonical divisor K𝒳/R+𝒳k,redK_{\mathscr{X}/R}+\mathscr{X}_{k,\mathrm{red}} is semi-ample. When XX is Calabi-Yau, this is equivalent to saying that K𝒳/R+𝒳k,redK_{\mathscr{X}/R}+\mathscr{X}_{k,\mathrm{red}} is torsion; when, moreover, 𝒳k\mathscr{X}_{k} is reduced, then it is equivalent to saying that K𝒳/R∼0K_{\mathscr{X}/R}\sim 0.

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Theorem 1.11.

Let XX be a projective Calabi-Yau variety over KK. Then there exists a finite extension K′K^{\prime} of KK such that XX has a projective ℚ\mathbb{Q}-factorial minimal dlt-model with reduced special fiber over the integral closure of RR in K′K^{\prime}.

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Proof.

This follows from Theorem 2 in [KNX18]; ℚ\mathbb{Q}-factoriality is not included in the statement, but the proof produces such a model. ∎

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(1.12) An integral affine function on an open subset of ℝn\mathbb{R}^{n} is a continuous real-valued function that can locally be written as a degree one polynomial with coefficients in ℤ\mathbb{Z}. Beware that some authors, including [KS06], allow a constant term in ℝ\mathbb{R} in the degree one polynomial; our more restrictive definition is better suited for the purposes of this paper.

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2. Construction of the non-archimedean SYZ fibration

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(2.1) Let XX be a Calabi-Yau variety over KK. The essential skeleton Sk⁡(X)\mathrm{Sk}(X) of XX was first defined by Kontsevich and Soibelman in [KS06]. The construction was then refined and generalized in [MN15]. Let ω\omega be a volume form on XX. Then one can attach to the pair (X,ω)(X,\omega) a weight function

wtω:Xan→ℝ∪{+∞}\mathrm{wt}_{\omega}\colon X^{\mathrm{an}}\to\mathbb{R}\cup\{+\infty\}

that measures the degeneration of (X,ω)(X,\omega) at t=0t=0 along points of XanX^{\mathrm{an}}; see [MN15, §4.5]. The essential skeleton Sk⁡(X)\mathrm{Sk}(X) is the locus of points in XanX^{\mathrm{an}} where wtω\mathrm{wt}_{\omega} reaches its minimal value. This definition only depends on XX, and not on ω\omega, because multiplying ω\omega with a scalar λ∈K∗\lambda\in K^{\ast} shifts the weight function by the constant ordt​λ\mathrm{ord}_{t}\lambda. The essential skeleton is a non-empty compact subspace of XanX^{\mathrm{an}}, which can be explicitly computed in the following way. Let 𝒳\mathscr{X} be an snc-model of XX, with special fiber 𝒳k=∑i∈INi​Ei\mathscr{X}_{k}=\sum_{i\in I}N_{i}E_{i}. If we view ω\omega as a rational section of the line bundle ω𝒳/R​(𝒳k,red)\omega_{\mathscr{X}/R}(\mathscr{X}_{k,\mathrm{red}}), then it defines a Cartier divisor on 𝒳\mathscr{X} that we denote by div𝒳​(ω)\mathrm{div}_{\mathscr{X}}(\omega). It is supported on 𝒳k\mathscr{X}_{k} because ω\omega is nowhere vanishing on XX; thus we can write div𝒳​(ω)=∑i∈Iνi​Ei\mathrm{div}_{\mathscr{X}}(\omega)=\sum_{i\in I}\nu_{i}E_{i}. If we denote by Δ⁡(𝒳)\Delta(\mathscr{X}) the dual intersection complex of 𝒳k\mathscr{X}_{k}, then Sk⁡(X)\mathrm{Sk}(X) is canonically homeomorphic to the sub-Δ\Delta-complex of Δ⁡(𝒳)\Delta(\mathscr{X}) spanned by the vertices corresponding to the components EiE_{i} for which νi/Ni\nu_{i}/N_{i} is minimal (see Theorem 3 in [KS06, §6.6] and Theorem 4.7.5 in [MN15]). In particular, Sk⁡(X)\mathrm{Sk}(X) is homeomorphic to a finite Δ\Delta-complex of dimension ≤dim(X)\leq\dim(X).

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(2.2) Kontsevich and Soibelman postulated that Sk⁡(X)\mathrm{Sk}(X) should be the base of the non-archimedean SYZ fibration, but the definition of Sk⁡(X)\mathrm{Sk}(X) does not provide us with a map Xan→Sk⁡(X)X^{\mathrm{an}}\to\mathrm{Sk}(X). To construct such a map, we will use an alternative description of the essential skeleton that appeared in [NX16a]. Let 𝒳\mathscr{X} be a minimal dlt-model of XX, and denote by 𝒳snc\mathscr{X}^{\mathrm{snc}} the open subscheme of 𝒳\mathscr{X} consisting of the points where 𝒳\mathscr{X} is regular and 𝒳k\mathscr{X}_{k} has strict normal crossings. Then the dual intersection complex Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}) of 𝒳ksnc\mathscr{X}^{\mathrm{snc}}_{k} can be canonically embedded into XanX^{\mathrm{an}} (see [MN15, §3]). It follows from [NX16a, 3.3.3] that the image of this embedding is exactly the essential skeleton Sk⁡(X)\mathrm{Sk}(X). To be precise, it is assumed in the statement of [NX16a, 3.3.3] that 𝒳\mathscr{X} is ℚ\mathbb{Q}-factorial and defined over an algebraic curve, but these assumptions are not used in the proof. If the minimal dlt-model 𝒳\mathscr{X} is good, we will now construct a continuous retraction ρ𝒳:Xan→Sk⁡(X)\rho_{\mathscr{X}}\colon X^{\mathrm{an}}\to\mathrm{Sk}(X) by generalizing the construction for snc-models in [MN15, 3.1.5].

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(2.3) Let 𝒳\mathscr{X} be a good minimal dlt-model of XX. We need to make the following technical assumption: the strata of 𝒳k\mathscr{X}_{k} are precisely the log canonical centers of the pair (𝒳,𝒳k,red)(\mathscr{X},\mathscr{X}_{k,\mathrm{red}}) that are contained in 𝒳k\mathscr{X}_{k}. By the definition of a dlt-model, every log canonical center of (𝒳,𝒳k,red)(\mathscr{X},\mathscr{X}_{k,\mathrm{red}}) is a stratum. The converse implication is known when 𝒳\mathscr{X} is defined over an algebraic curve [Ko13, 4.16]. We will prove in Corollary 4.4 that it also holds when 𝒳k\mathscr{X}_{k} is reduced, which is the most important case for our purposes. We expect that the assumption is always satisfied, but the relevant parts of the Minimal Model Program have not been written down for RR-schemes. In any case, if our technical assumption holds, we can proceed in the following way.

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(2.4) Let xx be a point in XanX^{\mathrm{an}} and let red𝒳​(x)\mathrm{red}_{\mathscr{X}}(x) be its reduction on 𝒳k\mathscr{X}_{k} (see [MN15, 2.2.2]). Let ZZ be the unique minimal stratum of 𝒳k\mathscr{X}_{k} that contains red𝒳​(x)\mathrm{red}_{\mathscr{X}}(x). By our assumption (2), ZZ is a log canonical center of (𝒳,𝒳k,red)(\mathscr{X},\mathscr{X}_{k,\mathrm{red}}). Then Z∩𝒳sncZ\cap\mathscr{X}^{\mathrm{snc}} is a non-empty stratum of 𝒳ksnc\mathscr{X}^{\mathrm{snc}}_{k} by the definition of a dlt pair. Thus, it determines a unique face τ\tau of the dual intersection complex Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}). Let E1,…,ErE_{1},\ldots,E_{r} be the prime components of 𝒳k\mathscr{X}_{k} that contain ZZ, and let N1,…,NrN_{1},\ldots,N_{r} be their multiplicities in 𝒳k\mathscr{X}_{k}. Then E1,…,ErE_{1},\ldots,E_{r} correspond precisely to the vertices v1,…,vrv_{1},\ldots,v_{r} of τ\tau. We choose a positive integer mm such that m​EimE_{i} is Cartier at the point red𝒳​(x)\mathrm{red}_{\mathscr{X}}(x) for every ii, and we choose a local equation fi=0f_{i}=0 for m​EimE_{i} at red𝒳​(x)\mathrm{red}_{\mathscr{X}}(x). Then ρ𝒳​(x)\rho_{\mathscr{X}}(x) is the point of the simplex τ\tau with barycentric coordinates

α=1m​(−N1​ln⁡|f1​(x)|,…,−Nr​ln⁡|fr​(x)|)\alpha=\frac{1}{m}(-N_{1}\ln|f_{1}(x)|,\ldots,-N_{r}\ln|f_{r}(x)|)

with respect to the vertices (v1,…,vr)(v_{1},\ldots,v_{r}). Under the embedding of Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}) into XanX^{\mathrm{an}}, the point ρ𝒳​(x)\rho_{\mathscr{X}}(x) corresponds to the monomial point represented by (𝒳,(E1,…,Er),ξ)(\mathscr{X},(E_{1},\ldots,E_{r}),\xi) and the tuple

1m​(−ln⁡|f1​(x)|,…,−ln⁡|fr​(x)|),\frac{1}{m}(-\ln|f_{1}(x)|,\ldots,-\ln|f_{r}(x)|),

in the terminology of [MN15, 2.4.5]. It is obvious that this definition does not depend on the choices of mm and the local equations fif_{i}. It is also straightforward to check that ρ𝒳\rho_{\mathscr{X}} is continuous, and that it is a retraction onto Δ⁡(𝒳snc)=Sk⁡(X)\Delta(\mathscr{X}^{\mathrm{snc}})=\mathrm{Sk}(X).

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Definition 2.5.

Let XX be a Calabi-Yau variety over KK and let 𝒳\mathscr{X} be a good minimal dlt-model of XX that satisfies assumption (2). Then we call the map ρ𝒳:Xan→Sk⁡(X)\rho_{\mathscr{X}}\colon X^{\mathrm{an}}\to\mathrm{Sk}(X) constructed in (2) the non-archimedean SYZ fibration associated with 𝒳\mathscr{X}.

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(2.6) Beware that, even though the subspace Sk⁡(X)\mathrm{Sk}(X) of XanX^{\mathrm{an}} only depends on XX, the Δ\Delta-structure on Δ⁡(𝒳snc)=Sk⁡(X)\Delta(\mathscr{X}^{\mathrm{snc}})=\mathrm{Sk}(X) and the retraction ρ𝒳:Xan→Sk⁡(X)\rho_{\mathscr{X}}\colon X^{\mathrm{an}}\to\mathrm{Sk}(X) depend on the choice of the (good) minimal dlt-model 𝒳\mathscr{X}; we will illustrate this in Example 2.7 below. However, the essential skeleton Sk⁡(X)\mathrm{Sk}(X) does carry a canonical piecewise integral affine structure, which is induced by the embedding into the KK-analytic space XanX^{\mathrm{an}}: see [MN15, §3.2]. If 𝒳\mathscr{X} is a minimal dlt-model for XX, then this piecewise integral affine structure coincides with the one induced by the Δ\Delta-complex structure on Δ⁡(𝒳snc)=Sk⁡(X)\Delta(\mathscr{X}^{\mathrm{snc}})=\mathrm{Sk}(X), provided that the barycentric coordinates on the faces of Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}) are weighted by the multiplicities of the prime components in 𝒳k\mathscr{X}_{k} as in [MN15, 3.2.1].

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Example 2.7.

Let XX be a maximally degenerate K​3K3 surface over KK, and let 𝒳\mathscr{X} be a good minimal dlt-model over RR with reduced special fiber. Then Sk⁡(X)\mathrm{Sk}(X) is homeomorphic to 22-sphere, and Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}) provides this sphere with a triangulation. Different choice of 𝒳\mathscr{X} are related by elementary modifications (flops) of type 0, 1 or 2 [FM83, pp.12-15]. An elementary modification of type 0 does not affect the triangulation of Sk⁡(X)\mathrm{Sk}(X) or the map ρ𝒳\rho_{\mathscr{X}}, because it only changes 𝒳\mathscr{X} along a curve contained in a two-dimensional open stratum. An elementary modification of type 1 does not modify the triangulation of Sk⁡(X)\mathrm{Sk}(X) but it does alter the map ρ𝒳\rho_{\mathscr{X}}, because the points of XanX^{\mathrm{an}} that specialize to the minus one curve that is flipped (but not to its intersection with a double curve) will be mapped to a different vertex of Sk⁡(X)\mathrm{Sk}(X). Finally, an elementary modification of type 2 flips an edge in the triangulation of Sk⁡(X)\mathrm{Sk}(X), but does not alter ρ𝒳\rho_{\mathscr{X}} because ρ𝒳\rho_{\mathscr{X}} is invariant under blow-ups of strata in snc-models (see Propositions 3.1.7 and 3.1.9 in [MN15]).

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Proposition 2.8.

Let XX be a projective Calabi-Yau variety over KK. Then the essential skeleton Sk⁡(X)\mathrm{Sk}(X) is a strong deformation retract of XanX^{\mathrm{an}}. If 𝒳\mathscr{X} is a good minimal dlt-model that satisfies the assumption in (2), then ρ𝒳\rho_{\mathscr{X}} is homotopic to the identity on XanX^{\mathrm{an}} relative to Sk⁡(X)\mathrm{Sk}(X).

[04XA]
Proof.

It is shown in [NX16a, 4.2.4] that Sk⁡(X)\mathrm{Sk}(X) is a strong deformation retract of XanX^{\mathrm{an}}. This implies that every continuous retraction Xan→Sk⁡(X)X^{\mathrm{an}}\to\mathrm{Sk}(X) is homotopic to the identity on XanX^{\mathrm{an}} relative to Sk⁡(X)\mathrm{Sk}(X); in particular, this is true for the retraction ρ𝒳\rho_{\mathscr{X}}. ∎

[04XB]

(2.9) Let XX be a Calabi-Yau variety over KK of dimension nn. We say that XX is maximally degenerate if XX has a semistable snc-model over RR and the essential skeleton Sk⁡(X)\mathrm{Sk}(X) has dimension nn. This is the class of Calabi-Yau varieties where we expect the SYZ mirror symmetry picture to appear. If XX is projective, then the condition dim(Sk⁡(X))=n\dim(\mathrm{Sk}(X))=n is equivalent to the property that, for any topological generator σ\sigma of Gal⁡(Ka/K)≅μ^​(k)\mathrm{Gal}(K^{a}/K)\cong\widehat{\mu}(k) and any prime number ℓ\ell, the action of σ\sigma on the étale cohomology space

Hétn​(X×KKa,ℚℓ)H^{n}_{\text{\'{e}t}}(X\times_{K}K^{a},\mathbb{Q}_{\ell})

has a Jordan block of rank n+1n+1, by [NX16a, 4.2.4(4)]. If XX is maximally degenerate and projective, then Sk⁡(X)\mathrm{Sk}(X) is a closed pseudomanifold (see [NX16a, 4.2.4(3)] – in the statement of that result, one should add the assumption that XX has a semistable snc-model, like in [NX16a, 4.1.7]). If we assume, moreover, that XX is geometrically simply connected and hi,0​(X)=0h^{i,0}(X)=0 for 0<i<n0<i<n, then it is expected that Sk⁡(X)\mathrm{Sk}(X) is homeomorphic to SnS^{n}. This has been proven in [KX16] when n≤3n\leq 3, and also when n=4n=4 and XX has a minimal dlt-model that is also a semistable snc-model. One can prove in any dimension that Sk⁡(X)\mathrm{Sk}(X) has the ℚ\mathbb{Q}-rational homology of SnS^{n}, and that its fundamental group has trivial profinite completion; see [NX16a, 4.2.4(4)] and [HN17, 6.1.3(4)].

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3. Affinoid torus fibrations

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(3.1) Let XX be a maximally degenerate Calabi-Yau variety and let 𝒳\mathscr{X} be a good minimal dlt-model of XX with reduced special fiber. Then we will see in Corollary 4.6 that 𝒳\mathscr{X} satisfies assumption (2), so that it gives rise to a non-archimedean SYZ fibration ρ𝒳:Xan→Sk⁡(X)\rho_{\mathscr{X}}\colon X^{\mathrm{an}}\to\mathrm{Sk}(X) in the sense of Definition 2.5. The principal aim of this article is to study the fibers of ρ𝒳\rho_{\mathscr{X}}. In the classical SYZ conjecture, the fibers of the SYZ fibration are expected to be special Lagrangian tori away from a codimension two subset of the base. We will now present the corresponding structure in non-archimedean geometry, which was introduced in [KS06, §4.1].

[04XE]

(3.2) Let nn be a positive integer, and let TT be a split algebraic KK-torus of dimension nn with character module MM and cocharacter module N=M∨N=M^{\vee}. We define the tropicalization map of TT by

ρT:Tan→Nℝ:x↦(M→ℝ:m↦−ln|m(x)|).\rho_{T}\colon T^{\mathrm{an}}\to N_{\mathbb{R}}\colon x\mapsto(M\to\mathbb{R}\colon m\mapsto-\ln|m(x)|).

This map is continuous, and its fibers are (not necessarily strictly) KK-affinoid tori. The tropicalization map ρT\rho_{T} has a canonical continuous section s:Nℝ→Tans\colon N_{\mathbb{R}}\to T^{\mathrm{an}} that maps each n∈Nℝn\in N_{\mathbb{R}} to the Gauss point of the affinoid torus ρT−1​(n)\rho^{-1}_{T}(n). The image of ss is called the canonical skeleton of TT, and denoted by Δ⁡(T)\Delta(T). The map ss induces a homeomorphism Nℝ→Δ⁡(T)N_{\mathbb{R}}\to\Delta(T), which we will use to tacitly identify Δ⁡(T)\Delta(T) with NℝN_{\mathbb{R}}.

[04XF]

(3.3) Let YY be a KK-analytic space, let BB be a topological space and let f:Y→Bf\colon Y\to B be a continuous map. Then we say that ff is an nn-dimensional affinoid torus fibration if we can cover BB by open subsets UU such that there exist an open subset VV of Nℝ≅ℝnN_{\mathbb{R}}\cong\mathbb{R}^{n} and a commutative diagram

f−1​(U)\textstyle{f^{-1}(U)\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}f\scriptstyle{f}ρT−1​(V)\textstyle{\rho_{T}^{-1}(V)\ignorespaces\ignorespaces\ignorespaces\ignorespaces}ρT\scriptstyle{\rho_{T}}U\textstyle{U\ignorespaces\ignorespaces\ignorespaces\ignorespaces}V\textstyle{V}

where the upper horizontal map is an isomorphism of KK-analytic spaces and the lower horizontal map is a homeomorphism.

[04XG]

(3.4) If f:Y→Bf\colon Y\to B is an nn-dimensional affinoid torus fibration, then ff induces an integral affine structure on the base BB [KS06, §4.1]. For every open UU in BB as in the definition, and every invertible analytic function hh on f−1​(U)f^{-1}(U), the absolute value of hh is constant on the fibers of ff by the maximum modulus principle. Thus hh induces a continuous function |h|:U→ℝ>0|h|\colon U\to\mathbb{R}_{>0}. The integral affine functions on UU are, by definition, the functions of the form −ln⁡|h|-\ln|h|. If UU is connected, then it is proven in Theorem 1 of [KS06, §4.1] that under the homeomorphism U→VU\to V, the ring of integral affine functions on UU is identified with the ring of polynomial functions of degree one with ℤ\mathbb{Z}-coefficients on V⊂NℝV\subset N_{\mathbb{R}}, so that this construction indeed defines an integral affine structure on BB (to be precise, in [KS06] the authors consider affine functions with constant term in ℝ\mathbb{R}, rather than ℤ\mathbb{Z}, but since KK is discretely valued in our case, we get a slightly stronger result).

[04XH]
Example 3.5.

We use the tropicalization map to identify the canonical skeleton Δ⁡(T)\Delta(T) with NℝN_{\mathbb{R}}. We denote by CC the open cone (Nℝ×ℝ>0)∪{0}(N_{\mathbb{R}}\times\mathbb{R}_{>0})\cup\{0\} in Nℝ⊕ℝN_{\mathbb{R}}\oplus\mathbb{R}. Let Σ\Sigma be a locally finite fan of strongly convex rational polyhedral cones in CC. We denote by Σ1\Sigma_{1} the rational polyhedral complex in NℝN_{\mathbb{R}} obtained by intersecting the cones in Σ\Sigma with Nℝ×{1}N_{\mathbb{R}}\times\{1\}. Consider the torus embedding T→𝒳T\to\mathscr{X} over RR associated with Σ\Sigma as in [Kü98, 1.13]. The RR-scheme 𝒳\mathscr{X} is separated and locally of finite type, and it is quasi-compact if and only if Σ\Sigma is finite. Since Σ\Sigma is supported in CC, the generic fiber of 𝒳\mathscr{X} is canonically isomorphic to the split KK-torus TT. Assume that 𝒳\mathscr{X} is regular; this is equivalent to the property that the fan Σ\Sigma is simple, and it implies that the special fiber 𝒳k\mathscr{X}_{k} is a strict normal crossings divisor. Denote by 𝔛\mathfrak{X} the formal tt-adic completion of 𝒳\mathscr{X}. The generic fiber 𝔛η\mathfrak{X}_{\eta} is a KK-analytic space endowed with a natural injective morphism of KK-analytic spaces i:𝔛η→Tani:\mathfrak{X}_{\eta}\to T^{\mathrm{an}}. The morphism ii embeds 𝔛η\mathfrak{X}_{\eta} as an analytic domain in TanT^{\mathrm{an}}.

The construction of the Berkovich skeleton Sk⁡(𝒳)\mathrm{Sk}(\mathscr{X}) and the retraction map ρ𝒳\rho_{\mathscr{X}} in [MN15, §3] are local on 𝒳\mathscr{X}, so that they extend immediately to schemes that are locally of finite type. This yields a canonical embedding of the dual intersection complex Δ⁡(𝒳)\Delta(\mathscr{X}) of 𝒳k\mathscr{X}_{k} into 𝔛η\mathfrak{X}_{\eta}. The image of this embedding is called the Berkovich skeleton of 𝒳\mathscr{X}. The embedding has a canonical retraction ρ𝒳:𝔛η→Δ⁡(𝒳)\rho_{\mathscr{X}}:\mathfrak{X}_{\eta}\to\Delta(\mathscr{X}). It follows directly from the definitions that Δ⁡(𝒳)\Delta(\mathscr{X}) is contained in Δ⁡(T)=Nℝ\Delta(T)=N_{\mathbb{R}} and coincides with the support of Σ1\Sigma_{1}. In particular, if Σ\Sigma is a subdivision of CC, then Δ⁡(𝒳)=Δ⁡(T)\Delta(\mathscr{X})=\Delta(T). Moreover, the Δ\Delta-structure on Δ⁡(𝒳)\Delta(\mathscr{X}) is precisely the polyhedral decomposition Σ1\Sigma_{1}. We have 𝔛η=ρT−1​(|Σ1|)\mathfrak{X}_{\eta}=\rho_{T}^{-1}(|\Sigma_{1}|), and the retraction map ρ𝒳\rho_{\mathscr{X}} is the restriction of ρT\rho_{T} to 𝔛η\mathfrak{X}_{\eta}.

[04XI]

(3.6) As a first application, let us discuss the case of abelian varieties. Let AA be an abelian KK-variety of dimension nn, and denote by 𝒜\mathscr{A} its Néron model. Then Berkovich has constructed in [Be90, §6.5] a canonical skeleton Δ⁡(A)\Delta(A) in AanA^{\mathrm{an}}, together with a continuous retraction ρA:Aan→Δ⁡(A)\rho_{A}\colon A^{\mathrm{an}}\to\Delta(A), via the theory of non-archimedean uniformization. The dimension of Δ⁡(A)\Delta(A) is equal to the toric rank of 𝒜ko\mathscr{A}^{o}_{k} (the dimension of the maximal subtorus). Let us make this construction more precise in the maximally degenerate case. Assume that AA has purely toric reduction, that is, 𝒜ko\mathscr{A}^{o}_{k} is a torus. Let ee be the identity point on AA. Then the universal pointed covering space of (A,e)(A,e) (with respect to the Berkovich topology) is isomorphic to the analytification of a split nn-dimensional KK-torus TT. The kernel LL of the morphism π:Ta​n→Aan\pi\colon T^{an}\to A^{\mathrm{an}} is a lattice in T⁡(K)T(K) (called the period lattice), and the image ρT​(L)\rho_{T}(L) of LL in NℝN_{\mathbb{R}} is a lattice of rank nn. By definition, the canonical skeleton Δ⁡(A)\Delta(A) is the image of Δ⁡(T)\Delta(T) under the map π\pi. Moreover, we have a Cartesian diagram of topological spaces

Tan\textstyle{T^{\mathrm{an}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}ρT\scriptstyle{\rho_{T}}π\scriptstyle{\pi}Nℝ\textstyle{N_{\mathbb{R}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}Aan\textstyle{A^{\mathrm{an}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}ρA\scriptstyle{\rho_{A}}Nℝ/ρT​(L)\textstyle{N_{\mathbb{R}}/\rho_{T}(L)}

such that ρA\rho_{A} sends Δ⁡(A)\Delta(A) homeomorphically onto Nℝ/ρT​(L)N_{\mathbb{R}}/\rho_{T}(L). In particular, Δ⁡(A)\Delta(A) is a real torus of dimension nn, ρA\rho_{A} is an nn-dimensional torus fibration, and the induced integral affine structure on Δ⁡(A)\Delta(A) coincides with the quotient structure on Nℝ/ρT​(L)N_{\mathbb{R}}/\rho_{T}(L).

[04XJ]

(3.7) If AA has purely toric reduction, then we can interpret ρA\rho_{A} as a non-archimedean SYZ fibration by means of the theory of Mumford models [Mu72] and the refinements of Mumford’s construction given in [Kü98]. We say that a model 𝒫\mathscr{P} of AA is a Künnemann-Mumford model if it is a regular model that arises through the construction in the proof of [Kü98, 3.5].

[04XK]
Proposition 3.8.

Let AA be an abelian KK-variety of dimension nn. Then the essential skeleton Sk⁡(A)\mathrm{Sk}(A) of AA coincides with Berkovich’s canonical skeleton Δ⁡(A)\Delta(A). If AA has semi-abelian reduction and 𝒫\mathscr{P} is a Künnemann-Mumford model of AA over RR, then 𝒫\mathscr{P} is a good minimal dlt-model that satisfies assumption (2). If AA has purely toric reduction, then the non-archimedean SYZ fibration ρ𝒫\rho_{\mathscr{P}} coincides with Berkovich’s canonical retraction ρA\rho_{A}. In particular, ρ𝒫\rho_{\mathscr{P}} is an nn-dimensional affinoid torus fibration.

[04XL]
Proof.

The equality Δ⁡(A)=Sk⁡(A)\Delta(A)=\mathrm{Sk}(A) is proven in [HN17, 4.3.2]. Let 𝒫\mathscr{P} be a Künnemann-Mumford model for AA over RR. Then, by definition, 𝒫\mathscr{P} is an snc-model, and thus certainly good and dlt. It is shown in [HN17, 5.1.7] that 𝒫\mathscr{P} is minimal.

Let 𝒫~\widetilde{\mathscr{P}} be a regular relatively complete model of TT as in [Kü98, 2.11] such that the formal tt-adic completion of 𝒫\mathscr{P} arises as a quotient of the formal tt-adic completion of 𝒫~\widetilde{\mathscr{P}} under an action of the period lattice. Then, by construction, 𝒫~\widetilde{\mathscr{P}} is a torus embedding of TT over RR, and we have a commutative diagram

Tan\textstyle{T^{\mathrm{an}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}π\scriptstyle{\pi}ρT\scriptstyle{\rho_{T}}ρ𝒫~\scriptstyle{\rho_{\widetilde{\mathscr{P}}}}Δ⁡(T)\textstyle{\Delta(T)\ignorespaces\ignorespaces\ignorespaces\ignorespaces}Aan\textstyle{A^{\mathrm{an}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}ρA\scriptstyle{\rho_{A}}ρ𝒫\scriptstyle{\rho_{\mathscr{P}}}Δ⁡(A).\textstyle{\Delta(A).}

Thus in order to prove that ρ𝒫=ρA\rho_{\mathscr{P}}=\rho_{A}, it suffices to observe that ρ𝒫~=ρT\rho_{\widetilde{\mathscr{P}}}=\rho_{T} by Example 3.5. ∎

[04XM]
Remark 3.9.

A refinement of the proof shows that the equality ρA=ρ𝒫\rho_{A}=\rho_{\mathscr{P}} remains valid if we only assume that AA has semi-abelian reduction; then the non-archimedean uniformization of AA takes the form π:Ean→Aan\pi:E^{\mathrm{an}}\to A^{\mathrm{an}}, where EE is an extension of an abelian KK-variety BB with good reduction by a split KK-torus TT. The dimension of TT is precisely the toric rank of 𝒜ko\mathscr{A}^{o}_{k}, the identity component of the special fiber of the Néron model of AA. The Künnemann-Mumford construction produces a relatively complete model 𝒫~\widetilde{\mathscr{P}} of EE that is a Zariski-locally trivial fibration in torus embeddings over the Néron model of BB. Since we do not need this generalization in this paper, we omit the details.

[04XN]

4. One-dimensional strata of minimal dlt-models

[04XP]

(4.1) The aim of this section is to show that good minimal dlt-models with reduced special fibers of Calabi-Yau varieties over KK are snc along their one-dimensional strata (in fact, we will prove a more general result – see Theorem 4.5 and Corollary 4.6). A technical complication is that the full machinery of the MMP has only been written down for objects of finite type over a field. To circumvent this problem, we will first prove an approximation result (Proposition 4.3) that will allow us to reduce to that case.

[04XQ]
Lemma 4.2.

Let 𝒳\mathscr{X} be a normal RR-scheme and let DD be a reduced effective divisor on 𝒳\mathscr{X} such that DD contains the singular locus of 𝒳\mathscr{X} and such that the pair (𝒳,D)(\mathscr{X},D) is dlt. Assume that K𝒳/R+DK_{\mathscr{X}/R}+D is Cartier. Then 𝒳\mathscr{X} is terminal; in particular, it is regular in codimension two.

[04XR]
Proof.

By the definition of a dlt-pair, the scheme 𝒳\mathscr{X} is regular at the generic point of every stratum of DD, and at all the other points x∈𝒳x\in\mathscr{X}, the minimal log discrepancy mldx​(𝒳,D)\mathrm{mld}_{x}(\mathscr{X},D) is positive. Since K𝒳/R+DK_{\mathscr{X}/R}+D is Cartier, mldx​(𝒳,D)\mathrm{mld}_{x}(\mathscr{X},D) is an integer, and therefore at least 11. The inequality

mldx​(𝒳,0)>mldx​(𝒳,D)≥1\mathrm{mld}_{x}(\mathscr{X},0)>\mathrm{mld}_{x}(\mathscr{X},D)\geq 1

now implies that 𝒳\mathscr{X} is terminal. In particular, it is regular in codimension two. ∎

[04XS]
Proposition 4.3.

Let XX be a Calabi-Yau variety over KK and let 𝒳\mathscr{X} be a good dlt-model of XX over RR such that 𝒳k\mathscr{X}_{k} is reduced. Assume that K𝒳/R∼0K_{\mathscr{X}/R}\sim 0. Let NN be a positive integer. Then we can find a smooth pointed kk-curve (S,s)(S,s) and a normal proper flat SS-scheme 𝒴\mathscr{Y} such that the following properties hold:

  1. (1)

    there exist an isomorphism of kk-algebras 𝒪^S,s≅R\widehat{\mathcal{O}}_{S,s}\cong R and an isomorphism of RR-schemes

    𝒳×RR/(tN)→𝒴×SSpec⁡(R/tN);\mathscr{X}\times_{R}R/(t^{N})\to\mathscr{Y}\times_{S}\mathrm{Spec}\,(R/t^{N});
  2. (2)

    the morphism 𝒴→S\mathscr{Y}\to S has geometrically connected fibers, and its restriction over S∖{s}S\setminus\{s\} is smooth with trivial relative canonical line bundle;

  3. (3)

    the pair (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) is dlt, every prime component of 𝒴s\mathscr{Y}_{s} is ℚ\mathbb{Q}-Cartier, and K𝒴/S∼0K_{\mathscr{Y}/S}\sim 0.

[04XT]
Proof.

One can construct (S,s)(S,s) and 𝒴\mathscr{Y} satisfying (1) and (2) by means of a standard argument based on spreading out and Greenberg approximation; see for instance [MN15, 5.1.2] and the proof of [NX16a, 4.2.4] (note that normality of 𝒴\mathscr{Y} automatically follows from the fact that 𝒴∖𝒴s\mathscr{Y}\setminus\mathscr{Y}_{s} is normal and 𝒴s≅𝒳k\mathscr{Y}_{s}\cong\mathscr{X}_{k} is reduced). In this construction we can also spread out a global generator ω\omega of the relative canonical line bundle ω𝒳/R\omega_{\mathscr{X}/R}, which then induces a global generator for ω𝒴/S\omega_{\mathscr{Y}/S}, yielding the triviality of K𝒴/SK_{\mathscr{Y}/S}.

If NN is at least 22, then for every point xx of 𝒳k≅𝒴s\mathscr{X}_{k}\cong\mathscr{Y}_{s}, the model 𝒳\mathscr{X} is regular at xx if and only if 𝒴\mathscr{Y} is regular at xx [MN15, 5.1.2(d)]. Thus the pair (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) is snc at all the points of 𝒴s\mathscr{Y}_{s} where (𝒳,𝒳k)(\mathscr{X},\mathscr{X}_{k}) is snc. Taking NN sufficiently large, we can arrange that every prime component EE of 𝒴s\mathscr{Y}_{s} is ℚ\mathbb{Q}-Cartier in 𝒴\mathscr{Y}. More precisely, let xx be a point of 𝒳k\mathscr{X}_{k} and let mxm_{x} be the Cartier index of EE in 𝒳\mathscr{X} at xx. Let ff be a local generator for the ideal sheaf 𝒪𝒳​(−mx​E)\mathcal{O}_{\mathscr{X}}(-m_{x}E) at xx. Assume that N>mxN>m_{x} and let gg be any element of 𝒪𝒴,x\mathcal{O}_{\mathscr{Y},x} that is congruent to ff modulo tNt^{N}. Obviously, gg cannot vanish at any other component of 𝒴s\mathscr{Y}_{s}, because tt vanishes along each of these components and ff does not. On the other hand, ff divides tmxt^{m_{x}} in 𝒪𝒳,x\mathcal{O}_{\mathscr{X},x}, so that gg divides tmxt^{m_{x}} in 𝒪𝒴,y\mathcal{O}_{\mathscr{Y},y} since N>mxN>m_{x}. Thus the zero locus of gg is supported in 𝒴s\mathscr{Y}_{s}, which means that g=0g=0 is a local equation for mx​Em_{x}E in 𝒴\mathscr{Y} at xx. From now on, we assume that NN has been chosen large enough to guarantee that N≥2N\geq 2 and every prime component of 𝒴s\mathscr{Y}_{s} is ℚ\mathbb{Q}-Cartier.

Let EE be a prime component of 𝒳k\mathscr{X}_{k}, denote by E~\widetilde{E} its normalization, and let Δ\Delta be the pullback of the ℚ\mathbb{Q}-Cartier divisor 𝒳k−E\mathscr{X}_{k}-E to E~\widetilde{E}. The scheme 𝒳\mathscr{X} is regular in codimension two by Lemma 4.2. It follows that the different DiffE~​(𝒳k−E)\mathrm{Diff}_{\widetilde{E}}(\mathscr{X}_{k}-E) coincides with Δ\Delta. Thus the pair (E~,Δ)(\widetilde{E},\Delta) is dlt by adjunction [Ko13, 4.8], using the same reasoning as in the proof of [Ko13, 4.16.4] (except that we have not yet established the normality of EE). Since N≥2N\geq 2, the scheme 𝒴\mathscr{Y} is regular in codimension two, as well; since it is of finite type over kk, we can apply inversion of adjunction [Ko13, 4.9] to deduce that (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) is log canonical on a neighbourhood of EE, and that the log canonical centers of (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) contained in EE are precisely the images of the log canonical centers of (E~,Δ)(\widetilde{E},\Delta). At the generic point of such a log canonical center, the pair (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) is snc because the same holds for (𝒳,𝒳k)(\mathscr{X},\mathscr{X}_{k}). Varying EE, we obtain that (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) is dlt. This implies that every stratum of 𝒳k≅𝒴s\mathscr{X}_{k}\cong\mathscr{Y}_{s} is normal [Ko13, 4.16]; thus, in retrospect, we see that E~=E\widetilde{E}=E. ∎

[04XU]
Corollary 4.4.

Let XX be a Calabi-Yau variety over KK and let 𝒳\mathscr{X} be a good dlt-model of XX over RR such that 𝒳k\mathscr{X}_{k} is reduced. Assume that K𝒳/R∼0K_{\mathscr{X}/R}\sim 0. Then every stratum of 𝒳k\mathscr{X}_{k} is normal, and the strata of 𝒳k\mathscr{X}_{k} are precisely the log canonical centers of the pair (𝒳,𝒳k)(\mathscr{X},\mathscr{X}_{k}) contained in 𝒳k\mathscr{X}_{k}.

[04XV]
Proof.

In the proof of Proposition 4.3, we have constructed a dlt pair (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) with 𝒴\mathscr{Y} of finite type over kk such that there exists an isomorphism of kk-schemes 𝒳k→𝒴s\mathscr{X}_{k}\to\mathscr{Y}_{s} that identifies the log canonical centers of (𝒳,𝒳k)(\mathscr{X},\mathscr{X}_{k}) contained in 𝒳k\mathscr{X}_{k} with those of (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) contained in 𝒴s\mathscr{Y}_{s}. Thus the result follows from the corresponding properties of (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) proven in [Ko13, 4.16]. ∎

[04XW]
Theorem 4.5.

Let 𝒳\mathscr{X} be a normal separated kk-scheme of finite type. Let DD be a reduced effective divisor on 𝒳\mathscr{X} such that the pair (𝒳,D)(\mathscr{X},D) is dlt and the divisor K𝒳+DK_{\mathscr{X}}+D is Cartier. Assume also that all the prime components of DD are ℚ\mathbb{Q}-Cartier. Let CC be a one-dimensional stratum of DD. Then, on an open neighbourhood of CC, the scheme 𝒳\mathscr{X} is regular and DD is a divisor with strict normal crossings.

[04XX]
Proof.

We will argue by induction on the dimension of 𝒳\mathscr{X}. The case dim(𝒳)=1\dim(\mathscr{X})=1 follows at once from the fact that all strata of dlt pairs are normal [Ko13, 4.16(2)]. Thus we may assume that dim(𝒳)≥2\dim(\mathscr{X})\geq 2, and that the result holds for pairs of strictly lower dimension.

Let xx be a point on CC. We claim that every prime divisor in DD that contains CC is Cartier at xx. Assuming the claim for now, it follows that CC is a local complete intersection at xx, and thus reduced because it is generically reduced (the pair (𝒳,D)(\mathscr{X},D) is snc at the generic point of CC). Now it follows from [Ko13, 4.16(2)] that CC is normal, and thus regular since it is of dimension one. But CC is defined by the local equations at xx of the prime components of DD that contain CC; these local equations form a regular sequence, again by [Ko13, 4.16(2)]. We conclude that locally at xx, the scheme 𝒳\mathscr{X} is regular and DD is a strict normal crossings divisor.

Thus it suffices to prove our claim. We may assume that xx is not a zero-dimensional stratum of DD, since at such points, the pair (𝒳,D)(\mathscr{X},D) is snc by the definition of a dlt pair. Let EE be a prime divisor in DD that contains CC. Let F1,…,FrF_{1},\ldots,F_{r} be the non-empty intersections of EE with the other components of DD, and set Δ=F1+…+Fr\Delta=F_{1}+\ldots+F_{r}. Then the pair (E,Δ)(E,\Delta) is dlt, and

KE+Δ=(K𝒳+D)|EK_{E}+\Delta=(K_{\mathscr{X}}+D)|_{E}

is Cartier (see Proposition 4.5 and Claim 4.16.4 in [Ko13]). By the induction hypothesis, EE is regular at xx.

Let m≥1m\geq 1 be the index of EE at xx, that is, the smallest positive integer such that m​EmE is Cartier at xx. Working locally around xx, we may assume that EE is regular and that 𝒪𝒳​(m​E)\mathcal{O}_{\mathscr{X}}(mE) is a trivial line bundle. The choice of a trivialisation determines a ramified μm\mu_{m}-cover h:𝒳~→𝒳h\colon\widetilde{\mathscr{X}}\to\mathscr{X} defined by

𝒳~=Spec𝒳​⨁a=0m𝒪𝒳​(−a​E).\widetilde{\mathscr{X}}=\mathrm{Spec}\,_{\mathscr{X}}\bigoplus_{a=0}^{m}\mathcal{O}_{\mathscr{X}}(-aE).

Here 𝒪𝒳​(−a​E)\mathcal{O}_{\mathscr{X}}(-aE) is the rank one reflexive sheaf associated with the Weil divisor −a​E-aE. This is the so-called index one cover of the pair (𝒳,E)(\mathscr{X},E) at the point xx; see [KM98, 2.52] for details. The morphism hh is étale over all the points where EE is Cartier; in particular, it is étale over all the codimension one points of EE, since 𝒳\mathscr{X} is regular in codimension two by Lemma 4.2. The minimality of mm implies that the inverse image of xx in 𝒳~\widetilde{\mathscr{X}} consists of a unique point, which we denote by x~\widetilde{x}.

We write E~\widetilde{E} for the inverse image of EE on 𝒳~\widetilde{\mathscr{X}}, and D~\widetilde{D} for the inverse image of the divisor DD. By [KM98, 5.20], the pair (𝒳~,D~)(\widetilde{\mathscr{X}},\widetilde{D}) is log canonical, and mldx~​(𝒳~,D~)\mathrm{mld}_{\widetilde{x}}(\widetilde{\mathscr{X}},\widetilde{D}) is positive. Since we chose xx on a one-dimensional stratum CC, the divisor DD has dim(𝒳)−1\dim(\mathscr{X})-1 irreducible components that pass through xx. This implies that E~\widetilde{E} is unibranch at x~\widetilde{x}. Otherwise, étale-locally around x~\widetilde{x}, the divisor D~\widetilde{D} would have at least dim(𝒳)\dim(\mathscr{X}) components passing through x~\widetilde{x}, and x~\widetilde{x} would be their intersection; but this implies that x~\widetilde{x} is a log canonical center of (X~,D~)(\widetilde{X},\widetilde{D}), by [Ko13, 4.41(2)], contradicting the positivity of mldx~​(𝒳~,D~)\mathrm{mld}_{\widetilde{x}}(\widetilde{\mathscr{X}},\widetilde{D}).

We denote by E~′\widetilde{E}^{\prime} the normalization of E~\widetilde{E}. Since E~\widetilde{E} is unibranch at x~\widetilde{x}, there is a unique point x~′\widetilde{x}^{\prime} on E~′\widetilde{E}^{\prime} that lies above x~∈E~\widetilde{x}\in\widetilde{E}. We have already observed that the morphism E~→E\widetilde{E}\to E induced by hh is étale in codimension one; then the normality of EE implies that E~\widetilde{E} is normal in codimension one. Thus E~′→E\widetilde{E}^{\prime}\to E is also étale in codimension one. Since EE is regular, the purity of the branch locus now implies that the finite morphism E~′→E\widetilde{E}^{\prime}\to E is étale at x~′\widetilde{x}^{\prime}; but x~′\widetilde{x}^{\prime} is the unique point that lies above x∈Ex\in E, so that E~′→E\widetilde{E}^{\prime}\to E, and hence E~→E\widetilde{E}\to E, are isomorphisms. We finally conclude that m=1m=1, so that EE is Cartier at xx. ∎

[04XY]
Corollary 4.6.

Let XX be a Calabi-Yau variety over KK, and let 𝒳\mathscr{X} be a good minimal dlt-model for XX over RR. Assume that the special fiber 𝒳k\mathscr{X}_{k} is reduced. Let CC be a one-dimensional stratum of 𝒳k\mathscr{X}_{k}. Then, on an open neighbourhood of CC, the scheme 𝒳\mathscr{X} is regular and 𝒳k\mathscr{X}_{k} is a divisor with strict normal crossings.

[04XZ]
Proof.

The property that the pair (𝒳,𝒳k,red)(\mathscr{X},\mathscr{X}_{k,\mathrm{red}}) is snc at a point of 𝒳k\mathscr{X}_{k} only depends on the reduction of 𝒳\mathscr{X} modulo t2t^{2}. Thus by means of the approximation result in Proposition 4.3, we can reduce to the case where the model 𝒳\mathscr{X} is defined over a smooth algebraic kk-curve; then the result follows from Theorem 4.5. ∎

[04Y0]

5. Toric structure of snc-models along one-dimensional strata

[04Y1]

(5.1) Let 𝒳\mathscr{X} be a regular flat RR-scheme such that 𝒳k\mathscr{X}_{k} is a strict normal crossings divisor. We write 𝒳k=∑i∈INi​Ei\mathscr{X}_{k}=\sum_{i\in I}N_{i}E_{i}, where Ei,i∈IE_{i},\,i\in I are the prime divisors in 𝒳k\mathscr{X}_{k} and the numbers NiN_{i} are their multiplicities. By the definition of a strict normal crossings divisor, every stratum of 𝒳k\mathscr{X}_{k} is a regular kk-scheme. Let CC be a stratum of 𝒳k\mathscr{X}_{k}. We say that 𝒳\mathscr{X} is toric along CC if there exist a regular toric RR-scheme 𝒴\mathscr{Y} and a stratum DD of 𝒴k\mathscr{Y}_{k} such that 𝒴k\mathscr{Y}_{k} is a strict normal crossings divisor and the formal RR-schemes 𝒳/C^\widehat{\mathscr{X}_{/C}} and 𝒴/D^\widehat{\mathscr{Y}_{/D}} are isomorphic.

[04Y2]

(5.2) Now let CC be a one-dimensional stratum of 𝒳k\mathscr{X}_{k} that is proper over kk. Let Ej,j∈JE_{j},\,j\in J be the irreducible components of 𝒳k\mathscr{X}_{k} that contain CC. For every j∈Jj\in J, we set

bj=deg​𝒪C​(−Ej)=−(C⋅Ej).b_{j}=\mathrm{deg}\mathcal{O}_{C}(-E_{j})=-(C\cdot E_{j}).

We write Co=C∖(∪i∉JEi)C^{o}=C\setminus(\cup_{i\notin J}E_{i}). We say that 𝒳\mathscr{X} is log Calabi-Yau along CC if C≅ℙk1C\cong\mathbb{P}^{1}_{k} and C∖CoC\setminus C^{o} consists of precisely two points, which we denote by c0c_{0} and c∞c_{\infty}. Denote by 00 and ∞\infty be the unique elements of I∖JI\setminus J such that {c0}=C∩E0\{c_{0}\}=C\cap E_{0} and {c∞}=C∩E∞\{c_{\infty}\}=C\cap E_{\infty} (note that 00 and ∞\infty are note necessarily distinct). Then the fact that ∑i∈INi​Ei\sum_{i\in I}N_{i}E_{i} is a principal divisor on 𝒳\mathscr{X} implies that

(5.3) 0=(𝒳k⋅C)=N0+N∞−∑j∈Jbj​Nj.0=(\mathscr{X}_{k}\cdot C)=N_{0}+N_{\infty}-\sum_{j\in J}b_{j}N_{j}.
[04Y3]
Proposition 5.4.

Assume that 𝒳k\mathscr{X}_{k} is log Calabi-Yau along CC and that bj>0b_{j}>0 for all j∈Jj\in J. Then 𝒳\mathscr{X} is toric along CC.

[04Y4]
Proof.

We will construct a regular toric RR-scheme 𝒴\mathscr{Y} such that 𝒴k\mathscr{Y}_{k} is a strict normal crossings divisor that has a stratum DD satisfying 𝒳/C^≅𝒴/D^\widehat{\mathscr{X}_{/C}}\cong\widehat{\mathscr{Y}_{/D}}. Let ι\iota be the greatest common divisor of the multiplicities NiN_{i} with i∈J∪{0}i\in J\cup\{0\}. We choose lattice vectors ui,i∈J∪{0}u_{i},\,i\in J\cup\{0\} in ℤJ\mathbb{Z}^{J} with the following property: if we set v0=(u0,N0/ι)v_{0}=(u_{0},N_{0}/\iota) and vj=(uj,Nj/ι)v_{j}=(u_{j},N_{j}/\iota) in ℤJ⊕ℤ\mathbb{Z}^{J}\oplus\mathbb{Z}, for all j∈Jj\in J, then the set {vi,i∈J∪{0}}\{v_{i},\,i\in J\cup\{0\}\,\} is a basis for ℤJ⊕ℤ\mathbb{Z}^{J}\oplus\mathbb{Z}. Now we set

v∞=−v0+∑j∈Jbj​vjv_{\infty}=-v_{0}+\sum_{j\in J}b_{j}v_{j}

in ℤJ⊕ℤ\mathbb{Z}^{J}\oplus\mathbb{Z}. Because of the relation (5.3), the last coordinate of v∞v_{\infty} equals N∞/ιN_{\infty}/\iota.

For every ii in J∪{0,∞}J\cup\{0,\infty\}, let ρi\rho_{i} be the ray in ℝJ×ℝ≥0\mathbb{R}^{J}\times\mathbb{R}_{\geq 0} spanned by the primitive vector viv_{i}. Consider the cones σ0\sigma_{0} and σ∞\sigma_{\infty} spanned by the rays ρj\rho_{j}, j∈Jj\in J and by ρ0\rho_{0} and ρ∞\rho_{\infty}, respectively. The intersection of these cones is the common face spanned by the rays ρj\rho_{j}, j∈Jj\in J. Let Σ\Sigma be the fan in ℝJ×ℝ≥0\mathbb{R}^{J}\times\mathbb{R}_{\geq 0} with maximal cones σ0\sigma_{0} and σ∞\sigma_{\infty}. Then Σ\Sigma defines a toric kk-variety YY. We consider the toric morphism

Y→𝔸k1=Spec​k​[t]Y\to\mathbb{A}^{1}_{k}=\mathrm{Spec}\,k[t]

associated with the morphism of cocharacter modules

ℤJ⊕ℤ↦ℤ:(u,v)↦ι⋅v,\mathbb{Z}^{J}\oplus\mathbb{Z}\mapsto\mathbb{Z}\colon(u,v)\mapsto\iota\cdot v,

and we set 𝒴=Y×k⁡[t]R\mathscr{Y}=Y\times_{k[t]}R.

The scheme 𝒴\mathscr{Y} is regular because the cones σ0\sigma_{0} and σ∞\sigma_{\infty} are simple. Moreover, 𝒴k\mathscr{Y}_{k} is a strict normal crossings divisor whose prime components correspond to the rays of Σ\Sigma, with multiplicities given by ι\iota times the last coordinates of the primitive generators of the rays; thus we can write

𝒴k=∑j∈JNj​Fj+N0​F0+N∞​F∞.\mathscr{Y}_{k}=\sum_{j\in J}N_{j}F_{j}+N_{0}F_{0}+N_{\infty}F_{\infty}.

Set D=∩j∈JFjD=\cap_{j\in J}F_{j} and write d0,d∞d_{0},\,d_{\infty} for the intersection points of DD with F0F_{0} and F∞F_{\infty}, respectively. By [Fu93, §5.1], we have D⋅Fj=−bjD\cdot F_{j}=-b_{j} for every j∈Jj\in J.

We will now construct an isomorphism of formal RR-schemes

f:𝒳/C^→𝒴/D^.f\colon\widehat{\mathscr{X}_{/C}}\to\widehat{\mathscr{Y}_{/D}}.

For every n≥0n\geq 0, we denote by (𝒳/C)n(\mathscr{X}/C)_{n} the degree nn thickening of CC in 𝒳\mathscr{X}, that is, the closed subscheme of 𝒳\mathscr{X} defined by the (n+1)(n+1)-th power of the defining ideal of CC. Thus (𝒳/C)0=C(\mathscr{X}/C)_{0}=C and, by definition, 𝒳/C^\widehat{\mathscr{X}_{/C}} is the direct limit of the schemes (𝒳/C)n(\mathscr{X}/C)_{n} in the category of locally topologically ringed spaces. For every j∈Jj\in J, denote by ℒj\mathcal{L}_{j} the line bundle on 𝒳/C^\widehat{\mathscr{X}_{/C}} induced by 𝒪𝒳​(−Ej−bj​E∞)\mathcal{O}_{\mathscr{X}}(-E_{j}-b_{j}E_{\infty}). Since the restriction of ℒj\mathcal{L}_{j} to C≅ℙk1C\cong\mathbb{P}^{1}_{k} has degree 00, we can choose a non-zero global section sjs_{j} of ℒj|C\mathcal{L}_{j}|_{C}. The conormal bundle of CC in 𝒳\mathscr{X} is given by

⨁j∈J𝒪C​(−Ei)\bigoplus_{j\in J}\mathcal{O}_{C}(-E_{i})

which is a direct sum of ample line bundles, by our assumption that the numbers bjb_{j} are all positive. This implies that the degree one cohomology of the conormal line bundle vanishes, so that the maps

H0​((𝒳/C)n+1,ℒj)→H0​((𝒳/C)n,ℒj)H^{0}((\mathscr{X}/C)_{n+1},\mathcal{L}_{j})\to H^{0}((\mathscr{X}/C)_{n},\mathcal{L}_{j})

are surjective for all n≥0n\geq 0. Thus we can lift sjs_{j} to a global section of ℒj\mathcal{L}_{j} on 𝒳/C^\widehat{\mathscr{X}_{/C}}, which we will still denote by sjs_{j}. The same argument produces a nowhere vanishing section s0s_{0} of 𝒪𝒳​(E∞−E0)\mathcal{O}_{\mathscr{X}}(E_{\infty}-E_{0}) on 𝒳/C^\widehat{\mathscr{X}_{/C}}; its inverse s∞=1/s0s_{\infty}=1/s_{0} is a nowhere vanishing global section of 𝒪𝒳​(E0−E∞)\mathcal{O}_{\mathscr{X}}(E_{0}-E_{\infty}) on 𝒳/C^\widehat{\mathscr{X}_{/C}}.

Consider the open formal subschemes

𝔛0=𝒳/C^∖{c∞},𝔛∞=𝒳/C^∖{c0},𝔜0=𝒴/D^∖{d∞},𝔜∞=𝒴/D^∖{d0}\mathfrak{X}_{0}=\widehat{\mathscr{X}_{/C}}\setminus\{c_{\infty}\},\ \mathfrak{X}_{\infty}=\widehat{\mathscr{X}_{/C}}\setminus\{c_{0}\},\quad\mathfrak{Y}_{0}=\widehat{\mathscr{Y}_{/D}}\setminus\{d_{\infty}\},\ \mathfrak{Y}_{\infty}=\widehat{\mathscr{Y}_{/D}}\setminus\{d_{0}\}

of 𝒳/C^\widehat{\mathscr{X}_{/C}} and 𝒴/D^\widehat{\mathscr{Y}_{/D}}. Note that sis_{i} is a global equation for EiE_{i} on 𝔛0\mathfrak{X}_{0}, for every i∈J∪{0}i\in J\cup\{0\}. Likewise, s∞s_{\infty} defines E∞E_{\infty} on 𝔛∞\mathfrak{X}_{\infty}, and sj​s∞bjs_{j}s^{b_{j}}_{\infty} defines EjE_{j} on 𝔛∞\mathfrak{X}_{\infty}, for every j∈Jj\in J. Moreover, w′=t​s0−N0​∏j∈Jsj−Njw^{\prime}=ts_{0}^{-N_{0}}\prod_{j\in J}s_{j}^{-N_{j}} is an invertible regular function on 𝒳/C^\widehat{\mathscr{X}_{/C}}. Since CC is proper, w′w^{\prime} is constant on CC, and, in particular, it has a ι\iota-th root; Hensel’s lemma then implies that we can find a regular function ww on 𝒳/C^\widehat{\mathscr{X}_{/C}} such that w′=wιw^{\prime}=w^{\iota}.

Let {v0∨,vj∨​(j∈J)}\{v_{0}^{\vee},v_{j}^{\vee}\,(j\in J)\} be the dual basis of {v0,vj​(j∈J)}\{v_{0},v_{j}\,(j\in J)\}. Then we have

𝔜0=Spf​R​{χv0∨}​[[χvj∨​(j∈J)]]/(t−∏i∈J∪{0}χNi​vi∨).\mathfrak{Y}_{0}=\mathrm{Spf}\,R\{\chi^{v^{\vee}_{0}}\}[\negthinspace[\chi^{v_{j}^{\vee}}\,(j\in J)]\negthinspace]/(t-\prod_{i\in J\cup\{0\}}\chi^{N_{i}v_{i}^{\vee}}).

Choose integers α0\alpha_{0} and αj,j∈J\alpha_{j},\,j\in J such that α0​N0+∑j∈Jαj​Nj=1\alpha_{0}N_{0}+\sum_{j\in J}\alpha_{j}N_{j}=1. Let f0:𝔛0→𝔜0f_{0}\colon\mathfrak{X}_{0}\to\mathfrak{Y}_{0} be the morphism of formal RR-schemes defined by the morphism of topological RR-algebras

𝒪⁡(𝔜0)→𝒪⁡(𝔛0):χvi∨↦wαj​si, for all ​i∈J∪{0}.\mathcal{O}(\mathfrak{Y}_{0})\to\mathcal{O}(\mathfrak{X}_{0})\colon\chi^{v^{\vee}_{i}}\mapsto w^{\alpha_{j}}s_{i},\mbox{ for all }i\in J\cup\{0\}.

Let 𝒥\mathscr{J} be the largest ideal of definition on 𝔜0\mathfrak{Y}_{0}. Then 𝒥⁡(𝔜0)\mathscr{J}(\mathfrak{Y}_{0}) is generated by χvj∨,j∈J\chi^{v_{j}^{\vee}},\,j\in J. The ideal 𝒥​𝒪𝔛0\mathscr{J}\mathcal{O}_{\mathfrak{X}_{0}} is the largest ideal of definition on 𝔛0\mathfrak{X}_{0}, and its global sections are generated by sj,j∈Js_{j},\,j\in J. In particular, f0f_{0} is adic. The morphism

(f0)red:C∖{c∞}=(𝔛0)red→(𝔜0)red=D∖{d∞}(f_{0})_{\mathrm{red}}\colon C\setminus\{c_{\infty}\}=(\mathfrak{X}_{0})_{\mathrm{red}}\to(\mathfrak{Y}_{0})_{\mathrm{red}}=D\setminus\{d_{\infty}\}

is an isomorphism. It follows from [EGA3.1, 4.8.10] that f0f_{0} is a closed immersion; since 𝔛0\mathfrak{X}_{0} and 𝔜0\mathfrak{Y}_{0} has the same dimension and 𝔜0\mathfrak{Y}_{0} is integral, f0f_{0} is an isomorphism.

Finally, we consider the second pair of affine charts 𝔛∞,𝔜∞\mathfrak{X}_{\infty},\,\mathfrak{Y}_{\infty}. The lattice vectors {−v0∨,vj∨+bj​v0∨​(j∈J)}\{-v_{0}^{\vee},v_{j}^{\vee}+b_{j}v^{\vee}_{0}\,(j\in J)\} form the dual basis of {v∞,vj​(j∈J)}\{v_{\infty},v_{j}\,(j\in J)\}, and

𝔜∞=Spf​R​{χ−v0∨}​[[χvj∨+bj​v0∨​(j∈J)]]/(t−∏i∈J∪{0}χNi​vi∨).\mathfrak{Y}_{\infty}=\mathrm{Spf}\,R\{\chi^{-v^{\vee}_{0}}\}[\negthinspace[\chi^{v_{j}^{\vee}+b_{j}v^{\vee}_{0}}\,(j\in J)]\negthinspace]/(t-\prod_{i\in J\cup\{0\}}\chi^{N_{i}v_{i}^{\vee}}).

Let f∞:𝔛∞→𝔜∞f_{\infty}\colon\mathfrak{X}_{\infty}\to\mathfrak{Y}_{\infty} be the morphism of formal RR-schemes defined by the morphism of topological RR-algebras 𝒪⁡(𝔜0)→𝒪⁡(𝔛0)\mathcal{O}(\mathfrak{Y}_{0})\to\mathcal{O}(\mathfrak{X}_{0}) that maps χ−v0∨\chi^{-v^{\vee}_{0}} to s∞s_{\infty} and χvj∨+bj​v0∨\chi^{v_{j}^{\vee}+b_{j}v^{\vee}_{0}} to sj​s∞−bjs_{j}s^{-b_{j}}_{\infty}, for all jj in JJ. By the same reasoning as above, one sees that f∞f_{\infty} is an isomorphism. By construction, it agrees with f0f_{0} on the intersection of 𝔛0\mathfrak{X}_{0} and 𝔛∞\mathfrak{X}_{\infty}, and the isomorphisms f0f_{0} and f∞f_{\infty} glue to an isomorphism of formal RR-schemes

f:𝒳/C^→𝒴/D^.f\colon\widehat{\mathscr{X}_{/C}}\to\widehat{\mathscr{Y}_{/D}}.

∎

[04Y5]

6. The smooth locus of the SYZ fibration

[04Y6]
Theorem 6.1.

Let XX be a maximally degenerate Calabi-Yau variety over KK of dimension nn, and assume that XX has a good dlt-model 𝒳\mathscr{X} over RR with reduced special fiber. Then the non-archimedean SYZ fibration

ρ𝒳:Xan→Sk⁡(X)\rho_{\mathscr{X}}\colon X^{\mathrm{an}}\to\mathrm{Sk}(X)

associated with 𝒳\mathscr{X} is an nn-dimensional affinoid torus fibration over the complement of some piecewise linear subset ZZ of Sk⁡(X)\mathrm{Sk}(X) of codimension ≥2\geq 2. Moreover, the induced integral affine structure on Sk⁡(X)∖Z\mathrm{Sk}(X)\setminus Z is compatible with the canonical piecewise integral affine structure on Sk⁡(X)\mathrm{Sk}(X) (see (2)), in the sense that they give rise to the same piecewise integral affine functions on Sk⁡(X)∖Z\mathrm{Sk}(X)\setminus Z.

Recall that, if XX is projective, such a model 𝒳\mathscr{X} can always be found after a finite extension of the base field KK (Theorem 1.11). We also recall that, if XX is a maximally degenerate projective Calabi-Yau variety over KK and hi,0​(X)=0h^{i,0}(X)=0 for 0<i<dim(X)0<i<\dim(X), then the essential skeleton Sk⁡(X)\mathrm{Sk}(X) is a closed pseudo-manifold with the rational homology of the nn-sphere SnS^{n} [NX16a, 4.2.4]. If, moreover, XX has dimension 33 and trivial geometric fundamental group, then Sk⁡(X)\mathrm{Sk}(X) is homeomorphic to SnS^{n} by [KX16, §34].

[04Y7]
Proof.

By Corollary 4.6, the model 𝒳\mathscr{X} is snc along every one-dimensional stratum CC of 𝒳\mathscr{X}. By means of a finite sequence of blow-ups at zero-dimensional strata, we can moreover arrange that, for every prime component EE of 𝒳k\mathscr{X}_{k} that contains CC, the intersection number (C⋅E)(C\cdot E) is negative. This may destroy the property that 𝒳k\mathscr{X}_{k} is reduced, but it preserves the properties that 𝒳\mathscr{X} is snc along every one-dimensional stratum, 𝒳\mathscr{X} is a good minimal dlt-model, and 𝒳\mathscr{X} satisfies assumption (2). Moreover, the sequence of blow-ups has no effect on the map ρ𝒳\rho_{\mathscr{X}}, by [MN15, 3.1.7]; the effect on the skeleton Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}) is a sequence of star subdivisions of the faces corresponding to the zero-dimensional strata [MN15, 3.1.9].

Thus it suffices to prove the theorem under the following alternative assumptions on the model 𝒳\mathscr{X}:

  • •

    𝒳\mathscr{X} is a good minimal dlt-model satisfying (2);

  • •

    for every one-dimensional stratum CC of 𝒳k\mathscr{X}_{k}, the model 𝒳\mathscr{X} is snc along CC;

  • •

    for every one-dimensional stratum CC of 𝒳k\mathscr{X}_{k} and every prime component EE of 𝒳k\mathscr{X}_{k} that contains CC, the component EE has multiplicity one in 𝒳k\mathscr{X}_{k}, and the intersection number (C⋅E)(C\cdot E) is negative.

Let ZZ be the union of the faces of codimension ≥2\geq 2 in Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}). We will prove that ρ𝒳\rho_{\mathscr{X}} is an nn-dimensional affinoid torus fibration over Sk⁡(X)∖Z\mathrm{Sk}(X)\setminus Z.

Let CC be a one-dimensional stratum of 𝒳k\mathscr{X}_{k}. By adjunction, the model 𝒳\mathscr{X} is log Calabi-Yau along CC in the sense of (5). Thus 𝒳\mathscr{X} is toric along CC, by Proposition 5.4. More precisely, The proof of Proposition 5.4 gives an explicit description of the formal completion 𝒳/C^\widehat{\mathscr{X}_{/C}} of 𝒳\mathscr{X} along CC. Note that, under our assumptions and with the notations in that proof, the number ι\iota is equal to one and Nj=1N_{j}=1 for every j∈Jj\in J, so that we can make the construction of the fan Σ\Sigma more explicit: we choose a bijection of JJ with {1,…,n}\{1,\ldots,n\}. Then we can take for (u0,…,un−1)(u_{0},\ldots,u_{n-1}) the standard basis of ℤn\mathbb{Z}^{n}, and set un=0u_{n}=0. The vector v∞v_{\infty} is now given by (−1,b1,…,bn−1,N∞)(-1,b_{1},\ldots,b_{n-1},N_{\infty}). Let Σ\Sigma be the fan with maximal cones σ0\sigma_{0} and σ∞\sigma_{\infty}. Then the toric scheme 𝒴\mathscr{Y} constructed in the proof of Proposition 5.4 is precisely the torus embedding associated with Σ\Sigma in the sense of Example 3.5.

Let UU be the union in Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}) of the open faces corresponding to the strata c0c_{0}, c∞c_{\infty} and CC in 𝒳k\mathscr{X}_{k}. This is an open subset of Sk⁡(X)\mathrm{Sk}(X) and, as CC varies, these open sets cover Sk⁡(X)∖Z\mathrm{Sk}(X)\setminus Z. Thus it suffices to show that ρ𝒳\rho_{\mathscr{X}} is an nn-dimensional affinoid torus fibration over UU, and that the induced integral affine structure on UU is compatible with the piecewise integral affine structure on Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}).

Set T=𝔾m,KnT=\mathbb{G}^{n}_{m,K} and let VV be the interior of the intersection of |Σ||\Sigma| with ℝn×{1}\mathbb{R}^{n}\times\{1\}. It follows directly from the construction of ρ𝒳\rho_{\mathscr{X}} that ρ𝒳−1​(U)\rho_{\mathscr{X}}^{-1}(U) is the generic fiber of 𝒳/C^\widehat{\mathscr{X}_{/C}}, and that the restriction of ρ𝒳\rho_{\mathscr{X}} over UU only depends on the formal RR-scheme 𝒳/C^\widehat{\mathscr{X}_{/C}}. If DD is the torus orbit in 𝒴k\mathscr{Y}_{k} corresponding to the codimension one cone σ0∩σ∞\sigma_{0}\cap\sigma_{\infty} in Σ\Sigma, then we have shown in the proof of Proposition 5.4 that 𝒳/C^\widehat{\mathscr{X}_{/C}} is isomorphic to 𝒴/D^\widehat{\mathscr{Y}_{/D}}. Thus, by Example 3.5, we can identify the restriction of ρ𝒳\rho_{\mathscr{X}} over UU with the restriction of ρT\rho_{T} over VV, which is an nn-dimensional affinoid torus fibration by definition.

It remains to show that the induced integral affine structure on VV is compatible with the piecewise integral affine structure on UU. We will check this on the open face τ0\tau_{0} corresponding to σ0\sigma_{0}; the result for σ∞\sigma_{\infty} then follows by switching the roles of c0c_{0} and c∞c_{\infty}. We have labelled the rays of σ0\sigma_{0} by 0,…,n0,\ldots,n; this induces a labelling of the vertices of τ0\tau_{0} and thus defines a system of barycentric coordinates (w0,…,wn)(w_{0},\ldots,w_{n}) on the nn-simplex τ0\tau_{0}. By definition [MN15, 3.2.1], a real-valued function on a connected open subset of τ0\tau_{0} is integral affine if we can write it as a degree one polynomial with ℤ\mathbb{Z}-coefficients in the variables (w0/N0,w1,…,wn)(w_{0}/N_{0},w_{1},\ldots,w_{n}). This coincides with the notion of an integral affine function on the nn-simplex σ0∩(ℝn×{1})\sigma_{0}\cap(\mathbb{R}^{n}\times\{1\}), which is the convex hull of the points

(u0/N0,1),(u1,1),…,(un,1).(u_{0}/N_{0},1),\ (u_{1},1),\ldots,(u_{n},1).

This concludes the proof. ∎

[04Y8]

(6.2) Note that the proof of Proposition 5.4 gives an explicit description of the set ZZ and the integral affine structure on Sk⁡(X)∖Z\mathrm{Sk}(X)\setminus Z induced by the non-archimedean SYZ fibration: after our finite sequence of blow-ups at zero-dimensional strata, the gluing data along codimension one faces of the skeleton are determined by the intersection numbers (C⋅E)(C\cdot E). This is quite similar to the constructions for log Calabi-Yau surfaces in [GHK15, Yu16a] and for toric degenerations in the Gross-Siebert program [GS11b].

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