The non-archimedean SYZ fibrationThanks: Johannes Nicaise is supported by the ERC Starting Grant MOTZETA (project 306610) of the European Research Council.Thanks: Chenyang Xu is supported by the National Science Fund for Distinguished Young Scholars (11425101), “Algebraic Geometry.”Thanks: Tony Yue Yu is supported by the Clay Mathematics Institute.
Abstract.
We construct non-archimedean SYZ fibrations for maximally degenerate Calabi-Yau varieties, and we show that they are affinoid torus fibrations away from a codimension two subset of the base. This confirms a prediction by Kontsevich and Soibelman. We also give an explicit description of the induced integral affine structure on the base of the SYZ fibration. Our main technical tool is a study of the structure of minimal dlt-models along one-dimensional strata.
1. Introduction
[04WM](1.1) The theory of mirror symmetry emanated from string theory and has had a fundamental impact on algebraic geometry ever since the groundbreaking work of Candelas, de la Ossa, Green and Parkes [COGP91]. The mirror symmetry heuristic predicts that every complex Calabi-Yau manifold has a mirror partner of the same dimension whose complex geometry is equivalent, in a suitable sense, to the symplectic geometry of , and vice versa. A celebrated application of these ideas was the prediction of the numbers of rational curves of fixed degree (more precisely, Gromov-Witten invariants) of the quintic threefold in [COGP91] by means of period integral calculations on the mirror partner. An important challenge in the theory of mirror symmetry is to give an exact definition of what it means to be a mirror pair of Calabi-Yau manifolds, and to devise techniques to construct such pairs.
(1.2) In recent years, much progress has been made, in particular by Kontsevich–Soibelman [KS00, KS06] and Gross–Siebert [GS11a]. Both of these programs are based on a conjectural geometric explanation of mirror symmetry due to Strominger, Yau and Zaslow, known as the SYZ conjecture [SYZ96]. Since its appearance, the conjecture has been amended in certain ways; a common way to formulate it today is the following. Let be a projective family of -dimensional complex Calabi-Yau varieties over a punctured disk , and assume that this family is maximally degenerate. The latter condition means that the monodromy transformation on the degree cohomology of the general fiber of has a Jordan block of rank . Then, up to rescaling the metrics, the family is conjectured to converge in the Gromov-Hausdorff limit to an -dimensional topological manifold . Moreover, a general fiber should admit a fibration , called an SYZ fibration, whose fibers are special Lagrangian tori in , except over a discriminant locus of codimension at least in the base . The mirror partner of can then be constructed by dualizing the torus fibration over the smooth locus and compactifying the result in an appropriate way (this involves deforming the dual fibration by so-called quantum corrections). We refer to the excellent survey paper [Gr13] for a more precise statement and additional background on the SYZ conjecture, as well as the Gross–Siebert program.
(1.3) The SYZ conjecture remains largely open, and is quite difficult even in basic cases; see for instance [GW00]. A fundamental insight of Kontsevich and Soibelman in [KS06] is that one should be able to construct a close analog of the SYZ fibration in the world of non-archimedean geometry, more precisely in the context of Berkovich spaces. Here, the base of the fibration arises as a so-called skeleton in the Berkovich analytification of the degeneration. Let us emphasize that the non-archimedean SYZ fibration is not merely an analog of the conjectural structure in a different context; it can effectively be used to realize the original goal of constructing mirror partners over the complex numbers, since one can go back from the non-archimedean world to the complex world by means of non-archimedean GAGA and algebraization techniques. In the non-archimedean approach, the quantum corrections are provided by non-archimedean enumerative geometry and wall-crossing structures [KS06, Yu16a, Yu16b, KY18]. The non-archimedean SYZ fibration induces an affine structure with singularities on the base , and Kontsevich and Soibelman made the striking conjecture that this affine manifold should be related to the Gromov-Hausdorff limit of (Conjecture 3 in [KS06]) – see [BJ17] for interesting results towards that conjecture.
(1.4) The aim of the present paper is to construct the non-archimedean SYZ fibration in full generality, and to prove some of its conjectural properties. This paves the way for a better understanding of the Gromov-Hausdorff limits and the SYZ conjecture. Our construction of the SYZ fibration builds upon the original work of Kontsevich and Soibelman and the relations with the Minimal Model Program discovered by the first two authors in [NX16a]. This discovery has led to a surprising dictionary where the SYZ heuristic can be translated into precise predictions about the structure of minimal models, which can then be proven with techniques from the Minimal Model Program – see for instance [KX16] and [NX16b]. Our main new result here is that the non-archimedean SYZ fibration is a smooth affinoid torus fibration away from a codimension two subset of the base (Theorem 6.1), as implied by Conjectures 1 and 3 in [KS06]. This amounts to proving that minimal dlt models with reduced special fiber of Calabi-Yau varieties are snc along the one-dimensional strata of the special fiber (Theorem 4.5), and have a toric structure along these strata (Proposition 5.4).
Preliminaries and notation
(1.5) We fix an algebraically closed field of characteristic and we set and . We also fix an algebraic closure of . We denote by the -adic valuation on and we define an absolute value on by setting for every . This turns into a complete non-archimedean field. We denote by the analytification functor from the category of -schemes of finite type to Berkovich’s category of -analytic spaces. For every -scheme , we will denote by and its special and generic fiber.
(1.6) If is a Noetherian -scheme and is a subscheme of , then we will denote by the formal completion of along . If is of finite type over , then is formally of finite type over (or special, in the terminology of [Be96]). That is, it has a finite cover by open formal subschemes of the form where is a quotient of a topological -algebra of the form . Every Noetherian formal scheme has a unique maximal ideal of definition , consisting of all the topologically nilpotent elements in . The closed subscheme of defined by will be denoted by . This construction induces a functor from the category of Noetherian formal schemes to the category of reduced Noetherian schemes. If is a scheme, then is the maximal reduced closed subscheme of .
(1.7) A separated flat -scheme of finite type is called toric if there exists a toric morphism of toric varieties
such that is isomorphic to . Such a toric scheme can be defined by giving a finite fan of strongly convex rational polyhedral cones in for some , together with a positive integer ; then one can take to be the toric -variety associated with and to be the toric morphism induced by the morphism
(1.8) A Calabi-Yau variety over is a smooth, proper, geometrically connected -scheme such that the canonical line bundle is trivial. In particular, our definition also includes abelian varieties. A volume form on a Calabi-Yau variety is a nowhere vanishing differential form of maximal degree, that is, a global generator for the canonical line bundle .
(1.9) Let be a Noetherian scheme, and let be an effective divisor on , with prime components . A stratum of is a connected component of the schematic intersection , for some non-empty subset of . An open stratum is a stratum minus the union of the prime components of that do not contain .
(1.10) Let be a smooth and proper -scheme. A model of is a proper flat -scheme endowed with an isomorphism . An snc-model of is a regular model such that is a divisor with strict normal crossings. An snc-model is called semistable if is reduced. By the semistable reduction theorem [KKMS73, Ch4§3], there exists a finite extension of such that has a semistable snc-model over the integral closure of in .
A dlt-model of is a normal model such that the pair is divisorially log terminal (dlt). We say that a dlt-model is good if every prime component of is -Cartier; this is slightly weaker than the usual condition that is -factorial, but it is sufficient for our purposes. In particular, every snc-model is also a good dlt-model. A dlt-model is called minimal if the logarithmic relative canonical divisor is semi-ample. When is Calabi-Yau, this is equivalent to saying that is torsion; when, moreover, is reduced, then it is equivalent to saying that .
Theorem 1.11.
Let be a projective Calabi-Yau variety over . Then there exists a finite extension of such that has a projective -factorial minimal dlt-model with reduced special fiber over the integral closure of in .
Proof.
This follows from Theorem 2 in [KNX18]; -factoriality is not included in the statement, but the proof produces such a model. ∎
(1.12) An integral affine function on an open subset of is a continuous real-valued function that can locally be written as a degree one polynomial with coefficients in . Beware that some authors, including [KS06], allow a constant term in in the degree one polynomial; our more restrictive definition is better suited for the purposes of this paper.
2. Construction of the non-archimedean SYZ fibration
[04X2](2.1) Let be a Calabi-Yau variety over . The essential skeleton of was first defined by Kontsevich and Soibelman in [KS06]. The construction was then refined and generalized in [MN15]. Let be a volume form on . Then one can attach to the pair a weight function
that measures the degeneration of at along points of ; see [MN15, §4.5]. The essential skeleton is the locus of points in where reaches its minimal value. This definition only depends on , and not on , because multiplying with a scalar shifts the weight function by the constant . The essential skeleton is a non-empty compact subspace of , which can be explicitly computed in the following way. Let be an snc-model of , with special fiber . If we view as a rational section of the line bundle , then it defines a Cartier divisor on that we denote by . It is supported on because is nowhere vanishing on ; thus we can write . If we denote by the dual intersection complex of , then is canonically homeomorphic to the sub--complex of spanned by the vertices corresponding to the components for which is minimal (see Theorem 3 in [KS06, §6.6] and Theorem 4.7.5 in [MN15]). In particular, is homeomorphic to a finite -complex of dimension .
(2.2) Kontsevich and Soibelman postulated that should be the base of the non-archimedean SYZ fibration, but the definition of does not provide us with a map . To construct such a map, we will use an alternative description of the essential skeleton that appeared in [NX16a]. Let be a minimal dlt-model of , and denote by the open subscheme of consisting of the points where is regular and has strict normal crossings. Then the dual intersection complex of can be canonically embedded into (see [MN15, §3]). It follows from [NX16a, 3.3.3] that the image of this embedding is exactly the essential skeleton . To be precise, it is assumed in the statement of [NX16a, 3.3.3] that is -factorial and defined over an algebraic curve, but these assumptions are not used in the proof. If the minimal dlt-model is good, we will now construct a continuous retraction by generalizing the construction for snc-models in [MN15, 3.1.5].
(2.3) Let be a good minimal dlt-model of . We need to make the following technical assumption: the strata of are precisely the log canonical centers of the pair that are contained in . By the definition of a dlt-model, every log canonical center of is a stratum. The converse implication is known when is defined over an algebraic curve [Ko13, 4.16]. We will prove in Corollary 4.4 that it also holds when is reduced, which is the most important case for our purposes. We expect that the assumption is always satisfied, but the relevant parts of the Minimal Model Program have not been written down for -schemes. In any case, if our technical assumption holds, we can proceed in the following way.
(2.4) Let be a point in and let be its reduction on (see [MN15, 2.2.2]). Let be the unique minimal stratum of that contains . By our assumption (2), is a log canonical center of . Then is a non-empty stratum of by the definition of a dlt pair. Thus, it determines a unique face of the dual intersection complex . Let be the prime components of that contain , and let be their multiplicities in . Then correspond precisely to the vertices of . We choose a positive integer such that is Cartier at the point for every , and we choose a local equation for at . Then is the point of the simplex with barycentric coordinates
with respect to the vertices . Under the embedding of into , the point corresponds to the monomial point represented by and the tuple
in the terminology of [MN15, 2.4.5]. It is obvious that this definition does not depend on the choices of and the local equations . It is also straightforward to check that is continuous, and that it is a retraction onto .
(2.6) Beware that, even though the subspace of only depends on , the -structure on and the retraction depend on the choice of the (good) minimal dlt-model ; we will illustrate this in Example 2.7 below. However, the essential skeleton does carry a canonical piecewise integral affine structure, which is induced by the embedding into the -analytic space : see [MN15, §3.2]. If is a minimal dlt-model for , then this piecewise integral affine structure coincides with the one induced by the -complex structure on , provided that the barycentric coordinates on the faces of are weighted by the multiplicities of the prime components in as in [MN15, 3.2.1].
Example 2.7.
Let be a maximally degenerate surface over , and let be a good minimal dlt-model over with reduced special fiber. Then is homeomorphic to -sphere, and provides this sphere with a triangulation. Different choice of are related by elementary modifications (flops) of type 0, 1 or 2 [FM83, pp.12-15]. An elementary modification of type 0 does not affect the triangulation of or the map , because it only changes along a curve contained in a two-dimensional open stratum. An elementary modification of type 1 does not modify the triangulation of but it does alter the map , because the points of that specialize to the minus one curve that is flipped (but not to its intersection with a double curve) will be mapped to a different vertex of . Finally, an elementary modification of type 2 flips an edge in the triangulation of , but does not alter because is invariant under blow-ups of strata in snc-models (see Propositions 3.1.7 and 3.1.9 in [MN15]).
Proposition 2.8.
Let be a projective Calabi-Yau variety over . Then the essential skeleton is a strong deformation retract of . If is a good minimal dlt-model that satisfies the assumption in (2), then is homotopic to the identity on relative to .
Proof.
It is shown in [NX16a, 4.2.4] that is a strong deformation retract of . This implies that every continuous retraction is homotopic to the identity on relative to ; in particular, this is true for the retraction . ∎
(2.9) Let be a Calabi-Yau variety over of dimension . We say that is maximally degenerate if has a semistable snc-model over and the essential skeleton has dimension . This is the class of Calabi-Yau varieties where we expect the SYZ mirror symmetry picture to appear. If is projective, then the condition is equivalent to the property that, for any topological generator of and any prime number , the action of on the étale cohomology space
has a Jordan block of rank , by [NX16a, 4.2.4(4)]. If is maximally degenerate and projective, then is a closed pseudomanifold (see [NX16a, 4.2.4(3)] – in the statement of that result, one should add the assumption that has a semistable snc-model, like in [NX16a, 4.1.7]). If we assume, moreover, that is geometrically simply connected and for , then it is expected that is homeomorphic to . This has been proven in [KX16] when , and also when and has a minimal dlt-model that is also a semistable snc-model. One can prove in any dimension that has the -rational homology of , and that its fundamental group has trivial profinite completion; see [NX16a, 4.2.4(4)] and [HN17, 6.1.3(4)].
3. Affinoid torus fibrations
[04XD](3.1) Let be a maximally degenerate Calabi-Yau variety and let be a good minimal dlt-model of with reduced special fiber. Then we will see in Corollary 4.6 that satisfies assumption (2), so that it gives rise to a non-archimedean SYZ fibration in the sense of Definition 2.5. The principal aim of this article is to study the fibers of . In the classical SYZ conjecture, the fibers of the SYZ fibration are expected to be special Lagrangian tori away from a codimension two subset of the base. We will now present the corresponding structure in non-archimedean geometry, which was introduced in [KS06, §4.1].
(3.2) Let be a positive integer, and let be a split algebraic -torus of dimension with character module and cocharacter module . We define the tropicalization map of by
This map is continuous, and its fibers are (not necessarily strictly) -affinoid tori. The tropicalization map has a canonical continuous section that maps each to the Gauss point of the affinoid torus . The image of is called the canonical skeleton of , and denoted by . The map induces a homeomorphism , which we will use to tacitly identify with .
(3.3) Let be a -analytic space, let be a topological space and let be a continuous map. Then we say that is an -dimensional affinoid torus fibration if we can cover by open subsets such that there exist an open subset of and a commutative diagram
where the upper horizontal map is an isomorphism of -analytic spaces and the lower horizontal map is a homeomorphism.
(3.4) If is an -dimensional affinoid torus fibration, then induces an integral affine structure on the base [KS06, §4.1]. For every open in as in the definition, and every invertible analytic function on , the absolute value of is constant on the fibers of by the maximum modulus principle. Thus induces a continuous function . The integral affine functions on are, by definition, the functions of the form . If is connected, then it is proven in Theorem 1 of [KS06, §4.1] that under the homeomorphism , the ring of integral affine functions on is identified with the ring of polynomial functions of degree one with -coefficients on , so that this construction indeed defines an integral affine structure on (to be precise, in [KS06] the authors consider affine functions with constant term in , rather than , but since is discretely valued in our case, we get a slightly stronger result).
Example 3.5.
We use the tropicalization map to identify the canonical skeleton with . We denote by the open cone in . Let be a locally finite fan of strongly convex rational polyhedral cones in . We denote by the rational polyhedral complex in obtained by intersecting the cones in with . Consider the torus embedding over associated with as in [Kü98, 1.13]. The -scheme is separated and locally of finite type, and it is quasi-compact if and only if is finite. Since is supported in , the generic fiber of is canonically isomorphic to the split -torus . Assume that is regular; this is equivalent to the property that the fan is simple, and it implies that the special fiber is a strict normal crossings divisor. Denote by the formal -adic completion of . The generic fiber is a -analytic space endowed with a natural injective morphism of -analytic spaces . The morphism embeds as an analytic domain in .
The construction of the Berkovich skeleton and the retraction map in [MN15, §3] are local on , so that they extend immediately to schemes that are locally of finite type. This yields a canonical embedding of the dual intersection complex of into . The image of this embedding is called the Berkovich skeleton of . The embedding has a canonical retraction . It follows directly from the definitions that is contained in and coincides with the support of . In particular, if is a subdivision of , then . Moreover, the -structure on is precisely the polyhedral decomposition . We have , and the retraction map is the restriction of to .
(3.6) As a first application, let us discuss the case of abelian varieties. Let be an abelian -variety of dimension , and denote by its Néron model. Then Berkovich has constructed in [Be90, §6.5] a canonical skeleton in , together with a continuous retraction , via the theory of non-archimedean uniformization. The dimension of is equal to the toric rank of (the dimension of the maximal subtorus). Let us make this construction more precise in the maximally degenerate case. Assume that has purely toric reduction, that is, is a torus. Let be the identity point on . Then the universal pointed covering space of (with respect to the Berkovich topology) is isomorphic to the analytification of a split -dimensional -torus . The kernel of the morphism is a lattice in (called the period lattice), and the image of in is a lattice of rank . By definition, the canonical skeleton is the image of under the map . Moreover, we have a Cartesian diagram of topological spaces
such that sends homeomorphically onto . In particular, is a real torus of dimension , is an -dimensional torus fibration, and the induced integral affine structure on coincides with the quotient structure on .
(3.7) If has purely toric reduction, then we can interpret as a non-archimedean SYZ fibration by means of the theory of Mumford models [Mu72] and the refinements of Mumford’s construction given in [Kü98]. We say that a model of is a Künnemann-Mumford model if it is a regular model that arises through the construction in the proof of [Kü98, 3.5].
Proposition 3.8.
Let be an abelian -variety of dimension . Then the essential skeleton of coincides with Berkovich’s canonical skeleton . If has semi-abelian reduction and is a Künnemann-Mumford model of over , then is a good minimal dlt-model that satisfies assumption (2). If has purely toric reduction, then the non-archimedean SYZ fibration coincides with Berkovich’s canonical retraction . In particular, is an -dimensional affinoid torus fibration.
Proof.
The equality is proven in [HN17, 4.3.2]. Let be a Künnemann-Mumford model for over . Then, by definition, is an snc-model, and thus certainly good and dlt. It is shown in [HN17, 5.1.7] that is minimal.
Let be a regular relatively complete model of as in [Kü98, 2.11] such that the formal -adic completion of arises as a quotient of the formal -adic completion of under an action of the period lattice. Then, by construction, is a torus embedding of over , and we have a commutative diagram
Thus in order to prove that , it suffices to observe that by Example 3.5. ∎
Remark 3.9.
A refinement of the proof shows that the equality remains valid if we only assume that has semi-abelian reduction; then the non-archimedean uniformization of takes the form , where is an extension of an abelian -variety with good reduction by a split -torus . The dimension of is precisely the toric rank of , the identity component of the special fiber of the Néron model of . The Künnemann-Mumford construction produces a relatively complete model of that is a Zariski-locally trivial fibration in torus embeddings over the Néron model of . Since we do not need this generalization in this paper, we omit the details.
4. One-dimensional strata of minimal dlt-models
[04XP](4.1) The aim of this section is to show that good minimal dlt-models with reduced special fibers of Calabi-Yau varieties over are snc along their one-dimensional strata (in fact, we will prove a more general result – see Theorem 4.5 and Corollary 4.6). A technical complication is that the full machinery of the MMP has only been written down for objects of finite type over a field. To circumvent this problem, we will first prove an approximation result (Proposition 4.3) that will allow us to reduce to that case.
Lemma 4.2.
Let be a normal -scheme and let be a reduced effective divisor on such that contains the singular locus of and such that the pair is dlt. Assume that is Cartier. Then is terminal; in particular, it is regular in codimension two.
Proof.
By the definition of a dlt-pair, the scheme is regular at the generic point of every stratum of , and at all the other points , the minimal log discrepancy is positive. Since is Cartier, is an integer, and therefore at least . The inequality
now implies that is terminal. In particular, it is regular in codimension two. ∎
Proposition 4.3.
Let be a Calabi-Yau variety over and let be a good dlt-model of over such that is reduced. Assume that . Let be a positive integer. Then we can find a smooth pointed -curve and a normal proper flat -scheme such that the following properties hold:
- (1)
there exist an isomorphism of -algebras and an isomorphism of -schemes
- (2)
the morphism has geometrically connected fibers, and its restriction over is smooth with trivial relative canonical line bundle;
- (3)
the pair is dlt, every prime component of is -Cartier, and .
Proof.
One can construct and satisfying (1) and (2) by means of a standard argument based on spreading out and Greenberg approximation; see for instance [MN15, 5.1.2] and the proof of [NX16a, 4.2.4] (note that normality of automatically follows from the fact that is normal and is reduced). In this construction we can also spread out a global generator of the relative canonical line bundle , which then induces a global generator for , yielding the triviality of .
If is at least , then for every point of , the model is regular at if and only if is regular at [MN15, 5.1.2(d)]. Thus the pair is snc at all the points of where is snc. Taking sufficiently large, we can arrange that every prime component of is -Cartier in . More precisely, let be a point of and let be the Cartier index of in at . Let be a local generator for the ideal sheaf at . Assume that and let be any element of that is congruent to modulo . Obviously, cannot vanish at any other component of , because vanishes along each of these components and does not. On the other hand, divides in , so that divides in since . Thus the zero locus of is supported in , which means that is a local equation for in at . From now on, we assume that has been chosen large enough to guarantee that and every prime component of is -Cartier.
Let be a prime component of , denote by its normalization, and let be the pullback of the -Cartier divisor to . The scheme is regular in codimension two by Lemma 4.2. It follows that the different coincides with . Thus the pair is dlt by adjunction [Ko13, 4.8], using the same reasoning as in the proof of [Ko13, 4.16.4] (except that we have not yet established the normality of ). Since , the scheme is regular in codimension two, as well; since it is of finite type over , we can apply inversion of adjunction [Ko13, 4.9] to deduce that is log canonical on a neighbourhood of , and that the log canonical centers of contained in are precisely the images of the log canonical centers of . At the generic point of such a log canonical center, the pair is snc because the same holds for . Varying , we obtain that is dlt. This implies that every stratum of is normal [Ko13, 4.16]; thus, in retrospect, we see that . ∎
Corollary 4.4.
Let be a Calabi-Yau variety over and let be a good dlt-model of over such that is reduced. Assume that . Then every stratum of is normal, and the strata of are precisely the log canonical centers of the pair contained in .
Proof.
In the proof of Proposition 4.3, we have constructed a dlt pair with of finite type over such that there exists an isomorphism of -schemes that identifies the log canonical centers of contained in with those of contained in . Thus the result follows from the corresponding properties of proven in [Ko13, 4.16]. ∎
Theorem 4.5.
Let be a normal separated -scheme of finite type. Let be a reduced effective divisor on such that the pair is dlt and the divisor is Cartier. Assume also that all the prime components of are -Cartier. Let be a one-dimensional stratum of . Then, on an open neighbourhood of , the scheme is regular and is a divisor with strict normal crossings.
Proof.
We will argue by induction on the dimension of . The case follows at once from the fact that all strata of dlt pairs are normal [Ko13, 4.16(2)]. Thus we may assume that , and that the result holds for pairs of strictly lower dimension.
Let be a point on . We claim that every prime divisor in that contains is Cartier at . Assuming the claim for now, it follows that is a local complete intersection at , and thus reduced because it is generically reduced (the pair is snc at the generic point of ). Now it follows from [Ko13, 4.16(2)] that is normal, and thus regular since it is of dimension one. But is defined by the local equations at of the prime components of that contain ; these local equations form a regular sequence, again by [Ko13, 4.16(2)]. We conclude that locally at , the scheme is regular and is a strict normal crossings divisor.
Thus it suffices to prove our claim. We may assume that is not a zero-dimensional stratum of , since at such points, the pair is snc by the definition of a dlt pair. Let be a prime divisor in that contains . Let be the non-empty intersections of with the other components of , and set . Then the pair is dlt, and
is Cartier (see Proposition 4.5 and Claim 4.16.4 in [Ko13]). By the induction hypothesis, is regular at .
Let be the index of at , that is, the smallest positive integer such that is Cartier at . Working locally around , we may assume that is regular and that is a trivial line bundle. The choice of a trivialisation determines a ramified -cover defined by
Here is the rank one reflexive sheaf associated with the Weil divisor . This is the so-called index one cover of the pair at the point ; see [KM98, 2.52] for details. The morphism is étale over all the points where is Cartier; in particular, it is étale over all the codimension one points of , since is regular in codimension two by Lemma 4.2. The minimality of implies that the inverse image of in consists of a unique point, which we denote by .
We write for the inverse image of on , and for the inverse image of the divisor . By [KM98, 5.20], the pair is log canonical, and is positive. Since we chose on a one-dimensional stratum , the divisor has irreducible components that pass through . This implies that is unibranch at . Otherwise, étale-locally around , the divisor would have at least components passing through , and would be their intersection; but this implies that is a log canonical center of , by [Ko13, 4.41(2)], contradicting the positivity of .
We denote by the normalization of . Since is unibranch at , there is a unique point on that lies above . We have already observed that the morphism induced by is étale in codimension one; then the normality of implies that is normal in codimension one. Thus is also étale in codimension one. Since is regular, the purity of the branch locus now implies that the finite morphism is étale at ; but is the unique point that lies above , so that , and hence , are isomorphisms. We finally conclude that , so that is Cartier at . ∎
Corollary 4.6.
Let be a Calabi-Yau variety over , and let be a good minimal dlt-model for over . Assume that the special fiber is reduced. Let be a one-dimensional stratum of . Then, on an open neighbourhood of , the scheme is regular and is a divisor with strict normal crossings.
5. Toric structure of snc-models along one-dimensional strata
[04Y1](5.1) Let be a regular flat -scheme such that is a strict normal crossings divisor. We write , where are the prime divisors in and the numbers are their multiplicities. By the definition of a strict normal crossings divisor, every stratum of is a regular -scheme. Let be a stratum of . We say that is toric along if there exist a regular toric -scheme and a stratum of such that is a strict normal crossings divisor and the formal -schemes and are isomorphic.
(5.2) Now let be a one-dimensional stratum of that is proper over . Let be the irreducible components of that contain . For every , we set
We write . We say that is log Calabi-Yau along if and consists of precisely two points, which we denote by and . Denote by and be the unique elements of such that and (note that and are note necessarily distinct). Then the fact that is a principal divisor on implies that
| (5.3) |
Proposition 5.4.
Assume that is log Calabi-Yau along and that for all . Then is toric along .
Proof.
We will construct a regular toric -scheme such that is a strict normal crossings divisor that has a stratum satisfying . Let be the greatest common divisor of the multiplicities with . We choose lattice vectors in with the following property: if we set and in , for all , then the set is a basis for . Now we set
in . Because of the relation (5.3), the last coordinate of equals .
For every in , let be the ray in spanned by the primitive vector . Consider the cones and spanned by the rays , and by and , respectively. The intersection of these cones is the common face spanned by the rays , . Let be the fan in with maximal cones and . Then defines a toric -variety . We consider the toric morphism
associated with the morphism of cocharacter modules
and we set .
The scheme is regular because the cones and are simple. Moreover, is a strict normal crossings divisor whose prime components correspond to the rays of , with multiplicities given by times the last coordinates of the primitive generators of the rays; thus we can write
Set and write for the intersection points of with and , respectively. By [Fu93, §5.1], we have for every .
We will now construct an isomorphism of formal -schemes
For every , we denote by the degree thickening of in , that is, the closed subscheme of defined by the -th power of the defining ideal of . Thus and, by definition, is the direct limit of the schemes in the category of locally topologically ringed spaces. For every , denote by the line bundle on induced by . Since the restriction of to has degree , we can choose a non-zero global section of . The conormal bundle of in is given by
which is a direct sum of ample line bundles, by our assumption that the numbers are all positive. This implies that the degree one cohomology of the conormal line bundle vanishes, so that the maps
are surjective for all . Thus we can lift to a global section of on , which we will still denote by . The same argument produces a nowhere vanishing section of on ; its inverse is a nowhere vanishing global section of on .
Consider the open formal subschemes
of and . Note that is a global equation for on , for every . Likewise, defines on , and defines on , for every . Moreover, is an invertible regular function on . Since is proper, is constant on , and, in particular, it has a -th root; Hensel’s lemma then implies that we can find a regular function on such that .
Let be the dual basis of . Then we have
Choose integers and such that . Let be the morphism of formal -schemes defined by the morphism of topological -algebras
Let be the largest ideal of definition on . Then is generated by . The ideal is the largest ideal of definition on , and its global sections are generated by . In particular, is adic. The morphism
is an isomorphism. It follows from [EGA3.1, 4.8.10] that is a closed immersion; since and has the same dimension and is integral, is an isomorphism.
Finally, we consider the second pair of affine charts . The lattice vectors form the dual basis of , and
Let be the morphism of formal -schemes defined by the morphism of topological -algebras that maps to and to , for all in . By the same reasoning as above, one sees that is an isomorphism. By construction, it agrees with on the intersection of and , and the isomorphisms and glue to an isomorphism of formal -schemes
∎
6. The smooth locus of the SYZ fibration
[04Y6]Theorem 6.1.
Let be a maximally degenerate Calabi-Yau variety over of dimension , and assume that has a good dlt-model over with reduced special fiber. Then the non-archimedean SYZ fibration
associated with is an -dimensional affinoid torus fibration over the complement of some piecewise linear subset of of codimension . Moreover, the induced integral affine structure on is compatible with the canonical piecewise integral affine structure on (see (2)), in the sense that they give rise to the same piecewise integral affine functions on .
Recall that, if is projective, such a model can always be found after a finite extension of the base field (Theorem 1.11). We also recall that, if is a maximally degenerate projective Calabi-Yau variety over and for , then the essential skeleton is a closed pseudo-manifold with the rational homology of the -sphere [NX16a, 4.2.4]. If, moreover, has dimension and trivial geometric fundamental group, then is homeomorphic to by [KX16, §34].
Proof.
By Corollary 4.6, the model is snc along every one-dimensional stratum of . By means of a finite sequence of blow-ups at zero-dimensional strata, we can moreover arrange that, for every prime component of that contains , the intersection number is negative. This may destroy the property that is reduced, but it preserves the properties that is snc along every one-dimensional stratum, is a good minimal dlt-model, and satisfies assumption (2). Moreover, the sequence of blow-ups has no effect on the map , by [MN15, 3.1.7]; the effect on the skeleton is a sequence of star subdivisions of the faces corresponding to the zero-dimensional strata [MN15, 3.1.9].
Thus it suffices to prove the theorem under the following alternative assumptions on the model :
- •
is a good minimal dlt-model satisfying (2);
- •
for every one-dimensional stratum of , the model is snc along ;
- •
for every one-dimensional stratum of and every prime component of that contains , the component has multiplicity one in , and the intersection number is negative.
Let be the union of the faces of codimension in . We will prove that is an -dimensional affinoid torus fibration over .
Let be a one-dimensional stratum of . By adjunction, the model is log Calabi-Yau along in the sense of (5). Thus is toric along , by Proposition 5.4. More precisely, The proof of Proposition 5.4 gives an explicit description of the formal completion of along . Note that, under our assumptions and with the notations in that proof, the number is equal to one and for every , so that we can make the construction of the fan more explicit: we choose a bijection of with . Then we can take for the standard basis of , and set . The vector is now given by . Let be the fan with maximal cones and . Then the toric scheme constructed in the proof of Proposition 5.4 is precisely the torus embedding associated with in the sense of Example 3.5.
Let be the union in of the open faces corresponding to the strata , and in . This is an open subset of and, as varies, these open sets cover . Thus it suffices to show that is an -dimensional affinoid torus fibration over , and that the induced integral affine structure on is compatible with the piecewise integral affine structure on .
Set and let be the interior of the intersection of with . It follows directly from the construction of that is the generic fiber of , and that the restriction of over only depends on the formal -scheme . If is the torus orbit in corresponding to the codimension one cone in , then we have shown in the proof of Proposition 5.4 that is isomorphic to . Thus, by Example 3.5, we can identify the restriction of over with the restriction of over , which is an -dimensional affinoid torus fibration by definition.
It remains to show that the induced integral affine structure on is compatible with the piecewise integral affine structure on . We will check this on the open face corresponding to ; the result for then follows by switching the roles of and . We have labelled the rays of by ; this induces a labelling of the vertices of and thus defines a system of barycentric coordinates on the -simplex . By definition [MN15, 3.2.1], a real-valued function on a connected open subset of is integral affine if we can write it as a degree one polynomial with -coefficients in the variables . This coincides with the notion of an integral affine function on the -simplex , which is the convex hull of the points
This concludes the proof. ∎
(6.2) Note that the proof of Proposition 5.4 gives an explicit description of the set and the integral affine structure on induced by the non-archimedean SYZ fibration: after our finite sequence of blow-ups at zero-dimensional strata, the gluing data along codimension one faces of the skeleton are determined by the intersection numbers . This is quite similar to the constructions for log Calabi-Yau surfaces in [GHK15, Yu16a] and for toric degenerations in the Gross-Siebert program [GS11b].
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