ScalingStacks

1. Introduction [04WL]

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1. Introduction

(1.1) The theory of mirror symmetry emanated from string theory and has had a fundamental impact on algebraic geometry ever since the groundbreaking work of Candelas, de la Ossa, Green and Parkes [COGP91]. The mirror symmetry heuristic predicts that every complex Calabi-Yau manifold XX has a mirror partner Xˇ\check{X} of the same dimension whose complex geometry is equivalent, in a suitable sense, to the symplectic geometry of XX, and vice versa. A celebrated application of these ideas was the prediction of the numbers of rational curves of fixed degree (more precisely, Gromov-Witten invariants) of the quintic threefold in [COGP91] by means of period integral calculations on the mirror partner. An important challenge in the theory of mirror symmetry is to give an exact definition of what it means to be a mirror pair of Calabi-Yau manifolds, and to devise techniques to construct such pairs.

(1.2) In recent years, much progress has been made, in particular by Kontsevich–Soibelman [KS00, KS06] and Gross–Siebert [GS11a]. Both of these programs are based on a conjectural geometric explanation of mirror symmetry due to Strominger, Yau and Zaslow, known as the SYZ conjecture [SYZ96]. Since its appearance, the conjecture has been amended in certain ways; a common way to formulate it today is the following. Let 𝒳∗\mathcal{X}^{\ast} be a projective family of nn-dimensional complex Calabi-Yau varieties over a punctured disk Δ∗\Delta^{\ast}, and assume that this family is maximally degenerate. The latter condition means that the monodromy transformation on the degree nn cohomology of the general fiber 𝒳t\mathcal{X}_{t} of 𝒳∗\mathcal{X}^{\ast} has a Jordan block of rank n+1n+1. Then, up to rescaling the metrics, the family 𝒳t\mathcal{X}_{t} is conjectured to converge in the Gromov-Hausdorff limit to an nn-dimensional topological manifold SS. Moreover, a general fiber 𝒳t\mathcal{X}_{t} should admit a fibration ρ:𝒳t→S\rho\colon\mathcal{X}_{t}\to S, called an SYZ fibration, whose fibers are special Lagrangian tori in 𝒳t\mathcal{X}_{t}, except over a discriminant locus of codimension at least 22 in the base SS. The mirror partner of 𝒳t\mathcal{X}_{t} can then be constructed by dualizing the torus fibration ρ\rho over the smooth locus and compactifying the result in an appropriate way (this involves deforming the dual fibration by so-called quantum corrections). We refer to the excellent survey paper [Gr13] for a more precise statement and additional background on the SYZ conjecture, as well as the Gross–Siebert program.

(1.3) The SYZ conjecture remains largely open, and is quite difficult even in basic cases; see for instance [GW00]. A fundamental insight of Kontsevich and Soibelman in [KS06] is that one should be able to construct a close analog of the SYZ fibration in the world of non-archimedean geometry, more precisely in the context of Berkovich spaces. Here, the base SS of the fibration arises as a so-called skeleton in the Berkovich analytification of the degeneration. Let us emphasize that the non-archimedean SYZ fibration is not merely an analog of the conjectural structure in a different context; it can effectively be used to realize the original goal of constructing mirror partners over the complex numbers, since one can go back from the non-archimedean world to the complex world by means of non-archimedean GAGA and algebraization techniques. In the non-archimedean approach, the quantum corrections are provided by non-archimedean enumerative geometry and wall-crossing structures [KS06, Yu16a, Yu16b, KY18]. The non-archimedean SYZ fibration induces an affine structure with singularities on the base SS, and Kontsevich and Soibelman made the striking conjecture that this affine manifold should be related to the Gromov-Hausdorff limit of 𝒳\mathcal{X} (Conjecture 3 in [KS06]) – see [BJ17] for interesting results towards that conjecture.

(1.4) The aim of the present paper is to construct the non-archimedean SYZ fibration in full generality, and to prove some of its conjectural properties. This paves the way for a better understanding of the Gromov-Hausdorff limits and the SYZ conjecture. Our construction of the SYZ fibration builds upon the original work of Kontsevich and Soibelman and the relations with the Minimal Model Program discovered by the first two authors in [NX16a]. This discovery has led to a surprising dictionary where the SYZ heuristic can be translated into precise predictions about the structure of minimal models, which can then be proven with techniques from the Minimal Model Program – see for instance [KX16] and [NX16b]. Our main new result here is that the non-archimedean SYZ fibration is a smooth affinoid torus fibration away from a codimension two subset of the base (Theorem 6.1), as implied by Conjectures 1 and 3 in [KS06]. This amounts to proving that minimal dlt models with reduced special fiber of Calabi-Yau varieties are snc along the one-dimensional strata of the special fiber (Theorem 4.5), and have a toric structure along these strata (Proposition 5.4).

Preliminaries and notation

(1.5) We fix an algebraically closed field kk of characteristic 00 and we set R=k⁡[[t]]R=k[\negthinspace[t]\negthinspace] and K=k⁡((t))K=k(\negthinspace(t)\negthinspace). We also fix an algebraic closure KaK^{a} of KK. We denote by ordt\mathrm{ord}_{t} the tt-adic valuation on KK and we define an absolute value |⋅||\cdot| on KK by setting |a|=exp⁡(−ordt​a)|a|=\exp(-\mathrm{ord}_{t}a) for every a∈K×a\in K^{\times}. This turns KK into a complete non-archimedean field. We denote by (⋅)an(\cdot)^{\mathrm{an}} the analytification functor from the category of KK-schemes of finite type to Berkovich’s category of KK-analytic spaces. For every RR-scheme 𝒳\mathscr{X}, we will denote by 𝒳k=𝒳×Rk\mathscr{X}_{k}=\mathscr{X}\times_{R}k and 𝒳K=𝒳×RK\mathscr{X}_{K}=\mathscr{X}\times_{R}K its special and generic fiber.

(1.6) If 𝒳\mathscr{X} is a Noetherian RR-scheme and CC is a subscheme of 𝒳k\mathscr{X}_{k}, then we will denote by 𝒳/C^\widehat{\mathscr{X}_{/C}} the formal completion of 𝒳\mathscr{X} along CC. If 𝒳\mathscr{X} is of finite type over RR, then 𝒳/C^\widehat{\mathscr{X}_{/C}} is formally of finite type over RR (or special, in the terminology of [Be96]). That is, it has a finite cover by open formal subschemes of the form Spf⁡(A)\mathrm{Spf}\,(A) where AA is a quotient of a topological RR-algebra of the form R​{x1,…,xm}​[[y1,…,yn]]R\{x_{1},\ldots,x_{m}\}[\negthinspace[y_{1},\ldots,y_{n}]\negthinspace]. Every Noetherian formal scheme 𝔛\mathfrak{X} has a unique maximal ideal of definition ℐ\mathscr{I}, consisting of all the topologically nilpotent elements in 𝒪𝔛\mathcal{O}_{\mathfrak{X}}. The closed subscheme of 𝔛\mathfrak{X} defined by ℐ\mathscr{I} will be denoted by 𝔛red\mathfrak{X}_{\mathrm{red}}. This construction induces a functor from the category of Noetherian formal schemes to the category of reduced Noetherian schemes. If 𝔛\mathfrak{X} is a scheme, then 𝔛red\mathfrak{X}_{\mathrm{red}} is the maximal reduced closed subscheme of 𝔛\mathfrak{X}.

(1.7) A separated flat RR-scheme of finite type 𝒴\mathscr{Y} is called toric if there exists a toric morphism of toric varieties

Y→𝔸k1=Spec​k​[t]Y\to\mathbb{A}^{1}_{k}=\mathrm{Spec}\,k[t]

such that 𝒴\mathscr{Y} is isomorphic to Y×k⁡[t]RY\times_{k[t]}R. Such a toric scheme can be defined by giving a finite fan Σ\Sigma of strongly convex rational polyhedral cones in ℝn×ℝ≥0\mathbb{R}^{n}\times\mathbb{R}_{\geq 0} for some n≥0n\geq 0, together with a positive integer ι\iota; then one can take YY to be the toric kk-variety associated with Σ\Sigma and Y→𝔸k1Y\to\mathbb{A}^{1}_{k} to be the toric morphism induced by the morphism

ℝn×ℝ≥0→ℝ≥0:(u,v)↦ι⋅v.\mathbb{R}^{n}\times\mathbb{R}_{\geq 0}\to\mathbb{R}_{\geq 0}\colon(u,v)\mapsto\iota\cdot v.

(1.8) A Calabi-Yau variety over KK is a smooth, proper, geometrically connected KK-scheme XX such that the canonical line bundle ωX\omega_{X} is trivial. In particular, our definition also includes abelian varieties. A volume form on a Calabi-Yau variety XX is a nowhere vanishing differential form of maximal degree, that is, a global generator for the canonical line bundle ωX\omega_{X}.

(1.9) Let 𝒳\mathscr{X} be a Noetherian scheme, and let DD be an effective divisor on 𝒳\mathscr{X}, with prime components Di,i∈ID_{i},\,i\in I. A stratum of DD is a connected component of the schematic intersection DJ=∩j∈JDjD_{J}=\cap_{j\in J}D_{j}, for some non-empty subset JJ of II. An open stratum is a stratum SS minus the union of the prime components of DD that do not contain SS.

(1.10) Let XX be a smooth and proper KK-scheme. A model of XX is a proper flat RR-scheme 𝒳\mathscr{X} endowed with an isomorphism 𝒳K→X\mathscr{X}_{K}\to X. An snc-model of XX is a regular model 𝒳\mathscr{X} such that 𝒳k\mathscr{X}_{k} is a divisor with strict normal crossings. An snc-model is called semistable if 𝒳k\mathscr{X}_{k} is reduced. By the semistable reduction theorem [KKMS73, Ch4§3], there exists a finite extension K′K^{\prime} of KK such that X×KK′X\times_{K}K^{\prime} has a semistable snc-model over the integral closure of RR in K′K^{\prime}.

A dlt-model of XX is a normal model 𝒳\mathscr{X} such that the pair (𝒳,𝒳k,red)(\mathscr{X},\mathscr{X}_{k,\mathrm{red}}) is divisorially log terminal (dlt). We say that a dlt-model is good if every prime component of 𝒳k,red\mathscr{X}_{k,\mathrm{red}} is ℚ\mathbb{Q}-Cartier; this is slightly weaker than the usual condition that 𝒳\mathscr{X} is ℚ\mathbb{Q}-factorial, but it is sufficient for our purposes. In particular, every snc-model is also a good dlt-model. A dlt-model 𝒳\mathscr{X} is called minimal if the logarithmic relative canonical divisor K𝒳/R+𝒳k,redK_{\mathscr{X}/R}+\mathscr{X}_{k,\mathrm{red}} is semi-ample. When XX is Calabi-Yau, this is equivalent to saying that K𝒳/R+𝒳k,redK_{\mathscr{X}/R}+\mathscr{X}_{k,\mathrm{red}} is torsion; when, moreover, 𝒳k\mathscr{X}_{k} is reduced, then it is equivalent to saying that K𝒳/R∼0K_{\mathscr{X}/R}\sim 0.

Theorem 1.11.

Let XX be a projective Calabi-Yau variety over KK. Then there exists a finite extension K′K^{\prime} of KK such that XX has a projective ℚ\mathbb{Q}-factorial minimal dlt-model with reduced special fiber over the integral closure of RR in K′K^{\prime}.

Proof.

This follows from Theorem 2 in [KNX18]; ℚ\mathbb{Q}-factoriality is not included in the statement, but the proof produces such a model. ∎

(1.12) An integral affine function on an open subset of ℝn\mathbb{R}^{n} is a continuous real-valued function that can locally be written as a degree one polynomial with coefficients in ℤ\mathbb{Z}. Beware that some authors, including [KS06], allow a constant term in ℝ\mathbb{R} in the degree one polynomial; our more restrictive definition is better suited for the purposes of this paper.

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