ScalingStacks

Subsection [04XP]

Original official author HTML, exact retained edition. Historical TeX conversion verdicts remain unchanged. Cited-edition alignment and mathematical self-containment are not assessed.

Complete original source context · Original author HTML

(4.1) The aim of this section is to show that good minimal dlt-models with reduced special fibers of Calabi-Yau varieties over KK are snc along their one-dimensional strata (in fact, we will prove a more general result – see Theorem 4.5 and Corollary 4.6). A technical complication is that the full machinery of the MMP has only been written down for objects of finite type over a field. To circumvent this problem, we will first prove an approximation result (Proposition 4.3) that will allow us to reduce to that case.

Lemma 4.2.

Let 𝒳\mathscr{X} be a normal RR-scheme and let DD be a reduced effective divisor on 𝒳\mathscr{X} such that DD contains the singular locus of 𝒳\mathscr{X} and such that the pair (𝒳,D)(\mathscr{X},D) is dlt. Assume that K𝒳/R+DK_{\mathscr{X}/R}+D is Cartier. Then 𝒳\mathscr{X} is terminal; in particular, it is regular in codimension two.

Proof.

By the definition of a dlt-pair, the scheme 𝒳\mathscr{X} is regular at the generic point of every stratum of DD, and at all the other points x∈𝒳x\in\mathscr{X}, the minimal log discrepancy mldx​(𝒳,D)\mathrm{mld}_{x}(\mathscr{X},D) is positive. Since K𝒳/R+DK_{\mathscr{X}/R}+D is Cartier, mldx​(𝒳,D)\mathrm{mld}_{x}(\mathscr{X},D) is an integer, and therefore at least 11. The inequality

mldx​(𝒳,0)>mldx​(𝒳,D)≥1\mathrm{mld}_{x}(\mathscr{X},0)>\mathrm{mld}_{x}(\mathscr{X},D)\geq 1

now implies that 𝒳\mathscr{X} is terminal. In particular, it is regular in codimension two. ∎

Proposition 4.3.

Let XX be a Calabi-Yau variety over KK and let 𝒳\mathscr{X} be a good dlt-model of XX over RR such that 𝒳k\mathscr{X}_{k} is reduced. Assume that K𝒳/R∼0K_{\mathscr{X}/R}\sim 0. Let NN be a positive integer. Then we can find a smooth pointed kk-curve (S,s)(S,s) and a normal proper flat SS-scheme 𝒴\mathscr{Y} such that the following properties hold:

  1. (1)

    there exist an isomorphism of kk-algebras 𝒪^S,s≅R\widehat{\mathcal{O}}_{S,s}\cong R and an isomorphism of RR-schemes

    𝒳×RR/(tN)→𝒴×SSpec⁡(R/tN);\mathscr{X}\times_{R}R/(t^{N})\to\mathscr{Y}\times_{S}\mathrm{Spec}\,(R/t^{N});
  2. (2)

    the morphism 𝒴→S\mathscr{Y}\to S has geometrically connected fibers, and its restriction over S∖{s}S\setminus\{s\} is smooth with trivial relative canonical line bundle;

  3. (3)

    the pair (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) is dlt, every prime component of 𝒴s\mathscr{Y}_{s} is ℚ\mathbb{Q}-Cartier, and K𝒴/S∼0K_{\mathscr{Y}/S}\sim 0.

Proof.

One can construct (S,s)(S,s) and 𝒴\mathscr{Y} satisfying (1) and (2) by means of a standard argument based on spreading out and Greenberg approximation; see for instance [MN15, 5.1.2] and the proof of [NX16a, 4.2.4] (note that normality of 𝒴\mathscr{Y} automatically follows from the fact that 𝒴∖𝒴s\mathscr{Y}\setminus\mathscr{Y}_{s} is normal and 𝒴s≅𝒳k\mathscr{Y}_{s}\cong\mathscr{X}_{k} is reduced). In this construction we can also spread out a global generator ω\omega of the relative canonical line bundle ω𝒳/R\omega_{\mathscr{X}/R}, which then induces a global generator for ω𝒴/S\omega_{\mathscr{Y}/S}, yielding the triviality of K𝒴/SK_{\mathscr{Y}/S}.

If NN is at least 22, then for every point xx of 𝒳k≅𝒴s\mathscr{X}_{k}\cong\mathscr{Y}_{s}, the model 𝒳\mathscr{X} is regular at xx if and only if 𝒴\mathscr{Y} is regular at xx [MN15, 5.1.2(d)]. Thus the pair (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) is snc at all the points of 𝒴s\mathscr{Y}_{s} where (𝒳,𝒳k)(\mathscr{X},\mathscr{X}_{k}) is snc. Taking NN sufficiently large, we can arrange that every prime component EE of 𝒴s\mathscr{Y}_{s} is ℚ\mathbb{Q}-Cartier in 𝒴\mathscr{Y}. More precisely, let xx be a point of 𝒳k\mathscr{X}_{k} and let mxm_{x} be the Cartier index of EE in 𝒳\mathscr{X} at xx. Let ff be a local generator for the ideal sheaf 𝒪𝒳​(−mx​E)\mathcal{O}_{\mathscr{X}}(-m_{x}E) at xx. Assume that N>mxN>m_{x} and let gg be any element of 𝒪𝒴,x\mathcal{O}_{\mathscr{Y},x} that is congruent to ff modulo tNt^{N}. Obviously, gg cannot vanish at any other component of 𝒴s\mathscr{Y}_{s}, because tt vanishes along each of these components and ff does not. On the other hand, ff divides tmxt^{m_{x}} in 𝒪𝒳,x\mathcal{O}_{\mathscr{X},x}, so that gg divides tmxt^{m_{x}} in 𝒪𝒴,y\mathcal{O}_{\mathscr{Y},y} since N>mxN>m_{x}. Thus the zero locus of gg is supported in 𝒴s\mathscr{Y}_{s}, which means that g=0g=0 is a local equation for mx​Em_{x}E in 𝒴\mathscr{Y} at xx. From now on, we assume that NN has been chosen large enough to guarantee that N≥2N\geq 2 and every prime component of 𝒴s\mathscr{Y}_{s} is ℚ\mathbb{Q}-Cartier.

Let EE be a prime component of 𝒳k\mathscr{X}_{k}, denote by E~\widetilde{E} its normalization, and let Δ\Delta be the pullback of the ℚ\mathbb{Q}-Cartier divisor 𝒳k−E\mathscr{X}_{k}-E to E~\widetilde{E}. The scheme 𝒳\mathscr{X} is regular in codimension two by Lemma 4.2. It follows that the different DiffE~​(𝒳k−E)\mathrm{Diff}_{\widetilde{E}}(\mathscr{X}_{k}-E) coincides with Δ\Delta. Thus the pair (E~,Δ)(\widetilde{E},\Delta) is dlt by adjunction [Ko13, 4.8], using the same reasoning as in the proof of [Ko13, 4.16.4] (except that we have not yet established the normality of EE). Since N≥2N\geq 2, the scheme 𝒴\mathscr{Y} is regular in codimension two, as well; since it is of finite type over kk, we can apply inversion of adjunction [Ko13, 4.9] to deduce that (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) is log canonical on a neighbourhood of EE, and that the log canonical centers of (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) contained in EE are precisely the images of the log canonical centers of (E~,Δ)(\widetilde{E},\Delta). At the generic point of such a log canonical center, the pair (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) is snc because the same holds for (𝒳,𝒳k)(\mathscr{X},\mathscr{X}_{k}). Varying EE, we obtain that (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) is dlt. This implies that every stratum of 𝒳k≅𝒴s\mathscr{X}_{k}\cong\mathscr{Y}_{s} is normal [Ko13, 4.16]; thus, in retrospect, we see that E~=E\widetilde{E}=E. ∎

Corollary 4.4.

Let XX be a Calabi-Yau variety over KK and let 𝒳\mathscr{X} be a good dlt-model of XX over RR such that 𝒳k\mathscr{X}_{k} is reduced. Assume that K𝒳/R∼0K_{\mathscr{X}/R}\sim 0. Then every stratum of 𝒳k\mathscr{X}_{k} is normal, and the strata of 𝒳k\mathscr{X}_{k} are precisely the log canonical centers of the pair (𝒳,𝒳k)(\mathscr{X},\mathscr{X}_{k}) contained in 𝒳k\mathscr{X}_{k}.

Proof.

In the proof of Proposition 4.3, we have constructed a dlt pair (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) with 𝒴\mathscr{Y} of finite type over kk such that there exists an isomorphism of kk-schemes 𝒳k→𝒴s\mathscr{X}_{k}\to\mathscr{Y}_{s} that identifies the log canonical centers of (𝒳,𝒳k)(\mathscr{X},\mathscr{X}_{k}) contained in 𝒳k\mathscr{X}_{k} with those of (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) contained in 𝒴s\mathscr{Y}_{s}. Thus the result follows from the corresponding properties of (𝒴,𝒴s)(\mathscr{Y},\mathscr{Y}_{s}) proven in [Ko13, 4.16]. ∎

Theorem 4.5.

Let 𝒳\mathscr{X} be a normal separated kk-scheme of finite type. Let DD be a reduced effective divisor on 𝒳\mathscr{X} such that the pair (𝒳,D)(\mathscr{X},D) is dlt and the divisor K𝒳+DK_{\mathscr{X}}+D is Cartier. Assume also that all the prime components of DD are ℚ\mathbb{Q}-Cartier. Let CC be a one-dimensional stratum of DD. Then, on an open neighbourhood of CC, the scheme 𝒳\mathscr{X} is regular and DD is a divisor with strict normal crossings.

Proof.

We will argue by induction on the dimension of 𝒳\mathscr{X}. The case dim(𝒳)=1\dim(\mathscr{X})=1 follows at once from the fact that all strata of dlt pairs are normal [Ko13, 4.16(2)]. Thus we may assume that dim(𝒳)≥2\dim(\mathscr{X})\geq 2, and that the result holds for pairs of strictly lower dimension.

Let xx be a point on CC. We claim that every prime divisor in DD that contains CC is Cartier at xx. Assuming the claim for now, it follows that CC is a local complete intersection at xx, and thus reduced because it is generically reduced (the pair (𝒳,D)(\mathscr{X},D) is snc at the generic point of CC). Now it follows from [Ko13, 4.16(2)] that CC is normal, and thus regular since it is of dimension one. But CC is defined by the local equations at xx of the prime components of DD that contain CC; these local equations form a regular sequence, again by [Ko13, 4.16(2)]. We conclude that locally at xx, the scheme 𝒳\mathscr{X} is regular and DD is a strict normal crossings divisor.

Thus it suffices to prove our claim. We may assume that xx is not a zero-dimensional stratum of DD, since at such points, the pair (𝒳,D)(\mathscr{X},D) is snc by the definition of a dlt pair. Let EE be a prime divisor in DD that contains CC. Let F1,…,FrF_{1},\ldots,F_{r} be the non-empty intersections of EE with the other components of DD, and set Δ=F1+…+Fr\Delta=F_{1}+\ldots+F_{r}. Then the pair (E,Δ)(E,\Delta) is dlt, and

KE+Δ=(K𝒳+D)|EK_{E}+\Delta=(K_{\mathscr{X}}+D)|_{E}

is Cartier (see Proposition 4.5 and Claim 4.16.4 in [Ko13]). By the induction hypothesis, EE is regular at xx.

Let m≥1m\geq 1 be the index of EE at xx, that is, the smallest positive integer such that m​EmE is Cartier at xx. Working locally around xx, we may assume that EE is regular and that 𝒪𝒳​(m​E)\mathcal{O}_{\mathscr{X}}(mE) is a trivial line bundle. The choice of a trivialisation determines a ramified μm\mu_{m}-cover h:𝒳~→𝒳h\colon\widetilde{\mathscr{X}}\to\mathscr{X} defined by

𝒳~=Spec𝒳​⨁a=0m𝒪𝒳​(−a​E).\widetilde{\mathscr{X}}=\mathrm{Spec}\,_{\mathscr{X}}\bigoplus_{a=0}^{m}\mathcal{O}_{\mathscr{X}}(-aE).

Here 𝒪𝒳​(−a​E)\mathcal{O}_{\mathscr{X}}(-aE) is the rank one reflexive sheaf associated with the Weil divisor −a​E-aE. This is the so-called index one cover of the pair (𝒳,E)(\mathscr{X},E) at the point xx; see [KM98, 2.52] for details. The morphism hh is étale over all the points where EE is Cartier; in particular, it is étale over all the codimension one points of EE, since 𝒳\mathscr{X} is regular in codimension two by Lemma 4.2. The minimality of mm implies that the inverse image of xx in 𝒳~\widetilde{\mathscr{X}} consists of a unique point, which we denote by x~\widetilde{x}.

We write E~\widetilde{E} for the inverse image of EE on 𝒳~\widetilde{\mathscr{X}}, and D~\widetilde{D} for the inverse image of the divisor DD. By [KM98, 5.20], the pair (𝒳~,D~)(\widetilde{\mathscr{X}},\widetilde{D}) is log canonical, and mldx~​(𝒳~,D~)\mathrm{mld}_{\widetilde{x}}(\widetilde{\mathscr{X}},\widetilde{D}) is positive. Since we chose xx on a one-dimensional stratum CC, the divisor DD has dim(𝒳)−1\dim(\mathscr{X})-1 irreducible components that pass through xx. This implies that E~\widetilde{E} is unibranch at x~\widetilde{x}. Otherwise, étale-locally around x~\widetilde{x}, the divisor D~\widetilde{D} would have at least dim(𝒳)\dim(\mathscr{X}) components passing through x~\widetilde{x}, and x~\widetilde{x} would be their intersection; but this implies that x~\widetilde{x} is a log canonical center of (X~,D~)(\widetilde{X},\widetilde{D}), by [Ko13, 4.41(2)], contradicting the positivity of mldx~​(𝒳~,D~)\mathrm{mld}_{\widetilde{x}}(\widetilde{\mathscr{X}},\widetilde{D}).

We denote by E~′\widetilde{E}^{\prime} the normalization of E~\widetilde{E}. Since E~\widetilde{E} is unibranch at x~\widetilde{x}, there is a unique point x~′\widetilde{x}^{\prime} on E~′\widetilde{E}^{\prime} that lies above x~∈E~\widetilde{x}\in\widetilde{E}. We have already observed that the morphism E~→E\widetilde{E}\to E induced by hh is étale in codimension one; then the normality of EE implies that E~\widetilde{E} is normal in codimension one. Thus E~′→E\widetilde{E}^{\prime}\to E is also étale in codimension one. Since EE is regular, the purity of the branch locus now implies that the finite morphism E~′→E\widetilde{E}^{\prime}\to E is étale at x~′\widetilde{x}^{\prime}; but x~′\widetilde{x}^{\prime} is the unique point that lies above x∈Ex\in E, so that E~′→E\widetilde{E}^{\prime}\to E, and hence E~→E\widetilde{E}\to E, are isomorphisms. We finally conclude that m=1m=1, so that EE is Cartier at xx. ∎

Corollary 4.6.

Let XX be a Calabi-Yau variety over KK, and let 𝒳\mathscr{X} be a good minimal dlt-model for XX over RR. Assume that the special fiber 𝒳k\mathscr{X}_{k} is reduced. Let CC be a one-dimensional stratum of 𝒳k\mathscr{X}_{k}. Then, on an open neighbourhood of CC, the scheme 𝒳\mathscr{X} is regular and 𝒳k\mathscr{X}_{k} is a divisor with strict normal crossings.

Proof.

The property that the pair (𝒳,𝒳k,red)(\mathscr{X},\mathscr{X}_{k,\mathrm{red}}) is snc at a point of 𝒳k\mathscr{X}_{k} only depends on the reduction of 𝒳\mathscr{X} modulo t2t^{2}. Thus by means of the approximation result in Proposition 4.3, we can reduce to the case where the model 𝒳\mathscr{X} is defined over a smooth algebraic kk-curve; then the result follows from Theorem 4.5. ∎

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.