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2. Construction of the non-archimedean SYZ fibration [04X1]

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2. Construction of the non-archimedean SYZ fibration

(2.1) Let XX be a Calabi-Yau variety over KK. The essential skeleton Sk⁡(X)\mathrm{Sk}(X) of XX was first defined by Kontsevich and Soibelman in [KS06]. The construction was then refined and generalized in [MN15]. Let ω\omega be a volume form on XX. Then one can attach to the pair (X,ω)(X,\omega) a weight function

wtω:Xan→ℝ∪{+∞}\mathrm{wt}_{\omega}\colon X^{\mathrm{an}}\to\mathbb{R}\cup\{+\infty\}

that measures the degeneration of (X,ω)(X,\omega) at t=0t=0 along points of XanX^{\mathrm{an}}; see [MN15, §4.5]. The essential skeleton Sk⁡(X)\mathrm{Sk}(X) is the locus of points in XanX^{\mathrm{an}} where wtω\mathrm{wt}_{\omega} reaches its minimal value. This definition only depends on XX, and not on ω\omega, because multiplying ω\omega with a scalar λ∈K∗\lambda\in K^{\ast} shifts the weight function by the constant ordt​λ\mathrm{ord}_{t}\lambda. The essential skeleton is a non-empty compact subspace of XanX^{\mathrm{an}}, which can be explicitly computed in the following way. Let 𝒳\mathscr{X} be an snc-model of XX, with special fiber 𝒳k=∑i∈INi​Ei\mathscr{X}_{k}=\sum_{i\in I}N_{i}E_{i}. If we view ω\omega as a rational section of the line bundle ω𝒳/R​(𝒳k,red)\omega_{\mathscr{X}/R}(\mathscr{X}_{k,\mathrm{red}}), then it defines a Cartier divisor on 𝒳\mathscr{X} that we denote by div𝒳​(ω)\mathrm{div}_{\mathscr{X}}(\omega). It is supported on 𝒳k\mathscr{X}_{k} because ω\omega is nowhere vanishing on XX; thus we can write div𝒳​(ω)=∑i∈Iνi​Ei\mathrm{div}_{\mathscr{X}}(\omega)=\sum_{i\in I}\nu_{i}E_{i}. If we denote by Δ⁡(𝒳)\Delta(\mathscr{X}) the dual intersection complex of 𝒳k\mathscr{X}_{k}, then Sk⁡(X)\mathrm{Sk}(X) is canonically homeomorphic to the sub-Δ\Delta-complex of Δ⁡(𝒳)\Delta(\mathscr{X}) spanned by the vertices corresponding to the components EiE_{i} for which νi/Ni\nu_{i}/N_{i} is minimal (see Theorem 3 in [KS06, §6.6] and Theorem 4.7.5 in [MN15]). In particular, Sk⁡(X)\mathrm{Sk}(X) is homeomorphic to a finite Δ\Delta-complex of dimension ≤dim(X)\leq\dim(X).

(2.2) Kontsevich and Soibelman postulated that Sk⁡(X)\mathrm{Sk}(X) should be the base of the non-archimedean SYZ fibration, but the definition of Sk⁡(X)\mathrm{Sk}(X) does not provide us with a map Xan→Sk⁡(X)X^{\mathrm{an}}\to\mathrm{Sk}(X). To construct such a map, we will use an alternative description of the essential skeleton that appeared in [NX16a]. Let 𝒳\mathscr{X} be a minimal dlt-model of XX, and denote by 𝒳snc\mathscr{X}^{\mathrm{snc}} the open subscheme of 𝒳\mathscr{X} consisting of the points where 𝒳\mathscr{X} is regular and 𝒳k\mathscr{X}_{k} has strict normal crossings. Then the dual intersection complex Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}) of 𝒳ksnc\mathscr{X}^{\mathrm{snc}}_{k} can be canonically embedded into XanX^{\mathrm{an}} (see [MN15, §3]). It follows from [NX16a, 3.3.3] that the image of this embedding is exactly the essential skeleton Sk⁡(X)\mathrm{Sk}(X). To be precise, it is assumed in the statement of [NX16a, 3.3.3] that 𝒳\mathscr{X} is ℚ\mathbb{Q}-factorial and defined over an algebraic curve, but these assumptions are not used in the proof. If the minimal dlt-model 𝒳\mathscr{X} is good, we will now construct a continuous retraction ρ𝒳:Xan→Sk⁡(X)\rho_{\mathscr{X}}\colon X^{\mathrm{an}}\to\mathrm{Sk}(X) by generalizing the construction for snc-models in [MN15, 3.1.5].

(2.3) Let 𝒳\mathscr{X} be a good minimal dlt-model of XX. We need to make the following technical assumption: the strata of 𝒳k\mathscr{X}_{k} are precisely the log canonical centers of the pair (𝒳,𝒳k,red)(\mathscr{X},\mathscr{X}_{k,\mathrm{red}}) that are contained in 𝒳k\mathscr{X}_{k}. By the definition of a dlt-model, every log canonical center of (𝒳,𝒳k,red)(\mathscr{X},\mathscr{X}_{k,\mathrm{red}}) is a stratum. The converse implication is known when 𝒳\mathscr{X} is defined over an algebraic curve [Ko13, 4.16]. We will prove in Corollary 4.4 that it also holds when 𝒳k\mathscr{X}_{k} is reduced, which is the most important case for our purposes. We expect that the assumption is always satisfied, but the relevant parts of the Minimal Model Program have not been written down for RR-schemes. In any case, if our technical assumption holds, we can proceed in the following way.

(2.4) Let xx be a point in XanX^{\mathrm{an}} and let red𝒳​(x)\mathrm{red}_{\mathscr{X}}(x) be its reduction on 𝒳k\mathscr{X}_{k} (see [MN15, 2.2.2]). Let ZZ be the unique minimal stratum of 𝒳k\mathscr{X}_{k} that contains red𝒳​(x)\mathrm{red}_{\mathscr{X}}(x). By our assumption (2), ZZ is a log canonical center of (𝒳,𝒳k,red)(\mathscr{X},\mathscr{X}_{k,\mathrm{red}}). Then Z∩𝒳sncZ\cap\mathscr{X}^{\mathrm{snc}} is a non-empty stratum of 𝒳ksnc\mathscr{X}^{\mathrm{snc}}_{k} by the definition of a dlt pair. Thus, it determines a unique face τ\tau of the dual intersection complex Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}). Let E1,…,ErE_{1},\ldots,E_{r} be the prime components of 𝒳k\mathscr{X}_{k} that contain ZZ, and let N1,…,NrN_{1},\ldots,N_{r} be their multiplicities in 𝒳k\mathscr{X}_{k}. Then E1,…,ErE_{1},\ldots,E_{r} correspond precisely to the vertices v1,…,vrv_{1},\ldots,v_{r} of τ\tau. We choose a positive integer mm such that m​EimE_{i} is Cartier at the point red𝒳​(x)\mathrm{red}_{\mathscr{X}}(x) for every ii, and we choose a local equation fi=0f_{i}=0 for m​EimE_{i} at red𝒳​(x)\mathrm{red}_{\mathscr{X}}(x). Then ρ𝒳​(x)\rho_{\mathscr{X}}(x) is the point of the simplex τ\tau with barycentric coordinates

α=1m​(−N1​ln⁡|f1​(x)|,…,−Nr​ln⁡|fr​(x)|)\alpha=\frac{1}{m}(-N_{1}\ln|f_{1}(x)|,\ldots,-N_{r}\ln|f_{r}(x)|)

with respect to the vertices (v1,…,vr)(v_{1},\ldots,v_{r}). Under the embedding of Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}) into XanX^{\mathrm{an}}, the point ρ𝒳​(x)\rho_{\mathscr{X}}(x) corresponds to the monomial point represented by (𝒳,(E1,…,Er),ξ)(\mathscr{X},(E_{1},\ldots,E_{r}),\xi) and the tuple

1m​(−ln⁡|f1​(x)|,…,−ln⁡|fr​(x)|),\frac{1}{m}(-\ln|f_{1}(x)|,\ldots,-\ln|f_{r}(x)|),

in the terminology of [MN15, 2.4.5]. It is obvious that this definition does not depend on the choices of mm and the local equations fif_{i}. It is also straightforward to check that ρ𝒳\rho_{\mathscr{X}} is continuous, and that it is a retraction onto Δ⁡(𝒳snc)=Sk⁡(X)\Delta(\mathscr{X}^{\mathrm{snc}})=\mathrm{Sk}(X).

Definition 2.5.

Let XX be a Calabi-Yau variety over KK and let 𝒳\mathscr{X} be a good minimal dlt-model of XX that satisfies assumption (2). Then we call the map ρ𝒳:Xan→Sk⁡(X)\rho_{\mathscr{X}}\colon X^{\mathrm{an}}\to\mathrm{Sk}(X) constructed in (2) the non-archimedean SYZ fibration associated with 𝒳\mathscr{X}.

(2.6) Beware that, even though the subspace Sk⁡(X)\mathrm{Sk}(X) of XanX^{\mathrm{an}} only depends on XX, the Δ\Delta-structure on Δ⁡(𝒳snc)=Sk⁡(X)\Delta(\mathscr{X}^{\mathrm{snc}})=\mathrm{Sk}(X) and the retraction ρ𝒳:Xan→Sk⁡(X)\rho_{\mathscr{X}}\colon X^{\mathrm{an}}\to\mathrm{Sk}(X) depend on the choice of the (good) minimal dlt-model 𝒳\mathscr{X}; we will illustrate this in Example 2.7 below. However, the essential skeleton Sk⁡(X)\mathrm{Sk}(X) does carry a canonical piecewise integral affine structure, which is induced by the embedding into the KK-analytic space XanX^{\mathrm{an}}: see [MN15, §3.2]. If 𝒳\mathscr{X} is a minimal dlt-model for XX, then this piecewise integral affine structure coincides with the one induced by the Δ\Delta-complex structure on Δ⁡(𝒳snc)=Sk⁡(X)\Delta(\mathscr{X}^{\mathrm{snc}})=\mathrm{Sk}(X), provided that the barycentric coordinates on the faces of Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}) are weighted by the multiplicities of the prime components in 𝒳k\mathscr{X}_{k} as in [MN15, 3.2.1].

Example 2.7.

Let XX be a maximally degenerate K​3K3 surface over KK, and let 𝒳\mathscr{X} be a good minimal dlt-model over RR with reduced special fiber. Then Sk⁡(X)\mathrm{Sk}(X) is homeomorphic to 22-sphere, and Δ⁡(𝒳snc)\Delta(\mathscr{X}^{\mathrm{snc}}) provides this sphere with a triangulation. Different choice of 𝒳\mathscr{X} are related by elementary modifications (flops) of type 0, 1 or 2 [FM83, pp.12-15]. An elementary modification of type 0 does not affect the triangulation of Sk⁡(X)\mathrm{Sk}(X) or the map ρ𝒳\rho_{\mathscr{X}}, because it only changes 𝒳\mathscr{X} along a curve contained in a two-dimensional open stratum. An elementary modification of type 1 does not modify the triangulation of Sk⁡(X)\mathrm{Sk}(X) but it does alter the map ρ𝒳\rho_{\mathscr{X}}, because the points of XanX^{\mathrm{an}} that specialize to the minus one curve that is flipped (but not to its intersection with a double curve) will be mapped to a different vertex of Sk⁡(X)\mathrm{Sk}(X). Finally, an elementary modification of type 2 flips an edge in the triangulation of Sk⁡(X)\mathrm{Sk}(X), but does not alter ρ𝒳\rho_{\mathscr{X}} because ρ𝒳\rho_{\mathscr{X}} is invariant under blow-ups of strata in snc-models (see Propositions 3.1.7 and 3.1.9 in [MN15]).

Proposition 2.8.

Let XX be a projective Calabi-Yau variety over KK. Then the essential skeleton Sk⁡(X)\mathrm{Sk}(X) is a strong deformation retract of XanX^{\mathrm{an}}. If 𝒳\mathscr{X} is a good minimal dlt-model that satisfies the assumption in (2), then ρ𝒳\rho_{\mathscr{X}} is homotopic to the identity on XanX^{\mathrm{an}} relative to Sk⁡(X)\mathrm{Sk}(X).

Proof.

It is shown in [NX16a, 4.2.4] that Sk⁡(X)\mathrm{Sk}(X) is a strong deformation retract of XanX^{\mathrm{an}}. This implies that every continuous retraction Xan→Sk⁡(X)X^{\mathrm{an}}\to\mathrm{Sk}(X) is homotopic to the identity on XanX^{\mathrm{an}} relative to Sk⁡(X)\mathrm{Sk}(X); in particular, this is true for the retraction ρ𝒳\rho_{\mathscr{X}}. ∎

(2.9) Let XX be a Calabi-Yau variety over KK of dimension nn. We say that XX is maximally degenerate if XX has a semistable snc-model over RR and the essential skeleton Sk⁡(X)\mathrm{Sk}(X) has dimension nn. This is the class of Calabi-Yau varieties where we expect the SYZ mirror symmetry picture to appear. If XX is projective, then the condition dim(Sk⁡(X))=n\dim(\mathrm{Sk}(X))=n is equivalent to the property that, for any topological generator σ\sigma of Gal⁡(Ka/K)≅μ^​(k)\mathrm{Gal}(K^{a}/K)\cong\widehat{\mu}(k) and any prime number ℓ\ell, the action of σ\sigma on the étale cohomology space

Hétn​(X×KKa,ℚℓ)H^{n}_{\text{\'{e}t}}(X\times_{K}K^{a},\mathbb{Q}_{\ell})

has a Jordan block of rank n+1n+1, by [NX16a, 4.2.4(4)]. If XX is maximally degenerate and projective, then Sk⁡(X)\mathrm{Sk}(X) is a closed pseudomanifold (see [NX16a, 4.2.4(3)] – in the statement of that result, one should add the assumption that XX has a semistable snc-model, like in [NX16a, 4.1.7]). If we assume, moreover, that XX is geometrically simply connected and hi,0​(X)=0h^{i,0}(X)=0 for 0<i<n0<i<n, then it is expected that Sk⁡(X)\mathrm{Sk}(X) is homeomorphic to SnS^{n}. This has been proven in [KX16] when n≤3n\leq 3, and also when n=4n=4 and XX has a minimal dlt-model that is also a semistable snc-model. One can prove in any dimension that Sk⁡(X)\mathrm{Sk}(X) has the ℚ\mathbb{Q}-rational homology of SnS^{n}, and that its fundamental group has trivial profinite completion; see [NX16a, 4.2.4(4)] and [HN17, 6.1.3(4)].

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