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3.5. Dual unit disc bundle [00N7]

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3.5. Dual unit disc bundle

Let ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert be an algebra norm on V∙​(L)V_{{\scriptscriptstyle\bullet}}(L), such that Vn​(L)V_{n}(L) are orthogonal subspaces for ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert. We relate the Berkovich spectrum of normed section algebra with the dual unit disc bundle with respect to the envelop metric.

Proposition 3.16.

Let z∈(Spec⁡V∙​(L))anz\in(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}} be a point. Let (x,e∨​(x))∈T​o​t​(L∨)(x,e^{\vee}(x))\in Tot(L^{\vee}) be the point (p​(𝟎)−1)an​(z)(p(\boldsymbol{0})^{-1})^{\mathrm{an}}(z). Then z∈𝔐(V^(L,⦀⋅⦀))z\in\mathfrak{M}(\widehat{V}(L,\vvvert\mathord{\cdot}\vvvert)) if and only if one of the following criteria holds

  1. (1)

    there exist C⁡(z)>0C(z)>0 such that

    ∀s¯∈V∙(L),|s¯|z≤C(z)⋅⦀s¯⦀.\forall\underline{s}\in V_{{\scriptscriptstyle\bullet}}(L),\quad\lvert\underline{s}\rvert_{z}\leq C(z)\cdot\vvvert\underline{s}\vvvert.
  2. (2)

    there exist C⁡(z)>0C(z)>0 such that

    ∀s¯(x)∈V∙(L)(x),|s¯(x)|z≤C(z)⋅⦀s¯(x)⦀X|x.\forall\underline{s}(x)\in V_{{\scriptscriptstyle\bullet}}(L)(x),\quad\lvert\underline{s}(x)\rvert_{z}\leq C(z)\cdot\vvvert\underline{s}(x)\vvvert_{X|x}.
  3. (3)

    there exist C′​(z)=1C^{\prime}(z)=1 such that

    ∀e1(x)∈V1(L)(x),|e1(x)|z≤⦀e1(x)⦀(X|x);sp,\forall e_{1}(x)\in V_{1}(L)(x),\quad\lvert e_{1}(x)\rvert_{z}\leq\vvvert e_{1}(x)\vvvert_{(X|x);\mathrm{sp}},

    where ⦀⋅⦀(X|x);sp\vvvert\mathord{\cdot}\vvvert_{(X|x);\mathrm{sp}} is the spectral algebra seminorm of ⦀⋅⦀X|x\vvvert\mathord{\cdot}\vvvert_{X|x}.

Proof.

The criterion 1 unfolds the definition of the fact that z∈𝔐z\in\mathfrak{M}. The criterion 2 is equivalent to the criterion 1, as ⦀⋅⦀X|x\vvvert\mathord{\cdot}\vvvert_{X|x} is the quotient algebra norm of ⦀⋅⦀κ^​(x)\vvvert\mathord{\cdot}\vvvert_{\widehat{\kappa}(x)} for the evaluation map ev⁡(x)\mathrm{ev}(x). The criterion 3 is equivalent to the criterion 2: if 2 holds, then

∀n∈ℕ,|e1(x)|z≤C(z)1n⋅⦀e1⊗n(x)⦀X|x1n,\forall n\in\mathbb{N},\quad\lvert e_{1}(x)\rvert_{z}\leq C(z)^{\frac{1}{n}}\cdot\vvvert e_{1}^{\otimes n}(x)\vvvert_{X|x}^{\frac{1}{n}},

so 3 holds after a limit process for n→∞n\to\infty. Conversely, if 3 holds, then since Vn​(L)​(x)V_{n}(L)(x) is spaned by e1⊗n​(x)e_{1}^{\otimes n}(x) over κ^​(x)\widehat{\kappa}(x), one has

∀n∈ℕ,|sn|z≤⦀sn(x)⦀(X|x);sp≤⦀sn(x)⦀X|x,\forall n\in\mathbb{N},\quad\lvert s_{n}\rvert_{z}\leq\vvvert s_{n}(x)\vvvert_{(X|x);\mathrm{sp}}\leq\vvvert s_{n}(x)\vvvert_{X|x},

so 2 holds by the ultra-metricity of |⋅|z\lvert\mathord{\cdot}\rvert_{z} and the orthogonality of ⦀⋅⦀X|x\vvvert\mathord{\cdot}\vvvert_{X|x} for Vn​(L)V_{n}(L)’s. ∎

Corollary 3.17.

With the same notations as above, the algebra seminorm ⦀⋅⦀(X|x);sp\vvvert\mathord{\cdot}\vvvert_{(X|x);\mathrm{sp}} on L⁡(x)L(x) is equal to |⋅|𝒫(⦀⋅⦀)(x)\lvert\mathord{\cdot}\rvert_{\mathcal{P}(\vvvert\mathord{\cdot}\vvvert)}(x).

Proof.

For any x∈Xanx\in X^{\mathrm{an}} and any e1​(x)∈V1​(L)​(x)e_{1}(x)\in V_{1}(L)(x), we have

⦀e1(x)⦀(X|x);sp=limn→∞⦀e1⊗n(x)⦀X|x1n=limn→∞1nFS(∥⋅∥n)(e1(x))(x)=𝒫(⦀⋅⦀)(e1(x))(x).\begin{split}\vvvert e_{1}(x)\vvvert_{(X|x);\mathrm{sp}}&=\lim_{\begin{subarray}{c}n\to\infty\end{subarray}}\vvvert e_{1}^{\otimes n}(x)\vvvert_{X|x}^{\frac{1}{n}}\\ &=\lim_{\begin{subarray}{c}n\to\infty\end{subarray}}\frac{1}{n}\mathrm{FS}(\lVert\mathord{\cdot}\rVert_{n})(e_{1}(x))(x)=\mathcal{P}(\vvvert\mathord{\cdot}\vvvert)(e_{1}(x))(x).\end{split}

∎

Remark 3.18.

The resulting algebra seminorm |⋅|𝒫(⦀⋅⦀)(x)\lvert\mathord{\cdot}\rvert_{\mathcal{P}(\vvvert\mathord{\cdot}\vvvert)}(x) gives rise to a pseudometric on LanL^{\mathrm{an}}.

Lemma 3.19.

The map p​(𝟎)anp(\mathbf{0})^{\mathrm{an}} induces a continuous map of topological spacecs

p​(𝟎)an:T​o​t​(L∨)an→(Spec⁡V∙​(L))an.p(\boldsymbol{0})^{\mathrm{an}}:Tot(L^{\vee})^{\mathrm{an}}\rightarrow(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}.

Moreover, it induces a homeomorphism

p​(𝟎)an:T​o​t​(L∨)an∖𝕆an→(Spec⁡V∙​(L))an∖𝟎an.p(\boldsymbol{0})^{\mathrm{an}}:Tot(L^{\vee})^{\mathrm{an}}\setminus\mathbb{O}^{\mathrm{an}}\rightarrow(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}\setminus\boldsymbol{0}^{\mathrm{an}}.
Proof.

By Proposition 2.94, the morphism p⁡(𝟎)p(\boldsymbol{0}) of schemes of finite type over Spec⁡k\spec k induces a continuous map betweeen the topological space of their analytification:

p​(𝟎)an:T​o​t​(L∨)an→(Spec⁡V∙​(L))an.p(\boldsymbol{0})^{\mathrm{an}}:Tot(L^{\vee})^{\mathrm{an}}\rightarrow(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}.

Since

p⁡(𝟎):T​o​t​(L∨)∖𝕆→Spec⁡(V∙​(L))∖𝟎p(\boldsymbol{0}):Tot(L^{\vee})\setminus\mathbb{O}\rightarrow\spec(V_{{\scriptscriptstyle\bullet}}(L))\setminus\boldsymbol{0}

is an isomorphism of schemes of finite type, its analytification induces a homeomorphism by Proposition 2.94

p​(𝟎)an:T​o​t​(L∨)an∖𝕆an→(Spec⁡V∙​(L))an∖𝟎an.p(\boldsymbol{0})^{\mathrm{an}}:Tot(L^{\vee})^{\mathrm{an}}\setminus\mathbb{O}^{\mathrm{an}}\rightarrow(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}\setminus\boldsymbol{0}^{\mathrm{an}}.

∎

Proposition 3.20.

The map p​(𝟎)anp(\mathbf{0})^{\mathrm{an}} induces a continuous map of topological spacecs

𝔻¯∨(L,𝒫(⦀⋅⦀),0)→(SpecV∙(L))an\overline{\mathbb{D}}^{\vee}(L,\mathcal{P}(\vvvert\mathord{\cdot}\vvvert),0)\rightarrow(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}

which induces a homeomorphism between

𝔻¯∨(L,𝒫(⦀⋅⦀),0)∖𝕆an→(𝔐(V^∙(L,⦀⋅⦀)))∖𝟎an.\overline{\mathbb{D}}^{\vee}(L,\mathcal{P}(\vvvert\mathord{\cdot}\vvvert),0)\setminus\mathbb{O}^{\mathrm{an}}\rightarrow(\mathfrak{M}(\widehat{V}_{{\scriptscriptstyle\bullet}}(L,\vvvert\mathord{\cdot}\vvvert)))\setminus\mathbf{0}^{\mathrm{an}}.
Proof.

Starting with the continuous map in Lemma 3.19, we can determine the pre-image of 𝔐(V^∙(L,⦀⋅⦀))\mathfrak{M}(\widehat{V}_{{\scriptscriptstyle\bullet}}(L,\vvvert\mathord{\cdot}\vvvert)): let z∈(Spec⁡V∙​(L))an∖𝟎anz\in(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}\setminus\boldsymbol{0}^{\mathrm{an}} be a point and (x,e∨​(x))(x,e^{\vee}(x)) be its unique pre-image under p​(𝟎)anp(\boldsymbol{0})^{\mathrm{an}}, where x∈Xanx\in X^{\mathrm{an}} and e∨​(x)∈L∨​(x)e^{\vee}(x)\in L^{\vee}(x). By Lemma 3, if we fix a non-zero element e1​(x)∈L​(x)e_{1}(x)\in L(x), the point zz lies in 𝔐(V^∙(L,⦀⋅⦀))\mathfrak{M}(\widehat{V}_{{\scriptscriptstyle\bullet}}(L,\vvvert\mathord{\cdot}\vvvert)) if and only if

|e1(x)|z≤|e1(x)|𝒫(⦀⋅⦀)(x).\lvert e_{1}(x)\rvert_{z}\leq\lvert e_{1}(x)\rvert_{\mathcal{P}(\vvvert\mathord{\cdot}\vvvert)}(x).

This condition is equivalent to

|e∨(e1)(x)|≤|e1(x)|𝒫(⦀⋅⦀)(x).\lvert e^{\vee}(e_{1})(x)\rvert\leq\lvert e_{1}(x)\rvert_{\mathcal{P}(\vvvert\mathord{\cdot}\vvvert)}(x).

Hence there exists a continuous surjective map

p(𝟎)an:𝔻¯∨(L,𝒫(⦀⋅⦀),0)→(𝔐(V^∙(L,⦀⋅⦀))).p(\boldsymbol{0})^{\mathrm{an}}:\overline{\mathbb{D}}^{\vee}(L,\mathcal{P}(\vvvert\mathord{\cdot}\vvvert),0)\rightarrow(\mathfrak{M}(\widehat{V}_{{\scriptscriptstyle\bullet}}(L,\vvvert\mathord{\cdot}\vvvert))).

If we remove 𝕆an\mathbb{O}^{\mathrm{an}} and 𝟎an\boldsymbol{0}^{\mathrm{an}} from the domain and image, the restricted map is indeed a homeomorphism. ∎

One can give a precise description of dual unit disc bundle for a Fubini-Study metric admitting orthogonal basis.

Proposition 3.21.

Let n∈ℕn\in\mathbb{N} be an integer such that L⊗nL^{\otimes n} is globally generated. Let {sn,j}j∈{0,…,dn}\{s_{n,j}\}_{j\in\{0,\dots,d_{n}\}} be a basis of Vn​(L)V_{n}(L). Let ∥⋅∥n\lVert\mathord{\cdot}\rVert_{n} be a ultrametric norm on Vn​(L)V_{n}(L) with respect to which this basis is orthogonal. Let (x,e1∨​(x))∈T​o​t​(L∨)(x,e_{1}^{\vee}(x))\in Tot(L^{\vee}) and z∈(Spec⁡V∙​(L))anz\in(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}} be it image under p​(𝟎)anp(\boldsymbol{0})^{\mathrm{an}}, then (x,e1∨​(x))∈𝔻¯∨​(L,1n​FS​(∥⋅∥n))(x,e_{1}^{\vee}(x))\in\overline{\mathbb{D}}^{\vee}(L,\frac{1}{n}\mathrm{FS}(\lVert\mathord{\cdot}\rVert_{n})) (resp.𝔻∨​(L,1n​FS​(∥⋅∥n))\mathbb{D}^{\vee}(L,\frac{1}{n}\mathrm{FS}(\lVert\mathord{\cdot}\rVert_{n}))) if and only if

∀j∈{0,…,dn},|sn,j​(z)|≤∥sn,j∥n​(resp.<∥sn,j∥n).\forall j\in\{0,\dots,d_{n}\},\ \lvert s_{n,j}(z)\rvert\leq\lVert s_{n,j}\rVert_{n}\ (\text{resp.}<\lVert s_{n,j}\rVert_{n}).

In particular, the image of 𝔻∨​(L,1n​FS​(∥⋅∥n))\mathbb{D}^{\vee}(L,\frac{1}{n}\mathrm{FS}(\lVert\mathord{\cdot}\rVert_{n})) under p​(𝟎)anp(\boldsymbol{0})^{\mathrm{an}} is an open subset in (Spec⁡V∙​(L))an(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}.

Proof.

The assertion is clear if e1​(x)=0e_{1}(x)=0. For e1​(x)≠0e_{1}(x)\neq 0, let en​(x)=e1⊗n​(x)e_{n}(x)=e_{1}^{\otimes n}(x), note that

|e1∨​(x)|1n​FS​(∥⋅∥n)∨=(|en∨​(x)|FS​(∥⋅∥n)∨)1n.\lvert e_{1}^{\vee}(x)\rvert_{\frac{1}{n}\mathrm{FS}(\lVert\mathord{\cdot}\rVert_{n})^{\vee}}=(\lvert e_{n}^{\vee}(x)\rvert_{\mathrm{FS}(\lVert\mathord{\cdot}\rVert_{n})^{\vee}})^{\frac{1}{n}}.

By Corollary 3.15, one has

|en∨​(x)|FS​(∥⋅∥n)∨=max⁡{|en∨​(x)​(sn,j)|κ^​(x)⋅∥sn,j∥n−1}\lvert e_{n}^{\vee}(x)\rvert_{\mathrm{FS}(\lVert\mathord{\cdot}\rVert_{n})^{\vee}}=\max\Big\{\lvert e_{n}^{\vee}(x)(s_{n,j})\rvert_{\widehat{\kappa}(x)}\cdot\lVert s_{n,j}\rVert_{n}^{-1}\Big\}

so

|e1∨​(x)|1n​FS​(∥⋅∥n)∨=max⁡{|en∨​(x)​(sn,j)|κ^​(x)⋅∥sn,j∥n−1}1n.\lvert e_{1}^{\vee}(x)\rvert_{\frac{1}{n}\mathrm{FS}(\lVert\mathord{\cdot}\rVert_{n})^{\vee}}=\max\Big\{\lvert e_{n}^{\vee}(x)(s_{n,j})\rvert_{\widehat{\kappa}(x)}\cdot\lVert s_{n,j}\rVert_{n}^{-1}\Big\}^{\frac{1}{n}}.

Tautologically, one has

sn,j​(z)=(e1⊗n)∨​(x)​(sn,j)=en∨​(x)​(sn,j),s_{n,j}(z)=(e_{1}^{\otimes n})^{\vee}(x)(s_{n,j})=e_{n}^{\vee}(x)(s_{n,j}),

so the criterion holds. By these defining equations, it is easy to see that the image of the open dual unit disc bundle is an open set. ∎

Corollary 3.22.

Let ϕ\phi be a continuous metric on LL. Then the image of 𝔻∨​(L,ϕ)\mathbb{D}^{\vee}(L,\phi) under p​(𝟎)anp(\boldsymbol{0})^{\mathrm{an}} is an open subset of (Spec⁡V∙​(L))an(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}.

Proof.

As ϕ\phi is continuous, 𝔻∨​(L,ϕ)∖𝕆an\mathbb{D}^{\vee}(L,\phi)\setminus\mathbb{O}^{\mathrm{an}} is an open subset of T​o​t​(L∨)an∖𝕆anTot(L^{\vee})^{\mathrm{an}}\setminus\mathbb{O}^{\mathrm{an}}. By Lemma 3.19, under the map p​(𝟎)anp(\boldsymbol{0})^{\mathrm{an}}, the image of 𝔻∨​(L,ϕ)∖𝕆an\mathbb{D}^{\vee}(L,\phi)\setminus\mathbb{O}^{\mathrm{an}} is an open subset of (Spec⁡V∙​(L))an∖𝟎an(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}\setminus\boldsymbol{0}^{\mathrm{an}}, so it is also an open subset of (Spec⁡V∙​(L))an(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}. It suffices to treat 𝟎an\boldsymbol{0}^{\mathrm{an}} which is the image of 𝕆an\mathbb{O}^{\mathrm{an}}.

As LL is ample, there exist n∈ℕn\in\mathbb{N} such that L⊗nL^{\otimes n} is globally generated. Let {sn,j}j∈{0,…,dn}\{s_{n,j}\}_{j\in\{0,\dots,d_{n}\}} be a basis and let ψ\psi be the Fubini-Study metric associated with some ultrametric norm ∥⋅∥n\lVert\mathord{\cdot}\rVert_{n} for which this basis is orthogonal. As both 1n​ψ\frac{1}{n}\psi and ϕ\phi are continuous and XanX^{\mathrm{an}} is compact, there exist α∈ℝ\alpha\in\mathbb{R} such that

∀x∈Xan,1n​ψ​(α)​(x)≤ϕ⁡(x),\forall x\in X^{\mathrm{an}},\ \frac{1}{n}\psi(\alpha)(x)\leq\phi(x),

so

p​(𝟎)an​(𝔻∨​(L,1n​ψ​(α)))⊆p​(𝟎)an​(𝔻∨​(L,ϕ)).p(\boldsymbol{0})^{\mathrm{an}}(\mathbb{D}^{\vee}(L,\frac{1}{n}\psi(\alpha)))\subseteq p(\boldsymbol{0})^{\mathrm{an}}(\mathbb{D}^{\vee}(L,\phi)).

the left hand side is an open subset of (Spec⁡V∙​(L))an(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}} by Lemma 3.21. Then

p​(𝟎)an​(𝔻∨​(L,ϕ))=p​(𝟎)an​(𝔻∨​(L,ϕ)∖𝕆an)∪p​(𝟎)an​(𝔻∨​(L,1n​ψ​(α)))p(\boldsymbol{0})^{\mathrm{an}}(\mathbb{D}^{\vee}(L,\phi))=p(\boldsymbol{0})^{\mathrm{an}}(\mathbb{D}^{\vee}(L,\phi)\setminus\mathbb{O}^{\mathrm{an}})\cup p(\boldsymbol{0})^{\mathrm{an}}(\mathbb{D}^{\vee}(L,\frac{1}{n}\psi(\alpha)))

is an open set in (Spec⁡V∙​(L))an(\spec V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}. ∎

Corollary 3.23.

If 𝒫⁡(ϕ)\mathcal{P}(\phi) is continous, then for any ϵ>0\epsilon>0, one has

𝔐⁡(V^∙​(L,ϕ))⊆IntV∙top​(𝔐⁡(V^∙​(L,ϕ⁡(ϵ)))),\mathfrak{M}(\widehat{V}_{{\scriptscriptstyle\bullet}}(L,\phi))\subseteq\text{Int}^{\mathrm{top}}_{V_{{\scriptscriptstyle\bullet}}}(\mathfrak{M}(\widehat{V}_{{\scriptscriptstyle\bullet}}(L,\phi(\epsilon)))),

where IntV∙top\text{Int}^{\mathrm{top}}_{V_{{\scriptscriptstyle\bullet}}} denotes the topological interior as subspace of Spec⁡(V∙​(L))an\spec(V_{{\scriptscriptstyle\bullet}}(L))^{\mathrm{an}}.

Proof.

By Proposition 3.20, the left hand side 𝔐​(V^∙​(L,ϕ))\mathfrak{M}(\widehat{V}_{{\scriptscriptstyle\bullet}}(L,\phi)) is identified with p​(𝟎)an​(𝔻¯∨​(L,ϕ))p(\boldsymbol{0})^{\mathrm{an}}(\overline{\mathbb{D}}^{\vee}(L,\phi)), which is contained in the open subset p​(𝟎)an​(𝔻∨​(L,ϕ⁡(ϵ)))p(\boldsymbol{0})^{\mathrm{an}}(\mathbb{D}^{\vee}(L,\phi(\epsilon))). This open subset is contained in p​(𝟎)an​(𝔻¯∨​(L,ϕ⁡(ϵ)))p(\boldsymbol{0})^{\mathrm{an}}(\overline{\mathbb{D}}^{\vee}(L,\phi(\epsilon))) which is identified with 𝔐⁡(V^∙​(L,ϕ⁡(ϵ)))\mathfrak{M}(\widehat{V}_{{\scriptscriptstyle\bullet}}(L,\phi(\epsilon))), hence this open subset is contained in the topological interior of the later, the right hand side. ∎

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