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2.9. Perturbation into a Calabi-Yau metric [0417]

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2.9. Perturbation into a Calabi-Yau metric

In this Section we complete the construction of the promised Taub-NUT type Calabi-Yau metric on ℂ3\mathbb{C}^{3}.

Lemma 2.25.

Given 0<ϵ≪10<\epsilon\ll 1, there is a Kähler metric ω(3)=ω(2)+−1​∂∂¯​ϕ(3)\omega^{(3)}=\omega^{(2)}+\sqrt{-1}\partial\bar{\partial}\phi^{(3)} with estimate

‖dϕ(3)‖C−ϵ,−1+ϵk+1,α​(ℂ3,Λ1)≤CA−1/4,\left\lVert d\phi^{(3)}\right\rVert_{C^{k+1,\alpha}_{-\epsilon,-1+\epsilon}(\mathbb{C}^{3},\Lambda^{1})}\leq CA^{-1/4},

such that the volume form error E(3)E^{(3)} defined by

34​(E(3)+1)​−1​Ω∧Ω¯=(ω(3))3\frac{3}{4}(E^{(3)}+1)\sqrt{-1}\Omega\wedge\overline{\Omega}=(\omega^{(3)})^{3}

satisfies the fast decay estimate ‖E(3)‖C−4−ϵ,−4+4​ϵk,α≤C.\left\lVert E^{(3)}\right\rVert_{C^{k,\alpha}_{-4-\epsilon,-4+4\epsilon}}\leq C. Here the constants only depend on k,α,ϵ,κk,\alpha,\epsilon,\kappa and the scale invariant uniform ellipticity bound (2.11). In particular ω(3)\omega^{(3)} is close to ω(2)\omega^{(2)} in the Ck,αC^{k,\alpha}-topology outside a compact set, and the volume form error decay rate is faster than quadratic.

Proof.

By Lemma 2.14 the initial volume form error is

‖E(2)‖C−1−ϵ,−1+ϵk,α≤‖E(2)‖C−1,−1k,α≤C.\left\lVert E^{(2)}\right\rVert_{C^{k,\alpha}_{-1-\epsilon,-1+\epsilon}}\leq\left\lVert E^{(2)}\right\rVert_{C^{k,\alpha}_{-1,-1}}\leq C.

Applying Corollary 2.24 we can solve the Poisson equation with estimate

Δg(2)u1=−2E(2),‖du1‖C−ϵ,−1+ϵk+1,α​(ℂ3,Λ1)≤CA−1/4,\Delta_{g^{(2)}}u_{1}=-2E^{(2)},\quad\left\lVert du_{1}\right\rVert_{C^{k+1,\alpha}_{-\epsilon,-1+\epsilon}(\mathbb{C}^{3},\Lambda^{1})}\leq CA^{-1/4},

so in particular

‖∂∂¯​u1‖C−1−ϵ,−1+ϵk,α≤C,‖(∂∂¯​u1)2‖C−2−2​ϵ,−2+2​ϵk,α≤C.\left\lVert\partial\bar{\partial}u_{1}\right\rVert_{C^{k,\alpha}_{-1-\epsilon,-1+\epsilon}}\leq C,\quad\left\lVert(\partial\bar{\partial}u_{1})^{2}\right\rVert_{C^{k,\alpha}_{-2-2\epsilon,-2+2\epsilon}}\leq C.

Now (ω(2)′)3=(ω(2)+−1​∂∂¯​u1)3=(ω(2))3​(1+12​Δg(2)​u1+O⁡(|∂∂¯​u1|2))(\omega^{(2)^{\prime}})^{3}=(\omega^{(2)}+\sqrt{-1}\partial\bar{\partial}u_{1})^{3}=(\omega^{(2)})^{3}(1+\frac{1}{2}\Delta_{g^{(2)}}u_{1}+O(|\partial\bar{\partial}u_{1}|^{2})), so the new volume form error has improved decay:

34​(E(2)′+1)​−1​Ω∧Ω¯=(ω(2)′)3,‖E(2)′‖C−2,−2+2​ϵk,α≤‖E(2)′‖C−2−2​ϵ,−2+2​ϵk,α≤C.\frac{3}{4}(E^{(2)^{\prime}}+1)\sqrt{-1}\Omega\wedge\overline{\Omega}=(\omega^{(2)^{\prime}})^{3},\quad\left\lVert E^{(2)^{\prime}}\right\rVert_{C^{k,\alpha}_{-2,-2+2\epsilon}}\leq\left\lVert E^{(2)^{\prime}}\right\rVert_{C^{k,\alpha}_{-2-2\epsilon,-2+2\epsilon}}\leq C.

We notice that the modification to ω(2)\omega^{(2)} is C0C^{0}-small outside a compact region, where the positive definite condition for the Kähler metric is not affected. Inside the compact set we can add on a locally supported semipositive (1,1)-form to guarantee the Kähler condition, as we have done in Section 2.6. We abuse notation to write this Kähler metric after surgery as ω(2)′\omega^{(2)^{\prime}}, which inherits all the analytic properties of ω(2)\omega^{(2)}.

Applying Corollary 2.24 again to solve the Poisson equation with background metric g(2)′g^{(2)^{\prime}},

Δg(2)′u2=−2E(2)′,‖du2‖C−1,−2+2​ϵk+1,α​(ℂ3,Λ1)≤CA−1/4,\Delta_{g^{(2)^{\prime}}}u_{2}=-2E^{(2)^{\prime}},\quad\left\lVert du_{2}\right\rVert_{C^{k+1,\alpha}_{-1,-2+2\epsilon}(\mathbb{C}^{3},\Lambda^{1})}\leq CA^{-1/4},

and using (ω(2)′+−1​∂∂¯​u2)3=(ω(2)′)3​(1+12​Δg(2)′​u2+O⁡(|∂∂¯​u2|2)),(\omega^{(2)^{\prime}}+\sqrt{-1}\partial\bar{\partial}u_{2})^{3}=(\omega^{(2)^{\prime}})^{3}(1+\frac{1}{2}\Delta_{g^{(2)^{\prime}}}u_{2}+O(|\partial\bar{\partial}u_{2}|^{2})), the new volume form error is now bounded in C−4,−4+4​ϵk,αC^{k,\alpha}_{-4,-4+4\epsilon}-norm. Another surgery in the compact region ensures the Kähler property. ∎

Now we can prove the main theorem of this Chapter.

Theorem 2.26.

(Taub-NUT type Calabi-Yau metric on ℂ3\mathbb{C}^{3}) There exists a complete metric ωℂ3=ω(2)+−1​∂∂¯​ϕℂ3\omega_{\mathbb{C}^{3}}=\omega^{(2)}+\sqrt{-1}\partial\bar{\partial}\phi^{\mathbb{C}^{3}} on ℂ3\mathbb{C}^{3} satisfying ωℂ33=34​−1​Ω∧Ω¯\omega_{\mathbb{C}^{3}}^{3}=\frac{3}{4}\sqrt{-1}\Omega\wedge\overline{\Omega}, with metric deviation estimate

‖dϕℂ3‖C−ϵ,−1+ϵk+1,α​(ℂ3,Λ1)≤CA−1/4,‖−1∂∂¯ϕℂ3‖C−1−ϵ,−1+ϵk,α​(ℂ3,Λ1,1)≤C.\left\lVert d\phi^{\mathbb{C}^{3}}\right\rVert_{C^{k+1,\alpha}_{-\epsilon,-1+\epsilon}(\mathbb{C}^{3},\Lambda^{1})}\leq CA^{-1/4},\quad\left\lVert\sqrt{-1}\partial\bar{\partial}\phi^{\mathbb{C}^{3}}\right\rVert_{C^{k,\alpha}_{-1-\epsilon,-1+\epsilon}(\mathbb{C}^{3},\Lambda^{1,1})}\leq C.

Here 0<ϵ≪10<\epsilon\ll 1 is an arbitrarily small given number, and the constants depend only on k,α,ϵk,\alpha,\epsilon and the scale invariant uniform ellipticity bound (2.11). This metric inherits all the symmetries of ω(2)\omega^{(2)}.

Proof.

We assume C−1​δi​j≤ai​j≤C​δi​jC^{-1}\delta_{ij}\leq a_{ij}\leq C\delta_{ij} which can be relaxed by scaling. It suffices to solve the complex Monge-Ampère equation

(ω(3)+−1​∂∂¯​ϕ′)3=34​−1​Ω∧Ω¯.(\omega^{(3)}+\sqrt{-1}\partial\bar{\partial}\phi^{\prime})^{3}=\frac{3}{4}\sqrt{-1}\Omega\wedge\overline{\Omega}.

In Hein’s analytic package (cf. Section 2.7), the conditions on the ambient metric including Ck,αC^{k,\alpha} quasi-atlas, existence of a distance-like function with Hessian bounds, and the weighted Sobolev inequality, are robust conditions which are inherited by ω(3)\omega^{(3)} from ω(2)\omega^{(2)}. The volume form error E(3)E^{(3)} has faster than quadratic decay by construction:

|E(3)|≤C​(|μ→|a+1)−4+ϵ.|E^{(3)}|\leq C(|\vec{\mu}|_{a}+1)^{-4+\epsilon}.

Thus Hein’s package provides a potential ϕ′\phi^{\prime} solving the complex Monge-Ampère equation with decay estimate |ϕ′|≤C​(|μ→|a+1)−2+2​ϵ|\phi^{\prime}|\leq C(|\vec{\mu}|_{a}+1)^{-2+2\epsilon}. Elliptic bootstrap gives the bound ‖ϕ′‖C0,−2+2​ϵk+2,α≤C,\left\lVert\phi^{\prime}\right\rVert_{C^{k+2,\alpha}_{0,-2+2\epsilon}}\leq C, so ‖d​ϕ′‖C−1,−2+2​ϵk+1,α​(ℂ3,Λ1)≤C\left\lVert d\phi^{\prime}\right\rVert_{C^{k+1,\alpha}_{-1,-2+2\epsilon}(\mathbb{C}^{3},\Lambda^{1})}\leq C, which combined with Lemma 2.25 implies the metric deviation estimate. ∎

Some immediate geometric consequences are

Corollary 2.27.

The Taub-NUT type Calabi-Yau metric gℂ3g_{\mathbb{C}^{3}} has volume growth rate

C−1≤Vol​(Bgℂ3​(r))r4≤C,r≥A−1/4.C^{-1}\leq\frac{\text{Vol}(B_{g_{\mathbb{C}^{3}}}(r))}{r^{4}}\leq C,\quad r\geq A^{-1/4}.

and the tangent cone at infinity is the Euclidean ℝ4\mathbb{R}^{4}.

Corollary 2.28.

The Riemannian curvature satisfies the decay estimate

|Rm|≤CA−1/4ℓ−3.|\text{Rm}|\leq CA^{-1/4}\ell^{-3}.
Proof.

Using the metric deviation estimate, the Riemannian curvature is bounded. Morever if ℓ>2A−1/4\ell>2A^{-1/4}, then we can find a flat model gflatg_{\text{flat}} over a gag_{a}-ball of radius ∼ℓ/10\sim\ell/10, where ‖gflat−gℂ3‖C−1,0k,α≤C.\left\lVert g_{\text{flat}}-g_{\mathbb{C}^{3}}\right\rVert_{C^{k,\alpha}_{-1,0}}\leq C. Using this bound up to second order derivatives, the Christoffel symbols in the local flat coordinates are O(A−1/4ℓ−2)O(A^{-1/4}\ell^{-2}) and the Riemannian curvature is of order O(A−1/4ℓ−3)O(A^{-1/4}\ell^{-3}). ∎

In particular, in the generic region where |μ→|a|\vec{\mu}|_{a} is comparable to ℓ\ell, the Riemannian curvature decays as Rm​(x)=O⁡(dist​(x,0)−3),\text{Rm}(x)=O(\text{dist}(x,0)^{-3}), although the Riemannian curvature does not decay at infinity along 𝔇i\mathfrak{D}_{i}.

Corollary 2.29.

There exist T2T^{2}-moment coordinates μ~1ℂ3\tilde{\mu}_{1}^{\mathbb{C}^{3}}, μ~2ℂ3\tilde{\mu}_{2}^{\mathbb{C}^{3}} on (ℂ3,ωℂ3)(\mathbb{C}^{3},\omega_{\mathbb{C}^{3}}) with global estimate

|μi−μ~iℂ3|≤CA−3/4ℓ−ϵ|μ→|a−1+ϵ.|\mu_{i}-\tilde{\mu}_{i}^{\mathbb{C}^{3}}|\leq CA^{-3/4}\ell^{-\epsilon}|\vec{\mu}|_{a}^{-1+\epsilon}.

The map ℂ3→(μ~1ℂ3,μ~2ℂ3,Im​(η))ℝ3\mathbb{C}^{3}\xrightarrow{(\tilde{\mu}_{1}^{\mathbb{C}^{3}},\tilde{\mu}_{2}^{\mathbb{C}^{3}},\text{Im}(\eta))}\mathbb{R}^{3} is a special Lagrangian fibration with phase angle zero, whose critical point set is ⋃i,j{zi=zj=0}\bigcup_{i,j}\{z_{i}=z_{j}=0\} and whose discriminant locus agrees with (1.2).

Remark 2.11.

Moment coordinates for the Taub-NUT type metric ωℂ3\omega_{\mathbb{C}^{3}} should not be confused with the moment coordinates μi\mu_{i} for the Kähler ansatz.

Proof.

The existence of moment coordinates follows from H1​(ℂ3)=0H^{1}(\mathbb{C}^{3})=0, but for the purpose of estimation we wish to relate μ~iℂ3\tilde{\mu}_{i}^{\mathbb{C}^{3}} to μi\mu_{i} outside the ball {|μ→|a≲A−1/4}\{|\vec{\mu}|_{a}\lesssim A^{-1/4}\} where the surgery was performed. In this exterior region

ωℂ3=ω(2)+−1∂∂¯ϕℂ3=ω(1)+ddcϕℂ3,dc=−12(∂¯−∂).\omega_{\mathbb{C}^{3}}=\omega^{(2)}+\sqrt{-1}\partial\bar{\partial}\phi^{\mathbb{C}^{3}}=\omega^{(1)}+dd^{c}\phi^{\mathbb{C}^{3}},\quad d^{c}=\frac{\sqrt{-1}}{2}(\bar{\partial}-\partial).

The 1-form dc​ϕℂ3d^{c}\phi^{\mathbb{C}^{3}} is T2T^{2}-invariant, so by Cartan’s formula

ι∂∂θi​d​dc​ϕℂ3=−d​ι∂∂θi​dc​ϕℂ3,\iota_{\frac{\partial}{\partial\theta_{i}}}dd^{c}\phi^{\mathbb{C}^{3}}=-d\iota_{\frac{\partial}{\partial\theta_{i}}}d^{c}\phi^{\mathbb{C}^{3}},

which combined with d​μi=−ι∂∂θi​ω(1)d\mu_{i}=-\iota_{\frac{\partial}{\partial\theta_{i}}}\omega^{(1)} allow us to find the moment coordinates:

μ~iℂ3=μi+ι∂∂θidcϕℂ3,dμ~iℂ3=−ι∂∂θiωℂ3,i=1,2.\tilde{\mu}_{i}^{\mathbb{C}^{3}}=\mu_{i}+\iota_{\frac{\partial}{\partial\theta_{i}}}d^{c}\phi^{\mathbb{C}^{3}},\quad d\tilde{\mu}_{i}^{\mathbb{C}^{3}}=-\iota_{\frac{\partial}{\partial\theta_{i}}}\omega_{\mathbb{C}^{3}},\quad i=1,2.

Using the estimates |dϕℂ3|≤CA−1/2ℓ−ϵ|μ→|a−1+ϵ|d\phi^{\mathbb{C}^{3}}|\leq CA^{-1/2}\ell^{-\epsilon}|\vec{\mu}|_{a}^{-1+\epsilon} and |∂∂θi|≤CA−1/4,|\frac{\partial}{\partial\theta_{i}}|\leq CA^{-1/4}, we see

|μi−μ~iℂ3|≤CA−3/4ℓ−ϵ|μ→|a−1+ϵ.|\mu_{i}-\tilde{\mu}_{i}^{\mathbb{C}^{3}}|\leq CA^{-3/4}\ell^{-\epsilon}|\vec{\mu}|_{a}^{-1+\epsilon}.

Now inside {|μ→|a≲A−1/4}\{|\vec{\mu}|_{a}\lesssim A^{-1/4}\}, we have |μi|≤CA−1/2|\mu_{i}|\leq CA^{-1/2}, and |dμ~i|≤CA−1/4|d\tilde{\mu}_{i}|\leq CA^{-1/4} integrates to give |μ~i|≤CA−1/2|\tilde{\mu}_{i}|\leq CA^{-1/2}. Thus globally on ℂ3\mathbb{C}^{3}

|μi−μ~iℂ3|≤CA−3/4ℓ−ϵ(A−1/4+|μ→|a)−1+ϵ|\mu_{i}-\tilde{\mu}_{i}^{\mathbb{C}^{3}}|\leq CA^{-3/4}\ell^{-\epsilon}(A^{-1/4}+|\vec{\mu}|_{a})^{-1+\epsilon}

as required. Morever μ~1ℂ3,μ~2ℂ3,μ~1ℂ3−μ~2ℂ3\tilde{\mu}_{1}^{\mathbb{C}^{3}},\tilde{\mu}_{2}^{\mathbb{C}^{3}},\tilde{\mu}_{1}^{\mathbb{C}^{3}}-\tilde{\mu}_{2}^{\mathbb{C}^{3}} vanish respectively along 𝔇1,𝔇2,𝔇3\mathfrak{D}_{1},\mathfrak{D}_{2},\mathfrak{D}_{3}, due to the respective vanishing of the circle generators ∂∂θ1,∂∂θ2,∂∂θ1−∂∂θ2\frac{\partial}{\partial\theta_{1}},\frac{\partial}{\partial\theta_{2}},\frac{\partial}{\partial\theta_{1}}-\frac{\partial}{\partial\theta_{2}}.

Now consider the map ℂ3→(μ~1ℂ3,μ~2ℂ3,Im​(η))ℝ3\mathbb{C}^{3}\xrightarrow{(\tilde{\mu}_{1}^{\mathbb{C}^{3}},\tilde{\mu}_{2}^{\mathbb{C}^{3}},\text{Im}(\eta))}\mathbb{R}^{3}. It is a special Lagrangian fibration by Remark 1.6.

At a critical point p∈ℂ3p\in\mathbb{C}^{3} the Zariski tangent space of the fibre, namely the annihilator of span​(d​μ~1ℂ3,d​μ~2ℂ3,d​Im​η)\text{span}(d\tilde{\mu}_{1}^{\mathbb{C}^{3}},d\tilde{\mu}_{2}^{\mathbb{C}^{3}},d\text{Im}\eta), is a linear subspace of Tp​ℂ3T_{p}\mathbb{C}^{3} of real dimension at least 4. It contains ∂∂θ1,∂∂θ2\frac{\partial}{\partial\theta_{1}},\frac{\partial}{\partial\theta_{2}} and is gℂ3g_{\mathbb{C}^{3}}-orthogonal to I​∂∂θ1,I​∂∂θ2I\frac{\partial}{\partial\theta_{1}},I\frac{\partial}{\partial\theta_{2}}. If d​η≠0d\eta\neq 0 at pp, then ∂∂θ1,∂∂θ2\frac{\partial}{\partial\theta_{1}},\frac{\partial}{\partial\theta_{2}} are linearly independent, so the Zariski tangent space is the orthogonal complement of span​(I​∂∂θ1,I​∂∂θ2)\text{span}(I\frac{\partial}{\partial\theta_{1}},I\frac{\partial}{\partial\theta_{2}}) by dimension counting. Since d​Im​ηd\text{Im}\eta vanishes on the Zariski tangent space, and d​ηd\eta vanishes on spanℂ​(∂∂θ1,∂∂θ2)\text{span}_{\mathbb{C}}(\frac{\partial}{\partial\theta_{1}},\frac{\partial}{\partial\theta_{2}}), we deduce d​η=0d\eta=0 on Tp​ℂ3T_{p}\mathbb{C}^{3}, contradiction. Thus the critical points must satisfy d​η=0d\eta=0, or equivalently p∈⋃i,j{zi=zj=0}p\in\bigcup_{i,j}\{z_{i}=z_{j}=0\}. Conversely all points in ⋃i,j{zi=zj=0}\bigcup_{i,j}\{z_{i}=z_{j}=0\} are critical. Having identified the critical point set, the discriminant locus follows from the argument in Lemma 1.6. ∎

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