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2. Calabi-Yau metrics with torus symmetry [04Z6]

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2. Calabi-Yau metrics with torus symmetry

In this section we discuss Calabi-Yau metrics which are preserved by a compact torus action, and the symmetry reduction of the Calabi-Yau equation. We shall explain the motivation for studying these and why we expect these metrics to provide local models for collapsing of Calabi-Yau metrics when the complex structure degenerates. For our main application in proving Theorem 1.1 it turns out that it is NOT necessary to exactly solve the dimension reduced Calabi-Yau equation. So our discussion in this section will be slightly sketchy. In later sections, we shall explain how to use these ideas to find exactly Calabi-Yau metrics (complete and incomplete) with torus symmetry, in certain natural settings when the torus orbits are sufficiently collapsed.

The organization of this Section is as follows. In Section 2.1 we explain the motivation and study the dimension reduction of the Calabi-Yau equation for S1S^{1} action. In Section 2.2 and 2.3 we write down some exact solutions to the reduced equation, which will serve as important local models in our later analysis. In Section 2.4 we consider the linearized equation and explain a natural class of singular solutions are given by Green’s currents. In Section 2.5 we briefly discuss the case of higher rank torus action.

2.1. Motivation and dimension reduction of the Calabi-Yau equation

We begin by recalling the familiar theory in complex dimension two. In this case Calabi-Yau metrics are locally hyperkähler and such metrics with circle symmetry are locally given by the classical Gibbons-Hawking ansatz, in terms of a positive harmonic function on a domain in ℝ3\mathbb{R}^{3}. Notice however in the usual Gibbons-Hawking construction the hyperkähler metrics admits an S2S^{2} family of parallel compatible complex structures and there is a priori no preferred choice, but if we do make a choice of complex structure the base ℝ3\mathbb{R}^{3} also has a natural splitting into ℂ⊕ℝ\mathbb{C}\oplus\mathbb{R}, and we refer to Section 2.3 for further discussion. Fixed points of the circle action correspond to simple poles of the harmonic function, i.e. Dirac type singularities, locally given by 12​r\frac{1}{2r} plus a smooth function. Local topological model for the S1S^{1} fibration near a singularity is the standard Hopf fibration π:ℝ4→ℝ3\pi:\mathbb{R}^{4}\rightarrow\mathbb{R}^{3}. Applying the Gibbons-Hawking construction to the entire ℝ3\mathbb{R}^{3} with the harmonic function 12​r+C⁡(C>0)\frac{1}{2r}+C(C>0), one obtains a homothetic scaling family of the Taub-NUT metrics on ℝ4\mathbb{R}^{4}, which limits to the flat ℝ4\mathbb{R}^{4} when C→0C\rightarrow 0, and to the flat ℝ3\mathbb{R}^{3} when C→∞C\rightarrow\infty. Now we can also apply the Gibbons-Hawking ansatz to flat three manifolds with slower volume growth, but then one can not expect a non-trivial global positive harmonic function with only simple poles, nevertheless the construction still yields very interesting family of incomplete hyperkähler metrics. Important examples are given by the Green’s function on S1×ℝ2S^{1}\times\mathbb{R}^{2} (the Ooguri-Vafa metric, c.f. [GW00]) and T2×ℝT^{2}\times\mathbb{R} (c.f. [HSVZ18]). These metrics are important in understanding the collapsing behavior of hyperkähler metrics on K3 surfaces [GW00, HSVZ18].

In general one expects that when collapsing occurs for a family of hyperkähler metrics on K3 surfaces, certain nilpotent fibration structure should appear and due to topological reasons singular fibers often have to appear. The above incomplete metrics are adapted to model the collapsing near the singular fibers, and they exhibit interesting multi-scale collapsing phenomenon.

In higher dimensions, algebro-geometric consideration concerning complex structure degenerations suggests the significance of Calabi-Yau metrics with torus symmetry. Our basic observation is that suppose we have a degenerating family 𝒩→Δ⊂ℂ\mathcal{N}\rightarrow\Delta\subset\mathbb{C} of smooth complex algebraic varieties 𝒩t\mathcal{N}_{t} into 𝒩0\mathcal{N}_{0} which is a union of irreducible components. Then in generic situation, near a point on 𝒩0\mathcal{N}_{0} where k+1k+1 components intersect transversally, the degeneration family is locally modeled by an equation of the form

(2.1) z0⋯zk=t(f(zk+1,⋯zn)+g)z_{0}\cdots z_{k}=t(f(z_{k+1},\cdots z_{n})+g)

where gg is contained in the analytic ideal generated by z0,⋯,zkz_{0},\cdots,z_{k}. Near a point with z0=⋯=zk=0z_{0}=\cdots=z_{k}=0, this can be further approximated by omitting the term gg, which results in a (ℂ∗)k(\mathbb{C}^{*})^{k} fibration

(2.2) z0⋯zk=tf(zk+1,⋯,zn)z_{0}\cdots z_{k}=tf(z_{k+1},\cdots,z_{n})

over a n−kn-k dimensional base. The fibers are orbits of the (ℂ∗)k(\mathbb{C}^{*})^{k} action, where (ℂ∗)k(\mathbb{C}^{*})^{k} is naturally a subgroup in (ℂ∗)k+1={(λ0,⋯,λk)|λi∈ℂ∗}(\mathbb{C}^{*})^{k+1}=\{(\lambda_{0},\cdots,\lambda_{k})|\lambda_{i}\in\mathbb{C}^{*}\} defined by the relation λ0⋯λk=1\lambda_{0}\cdots\lambda_{k}=1.

Slightly more globally one can consider a complex manifold DD and k+1k+1 holomorphic line bundles L0,⋯,LkL_{0},\cdots,L_{k} over DD. Denote the vector bundle E=⊕LjE=\oplus L_{j}. Fix a holomorphic section ff of the tensor product L0⊗⋯⊗Lk≃det(E)L_{0}\otimes\cdots\otimes L_{k}\simeq\det(E). Then we can consider the hypersurface 𝒩\mathcal{N} in E×ℂE\times\mathbb{C} cut-out by the equation

(2.3) s0⊗⋯⊗sk=tf(x)s_{0}\otimes\cdots\otimes s_{k}=tf(x)

where (x,[s0,⋯,sk])(x,[s_{0},\cdots,s_{k}]) is a point in EE and t∈ℂt\in\mathbb{C}. We can view 𝒩\mathcal{N} as a family of hypersurfaces in EE parametrized by t∈ℂt\in\mathbb{C}. There is a natural ℂ∗\mathbb{C}^{*} action on 𝒩\mathcal{N} given by

(2.4) λ(ζ).(x,[s0,⋯,sk],t)=[x,[ζs0,⋯,ζsk],ζk+1t)\lambda(\zeta).(x,[s_{0},\cdots,s_{k}],t)=[x,[\zeta s_{0},\cdots,\zeta s_{k}],\zeta^{k+1}t)

It induces isomorphisms between 𝒩t\mathcal{N}_{t} and 𝒩1\mathcal{N}_{1} for all t≠0t\neq 0, and it preserves 𝒩0\mathcal{N}_{0}.

For simplicity we only consider the generic case when the zeroes of ff form smooth hypersurface, then for t≠0t\neq 0, 𝒩t\mathcal{N}_{t} is smooth but the projection map πt:𝒩t→D\pi_{t}:\mathcal{N}_{t}\rightarrow D is still singular precisely along the union of Πi​j≡{x∈D|si​(x)=sj​(x)=0}\Pi_{ij}\equiv\{x\in D|s_{i}(x)=s_{j}(x)=0\} for all pairs (i,j)(i,j) with i≠ji\neq j. Notice this union is also the singular set of the total space 𝒩\mathcal{N}. When t=0t=0, 𝒩0\mathcal{N}_{0} is simply the union of the zero sections of LjL_{j}.

Suppose now the base DD has a Calabi-Yau structure (ωD,ΩD)(\omega_{D},\Omega_{D}), then one can easily write down a (ℂ∗)k(\mathbb{C}^{*})^{k} invariant holomorphic volume form Ωt\Omega_{t} on 𝒩t\mathcal{N}_{t} for t≠0t\neq 0, which is given by

(2.5) Ωt=∑j=0k(−1)jd​s0s0∧⋯d​sjsj^∧⋯∧d​sksk∧πt∗ΩD,\Omega_{t}=\sum_{j=0}^{k}(-1)^{j}\frac{ds_{0}}{s_{0}}\wedge\cdots\widehat{\frac{ds_{j}}{s_{j}}}\wedge\cdots\wedge\frac{ds_{k}}{s_{k}}\wedge\pi_{t}^{*}\Omega_{D},

where the notation d​sjsj(j=0,⋯k)\frac{ds_{j}}{s_{j}}(j=0,\cdots k) should be understood after choosing a local holomorphic section of LjL_{j} and it is easy to see that Ωt\Omega_{t} does not depend on the particular choice. Also a priori Ωt\Omega_{t} is defined away from the singular fibers of the projection πt\pi_{t}, and it is not difficult to see that Ωt\Omega_{t} extends to a nowhere vanishing holomorphic volume form on 𝒩t\mathcal{N}_{t}.

Let Tk=(S1)k⊂(ℂ∗)kT^{k}=(S^{1})^{k}\subset(\mathbb{C}^{*})^{k} be the obvious maximal compact subgroup. Naturally one would ask for TkT^{k} invariant Calabi-Yau metrics on (part of) 𝒩t\mathcal{N}_{t} with volume form given by C​Ωt∧Ω¯tC\Omega_{t}\wedge\bar{\Omega}_{t}, and we are then lead to study dimension reduction of the Calabi-Yau equation under the TkT^{k} action. This has been studied by Matessi [Mat01] and we shall now explain the details for the case k=1k=1, and we briefly discuss the case of general kk in Section 2.5.

Suppose (X,ω,J)(X,\omega,J) is an nn dimensional Kähler manifold admitting an S1S^{1} action which is holomorphic and Hamiltonian, with a moment map function zz, i.e.

(2.6) d​z=ξ​⌟​ωdz=\xi\lrcorner\omega

where ξ\xi is the vector field generating the S1S^{1} action. We first assume in addition that the S1S^{1} action is free. Locally in a neighborhood of an S1S^{1} orbit we can complexify the S1S^{1} action and obtain a complex quotient DD which is an n−1n-1 dimensional complex manifold. The local S1S^{1} quotient can then be identified as a differentiable manifold with Q=D×IQ=D\times I, where II is an interval with coordinate function zz.

Denote by {w1,⋯,wn−1}\{w_{1},\cdots,w_{n-1}\} the local holomorphic coordinates on DD. Then they can be viewed as local holomorphic functions on XX. Let tt be an arbitrary local function with ξ⁡(t)=1\xi(t)=1, Then {z,t,w1,⋯,wn−1}\{z,t,w_{1},\cdots,w_{n-1}\} gives a local coordinate system on XX, and we have ξ=∂t\xi=\partial_{t}. Write wi=xi+−1​yiw_{i}=x_{i}+\sqrt{-1}y_{i}. Then we can express the complex structure JJ on XX in terms of the local coordinates as

(2.7) J​d​xi=d​yi,J​d​yi=−d​xi,J​d​z=h−1​Θ,Jdx_{i}=dy_{i},Jdy_{i}=-dx_{i},Jdz=h^{-1}\Theta,

where h>0h>0 is a local function and Θ\Theta is a local 1-form which can be written as

(2.8) Θ=−d​t+θ,\Theta=-dt+\theta,

such that θ\theta does not have d​tdt component. The negative sign is due to the fact that

(2.9) Jdz(∂t)=−dz(J∂t)=−ω(ξ,Jξ)<0.Jdz(\partial_{t})=-dz(J\partial_{t})=-\omega(\xi,J\xi)<0.

This also gives an intrinsic geometric meaning for h−1h^{-1}, as the norm squared of the Killing field ξ\xi. In particular hh is S1S^{1} invariant hence descends to a function on QQ.

By the S1S^{1} invariance

(2.10) ℒξ​(J​d​z)=0,ℒξ​(d​t)=0\mathcal{L}_{\xi}(Jdz)=0,\mathcal{L}_{\xi}(dt)=0

we obtain

(2.11) ℒξ​θ=0\mathcal{L}_{\xi}\theta=0

So θ\theta can also be viewed as a a 1-form on QQ.

We can write the Kähler form ω\omega as

(2.12) ω=d​z∧(−d​t+θ)+ω~\omega=dz\wedge(-dt+\theta)+\tilde{\omega}

where ω~\tilde{\omega} is a (1,1)(1,1)-form without d​zdz or d​tdt component. This is due to (2.6) and the fact that ω\omega is of type (1,1)(1,1). Since ℒξ​ω=0\mathcal{L}_{\xi}\omega=0 we also have ℒξ​ω~=0\mathcal{L}_{\xi}\tilde{\omega}=0, so the coefficients of ω~\tilde{\omega} also descend to QQ. In particular, we may view ω~=ω~​(z)\tilde{\omega}=\tilde{\omega}(z) as a family of (1,1)(1,1)-forms on DD. The condition d​ω=0d\omega=0 is equivalent to

(2.13) {dD​ω~​(z)=0∂zω~​(z)=dD​θ,\begin{cases}d_{D}\tilde{\omega}(z)=0\\ \partial_{z}\tilde{\omega}(z)=d_{D}\theta,\end{cases}

where dDd_{D} denotes the differential along DD.

Now we consider the integrability of the complex structure JJ. It is straightforward to check that

(2.14) J∂t=h−1θz∂t+h−1∂z,J\partial_{t}=h^{-1}\theta_{z}\partial_{t}+h^{-1}\partial_{z},

so the holomorphic vector field generating the ℂ∗\mathbb{C}^{*} action is given by

(2.15) ξ1,0=12(∂t−−1J∂t)=12(1−−1h−1θz)∂t−12−1h−1∂z\xi^{1,0}=\frac{1}{2}(\partial_{t}-\sqrt{-1}J\partial_{t})=\frac{1}{2}(1-\sqrt{-1}h^{-1}\theta_{z})\partial_{t}-\frac{1}{2}\sqrt{-1}h^{-1}\partial_{z}

The dual holomorphic (1,0)(1,0) form is

(2.16) κ=−1​(h​d​z+−1​Θ+κ′)\kappa=\sqrt{-1}(hdz+\sqrt{-1}\Theta+\kappa^{\prime})

where κ′\kappa^{\prime} only involves d​xi,d​yidx_{i},dy_{i}. The integrability condition for JJ can be expressed as

(2.17) d​κ∧κ∧d​w1∧⋯∧d​wn−1=0.d\kappa\wedge\kappa\wedge dw_{1}\wedge\cdots\wedge dw_{n-1}=0.

This is then equivalent to

(2.18) {dD​θ∧d​w1∧⋯∧d​wn−1=0∂zθ=−dDc​h\begin{cases}d_{D}\theta\wedge dw_{1}\wedge\cdots\wedge dw_{n-1}=0\\ \partial_{z}\theta=-d_{D}^{c}h\end{cases}

where dDc≡JD​dDd_{D}^{c}\equiv J_{D}d_{D}. The first equation follows from the second equation in (2.13) which implies dD​Θd_{D}\Theta is of type (1,1)(1,1) on DD. Notice (2.13) and (2.18) together can be re-organized as a system

(2.19) {∂z2ω~+dD​dDc​h=0d​Θ=∂zω~−d​z∧dDc​h\begin{cases}\partial_{z}^{2}\tilde{\omega}+d_{D}d_{D}^{c}h=0\\ d\Theta=\partial_{z}\tilde{\omega}-dz\wedge d_{D}^{c}h\end{cases}

It is not difficult to globalize the above discussion and the upshot is that a Kähler metric with a free S1S^{1} action gives rise to a family of Kähler forms ω~​(z)\tilde{\omega}(z) on a complex manifold DD, together with a positive function hh on D×ID\times I, satisfying (2.19). This is the familiar procedure in Kähler reduction. The 1-form −−1​Θ-\sqrt{-1}\Theta can be viewed as a family of connection 1-forms on the natural S1S^{1} bundle over QQ, so as a consequence ∂zω~=dD​Θ\partial_{z}\tilde{\omega}=d_{D}\Theta defines an integral cohomology class in H2​(D,ℤ)H^{2}(D;\mathbb{Z}).

Conversely, suppose we are given ω~​(z)\tilde{\omega}(z) and hh satisfying (2.19), and suppose [∂zω~z]∈2​π​H2​(D,ℤ)[\partial_{z}\tilde{\omega}_{z}]\in 2\pi H^{2}(D;\mathbb{Z}), then by general theory we can find a connection 1-form Θ\Theta on an S1S^{1} bundle over D×ID\times I satisfying (2.19), and we can then recover the Kähler metric (ω,J)(\omega,J). Notice there is a possible non-uniqueness caused by the choice of Θ\Theta. When H1​(D,ℝ)=0H^{1}(D;\mathbb{R})=0, different choices of Θ\Theta will differ by an exact 1-form on D×ID\times I, so are necessarily gauge equivalent, hence the resulting Kähler metrics will be isomorphic by the induced diffeomorphism.

Now we specialize to Calabi-Yau metrics, so we assume in addition XX has a nowhere vanishing holomorphic volume form Ω\Omega. Denote the holomorphic n−1n-1 form on XX

(2.20) Ω~=ξ1,0​⌟​Ω\tilde{\Omega}=\xi^{1,0}\lrcorner\Omega

The fact that Ω\Omega is S1S^{1} invariant and holomorphic implies that Ω~\tilde{\Omega} descends to a holomorphic (n−1,0)(n-1,0) form ΩD\Omega_{D} on DD, and we also have

(2.21) Ω=κ∧ΩD.\Omega=\kappa\wedge\Omega_{D}.

By definition,

(2.22) ωn=−n​d​z∧d​t∧ω~n−1\omega^{n}=-ndz\wedge dt\wedge\tilde{\omega}^{n-1}

and

(2.23) Ω∧Ω¯=2​−1​(−1)n−1​h​d​z∧d​t∧ΩD∧Ω¯D\Omega\wedge\bar{\Omega}=2\sqrt{-1}(-1)^{n-1}hdz\wedge dt\wedge\Omega_{D}\wedge\bar{\Omega}_{D}

So the Calabi-Yau equation on XX

(2.24) ωnn!=(−1)n22n​Ω∧Ω¯\frac{\omega^{n}}{n!}=\frac{(\sqrt{-1})^{n^{2}}}{2^{n}}\Omega\wedge\bar{\Omega}

becomes

(2.25) ω~n−1(n−1)!=(−1)(n−1)22n−1​h​ΩD∧Ω¯D.\frac{\tilde{\omega}^{n-1}}{(n-1)!}=\frac{(\sqrt{-1})^{(n-1)^{2}}}{2^{n-1}}h\Omega_{D}\wedge\bar{\Omega}_{D}.

Combining (2.19) and (2.25) we get

(2.26) ∂z2ω~+dD​dDc​2n−1​ω~n−1(−1)(n−1)2​ΩD∧Ω¯D=0.\partial_{z}^{2}\tilde{\omega}+d_{D}d_{D}^{c}\frac{2^{n-1}\tilde{\omega}^{n-1}}{(\sqrt{-1})^{(n-1)^{2}}\Omega_{D}\wedge\bar{\Omega}_{D}}=0.

Again it is easy to see this discussion can be globalized so we get a complex Calabi-Yau manifold (D,ΩD)(D,\Omega_{D}) together with a family of Kähler forms ω~​(z)\tilde{\omega}(z) satisfying (2.26). Also the converse is true, so the study of nn dimensional Calabi-Yau metrics (X,ω,Ω)(X,\omega,\Omega) with a free S1S^{1} action is reduced to the study of the equation (2.26).

Now we make a few observations. First when n=2n=2 the equation (2.26) reduces to a linear equation. This is because when n=2n=2, −12​ΩD∧Ω¯D\frac{\sqrt{-1}}{2}\Omega_{D}\wedge\bar{\Omega}_{D} is a flat Kähler form and we can write

(2.27) ω~=−12​V​ΩD∧Ω¯D,\tilde{\omega}=\frac{\sqrt{-1}}{2}V\Omega_{D}\wedge\bar{\Omega}_{D},

for a real function on Q=D×IQ=D\times I. Then the equation (2.25) is equivalent to

(2.28) ∂z2V−ΔD​V=0\partial_{z}^{2}V-\Delta_{D}V=0

where ΔD=dD∗​dD\Delta_{D}=d_{D}^{*}d_{D} is the Hodge Laplace operator with respect to the above flat metric on DD. Now (2.28) is exactly the Laplace equation on QQ, and the above discussion reduces to the classical Gibbons-Hawking ansatz for constructing hyperkähler 4-manifolds. The slight difference is that here we have a distinguished choice of complex structure so the quotient manifold QQ naturally splits as D×ID\times I.

When n>2n>2, (2.26) is still a non-linear equation, and we shall call (2.26) the non-linear Gibbons-Hawking ansatz for Calabi-Yau metrics with S1S^{1} symmetry. This equation was first written down by Matessi [Mat01].

2.2. Calabi model spaces

In general it is not easy to directly solve the equation (2.26), but we can easily see some special solutions, which will be important for us.

Suppose (D,Ω)(D,\Omega) is an n−1n-1 dimensional compact Calabi-Yau manifold, and ωD\omega_{D} is a Calabi-Yau metric on DD with [ωD]∈2​π​H2​(D,ℤ)[\omega_{D}]\in 2\pi H^{2}(D;\mathbb{Z}), satisfying

(2.29) ωDn−1(n−1)!=(−1)(n−1)22n−1​ΩD∧Ω¯D.\frac{\omega_{D}^{n-1}}{(n-1)!}=\frac{(\sqrt{-1})^{(n-1)^{2}}}{2^{n-1}}\Omega_{D}\wedge\bar{\Omega}_{D}.

If we set

(2.30) {ω~​(z)=z⋅ωD;h=zn−1\begin{cases}\tilde{\omega}(z)=z\cdot\omega_{D};\\ h=z^{n-1}\end{cases}

Then as long as z>0z>0, (ω~,h)(\tilde{\omega},h) clearly satisfy (2.26) and the integrality condition is also achieved, so we get (incomplete) Calabi-Yau metrics in nn dimension.

This metric has already appeared in Kähler geometry, which is usually expressed in terms of a Kähler potential. To explain this, we fix a holomorphic line bundle LDL_{D} with first Chern class 12​π​ωD\frac{1}{2\pi}\omega_{D}, and also fix a hermitian metric on LDL_{D} whose curvature form is −−1​ωD-\sqrt{-1}\omega_{D}. Then we consider the subset 𝒞\mathcal{C} of the total space of LDL_{D} consisting of all elements ξ\xi with 0<|ξ|<10<|\xi|<1. It is endowed with a nowhere vanishing holomorphic volume form Ω𝒞\Omega_{\mathcal{C}} and a Ricci-flat Kähler metric ω𝒞\omega_{\mathcal{C}} which is incomplete as |ξ|→1|\xi|\to 1 and complete as |ξ|→0|\xi|\to 0. The holomorphic volume form Ω𝒞\Omega_{\mathcal{C}} is given by (as in Section 4.2)

(2.31) Ω𝒞=−1​d​ξξ∧ΩD\Omega_{\mathcal{C}}=\sqrt{-1}\frac{d\xi}{\xi}\wedge\Omega_{D}

The metric ω𝒞\omega_{\mathcal{C}} is given by the Calabi ansatz

(2.32) ω𝒞=nn+1​−1​∂∂¯​(−log⁡|ξ|2)n+1n.\omega_{\mathcal{C}}=\frac{n}{n+1}\sqrt{-1}\partial\bar{\partial}(-{\log|\xi|^{2}})^{\frac{n+1}{n}}.

It is straightforward to check that

(2.33) ω𝒞n=1n​2n−1​(−1)n2​Ω𝒞∧Ω¯𝒞,\omega_{\mathcal{C}}^{n}=\frac{1}{n2^{n-1}}(\sqrt{-1})^{n^{2}}\Omega_{\mathcal{C}}\wedge\overline{\Omega}_{\mathcal{C}},

Clearly the Calabi-Yau structure (ω𝒞,Ω𝒞)(\omega_{\mathcal{C}},\Omega_{\mathcal{C}}) is invariant under the natural S1S^{1} action on LDL_{D}. Applying the S1S^{1} reduction as in Section 2.1, we get that the moment map is given by

(2.34) z=(−log⁡|ξ|2)1/n,z=(-{\log|\xi|^{2}})^{1/n},

and the reduced family of Kähler metrics on DD is given by

(2.35) ω~=z⋅ωD.\tilde{\omega}=z\cdot\omega_{D}.

The function hh is

(2.36) h=2n​zn.h=\frac{2}{n}z^{n}.

So we see this gives rise to the above solution to (2.30) (up to a multiplicative constant on hh), We call the space (𝒞,ω𝒞,Ω𝒞)(\mathcal{C},\omega_{\mathcal{C}},\Omega_{\mathcal{C}}) a Calabi model space. In Section 4.2, Remark 4.12.2 we shall see the formula (2.32) can also be recovered from (2.30), and this works in a more general situation.

Now from the second construction the connection 1-form Θ\Theta is given by the Chern connection 1-form on LDL_{D}. We claim that by varying the holomorphic structures on LDL_{D} we obtain all the gauge equivalence classes of Θ\Theta. This follows from the fact that there is a natural isomorphism between the group 𝒮h\mathcal{S}_{h} of the isomorphism classes of holomorphic line bundles with c1=0∈H2​(D,ℝ)c_{1}=0\in H^{2}(D;\mathbb{R}) and the group 𝒮f\mathcal{S}_{f} of gauge equivalence classes of flat U⁡(1)U(1) connections on DD. Abstractly, we know the first group fits into an exact sequence

(2.37) 0→H1​(D,𝒪)H1​(D,ℤ)→𝒮h→Htor2→0,0\rightarrow\frac{H^{1}(D;\mathcal{O})}{H^{1}(D;\mathbb{Z})}\rightarrow\mathcal{S}_{h}\rightarrow H^{2}_{\text{tor}}\rightarrow 0,

where Ht​o​r2H^{2}_{tor} denotes the torsion subgroup in H2​(D,ℤ)H^{2}(D;\mathbb{Z}), and the second group fits into a short exact sequence

(2.38) 0→H1​(D,ℝ)H1​(D,ℤ)→𝒮f→Hom​(H1,tor,S1)→00\rightarrow\frac{H^{1}(D;\mathbb{R})}{H^{1}(D;\mathbb{Z})}\rightarrow\mathcal{S}_{f}\rightarrow\text{Hom}(H_{1,\text{tor}},S^{1})\rightarrow 0

where H1,t​o​rH_{1,tor} is the torsion subgroup in H1​(D,ℤ)H_{1}(D;\mathbb{Z}). The isomorphism between 𝒮h\mathcal{S}_{h} and 𝒮f\mathcal{S}_{f} induces an isomorphism on the torsion quotients, which coincides with the isomorphism

(2.39) Htor2≃Ext​(H1​(D,ℤ),ℤ)≃Hom​(H1,t​o​r,S1)H^{2}_{\text{tor}}\simeq\text{Ext}(H_{1}(D;\mathbb{Z}),\mathbb{Z})\simeq\text{Hom}(H_{1,tor},S^{1})

given by the universal coefficient theorem.

We mentioned in the above that gauge equivalent choices of the connection 1-form Θ\Theta yield isomorphic Calabi-Yau structures on 𝒞\mathcal{C}. Now we observe that for different choices of gauge equivalence classes which differ only by an element in the identity component of 𝒮f\mathcal{S}_{f}, the resulting Calabi-Yau structures are also isomorphic, via a diffeomorphism that covers a holomorphic isometry on DD. For this we fix a choice of Θ\Theta, then given any vector field VV on DD, let V^\hat{V} be the horizontal lift of VV to the U⁡(1)U(1) bundle with respect to the connection Θ\Theta. The infinitesmal variation of Θ\Theta along the flow of V^\hat{V} is given by

(2.40) ℒV^​Θ=d⁡(V^​⌟​Θ)+V^​⌟​d​Θ=V​⌟​ωD.\mathcal{L}_{\hat{V}}\Theta=d(\hat{V}\lrcorner\Theta)+\hat{V}\lrcorner d\Theta=V\lrcorner\omega_{D}.

Since ωD\omega_{D} is Ricci-flat, every harmonic 1-form on DD is parallel, so by Bochner’s theorem, the map V↦V​⌟​ωDV\mapsto V\lrcorner\omega_{D} defines an isomorphism between the space of parallel vector fields on DD and the space of harmonic 1-forms on DD. A parallel vector field is automatically holomorphic and Killing, we see if Θ′\Theta^{\prime} differs from Θ\Theta by a harmonic 1-form, then they are related by the flow of some V^\hat{V} for a parallel vector field VV.

2.3. Two dimensional standard model spaces

In the classical Gibbons-Hawking ansatz, to get interesting topology one often needs to allow the S1S^{1} action to have fixed points. This corresponds to the harmonic function VV having Dirac type singularities. For the convenience of later discussion we shall briefly recall the relevant formulae in this model situation, using our description with a preferred complex structure.

We start with X=ℂ2X=\mathbb{C}^{2}, with standard holomorphic coordinates (u1,u2)(u_{1},u_{2}), and flat Kähler metric

(2.41) {ωℂ2=−12​(d​u1∧d​u¯1+d​u2∧d​u¯2)Ωℂ2=d​u1∧d​u2.\begin{cases}\omega_{\mathbb{C}^{2}}=\frac{\sqrt{-1}}{2}(du_{1}\wedge d\bar{u}_{1}+du_{2}\wedge d\bar{u}_{2})\\ \Omega_{\mathbb{C}^{2}}=du_{1}\wedge du_{2}.\end{cases}

Consider the S1S^{1} action on ℂ2\mathbb{C}^{2}

(2.42) e−1​t⋅(u1,u2)≡(e−−1​t​u1,e−1​t​u2).e^{\sqrt{-1}t}\cdot(u_{1},u_{2})\equiv(e^{-\sqrt{-1}t}u_{1},e^{\sqrt{-1}t}u_{2}).

with infinitesimal generator

(2.43) ∂t=−−1(u1∂u1−u2∂u2)+−1(u¯1∂u¯1−u¯2∂u¯2).\partial_{t}=-\sqrt{-1}(u_{1}\partial_{u_{1}}-u_{2}\partial_{u_{2}})+\sqrt{-1}(\bar{u}_{1}\partial_{\bar{u}_{1}}-\bar{u}_{2}\partial_{\bar{u}_{2}}).

Then we have a moment map zz for the S1S^{1} action with respect to ωℂ2\omega_{\mathbb{C}^{2}} and a complex moment map yy for the complexified ℂ∗\mathbb{C}^{*} action with respect to Ωℂ2\Omega_{\mathbb{C}^{2}}. Together we obtain the standard Hopf map π:ℂ2→Q0≡ℂ⊕ℝ\pi:\mathbb{C}^{2}\rightarrow Q_{0}\equiv\mathbb{C}\oplus\mathbb{R}

(2.44) {z=12​(|u1|2−|u2|2)y=u1​u2.\begin{cases}z=\frac{1}{2}(|u_{1}|^{2}-|u_{2}|^{2})\\ y=u_{1}u_{2}.\end{cases}

Then the holomorphic quotient is D0=ℂD_{0}=\mathbb{C} with holomorphic coordinate y=y1+−1​y2y=y_{1}+\sqrt{-1}y_{2}, and we can calculate that

(2.45) {ω~0=−14​r​d​y∧d​y¯Ω0=d​yh0=12​rV=12​r\begin{cases}\tilde{\omega}_{0}=\frac{\sqrt{-1}}{4r}dy\wedge d\bar{y}\\ \Omega_{0}=dy\\ h_{0}=\frac{1}{2r}\\ V=\frac{1}{2r}\end{cases}

where r=y12+y22+z2r=\sqrt{y_{1}^{2}+y_{2}^{2}+z^{2}} is the standard radial function on Q0Q_{0}, and we have the relation

(2.46) r=12​(|u1|2+|u2|2).r=\frac{1}{2}(|u_{1}|^{2}+|u_{2}|^{2}).

The connection 1-form Θ0\Theta_{0} on ℂ2\mathbb{C}^{2} can also be written down explicitly as

(2.47) Θ0=h⋅J​d​z=−1​u1​d​u¯1−u¯1​d​u1+u¯2​d​u2−u2​d​u¯22​(|u1|2+|u2|2).\Theta_{0}=h\cdot Jdz=\sqrt{-1}\frac{u_{1}d\bar{u}_{1}-\bar{u}_{1}du_{1}+\bar{u}_{2}du_{2}-u_{2}d\bar{u}_{2}}{2(|u_{1}|^{2}+|u_{2}|^{2})}.

Define the curvature 2-form on Q0Q_{0}

(2.48) Υ0≡∂zω~0−d​z∧dℂc​h0\Upsilon_{0}\equiv\partial_{z}\tilde{\omega}_{0}-dz\wedge d_{\mathbb{C}}^{c}h_{0}

So we have

(2.49) Υ0=−−14​r3​(z​d​y∧d​y¯+y​d​y¯∧d​z−y¯​d​y∧d​z)\Upsilon_{0}=-\frac{\sqrt{-1}}{4r^{3}}(zdy\wedge d\bar{y}+yd\bar{y}\wedge dz-\bar{y}dy\wedge dz)

From our above discussion we have the following holds

(2.50) {d​Θ0=Υ0ω~0+d​z∧Θ0=ωℂ2\begin{cases}d\Theta_{0}=\Upsilon_{0}\\ \tilde{\omega}_{0}+dz\wedge\Theta_{0}=\omega_{\mathbb{C}^{2}}\end{cases}

where we have implicitly viewed a form on Q0Q_{0} as a form on ℂ2\mathbb{C}^{2} using the pull-back π∗\pi^{*}. In other words, the flat metric on ℂ2\mathbb{C}^{2} together with the above S1S^{1} action can be recovered via the Gibbons-Hawking ansatz applied to the function V=12​rV=\frac{1}{2r} on Q0=ℂ⊕ℝQ_{0}=\mathbb{C}\oplus\mathbb{R}.

Now the above flat metric admits a one-parameter non-flat perturbation, corresponding to replacing VV by V+TV+T for a positive constant TT. Correspondingly we have

(2.51) {ω~0,T=(12​r+T)​−12​d​y∧d​y¯h0,T=12​r+T\begin{cases}\tilde{\omega}_{0,T}=(\frac{1}{2r}+T)\frac{\sqrt{-1}}{2}dy\wedge d\bar{y}\\ h_{0,T}=\frac{1}{2r}+T\\ \end{cases}

This yields a family of Taub-NUT metrics (ωT​N,T,ΩT​N,T)(\omega_{TN,T},\Omega_{TN,T}) on ℝ4\mathbb{R}^{4} with

(2.52) {ωT​N,T≡(12​r+T)​−12​d​y∧d​y¯+d​z∧Θ0ΩT​N,T≡−1​((12​r+T)​d​z+Θ0)∧d​y.\begin{cases}\omega_{TN,T}\equiv(\frac{1}{2r}+T)\frac{\sqrt{-1}}{2}dy\wedge d\bar{y}+dz\wedge\Theta_{0}\\ \Omega_{TN,T}\equiv\sqrt{-1}((\frac{1}{2r}+T)dz+\Theta_{0})\wedge dy.\end{cases}

We can still view these metrics as defined on ℝ4\mathbb{R}^{4} with coordinates u1,u2,u¯1,u¯2u_{1},u_{2},\bar{u}_{1},\bar{u}_{2} via the above Hopf map, but the coordinate functions u1,u2u_{1},u_{2} are no longer holomorphic. Indeed one can write down explicitly the holomorphic volume form

(2.53) ΩT​N,T=d​u1∧d​u2+T2​d​z∧d​y.\Omega_{TN,T}=du_{1}\wedge du_{2}+\frac{T}{2}dz\wedge dy.

We also have

(2.54) h0,T​d​z+−1​Θ0=T​d​z+12​(d​u1u1−d​u2u2).h_{0,T}dz+\sqrt{-1}\Theta_{0}=Tdz+\frac{1}{2}(\frac{du_{1}}{u_{1}}-\frac{du_{2}}{u_{2}}).

LeBrun [LeB91] showed that if we make a (non-holomorphic) coordinate change on ℂ2\mathbb{C}^{2}

(2.55) {η+=u1​eT2​(|u1|2−|u2|2)η−=u2​eT2​(|u2|2−|u1|2)\begin{cases}\eta_{+}=u_{1}e^{\frac{T}{2}(|u_{1}|^{2}-|u_{2}|^{2})}\\ \eta_{-}=u_{2}e^{\frac{T}{2}(|u_{2}|^{2}-|u_{1}|^{2})}\end{cases}

then we have

(2.56) ΩT​N,T=d​η+∧d​η−.\Omega_{TN,T}=d\eta_{+}\wedge d\eta_{-}.

So that the underlying complex manifold is still bi-holomorphic to ℂ2\mathbb{C}^{2} with holomorphic coordinates η+\eta_{+} and η−\eta_{-}, and one can write down a global Kähler potential

(2.57) {ωT​N,T=−1​∂∂¯​φT,φT=12​(|u1|2+|u2|2)+T4​(|u1|4+|u2|4).\begin{cases}\omega_{TN,T}=\sqrt{-1}\partial\bar{\partial}\varphi_{T},\\ \varphi_{T}=\frac{1}{2}(|u_{1}|^{2}+|u_{2}|^{2})+\frac{T}{4}(|u_{1}|^{4}+|u_{2}|^{4}).\end{cases}

Again in Section 4.2, Remark 4.12.3 we shall see this follows from a more general fact.

2.4. Linearized equation and singularities

Now we return to the higher dimensional situation. One interesting type of singularities is locally modeled on the product of the above 2 dimensional model with a flat space ℂn−3\mathbb{C}^{n-3}. Then the space Q≡ℂn−3⊕Q0Q\equiv\mathbb{C}^{n-3}\oplus Q_{0} is still smooth and the singular set of ω~\tilde{\omega} and hh is the real codimension 3 subspace P=ℂn−1⊕{0}⊂QP=\mathbb{C}^{n-1}\oplus\{0\}\subset Q, and they both have transversal Dirac type singularities along PP. In our applications, we need to consider the non-linear situation. So DD is an n−1n-1 dimensional complex manifold and H⊂DH\subset D is a smooth complex hypersurface, and we want our solution (ω~,h)(\tilde{\omega},h) to the equation (2.26) to satisfy a distributional equation on QQ of the form

(2.58) (∂z2ω~+dD​dDc​2n−1​ω~n−1(−1)(n−1)2​ΩD∧Ω¯D)∧d​z=2​π⋅δP(\partial_{z}^{2}\tilde{\omega}+d_{D}d_{D}^{c}\frac{2^{n-1}\tilde{\omega}^{n-1}}{(\sqrt{-1})^{(n-1)^{2}}\Omega_{D}\wedge\bar{\Omega}_{D}})\wedge dz=2\pi\cdot\delta_{P}

where P≡H×{0}P\equiv H\times\{0\} and δP\delta_{P} is a degree 33 current given by integration along PP. This equation has appeared in the literature [Zha04] in a slightly different form. A solution to this equation, with suitable regularity, will give rise to a Calabi-Yau metric with an S1S^{1} action whose fixed point locus is a complex codimension two submanifold and transverse to which the action is modeled on the above standard S1S^{1} action on ℂ2\mathbb{C}^{2}. This is exactly what we are motivated to search for from the algebro-geometric discussion at the beginning of this section.

Unfortunately, solving the non-linear equation together with distribution (2.58) in general seems very difficult. Motivated by recent results in the study of adiabatic limits of G2G_{2} manifolds [Don17, FHN17], we attempt to study the equation when the S1S^{1} orbit is very small. Again suppose (D,ωD,ΩD)(D,\omega_{D},\Omega_{D}) is n−1n-1 dimensional Calabi-Yau, then for TT large we know there are trivial constant solutions with ω~=T​ωD\tilde{\omega}=T\omega_{D} and h=Tn−1h=T^{n-1}. Now we look for a perturbation ω~=T​ω+ψ\tilde{\omega}=T\omega+\psi for TT large. To the first order we know ψ\psi must satisfy the linearized equation at T​ωT\omega, hence

(2.59) ∂z2ψ+Tn−2​dD​dDc​TrωD​ψ=0,\partial_{z}^{2}\psi+T^{n-2}d_{D}d_{D}^{c}\Tr_{\omega_{D}}\psi=0,

which by Kähler identities is equivalent to

(2.60) ∂z2ψ−Tn−2​dD​dD∗​ψ=0.\partial_{z}^{2}\psi-T^{n-2}d_{D}d_{D}^{*}\psi=0.

Up to a scaling of the zz variable this is equivalent to the equation

(2.61) ∂z2ψ−dD​dD∗​ψ=0.\partial_{z}^{2}\psi-d_{D}d_{D}^{*}\psi=0.

If we can at the same time achieve dD​ψ=0d_{D}\psi=0, then this is equivalent to that ψ∧d​z\psi\wedge dz being a harmonic 3-form on the product Q=D×ℝzQ=D\times\mathbb{R}_{z}. Again the interesting case is when ψ\psi has singularities, and we want to study the case when the singular set is of the form H×{0}⊂QH\times\{0\}\subset Q for HH a smooth hypersurface in DD, and correspondingly ψ\psi satisfies

(2.62) ΔQ​ψ=2​π⋅δP\Delta_{Q}\psi=2\pi\cdot\delta_{P}

This is a generalization of Green’s function to 3-forms and we shall call it a Green’s current, which is our main object of study in Section 3.

When n=2n=2, the above Green’s current is simply the Green’s function and this has been used in [HSVZ18] to obtain exact solutions to a family of incomplete Calabi-Yau metric by Gibbons-Hawking construction. In higher dimension using Green’s current we can apply (2.19) to define a family of approximately Calabi-Yau metrics. This is our main object of study in Section 4.

For our geometric application in this paper the family of incomplete approximately Calabi-Yau metrics will be sufficient, see Section 7. On the other hand, one can also perturb these to genuine Calabi-Yau metrics. This will be discussed in Section 6.

2.5. Higher rank torus symmetry

Now we assume an nn dimensional Kähler manifolds (X,ω,J)(X,\omega,J) admits an Tk​(k≥1)T^{k}(k\geq 1) action which is holomorphic and Hamiltonian. We first assume the action is free. Let (z1,⋯,zk)(z_{1},\cdots,z_{k}) be the moment map. Then similar discussion to that in Section 2.1 yields locally a family of Kähler forms ω~\tilde{\omega} on the complex quotient, parametrized by (z1,…​zk)∈ℝk(z_{1},\ldots z_{k})\in\mathbb{R}^{k}, a family of connection 11-forms −−1​Θj​(j=1,⋯,k)-\sqrt{-1}\Theta_{j}(j=1,\cdots,k) and a positive definite k×kk\times k real symmetric matrix W=(Wi​j)W=(W_{ij}) with the inverse matrix

(2.63) Wi​j=⟨∂ti,∂tj⟩,W^{ij}=\langle\partial_{t_{i}},\partial_{t_{j}}\rangle,

such that the following system of equations hold

(2.64) {∂zjω~=dD​Θj∂zjΘi=−dDc​Wi​j∂zlWi​j=∂zjWi​l.\begin{cases}\partial_{z_{j}}\tilde{\omega}=d_{D}\Theta_{j}\\ \partial_{z_{j}}\Theta_{i}=-d^{c}_{D}W_{ij}\\ \partial_{z_{l}}W_{ij}=\partial_{z_{j}}W_{il}.\end{cases}

As before the first two equations combine to give an equation on (ω~,Wi​j)(\tilde{\omega},W^{ij})

(2.65) ∂zi∂zjω~+dD​dDc​Wi​j=0.\partial_{z_{i}}\partial_{z_{j}}\tilde{\omega}+d_{D}d_{D}^{c}W_{ij}=0.

Now suppose the complex quotient DD is Calabi-Yau with a holomorphic volume form ΩD\Omega_{D}, then the Calabi-Yau equation on XX becomes

(2.66) ω~n−k(n−k)!=(−1)(n−k)22n−k​det(Wi​j)⋅ΩD∧Ω¯D.\frac{\tilde{\omega}^{n-k}}{(n-k)!}=\frac{(\sqrt{-1})^{(n-k)^{2}}}{2^{n-k}}\det(W_{ij})\cdot\Omega_{D}\wedge\bar{\Omega}_{D}.

This equation has been derived by Matessi [Mat01] and Zharkov [Zha04]. Again when the TkT^{k} action is not free one should replace (2.65) by a distributional equation. We will discuss a simplest example in Section 8.1. In the most extreme case when k=nk=n is the complex dimension of XX, this becomes the real Monge-Ampère equation

(2.67) det(Wi​j)=C.\det(W_{ij})=C.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.