3.4. Lower bounds for heights and the Hodge index theorem [01KE]
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3.4. Lower bounds for heights and the Hodge index theorem
In the final section, we use the Hodge
index theorem in Arakelov geometry to establish
positive lower bounds for heights on curves.
The results are inspired by recent papers [4, 45], and the proofs are borrowed from [44].
After they were conceived, I received the preprint [54]
which proves a similar result in any dimension.
The arithmetic Hodge index theorem
Let be a projective smooth curve over ,
let be a line bundle of degree on , with
an admissible metric. Let be the same line bundle
with the canonical metric : if has genus ,
this is the metric induced by an embedding of into its Jacobian,
if is of genus , then is the trivial metrized
line bundle. The metrized line bundle
is the trivial line bundle, together with an admissible
metric which is given by a function at the place of .
A formula of Faltings–Hriljac
expresses as twice minus the Néron–Tate height
of the point of corresponding to . More generally,
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where for each ,
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is the Dirichlet energy of . This is
a non positive quadratic form which vanishes
if and only if is constant.
For more details, I refer to [15] at archimedean places
and [51] at ultrametric places.
(When has genus , and
the term has to be interpreted as .)
As a consequence, .
Let us analyse the case of equality. Since they are
nonpositive, all terms in the formula above have to vanish.
Consequently, is a torsion point in the Jacobian,
and all functions are constant. We will say that
some power of is constant
Proposition 3.4.1.
Let be a number field, let be a projective smooth curve over .
Let and be two admissible
metrized line bundles over .
Assume that , are positive.
and .
Then, the essential minimum of
satisfies the following inequality :
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Moreover, the right hand side of this inequality is always nonnegative
and vanishes if and only if some power of
is constant.
Démonstration.
By Zhang’s inequality (see [18]),
one has
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Since by assumption,
we observe that
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This shows the first claim.
Since and have the same degree, viz. ,
the rest of the proposition
follows from the negativity properties of the height
recalled above.
∎
Assume that is a generic sequence of points such that
tends to .
By Theorem 3.3.1,
converges to
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(3.4.2) |
Except when both lower bounds are zero,
this is strictly bigger than the lower bound of the proposition,
which is equal to
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In other words, the greedy obvious method to
find points of small height for
that first minimizes the height ,
only works up to the factor .
An example
Let us give some explicit formulae
for the lower-bound above, in some particular cases.
We consider over
and the metrized line bundle .
Let and be polynomials with integral coefficients,
of degrees and respectively ; let us pose
,
. The line bundle
is trivial
and its metric is given by a family of functions .
Since and have integral coefficients,
at all finite places.
Moreover, since
and are the Green
functions for the divisors and respectively,
one has
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Then,
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From this, we deduce that
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the two others terms vanishing.
In fact, Stokes’s formula implies that the two terms within
the parentheses in the previous
formula are equal and we have
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The simplest case to study is for . Then,
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is times the logarithm of the variant
of the Mahler measure of :
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In fact, Jensen’s formula implies that
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is the Mahler measure
of the 2-variables polynomial .
Consequently, except for finitely many exceptions, any algebraic
point satisfies
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For and , we obtain that up to finitely
many exceptions,
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In that particular case, Zagier [56] has proved a much
more precise result : except for 5 explicit points in ,
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Observe also that if is a sequence of points such that ,
Theorem 3.3.1 implies that
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Application to dynamical systems
Let us assume that and are
the metrized line bundles and
attached to rational functions and of degres
and respectively, with and .
Let us write and for the height
relative to these metrized line bundles ; we call them the
canonical heights.
The isometry and the functorial properties
of the height imply that
for any ,
and . In particular, preperiodic
points for (i.e., points with finite forward orbit)
satisfy . Moreover,
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hence
since .
Similarly, preperiodic points of satisfy ,
and
.
In the arithmetic case, or over function fields over a finit
field, Northcott’s finiteness theorem implies easily
that points such that are preperiodic
for , and similarly for .
This is not true in general : for example, if is constant,
all constant points have height but only countably many
of them are preperiodic ; more generally isotrivial rational functions,
i.e. rational functions which are constant after conjugacy by an automorphism
of will furnish counterexamples.
The best known result is restricted to (non-isotrivial) polynomials :
by Benedetto [10], a point of height zero is then preperiodic ;
the proof relies on a detailed analysis of the Julia set.
Let us show how Prop. 3.4.1 implies results of
Baker and DeMarco [4], and of
Petsche, Szpiro and Tucker [45].
Proposition 3.4.3.
In the geometric case, let us assume that is
non-isotrivial ;
if is a function field over an infinite field,
let us moreover assume that it is a polynomial.
The following are then equivalent :
- (1)
the heights and coincide ;
- (2)
and have infinitely many common preperiodic points ;
- (3)
the essential lowest bound of is zero ;
- (4)
the equilibrium measures and are equal
at all places ;
- (5)
the metrized line bundles
and are isomorphic, up
to a family of constants such that .
Démonstration.
The arguments are more or less formal from Prop. 3.4.1 ;
let us detail them anyway for the sake of the reader.
1)2). Like any rational map, has infinitely many preperiodic
points in , and they satisfy .
If , then they also satisfy .
Under the assumptions of the proposition, they are preperiodic for .
2)3) is obvious, for common preperiodic points
of and satisfy /.
3)4). By Prop. 3.4.1, the line bundle
has the constant metric at all places.
In particular, the local measures
and coincide at all places.
4)5). Let be a non zero global section of .
For any place , ;
one has , hence
.
By the maximum principle of [51],
is constant.
Moreover,
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5)1). This is obvious.
∎
Remarks
1) The restrictive hypotheses on have only been used to establish
the implication 1)2).
2) Of course, many other results can be established by the same reasoning,
in particular the number field case of
Theorem 1.1 of [4].
Let us also recall that the support of the equilibrium measure
is the Julia set . If at some place, then
none of the assertions of Prop. 3.4.3 can possibly hold.
3) The main result of [54] is that a
variant of the implication (4)(5) also holds in
a more general setting :
two semi-positive metrics on a line bundle which define
the same measure at a place differ by multiplication
by a constant. The given proof works for curves.
4) We also recall that an implication similar to (1)(5)
holds for general metrized line bundles
on arithmetic varieties, as proven by [1] :
if and are line bundles with adelic metrics
such that ,
then is torsion in the
Arakelov Picard group : the heights determine
the metrics.