2. Examples [01J5]
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2. Examples
In this section, we give some examples of metrics and measures. Without mention of the contrary, we stick to the non-archimedean case ; basic notation concerning , , etc., is as in Section 1.3.
2.1. The projective space
Let be the projective space and let be the tautological line bundle on , together with its Weil metric. Let us describe the associated measure, taking the opportunity to add details concerning Berkovich spaces.
As we remarked above, the Weil metric is induced by the tautological line bundle on the projective scheme and is smooth. The special fiber of is the projective space over the residue field of ; it is in particular irreducible. Moreover, the degree of the tautological line bundle is equal to . The measure is therefore equal to the Dirac mass at the unique point of which reduces to the generic point of the special fiber. It remains to describe this point more precisely.
The scheme is the union of affine open subsets defined by the non-vanishing of the homogeneous coordinates . Their generic fibers in the sense of analytic geometry are affinoid subsets , which cover . In fact, corresponds to the set of points of such that .
To fix ideas, let us consider . Then, is the affine space ove with coordinates . The natural -adic topology on the algebra , and on its tensor product with , , is given by the Gauß norm
The completion of for this norm is the Tate algebra consisting of all power series with coefficients in such that when ; it is endowed with the natural extension of the Gauß norm, and is complete. By definition, the generic fiber of in the sense of analytic geometry is the Berkovich spectrum of the Tate algebra, that is the set of all multiplicative semi-norms on it which are continuous with respect to the topology defined by the Gauß norm. Since the theorem of Gauß asserts that this norm is multiplicative, it defines a point , which we like to call the Gauß point.
The reduction map is defined as follows. Let , let be the kernel of the semi-norm , which is also the kernel of the canonical morphism . The images of the indeterminates are elements of absolute value of the complete ultrametric field ; they belong to its valuation ring . Letting to be the residue field, there exists a unique morphism such that is the image in of . The kernel of this morphism is a prime ideal of the ring and defines a point in the scheme .
Let us now compute the reduction of the Gauß point . By definition, the field is the completion of the Tate algebra for the Gauß norm. I claim that morphism is injective, in other words, that the images of in the residue field are algebraically independent. Let be any polynomial whose reduction belongs to the kernel of ; this means ; in other words, the Gauß norm of is and each coefficient of has absolute value . Consequently, and is injective, as claimed. This shows that is the generic point of the scheme .
We thus have proved the following proposition.
Proposition 2.1.1.
The measure on is the Dirac measure at the Gauß point .
2.2. Semi-stable curves and reduction graphs
In this section, we assume that is the analytic space associated to a projective curve over a field which is complete for a discrete valuation. The semi-stable reduction theorem of Deligne–Mumford asserts that, up to replacing the base field by a finite extension, the curve has a projective model over which is regular (as a 2-dimensional scheme) and whose special fiber is reduced, with at most double points for singularities. We may also assume that the irreducible components are geometrically irreducible. We do not require, however, that is the minimal semi-stable model.
The reduction graph of the special fiber
In that situation, the reduction graph is a metrized graph defined as follows. It has for vertices the irreducible components of the special fiber, with as many edges of length between two vertices as the number of intersection points of the corresponding components. In an neighbourghood of a double point, looks like (i.e., has an étale map to) the scheme with equation in the affine plane .
If one replaces the field by a finite extension , the base change may no more be regular. Indeed, is étale locally isomorphic to , where is a uniformizing element of , and is the ramification index. When , the origin is a singular point of that scheme and one needs to blow it up repeatedly in order to obtain a regular scheme, which is a semi-stable model of over . The two initial components are replaced by a chain of components, the intermediate ones being projective lines. In other words, vertices have been added, regularly spaced along each edge. One concludes that the reduction graph has not changed, as a topological space. Its metric has not changed neither, since the edges that partition an original edge (of length ) have length .
We say that a function on is piecewise linear if, up to passing to a finite extension (which replaces each edge by edges of length equal to th of the initial one), it is linear on each edge.
Drawing the reduction graph on the Berkovich space
Let us analyse the situation from the Berkovich viewpoint. As we have seen, the generic points of the special fiber are the reductions of canonical points of : the vertices of the graph naturally live in . The same holds for the edges, but is a bit more subtle. As we have seen, blowing-up intersection points of components in the special fiber gives rise to new components, hence to new points of . Would we enlarge the ground field and blow-up indefinitely, the constellation of points in that we draw converges to a graph which is isomorphic to .
According to Berkovich [12], a far more precise result holds. Let us consider a neighborhood of a singular point of the special fiber, pretending it is isomorphic to the locus defined by the equation in ; so . Its generic fibre is the affinoid space defined by the inequality in the unit polydisk . The affinoid algebra of is the quotient
whose elements are (non-uniquely) represented by a series
with when . However, observing that is invertible in this algebra, with inverse , so that , we can replace each product by , leading to an expression of the form
where when and when . Such an expression is now unique, and is called the Laurent expansion of .
It leads to a natural family of multiplicative seminorms on the algebra , parametrized by the unit interval in . Namely, for each real number , we can set
Obviously, is a norm on which extends the absolute value of ; its multiplicativity is proved analogously that of the Gauß norm. It is easy to check that the map defined by is continuous (this amounts to the fact that the maps are continuous), hence defines an parametrized path in the topological space .
Let be its image (with the induced distance) ; Berkovich calls it the skeleton of the formal scheme obtained by completing along its special fibre. A point in has two coordinates in the completed residue field which are elements of absolute value satisfying . In particular,
The map is a continuous from to .
Let us compute the image of by this map. By definition of , one has
hence and . In other words, the map is a retraction of onto the skeleton .
The special fiber of is defined by the equation in , hence has two components. One can check that the point reduces to the generic point of the component with equation , while reduces to the generic point of the component with equation .
These constructions have to be done around each singular point of the special fiber of , locally for the étale topology of . Berkovich proves that they can be glued, so that the graph is again canonically interpreted as an actual metrized graph drawn on the analytic space ; we write for the canonical embedding. The map admits a continuous retraction .
Although we will not use this fact, we must mention that the retraction is a deformation retraction. (For any and any , is the semi-norm .)
Metrized line bundles and the reduction graph
A construction of S. Zhang [57], building on prior results of Chinburg–Rumely [20], furnishes continuous metrics on divisors from continuous functions on the reduction graph . It works as follows. First of all, if is a rational point, there is a unique morphism which extends the point viewed as a morphism from to . The image of this section is a divisor on and the line bundle on defines a smooth metric on ; we write for the corresponding metrized line bundle. We also define as the Dirac measure at the vertex of the graph corresponding to the (unique) irreducible component of the special fiber by which passes through. The construction and the notation is extended by additivity for divisors which are sums of rational points. More generally, if is only a closed point of , we do this construction after the finite extension , so that becomes a sum of rational points, using for model the minimal resolution of described earlier.
If is any continuous function on and a divisor on , the metrized line bundle is deduced from by multiplying the metric by . When is piecewise linear, this metrized line bundle is smooth. To prove that, we may extend the scalars and assume that is a sum of rational points and that is linear on each edge corresponding to an intersection point of components of the special fiber. Letting being the family of these components, and writing for the vertex of corresponding to , the divisor
| (2.2.1) |
defines the metrized line bundle .
In this context, Zhang has defined a curvature operator, which associates to a metrized line bundle a distribution on the graph , defined in such a way that
- —
for any divisor on , ;
- —
for any continuous function , , where is the Laplacian operator of the graph ,
and depending linearly on the metrized line bundle. The following lemma compares this construction with the general one on Berkovich spaces.
Lemma 2.2.2.
Let be a metrized line bundle on associated to a divisor on and a continuous function on the graph . If it is semi-positive, resp. admissible in the sense of [57] then it is semi-positive, resp. admissible in the sense of this article, and one has
In other words, the measure is supported by the graph where it coincides essentially with Zhang’s curvature.
Démonstration.
We first assume that is linear on each edge of and that is a sum of rational points of . Then, corresponds to the line bundle on the model given by Equation 2.2.1. By definition, the measure is computed as follows. It is a sum, for all components of the special fiber, of times the Dirac measure at the corresponding point of . In particular, it is supported by . Then,
where is the intersection number of the divisors and . That passes through means exactly that . Moreover, if , then is just the number of intersection points of and , while
since the whole special fiber is numerically equivalent to zero. Consequently,
Observe that this is the sum, over all edges from , of the derivative of along this edge. Comparing with the definitions given by Zhang in [57], one finds, for any function on
This proves the claimed formula when is linear on each edge of and is a sum of rational points.
By working over an appropriate finite extension of , it extends to the case where is only piecewise linear, being any divisor on .
Zhang defines to be semi-positive if is uniform limit of piecewise linear functions such that . The metrized line bundle is then the limit of the metrized line bundles corresponding models (on appropriate models of after some extension of scalars) of . By the previous computation, these metrics are smooth and . Reversing the computation, this means that is numerically effective on , hence is semi-positive. By definition of the measure , one has
The case of an admissible metrized line bundle follows by linearity. ∎
2.3. Local character of the measures
The definition of the measures associated to metrized line bundles is global in nature. Still, the main result of this section implies that they are local.
Definition 2.3.1.
Let be an analytic space. A function on is said to be strongly pluriharmonic if it is locally a uniform limit of functions of the form , where and is holomorphic and nonvanishing.
There is a general theory of harmonic functions on curves due to Thuillier [51] (see also [31, 6] on the projective line ; note that the definition of a strongly harmonic function of the latter reference is different from the one adopted here). Strongly pluriharmonic functions are harmonic in their sense. Indeed, logarithms of absolute values of invertible holomorphic functions are harmonic, and harmonic functions are preserved by uniform limits (Prop. 2.3.20 and 3.1.2 of [51]). In fact, when the residue field of is algebraic over a finite field, any harmonic function is locally the logarithm of the absolute value of an invertible function (loc.cit., Theorem 2.3.21).
This is not necessarily the case for more general fields : there are harmonic functions over analytic curves which are not locally equal to the logarithm of the absolute value of an invertible function ; examples require to consider curves of genus . In a conversation with A. Ducros, we devised the following example of a one-dimensional affinoid space. Let be an elliptic scheme over , let be the origin in and let be a non-torsion rational point in ; let be the blow-up of at the point . Let then be its open subset obtained by removing the point as well as a smooth point in the exceptional divisor of the blow-up ; its generic fiber is the desired affinoid space — it is the complementary subset in the elliptic curve to two small disjoint disks. One can prove that the space of harmonic functions on is 2-dimensional, and that all holomorphic invertible functions on have constant absolute value.
I do not know whether any harmonic function on a curve is locally a uniform limit of logarithms.
Definition 2.3.2.
Let be a metrized line bundle on an analytic space and let be an open subset of . One says that is strongly pluriharmonic on if for any local frame of defined on an open subset , is strongly pluriharmonic on .
Equivalently, a metrized line bundle is pluriharmonic on if it admits, in a neighbourhood of any point of a local frame whose norm is identically equal to .
Proposition 2.3.3.
Let a the analytic space associated to a proper -scheme. Let be admissible metrized line bundles on . Let be a -dimensional Zariski closed subset of . Assume that is strongly pluriharmonic on . Then, the support of the measure is disjoint from .
Démonstration.
One has to show that for any continuous function with compact support contained in
By Gubler’s theorem, the space of smooth functions is dense in the space of smooth functions on . Using the fact that the maximum and the minimum of smooth functions are still smooth, one proves that the space of smooth functions with compact support contained in is dense in the space of continuous functions with compact support contained in , for the topology of uniform convergence. We thus may assume that is smooth, with compact support contained in . Finally, we may also assume that the metric on the line bundles are smooth.
We may argue locally and assume that has a meromorphic section whose divisor is disjoint from . Up to shrinking again, we may assume that there exists a sequence of rational functions without zeroes nor poles on such that .
According to Prop. 1.3.2, one has
The first term vanishes because and the support of are disjoint. The second is the limit of
Using the fact that is empty and applying the same computation, the term of index equals
where is the trivial metrized line bundle , and its meromorphic section replacing . But this integral is zero, by definition of the measures associated to smooth metrized line bundles. ∎
2.4. Polarized dynamical systems
We now explain another example of metrized line bundles : the canonical metrics associated to dynamical system.
Lemma 2.4.1.
Let be the analytic space associated to a proper -scheme and let be a finite morphism. Let be a line bundle on , an integer such that and an isomorphism . The line bundle possesses a unique continuous metric such that the isomorphism is an isometry. If is ample, then this metric is semi-positive.
In essence, this result, or at least its proof, goes back to Tate’s construction of the “Néron–Tate” canonical height for abelian varieties. In the slightly different language of local heights and Néron functions, it has been proved by Call–Silverman [16]. In the asserted form, it is due to Zhang [59].
Démonstration.
Let us first prove uniqueness. If and are two metrics on , let be the continuous function such that . Assuming that is an isometry for these two metrics, one obtains the following equation
for any . Since is compact, is bounded and this equation implies that . Since , one concludes that .
For the existence, one begins with any continuous metric on . Let us then consider the sequence of metrics on induced by the pull-backs on , , etc., hence on . Since , a similar contraction argument as the one used for uniqueness shows that this is a Cauchy sequence of metrics on ; consequently, it converges to a continuous metric on . If is chosen to be semi-positive, which we may if is ample, then all al of the metrized line bundles are semi-positive, hence the canonical metric is semi-positive.
Concretely, in the non-archimedean case, one begins with a model such that is numerically effective. Then one considers the map and the normalization of in ; this is a projective model , equiped with a finite morphism extending . Moreover, is a model of which is identified with via the fixed isomorphism . Iterating this construction defines a sequence of models of , with finite morphisms such that . The metric on defined by any of these models is semi-positive, hence so is their uniform limit. ∎
The canonical measure
The measure on defined by the metrized line bundle is a very important invariant of the dynamical system. It satisfies the functional equations
The first follows by a general functorial property proved in [18] ; it implies the second. The support of the canonical measure is therefore totally invariant under .
The Fatou set
Generalizing results of Kawaguchi–Silverman in [42] and Baker–Rumely [6], we want to show here that the canonical measure vanishes on any open set of where the sequence of iterates of is equicontinuous.
Let be an open set in and be a family of continuous maps from to . One says that this family is equicontinuous if for any and any finite covering of by affinoid spaces, there exists a neighbourhood of in such that for any , there exists an index such that . (This definition is adapted from Definition 10.63 in [6] ; it is the definition of equicontinuity associated to the canonical uniform structure of the compact space .)
We define the equicontinuous locus of as the largest open subset of over which the sequence of iterates of is equicontinuous.
Proposition 2.4.2.
If is ample, then the metric is strongly pluriharmonic on .33 3 The ampleness assumption should not be necessary for the result to hold.
Démonstration.
The proof is inspired from the above-mentioned sources, which in turns is an adaptation of the complex case [41] (see also [52]).
We may replace by a positive power of itself and assume that it is very ample, induced by a closed embedding of in , and that the natural map is surjective. Then, there are homogeneous polynomials , of degree , with coefficients in , and without common zeroes on , such that for any . One considers the polynomial map ; it lifts a rational map on which extends the morphism .
For , define . The Weil metric on is given by
where is an homogeneous polynomial, the corresponding global section of , and is a point of such that . The restriction to of this metric is a semi-positive metric on . The construction of the canonical metric on introduces a sequence of semi-positive metrics on ; these metrics are given by the following explicit formula
where is the th iterate of .
The convergence of this sequence is therefore equivalent to the convergence of the sequence towards a continuous fonction on the preimage of under the projection map . The limit is usually called the homogeneous Green function.
For , let be the open set of points such that . They form an open covering of ; their intersections with form an open covering of .
Fix and let be an open neighbourhood of such that for any positive integer , there exists such that . For any , let be the set of integers such that . Let us consider any index such that is infinite ; to fix ideas, let us assume that . The canonical norm of a section at a point is given by
Observe that are the homogeneous coordinates of the point . Since and , one has , so that the last term is bounded by and uniformly converges to on . Finally, uniformly on ,
This shows that is strongly harmonic on , as claimed. ∎
Corollary 2.4.3.
The canonical measure vanishes on .
Démonstration.
It suffices to apply Prop. 2.3.3. ∎
Remarks
1) The particular case generalizes Theorem 6 in [42] according to which canonical metrics are locally constant on the classical Fatou set (meaning that the norm of a non-vanishing local section is locally constant). Indeed, the restriction to the set of smooth rigid points of a strongly harmonic function is locally constant. This follows from the fact that any such point has an affinoid neighbourhood which is a polydisk, so that the absolute value of any invertible function on , hence any harmonic function on is constant.
2) In the case , Fatou and Julia sets in the Berkovich framework have been studied by Rivera-Letelier [48] and Benedetto [9] ; see also [6] for a detailed exposition of the theory and further references. An example of Rivera-Letelier on the projective line (Example 10.70 of [6]) shows that the equicontinuity locus may be smaller than the complement of the support of the measure .
Anyway, this proposition suggests the interest of a general study of Fatou sets and of pluripotential theory on Berkovich spaces. For example, is there an interesting theory of pseudoconvexity for Berkovich spaces ? Is it related to Stein spaces ? By analogy to the complex case (see [52]), are Berkovich Fatou components pseudoconvex ? Stein ?
2.5. Abelian varieties
Let us assume throughout this section that is an Abelian variety. For any integer , let be the multiplication-by- endomorphism of .
Canonical metrics
Let be a line bundle on . Let be the neutral element of and let us fix a trivialization of at .
The line bundle is canonically decomposed as the tensor product of an even and an odd line bundle :
By the theorem of the cube, an even line bundle satisfies , while for an odd line bundle , one has ; moreover, there are in each case a unique isomorphism compatible with the trivialization at the origin. By Lemma 2.4.1, an even (resp. an odd) line bundle possesses a canonical continuous metric making this isomorphism an isometry. This furnishes a canonical metric on , hence on . According to this lemma, this metric is semi-positive if is ample and even. Using a Lemma of Künnemann, ([17], Lemme 2.3), one proves that this also holds if is algebraically equivalent to . In any case, the canonical metrics are admissible.
The case of good reduction
When the variety has good reduction, the canonical metrics and the associated measures are fairly easy to describe. Indeed, let be the Néron model of over , an Abelian scheme. For any line bundle on there is a unique line bundle on which extends and which admits a trivialization at the section extending the given one over . By the theorem of the cube for the Abelian scheme , the isomorphism (with or , according to whether is odd or even) extends uniquely to an isomorphism . This implies that the canonical metrics are algebraic, induced by these models.
The description of the canonical measures on follows at once. Let be the point of whose reduction is the generic point of the special fiber of . Then, for any family of line bundles on , one has
We see in particular that they only depend on the classes of the line bundles modulo numerical equivalence.
Gubler’s description
In the case of bad reduction, the description of the canonical measures has been established by W. Gubler [39].
Up to replacing by a finite extension, we assume that has split semi-stable reduction. Raynaud’s uniformization involves an analytic group which is an extension of an abelian variety with good reduction by a split torus , where — the so-called Raynaud extension of . One has since we assume bad reduction ; moreover, . There is a morphism , whose kernel is a discrete subgroup of , so that the induced map is an isomorphism. When , one says that has totally degenerate reduction, and the morphism is the rigid analytic uniformization of the abelian variety .
Moreover, is constructed as a contracted product from an extension of by the “unit subtorus” of (defined by the equalities for and ). The natural map defined by
is continuous and surjective ; it admits a canonical section which maps a point to the semi-norm
The map extends uniquely to a morphism whose kernel contains . The image is a lattice of , and the morphism induces a continuous proper morphism . Composing the section with the projection furnishes a section of . Its image is the skeleton of . Gubler’s theorem ([39], Cor. 7.3) is the following :
Theorem 2.5.1.
Let be line bundles on . The canonical measure is the direct image by of the unique Haar measure on whose total mass is .