1.3. The case of non-archimedean analytic spaces [01IR]
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1.3. The case of non-archimedean analytic spaces
Let be a complete ultrametric field. We are principally interested in finite extensions of , but the case of local fields of positive characteristic (finite extensions of , for a finite field ) have proved being equally useful, as are non-local fields like the field of Laurent power series with complex coefficients. For simplicity, we will assume that is the field of fractions of a complete discrete valuation ring , let be a generator of the maximal ideal of and let be the residue field.
Continuous metrics
Let be a -analytic space in the sense of Berkovich [11]. For simplicity, we will assume that is the analytic space associated to a proper scheme over . In that context, the general definition of continuous metrized line bundles given above makes sense.
Let us detail the example of the line bundle on the projective space . A point possesses a complete residue field which is a complete extension of and homogeneous coordinates in the field . As in complex geometry, the projective space is obtained by glueing copies of the affine space , where corresponds to those points such that . Recall also that is the space of multiplicative semi-norms on the -algebra which induce the given absolute value on , together with the coarsest topology such that for any semi-norm , the map defined by is continuous. The kernel of a semi-norm is a prime ideal of and induces a norm on the quotient ring , hence on its field of fractions . The completion of with respect to this norm is denoted and is called the complete residue field of . The images in of the intederminates are denoted , more generally, the image in of any polynomial is denoted β; one has .
Let be a rational function on , that is an element of . It defines an actual function on the open set of where its denominator does not vanishβ; its value at a point is an element of . More generally, Berkovich defines an analytic function on an open set of as a function on such that for any , and such that any point possesses a neighbourhood such that is a uniform limit of rational functions without poles on .
The line bundle can also be defined in a similar way to the classical caseβ; by a similar GAGA theorem, its global sections are exactly the same as in algebraic geometry and are described by homogeneous polynomials of degree with coefficients in . If is such a polynomial and the corresponding section, then
where is a system of homogeneous coordinates in for the point . The function is continuous on , by the very definition of the topology on . Using the fact that is generated by its global sections, one deduces the existence of a continuous metric on satisfying the previous formula.
Smooth metrics
Following [59], we now want to explain the analogues of smooth, and, later, of semi-positive metrics.
Smooth metrics come from algebraic geometry over , and, more generally, over the ring of integers of finite extensions of . Let namely be a formal proper -scheme whose generic fibre in the sense of analytic geometry is .22 2 The reader might want to assume that is the analytic space associated to a projective -scheme and that is a projective -scheme whose generic fibre equals . This doesnβt make too much a difference for our concerns. Let also be a line bundle on which is model of some power , where . From this datum , we can define a metric on as follows. Let be a formal open subset of over which admits a local frame β; over its generic fibre , for any section of , one can write canonically , where . We decrete that . In other words, the norm of a local frame on the formal model is assigned to be identically one. This makes sense because if is another local frame of on , there exists an invertible formal function such that and the absolute value of the associated analytic function on is identically equal to . Considering a finite cover of by formal open subsets, their generic fibers form a finite cover of by closed subsets and this is enough to glue the local definitions to a continuous metric on .
Metrics on given by this construction, for some model of some power of will be said to be smooth.
Green functionsβ; smooth functions
Let be a metrized line bundle and let be a regular meromorphic section of . Its divisor is a Cartier divisor in . The function is defined on the open set β; by analogy to the complex case, we call it a Green function for the divisor . When the metric on is smooth, the Green function is said smooth. The same remark applies for the other qualificatives semi-positive, or admissible, that wil be introduced later.
Let us take for the trivial line bundle, with its canonical trivialization , and let us endow it with a smooth metric. By definition, we call a smooth function. More generally, we define the space of (real valued) smooth functions to be the real vector space spanned by these elementary smooth functions. Observe that this definition reverses what happens in complex geometry where smooth metrics on the trivial line bundle are defined from the knowledge of smooth functions.
Example : projective space
Let us consider the smooth metric on associated to the model of . Let be the formal open subset of defined by the non-vanishing of the homogeneous coordinate . Over, , has a global non-vanishing section, namely the one associated to the homogeneous polynomial . The generic fiber of in the sense of algebraic geometry is an affine space, with coordinates , for , and . However, its generic fiber in the sense of rigid geometry is the -dimensional polydisk in this affine space defined by the inequalities . We thus observe that for any ,
In other words, the Weil metric on is a smooth metric.
The Abelian group of smooth line bundles
Let us show that any line bundle has a smooth metric. There is a general theory, due to Raynaud, that shows how to define formal models from rigid analytic objects. In the present case, being projective, we may assume that is ample and consider a closed embedding of in a projective space given by some power . Let be the Zariski closure of in β; in concrete terms, if is the homogeneous ideal of , is the homogeneous ideal of . Let then be the restriction to of the line bundle . The triple is a model of and induces a smooth metric on .
Different models can give rise to the same metric. If is a morphism of models, and , then defines the same smooth metric on . Moreover, if two models , for , define the same metric, there exists a third model , with two morphisms such that the pull-backs coincide with . More precisely, if two models and of some power on a normal model define the same metric, then they are isomorphic. (See, e.g., Lemma 2.2 of [19]β; this may be false for non-normal modelsβ; it suffices that be integrally closed in its generic fiber.)
As a consequence, the set of smooth metrized line bundles is a subgroup of the group . The group fits within an exact sequence
the last map is surjective because every line bundle admits a model. If is a morphism, then .
Semi-positive metrics
A smooth metric is said to be ample if it is defined by a model such that the restriction of to the closed fiber is ample. The Weil metric on the line bundle on the projective space is ample. The proof given above of the existence of smooth metrics shows, more precisely, that ample line bundles admit ample metrics, and that the pull-back of a smooth ample metric by an immersion is a smooth ample metric.
A smooth metric is said to be semi-positive if it can be defined on a model such that the restriction of to the closed fiber is numerically effective : for any projective curve , the degree of is non-negative. Ample metrics are semi-positive.
The pull-back of a smooth semi-positive metric by any morphism is semi-positive.
Continuous semi-positive metrics
Let us say that a continuous metric on a line bundle is semi-positive if it is the uniform limit of a sequence of smooth semi-positive metrics on the same line bundle . As in the complex case, we then say that a metrized line bundle is admissible if it can be written as , for two line bundles and with continuous semi-positive metrics.
Let be a metrized line bundle, and let and be two continuous metrics on . It follows from the definition that the metrics and are continuous metrics.
Moreover, these metrics and are smooth if the initial metrics are smooth. Indeed, there exists a model , as well as two line bundles and extending the same power of and defining the metrics and respectively. We may assume that and have regular global sections and on which coincide on , with divisors and respectively. (The general case follows, by twisting and by a sufficiently ample line bundle on .) The blow-up of the ideal β; it carries an invertible ideal sheaf , with corresponding Cartier divisor . Since and coincide on the generic fiber, is already invertible there and is an isomorphism on the generic fiber.
The divisors and decompose canonically as sums
Let us pose
An explicit computation on the blow-up shows that and are models of and respectively. In particular, these metrics are smooth.
Assume that the initial metrics are semi-positive, and that some positive power of is effective. Then, the metric is semi-positive too. By approximation, it suffices to treat the case where the initial metrics are smooth and semi-positive. Then, the previous construction applies. Keeping the introduced notation, let us show that the restriction to the special fiber of the divisor is numerically effective. Let be an integral curve and let us prove that is nonnegative. If is not contained in , then , and since is numerically effectiveβ; consequently, . Similarly, when is not contained in . Since , this shows that in any case, hence is numerically effective.
This last result is the analogue in the ultrametric case to the fact that the maximum of two continuous plurisubharmonic functions is continuous plurisubharmonic. However, observe that in the complex case, the maximum or the minimum of smooth functions are not smooth in general.
Measures (smooth metrics)
In the non-archimedean case, there isnβt yet a purely analytic incarnation of the curvature form (or current) of a metrized line bundle , although the non-archimedean Arakelov geometry of [13] should certainly be pushed forward in that direction. However, as I discovered in [18], one can define an analogue of the measure when the space has dimension .
The idea consists in observing the local height pairing (defined by arithmetic intersection theory) and defining the measures so that a formula analogous to the complex one holds.
Let us therefore consider smooth metrized line bundles (for ) as well as regular meromorphic sections which have no common zero on . There exists a proper model of over and, for each , a line bundle on which extends some power of and which defines its metric.
Let be an algebraic -dimensional subvariety and let be its Zariski closure in β; this is a -dimensional subscheme of . Letβs replace it by its normalization or, more precisely, by its integral closure in its generic fiber. The local height pairing is then given by intersection theory, as
where means the divisor of , viewed as a regular meromorphic section of over . The right hand side means taking the intersection of the indicated Cartier divisors on , which is a well-defined class of a -cycle supported by the special fiber of β; then take its degree and multiply it by . (Recall that is a fixed uniformizing element of β; is absolute value does not depend on the actual choice.)
When one views as a regular meromorphic section of on its divisor has two parts : the first one, say , is βhorizontalβ and is the Zariski closure of the divisor β; the second one, say , is vertical, i.e., lies in the special fiber of over the residue field of . This decomposes the local height pairing as a sum
The first term is the local height pairing of . Let us investigate the second one.
Let be the family of irreducible components of this special fiberβ; for each , let be its multiplicity in the fiber. Then, the vertical component of decomposes as
where is nothing but the order of vanishing of along the special fiber at the generic point of . Then,
Since lies within the special fiber of ,
the multidegree of the vertical component with respect to the restriction on the special fiber of the line bundles .
One remarkable aspect of Berkovichβs theory is the existence, for each , of a unique point in which specializes to the generic point of . (Here, we use that is integrally closed in its generic fibre.) Then,
Finally,
Let us sum up this calculation : we have introduced points and decomposed the local height pairing as a sum :
It now remains to define
where is the Dirac measure at the point . This is a measure on , whose support is contained in , and whose total mass equals
One can also check that it does not depend on the choice of the section .
With this definition, the local height pairing obeys an induction formula totally analogous to the one satisfied in the complex case :
| (1.3.1) |
Local height pairing (admissible metrics)
With the notation of the previous paragraph, observe that the measures we have defined are positive when the smooth metrized line bundles are semi-positive. Indeed, this means that the line bundles are numerically effective hence, as a consequence of the criterion NakaiβMoishezon, any subvariety of the special fiber has a nonnegative multidegree.
With basically the same argment that the one we sketched in the complex case, we conclude that the local height pairing extends by continuity when semi-positive metrized line bundles are approximated by smooth semi-positive metrized line bundles. By linearity, this extends the local height pairing to admissible metrized line bundles.
Measures (admissible metrics)
Let us now return to semi-positive metrized line bundles , approximated by smooth semi-positive metrized line bundles . I claim that for any -dimensional variety , the sequence of measures converges to a measure on .
To prove the claim, we may assume that have sections without common zeroes on . Let also consider a smooth function on β; let be the trivial line bundle with the section , metrized in such a way that . Then, one has
writing has the quotient of two ample metrized line bundles, we deduce from the existence of the local height pairing for admissible metrics that these integrals converge when . Consequently, the sequence of measures converges to a positive linear form on the space of smooth functions. By a theorem of Gubler ([34], Theorem 7.12), which builds on the Stone-WeierstraΓ theorem and the compactness of the Berkovich space , the space of smooth functions is dense in the space of continuous complex functions on . A positivity argument, analogous to the proof that positive distributions are measures, then implies that our linear form is actually a positive measure which deserves the notation
We then extend this definition by linearity to the case of arbitrary admissible line bundles. The total mass of this measure is again the multidegree of with respect to the line bundles (for ).
Integrating Green functions
The definition of the convergence of a sequence of measures is convergence of all integrals against a given continuous compactly supported function. In applications, however, it can be desirable to integrate against more general functions. The inductive formula (1.2.1) for the local height pairing in the complex case, is such an example, as is the interpretation of Mahler measures of polynomials as (the archimedean component of) heights. However, its analogue (Equation 1.3.1) a priori holds only when is continuous, that is when the section has no zeroes nor poles.
The fact that it still holds in the archimedean case is a theorem of Maillot [43] building on the theory of BedfordβTaylor. We proved in [19, Th. 4.1] that this relation holds in the ultrametric case too. The proof (valid both in the ultrametric and archimedean cases) works by induction, and ultimately relies on an approximation lemma according to which any semi-positive Green function for a divisor is an increasing limit of smooth functions such that, for any , is a semi-positive Green function for . In fact, it suffices to pose β; then, is the maximum of two semi-positive Green functions, hence is semi-positive. (In the archimedean case, one needs to further regularize β; see [19] for details.)
The symmetry of the local height pairing then implies the following analogue of the PoincarΓ©βLelong formula. When is the trivial line bundle, with the metric defined by an admissible function , the factor will be written , by analogy to the complex case.
Proposition 1.3.2.
Let be a smooth function on and let be admissible metrized line bundlesβ; let be a -dimensional subvariety of and let be an invertible meromorphic sections of . Then,
DΓ©monstration.
Let be the trivial line bundle with global section and metric defined by . Let and, for , let be an invertible meromorphic section of . Since ,
and
One the other hand, the symmetry of the local height pairing implies that
Combining these equations, we obtain the claim. β