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3. Applications to Arakelov geometry [01JZ]

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3. Applications to Arakelov geometry

We now describe some applications of the previous considerations to arithmetic geometry over global fields.

3.1. Adelic metrics and heights

Adelic metrics

Let FF be either a number field (arithmetic case), or a finite extension of the field of rational functions over a constant field (geometric case). Let XX be a projective variety over FF, Let M⁡(F)M(F) be the set of normalized absolute values on FF. Any v∈M⁡(F)v\in M(F) gives rise to a complete valued field FvF_{v}, and to an analytic space XvX_{v} over FvF_{v} : if vv is archimedean, Xv=X⁡(Fv¯)X_{v}=X(\overline{F_{v}}), while XvX_{v} is the Berkovich analytic space attached to XFvX_{F_{v}} if vv is ultrametric.

If LL is a line bundle on XX, an adelic metric on LL is a family (‖⋅‖v)v∈M⁡(F)(\left\|{\cdot}\right\|_{v})_{v\in M(F)} of continuous metrics on the induced line bundles over the analytic spaces XvX_{v}. We require the following supplementary compatibility assumption : there exists a model (𝔛,ℒ,e)(\mathfrak{X},\mathscr{L},e) over the ring of integers of FF inducing the given metrics at almost all places vv. An adelic metric is said to be semi-positive, resp. admissible if it is so at all places of FF.

Line bundles on XX endowed with an adelic metric form a group Pic¯​(X)\overline{\operatorname{Pic}}(X) ; admissible line bundles form a subgroup Pic¯ad​(X)\overline{\operatorname{Pic}}_{\text{ad}}(X). If f:Y→Xf\colon Y\rightarrow X is any morphism, there is a natural morphism of groups f∗:Pic¯​(X)→Pic¯​(Y)f^{*}\colon\overline{\operatorname{Pic}}(X)\rightarrow\overline{\operatorname{Pic}}(Y) ; it maps Pic¯ad​(X)\overline{\operatorname{Pic}}_{\text{ad}}(X) into Pic¯ad​(Y)\overline{\operatorname{Pic}}_{\text{ad}}(Y).

Heights

Consider line bundles L¯0,…,L¯n\overline{L}_{0},\dots,\overline{L}_{n} with admissible adelic metrics. Let ZZ be a subvariety of XX of dimension kk and s0,…,sks_{0},\dots,s_{k} invertible meromorphic sections of L0,…,LkL_{0},\dots,L_{k} whose divisors hace no common intersection point on ZZ. For any v∈M⁡(F)v\in M(F), we have recalled in Sections 1.2, 1.2 and 1.3 the definitions of the local height pairing

(div^⁡(s0)​…​div^⁡(sk)|Z)v(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|Z)_{v}

where the index vv indicates the corresponding place of FF. The global height is the sum, over all v∈M⁡(F)v\in M(F), of these local heights :

(div^⁡(s0)​…​div^⁡(sk)|Z)=∑v∈M⁡(F)(div^⁡(s0)​…​div^⁡(sk)|Z)v.(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|Z)=\sum_{v\in M(F)}(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|Z)_{v}.

It inherits from the local heights their multilinear symmetric character.

Let us replace sks_{k} by another invertible meromorphic section f​skfs_{k}. Then,

(div^⁡(s0)​…​div^⁡(f​sk)|Z)\displaystyle(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(fs_{k})|Z) =∑v∈M⁡(F)(div^⁡(s0)​…​div^⁡(f​sk)|Z)v\displaystyle=\sum_{v\in M(F)}(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(fs_{k})|Z)_{v}
=∑v∈M⁡(F)(div^⁡(s0)​…​div^⁡(sk)|Z)v\displaystyle=\sum_{v\in M(F)}(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|Z)_{v}
+∑v∈M⁡(F)∫Xvlog|f|−1c1(L¯0)…c1(L¯k−1)δZv.\displaystyle\qquad+\sum_{v\in M(F)}\int_{X_{v}}\log\left|{f}\right|^{-1}c_{1}(\overline{L}_{0})\dots c_{1}(\overline{L}_{k-1})\delta_{\mathrm{Z}_{v}}.

In particular, if ZZ is a point z∈X⁡(F)z\in X(F), then δZv=δz\delta_{\mathrm{Z}_{v}}=\delta_{z} is the Dirac mass at zz and

(div^⁡(s0)|Z)=∑v∈M⁡(F)log⁡‖s0‖v−1​(z).(\mathop{\widehat{\operatorname{div}}}(s_{0})|Z)=\sum_{v\in M(F)}\log\left\|{s_{0}}\right\|^{-1}_{v}(z).

Let us observe that it is independent on the choice of the chosen meromorphic section s0s_{0}, provided it is regular at zz. Any other section has the form f​s0fs_{0}, for some invertible meromorphic function ff on XX. Then,

(div^⁡(f​s0)|Z)\displaystyle(\mathop{\widehat{\operatorname{div}}}(fs_{0})|Z) =∑v∈M⁡(F)log⁡‖f​s0‖v−1​(z)\displaystyle=\sum_{v\in M(F)}\log\left\|{fs_{0}}\right\|^{-1}_{v}(z)
=∑v∈M⁡(F)log⁡‖s0‖v−1​(z)+∑v∈M⁡(F)log⁡|f|v−1​(z)\displaystyle=\sum_{v\in M(F)}\log\left\|{s_{0}}\right\|^{-1}_{v}(z)+\sum_{v\in M(F)}\log\left|{f}\right|_{v}^{-1}(z)
=(div^⁡(f​s0)|Z)\displaystyle=(\mathop{\widehat{\operatorname{div}}}(fs_{0})|Z)

since, by the product formula, the second term vanishes.

By induction on the dimension of ZZ, and using the commutativity of the local height pairings, it follows that the global height only depends on the metrized line bundles, and not on the actual chosen sections s0,…,sks_{0},\dots,s_{k}. We denote it by

(c^1​(L¯0)​…​c^1​(L¯k)|Z).({\widehat{c}}_{1}(\overline{L}_{0})\dots{\widehat{c}}_{1}(\overline{L}_{k})|Z).

Again, it is multilinear symmetric in the metrized line bundles L¯0,…,L¯k\overline{L}_{0},\dots,\overline{L}_{k}. By the same argument, it only depends on their isomorphism classes in Pic¯ad​(X)\overline{\operatorname{Pic}}_{\text{ad}}(X).

It satisfies a projection formula : for any morphism f:Y→Xf\colon Y\rightarrow X and any kk-dimensional subvariety ZZ of YY,

(c^1​(f∗​L¯0)​…​c^1​(f∗​L¯k)|Z)=(c^1​(L¯0)​…​c^1​(L¯k)|f∗​(Z)CLOSE,({\widehat{c}}_{1}(f^{*}\overline{L}_{0})\dots{\widehat{c}}_{1}(f^{*}\overline{L}_{k})|Z)=({\widehat{c}}_{1}(\overline{L}_{0})\dots{\widehat{c}}_{1}(\overline{L}_{k})|f_{*}(Z),

where the cycle f∗​(Z)f_{*}(Z) is defined as deg⁡(Z/f⁡(Z))​f​(Z)\deg(Z/f(Z))f(Z) if ZZ and f⁡(Z)f(Z) have the same dimension, so that f:Z→f⁡(Z)f\colon Z\rightarrow f(Z) is generically finite, of some degree deg⁡(Z/f⁡(Z))\deg(Z/f(Z)). If ZZ and f⁡(Z)f(Z) don’t have the same dimension, one sets f∗​(Z)=0f_{*}(Z)=0.

Heights of points

The height of an algebraic point is an important tool in Diophantine geometry. If L¯\overline{L} is a line bundle with an adelic metric on XX, then for any point P∈X⁡(F)P\in X(F), viewed as a closed subscheme of XX, one has

hL¯​(P)=(c^1​(L¯)|P)=∑vlog⁡‖s‖v−1​(P),h_{\overline{L}}(P)=({\widehat{c}}_{1}(\overline{L})|P)=\sum_{v}\log\left\|{s}\right\|^{-1}_{v}(P),

where ss is any meromorphic section on LL which has neither a zero nor a pole at PP. More generally, let P∈X⁡(F¯)P\in X(\overline{F}) be an algebraic point and let [P][P] be the corresponding closed point of XX. Then,

hL¯(P)=1[F(P):F](c^1(L¯)|[P])h_{\overline{L}}(P)=\frac{1}{[F(P):F]}({\widehat{c}}_{1}(\overline{L})|[P])

is the height of PP with respect to the metrized line bundle L¯\overline{L}. In fact, restricted to points, these definitions apply to any, not necessary admissible,

Observe also the following functorial property of the height : If f:Y→Xf\colon Y\rightarrow X is a morphism and P∈Y⁡(F¯)P\in Y(\overline{F}), then hf∗​L¯​(P)=hL¯​(f⁡(P))h_{f^{*}\overline{L}}(P)=h_{\overline{L}}(f(P)). Finally, recall that if FF is a global field, then the height with respect to a metrized ample line bundle L¯\overline{L} satisfies Northcott’s finiteness property : for any integers dd and BB, there are only finitely many points P∈X⁡(F¯)P\in X(\overline{F}) such that [F(P):F]≤d[F(P):F]\leq d and hL¯​(P)≤Bh_{\overline{L}}(P)\leq B.

Zhang’s inequality

The essential minimum of the height hL¯h_{\overline{L}} is defined as

e⁡(L¯)=sup∅≠U⊂XinfP∈U⁡(F¯)hL¯​(P),e(\overline{L})=\sup_{\begin{subarray}{c}\emptyset\neq U\subset X\end{subarray}}\inf_{P\in U(\overline{F})}h_{\overline{L}}(P),

where the supremum runs over non-empty open subsets of XX. If LL is big, then e⁡(L¯)e(\overline{L}) is a real number. Another way to state its definition is the following : for any real number BB, then the set

{P∈X⁡(F¯);hL¯​(P)≤B}\{P\in X(\overline{F})\,;\,h_{\overline{L}}(P)\leq B\}

is Zariski dense if B>e⁡(L¯)B>e(\overline{L}), and is not Zariski dense if B<e⁡(L¯)B<e(\overline{L}).

Assume that L¯\overline{L} is an ample line bundle on XX, equipped with a semi-positive adelic metric. The (geometric/arithmetic) Hilbert-Samuel theorem implies the following inequality

e⁡(L¯)≥(c^1​(L¯)n+1|X)(n+1)​(c1​(L)n|X).e(\overline{L})\geq\frac{({\widehat{c}}_{1}(\overline{L})^{n+1}|X)}{(n+1)(c_{1}(L)^{n}|X)}.

(See Zhang [59], as well as [38, 28] for more details in the geometric case). When XX is a curve and FF is a number field, Autissier [3] proved that the inequality holds for any ample line bundle with an admissible adelic metric (see [18]) ; this extends to the geometric case.

3.2. Mahler measures and heights of divisors

In this section, we assume that XX is a projective geometricall integral smooth curve of positive genus gg over FF. For any place v∈M⁡(F)v\in M(F), let XvX_{v} be the corresponding analytic curve.

Let ff be an invertible meromorphic function on XX. Let us view it as an invertible meromorphic section of the trivial metrized line bundle 𝒪X¯\overline{\mathscr{O}_{X}}. Let L¯\overline{L} be any line bundle on XX with an admissible adelic metric. Then,

(c^1​(L¯)​c^1​(𝒪X¯)|X)=0.({\widehat{c}}_{1}(\overline{L}){\widehat{c}}_{1}(\overline{\mathscr{O}_{X}})|X)=0.

Moreover, according to Theorem 1.3 of [19] (see Section 1.3),

(c^1​(L¯)​c^1​(𝒪X¯)|X)=(c^1​(L¯)|div⁡(f))+∑v∈M⁡(F)∫Xvlog⁡|f|v−1​c1​(L¯)v.({\widehat{c}}_{1}(\overline{L}){\widehat{c}}_{1}(\overline{\mathscr{O}_{X}})|X)=({\widehat{c}}_{1}(\overline{L})|\operatorname{div}(f))+\sum_{v\in M(F)}\int_{X_{v}}\log\left|{f}\right|_{v}^{-1}c_{1}(\overline{L})_{v}.

In other words, this furnishes an integral formula for the height (relative to L¯\overline{L}) of any divisor which is rationally equivalent to 00 :

(c^1​(L¯)|div⁡(f))=∑v∈M⁡(F)∫Xvlog⁡|f|v​c1​(L¯)v.({\widehat{c}}_{1}(\overline{L})|\operatorname{div}(f))=\sum_{v\in M(F)}\int_{X_{v}}\log\left|{f}\right|_{v}c_{1}(\overline{L})_{v}.

Néron–Tate heights

We want to apply this formula to a specific metrized line bundle on XX. The Jacobian JJ of XX is an Abelian variety of dimension gg. We also choose a divisor DD of degree 11 on XX and correspondingly fix an embedding ι\iota of XX into JJ. (For this, we may need to enlarge the ground field FF.) Finally, we let Θ\Theta be the theta divisor of JJ, defined as the image of Xg−1X^{g-1} by the map (x1,…,xg−1)↦∑j=1g−1ι⁡(xj)(x_{1},\dots,x_{g-1})\mapsto\sum_{j=1}^{g-1}\iota(x_{j}).

As described above, the line bundle 𝒪J​(Θ)\mathscr{O}_{J}(\Theta) admits a canonical metrization ; this induces a metrization on its inverse image L=ι∗​𝒪J​(Θ)L=\iota^{*}\mathscr{O}_{J}(\Theta) on XX. The metrized line bundle 𝒪J​(Θ)¯\overline{\mathscr{O}_{J}(\Theta)} gives rise to the (theta) Néron–Tate height on JJ. Consequently, decomposing div⁡(f)=∑nP​P\operatorname{div}(f)=\sum n_{P}P, we obtain

(c^1(L¯)|div(f))=∑nP[F(P):F]h^Θ(ι(P))=∑nP[F(P):F]h^Θ([P−D]),({\widehat{c}}_{1}(\overline{L})|\operatorname{div}(f))=\sum n_{P}[F(P):F]\widehat{h}_{\Theta}(\iota(P))=\sum n_{P}[F(P):F]\widehat{h}_{\Theta}([P-D]),

where DD is the fixed divisor of degree 11 on XX.

Canonical measures

Since LL has degree gg, the measure c1​(L¯)vc_{1}(\overline{L})_{v} on XvX_{v} has total mass gg ; let us define a measure of total mass 11 on XvX_{v} by

μv=1g​c1​(L¯)v.\mu_{v}=\frac{1}{g}c_{1}(\overline{L})_{v}.

When vv is archimedean, the measure μv\mu_{v} is the Arakelov measure on the Riemann surface Xv​(𝐂)X_{v}({\mathbf{C}}). Let us recall its definition. Consider an orthonormal basis (ω1,…,ωg)(\omega_{1},\dots,\omega_{g}) of H0​(X,ΩX1)H^{0}(X,\Omega^{1}_{X}), i.e., a basis satisfying the relations

∫Xv​(𝐂)ωj∧ωk¯=δj,k={1if j=k ;0otherwise.\int_{X_{v}({\mathbf{C}})}\omega_{j}\wedge\overline{\omega_{k}}=\delta_{j,k}=\begin{cases}1&\text{if $j=k$ ;}\\ 0&\text{otherwise.}\end{cases}

Then,

μv=1g​∑j=1gωj∧ωj¯.\mu_{v}=\frac{1}{g}\sum_{j=1}^{g}\omega_{j}\wedge\overline{\omega_{j}}.

Let us now assume that vv is ultrametric. By a theorem of Heinz [40], the metric on the line bundle L¯\overline{L} coincides with the canonical metric defined by Zhang [57] using the reduction graph of the minimal regular model of XX. This allows in particular to compute the measure μv\mu_{v} : the reader will find in [20, 57, 5]) a quite explicit formula for μv\mu_{v}, involving the physical interpretation of the graph as an electric network.

Superelliptic curves

The formulas of this section combine to the following : if div⁡(f)=∑nP​P\operatorname{div}(f)=\sum n_{P}P is a divisor of an invertible meromorphic function on XX,

∑nP​h^Θ​([P−D])=∑v∈M⁡(F)∫Xvlog⁡|f⁡(x)|v​d​μv​(x).\sum n_{P}\widehat{h}_{\Theta}([P-D])=\sum_{v\in M(F)}\int_{X_{v}}\log\left|{f(x)}\right|_{v}\,\mathrm{d}\mu_{v}(x).

As pointed out by R. De Jong [22], the case of superelliptic curves is particularly interesting. Indeed, such curves are presented as a ramified μN\mu_{N}-covering x:X→𝐏1x\colon X\rightarrow{\mathbf{P}}^{1} of the projective line, which is totally ramified over the point at infinity, given by an equation yN=a⁡(x)y^{N}=a(x), where aa is a polynomial of degree m>Nm>N, prime to NN. One has g=12​(N−1)​(m−1)g=\frac{1}{2}(N-1)(m-1).

Let us take for the divisor DD the single point OO over the point at infinity. For each point PP in X⁡(F)X(F), x−x⁡(P)x-x(P) is a rational function on XX which has a single pole of order NN at infinity, and which vanishes along the fiber x−1​(x​(P))x^{-1}(x(P)) of xx. The group of automorphisms of XX acts transitively on this fiber, and respects the metrics, so that all of these points have the same Néron-Tate height. This implies the following formula

h^Θ​(P−O)=1N​∑v∈M⁡(F)∫Xvlog⁡|x−x⁡(P)|v​μv\widehat{h}_{\Theta}(P-O)=\frac{1}{N}\sum_{v\in M(F)}\int_{X_{v}}\log\left|{x-x(P)}\right|_{v}\mu_{v}

of [22]. The elliptic Mahler measure, defined by [27, 26] as a Shnirelman integral is therefore a natural integral when viewed on Berkovich spaces.

3.3. An equidistribution theorem

Bogomolov’s conjecture

Let XX be a projective smooth curve of genus g≥2g\geq 2 and let L¯\overline{L} be an ample line bundle on XX with a canonical metric inducing the Néron–Tate height. When FF is a number field, Bogomolov conjectured in [14] that e⁡(L¯)>0e(\overline{L})>0 ; this conjecture has been shown by Ullmo [53]. Its generalization to a subvariety XX of an Abelian variety AA, LL being an ample line bundle on AA with a canonical metric, asserts that e⁡(X,L¯)>0e(X,\overline{L})>0 when XX is not the translate of an abelian subvariety by a torsion point ; it has been shown by Zhang [60].

Since hL¯​(P)=0h_{\overline{L}}(P)=0 for any algebraic point P∈A⁡(F¯)P\in A(\overline{F}) which is a torsion point, these theorems imply in turn a theorem of Raynaud [46, 47] (formerly, a conjecture of Manin and Mumford) that the torsion points lying in a subvariety XX of an abelian variety are not Zariski dense in XX, unless XX is itself the translate of an abelian subvariety by a torsion point.

The analogues of Bogomolov’s and Zhang’s conjecture in the geometric case is still open in general ; see [37, 21] and the references therein for partial results.

The proofs by Ullmo and Zhang of Bogomolov’s conjecture make a fundamental use of an equidistribution principle which had been discovered together with Szpiro [50]. Let us first introduce a terminology : say a sequence (or a net) of algebraic points in a variety XX over a number field is generic if any strict subvariety of XX contains at most finitely terms of the sequence.

Let L¯\overline{L} be a line bundle on XX with a semi-positive adelic metric. The idea of the equidistribution principle is to consider a generic sequence (xj)(x_{j}) such that hL¯​(xj)→e⁡(L¯)h_{\overline{L}}(x_{j})\rightarrow e(\overline{L}), i.e., realizing the equality in Zhang’s inequality, and to use this inequality further, as a variational principle. Let vv be a place of FF ; for any nn, let δ​(xj)v\delta(x_{j})_{v} be the probability measure on XvX_{v} which gives any conjugate of xjx_{j} the same mass, 1/[F(xj):F]1/[F(x_{j}):F]. The equidistribution theorem states that for a generic sequence (xj)(x_{j}), the sequence of measures (δ​(xj)v)(\delta(x_{j})_{v}) on XvX_{v} converges vaguely towards the measure c1​(L¯)vn/(c1​(L)n|X)c_{1}(\overline{L})^{n}_{v}/(c_{1}(L)^{n}|X).

In these papers, the equidistribution property was only investigated at an archimedean place, but the introduction of the measures on Berkovich spaces was motivated by potential equidistribution theorems on those. In [18], I was able to prove general results on curves only. Indeed, unless XX is a curve, I needed an ampleness assumption on the metrized line bundle L¯\overline{L} in order to apply Zhang’s inequality to slight variations of it. This requirement has been removed by a paper of Yuan [55] who could understand arithmetic volumes beyond the ample case. Yuan’s proof is an arithmetic analogue of an inequality of Siu [49] which Faber [28] and Gubler [38] used to prove the geometric case of the equidistribution theorem.

In [19], we considered more general variations of the metrized line bundles. The discussion in that article was restricted to the arithmetic case but the arguments extend to the geometric case.

Theorem 3.3.1.

Let XX be a projective variety of dimension nn over FF. Let L¯\overline{L} be an ample line bundle on XX with a semi-positive adelic metric such that e⁡(L¯)=(c^1​(L¯)n+1|X)=0e(\overline{L})=({\widehat{c}}_{1}(\overline{L})^{n+1}|X)=0. Let (xj)(x_{j}) be a generic sequence of algebraic point in XX such that hL¯​(xj)→0h_{\overline{L}}(x_{j})\rightarrow 0. Then, for any line bundle M¯\overline{M} on XX with an admissible adelic metric,

limj→∞hM¯​(xj)=(c^1​(L¯)n​c^1​(M¯)|X)(c1​(L)n|X).\lim_{j\rightarrow\infty}h_{\overline{M}}(x_{j})=\frac{({\widehat{c}}_{1}(\overline{L})^{n}{\widehat{c}}_{1}(\overline{M})|X)}{(c_{1}(L)^{n}|X)}.

The particular case stated above is equivalent to loc.cit., Lemma 6.1, as one can see by by multiplying the metric on L¯\overline{L} by an adequate constant at some place of FF. Taking for MM the trivial line bundle 𝒪X\mathscr{O}_{X}, with an admissible metric, one recovers the equidistribution theorems of Yuan, Faber and Gubler.

3.4. Lower bounds for heights and the Hodge index theorem

In the final section, we use the Hodge index theorem in Arakelov geometry to establish positive lower bounds for heights on curves. The results are inspired by recent papers [4, 45], and the proofs are borrowed from [44]. After they were conceived, I received the preprint [54] which proves a similar result in any dimension.

The arithmetic Hodge index theorem

Let XX be a projective smooth curve over FF, let L¯\overline{L} be a line bundle of degree 00 on XX, with an admissible metric. Let L¯0\overline{L}_{0} be the same line bundle with the canonical metric : if XX has genus ≥1\geq 1, this is the metric induced by an embedding of XX into its Jacobian, if XX is of genus 00, then L¯0\overline{L}_{0} is the trivial metrized line bundle. The metrized line bundle L¯⊗L¯0−1\overline{L}\otimes\overline{L}_{0}^{-1} is the trivial line bundle, together with an admissible metric which is given by a function fvf_{v} at the place vv of FF.

A formula of Faltings–Hriljac expresses (c^1​(L¯0)2|X)({\widehat{c}}_{1}(\overline{L}_{0})^{2}|X) as twice minus the Néron–Tate height of the point of JJ corresponding to LL. More generally,

(c^1​(L¯)2|X)=−2​h^NT​([L])+∑v∈M⁡(F)𝒟⁡(fv),({\widehat{c}}_{1}(\overline{L})^{2}|X)=-2\widehat{h}_{\mathrm{NT}}([L])+\sum_{v\in M(F)}\mathscr{D}(f_{v}),

where for each v∈M⁡(F)v\in M(F),

𝒟⁡(fv)=∫Xvfv​ddc⁡(fv)\mathscr{D}(f_{v})=\int_{X_{v}}f_{v}\mathop{\mathrm{d}\mathrm{d}^{c}}(f_{v})

is the Dirichlet energy of fvf_{v}. This is a non positive quadratic form which vanishes if and only if fvf_{v} is constant. For more details, I refer to [15] at archimedean places and [51] at ultrametric places. (When XX has genus 00, L≃𝒪XL\simeq\mathscr{O}_{X} and the term h^NT​([L])\widehat{h}_{\mathrm{NT}}([L]) has to be interpreted as 00.)

As a consequence, (c^1​(L¯)2|X)≤0({\widehat{c}}_{1}(\overline{L})^{2}|X)\leq 0. Let us analyse the case of equality. Since they are nonpositive, all terms in the formula above have to vanish. Consequently, [L][L] is a torsion point in the Jacobian, and all functions fvf_{v} are constant. We will say that some power of L¯\overline{L} is constant

Proposition 3.4.1.

Let FF be a number field, let XX be a projective smooth curve over FF. Let L¯\overline{L} and M¯\overline{M} be two admissible metrized line bundles over XX. Assume that deg⁡(L)=ℓ\deg(L)=\ell, deg⁡(M)=m\deg(M)=m are positive. and (c^1​(L¯)2|X)=(c^1​(M¯)2|X)=0({\widehat{c}}_{1}(\overline{L})^{2}|X)=({\widehat{c}}_{1}(\overline{M})^{2}|X)=0. Then, the essential minimum of L¯⊗M¯\overline{L}\otimes\overline{M} satisfies the following inequality :

e⁡(L¯⊗M¯)≥−12​(ℓ+m)​ℓ​m​(c^1​(m​L¯−ℓ​M¯)2|X).e(\overline{L}\otimes\overline{M})\geq-\frac{1}{2(\ell+m)\ell m}({\widehat{c}}_{1}(m\overline{L}-\ell\overline{M})^{2}|X).

Moreover, the right hand side of this inequality is always nonnegative and vanishes if and only if some power of L¯m⊗M¯−ℓ\overline{L}^{m}\otimes\overline{M}^{-\ell} is constant.

Démonstration.

By Zhang’s inequality (see [18]), one has

e⁡(L¯+M¯)≥12​(ℓ+m)​(c^1​(L¯+M¯)2|X).e(\overline{L}+\overline{M})\geq\frac{1}{2(\ell+m)}({\widehat{c}}_{1}(\overline{L}+\overline{M})^{2}|X).

Since (c^1​(L¯)2|X)=(c^1​(M¯)2|X)=0({\widehat{c}}_{1}(\overline{L})^{2}|X)=({\widehat{c}}_{1}(\overline{M})^{2}|X)=0 by assumption, we observe that

(c^1​(L¯+M¯)2|X)=2​(c^1​(L¯)​c^1​(M¯)|X)=−1ℓ​m​(c^1​(m​L¯−ℓ​M¯)2|X).({\widehat{c}}_{1}(\overline{L}+\overline{M})^{2}|X)=2({\widehat{c}}_{1}(\overline{L}){\widehat{c}}_{1}(\overline{M})|X)=-\frac{1}{\ell m}({\widehat{c}}_{1}(m\overline{L}-\ell\overline{M})^{2}|X).

This shows the first claim.

Since m​LmL and ℓ​M\ell M have the same degree, viz. ℓ​m\ell m, the rest of the proposition follows from the negativity properties of the height recalled above. ∎

Assume that (xn)(x_{n}) is a generic sequence of points such that hL¯​(xn)h_{\overline{L}}(x_{n}) tends to 00. By Theorem 3.3.1, hM¯​(xn)h_{\overline{M}}(x_{n}) converges to

1ℓ​(c^1​(L¯)​c^1​(M¯)|X).\frac{1}{\ell}({\widehat{c}}_{1}(\overline{L}){\widehat{c}}_{1}(\overline{M})|X). (3.4.2)

Except when both lower bounds are zero, this is strictly bigger than the lower bound of the proposition, which is equal to

1ℓ+m​(c^1​(L¯)​c^1​(M¯)|X).\frac{1}{\ell+m}({\widehat{c}}_{1}(\overline{L}){\widehat{c}}_{1}(\overline{M})|X).

In other words, the greedy obvious method to find points of small height for L¯+M¯\overline{L}+\overline{M} that first minimizes the height hL¯h_{\overline{L}}, only works up to the factor (ℓ+m)/ℓ>1(\ell+m)/\ell>1.

An example

Let us give some explicit formulae for the lower-bound above, in some particular cases. We consider X=𝐏1X=\mathbf{P}^{1} over 𝐐{\mathbf{Q}} and the metrized line bundle 𝒪⁡(1)¯W\overline{\mathscr{O}(1)}_{\mathrm{W}}. Let φ\varphi and ψ\psi be polynomials with integral coefficients, of degrees ℓ\ell and mm respectively ; let us pose L¯=φ∗​𝒪⁡(1)¯W\overline{L}=\varphi^{*}\overline{\mathscr{O}(1)}_{\mathrm{W}}, M¯=ψ∗​𝒪⁡(1)¯W\overline{M}=\psi^{*}\overline{\mathscr{O}(1)}_{\mathrm{W}}. The line bundle L¯m⊗L¯−ℓ\overline{L}^{m}\otimes\overline{L}^{-\ell} is trivial and its metric is given by a family of functions (fv)(f_{v}). Since φ\varphi and ψ\psi have integral coefficients, fv=0f_{v}=0 at all finite places. Moreover, since gL¯​(x)=log⁡max⁡(|φ⁡(x)|​,1)g_{\overline{L}}(x)=\log\max(\left|{\varphi(x)}\right|,1) and gM¯​(x)=log⁡max⁡(|ψ⁡(x)|​,1)g_{\overline{M}}(x)=\log\max(\left|{\psi(x)}\right|,1) are the Green functions for the divisors ℓ⁡[∞]\ell[\infty] and m⁡[∞]m[\infty] respectively, one has

f∞​(x)=log⁡max⁡(|φ⁡(x)|m​,1)max⁡(|ψ⁡(x)|ℓ​,1).f_{\infty}(x)=\log\frac{\max(\left|{\varphi(x)}\right|^{m},1)}{\max(\left|{\psi(x)}\right|^{\ell},1)}.

Then,

ddc⁡f∞=m2​π​d​Arg⁡φ⁡(x)∧δ|φ⁡(x)|=1−ℓ2​π​d​Arg⁡ψ⁡(x)∧δ|ψ⁡(x)|=1\mathop{\mathrm{d}\mathrm{d}^{c}}f_{\infty}=\frac{m}{2\pi}\mathrm{d}\operatorname{Arg}\varphi(x)\wedge\delta_{\left|{\varphi(x)}\right|=1}-\frac{\ell}{2\pi}\mathrm{d}\operatorname{Arg}\psi(x)\wedge\delta_{\left|{\psi(x)}\right|=1}

From this, we deduce that

𝒟⁡(f∞)\displaystyle\mathscr{D}(f_{\infty}) =ℓ​m2​π​(∫|ψ⁡(x)|=1log⁡max⁡(|φ⁡(x)|​,1)​d​Arg⁡ψ⁡(x)CLOSE\displaystyle=\frac{\ell m}{2\pi}\left(\int_{\left|{\psi(x)}\right|=1}\log\max(\left|{\varphi(x)}\right|,1)\mathrm{d}\operatorname{Arg}\psi(x)\right.
+∫|φ⁡(x)|=1logmax(|ψ(x)|,1)dArgφ(x)),\displaystyle\qquad{}\left.+\int_{\left|{\varphi(x)}\right|=1}\log\max(\left|{\psi(x)}\right|,1)\mathrm{d}\operatorname{Arg}\varphi(x)\right),

the two others terms vanishing. In fact, Stokes’s formula implies that the two terms within the parentheses in the previous formula are equal and we have

𝒟⁡(f∞)=ℓ​mπ​∫|φ⁡(x)|=1log⁡max⁡(|ψ⁡(x)​,1|)​d​Arg⁡φ⁡(x).\mathscr{D}(f_{\infty})=\frac{\ell m}{\pi}\int_{\left|{\varphi(x)}\right|=1}\log\max(\left|{\psi(x),1}\right|)\mathrm{d}\operatorname{Arg}\varphi(x).

The simplest case to study is for φ⁡(x)=xℓ\varphi(x)=x^{\ell}. Then,

𝒟⁡(f∞)=ℓ​mπ​∫02​πlog⁡max⁡(|ψ⁡(ei​θ)|​,1)​𝑑θ\mathscr{D}(f_{\infty})=\frac{\ell m}{\pi}\int_{0}^{2\pi}\log\max(\left|{\psi(e^{i\theta})}\right|,1)\,\mathrm{d}\theta

is 2​ℓ​m2\ell m times the logarithm of the variant M+​(ψ)\mathrm{M}^{+}(\psi) of the Mahler measure of ψ\psi :

M+​(ψ)=exp⁡(12​π​∫02​πlog⁡max⁡(|ψ⁡(ei​θ)|​,1)​𝑑θ).\mathrm{M}^{+}(\psi)=\exp\left(\frac{1}{2\pi}\int_{0}^{2\pi}\log\max(\left|{\psi(e^{i\theta})}\right|,1)\,\mathrm{d}\theta\right).

In fact, Jensen’s formula implies that

M+​(ψ)=exp⁡(1(2​π)2​∫02​πlog⁡|ψ⁡(ei​θ1)−ei​θ2|​d​θ1​d​θ2)\mathrm{M}^{+}(\psi)=\exp\left(\frac{1}{(2\pi)^{2}}\int_{0}^{2\pi}\log\left|{\psi(e^{i\theta_{1}})-e^{i\theta_{2}}}\right|\,\mathrm{d}\theta_{1}\mathrm{d}\theta_{2}\right)

is the Mahler measure M⁡(ψ⁡(x)−y)\mathrm{M}(\psi(x)-y) of the 2-variables polynomial ψ⁡(x)−y\psi(x)-y.

Consequently, except for finitely many exceptions, any algebraic point x∈𝐏1​(𝐐¯)x\in{\mathbf{P}}^{1}(\overline{{\mathbf{Q}}}) satisfies

ℓ​h​(x)+h⁡(ψ⁡(x))≥1ℓ+m​log⁡M⁡(ψ⁡(x)−y).\ell h(x)+h(\psi(x))\geq\frac{1}{\ell+m}\log\mathrm{M}(\psi(x)-y).

For ℓ=1\ell=1 and ψ⁡(x)=1−x\psi(x)=1-x, we obtain that up to finitely many exceptions,

h⁡(x)+h⁡(1−x)≥12​log⁡M⁡(1−x−y)≈0.161538,h(x)+h(1-x)\geq\frac{1}{2}\log\mathrm{M}(1-x-y)\approx 0.161538,

In that particular case, Zagier [56] has proved a much more precise result : except for 5 explicit points in 𝐏1{\mathbf{P}}^{1},

h⁡(x)+h⁡(1−x)≥12​log⁡(1+52)≈0.240606.h(x)+h(1-x)\geq\frac{1}{2}\log(\frac{1+\sqrt{5}}{2})\approx 0.240606.

Observe also that if (xj)(x_{j}) is a sequence of points such that h⁡(xj)→0h(x_{j})\rightarrow 0, Theorem 3.3.1 implies that h⁡(1−x)→log⁡M⁡(1−x−y)≈0.323076h(1-x)\rightarrow\log\mathrm{M}(1-x-y)\approx 0.323076.

Application to dynamical systems

Let us assume that L¯\overline{L} and M¯\overline{M} are the metrized line bundles 𝒪⁡(1)¯φ\overline{\mathscr{O}(1)}_{\varphi} and 𝒪⁡(1)¯ψ\overline{\mathscr{O}(1)}_{\psi} attached to rational functions φ\varphi and ψ\psi of degres dd and ee respectively, with d≥2d\geq 2 and e≥2e\geq 2. Let us write hφh_{\varphi} and hψh_{\psi} for the height relative to these metrized line bundles ; we call them the canonical heights. The isometry φ∗​𝒪⁡(1)¯φ≃𝒪⁡(1)¯φd\varphi^{*}\overline{\mathscr{O}(1)}_{\varphi}\simeq\overline{\mathscr{O}(1)}_{\varphi}^{d} and the functorial properties of the height imply that for any x∈𝐏1​(F¯)x\in{\mathbf{P}}^{1}(\overline{F}), hφ​(φ⁡(x))=d​hφ​(x)h_{\varphi}(\varphi(x))=dh_{\varphi}(x) and hψ​(ψ⁡(x))=e​hψ​(x)h_{\psi}(\psi(x))=eh_{\psi}(x). In particular, preperiodic points for φ\varphi (i.e., points with finite forward orbit) satisfy hφ​(x)=0h_{\varphi}(x)=0. Moreover,

d2​(c^1​(𝒪⁡(1)¯φ)2|𝐏1)=(c^1​(φ∗​𝒪⁡(1)¯φ)2|𝐏1)=(c^1​(𝒪⁡(1)¯φ)2|φ∗​𝐏1)=d⁡(c^1​(𝒪⁡(1)¯φ)2|𝐏1),d^{2}({\widehat{c}}_{1}(\overline{\mathscr{O}(1)}_{\varphi})^{2}|{\mathbf{P}}^{1})=({\widehat{c}}_{1}(\varphi^{*}\overline{\mathscr{O}(1)}_{\varphi})^{2}|{\mathbf{P}}^{1})=({\widehat{c}}_{1}(\overline{\mathscr{O}(1)}_{\varphi})^{2}|\varphi_{*}{\mathbf{P}}^{1})=d({\widehat{c}}_{1}(\overline{\mathscr{O}(1)}_{\varphi})^{2}|{\mathbf{P}}^{1}),

hence (c^1​(𝒪⁡(1)¯φ)2|𝐏1)=0({\widehat{c}}_{1}(\overline{\mathscr{O}(1)}_{\varphi})^{2}|{\mathbf{P}}^{1})=0 since d≠0,1d\neq 0,1. Similarly, preperiodic points of ψ\psi satisfy hψ​(x)=0h_{\psi}(x)=0, and (c^1​(𝒪⁡(1)¯ψ)2|𝐏1)=0({\widehat{c}}_{1}(\overline{\mathscr{O}(1)}_{\psi})^{2}|{\mathbf{P}}^{1})=0.

In the arithmetic case, or over function fields over a finit field, Northcott’s finiteness theorem implies easily that points xx such that hφ​(x)=0h_{\varphi}(x)=0 are preperiodic for φ\varphi, and similarly for ψ\psi. This is not true in general : for example, if φ\varphi is constant, all constant points have height 00 but only countably many of them are preperiodic ; more generally isotrivial rational functions, i.e. rational functions which are constant after conjugacy by an automorphism of 𝐏1{\mathbf{P}}^{1} will furnish counterexamples. The best known result is restricted to (non-isotrivial) polynomials : by Benedetto [10], a point of height zero is then preperiodic ; the proof relies on a detailed analysis of the Julia set.

Let us show how Prop. 3.4.1 implies results of Baker and DeMarco [4], and of Petsche, Szpiro and Tucker [45].

Proposition 3.4.3.

In the geometric case, let us assume that ψ\psi is non-isotrivial ; if FF is a function field over an infinite field, let us moreover assume that it is a polynomial. The following are then equivalent :

  1. (1)

    the heights hφh_{\varphi} and hψh_{\psi} coincide ;

  2. (2)

    φ\varphi and ψ\psi have infinitely many common preperiodic points ;

  3. (3)

    the essential lowest bound of hφ+hψh_{\varphi}+h_{\psi} is zero ;

  4. (4)

    the equilibrium measures μφ\mu_{\varphi} and μψ\mu_{\psi} are equal at all places ;

  5. (5)

    the metrized line bundles 𝒪​(1)φ\mathscr{O}(1)_{\varphi} and 𝒪​(1)ψ\mathscr{O}(1)_{\psi} are isomorphic, up to a family of constants (cv)(c_{v}) such that ∏cv=1\prod c_{v}=1.

Démonstration.

The arguments are more or less formal from Prop. 3.4.1 ; let us detail them anyway for the sake of the reader.

1)⇒\Rightarrow2). Like any rational map, φ\varphi has infinitely many preperiodic points in 𝐏1​(F¯){\mathbf{P}}^{1}(\overline{F}), and they satisfy hφ​(x)=0h_{\varphi}(x)=0. If hφ=hψh_{\varphi}=h_{\psi}, then they also satisfy hψ​(x)=0h_{\psi}(x)=0. Under the assumptions of the proposition, they are preperiodic for ψ\psi.

2)⇒\Rightarrow3) is obvious, for common preperiodic points of φ\varphi and ψ\psi satisfy hφ​(x)+hψ​(x)=0h_{\varphi}(x)+h_{\psi}(x)=0/.

3)⇒\Rightarrow4). By Prop. 3.4.1, the line bundle 𝒪​(1)φ−𝒪​(1)ψ\mathscr{O}(1)_{\varphi}-\mathscr{O}(1)_{\psi} has the constant metric at all places. In particular, the local measures μφ\mu_{\varphi} and μψ\mu_{\psi} coincide at all places.

4)⇒\Rightarrow5). Let ss be a non zero global section of 𝒪⁡(1)\mathscr{O}(1). For any place vv, fv=log⁡(‖s‖v,φ/‖s‖v,ψ)f_{v}=\log(\left\|{s}\right\|_{v,\varphi}/\left\|{s}\right\|_{v,\psi}) ; one has μv,ψ−μv,φ=ddc⁡fv\mu_{v,\psi}-\mu_{v,\varphi}=\mathop{\mathrm{d}\mathrm{d}^{c}}f_{v}, hence ddc⁡fv=0\mathop{\mathrm{d}\mathrm{d}^{c}}f_{v}=0. By the maximum principle of [51], fvf_{v} is constant. Moreover,

0=(c^1​(𝒪⁡(1)¯ψ)2|X)=(c^1​(𝒪⁡(1)¯φ)2|X)+∑vlog⁡cv=∑vlog⁡cv.0=({\widehat{c}}_{1}(\overline{\mathscr{O}(1)}_{\psi})^{2}|X)=({\widehat{c}}_{1}(\overline{\mathscr{O}(1)}_{\varphi})^{2}|X)+\sum_{v}\log c_{v}=\sum_{v}\log c_{v}.

5)⇒\Rightarrow1). This is obvious. ∎

Remarks

1) The restrictive hypotheses on ψ\psi have only been used to establish the implication 1)⇒\Rightarrow2).

2) Of course, many other results can be established by the same reasoning, in particular the number field case of Theorem 1.1 of [4]. Let us also recall that the support of the equilibrium measure μφ\mu_{\varphi} is the Julia set J⁡(φ)J(\varphi). If J⁡(φ)≠J⁡(ψ)J(\varphi)\neq J(\psi) at some place, then none of the assertions of Prop. 3.4.3 can possibly hold.

3) The main result of [54] is that a variant of the implication (4)⇒\Rightarrow(5) also holds in a more general setting : two semi-positive metrics on a line bundle which define the same measure at a place vv differ by multiplication by a constant. The given proof works for curves.

4) We also recall that an implication similar to (1)⇒\Rightarrow(5) holds for general metrized line bundles on arithmetic varieties, as proven by [1] : if L¯\overline{L} and M¯\overline{M} are line bundles with adelic metrics such that hL¯=hM¯h_{\overline{L}}=h_{\overline{M}}, then L¯⊗M¯−1\overline{L}\otimes\overline{M}^{-1} is torsion in the Arakelov Picard group Pic¯​(X)\overline{\operatorname{Pic}}(X) : the heights determine the metrics.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.