3. Applications to Arakelov geometry [01JZ]
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3. Applications to Arakelov geometry
We now describe some applications of the previous considerations to arithmetic geometry over global fields.
3.1. Adelic metrics and heights
Adelic metrics
Let be either a number field (arithmetic case), or a finite extension of the field of rational functions over a constant field (geometric case). Let be a projective variety over , Let be the set of normalized absolute values on . Any gives rise to a complete valued field , and to an analytic space over : if is archimedean, , while is the Berkovich analytic space attached to if is ultrametric.
If is a line bundle on , an adelic metric on is a family of continuous metrics on the induced line bundles over the analytic spaces . We require the following supplementary compatibility assumption : there exists a model over the ring of integers of inducing the given metrics at almost all places . An adelic metric is said to be semi-positive, resp. admissible if it is so at all places of .
Line bundles on endowed with an adelic metric form a group ; admissible line bundles form a subgroup . If is any morphism, there is a natural morphism of groups ; it maps into .
Heights
Consider line bundles with admissible adelic metrics. Let be a subvariety of of dimension and invertible meromorphic sections of whose divisors hace no common intersection point on . For any , we have recalled in Sections 1.2, 1.2 and 1.3 the definitions of the local height pairing
where the index indicates the corresponding place of . The global height is the sum, over all , of these local heights :
It inherits from the local heights their multilinear symmetric character.
Let us replace by another invertible meromorphic section . Then,
In particular, if is a point , then is the Dirac mass at and
Let us observe that it is independent on the choice of the chosen meromorphic section , provided it is regular at . Any other section has the form , for some invertible meromorphic function on . Then,
since, by the product formula, the second term vanishes.
By induction on the dimension of , and using the commutativity of the local height pairings, it follows that the global height only depends on the metrized line bundles, and not on the actual chosen sections . We denote it by
Again, it is multilinear symmetric in the metrized line bundles . By the same argument, it only depends on their isomorphism classes in .
It satisfies a projection formula : for any morphism and any -dimensional subvariety of ,
where the cycle is defined as if and have the same dimension, so that is generically finite, of some degree . If and don’t have the same dimension, one sets .
Heights of points
The height of an algebraic point is an important tool in Diophantine geometry. If is a line bundle with an adelic metric on , then for any point , viewed as a closed subscheme of , one has
where is any meromorphic section on which has neither a zero nor a pole at . More generally, let be an algebraic point and let be the corresponding closed point of . Then,
is the height of with respect to the metrized line bundle . In fact, restricted to points, these definitions apply to any, not necessary admissible,
Observe also the following functorial property of the height : If is a morphism and , then . Finally, recall that if is a global field, then the height with respect to a metrized ample line bundle satisfies Northcott’s finiteness property : for any integers and , there are only finitely many points such that and .
Zhang’s inequality
The essential minimum of the height is defined as
where the supremum runs over non-empty open subsets of . If is big, then is a real number. Another way to state its definition is the following : for any real number , then the set
is Zariski dense if , and is not Zariski dense if .
Assume that is an ample line bundle on , equipped with a semi-positive adelic metric. The (geometric/arithmetic) Hilbert-Samuel theorem implies the following inequality
(See Zhang [59], as well as [38, 28] for more details in the geometric case). When is a curve and is a number field, Autissier [3] proved that the inequality holds for any ample line bundle with an admissible adelic metric (see [18]) ; this extends to the geometric case.
3.2. Mahler measures and heights of divisors
In this section, we assume that is a projective geometricall integral smooth curve of positive genus over . For any place , let be the corresponding analytic curve.
Let be an invertible meromorphic function on . Let us view it as an invertible meromorphic section of the trivial metrized line bundle . Let be any line bundle on with an admissible adelic metric. Then,
Moreover, according to Theorem 1.3 of [19] (see Section 1.3),
In other words, this furnishes an integral formula for the height (relative to ) of any divisor which is rationally equivalent to :
Néron–Tate heights
We want to apply this formula to a specific metrized line bundle on . The Jacobian of is an Abelian variety of dimension . We also choose a divisor of degree on and correspondingly fix an embedding of into . (For this, we may need to enlarge the ground field .) Finally, we let be the theta divisor of , defined as the image of by the map .
As described above, the line bundle admits a canonical metrization ; this induces a metrization on its inverse image on . The metrized line bundle gives rise to the (theta) Néron–Tate height on . Consequently, decomposing , we obtain
where is the fixed divisor of degree on .
Canonical measures
Since has degree , the measure on has total mass ; let us define a measure of total mass on by
When is archimedean, the measure is the Arakelov measure on the Riemann surface . Let us recall its definition. Consider an orthonormal basis of , i.e., a basis satisfying the relations
Then,
Let us now assume that is ultrametric. By a theorem of Heinz [40], the metric on the line bundle coincides with the canonical metric defined by Zhang [57] using the reduction graph of the minimal regular model of . This allows in particular to compute the measure : the reader will find in [20, 57, 5]) a quite explicit formula for , involving the physical interpretation of the graph as an electric network.
Superelliptic curves
The formulas of this section combine to the following : if is a divisor of an invertible meromorphic function on ,
As pointed out by R. De Jong [22], the case of superelliptic curves is particularly interesting. Indeed, such curves are presented as a ramified -covering of the projective line, which is totally ramified over the point at infinity, given by an equation , where is a polynomial of degree , prime to . One has .
Let us take for the divisor the single point over the point at infinity. For each point in , is a rational function on which has a single pole of order at infinity, and which vanishes along the fiber of . The group of automorphisms of acts transitively on this fiber, and respects the metrics, so that all of these points have the same Néron-Tate height. This implies the following formula
of [22]. The elliptic Mahler measure, defined by [27, 26] as a Shnirelman integral is therefore a natural integral when viewed on Berkovich spaces.
3.3. An equidistribution theorem
Bogomolov’s conjecture
Let be a projective smooth curve of genus and let be an ample line bundle on with a canonical metric inducing the Néron–Tate height. When is a number field, Bogomolov conjectured in [14] that ; this conjecture has been shown by Ullmo [53]. Its generalization to a subvariety of an Abelian variety , being an ample line bundle on with a canonical metric, asserts that when is not the translate of an abelian subvariety by a torsion point ; it has been shown by Zhang [60].
Since for any algebraic point which is a torsion point, these theorems imply in turn a theorem of Raynaud [46, 47] (formerly, a conjecture of Manin and Mumford) that the torsion points lying in a subvariety of an abelian variety are not Zariski dense in , unless is itself the translate of an abelian subvariety by a torsion point.
The proofs by Ullmo and Zhang of Bogomolov’s conjecture make a fundamental use of an equidistribution principle which had been discovered together with Szpiro [50]. Let us first introduce a terminology : say a sequence (or a net) of algebraic points in a variety over a number field is generic if any strict subvariety of contains at most finitely terms of the sequence.
Let be a line bundle on with a semi-positive adelic metric. The idea of the equidistribution principle is to consider a generic sequence such that , i.e., realizing the equality in Zhang’s inequality, and to use this inequality further, as a variational principle. Let be a place of ; for any , let be the probability measure on which gives any conjugate of the same mass, . The equidistribution theorem states that for a generic sequence , the sequence of measures on converges vaguely towards the measure .
In these papers, the equidistribution property was only investigated at an archimedean place, but the introduction of the measures on Berkovich spaces was motivated by potential equidistribution theorems on those. In [18], I was able to prove general results on curves only. Indeed, unless is a curve, I needed an ampleness assumption on the metrized line bundle in order to apply Zhang’s inequality to slight variations of it. This requirement has been removed by a paper of Yuan [55] who could understand arithmetic volumes beyond the ample case. Yuan’s proof is an arithmetic analogue of an inequality of Siu [49] which Faber [28] and Gubler [38] used to prove the geometric case of the equidistribution theorem.
In [19], we considered more general variations of the metrized line bundles. The discussion in that article was restricted to the arithmetic case but the arguments extend to the geometric case.
Theorem 3.3.1.
Let be a projective variety of dimension over . Let be an ample line bundle on with a semi-positive adelic metric such that . Let be a generic sequence of algebraic point in such that . Then, for any line bundle on with an admissible adelic metric,
The particular case stated above is equivalent to loc.cit., Lemma 6.1, as one can see by by multiplying the metric on by an adequate constant at some place of . Taking for the trivial line bundle , with an admissible metric, one recovers the equidistribution theorems of Yuan, Faber and Gubler.
3.4. Lower bounds for heights and the Hodge index theorem
In the final section, we use the Hodge index theorem in Arakelov geometry to establish positive lower bounds for heights on curves. The results are inspired by recent papers [4, 45], and the proofs are borrowed from [44]. After they were conceived, I received the preprint [54] which proves a similar result in any dimension.
The arithmetic Hodge index theorem
Let be a projective smooth curve over , let be a line bundle of degree on , with an admissible metric. Let be the same line bundle with the canonical metric : if has genus , this is the metric induced by an embedding of into its Jacobian, if is of genus , then is the trivial metrized line bundle. The metrized line bundle is the trivial line bundle, together with an admissible metric which is given by a function at the place of .
A formula of Faltings–Hriljac expresses as twice minus the Néron–Tate height of the point of corresponding to . More generally,
where for each ,
is the Dirichlet energy of . This is a non positive quadratic form which vanishes if and only if is constant. For more details, I refer to [15] at archimedean places and [51] at ultrametric places. (When has genus , and the term has to be interpreted as .)
As a consequence, . Let us analyse the case of equality. Since they are nonpositive, all terms in the formula above have to vanish. Consequently, is a torsion point in the Jacobian, and all functions are constant. We will say that some power of is constant
Proposition 3.4.1.
Let be a number field, let be a projective smooth curve over . Let and be two admissible metrized line bundles over . Assume that , are positive. and . Then, the essential minimum of satisfies the following inequality :
Moreover, the right hand side of this inequality is always nonnegative and vanishes if and only if some power of is constant.
Démonstration.
By Zhang’s inequality (see [18]), one has
Since by assumption, we observe that
This shows the first claim.
Since and have the same degree, viz. , the rest of the proposition follows from the negativity properties of the height recalled above. ∎
Assume that is a generic sequence of points such that tends to . By Theorem 3.3.1, converges to
| (3.4.2) |
Except when both lower bounds are zero, this is strictly bigger than the lower bound of the proposition, which is equal to
In other words, the greedy obvious method to find points of small height for that first minimizes the height , only works up to the factor .
An example
Let us give some explicit formulae for the lower-bound above, in some particular cases. We consider over and the metrized line bundle . Let and be polynomials with integral coefficients, of degrees and respectively ; let us pose , . The line bundle is trivial and its metric is given by a family of functions . Since and have integral coefficients, at all finite places. Moreover, since and are the Green functions for the divisors and respectively, one has
Then,
From this, we deduce that
the two others terms vanishing. In fact, Stokes’s formula implies that the two terms within the parentheses in the previous formula are equal and we have
The simplest case to study is for . Then,
is times the logarithm of the variant of the Mahler measure of :
In fact, Jensen’s formula implies that
is the Mahler measure of the 2-variables polynomial .
Consequently, except for finitely many exceptions, any algebraic point satisfies
Application to dynamical systems
Let us assume that and are the metrized line bundles and attached to rational functions and of degres and respectively, with and . Let us write and for the height relative to these metrized line bundles ; we call them the canonical heights. The isometry and the functorial properties of the height imply that for any , and . In particular, preperiodic points for (i.e., points with finite forward orbit) satisfy . Moreover,
hence since . Similarly, preperiodic points of satisfy , and .
In the arithmetic case, or over function fields over a finit field, Northcott’s finiteness theorem implies easily that points such that are preperiodic for , and similarly for . This is not true in general : for example, if is constant, all constant points have height but only countably many of them are preperiodic ; more generally isotrivial rational functions, i.e. rational functions which are constant after conjugacy by an automorphism of will furnish counterexamples. The best known result is restricted to (non-isotrivial) polynomials : by Benedetto [10], a point of height zero is then preperiodic ; the proof relies on a detailed analysis of the Julia set.
Let us show how Prop. 3.4.1 implies results of Baker and DeMarco [4], and of Petsche, Szpiro and Tucker [45].
Proposition 3.4.3.
In the geometric case, let us assume that is non-isotrivial ; if is a function field over an infinite field, let us moreover assume that it is a polynomial. The following are then equivalent :
- (1)
the heights and coincide ;
- (2)
and have infinitely many common preperiodic points ;
- (3)
the essential lowest bound of is zero ;
- (4)
the equilibrium measures and are equal at all places ;
- (5)
the metrized line bundles and are isomorphic, up to a family of constants such that .
Démonstration.
The arguments are more or less formal from Prop. 3.4.1 ; let us detail them anyway for the sake of the reader.
1)2). Like any rational map, has infinitely many preperiodic points in , and they satisfy . If , then they also satisfy . Under the assumptions of the proposition, they are preperiodic for .
2)3) is obvious, for common preperiodic points of and satisfy /.
3)4). By Prop. 3.4.1, the line bundle has the constant metric at all places. In particular, the local measures and coincide at all places.
4)5). Let be a non zero global section of . For any place , ; one has , hence . By the maximum principle of [51], is constant. Moreover,
5)1). This is obvious. ∎
Remarks
1) The restrictive hypotheses on have only been used to establish the implication 1)2).
2) Of course, many other results can be established by the same reasoning, in particular the number field case of Theorem 1.1 of [4]. Let us also recall that the support of the equilibrium measure is the Julia set . If at some place, then none of the assertions of Prop. 3.4.3 can possibly hold.
3) The main result of [54] is that a variant of the implication (4)(5) also holds in a more general setting : two semi-positive metrics on a line bundle which define the same measure at a place differ by multiplication by a constant. The given proof works for curves.
4) We also recall that an implication similar to (1)(5) holds for general metrized line bundles on arithmetic varieties, as proven by [1] : if and are line bundles with adelic metrics such that , then is torsion in the Arakelov Picard group : the heights determine the metrics.