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1.3. The case of non-archimedean analytic spaces [01IR]

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1.3. The case of non-archimedean analytic spaces

Let KK be a complete ultrametric field. We are principally interested in finite extensions of 𝐐p{\mathbf{Q}}_{p}, but the case of local fields of positive characteristic (finite extensions of k⁑((T))k((T)), for a finite field kk) have proved being equally useful, as are non-local fields like the field 𝐂⁑((T)){\mathbf{C}}((T)) of Laurent power series with complex coefficients. For simplicity, we will assume that KK is the field of fractions of a complete discrete valuation ring K∘K^{\circ}, let Ο€\pi be a generator of the maximal ideal of K∘K^{\circ} and let K~=K∘/(Ο€)\tilde{K}=K^{\circ}/(\pi) be the residue field.

Continuous metrics

Let X\mathrm{X} be a KK-analytic space in the sense of Berkovich [11]. For simplicity, we will assume that X\mathrm{X} is the analytic space associated to a proper scheme over KK. In that context, the general definition of continuous metrized line bundles given above makes sense.

Let us detail the example of the line bundle π’ͺ⁑(1)\mathscr{O}(1) on the projective space PKn\mathrm{P}^{n}_{K}. A point x∈PKnx\in\mathrm{P}^{n}_{K} possesses a complete residue field ℋ⁑(x)\mathscr{H}(x) which is a complete extension of KK and homogeneous coordinates [x0:…:xn][x_{0}:\dots:x_{n}] in the field ℋ⁑(x)\mathscr{H}(x). As in complex geometry, the projective space PKn\mathrm{P}^{n}_{K} is obtained by glueing n+1n+1 copies U0,…,Un\mathrm{U}_{0},\dots,\mathrm{U}_{n} of the affine space AKn\mathrm{A}^{n}_{K}, where Ui\mathrm{U}_{i} corresponds to those points xx such that xiβ‰ 0x_{i}\neq 0. Recall also that AKn\mathrm{A}^{n}_{K} is the space of multiplicative semi-norms on the KK-algebra K⁑[T1,…,Tn]K[T_{1},\dots,T_{n}] which induce the given absolute value on KK, together with the coarsest topology such that for any semi-norm x∈AKnx\in\mathrm{A}^{n}_{K}, the map K⁑[T1,…,Tn]→𝐑K[T_{1},\dots,T_{n}]\rightarrow{\mathbf{R}} defined by f↦x⁑(f)f\mapsto x(f) is continuous. The kernel of a semi-norm xx is a prime ideal 𝔭x\mathfrak{p}_{x} of K⁑[T1,…,Tn]K[T_{1},\dots,T_{n}] and xx induces a norm on the quotient ring K⁑[T1,…,Tn]/𝔭xK[T_{1},\dots,T_{n}]/\mathfrak{p}_{x}, hence on its field of fractions K⁑(x)K(x). The completion of K⁑(x)K(x) with respect to this norm is denoted ℋ⁑(x)\mathscr{H}(x) and is called the complete residue field of xx. The images in ℋ⁑(x)\mathscr{H}(x) of the intederminates TiT_{i} are denoted Ti​(x)T_{i}(x), more generally, the image in ℋ⁑(x)\mathscr{H}(x) of any polynomial f∈K⁑[T1,…,Tn]f\in K[T_{1},\dots,T_{n}] is denoted f⁑(x)f(x) ; one has x⁑(f)=|f⁑(x)|x(f)=\left|{f(x)}\right|.

Let ff be a rational function on PKn\mathrm{P}^{n}_{K}, that is an element of ∈K⁑(T1,…,Tn)\in K(T_{1},\dots,T_{n}). It defines an actual function on the open set U\mathrm{U} of 𝐏Kn{\mathbf{P}}^{n}_{K} where its denominator does not vanish ; its value at a point x∈Ux\in U is an element of ℋ⁑(x)\mathscr{H}(x). More generally, Berkovich defines an analytic function on an open set U\mathrm{U} of PKn\mathrm{P}^{n}_{K} as a function ff on UU such that f⁑(x)βˆˆβ„‹β‘(x)f(x)\in\mathscr{H}(x) for any x∈Ux\in\mathrm{U}, and such that any point x∈Ux\in\mathrm{U} possesses a neighbourhood VβŠ‚U\mathrm{V}\subset\mathrm{U} such that f|Vf|_{\mathrm{V}} is a uniform limit of rational functions without poles on V\mathrm{V}.

The line bundle π’ͺ⁑(1)\mathscr{O}(1) can also be defined in a similar way to the classical case ; by a similar GAGA theorem, its global sections are exactly the same as in algebraic geometry and are described by homogeneous polynomials of degree 11 with coefficients in KK. If PP is such a polynomial and sPs_{P} the corresponding section, then

β€–sP‖​(x)=|P⁑(x0,…,xn)|max⁑(|x0|,…,|xn|)\left\|{s_{P}}\right\|(x)=\frac{\left|{P(x_{0},\dots,x_{n})}\right|}{\max(\left|{x_{0}}\right|,\dots,\left|{x_{n}}\right|)}

where [x0:…:xn][x_{0}:\dots:x_{n}] is a system of homogeneous coordinates in ℋ⁑(x)\mathscr{H}(x) for the point xx. The function β€–sPβ€–\left\|{s_{P}}\right\| is continuous on PKn\mathrm{P}^{n}_{K}, by the very definition of the topology on PKn\mathrm{P}^{n}_{K}. Using the fact that π’ͺ⁑(1)\mathscr{O}(1) is generated by its global sections, one deduces the existence of a continuous metric on π’ͺ⁑(1)\mathscr{O}(1) satisfying the previous formula.

Smooth metrics

Following [59], we now want to explain the analogues of smooth, and, later, of semi-positive metrics.

Smooth metrics come from algebraic geometry over K∘K^{\circ}, and, more generally, over the ring of integers of finite extensions of KK. Let namely 𝔛\mathfrak{X} be a formal proper K0K^{0}-scheme whose generic fibre in the sense of analytic geometry is X\mathrm{X}.22 2 The reader might want to assume that X\mathrm{X} is the analytic space associated to a projective KK-scheme XX and that 𝔛\mathfrak{X} is a projective K0K^{0}-scheme whose generic fibre equals XX. This doesn’t make too much a difference for our concerns. Let also 𝔏\mathfrak{L} be a line bundle on 𝔛\mathfrak{X} which is model of some power LeL^{e}, where eβ‰₯1e\geq 1. From this datum (𝔛,𝔏,e)(\mathfrak{X},\mathfrak{L},e), we can define a metric on LL as follows. Let π”˜\mathfrak{U} be a formal open subset of 𝔛\mathfrak{X} over which 𝔏\mathfrak{L} admits a local frame Ξ΅π”˜\varepsilon_{\mathfrak{U}} ; over its generic fibre U=π”˜K\mathrm{U}=\mathfrak{U}_{K}, for any section ss of LL, one can write canonically se=fβ€‹Ξ΅π”˜s^{e}=f\varepsilon_{\mathfrak{U}}, where f∈π’ͺX​(U)f\in\mathscr{O}_{\mathrm{X}}(\mathrm{U}). We decrete that β€–sβ€–=|f|1/e\left\|{s}\right\|=\left|{f}\right|^{1/e}. In other words, the norm of a local frame on the formal model is assigned to be identically one. This makes sense because if Ξ·π”˜\eta_{\mathfrak{U}} is another local frame of 𝔏\mathfrak{L} on π”˜\mathfrak{U}, there exists an invertible formal function f∈π’ͺ𝔛​(π”˜)βˆ—f\in\mathscr{O}_{\mathfrak{X}}(\mathfrak{U})^{*} such that Ξ·π”˜=fβ€‹Ξ΅π”˜\eta_{\mathfrak{U}}=f\varepsilon_{\mathfrak{U}} and the absolute value |f|\left|{f}\right| of the associated analytic function on U\mathrm{U} is identically equal to 11. Considering a finite cover of 𝔛\mathfrak{X} by formal open subsets, their generic fibers form a finite cover of X\mathrm{X} by closed subsets and this is enough to glue the local definitions to a continuous metric on LL.

Metrics on LL given by this construction, for some model (𝔛,𝔏,e)(\mathfrak{X},\mathfrak{L},e) of some power LeL^{e} of LL will be said to be smooth.

Green functions ; smooth functions

Let LΒ―\overline{L} be a metrized line bundle and let ss be a regular meromorphic section of LL. Its divisor div⁑(s)\operatorname{div}(s) is a Cartier divisor in X\mathrm{X}. The function log⁑‖sβ€–βˆ’1\log\left\|{s}\right\|^{-1} is defined on the open set Xβˆ–|div⁑(s)|\mathrm{X}\setminus\left|{\operatorname{div}(s)}\right| ; by analogy to the complex case, we call it a Green function for the divisor div⁑(s)\operatorname{div}(s). When the metric on LΒ―\overline{L} is smooth, the Green function is said smooth. The same remark applies for the other qualificatives semi-positive, or admissible, that wil be introduced later.

Let us take for LL the trivial line bundle, with its canonical trivialization s=1s=1, and let us endow it with a smooth metric. By definition, we call log⁑‖sβ€–βˆ’1\log\left\|{s}\right\|^{-1} a smooth function. More generally, we define the space π’žβˆžβ€‹(X)\mathscr{C}^{\infty}(\mathrm{X}) of (real valued) smooth functions to be the real vector space spanned by these elementary smooth functions. Observe that this definition reverses what happens in complex geometry where smooth metrics on the trivial line bundle are defined from the knowledge of smooth functions.

Example : projective space

Let us consider the smooth metric on π’ͺ⁑(1)\mathscr{O}(1) associated to the model (𝔛,π’ͺ⁑(1)​,1)(\mathfrak{X},\mathscr{O}(1),1) of (PKn,π’ͺ⁑(1))(\mathrm{P}^{n}_{K},\mathscr{O}(1)). Let π”˜i\mathfrak{U}_{i} be the formal open subset of PKn\mathrm{P}^{n}_{K} defined by the non-vanishing of the homogeneous coordinate xix_{i}. Over, π”˜i\mathfrak{U}_{i}, π’ͺ⁑(1)\mathscr{O}(1) has a global non-vanishing section, namely the one associated to the homogeneous polynomial XiX_{i}. The generic fiber UiU_{i} of π”˜i\mathfrak{U}_{i} in the sense of algebraic geometry is an affine space, with coordinates zj=xj/xiz_{j}=x_{j}/x_{i}, for 0≀j≀n0\leq j\leq n, and jβ‰ ij\neq i. However, its generic fiber Ui\mathrm{U}_{i} in the sense of rigid geometry is the nn-dimensional polydisk in this affine space defined by the inequalities |zj|≀1\left|{z_{j}}\right|\leq 1. We thus observe that for any x∈(π”˜i)Kx\in(\mathfrak{U}_{i})_{K},

β€–Xi‖​(x)=1=1max⁑(|z0|,…,|ziβˆ’1|​,1,|zi+1|,…,|zn|)=|xi|max⁑(|x0|,…,|xi|)=β€–Xiβ€–W​(x).\left\|{X_{i}}\right\|(x)=1=\frac{1}{\max(\left|{z_{0}}\right|,\dots,\left|{z_{i-1}}\right|,1,\left|{z_{i+1}}\right|,\dots,\left|{z_{n}}\right|)}=\frac{\left|{x_{i}}\right|}{\max(\left|{x_{0}}\right|,\dots,\left|{x_{i}}\right|)}=\left\|{X_{i}}\right\|_{\mathrm{W}}(x).

In other words, the Weil metric on π’ͺ⁑(1)\mathscr{O}(1) is a smooth metric.

The Abelian group of smooth line bundles

Let us show that any line bundle has a smooth metric. There is a general theory, due to Raynaud, that shows how to define formal models from rigid analytic objects. In the present case, XX being projective, we may assume that LL is ample and consider a closed embedding of X\mathrm{X} in a projective space PKn\mathrm{P}^{n}_{K} given by some power LeL^{e}. Let 𝔛\mathfrak{X} be the Zariski closure of X\mathrm{X} in PK∘n\mathrm{P}^{n}_{K^{\circ}} ; in concrete terms, if IβŠ‚K⁑[X0,…,Xn]I\subset K[X_{0},\dots,X_{n}] is the homogeneous ideal of i⁑(X)i(X), I∩Kβˆ˜β€‹[X0,…,Xn]I\cap K^{\circ}[X_{0},\dots,X_{n}] is the homogeneous ideal of 𝔛\mathfrak{X}. Let then 𝔏\mathfrak{L} be the restriction to 𝔛\mathfrak{X} of the line bundle π’ͺ⁑(1)\mathscr{O}(1). The triple (𝔛,𝔏,e)(\mathfrak{X},\mathfrak{L},e) is a model of LL and induces a smooth metric on LL.

Different models can give rise to the same metric. If Ο†:𝔛′→𝔛\varphi\colon\mathfrak{X}^{\prime}\rightarrow\mathfrak{X} is a morphism of models, and 𝔏′=Ο†βˆ—β€‹π”\mathfrak{L}^{\prime}=\varphi^{*}\mathfrak{L}, then (𝔛′,𝔏′,e)(\mathfrak{X}^{\prime},\mathfrak{L}^{\prime},e) defines the same smooth metric on LL. Moreover, if two models (𝔛i,𝔏i,ei)(\mathfrak{X}_{i},\mathfrak{L}_{i},e_{i}), for i∈{1,2}i\in\{1,2\}, define the same metric, there exists a third model (𝔛,𝔏)(\mathfrak{X},\mathfrak{L}), with two morphisms Ο†i:𝔛→𝔛i\varphi_{i}\colon\mathfrak{X}\rightarrow\mathfrak{X}_{i} such that the pull-backs Ο†iβˆ—β€‹π”ie1​e2/ei\varphi_{i}^{*}\mathfrak{L}_{i}^{e_{1}e_{2}/e_{i}} coincide with 𝔏\mathfrak{L}. More precisely, if two models 𝔏\mathfrak{L} and 𝔏′\mathfrak{L}^{\prime} of some power LeL^{e} on a normal model 𝔛\mathfrak{X} define the same metric, then they are isomorphic. (See, e.g., Lemma 2.2 of [19] ; this may be false for non-normal models ; it suffices that 𝔛\mathfrak{X} be integrally closed in its generic fiber.)

As a consequence, the set PicΒ―sm​(X)\overline{\operatorname{Pic}}_{\text{sm}}(\mathrm{X}) of smooth metrized line bundles is a subgroup of the group Pic¯​(X)\overline{\operatorname{Pic}}(\mathrm{X}). The group PicΒ―sm​(X)\overline{\operatorname{Pic}}_{\text{sm}}(\mathrm{X}) fits within an exact sequence

0β†’π’žβˆžβ€‹(X)β†’PicΒ―sm​(X)β†’Pic⁑(X)β†’0,0\rightarrow\mathscr{C}^{\infty}(\mathrm{X})\rightarrow\overline{\operatorname{Pic}}_{\text{sm}}(\mathrm{X})\rightarrow\operatorname{Pic}(\mathrm{X})\rightarrow 0,

the last map is surjective because every line bundle admits a model. If f:Yβ†’Xf\colon\mathrm{Y}\rightarrow\mathrm{X} is a morphism, then fβˆ—β€‹(PicΒ―sm​(X))βŠ‚PicΒ―sm​(Y)f^{*}(\overline{\operatorname{Pic}}_{\text{sm}}(\mathrm{X}))\subset\overline{\operatorname{Pic}}_{\text{sm}}(\mathrm{Y}).

Semi-positive metrics

A smooth metric is said to be ample if it is defined by a model (𝔛,𝔏,e)(\mathfrak{X},\mathfrak{L},e) such that the restriction 𝔏K~\mathfrak{L}_{\tilde{K}} of 𝔏\mathfrak{L} to the closed fiber 𝔛K~\mathfrak{X}_{\tilde{K}} is ample. The Weil metric on the line bundle π’ͺ⁑(1)\mathscr{O}(1) on the projective space is ample. The proof given above of the existence of smooth metrics shows, more precisely, that ample line bundles admit ample metrics, and that the pull-back of a smooth ample metric by an immersion is a smooth ample metric.

A smooth metric is said to be semi-positive if it can be defined on a model (𝔛,𝔏,e)(\mathfrak{X},\mathfrak{L},e) such that the restriction 𝔏K~\mathfrak{L}_{\tilde{K}} of 𝔏\mathfrak{L} to the closed fiber 𝔛K~\mathfrak{X}_{\tilde{K}} is numerically effective : for any projective curve CβŠ‚π”›K~C\subset\mathfrak{X}_{\tilde{K}}, the degree of 𝔏K~\mathfrak{L}_{\tilde{K}} is non-negative. Ample metrics are semi-positive.

The pull-back of a smooth semi-positive metric by any morphism is semi-positive.

Continuous semi-positive metrics

Let us say that a continuous metric on a line bundle LL is semi-positive if it is the uniform limit of a sequence of smooth semi-positive metrics on the same line bundle LL. As in the complex case, we then say that a metrized line bundle is admissible if it can be written as LΒ―βŠ—M¯∨\overline{L}\otimes\overline{M}^{\vee}, for two line bundles LL and MM with continuous semi-positive metrics.

Let LL be a metrized line bundle, and let β€–β‹…β€–1\left\|{\cdot}\right\|_{1} and β€–β‹…β€–2\left\|{\cdot}\right\|_{2} be two continuous metrics on LL. It follows from the definition that the metrics β€–β‹…β€–min=min⁑(β€–β‹…β€–1,β€–β‹…β€–2)\left\|{\cdot}\right\|_{\min}=\min(\left\|{\cdot}\right\|_{1},\left\|{\cdot}\right\|_{2}) and β€–β‹…β€–max=max⁑(β€–β‹…β€–1,β€–β‹…β€–2)\left\|{\cdot}\right\|_{\max}=\max(\left\|{\cdot}\right\|_{1},\left\|{\cdot}\right\|_{2}) are continuous metrics.

Moreover, these metrics β€–β‹…β€–min\left\|{\cdot}\right\|_{\min} and β€–β‹…β€–max\left\|{\cdot}\right\|_{\max} are smooth if the initial metrics are smooth. Indeed, there exists a model 𝔛\mathfrak{X}, as well as two line bundles 𝔏1\mathfrak{L}_{1} and 𝔏2\mathfrak{L}_{2} extending the same power LeL^{e} of LL and defining the metrics β€–β‹…β€–1\left\|{\cdot}\right\|_{1} and β€–β‹…β€–2\left\|{\cdot}\right\|_{2} respectively. We may assume that 𝔏1\mathfrak{L}_{1} and 𝔏2\mathfrak{L}_{2} have regular global sections s1s_{1} and s2s_{2} on 𝔛\mathfrak{X} which coincide on XX, with divisors 𝔇1\mathfrak{D}_{1} and 𝔇2\mathfrak{D}_{2} respectively. (The general case follows, by twisting 𝔏1\mathfrak{L}_{1} and 𝔏2\mathfrak{L}_{2} by a sufficiently ample line bundle on 𝔛\mathfrak{X}.) The blow-up Ο€:𝔛′→𝔛\pi\colon\mathfrak{X}^{\prime}\rightarrow\mathfrak{X} of the ideal ℑ𝔇1+ℑ𝔇2\mathfrak{I}_{\mathfrak{D}_{1}}+\mathfrak{I}_{\mathfrak{D}_{2}} ; it carries an invertible ideal sheaf β„‘π”ˆ=Ο€βˆ—β€‹(ℑ𝔇1+ℑ𝔇2)\mathfrak{I}_{\mathfrak{E}}=\pi^{*}(\mathfrak{I}_{\mathfrak{D}_{1}}+\mathfrak{I}_{\mathfrak{D}_{2}}), with corresponding Cartier divisor π”ˆ\mathfrak{E}. Since 𝔇1\mathfrak{D}_{1} and 𝔇2\mathfrak{D}_{2} coincide on the generic fiber, ℑ𝔇1+ℑ𝔇2\mathfrak{I}_{\mathfrak{D}_{1}}+\mathfrak{I}_{\mathfrak{D}_{2}} is already invertible there and Ο€\pi is an isomorphism on the generic fiber.

The divisors Ο€βˆ—β€‹π”‡1\pi^{*}\mathfrak{D}_{1} and Ο€βˆ—β€‹π”‡2\pi^{*}\mathfrak{D}_{2} decompose canonically as sums

Ο€βˆ—β€‹π”‡1=𝔇1β€²+π”ˆ,Ο€βˆ—β€‹π”‡2=𝔇2β€²+π”ˆ.\pi^{*}\mathfrak{D}_{1}=\mathfrak{D}^{\prime}_{1}+\mathfrak{E},\quad\pi^{*}\mathfrak{D}_{2}=\mathfrak{D}^{\prime}_{2}+\mathfrak{E}.

Let us pose

𝔇′=𝔇1β€²+𝔇2β€²+π”ˆ=𝔇1β€²+Ο€βˆ—β€‹π”‡2=Ο€βˆ—β€‹π”‡1+𝔇2β€².\mathfrak{D}^{\prime}=\mathfrak{D}^{\prime}_{1}+\mathfrak{D}^{\prime}_{2}+\mathfrak{E}=\mathfrak{D}^{\prime}_{1}+\pi^{*}\mathfrak{D}_{2}=\pi^{*}\mathfrak{D}_{1}+\mathfrak{D}^{\prime}_{2}.

An explicit computation on the blow-up shows that (𝔛′,𝔇′,e)(\mathfrak{X}^{\prime},\mathfrak{D}^{\prime},e) and (𝔛′,π”ˆ,e)(\mathfrak{X}^{\prime},\mathfrak{E},e) are models of β€–β‹…β€–min\left\|{\cdot}\right\|_{\min} and β€–β‹…β€–max\left\|{\cdot}\right\|_{\max} respectively. In particular, these metrics are smooth.

Assume that the initial metrics are semi-positive, and that some positive power of LL is effective. Then, the metric β€–β‹…β€–min\left\|{\cdot}\right\|_{\min} is semi-positive too. By approximation, it suffices to treat the case where the initial metrics are smooth and semi-positive. Then, the previous construction applies. Keeping the introduced notation, let us show that the restriction to the special fiber of the divisor (Dβ€²)K~\mathfrak{(}D^{\prime})_{\tilde{K}} is numerically effective. Let CβŠ‚π”›K~β€²C\subset\mathfrak{X}^{\prime}_{\tilde{K}} be an integral curve and let us prove that Cβ‹…(Dβ€²)K~C\cdot\mathfrak{(}D^{\prime})_{\tilde{K}} is nonnegative. If CC is not contained in 𝔇1β€²\mathfrak{D}^{\prime}_{1}, then Cβ‹…(𝔇1β€²)K~β‰₯0C\cdot(\mathfrak{D}^{\prime}_{1})_{\tilde{K}}\geq 0, and Cβ‹…(Ο€βˆ—β€‹π”‡2)K~=Ο€βˆ—β€‹C⋅𝔇2β‰₯0C\cdot(\pi^{*}\mathfrak{D}_{2})_{\tilde{K}}=\pi_{*}C\cdot\mathfrak{D}_{2}\geq 0 since (𝔇2)K~(\mathfrak{D}_{2})_{\tilde{K}} is numerically effective ; consequently, Cβ‹…(Dβ€²)K~β‰₯0C\cdot\mathfrak{(}D^{\prime})_{\tilde{K}}\geq 0. Similarly, Cβ‹…(Dβ€²)K~β‰₯0C\cdot\mathfrak{(}D^{\prime})_{\tilde{K}}\geq 0 when CC is not contained in 𝔇2β€²\mathfrak{D}^{\prime}_{2}. Since 𝔇1β€²βˆ©π”‡2β€²=βˆ…\mathfrak{D}^{\prime}_{1}\cap\mathfrak{D}^{\prime}_{2}=\emptyset, this shows that C⋅𝔇K~β€²β‰₯0C\cdot\mathfrak{D}^{\prime}_{\tilde{K}}\geq 0 in any case, hence (𝔇′)K~(\mathfrak{D}^{\prime})_{\tilde{K}} is numerically effective.

This last result is the analogue in the ultrametric case to the fact that the maximum of two continuous plurisubharmonic functions is continuous plurisubharmonic. However, observe that in the complex case, the maximum or the minimum of smooth functions are not smooth in general.

Measures (smooth metrics)

In the non-archimedean case, there isn’t yet a purely analytic incarnation of the curvature form (or current) c1​(LΒ―)c_{1}(\overline{L}) of a metrized line bundle LΒ―\overline{L}, although the non-archimedean Arakelov geometry of [13] should certainly be pushed forward in that direction. However, as I discovered in [18], one can define an analogue of the measure c1​(LΒ―)nc_{1}(\overline{L})^{n} when the space X\mathrm{X} has dimension nn.

The idea consists in observing the local height pairing (defined by arithmetic intersection theory) and defining the measures so that a formula analogous to the complex one holds.

Let us therefore consider smooth metrized line bundles LΒ―j\overline{L}_{j} (for 0≀j≀n0\leq j\leq n) as well as regular meromorphic sections sjs_{j} which have no common zero on XX. There exists a proper model 𝔛\mathfrak{X} of X\mathrm{X} over K∘K^{\circ} and, for each jj, a line bundle 𝔏j\mathfrak{L}_{j} on 𝔛\mathfrak{X} which extends some power LjejL_{j}^{e_{j}} of LjL_{j} and which defines its metric.

Let ZβŠ‚X\mathrm{Z}\subset\mathrm{X} be an algebraic kk-dimensional subvariety and let ℨ\mathfrak{Z} be its Zariski closure in 𝔛\mathfrak{X} ; this is a (k+1)(k+1)-dimensional subscheme of 𝔛\mathfrak{X}. Let’s replace it by its normalization or, more precisely, by its integral closure in its generic fiber. The local height pairing is then given by intersection theory, as

(div^⁑(s0)​…​div^⁑(sk)|Z)=(c1​(div⁑(s0|ℨ))​…​c1​(div⁑(sk|ℨ))|ℨ)​log⁑|Ο€|βˆ’1,(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|\mathrm{Z})=(c_{1}(\operatorname{div}(s_{0}|_{\mathfrak{Z}}))\dots c_{1}(\operatorname{div}(s_{k}|_{\mathfrak{Z}}))|\mathfrak{Z})\,\log\left|{\pi}\right|^{-1},

where div⁑(sj|ℨ)\operatorname{div}(s_{j}|_{\mathfrak{Z}}) means the divisor of sjs_{j}, viewed as a regular meromorphic section of 𝔏j\mathfrak{L}_{j} over ℨ\mathfrak{Z}. The right hand side means taking the intersection of the indicated Cartier divisors on ℨ\mathfrak{Z}, which is a well-defined class of a 00-cycle supported by the special fiber of ℨ\mathfrak{Z} ; then take its degree and multiply it by log⁑|Ο€|βˆ’1\log\left|{\pi}\right|^{-1}. (Recall that Ο€\pi is a fixed uniformizing element of KK ; is absolute value does not depend on the actual choice.)

When one views sk|Zs_{k}|_{\mathrm{Z}} as a regular meromorphic section of 𝔏k\mathfrak{L}_{k} on ℨ\mathfrak{Z} its divisor has two parts : the first one, say HH, is β€œhorizontal” and is the Zariski closure of the divisor div⁑(sk|Z)\operatorname{div}(s_{k}|_{Z}) ; the second one, say VV, is vertical, i.e., lies in the special fiber of ℨ\mathfrak{Z} over the residue field of K∘K^{\circ}. This decomposes the local height pairing as a sum

(div^⁑(s0)​…​div^⁑(sk)|Z)\displaystyle(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|\mathrm{Z}) =(c1​(div⁑(s0|ℨ))​…​c1​(div⁑(sk|ℨ))|ℨ)​log⁑|Ο€|βˆ’1\displaystyle=(c_{1}(\operatorname{div}(s_{0}|_{\mathfrak{Z}}))\dots c_{1}(\operatorname{div}(s_{k}|_{\mathfrak{Z}}))|\mathfrak{Z})\log\left|{\pi}\right|^{-1}
=(c1​(div⁑(s0|ℨ))​…​c1​(div⁑(skβˆ’1|ℨ))|div⁑(sk|ℨ))​log​|Ο€|βˆ’1\displaystyle=(c_{1}(\operatorname{div}(s_{0}|_{\mathfrak{Z}}))\dots c_{1}(\operatorname{div}(s_{k-1}|_{\mathfrak{Z}}))|\operatorname{div}(s_{k}|_{\mathfrak{Z}}))\log\left|{\pi}\right|^{-1}
=(c1​(div⁑(s0|ℨ))​…​c1​(div⁑(skβˆ’1|ℨ))|H)​log⁑|Ο€|βˆ’1\displaystyle=(c_{1}(\operatorname{div}(s_{0}|_{\mathfrak{Z}}))\dots c_{1}(\operatorname{div}(s_{k-1}|_{\mathfrak{Z}}))|H)\log\left|{\pi}\right|^{-1}
+(c1​(div⁑(s0|ℨ))​…​c1​(div⁑(skβˆ’1|ℨ))|V)​log⁑|Ο€|βˆ’1.\displaystyle\qquad{}+(c_{1}(\operatorname{div}(s_{0}|_{\mathfrak{Z}}))\dots c_{1}(\operatorname{div}(s_{k-1}|_{\mathfrak{Z}}))|V)\log\left|{\pi}\right|^{-1}.

The first term is the local height pairing of div⁑(sk|Z)\operatorname{div}(s_{k}|_{\mathrm{Z}}). Let us investigate the second one.

Let (Vi)(V_{i}) be the family of irreducible components of this special fiber ; for each ii, let mim_{i} be its multiplicity in the fiber. Then, the vertical component VV of div⁑(sk|ℨ)\operatorname{div}(s_{k}|_{\mathfrak{Z}}) decomposes as

V=βˆ‘ici​mi​Vi,V=\sum_{i}c_{i}m_{i}V_{i},

where cic_{i} is nothing but the order of vanishing of sks_{k} along the special fiber at the generic point of ViV_{i}. Then,

(c1​(div⁑(s0|ℨ))​…​c1​(div⁑(skβˆ’1|ℨ))|V)=βˆ‘ici​mi​(c1​(div⁑(s0|ℨ))​…​c1​(div⁑(skβˆ’1|ℨ))|Vi).(c_{1}(\operatorname{div}(s_{0}|_{\mathfrak{Z}}))\dots c_{1}(\operatorname{div}(s_{k-1}|_{\mathfrak{Z}}))|V)=\sum_{i}c_{i}m_{i}(c_{1}(\operatorname{div}(s_{0}|_{\mathfrak{Z}}))\dots c_{1}(\operatorname{div}(s_{k-1}|_{\mathfrak{Z}}))|V_{i}).

Since ViV_{i} lies within the special fiber of 𝔛\mathfrak{X},

(c1​(div⁑(s0|ℨ))​…​c1​(div⁑(skβˆ’1|ℨ))|Vi)=(c1​(𝔏0)​…​c1​(𝔏kβˆ’1)|Vi),(c_{1}(\operatorname{div}(s_{0}|_{\mathfrak{Z}}))\dots c_{1}(\operatorname{div}(s_{k-1}|_{\mathfrak{Z}}))|V_{i})=(c_{1}(\mathfrak{L}_{0})\dots c_{1}(\mathfrak{L}_{k-1})|V_{i}),

the multidegree of the vertical component ViV_{i} with respect to the restriction on the special fiber of the line bundles 𝔏0,…,𝔏kβˆ’1\mathfrak{L}_{0},\dots,\mathfrak{L}_{k-1}.

One remarkable aspect of Berkovich’s theory is the existence, for each ii, of a unique point viv_{i} in Z\mathrm{Z} which specializes to the generic point of ViV_{i}. (Here, we use that ℨ\mathfrak{Z} is integrally closed in its generic fibre.) Then,

log⁑‖skβ€–βˆ’1​(zi)=ci​log⁑|Ο€|βˆ’1.\log\left\|{s_{k}}\right\|^{-1}(z_{i})=c_{i}\log\left|{\pi}\right|^{-1}.

Finally,

(c1​(div⁑(s0|ℨ))​…​c1​(div⁑(skβˆ’1|ℨ))|V)​log⁑|Ο€|βˆ’1=βˆ‘ilog⁑‖skβ€–βˆ’1​(zi)​(c1​(𝔏0)​…​c1​(𝔏kβˆ’1)|Vi).(c_{1}(\operatorname{div}(s_{0}|_{\mathfrak{Z}}))\dots c_{1}(\operatorname{div}(s_{k-1}|_{\mathfrak{Z}}))|V)\log\left|{\pi}\right|^{-1}\\ =\sum_{i}\log\left\|{s_{k}}\right\|^{-1}(z_{i})(c_{1}(\mathfrak{L}_{0})\dots c_{1}(\mathfrak{L}_{k-1})|V_{i}).

Let us sum up this calculation : we have introduced points vi∈Zv_{i}\in\mathrm{Z} and decomposed the local height pairing as a sum :

(div^⁑(s0)​…​div^⁑(sk)|Z)=(div^⁑(s0)​…​div^⁑(skβˆ’1)|div⁑(sk|Z))+βˆ‘ilogβ€–skβ€–βˆ’1(vi)mi(c1(𝔏0)…c1(𝔏kβˆ’1)|Vi).(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|\mathrm{Z})=(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k-1})|\operatorname{div}(s_{k}|_{\mathrm{Z}}))\\ +\sum_{i}\log\left\|{s_{k}}\right\|^{-1}(v_{i})m_{i}(c_{1}(\mathfrak{L}_{0})\dots c_{1}(\mathfrak{L}_{k-1})|V_{i}).

It now remains to define

c1​(LΒ―0)​…​c1​(LΒ―kβˆ’1)​δZ=βˆ‘imi​(c1​(𝔏0)​…​c1​(𝔏kβˆ’1)|Vi)​δvi,c_{1}(\overline{L}_{0})\dots c_{1}(\overline{L}_{k-1})\delta_{\mathrm{Z}}=\sum_{i}m_{i}(c_{1}(\mathfrak{L}_{0})\dots c_{1}(\mathfrak{L}_{k-1})|V_{i})\delta_{v_{i}},

where δvi\delta_{v_{i}} is the Dirac measure at the point vi∈Zv_{i}\in{\mathrm{Z}}. This is a measure on X\mathrm{X}, whose support is contained in Z\mathrm{Z}, and whose total mass equals

βˆ‘i(c1​(𝔏0)​…​c1​(𝔏kβˆ’1)|Vi)=(c1​(𝔏0)​…​c1​(𝔏kβˆ’1)|V)=(c1​(L0)​…​c1​(Lkβˆ’1)|Z).\sum_{i}(c_{1}(\mathfrak{L}_{0})\dots c_{1}(\mathfrak{L}_{k-1})|V_{i})=(c_{1}(\mathfrak{L}_{0})\dots c_{1}(\mathfrak{L}_{k-1})|V)=(c_{1}(L_{0})\dots c_{1}(L_{k-1})|\mathrm{Z}).

One can also check that it does not depend on the choice of the section sks_{k}.

With this definition, the local height pairing obeys an induction formula totally analogous to the one satisfied in the complex case :

(div^⁑(s0)​…​div^⁑(sk)|Z)=(div^⁑(s0)​…​div^⁑(skβˆ’1)|div⁑(sk|Z))+∫Xlog⁑‖skβ€–βˆ’1​c1​(LΒ―0)​…​c1​(LΒ―kβˆ’1)​δZ.(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|{\mathrm{Z}})\\ =(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k-1})|\operatorname{div}(s_{k}|_{\mathrm{Z}}))+\int_{\mathrm{X}}\log\left\|{s_{k}}\right\|^{-1}c_{1}(\overline{L}_{0})\dots c_{1}(\overline{L}_{k-1})\delta_{\mathrm{Z}}. (1.3.1)

Local height pairing (admissible metrics)

With the notation of the previous paragraph, observe that the measures we have defined are positive when the smooth metrized line bundles are semi-positive. Indeed, this means that the line bundles 𝔏j\mathfrak{L}_{j} are numerically effective hence, as a consequence of the criterion Nakai–Moishezon, any subvariety of the special fiber has a nonnegative multidegree.

With basically the same argment that the one we sketched in the complex case, we conclude that the local height pairing extends by continuity when semi-positive metrized line bundles are approximated by smooth semi-positive metrized line bundles. By linearity, this extends the local height pairing to admissible metrized line bundles.

Measures (admissible metrics)

Let us now return to semi-positive metrized line bundles LΒ―0,…,LΒ―kβˆ’1\overline{L}_{0},\dots,\overline{L}_{k-1}, approximated by smooth semi-positive metrized line bundles LΒ―j(m)\overline{L}_{j}^{(m)}. I claim that for any kk-dimensional variety ZβŠ‚X\mathrm{Z}\subset\mathrm{X}, the sequence of measures c1​(LΒ―0(m))​…​c1​(LΒ―kβˆ’1(m))​δZc_{1}(\overline{L}_{0}^{(m)})\dots c_{1}(\overline{L}_{k-1}^{(m)})\delta_{\mathrm{Z}} converges to a measure on X\mathrm{X}.

To prove the claim, we may assume that LΒ―0,…,LΒ―kβˆ’1\overline{L}_{0},\dots,\overline{L}_{k-1} have sections s0,…,skβˆ’1s_{0},\dots,s_{k-1} without common zeroes on Z\mathrm{Z}. Let also consider a smooth function Ο†\varphi on X\mathrm{X} ; let LΒ―k\overline{L}_{k} be the trivial line bundle with the section sk=1s_{k}=1, metrized in such a way that β€–skβ€–=eβˆ’Ο†\left\|{s_{k}}\right\|=e^{-\varphi}. Then, one has

∫Xφ​c1​(LΒ―0(m))​…​c1​(LΒ―kβˆ’1(m))​δZ=(div^⁑(s0)(m)​…​div^⁑(skβˆ’1)(m)​div^⁑(sk)|Z);\int_{\mathrm{X}}\varphi c_{1}(\overline{L}^{(m)}_{0})\dots c_{1}(\overline{L}^{(m)}_{k-1})\delta_{\mathrm{Z}}=(\mathop{\widehat{\operatorname{div}}}(s_{0})^{(m)}\dots\mathop{\widehat{\operatorname{div}}}(s_{k-1})^{(m)}\mathop{\widehat{\operatorname{div}}}(s_{k})|\mathrm{Z});

writing LΒ―k\overline{L}_{k} has the quotient of two ample metrized line bundles, we deduce from the existence of the local height pairing for admissible metrics that these integrals converge when mβ†’βˆžm\rightarrow\infty. Consequently, the sequence of measures (c1​(LΒ―0(m))​…​c1​(LΒ―kβˆ’1(m))​δZ)m(c_{1}(\overline{L}^{(m)}_{0})\dots c_{1}(\overline{L}^{(m)}_{k-1})\delta_{\mathrm{Z}})_{m} converges to a positive linear form on the space of smooth functions. By a theorem of Gubler ([34], Theorem 7.12), which builds on the Stone-Weierstraß theorem and the compactness of the Berkovich space X\mathrm{X}, the space of smooth functions is dense in the space of continuous complex functions on X\mathrm{X}. A positivity argument, analogous to the proof that positive distributions are measures, then implies that our linear form is actually a positive measure which deserves the notation

c1​(LΒ―0)​…​c1​(LΒ―kβˆ’1)​δZ.c_{1}(\overline{L}_{0})\dots c_{1}(\overline{L}_{k-1})\delta_{\mathrm{Z}}.

We then extend this definition by linearity to the case of arbitrary admissible line bundles. The total mass of this measure is again the multidegree of Z{\mathrm{Z}} with respect to the line bundles LjL_{j} (for 0≀j≀kβˆ’10\leq j\leq k-1).

Integrating Green functions

The definition of the convergence of a sequence of measures is convergence of all integrals against a given continuous compactly supported function. In applications, however, it can be desirable to integrate against more general functions. The inductive formula (1.2.1) for the local height pairing in the complex case, is such an example, as is the interpretation of Mahler measures of polynomials as (the archimedean component of) heights. However, its analogue (Equation 1.3.1) a priori holds only when log⁑‖s0β€–βˆ’1\log\left\|{s_{0}}\right\|^{-1} is continuous, that is when the section s0s_{0} has no zeroes nor poles.

The fact that it still holds in the archimedean case is a theorem of Maillot [43] building on the theory of Bedford–Taylor. We proved in [19, Th. 4.1] that this relation holds in the ultrametric case too. The proof (valid both in the ultrametric and archimedean cases) works by induction, and ultimately relies on an approximation lemma according to which any semi-positive Green function gg for a divisor DD is an increasing limit of smooth functions (gn)(g_{n}) such that, for any nn, gβˆ’gng-g_{n} is a semi-positive Green function for DD. In fact, it suffices to pose gn=min⁑(g,n​log⁑|Ο€|βˆ’1)g_{n}=\min(g,n\log\left|{\pi}\right|^{-1}) ; then, gβˆ’gn=max⁑(0,gβˆ’n​log⁑|Ο€|βˆ’1)g-g_{n}=\max(0,g-n\log\left|{\pi}\right|^{-1}) is the maximum of two semi-positive Green functions, hence is semi-positive. (In the archimedean case, one needs to further regularize gng_{n} ; see [19] for details.)

The symmetry of the local height pairing then implies the following analogue of the Poincaré–Lelong formula. When LΒ―\overline{L} is the trivial line bundle, with the metric defined by an admissible function Ο†\varphi, the factor c1​(LΒ―)c_{1}(\overline{L}) will be written ddc⁑φ\mathop{\mathrm{d}\mathrm{d}^{c}}\varphi, by analogy to the complex case.

Proposition 1.3.2.

Let Ο†\varphi be a smooth function on X\mathrm{X} and let LΒ―1,…,LΒ―k\overline{L}_{1},\dots,\overline{L}_{k} be admissible metrized line bundles ; let Z\mathrm{Z} be a kk-dimensional subvariety of X\mathrm{X} and let ss be an invertible meromorphic sections of LΒ―1\overline{L}_{1}. Then,

∫Xφ​c1​(LΒ―1)​…​c1​(LΒ―k)​δZ=∫Xφ​c1​(LΒ―2)​…​c1​(LΒ―k)​δdiv⁑(s|Z)+∫Xlog⁑‖sβ€–βˆ’1​ddc⁑φ​c1​(LΒ―2)​…​c1​(LΒ―k)​δZ.\int_{\mathrm{X}}\varphi c_{1}(\overline{L}_{1})\dots c_{1}(\overline{L}_{k})\delta_{\mathrm{Z}}\\ =\int_{\mathrm{X}}\varphi c_{1}(\overline{L}_{2})\dots c_{1}(\overline{L}_{k})\delta_{\operatorname{div}(s|\mathrm{Z})}+\int_{X}\log\left\|{s}\right\|^{-1}\mathop{\mathrm{d}\mathrm{d}^{c}}\varphi c_{1}(\overline{L}_{2})\dots c_{1}(\overline{L}_{k})\delta_{\mathrm{Z}}.
DΓ©monstration.

Let LΒ―0\overline{L}_{0} be the trivial line bundle with global section s0=1s_{0}=1 and metric defined by Ο†=log⁑‖s0β€–βˆ’1\varphi=\log\left\|{s_{0}}\right\|^{-1}. Let s1=ss_{1}=s and, for 2≀j≀k2\leq j\leq k, let sjs_{j} be an invertible meromorphic section of LjL_{j}. Since div⁑(s0|Z)=0\operatorname{div}(s_{0}|_{\mathrm{Z}})=0,

(div^⁑(s0)​…​div^⁑(sk)|Z)=∫Xφ​c1​(LΒ―1)​…​c1​(LΒ―k)​δZ(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|\mathrm{Z})=\int_{\mathrm{X}}\varphi c_{1}(\overline{L}_{1})\dots c_{1}(\overline{L}_{k})\delta_{\mathrm{Z}}

and

(div^⁑(s0)​div^⁑(s2)​…​div^⁑(sk)|div⁑(s|Z))=∫Xφ​c1​(LΒ―2)​…​c1​(LΒ―k)​δdiv⁑(s|Z)(\mathop{\widehat{\operatorname{div}}}(s_{0})\mathop{\widehat{\operatorname{div}}}(s_{2})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|\operatorname{div}(s|_{\mathrm{Z}}))=\int_{\mathrm{X}}\varphi c_{1}(\overline{L}_{2})\dots c_{1}(\overline{L}_{k})\delta_{\operatorname{div}(s|\mathrm{Z})}

One the other hand, the symmetry of the local height pairing implies that

(div^⁑(s0)​…​div^⁑(sk)|Z)\displaystyle(\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|\mathrm{Z}) =(div^⁑(s1)​div^⁑(s0)​…​div^⁑(sk)|Z)\displaystyle=(\mathop{\widehat{\operatorname{div}}}(s_{1})\mathop{\widehat{\operatorname{div}}}(s_{0})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|\mathrm{Z})
=(div^⁑(s0)​div^⁑(s2)​…​div^⁑(sk)|div⁑(s|Z))\displaystyle=(\mathop{\widehat{\operatorname{div}}}(s_{0})\mathop{\widehat{\operatorname{div}}}(s_{2})\dots\mathop{\widehat{\operatorname{div}}}(s_{k})|\operatorname{div}(s|_{\mathrm{Z}}))
+∫Xlogβ€–sβ€–βˆ’1c1(LΒ―0)c1(LΒ―2)…c1(LΒ―k)Ξ΄Z.\displaystyle\hskip 85.35826pt{}+\int_{\mathrm{X}}\log\left\|{s}\right\|^{-1}c_{1}(\overline{L}_{0})c_{1}(\overline{L}_{2})\dots c_{1}(\overline{L}_{k})\delta_{\mathrm{Z}}.

Combining these equations, we obtain the claim. ∎

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.