On Zhang’s semipositive metrics
Abstract.
Zhang introduced semipositive metrics on a line bundle of a proper variety. In this paper, we generalize such metrics for a line bundle of a paracompact strictly -analytic space over any non-archimedean field . We prove various properties in this setting such as density of piecewise -linear metrics in the space of continuous metrics on . If is proper scheme, then we show that algebraic, formal and piecewise linear metrics are the same. Our main result is that on a proper scheme over a discretely valued complete field , the set of semipositive model metrics is closed with respect to pointwise convergence generalizing a result from Boucksom, Favre and Jonsson where the residue characteristic was assumed to be .
MSC: Primary 14G40; Secondary 14G22
1. Introduction
An arithmetic intersection theory on arithmetic surfaces was introduced by Arakelov and used by Faltings to prove the Mordell conjecture. In higher dimensions, the theory was developed by Gillet and Soulé which proved to be a very useful tool in diophantine geometry. To produce arithmetic intersection numbers from a given line bundle on a proper variety over a number field , one has to endow the complexification of with a smooth hermitian metric and one has to choose an -model for .
Zhang [Zha95] realized that the contribution of a non-archimedean place to this arithmetic intersection number is completely determined by a metric on associated to , where is the completion of at . This adelic point of view is very pleasant as it allows to deal with archimedean and non-archimedean places in a similar way. Motivated by his studies of the Bogomolov conjecture [Zha93], Zhang [Zha95] introduced semipositive adelic metrics as a uniform limit of metrics induced by nef models and he showed that every polarized dynamical system has a canonical metric inducing the canonical height of Call and Silverman.
In [Gub98], it became clear that Zhang’s metrics can be generalized to any non-archimedean field working with formal models of the line bundle over the valuation ring. It turned out that such metrics are continuous on the Berkovich analytification of the line bundle and so we call them continuous semipositive metrics.
Chambert-Loir introduced measures on the Berkovich space for a continuous semipositive metric of a line bundle over ([Cha06], [Gub07a]). These measures are non-archimedean equidistribution measures as in Yuan’s equidistribution theorem [Yua08] over number fields (see also [CT09]). The analogue over function fields was proven in [Fab09], [Gub08] and gave rise to progress for the geometric Bogomolov conjecture [Gub07a], [Yam13, Yam16].
Continuous semipositive metrics played an important role in the study of the arithmetic geometry of toric varieties due to Burgos-Gil, Philippon and Sombra, see [BPS14], [BPS15], [BPS16], [BMPS16] with Moriwaki and [BPRS15] with Rivera-Letelier. Katz–Rabinoff–Zureick-Brown [KRZ15] used semipositive model metrics to give explicit uniform bounds for the number of rational points in situations suitable to the Chabauty–Coleman method.
For the non-archimedean Monge–Ampère problem, continuous semipositive metrics are of central importance. Uniqueness up to scaling was shown by Yuan and Zhang [YZ16]. In case of residue characteristic , a solution was given by Boucksom, Favre and Jonsson [BFJ16, BFJ15] using an algebraicity condition which was removed in [BGJKM].
Semipositive model metrics played also a role in the thesis of Thuillier [Thu05] on potential theory on curves, in the work of Chambert-Loir and Ducros on forms and currents on Berkovich spaces [CD12] and in the study of delta-forms in [GK14, GK15].
Looking at the above references, one observes that the authors work either under the hypothesis that the valuation is discrete or that is algebraically closed. The reasoning behind the former is that the valuation ring and hence the models are noetherian. If is algebraically closed, then the valuation ring is not noetherian (unless the valuation is trivial, but we exclude this case here). Working with formal models using Raynaud’s theory, this is not really a problem. The assumption that is algebraically closed is used to have plenty of formal models which have locally the form , where is the subring of power bounded elements in an -affinoid algebra . It has further the advantage that finite base changes are not necessary in the semistable reduction theorem or in de Jong’s alteration theorems. This division has the annoying consequence that many results obtained under one of these hypotheses cannot be used under the other hypothesis. Moreover, there is a growing group of people who would like to use Zhang’s metrics over any non-archimedean base field. The goal of this paper is to remedy this situation and to study these metrics in the utmost generality which is available to us.
From now on, we assume that is a non-archimedean field which means in this paper that is a field endowed with a non-trivial non-archimedean complete absolute value. We denote the valuation ring by .
We first restrict us to the case of a line bundle on a proper scheme over . Later on, we prove many results more generally for paracompact strictly -analytic spaces. We call a metric on algebraic (resp. formal) if it is induced by a line bundle on a flat proper scheme (resp. a line bundle on an admissible formal scheme ) over with generic fibre and with . We use the notation . Such a metric is called semipositive if (resp. ) restricts to a nef line bundle on the special fibre of (resp. ). More generally, we call a model metric if there is a non-zero such that is an algebraic metric. Then a model metric is called semipositive if is semipositive in the previous sense. We say that is a continuous semipositive metric if it is the uniform limit of a sequence of semipositive model metrics on .
We note that the above definitions are global definitions. It is desirable to have local analytic definitions. Let be a paracompact strictly -analytic space and a line bundle on . First, we say that a metric on is a piecewise linear metric if there is a -covering of (i.e. a covering with respect to the G-topology on ) and frames of over with . Note that such metrics are already considered in [Gub98], but they were called formal there which is a bit confusing. We say that a metric is piecewise -linear if there is a -covering of and some integers such that for each , the restriction of to is a piecewise linear metric on . We refer to Section 2 for details and properties.
Following a suggestion of Tony Yue Yu, we call a piecewise linear metric semipositive in if has a strictly -affinoid domain of as a neighbourhood (in the Berkovich topology) such that the restriction of to is a semipositive formal metric. This notion was studied in [GK15] for algebraically closed. A semipositive piecewise linear metric on is a piecewise linear metric which is semipositive in every . Semipositive metrics are studied in Section 3. We highlight here the following result which is useful in comparing the various definitions mentioned above.
Theorem 1.1.
The following are equivalent for a metric on the line bundle over a proper scheme :
- (a)
is an algebraic metric;
- (b)
is a formal metric;
- (c)
is a piecewise linear metric.
The equivalence remains true if we replace “metric” by “semipositive metric” in every item.
As seen in Remark 2.5, the equivalence of (a) and (b) follows from [GK14, Proposition 8.13] (as the argument does not use the assumption that is algebraically closed). The equivalence of (b) and (c) holds more generally over any paracompact strictly -analytic space as shown in Proposition 2.8. This equivalence was known before only in case of a compact reduced space over an algebraically closed field. Neither base change nor the old argument can be used and so we give an entirely new argument here. In the semipositive case, the equivalence of (a) and (b) follows immediately from Proposition 3.5. Finally, the equivalence of (b) and (c) is shown in Proposition 3.10. It holds more generally for a boundaryless paracompact strictly -analytic space.
We also prove the following result (Theorem 2.15) which generalizes [Gub98, Theorem 7.12] from the compact to the paracompact case.
Theorem 1.2.
Let be a paracompact strictly -analytic space with a line bundle . If is a continuous metric on , then there is a sequence of piecewise -linear metrics on which converges uniformly to .
Let us come back to semipositive metrics. For this, let us consider a proper scheme over . It is a natural question if the notion of semipositivity is closed in the space of model metrics of a given line bundle of . First, we look at this question for uniform convergence of metrics. We consider a model metric on which is semipositive as a continuous metric, which means by definition that it is uniform limit of semipositive model metrics on . Then the closedness problem is equivalent to show that is semipositive as a model metric. By passing to a tensor power, we may assume that for a line bundle on a model of . By assumption, is the uniform limit of semipositive model metrics on . For every , there is a non-zero such that is an algebraic metric associated to a nef line bundle living on a proper flat scheme over with generic fiber . Since the models might be completely unrelated to , it is non-obvious to show that is nef if all the line bundles are nef.
An even more challenging problem is to show that the space of model metrics is closed with respect to pointwise convergence. The solution of this problem is the main result of this paper:
Theorem 1.3.
Let us assume that is discretely valued. Let be a proper scheme over with a line bundle . We assume that the model metric on is a pointwise limit of semipositive model metrics on . Then is a semipositive model metric.
If the residue characteristic of is zero, then this theorem was proven by Boucksom, Favre and Jonsson [BFJ16] Theorem 5.11 using multiplier ideals. They said in [BFJ16] Remark 5.13 that it would be interesting to have a proof along the lines of Goodman’s paper [Goo69, p.178, Proposition 8]. This is what we provide in Theorem 1.3 with a proof holding for any discretely valued non-archimedean field and hence we obtain as an immediate consequence:
Corollary 1.4.
A model metric is semipositive as a model metric if and only if it is semipositive as a continuous metric.
For arbitrary non-archimedean fields, this result was first proven in [GK15, Proposition 8.13] using a lifting theorem for closed subvarieties of the special fibre. Amaury Thuillier told us that he found a similar (unpublished) lifting argument to prove Corollary 1.4.
Theorem 1.3 will follow from Theorem 5.6 which is a slightly more general version about pointwise convergence of -plurisubharmonic model functions for a closed -form . These notions from [BFJ16] will be introduced in Section 4.
1.1. Terminology
For sets, in equality is not excluded and denotes the complement of in . includes . All the rings and algebras are commutative with unity. For a ring , the group of units is denoted by . If is a topological space, for a set we denote by the topological interior of in . A variety over a field is an irreducible and reduced scheme which is separated and of finite type over .
For the rest of the paper we fix a non-archimedean field . This means here that the field is equipped with a non-archimedean absolute value which is complete and non-trivial. Let be the corresponding valuation. We have a valuation ring with maximal ideal and residue field . We denote by an algebraic closure of and we set for the completion of .
1.2. Acknowledgements
We thank Vladimir Berkovich and Tony Yue Yue for helpful discussions. This work was supported by the collaborative research center SFB 1085 funded by the Deutsche Forschungsgemeinschaft.
2. Formal and piecewise linear metrics
In this section, is an arbitrary non-archimedean field endowed with a non-trivial complete absolute value. For line bundles on paracompact strictly -analytic spaces, we will introduce the global notion of formal metrics and the local notion of piecewise linear metrics. We will collect many properties and we will show that both notions agree. At the end, we will prove a density result for piecewise -linear metrics.
2.1.
Let be a proper scheme over . Then an algebraic -model of is a proper flat scheme over with a fixed isomorphism from the generic fiber to . Usually, we will identify with along this fixed isomorphism.
It follows from Nagata’s embedding theorem that an algebraic -model of exists. The set of isomorphism classes of algebaic -models of is partially order by morphisms of -models of (where by definition such a map extends the identity on ). A diagonal argument shows easily that the set of isomorphism classes is directed with respect to this partial order.
Let be a line bundle on . An algebraic -model of consists of an algebraic -model of and of a line bundle on with a fixed isomorphism from to which we use again for identification. It follows from Vojta’s version of Nagata’s embedding theorem [Voj07, Theorem 5.7] and noetherian approximation that has always an algebraic -model.
2.2.
Let be a paracompact strictly -analytic space. We use here the analytic spaces and the terminology introduced by Berkovich in [Ber93, Section 1]. Then a formal -model is an admissible formal scheme over [Bos14, §7.4] with a fixed isomorphism on the generic fiber which we again use for identification. Note that we have a canonical reduction map to the special fiber (see [GRW15, Section 2]). If is the generic point of an irreducible component of , then is finite and the points in this preimage are called divisorial points of .
The category of paracompact strictly -analytic spaces is equivalent to the category of quasiseparated rigid analytic varieties over with a strictly -affinoid -covering of finite type (see [Ber93, §1.6]) and hence we may apply Raynaud’s theorem from [Bos14, Theorem 8.4.4]. In particular, we see that a formal -model of exists and that the set of isomorphism classes of formal -models is again directed. Some of the references in the following require that is compact, because the original formulation of Raynaud’s theorem in [BL93a, Theorem 4.1] used that the underlying rigid space is quasicompact and quasiseparated. This will be bypassed by using the more general version in [Bos14, Theorem 8.4.4] for paracompact (remember that paracompact includes Hausdorff).
Let be a line bundle on which means that is a locally free sheaf of rank on the -topology. We always consider the -topology induced by the strictly -affinoid domains in . A formal -model of consists of a formal -model of and a line bundle on with a fixed isomorphism from to which we use for identification. The argument in [Gub98, Lemma 7.6] shows that always has a formal -model.
Remark 2.3.
If is a proper scheme over with a line bundle , then we denote the analytifications by and (in the category of Berkovich spaces). By formal completion, every algebraic -model of induces a formal -model of . Note that the special fiber of is canonically isomorphic to the special fiber of the formal completion and hence the above yields a reduction map . Let be an irreducible component of with generic point , then the points of the finite set are called divisorial point associated to . We set for the set of all divisorial points associated to algebraic -models of .
Definition 2.4.
Let be a formal -model of as in 2.2. Then we get an associated formal metric on uniquely determined by requiring on the generic fibre of any frame of over any formal open subset of . This is well-defined because a change of frame involves an invertible function on and we have on .
Remark 2.5.
If is an algebraic -model of as in 2.1, then we get an associated algebraic metric on by using the above construction for the formal -model of from Remark 2.3. By construction, every algebraic metric is a formal metric. The converse is also true as shown in [GK14, Proposition 8.13] (as the argument does not use the assumption that is algebraically closed).
We have the following extension result from [GK15, Proposition 5.11]
Proposition 2.6.
Let be line bundle on a paracompact strictly -analytic space over and let be a compact strictly -analytic domain of . Then every formal metric on the restriction of to extends to a formal metric on .
Proof.
Since this is stated here under more general assumptions than in [GK15, Proposition 5.11], we sketch the argument. Let be the -model for the given formal metric on . We may assume that is a formal open subset of a formal -model of [Bos14, Lemma 8.4.5]. By the argument in [BL93a, Lemma 5.7], there is a coherent -module on which extends . This works even for paracompact as noted in the proof of [CD12, Proposition 6.2.13] and the argument there (or in the proof of [Gub98, Lemma 7.6]) shows that after replacing by a suitable admissible blowing-up, we may assume that is a line bundle. Then the associated formal metric satisfies the claim. ∎
Definition 2.7.
Let be a paracompact strictly -analytic space with a line bundle . A metric on is called piecewise linear if there is a -covering and frames of over for every such that on . A function is called a piecewise linear function if it induces a piecewise linear metric on the trivial line bundle . Note that these are -local definitions (see [GK15, Proposition 5.10] for the argument).
Proposition 2.8.
Let be a metric of a line bundle on a paracompact strictly -analytic space . Then is formal if and only if it is piecewise linear.
Proof.
Clearly, every formal metric is piecewise linear. To prove the converse, we may assume that is connected. It is a general fact from topology (see [Bou71, chap. 1, §9, Théorème 5]) that a connected locally compact space is paracompact if and only if it is countable at infinity. It follows that there is a finite or a countable -open covering of of finite type by strictly -affinoid domains with frames of such that on . Then is the Berkovich spectrum of a strictly -affinoid algebra . Obviously, there is an admissible -algebra with . For , the -algebra is
an admissible -algebra [Bos14, Lemma 8.4.6].
Using the existence of a formal metric on , we may assume that and hence the frames are invertible functions on the sets . Using that is paracompact, the underlying rigid space is quasiseparated and hence for some strictly -affinoid algebra . If , then . Using the above, we choose a formal affine -model with generic fiber such that .
In the following, we assume that (the finite case is similar and even easier) and we consider . By an inductive procedure, we will construct a formal model of such that is the generic fiber of a formal open subset of for every and such that is lying over for every . By this we mean that for every there exists a morphism which is the identity on the generic fibre.
Note that the case follows from [Bos14, Lemma 8.4.5]. Let and assume that is already constructed. By Raynaud’s theorem and [BL93b, Corollary 5.4], there is an admissible formal blowing up of such that (resp. ) is the generic fiber of a formal open subset lying over (resp. ) for . By [Bos14, Proposition 8.2.13], we may extend to an admissible formal blowing up of with center in the special fiber such that is disjoint from every with satisfying . Then satisfies the claim with equal to the preimage of in .
Using that the -covering is of finite type, the above construction shows that the formal models eventually become stable over for any and hence we get a formal model of lying above all the models . It has the property that every is the generic fiber of a formal open subset and that is lying over for every . Since and are both in , we see that is invertible on . This means that is a vertical Cartier divisor on inducing the metric. ∎
Definition 2.9.
Let be a paracompact strictly -analytic space with a line bundle . A metric on is called piecewise -linear if for every there exists an open neighbourhood of and a non-zero such that is a piecewise linear metric on . A function is called a piecewise -linear function if it induces a piecewise -linear metric on the trivial line bundle .
Proposition 2.10.
Let be a paracompact strictly -analytic space with a line bundle . Then the following properties hold:
- (a)
A piecewise -linear metric on is continuous.
- (b)
The isometry classes of piecewise linear (resp. piecewise -linear) metrics on line bundles of form an abelian group with respect to .
- (c)
The pull-back of a piecewise linear (resp. piecewise -linear) metric on with respect to a morphism of paracompact analytic spaces is a piecewise linear (resp. piecewise -linear) metric on .
- (d)
The minimum and the maximum of two piecewise linear (resp. piecewise -linear) metrics on are again piecewise linear (resp. piecewise -linear) metrics on .
Proof.
These properties are proved in [Gub98, Section 7] under the assumption that is algebraically closed and is compact. The assumption algebraically closed was not used in the arguments. Since (a)–(d) are local statements, we can deduce them from the corresponding statements in loc. cit. ∎
Let be a paracompact strictly -analytic space. Recall that for , we denote the topological interior of in by .
Lemma 2.11.
Let where are compact strictly -analytic domains of with . Let be a piecewise linear function. Then extends to a piecewise linear function such that .
Proof.
By compactness of , there exists a compact strictly -analytic domain such that is a neighbourhood of and . Hence is a compact strictly -analytic domain of and we consider the piecewise linear function on defined by on and by on . Then we apply Proposition 2.6 to , in which case formal metrics correspond to piecewise linear functions (see Proposition 2.8). We deduce that there exists a piecewise linear function which agrees with on and which agrees with on . But since is a neighborhood of , we deduce that the function defined by
is still piecewise linear. Since extends and , we get the claim. ∎
Lemma 2.12.
Let be a paracompact strictly -analytic space. Let be a compact strictly -analytic domain of and let be a continuous function with . Then for any there exists a piecewise -linear function on such that and for all we have .
Proof.
Since piecewise -linear functions are dense in the compact case [Gub98, Theorem 7.12], there exists a piecewise -linear function such that on . Since is compact, there is a non-zero such that is piecewise linear. By Proposition 2.6 and Proposition 2.8 applied to the formal metric on associated to , there exists a piecewise -linear function which extends . We then set . By Proposition 2.10 (d), is piecewise -linear. By definition, we have . We have on and is non-negative, hence we have on . Finally, since on we also have that on . ∎
Proposition 2.13.
Let be a paracompact strictly -analytic space . Let be a continuous function on . Then can be uniformly approximated by piecewise -linear functions. In other words, for every there exists a piecewise -linear function such that .
Proof.
We will use that the result holds when is compact [Gub98, Theorem 7.12]. Note that in [Gub98, §7], was assumed to be algebraically closed, but the argument for [Gub98, Theorem 7.12] does not use this assumption and so we can use the result over any non-archimedean field. Let and so that . Hence replacing by or we can assume that .
We can work separately on the connected components of , hence we may assume that is connected. As in the proof of Proposition 2.8, we can find a locally finite covering of made of compact strictly -analytic domains with finite or countable. In the following, we assume . The finite case is similar and easier. Applying a compactness argument to the ’s, we can find and two locally finite coverings of by compact strictly -analytic domains of such that for all we have .
Let us now fix and let us construct a family of piecewise -linear functions such that
- (i)
for all , and .
- (ii)
for all we have on .
- (iii)
on .
Observe that this will conclude the proof of the proposition since then is a well defined piecewise -linear function such that . The rest of the proof is dedicated to construct inductively a family satisfying the conditions (i), (ii) and (iii).
Let us consider and let us assume that we are given piecewise -linear functions satisfying the above conditions. We will now construct a piecewise -linear function such that satisfies the conditions (i), (ii) and (iii).
By the density result in the compact case [Gub98, Theorem 7.12], we know that there exists a piecewise -linear function such that
| (2.13.1) |
Then by Lemma 2.11 applied to and , there exists a piecewise -linear function which extends and with . Then (2.13.1) becomes
| (2.13.2) |
Then we set
From this definition, we get that . It is a piecewise -linear function by Proposition 2.10 (d) and it satisfies . Now, (2.13.2) combined with the condition (iii) for yields
| (2.13.3) |
Also, since , we deduce from (2.13.2) that
| (2.13.4) |
On the other hand, since , the condition (ii) for yields
| (2.13.5) |
From (2.13.2), (2.13.3), (2.13.4) and (2.13.5), we deduce that
| (2.13.6) |
Lemma 2.12 applied to the non negative function and to the compact -analytic domain yields a piecewise -linear function such that and
| (2.13.7) |
We then set
By Proposition 2.10 (d), is a piecewise -linear function. Since and we get that and we also get that for , . This implies that . Hence (i) is satisfied for .
Let us now prove that
| (2.13.8) |
Let . We first suppose that . Then by (2.13.7), we have . By definition of , we have hence
If , then we have since , hence . So by the condition (iii) for , we get
This proves (2.13.8), whence condition (iii) holds for .
Let us finally prove that
The right inequality has been proven in (2.13.8) so it only remains to prove the left inequality. By (2.13.6), we have
| (2.13.9) |
and by construction (see (2.13.7) having in mind that ), we have
| (2.13.10) |
Hence (2.13.9) and (2.13.10) yield that
which proves condition (ii) for . By induction, this proves the existence of a family satisfying conditions (i), (ii) and (iii). ∎
Remark 2.14.
The proof of Proposition 2.13 also gives that if is a piecewise -linear function on a paracompact strictly -analytic space , then there exists a family of piecewise -linear functions on such that the family is a locally finite family of compact sets subordinate to any given open covering of and such that . Indeed, in the above proof we may construct the covering finer than the given open covering and then we may use in the construction due to piecewise -linearity.
Theorem 2.15.
Let be a paracompact strictly -analytic space with a line bundle . If is a continuous metric on , then there is a sequence of piecewise -linear metrics on which converges uniformly to .
Proof.
The next result deals with base change of piecewise linear metrics. We denote by the base change functor from the base field to a non-archimedean field applied to the category of strictly -analytic spaces or to the line bundles on such spaces. The argument for (b) is due to Yuan (see [Yua08, Lemma 3.5]).
Proposition 2.16.
Let be a line bundle on a paracompact strictly -analytic space and let be a non-archimedean field extension.
- (a)
The base change of a piecewise linear (resp. piecewise -linear) metric on is a piecewise linear (resp. piecewise -linear) metric on .
- (b)
If is a subfield of and if is compact, then every piecewise linear (resp. piecewise -linear) metric on is the base change of a unique piecewise linear (resp. piecewise -linear) metric on for a suitable finite subextension of .
Proof.
It follows from [Ber93, Theorem 1.6.1] that the base change of to is a paracompact strictly -analytic space. Property (a) is obvious.
To prove (b), we assume that is a piecewise linear metric on . We have seen in 2.2 that has a formal -model and so we may assume that by passing to . By Proposition 2.8, there is a formal -model of such that . By Raynaud’s theorem [BL93a, Theorem 4.1], we may assume that there is an admissible formal blowing up . Note that yields that for a vertical Cartier divisor on . Replacing by a suitable multiple, we may assume that is an effective Cartier divisor.
An approximation argument based on the density of the algebraic closure of in shows that the coherent ideal of the admissible formal blowing up and hence the formal model are defined on a formal -model for a finite subextension of . We choose a finite covering of by formal affine open subsets of . Then the coherent sheaf of ideals restricted to is generated by finitely many regular functions. A similar approximation argument as above shows that all these generators can be replaced by regular functions on if we replace by a larger finite subextension of . We conclude that is defined on proving (b). Note that uniqueness is obvious. ∎
3. Semipositive metrics
In this section, is an arbitrary non-archimedean field endow with a non-trivial complete absolute value. We will first introduce semipositive formal metrics. We have seen in Proposition 2.8 that formal metrics are the same as piecewise linear metrics and hence everything applies to piecewise linear metrics as well.
3.1.
Let be a proper scheme over with a line bundle over . We call an algebraic -model of numerically effective (briefly nef) if for every closed curve in which is proper over . Of course, properness implies that is contained in the special fiber . An algebraic metric on is said to be semipositive if there is a nef algebraic -model of such that .
3.2.
The above definition is easily generalized to the analytic setting: Let be a line bundle on a paracompact strictly -analytic variety . A formal -model of is called nef if for any closed curve in the special fiber which is proper over . A formal metric on is called semipositive if there is a nef formal -model of such that .
It will follow from Proposition 3.5 below that we may use any model to test semipositivity of the associated metrics.
Lemma 3.3.
Let be a paracompact strictly -analytic space, a line bundle on and a formal model of . Let be a non-archimedean extension of and the model of obtained by base change. Then is nef if and only if is nef.
Proof.
We remark that . Hence the result follows from the fact that a nef line bundle on a proper variety over remains nef after pull back to . This is proven in the projective case in [EFM, Remark 1.3.25] and the proper case follows from Chow’s lemma and the projection formula. ∎
Lemma 3.4.
Let be a paracompact strictly -analytic space, a line bundle on and a formal model of . Let the model of obtained by putting the reduced structure. Then is nef if and only if is nef.
Proof.
Let be the induced reduced structure on . Since is finite (in fact an immersion), we deduce that the induced map between the special fibers is finite. By projection formula, we conclude that is nef if and only if is nef. ∎
Proposition 3.5.
Let be a -model of . Then is a semipositive formal metric if and only if is a nef formal -model.
Proof.
By definition if is nef, then is semipositive, so we only have to prove the reverse implication. Hence we assume that is a semipositive formal metric and we have to show that is nef. Using Lemma 3.3, we can replace by and hence assume that is algebraically closed.
By definition of semipositivity, there is a nef -model of on some model of with . There exists a model of which dominates both and . Let be the induced morphism. Since the induced morphism on the special fibers is proper and surjective, by the projection formula, is nef if and only is nef. Hence replacing by , we can assume that dominates .
Let be the reduced structure on . Hence is finite. Locally, is given by for some reduced admissible -algebra. Let . It is a strictly -affinoid algebra, and by [BGR84, 6.4.3] is an admissible -algebra, and moreover is finite and induces an isomorphism on the generic fibers. By [BGR84, 7.2.6 Proposition 3], we can glue the morphisms to get a model of such that is finite. In particular, we deduce that the induced morphisms are proper and surjective, and we conclude from the projection formula that is nef if and only if its pull back to is nef.
By construction, is locally of the form , hence we deduce that is locally given by which is reduced. Now we use the fact that on an admissible formal scheme with reduced special fibre and with algebraically closed, the metric determines the model up to isomorphism (see [Gub98, Proposition 7.5]). Using that for the pull-back of to , we deduce that . As above, the pull-back of is nef and hence is nef. ∎
Lemma 3.6.
Let be a proper scheme over , a line bundle on and a model of with . Let be the irreducible components of equipped with their reduced structures. Then is semipositive if and only if for all , is semipositive.
Proof.
For each , let be the closed subscheme of defined as the topological closure of in equipped with the reduced structure. We then get for each a cartesian diagram
Since the morphism is finite surjective, the projection formula shows that is nef on if and only if is nef on for all . ∎
3.7.
Following a suggestion of Tony Yue Yu, we can define semipositivity locally on . We say that a piecewise linear metric on is semipositive in if there is a compact strictly -analytic domain in which is a neighborhood of such that the restriction of to is a semipositive formal metric in the sense of 3.2 (using the equivalence of Proposition 2.8). We say that is semipositive if it is semipositive in all . We will see in Proposition 3.10 that this fits with the definition in 3.2 assuming that is boundaryless.
Definition 3.8.
Let be a piecewise -linear metric on the line bundle over and let . Then is called semipositive in if and only if we may choose a compact strictly -analytic domain which is a neighbourhood of and some integer such that is a semipositive formal metric.
It follows easily from Proposition 3.5 that a piecewise linear metric on is semipositive as a piecewise linear metric if and only if it is semipositive as a piecewise -linear metric.
Proposition 3.9.
Let be a line bundle on a paracompact strictly -analytic space . Let and let be a piecewise -linear metric on .
- (a)
The set of points in where is semipositive is open in .
- (b)
The tensor product of two piecewise -linear metrics which are semipositive in is again semipositive in .
- (c)
Let be a morphism of paracompact strictly -analytic spaces. If is semipositive in , then is semipositive in any point of .
Proof.
In the following result, we need the notion of the boundary of an analytic space as introduced in [Ber90, §2.5, §3.1]. An analytic space without boundary is called boundaryless. Note that the analytification of a scheme locally of finite type over is always boundaryless by [Ber90, Theorem 3.4.1] (boundaryless is called closed there).
Proposition 3.10.
Proof.
The proof follows mainly the arguments in [GK15, Proposition 6.4]. By Lemma 3.3 and Lemma 3.4, we may assume that is algebraically closed and that is reduced. Let be a formal -model of with . We assume that is semipositive in every . We choose a closed curve in which is proper over . We have to show that . By surjectivity of the reduction map , there is such that is the generic point of . Since is semipositive in , there is a compact strictly -affinoid neighborhood of and a nef formal -model of such that over . Using Proposition 3.5, we may always replace the models and by dominating formal -models and the line bundles and by their pull-backs. By [BL93b, Corollary 5.4], we may therefore assume that is a formal open subset of . Then is also a formal -model of and hence Proposition 3.5 shows that is nef.
Since is a neighbourhood of and since is boundaryless, we conclude that the boundary of is the topological boundary of in (see [Ber90, Corollary 2.5.13(ii), Proposition 3.1.3(ii)]). In particular, is no boundary point of as is a neighborhood of . Using [CD12, Lemma 6.5.1], such interior points are characterized by the property that the closure of the reduction in is proper over . We conclude that the closure of in is equal to . Since is nef, it follows that . ∎
Proposition 3.11.
Let and be algebraic metrics of the line bundle over the proper scheme over . Then is an algebraic metric on . If and are semipositive in , then is semipositive in .
Proof.
Since formal and algebraic metrics are the same as noted in Remark 2.5 and hence also the same as piecewise linear metrics, we deduce from Proposition 2.10 (d) that is an algebraic metric. If the given metrics are semipositive in , then it remains to prove that is semipositive in . By base change again, we may assume that is algebraically closed. By Lemma 3.6, we may assume that is a proper variety over .
Let us pick models , and of defining the model metrics , and . There is a -model of on which , and are determined. There is an open neighbourhood of in such that and are semipositive in all points of . We will show that is semipositive in every point of . By [GK15, 6.5], it is equivalent to show that for any closed curve of contained in the reduction of . Moreover, the same result yields that and restrict to nef line bundles on . By [GK15, Theorem 4.1], there is a closed curve in such that is an irreducible component of the special fibre of the closure in . By restriction, we may assume that is a curve and hence is an irreducible component of . Let be the formal completion of and let be the line bundles on induced by the pull-backs of .
We have seen in the proof of Proposition 3.5 that we can associate to a canonical formal model of with reduced special fibre and a canonical finite surjective morphism . So there is a closed curve in which maps onto in . Let be the line bundles on given by pull-back of . Note that are formal models of the metrics on . By projection formula, the line bundles restrict to nef line bundles on and it remains to show that
| (3.11.1) |
Let be the generic point of . Then there is a unique point in with reduction . This follows from [Ber90, Proposition 2.4.4] since has a formal affine open neighbourhood in of the form for a strictly -affinoid algebra . Using , we may assume . Since is algebraic, there is a non-trivial meromorphic section of . Note that the restriction of to the generic fibre induces also a meromorphic section of . The meromorphic section of restricts to the trivial section of and we have
By [Gub98, Proposition 7.5], we deduce that is a global section of . The definition of formal metrics and yield that is the generic fibre of a formal open neighbourhood of . Hence [Gub98, Proposition 7.5] again shows that is a nowhere vanishing regular section of on . We conclude that the restriction of the global section to is not identically zero inducing an effective Cartier divisor on . This shows
Using that is nef on and , we get
proving (3.11.1). ∎
4. Plurisubharmonic model functions
In this section, is an arbitrary non-archimedean field endow with a non-trivial complete absolute value. We will introduce closed -forms on a proper scheme over and -psh model functions following the terminology in [BFJ16].
4.1.
4.2.
We say that a function is a model function if there exists and an algebraic metric on such that . If we can take , we say that is a -model function. The set of model functions on is denoted by .
4.3.
Let be an algebraic -model of . A vertical Cartier divisor on is a Cartier divisor on which is supported on the special fiber . A vertical Cartier divisor on determines a model of hence an associated model function
Note that every -model function has this form. Indeed, if is an algebraic model of with , then the section of extends to a meromorphic section of and the vertical Cartier divisor satisfies .
4.4.
We set . We define the Néron-Severi group as the -vector space modulo the subspace generated by numerically trivial line bundles. We denote this space by , where . The space of closed -forms on is defined as the direct limit
where the limit is taken over all algebraic -models of . We say that a closed -form is determined on some model if it is in the image of the map . The canonical map induces a map .
4.5.
We denote by the group of isomorphism classes of line bundles on equipped with a model metric. There is a well defined injective map which sends the class of to the class of . We denote its image by and call it the curvature form of .
4.6.
We say that an element of is ample if it is of the form for some real numbers and some ample line bundles . A closed -form is called -positive if is ample. We say that a model metric of a line bundle is -positive if the same holds for the curvature form . We say that an element is nef if for any closed curve . A closed -form is said to be semipositive if it is determined by a nef class on a model .
If is a closed -form, we say that a model function is -plurisubharmonic (briefly -psh) if is semipositive. If is the closed -form associated with some line bundle on and if is a vertical Cartier divisor on , then by definition is a -psh function if and only if is nef if and only if is a semipositive metric.
4.7.
Let be a line bundle on . Let be a model metric on and . Let be another metric on and let . Then is a model metric if and only if is a model function. Moreover is a semipositive model metric if and only if is a -psh model function.
4.8.
The Néron–Severi group of is the group modulo the subspace generated by the numerically trivial line bundles. For a closed -form , let be the associated de Rham class, given by for any algebraic -model on which is determined by . If is semipositive, then is nef.
To see this, we choose any closed curve in and non-zero in the maximal ideal of the valuation ring . Then using the divisorial intersection theory in [Gub98], we have
Since is nef, the degree of the special fibre is non-negative proving the claim.
Lemma 4.9.
Let us assume that is algebraically closed. Let be a model function determined by a vertical Cartier divisor on the algebraic -model of . We assume that the special fibre is reduced. Then if and only if the Cartier divisor is effective.
Proof.
The corresponding statement for admissible formal schemes is proven in [GRW14, Proposition A.7] and hence applies to the formal completion of and its Cartier divisor given by pull-back of . By the formal GAGA-principle proved in this non-noetherian situation by Fujiwara–Kato in [FK13, Theorem I.10.1.2], the Cartier divisor is effective if and only is an effective Cartier divisor on . Since and determine the same model function, we get the claim. ∎
Remark 4.10.
We recall the following result from [BFJ16], Corollary. 1.5. For convenience of the reader and to check that no noetherian hypotheses are used, we give here a proof.
Proposition 4.11.
Let be an ample line bundle on the projective variety over and let be any -model of . Then there is a -model of dominating and an ample line bundle on which is a -model of for a suitable .
Proof.
Every -model of a projective variety is dominated by a projective -model [Gub03, Proposition 10.5]. Hence we may assume that is projective. There is and a closed immersion of into such that . Then the closure of in is a -model of which has an ample line bundle such that . Then the closure of the diagonal in is a projective -model of and the canonical projection is a projective morphism, hence there is a closed immersion of into a projective space over . Let be the restriction of to . Since is relatively ample with respect to and since is an ample line bundle on , there is such that is ample on . Then is a -model of for . ∎
Proposition 4.12.
Let be -positive and let be any closed -form determined by . Then is -positive for sufficiently close to .
Proof.
Since is affine, ampleness is the same as relatively ample. It remains to check that the restriction of to the special fibre is ample (see [Gro66, 9.6.4 and 9.6.5]). The ample cone on the special fiber is the interior of the nef cone. This proves immediately the claim. ∎
Proposition 4.13.
Let be a closed -form with ample de Rham class and let be any -model of . Then there is a -model of dominating such that is determined on and a model function such that is -positive. If is semipositive and , then we may find such a model function with .
Proof.
We note first that restriction gives a canonical injective homomorphism and the ample part of is the preimage of the ample part of (see the proof of Proposition 4.12). By assumption, can be represented by with line bundles and . We recall that the isomorphism classes of -models of form a directed set and that any -model of the projective variety is dominated by a projective -model. So we may assume that all live on a common projective model . We approximate the real numbers by sufficiently close rational numbers . Then the restriction of to the generic fibre is a -line bundle which is sufficiently close to in . Since the ample cone in is open, we may assume that is ample as well. By Proposition 4.11, we may assume that admits an ample extension . Let be the model function corresponding to . Let now be the closed -form on represented by . Since is represented by , we conclude that is -positive. Since the ample cone of is open and since the restrictions of to the special fibre are sufficiently close, it follows from our remark at the beginning that is -ample. Since is represented by , we see that is -positive.
Now let be semipositive. Since a function in is continuous on , it is bounded and hence is bounded. We may replace by without changing . Since is in the value group of the algebraic closure of , this is still a model function and hence we may assume . Since the sum of a nef and an ample -line bundle remains -ample (as we can check that on the special fibre, see the proof of Proposition 4.12), we know that
is also -positive for all . Using a rational sufficiently close to , we get the claim. ∎
5. Semipositivity and pointwise convergence
In this section, we assume that is a complete discretely valued field. Our goal is to generalize [BFJ16], Theorem 5.11 to a line bundle over a proper variety . This is an important improvement since in [BFJ16] the result holds only in residue characteristic (due to a use of the theory of multiplier ideals).
In terms of metrics, this means that pointwise convergence of semipositive model metrics on to a model metric implies that the limit is a semipositive model metric. By Chow’s lemma, we can immediately reduce to the case of projective varieties.
5.1.
We follow [BFJ16, Definition 1.1] and say that a regular scheme of finite type over is SNC if its special fiber has simple normal crossing support and if any intersection of irreducible components of the special fiber is irreducible. As noted in the remark after [BFJ16, Definition 1.1], if is strictly semi-stable [dJ96, Definition 2.16], might not satisfy the second condition, however, a vertical blowing-up of along non-connected components of such intersections will be SNC.
We will first proof an analogue of [BFJ16], Lemma 5.12. Recall that we denote by the set of divisorial points (see 2.2) of the analytification .
Proposition 5.2.
Let be a projective variety over with an ample line bundle . We assume that has an SNC model over with a line bundle extending . Let be the corresponding model metric on which is assumed to be the pointwise limit over of semipositive model metrics on . Then is a semipositive model metric.
The proof of Proposition 5.2 follows immediately from Lemma 5.4 and Lemma 5.5 below. Recall that the base-ideal of is defined as the image of the canonical map
Since is ample on , is a vertical coherent ideal sheaf for sufficiently large. The following lemma is similar to the first step in the proof of [BFJ16], Lemma 5.12.
Definition 5.3.
Let be a vertical coherent fractional ideal on the algebraic -model of the proper scheme over . We define the function
where is the reduction map.
We now recall a result from [BFJ16].
Lemma 5.4 (Step 1 of Lemma 5.12 of [BFJ16]).
Under the same hypothesis as in Proposition 5.2, the model functions converge pointwise to on .
The following result is similar to step 2 in the proof of [BFJ1], Lemma 5.12. Note that we need here another argument as multiplier ideals are used in [BFJ16], which does not work in residue characteristic . Let us recall that a line bundle on a scheme is called semiample if is globally generated for some .
Lemma 5.5.
Let be a semiample line bundle on the normal projective variety over . Assume that has a -model on the -model of . Let be the base-ideal of . If converges pointwise to on , then is semipositive.
Proof.
Since any -model of is dominated by a projective -model of [Gub03, Proposition 10.5], we may assume that is projective. Let . Hence is irreducible of dimension . We choose a closed curve in the special fibre . Then we have to show that . We follow the strategy of [Goo69] to use the blow up in (as suggested in [BFJ16, Remark 5.13]). Then is an effective Cartier divisor on which is vertical. Moreover, is projective and hence we have a very ample invertible sheaf on . Since is an -dimensional projective variety mapping onto , it follows from using generic hyperplane sections, the fibre theorem [Har77, Exercise II.3.22] and the fact that is irreducible of dimension that is a positive multiple of . By projection formula, it is enough to show
| (5.5.1) |
for . We may assume that for every as otherwise there is a global section of such that and hence
would make the claim obvious. The crucial new idea is now to consider the family of blow ups of in the closed subscheme for all integers . Replacing by its normalization, we can assume that is normal. Let . We set . It is an effective Cartier divisor on , and we denote by the canonical meromorphic section of . Note that all these models have generic fibre . We conclude that is an effective Cartier divisor. Note that is generated by global sections. We conclude from refined intersection theory that
| (5.5.2) |
for an effective -dimensional cycle of with support over . We consider the invertible sheaf of . We claim that
| (5.5.3) |
To prove this, let be any irreducible component of . We choose and let . We note first that the stalk of at is generated by global sections. Indeed, it follows from the definitions that there is a global section of and an invertible section of at such that is an equation of the Cartier divisor at . It follows from the definition of the base ideal that is a global section of and the choice of yields that generates the stalk at . We deduce that the restriction of to is a global section which is not identically zero and hence
proving (5.5.3). By projection formula and (5.5.2), we have
and hence (5.5.3) leads to
Commutativity of intersection product shows
| (5.5.4) |
The intersection product can be computed on the model over the valuation ring using the intersection theory with Cartier divisors from [Gub98] (see also [GS15b, Section 2] for the normal case). We have
where ranges over all irreducible components of the special fibre of . Using [BPS14, Proposition 1.3.3] there is a unique point of the analytification of the generic fibre of with reduction equal to the generic point of (see [Ber90, Proposition 2.4.4] and [Gub07b, 2.5, 2.6]) and the multiplicities are given by
We insert this in (5.5.4) and use again projection formula to get
| (5.5.5) |
where ranges over all irreducible components of and ranges over the irreducible components of with . Here, is the degree of the induced map . Note that is a divisorial point of which reduces to the generic point of in the model . We conclude that there are only finitely many possibilities for independently of the choice of .
We choose small. By the above finiteness, there is a sufficiently large such that
for all as above. We conclude that
for all and as above with . Let be the minimum of the finitely many intersection numbers and . Then (5.5.5) leads to
By projection formula for applied to the Cartier divisor on for any non-zero in the maximal ideal of ,
we deduce easily that
for the multiplicity (resp. ) of (resp. ) in (resp. ). We conclude that
The numbers and are independent of . This proves (5.5.1) and hence the claim. ∎
In the following, we use the notation introduced in §4. Recall that denotes the space of model functions on .
Theorem 5.6.
Let be a proper scheme over and let be a closed -form on . Then the set of -psh model functions is closed in with respect to pointwise convergence on .
This is a generalization of Theorem 5.11 in [BFJ16] as we allow to be a discretely valued complete field of arbitrary residue characteristic and also because we allow any proper scheme . Note however that in [BFJ16] it is enough to assume pointwise convergence only on . We need pointwise convergence in more points as divisorial points are not necessarily mapped to divisorial points by an alteration. Resolution of singularities would solve this small issue.
Proof.
Since we may check semipositivity after a base extension (see Lemma 3.3), we may replace by a finite field extension of . Then, using Lemma 3.6, we may assume that is a variety.
Let be a model function on which is the pointwise limit of -psh functions. Replacing by , we may assume that . Then the existence of a -psh function yields that is semipositive and hence is nef (see 4.8). Let be a -model of such that is determined on . Then the restriction of to is nef.
We may replace by a generically finite covering for any -model with generic fibre . This does not change convergence of metrics and semipositivity. It is here, where we use that pointwise convergence holds on . By [dJ96, Theorem 4.5], up to replacing by a finite field extension, we may assume that is SNC (see 5.1). The proof of Proposition 4.13 shows that is a finite dimensional -vector space as we can see it as a subspace of . We have also seen that the ample cone in is the intersection of with the ample cone in and hence it is open in . We conclude that there are ample line bundles on such that their numerical classes form a basis of . Then there are such that
represents . Let be small positive numbers such that the numbers are rational. We consider the -line bundle
on and let . Since is nef and , it follows that is ample. For any model function on , we have
We conclude that a -psh model function yields a semipositive model metric . Since is the pointwise limit of -psh model functions , we deduce that is the pointwise limit of semipositive model metrics on . It follows from Proposition 5.2 that is semipositive. This means that is nef.
By definition of nef and using , we see that the cone in of nef classes is the intersection of with the nef cone in . In particular, the cone of nef classes is closed in . Using , we deduce that is nef. Since represents , we conclude that is -psh. ∎
Corollary 5.7.
Let be a proper scheme over with a line bundle . We assume that the model metric is a pointwise limit of semipositive model metrics on . Then is a semipositive model metric.
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Walter Gubler, Fakultät für Mathematik, Universität Regensburg, Universitätsstrasse 31, D-93040 Regensburg, walter.gubler@mathematik.uni-regensburg.de
Florent Martin, Fakultät für Mathematik, Universität Regensburg, Universitätsstrasse 31, D-93040 Regensburg, florent.martin@mathematik.uni-regensburg.de