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2. Formal and piecewise linear metrics [03AP]

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2. Formal and piecewise linear metrics

In this section, KK is an arbitrary non-archimedean field endowed with a non-trivial complete absolute value. For line bundles on paracompact strictly KK-analytic spaces, we will introduce the global notion of formal metrics and the local notion of piecewise linear metrics. We will collect many properties and we will show that both notions agree. At the end, we will prove a density result for piecewise β„š{\mathbb{Q}}-linear metrics.

2.1.

Let XX be a proper scheme over KK. Then an algebraic K∘{K^{\circ}}-model of XX is a proper flat scheme 𝒳{\mathscr{X}} over K∘{K^{\circ}} with a fixed isomorphism from the generic fiber 𝒳η{\mathscr{X}}_{\eta} to XX. Usually, we will identify 𝒳η{\mathscr{X}}_{\eta} with XX along this fixed isomorphism.

It follows from Nagata’s embedding theorem that an algebraic K∘{K^{\circ}}-model of XX exists. The set of isomorphism classes of algebaic K∘{K^{\circ}}-models of XX is partially order by morphisms of K∘{K^{\circ}}-models of XX (where by definition such a map extends the identity on XX). A diagonal argument shows easily that the set of isomorphism classes is directed with respect to this partial order.

Let LL be a line bundle on XX. An algebraic K∘{K^{\circ}}-model (𝒳,β„’)({\mathscr{X}},{\mathscr{L}}) of (X,L)(X,L) consists of an algebraic K∘{K^{\circ}}-model 𝒳{\mathscr{X}} of XX and of a line bundle β„’{\mathscr{L}} on 𝒳{\mathscr{X}} with a fixed isomorphism from β„’|X{\mathscr{L}}|_{X} to LL which we use again for identification. It follows from Vojta’s version of Nagata’s embedding theorem [Voj07, Theorem 5.7] and noetherian approximation that (X,L)(X,L) has always an algebraic K∘{K^{\circ}}-model.

2.2.

Let VV be a paracompact strictly KK-analytic space. We use here the analytic spaces and the terminology introduced by Berkovich in [Ber93, Section 1]. Then a formal K∘{K^{\circ}}-model is an admissible formal scheme 𝔙{\mathfrak{V}} over K∘{K^{\circ}} [Bos14, Β§7.4] with a fixed isomorphism 𝔙η≅V{\mathfrak{V}}_{\eta}\cong V on the generic fiber 𝔙η{\mathfrak{V}}_{\eta} which we again use for identification. Note that we have a canonical reduction map Ο€:V→𝔙s\pi:V\to{\mathfrak{V}}_{s} to the special fiber 𝔙s{\mathfrak{V}}_{s} (see [GRW15, Section 2]). If ΞΆY\zeta_{Y} is the generic point of an irreducible component YY of 𝔙s{\mathfrak{V}}_{s}, then xYβ‰”Ο€βˆ’1​(ΞΆY)x_{Y}\coloneqq\pi^{-1}(\zeta_{Y}) is finite and the points in this preimage are called divisorial points of VV.

The category of paracompact strictly KK-analytic spaces is equivalent to the category of quasiseparated rigid analytic varieties over KK with a strictly KK-affinoid G{\rm G}-covering of finite type (see [Ber93, Β§1.6]) and hence we may apply Raynaud’s theorem from [Bos14, Theorem 8.4.4]. In particular, we see that a formal K∘{K^{\circ}}-model of VV exists and that the set of isomorphism classes of formal K∘{K^{\circ}}-models is again directed. Some of the references in the following require that VV is compact, because the original formulation of Raynaud’s theorem in [BL93a, Theorem 4.1] used that the underlying rigid space is quasicompact and quasiseparated. This will be bypassed by using the more general version in [Bos14, Theorem 8.4.4] for paracompact VV (remember that paracompact includes Hausdorff).

Let LL be a line bundle on VV which means that LL is a locally free sheaf of rank 11 on the G{\rm G}-topology. We always consider the G{\rm G}-topology induced by the strictly KK-affinoid domains in VV. A formal K∘{K^{\circ}}-model (𝔙,𝔏)({\mathfrak{V}},{\mathfrak{L}}) of (V,L)(V,L) consists of a formal K∘{K^{\circ}}-model 𝔙{\mathfrak{V}} of VV and a line bundle 𝔏{\mathfrak{L}} on 𝔙{\mathfrak{V}} with a fixed isomorphism from 𝔏|V{\mathfrak{L}}|_{V} to LL which we use for identification. The argument in [Gub98, Lemma 7.6] shows that (V,L)(V,L) always has a formal K∘{K^{\circ}}-model.

Remark 2.3.

If XX is a proper scheme over KK with a line bundle LL, then we denote the analytifications by Xan{X^{\rm an}} and Lan{L^{\rm an}} (in the category of Berkovich spaces). By formal completion, every algebraic K∘{K^{\circ}}-model (𝒳,β„’)({\mathscr{X}},{\mathscr{L}}) of (X,L)(X,L) induces a formal K∘{K^{\circ}}-model (𝒳^,β„’^)(\hat{{\mathscr{X}}},\hat{{\mathscr{L}}}) of (Xan,Lan)({X^{\rm an}},{L^{\rm an}}). Note that the special fiber 𝒳s{\mathscr{X}}_{s} of 𝒳{\mathscr{X}} is canonically isomorphic to the special fiber of the formal completion 𝒳^\hat{{\mathscr{X}}} and hence the above yields a reduction map Ο€:Xan→𝒳s\pi:{X^{\rm an}}\to{\mathscr{X}}_{s}. Let YY be an irreducible component of 𝒳s{\mathscr{X}}_{s} with generic point ΞΆY\zeta_{Y}, then the points of the finite set Ο€βˆ’1​(ΞΆY)\pi^{-1}(\zeta_{Y}) are called divisorial point associated to YY. We set XdivX^{\rm div} for the set of all divisorial points associated to algebraic K∘{K^{\circ}}-models of XX.

Definition 2.4.

Let (𝔙,𝔏)({\mathfrak{V}},{\mathfrak{L}}) be a formal K∘{K^{\circ}}-model of (V,L)(V,L) as in 2.2. Then we get an associated formal metric βˆ₯βˆ₯𝔏{\|\hskip 4.30554pt\|}_{\mathfrak{L}} on LL uniquely determined by requiring β€–s‖𝔏=1\|s\|_{\mathfrak{L}}=1 on the generic fibre WW of any frame ss of 𝔏{\mathfrak{L}} over any formal open subset π”š{\mathfrak{W}} of 𝔙{\mathfrak{V}}. This is well-defined because a change of frame involves an invertible function ff on π”š{\mathfrak{W}} and we have |f|=1|f|=1 on WW.

Remark 2.5.

If (𝒳,β„’)({\mathscr{X}},{\mathscr{L}}) is an algebraic K∘{K^{\circ}}-model of (X,L)(X,L) as in 2.1, then we get an associated algebraic metric βˆ₯βˆ₯β„’{\|\hskip 4.30554pt\|}_{\mathscr{L}} on Lan{L^{\rm an}} by using the above construction for the formal K∘{K^{\circ}}-model (𝒳^,β„’^)(\hat{{\mathscr{X}}},\hat{{\mathscr{L}}}) of (Xan,Lan)({X^{\rm an}},{L^{\rm an}}) from Remark 2.3. By construction, every algebraic metric is a formal metric. The converse is also true as shown in [GK14, Proposition 8.13] (as the argument does not use the assumption that KK is algebraically closed).

We have the following extension result from [GK15, Proposition 5.11]

Proposition 2.6.

Let LL be line bundle on a paracompact strictly KK-analytic space VV over KK and let WW be a compact strictly KK-analytic domain of VV. Then every formal metric on the restriction of LL to WW extends to a formal metric on LL.

Proof.

Since this is stated here under more general assumptions than in [GK15, Proposition 5.11], we sketch the argument. Let (π”š,𝔏)({\mathfrak{W}},{\mathfrak{L}}) be the K∘{K^{\circ}}-model for the given formal metric on L|WL|_{W}. We may assume that π”š{\mathfrak{W}} is a formal open subset of a formal K∘{K^{\circ}}-model 𝔙{\mathfrak{V}} of VV [Bos14, Lemma 8.4.5]. By the argument in [BL93a, Lemma 5.7], there is a coherent π’ͺ𝔙{\mathcal{O}}_{\mathfrak{V}}-module β„±{\mathscr{F}} on 𝔙{\mathfrak{V}} which extends 𝔏{\mathfrak{L}}. This works even for paracompact VV as noted in the proof of [CD12, Proposition 6.2.13] and the argument there (or in the proof of [Gub98, Lemma 7.6]) shows that after replacing 𝔙{\mathfrak{V}} by a suitable admissible blowing-up, we may assume that β„±{\mathscr{F}} is a line bundle. Then the associated formal metric satisfies the claim. ∎

Definition 2.7.

Let VV be a paracompact strictly KK-analytic space with a line bundle LL. A metric βˆ₯⁣βˆ₯{\|\hskip 4.30554pt\|} on LL is called piecewise linear if there is a G{\rm G}-covering (Vi)i∈I(V_{i})_{i\in I} and frames sis_{i} of LL over ViV_{i} for every i∈Ii\in I such that β€–siβ€–=1\|s_{i}\|=1 on ViV_{i}. A function Ο†:V→ℝ\varphi\colon V\to{\mathbb{R}} is called a piecewise linear function if it induces a piecewise linear metric on the trivial line bundle π’ͺV\mathcal{O}_{V}. Note that these are G{\rm G}-local definitions (see [GK15, Proposition 5.10] for the argument).

Proposition 2.8.

Let βˆ₯⁣βˆ₯{\|\hskip 4.30554pt\|} be a metric of a line bundle LL on a paracompact strictly KK-analytic space VV. Then βˆ₯⁣βˆ₯{\|\hskip 4.30554pt\|} is formal if and only if it is piecewise linear.

Proof.

Clearly, every formal metric is piecewise linear. To prove the converse, we may assume that VV is connected. It is a general fact from topology (see [Bou71, chap. 1, Β§9, ThΓ©orΓ¨me 5]) that a connected locally compact space is paracompact if and only if it is countable at infinity. It follows that there is a finite or a countable G{\rm G}-open covering (Vi)i∈I(V_{i})_{i\in I} of VV of finite type by strictly KK-affinoid domains ViV_{i} with frames sis_{i} of L|ViL|_{V_{i}} such that β€–siβ€–=1\|s_{i}\|=1 on ViV_{i}. Then ViV_{i} is the Berkovich spectrum of a strictly KK-affinoid algebra π’œi{\mathscr{A}}_{i}. Obviously, there is an admissible K∘{K^{\circ}}-algebra AiA_{i} with π’œi=AiβŠ—K∘K{\mathscr{A}}_{i}=A_{i}\otimes_{K^{\circ}}K. For fiβˆˆπ’œi∘f_{i}\in{\mathscr{A}}_{i}^{\circ}, the K∘{K^{\circ}}-algebra Ai​[fi]A_{i}[f_{i}] is

an admissible K∘{K^{\circ}}-algebra [Bos14, Lemma 8.4.6].

Using the existence of a formal metric on LanL^{\rm an}, we may assume that L=π’ͺVL={\mathcal{O}}_{V} and hence the frames sis_{i} are invertible functions on the sets ViV_{i}. Using that VV is paracompact, the underlying rigid space is quasiseparated and hence Vi​j=Vi∩Vj=Spf⁑(π’œi​j)V_{ij}=V_{i}\cap V_{j}={\rm Spf}({\mathscr{A}}_{ij}) for some strictly KK-affinoid algebra π’œi​j{\mathscr{A}}_{ij}. If fi​j=si/sjf_{ij}=s_{i}/s_{j}, then fi​j∈(π’œi​j∘)Γ—f_{ij}\in({\mathscr{A}}_{ij}^{\circ})^{\times}. Using the above, we choose a formal affine K∘{K^{\circ}}-model π”ši​j{\mathfrak{W}}_{ij} with generic fiber Vi​jV_{ij} such that fi​j∈π’ͺ⁑(π”ši​j)f_{ij}\in{\mathcal{O}}({\mathfrak{W}}_{ij}).

In the following, we assume that I=β„•βˆ–{0}I={\mathbb{N}}\setminus\{0\} (the finite case is similar and even easier) and we consider kβˆˆβ„•k\in{\mathbb{N}}. By an inductive procedure, we will construct a formal model 𝔙(k){\mathfrak{V}}^{(k)} of VV such that ViV_{i} is the generic fiber of a formal open subset 𝔙i(k){\mathfrak{V}}_{i}^{(k)} of 𝔙(k){\mathfrak{V}}^{(k)} for every i∈Ii\in I and such that 𝔙i(k)βˆ©π”™j(k){\mathfrak{V}}_{i}^{(k)}\cap{\mathfrak{V}}_{j}^{(k)} is lying over π”ši​j{\mathfrak{W}}_{ij} for every i,j∈{0,…,k}i,j\in\{0,\dots,k\}. By this we mean that for every i,j∈{0,…,k}i,j\in\{0,\dots,k\} there exists a morphism 𝔙i(k)βˆ©π”™j(k)β†’π”ši​j{\mathfrak{V}}_{i}^{(k)}\cap{\mathfrak{V}}_{j}^{(k)}\to{\mathfrak{W}}_{ij} which is the identity on the generic fibre.

Note that the case k=0k=0 follows from [Bos14, Lemma 8.4.5]. Let kβ‰₯1k\geq 1 and assume that 𝔙(kβˆ’1){\mathfrak{V}}^{(k-1)} is already constructed. By Raynaud’s theorem and [BL93b, Corollary 5.4], there is an admissible formal blowing up pkp_{k} of 𝔙k(kβˆ’1){\mathfrak{V}}_{k}^{(k-1)} such that Vi​kV_{ik} (resp. Vk​iV_{ki}) is the generic fiber of a formal open subset lying over π”ši​k{\mathfrak{W}}_{ik} (resp. π”šk​i{\mathfrak{W}}_{ki}) for i=1,…,ki=1,\dots,k. By [Bos14, Proposition 8.2.13], we may extend pkp_{k} to an admissible formal blowing up 𝔙(k){\mathfrak{V}}^{(k)} of 𝔙(kβˆ’1){\mathfrak{V}}^{(k-1)} with center ZZ in the special fiber such that ZZ is disjoint from every 𝔙i(kβˆ’1){\mathfrak{V}}_{i}^{(k-1)} with i≀kβˆ’1i\leq k-1 satisfying 𝔙i(kβˆ’1)βˆ©π”™k(kβˆ’1)=βˆ…{\mathfrak{V}}_{i}^{(k-1)}\cap{\mathfrak{V}}_{k}^{(k-1)}=\emptyset. Then 𝔙(k){\mathfrak{V}}^{(k)} satisfies the claim with 𝔙i(k){\mathfrak{V}}_{i}^{(k)} equal to the preimage of 𝔙i(kβˆ’1){\mathfrak{V}}_{i}^{(k-1)} in 𝔙(k){\mathfrak{V}}^{(k)}.

Using that the G\rm G-covering (Vi)i∈I(V_{i})_{i\in I} is of finite type, the above construction shows that the formal models 𝔙(k){\mathfrak{V}}^{(k)} eventually become stable over 𝔙i(0){\mathfrak{V}}_{i}^{(0)} for any i∈Ii\in I and hence we get a formal model 𝔙{\mathfrak{V}} of VV lying above all the models 𝔙(k){\mathfrak{V}}^{(k)}. It has the property that every ViV_{i} is the generic fiber of a formal open subset 𝔙i{\mathfrak{V}}_{i} and that 𝔙iβˆ©π”™j{\mathfrak{V}}_{i}\cap{\mathfrak{V}}_{j} is lying over π”ši​j{\mathfrak{W}}_{ij} for every i,j∈Ii,j\in I. Since fi​jf_{ij} and fj​if_{ji} are both in π’ͺ⁑(𝔙iβˆ©π”™j){\mathcal{O}}({\mathfrak{V}}_{i}\cap{\mathfrak{V}}_{j}), we see that fi​jf_{ij} is invertible on 𝔙iβˆ©π”™j{\mathfrak{V}}_{i}\cap{\mathfrak{V}}_{j}. This means that (si)i∈I(s_{i})_{i\in I} is a vertical Cartier divisor on 𝔙{\mathfrak{V}} inducing the metric. ∎

Definition 2.9.

Let VV be a paracompact strictly KK-analytic space with a line bundle LL. A metric βˆ₯⁣βˆ₯{\|\hskip 4.30554pt\|} on LL is called piecewise β„š{\mathbb{Q}}-linear if for every x∈Vx\in V there exists an open neighbourhood WW of xx and a non-zero nβˆˆβ„•n\in{\mathbb{N}} such that βˆ₯βˆ₯βŠ—n|W{\|\hskip 4.30554pt\|}^{\otimes n}_{|W} is a piecewise linear metric on LβŠ—n|WL^{\otimes n}_{|W}. A function Ο†:V→ℝ\varphi\colon V\to{\mathbb{R}} is called a piecewise β„š{\mathbb{Q}}-linear function if it induces a piecewise β„š{\mathbb{Q}}-linear metric on the trivial line bundle π’ͺV\mathcal{O}_{V}.

Proposition 2.10.

Let VV be a paracompact strictly KK-analytic space with a line bundle LL. Then the following properties hold:

  • (a)

    A piecewise β„š{\mathbb{Q}}-linear metric on LL is continuous.

  • (b)

    The isometry classes of piecewise linear (resp. piecewise β„š{\mathbb{Q}}-linear) metrics on line bundles of VV form an abelian group with respect to βŠ—\otimes.

  • (c)

    The pull-back fβˆ—βˆ₯βˆ₯f^{*}{\|\hskip 4.30554pt\|} of a piecewise linear (resp. piecewise β„š{\mathbb{Q}}-linear) metric βˆ₯⁣βˆ₯{\|\hskip 4.30554pt\|} on LL with respect to a morphism f:Wβ†’Vf:W\to V of paracompact analytic spaces is a piecewise linear (resp. piecewise β„š{\mathbb{Q}}-linear) metric on fβˆ—β€‹Lf^{*}L.

  • (d)

    The minimum and the maximum of two piecewise linear (resp. piecewise β„š{\mathbb{Q}}-linear) metrics on LL are again piecewise linear (resp. piecewise β„š{\mathbb{Q}}-linear) metrics on LL.

Proof.

These properties are proved in [Gub98, Section 7] under the assumption that KK is algebraically closed and VV is compact. The assumption KK algebraically closed was not used in the arguments. Since (a)–(d) are local statements, we can deduce them from the corresponding statements in loc.Β  cit. ∎

Let VV be a paracompact strictly KK-analytic space. Recall that for UβŠ‚VU\subset V, we denote the topological interior of UU in VV by U∘U^{\circ}.

Lemma 2.11.

Let WβŠ‚UβŠ‚VW\subset U\subset V where W,UW,U are compact strictly KK-analytic domains of VV with WβŠ‚U∘W\subset U^{\circ}. Let f:W→ℝf\colon W\to{\mathbb{R}} be a piecewise linear function. Then ff extends to a piecewise linear function Ο†:V→ℝ\varphi\colon V\to{\mathbb{R}} such that supp⁑(Ο†)βŠ‚U{\rm supp}(\varphi)\subset U.

Proof.

By compactness of Uβˆ–U∘U\setminus U^{\circ}, there exists a compact strictly KK-analytic domain ZβŠ‚VZ\subset V such that ZZ is a neighbourhood of Uβˆ–U∘U\setminus U^{\circ} and W∩Z=βˆ…W\cap Z=\emptyset. Hence Wβ€‹βˆZW\coprod Z is a compact strictly KK-analytic domain of VV and we consider the piecewise linear function on Wβ€‹βˆZW\coprod Z defined by ff on WW and by 00 on ZZ. Then we apply Proposition 2.6 to L=π’ͺVL=\mathcal{O}_{V}, in which case formal metrics correspond to piecewise linear functions (see Proposition 2.8). We deduce that there exists a piecewise linear function g:V→ℝg\colon V\to{\mathbb{R}} which agrees with ff on WW and which agrees with 00 on ZZ. But since ZZ is a neighborhood of Uβˆ–U∘U\setminus U^{\circ}, we deduce that the function Ο†:V→ℝ\varphi\colon V\to{\mathbb{R}} defined by

φ⁑(x)={g⁑(x)if​x∈U0if​xβˆ‰U\varphi(x)=\begin{cases}g(x)&{\rm if}\ x\in U\\ 0&{\rm if}\ x\notin U\end{cases}

is still piecewise linear. Since Ο†\varphi extends ff and supp⁑(Ο†)βŠ‚U{\rm supp}(\varphi)\subset U, we get the claim. ∎

Lemma 2.12.

Let VV be a paracompact strictly KK-analytic space. Let WβŠ‚VW\subset V be a compact strictly KK-analytic domain of VV and let f:W→ℝf\colon W\to{\mathbb{R}} be a continuous function with fβ‰₯0f\geq 0. Then for any Ξ΅>0\varepsilon>0 there exists a piecewise β„š{\mathbb{Q}}-linear function Ο†\varphi on VV such that Ο†β‰₯0\varphi\geq 0 and for all x∈Wx\in W we have f⁑(x)βˆ’Ξ΅β‰€Ο†β‘(x)≀f⁑(x)f(x)-\varepsilon\leq\varphi(x)\leq f(x).

Proof.

Since piecewise β„š{\mathbb{Q}}-linear functions are dense in the compact case [Gub98, Theorem 7.12], there exists a piecewise β„š{\mathbb{Q}}-linear function g:W→ℝg\colon W\to{\mathbb{R}} such that fβˆ’Ξ΅β‰€g≀ff-\varepsilon\leq g\leq f on WW. Since WW is compact, there is a non-zero kβˆˆβ„•k\in{\mathbb{N}} such that k​gkg is piecewise linear. By Proposition 2.6 and Proposition 2.8 applied to the formal metric on π’ͺV{\mathcal{O}}_{V} associated to k​gkg, there exists a piecewise β„š{\mathbb{Q}}-linear function ψ:V→ℝ\psi\colon V\to{\mathbb{R}} which extends gg. We then set φ≔max⁑(ψ,0)\varphi\coloneqq\max(\psi,0). By Proposition 2.10 (d), Ο†\varphi is piecewise β„š{\mathbb{Q}}-linear. By definition, we have Ο†β‰₯0\varphi\geq 0. We have Οˆβ‰€f\psi\leq f on WW and ff is non-negative, hence we have φ≀f\varphi\leq f on WW. Finally, since fβˆ’Ξ΅β‰€Οˆf-\varepsilon\leq\psi on WW we also have that fβˆ’Ξ΅β‰€max⁑(ψ,0)=Ο†f-\varepsilon\leq\max(\psi,0)=\varphi on WW. ∎

Proposition 2.13.

Let VV be a paracompact strictly KK-analytic space VV. Let f:V→ℝf\colon V\to{\mathbb{R}} be a continuous function on VV. Then ff can be uniformly approximated by piecewise β„š{\mathbb{Q}}-linear functions. In other words, for every Ξ΅>0\varepsilon>0 there exists a piecewise β„š{\mathbb{Q}}-linear function Ο†:V→ℝ\varphi\colon V\to{\mathbb{R}} such that supx∈V|f⁑(x)βˆ’Ο†β‘(x)|≀Ρ\sup_{x\in V}|f(x)-\varphi(x)|\leq\varepsilon.

Proof.

We will use that the result holds when VV is compact [Gub98, Theorem 7.12]. Note that in [Gub98, Β§7], KK was assumed to be algebraically closed, but the argument for [Gub98, Theorem 7.12] does not use this assumption and so we can use the result over any non-archimedean field. Let f+≔max⁑(f,0)f_{+}\coloneqq\max(f,0) and fβˆ’β‰”max⁑(βˆ’f,0)f_{-}\coloneqq\max(-f,0) so that f=f+βˆ’fβˆ’f=f_{+}-f_{-}. Hence replacing ff by f+f_{+} or fβˆ’f_{-} we can assume that fβ‰₯0f\geq 0.

We can work separately on the connected components of VV, hence we may assume that VV is connected. As in the proof of Proposition 2.8, we can find a locally finite covering (Ti)i∈I(T_{i})_{i\in I} of VV made of compact strictly KK-analytic domains with II finite or countable. In the following, we assume I=β„•I={\mathbb{N}}. The finite case is similar and easier. Applying a compactness argument to the TiT_{i}’s, we can find (Wi)iβˆˆβ„•(W_{i})_{i\in{\mathbb{N}}} and (Ui)iβˆˆβ„•(U_{i})_{i\in{\mathbb{N}}} two locally finite coverings of VV by compact strictly KK-analytic domains of VV such that for all iβˆˆβ„•i\in{\mathbb{N}} we have WiβŠ‚Ui∘W_{i}\subset U_{i}^{\circ}.

Let us now fix Ξ΅>0\varepsilon>0 and let us construct a family of piecewise β„š{\mathbb{Q}}-linear functions (Ο†i)iβˆˆβ„•(\varphi_{i})_{i\in{\mathbb{N}}} such that

  1. (i)

    for all iβˆˆβ„•i\in{\mathbb{N}}, supp⁑(Ο†i)βŠ‚Ui{\rm supp}(\varphi_{i})\subset U_{i} and Ο†iβ‰₯0\varphi_{i}\geq 0.

  2. (ii)

    for all nβˆˆβ„•n\in{\mathbb{N}} we have fβ‰₯βˆ‘i=1nΟ†iβ‰₯fβˆ’Ξ΅f\geq\sum_{i=1}^{n}\varphi_{i}\geq f-\varepsilon on βˆͺi=1nWi\cup_{i=1}^{n}W_{i}.

  3. (iii)

    fβ‰₯βˆ‘i=1nΟ†if\geq\sum_{i=1}^{n}\varphi_{i} on VV.

Observe that this will conclude the proof of the proposition since then Ο†β‰”βˆ‘iβˆˆβ„•Ο†i\varphi\coloneqq\sum_{i\in{\mathbb{N}}}\varphi_{i} is a well defined piecewise β„š{\mathbb{Q}}-linear function such that |fβˆ’Ο†|≀Ρ|f-\varphi|\leq\varepsilon. The rest of the proof is dedicated to construct inductively a family (Ο†i)iβˆˆβ„•(\varphi_{i})_{i\in{\mathbb{N}}} satisfying the conditions (i), (ii) and (iii).

Let us consider nβ‰₯1n\geq 1 and let us assume that we are given piecewise β„š{\mathbb{Q}}-linear functions Ο†1,…,Ο†n\varphi_{1},\ldots,\varphi_{n} satisfying the above conditions. We will now construct a piecewise β„š{\mathbb{Q}}-linear function Ο†n+1\varphi_{n+1} such that Ο†1,…,Ο†n+1\varphi_{1},\ldots,\varphi_{n+1} satisfies the conditions (i), (ii) and (iii).

By the density result in the compact case [Gub98, Theorem 7.12], we know that there exists a piecewise β„š{\mathbb{Q}}-linear function g:Wn+1→ℝg\colon W_{n+1}\to{\mathbb{R}} such that

(2.13.1) fβˆ’βˆ‘i=1nΟ†iβˆ’Ξ΅β‰€g≀fβˆ’βˆ‘i=1nΟ†ion​Wn+1f-\sum_{i=1}^{n}\varphi_{i}-\varepsilon\leq g\leq f-\sum_{i=1}^{n}\varphi_{i}\hskip 20.0pt{\rm on}\ W_{n+1}

Then by Lemma 2.11 applied to gg and Wn+1βŠ‚Un+1βŠ‚VW_{n+1}\subset U_{n+1}\subset V, there exists a piecewise β„š{\mathbb{Q}}-linear function Ξ¨:V→ℝ\Psi\colon V\to{\mathbb{R}} which extends gg and with supp⁑(Ξ¨)βŠ‚Un+1{\rm supp}(\Psi)\subset U_{n+1}. Then (2.13.1) becomes

(2.13.2) fβˆ’Ξ΅β‰€Ξ¨+βˆ‘i=1nΟ†i≀fon​Wn+1.f-\varepsilon\leq\Psi+\sum_{i=1}^{n}\varphi_{i}\leq f\hskip 20.0pt{\rm on}\ W_{n+1}.

Then we set

Οˆβ‰”max⁑(0,Ξ¨).\psi\coloneqq\max(0,\Psi).

From this definition, we get that supp⁑(ψ)βŠ‚supp⁑(Ξ¨)βŠ‚Un+1{\rm supp}(\psi)\subset{\rm supp}(\Psi)\subset U_{n+1}. It is a piecewise β„š{\mathbb{Q}}-linear function by Proposition 2.10 (d) and it satisfies ψβ‰₯0\psi\geq 0. Now, (2.13.2) combined with the condition (iii) for nn yields

(2.13.3) ψ+βˆ‘i=1nΟ†i≀fon​Wn+1.\psi+\sum_{i=1}^{n}\varphi_{i}\leq f\hskip 20.0pt\ {\rm on}\ W_{n+1}.

Also, since Ξ¨β‰€Οˆ\Psi\leq\psi, we deduce from (2.13.2) that

(2.13.4) fβˆ’Ξ΅β‰€Οˆ+βˆ‘i=1nΟ†ion​Wn+1.f-\varepsilon\leq\psi+\sum_{i=1}^{n}\varphi_{i}\hskip 20.0pt{\rm on}\ W_{n+1}.

On the other hand, since ψβ‰₯0\psi\geq 0, the condition (ii) for nn yields

(2.13.5) fβˆ’Ξ΅β‰€Οˆ+βˆ‘i=1nΟ†ion​⋃i=1nWi.f-\varepsilon\leq\psi+\sum_{i=1}^{n}\varphi_{i}\ \hskip 20.0pt\ {\rm on}\ \bigcup_{i=1}^{n}W_{i}.

From (2.13.2), (2.13.3), (2.13.4) and (2.13.5), we deduce that

(2.13.6) fβˆ’Ξ΅β‰€Οˆ+βˆ‘i=1nΟ†i≀fon​⋃i=1n+1Wi.f-\varepsilon\leq\psi+\sum_{i=1}^{n}\varphi_{i}\leq f\hskip 20.0pt\ {\rm on}\ \bigcup_{i=1}^{n+1}W_{i}.

Lemma 2.12 applied to the non negative function fβˆ’βˆ‘i=1nΟ†i:V→ℝf-\sum_{i=1}^{n}\varphi_{i}\colon V\to{\mathbb{R}} and to the compact KK-analytic domain βˆͺi=1n+1Ui\cup_{i=1}^{n+1}U_{i} yields a piecewise β„š{\mathbb{Q}}-linear function Ο‡:V→ℝ\chi\colon V\to{\mathbb{R}} such that Ο‡β‰₯0\chi\geq 0 and

(2.13.7) fβˆ’βˆ‘i=1nΟ†iβˆ’Ξ΅β‰€Ο‡β‰€fβˆ’βˆ‘i=1nΟ†ion​⋃i=1n+1Ui.f-\sum_{i=1}^{n}\varphi_{i}-\varepsilon\leq\chi\leq f-\sum_{i=1}^{n}\varphi_{i}\hskip 20.0pt\ {\rm on}\ \bigcup_{i=1}^{n+1}U_{i}.

We then set

Ο†n+1≔min⁑(ψ,Ο‡).\varphi_{n+1}\coloneqq\min(\psi,\chi).

By Proposition 2.10 (d), Ο†n+1\varphi_{n+1} is a piecewise β„š{\mathbb{Q}}-linear function. Since ψβ‰₯0\psi\geq 0 and Ο‡β‰₯0\chi\geq 0 we get that Ο†n+1β‰₯0\varphi_{n+1}\geq 0 and we also get that for x∈Vx\in V, ψ⁑(x)=0β‡’Ο†n+1​(x)=0\psi(x)=0\Rightarrow\varphi_{n+1}(x)=0. This implies that supp⁑(Ο†n+1)βŠ‚supp⁑(ψ)βŠ‚Un+1{\rm supp}(\varphi_{n+1})\subset{\rm supp}(\psi)\subset U_{n+1}. Hence (i) is satisfied for Ο†n+1\varphi_{n+1}.

Let us now prove that

(2.13.8) βˆ‘i=1n+1Ο†i≀fon​V.\sum_{i=1}^{n+1}\varphi_{i}\leq f\ \ {\rm on}\ V.

Let x∈Vx\in V. We first suppose that x∈Un+1x\in U_{n+1}. Then by (2.13.7), we have χ⁑(x)+βˆ‘i=1nΟ†i​(x)≀f⁑(x)\chi(x)+\sum_{i=1}^{n}\varphi_{i}(x)\leq f(x). By definition of Ο†n+1\varphi_{n+1}, we have Ο†n+1≀χ\varphi_{n+1}\leq\chi hence

Ο†n+1​(x)+βˆ‘i=1nΟ†i​(x)≀χ⁑(x)+βˆ‘i=1nΟ†i​(x)≀f⁑(x).\varphi_{n+1}(x)+\sum_{i=1}^{n}\varphi_{i}(x)\leq\chi(x)+\sum_{i=1}^{n}\varphi_{i}(x)\leq f(x).

If xβˆ‰Un+1x\notin U_{n+1}, then we have ψ⁑(x)=0\psi(x)=0 since supp⁑(ψ)βŠ‚Un+1{\rm supp}(\psi)\subset U_{n+1}, hence Ο†n+1​(x)=0\varphi_{n+1}(x)=0. So by the condition (iii) for nn, we get

βˆ‘i=1n+1Ο†i​(x)=βˆ‘i=1nΟ†i​(x)≀f⁑(x).\sum_{i=1}^{n+1}\varphi_{i}(x)=\sum_{i=1}^{n}\varphi_{i}(x)\leq f(x).

This proves (2.13.8), whence condition (iii) holds for n+1n+1.

Let us finally prove that

fβˆ’Ξ΅β‰€βˆ‘i=1n+1Ο†i≀fon​⋃i=1n+1Wi.f-\varepsilon\leq\sum_{i=1}^{n+1}\varphi_{i}\leq f\hskip 30.0pt{\rm on}\ \bigcup_{i=1}^{n+1}W_{i}.

The right inequality has been proven in (2.13.8) so it only remains to prove the left inequality. By (2.13.6), we have

(2.13.9) fβˆ’Ξ΅β‰€Οˆ+βˆ‘i=1nΟ†ion​⋃i=1n+1Wif-\varepsilon\leq\psi+\sum_{i=1}^{n}\varphi_{i}\hskip 30.0pt{\rm on}\ \bigcup_{i=1}^{n+1}W_{i}

and by construction (see (2.13.7) having in mind that WiβŠ‚UiW_{i}\subset U_{i}), we have

(2.13.10) fβˆ’Ξ΅β‰€Ο‡+βˆ‘i=1nΟ†ion​⋃i=1n+1Wi.f-\varepsilon\leq\chi+\sum_{i=1}^{n}\varphi_{i}\hskip 30.0pt{\rm on}\ \bigcup_{i=1}^{n+1}W_{i}.

Hence (2.13.9) and (2.13.10) yield that

fβˆ’Ξ΅β‰€min⁑(ψ,Ο‡)+βˆ‘i=1nΟ†i=βˆ‘i=1n+1Ο†ion​⋃i=1n+1Wif-\varepsilon\leq\min(\psi,\chi)+\sum_{i=1}^{n}\varphi_{i}=\sum_{i=1}^{n+1}\varphi_{i}\hskip 20.0pt{\rm on}\ \bigcup_{i=1}^{n+1}W_{i}

which proves condition (ii) for Ο†1,…,Ο†n+1\varphi_{1},\ldots,\varphi_{n+1}. By induction, this proves the existence of a family (Ο†i)iβˆˆβ„•(\varphi_{i})_{i\in{\mathbb{N}}} satisfying conditions (i), (ii) and (iii). ∎

Remark 2.14.

The proof of Proposition 2.13 also gives that if Ο†:V→ℝ\varphi\colon V\to{\mathbb{R}} is a piecewise β„š{\mathbb{Q}}-linear function on a paracompact strictly KK-analytic space VV, then there exists a family (Ο†i)i∈I(\varphi_{i})_{i\in I} of piecewise β„š{\mathbb{Q}}-linear functions on VV such that the family supp​(Ο†i)i∈I{\rm supp}(\varphi_{i})_{i\in I} is a locally finite family of compact sets subordinate to any given open covering of VV and such that Ο†=βˆ‘i∈IΟ†i\varphi=\sum_{i\in I}\varphi_{i}. Indeed, in the above proof we may construct the covering UiU_{i} finer than the given open covering and then we may use Ξ΅=0\varepsilon=0 in the construction due to piecewise β„š{\mathbb{Q}}-linearity.

Theorem 2.15.

Let VV be a paracompact strictly KK-analytic space with a line bundle LL. If βˆ₯⁣βˆ₯\|\ \| is a continuous metric on LL, then there is a sequence (βˆ₯βˆ₯n)nβˆˆβ„•(\|\ \|_{n})_{n\in{\mathbb{N}}} of piecewise β„š{\mathbb{Q}}-linear metrics on LL which converges uniformly to βˆ₯⁣βˆ₯\|\ \|.

Proof.

The argument in [Gub98, Lemma 7.6] shows that LL admits a formal metric. Hence, tensoring by Lβˆ’1L^{-1}, we can assume that L=π’ͺVL=\mathcal{O}_{V} and we are reduced to prove that for any continuous function f:V→ℝf\colon V\to{\mathbb{R}} there exists a sequence of model functions (Ο†n)nβˆˆβ„•(\varphi_{n})_{n\in{\mathbb{N}}} which converges uniformly to ff which was done in Proposition 2.13. ∎

The next result deals with base change of piecewise linear metrics. We denote by βŠ—^K​F\hat{\otimes}_{K}F the base change functor from the base field KK to a non-archimedean field FF applied to the category of strictly KK-analytic spaces or to the line bundles on such spaces. The argument for (b) is due to Yuan (see [Yua08, Lemma 3.5]).

Proposition 2.16.

Let LL be a line bundle on a paracompact strictly KK-analytic space VV and let F/KF/K be a non-archimedean field extension.

  • (a)

    The base change of a piecewise linear (resp. piecewise β„š{\mathbb{Q}}-linear) metric on LL is a piecewise linear (resp. piecewise β„š{\mathbb{Q}}-linear) metric on Lβ€‹βŠ—^K​FL\hat{\otimes}_{K}F.

  • (b)

    If FF is a subfield of β„‚K{\mathbb{C}}_{K} and if VV is compact, then every piecewise linear (resp. piecewise β„š{\mathbb{Q}}-linear) metric on Lβ€‹βŠ—^K​FL\hat{\otimes}_{K}F is the base change of a unique piecewise linear (resp. piecewise β„š{\mathbb{Q}}-linear) metric on Lβ€‹βŠ—^K​Kβ€²L\hat{\otimes}_{K}{K^{\prime}} for a suitable finite subextension Kβ€²/KK^{\prime}/K of F/KF/K.

Proof.

It follows from [Ber93, Theorem 1.6.1] that the base change of VV to FF is a paracompact strictly FF-analytic space. Property (a) is obvious.

To prove (b), we assume that βˆ₯⁣βˆ₯{\|\hskip 4.30554pt\|} is a piecewise linear metric on Lβ€‹βŠ—^K​FL\hat{\otimes}_{K}F. We have seen in 2.2 that (V,L)(V,L) has a formal K∘{K^{\circ}}-model (𝔙,𝔏)({\mathfrak{V}},{\mathfrak{L}}) and so we may assume that L=π’ͺVL={\mathcal{O}}_{V} by passing to βˆ₯βˆ₯/βˆ₯βˆ₯π”β€‹βŠ—^Kβˆ˜β€‹F∘{\|\hskip 4.30554pt\|}/{\|\hskip 4.30554pt\|}_{{\mathfrak{L}}\hat{\otimes}_{{K^{\circ}}}F^{\circ}}. By Proposition 2.8, there is a formal F∘F^{\circ}-model (𝔙′′,𝔏′′)({\mathfrak{V}}^{\prime\prime},{\mathfrak{L}}^{\prime\prime}) of (Vβ€‹βŠ—^K​F,Lβ€‹βŠ—^K​F)(V\hat{\otimes}_{K}F,L\hat{\otimes}_{K}F) such that βˆ₯βˆ₯=βˆ₯βˆ₯𝔏′′{\|\hskip 4.30554pt\|}={\|\hskip 4.30554pt\|}_{{\mathfrak{L}}^{\prime\prime}}. By Raynaud’s theorem [BL93a, Theorem 4.1], we may assume that there is an admissible formal blowing up π”™β€²β€²β†’π”™β€‹βŠ—^Kβˆ˜β€‹F∘{\mathfrak{V}}^{\prime\prime}\to{\mathfrak{V}}\hat{\otimes}_{{K^{\circ}}}F^{\circ}. Note that L=π’ͺVL={\mathcal{O}}_{V} yields that 𝔏′′=π’ͺ⁑(E){\mathfrak{L}}^{\prime\prime}={\mathcal{O}}(E) for a vertical Cartier divisor EE on 𝔙′′{\mathfrak{V}}^{\prime\prime}. Replacing βˆ₯⁣βˆ₯{\|\hskip 4.30554pt\|} by a suitable multiple, we may assume that EE is an effective Cartier divisor.

An approximation argument based on the density of the algebraic closure of KK in FF shows that the coherent ideal of the admissible formal blowing up and hence the formal model 𝔙′′{\mathfrak{V}}^{\prime\prime} are defined on a formal (Kβ€²)∘(K^{\prime})^{\circ}-model 𝔙′{\mathfrak{V}}^{\prime} for a finite subextension Kβ€²/KK^{\prime}/K of F/KF/K. We choose a finite covering (π”˜iβ€²)i∈I({\mathfrak{U}}_{i}^{\prime})_{i\in I} of 𝔙′{\mathfrak{V}}^{\prime} by formal affine open subsets π”˜iβ€²{\mathfrak{U}}_{i}^{\prime} of 𝔙′{\mathfrak{V}}^{\prime}. Then the coherent sheaf of ideals π’ͺ⁑(βˆ’Eβ€²β€²){\mathcal{O}}(-E^{\prime\prime}) restricted to π”˜iβ€²β€‹βŠ—^(Kβ€²)βˆ˜β€‹F∘{\mathfrak{U}}_{i}^{\prime}\hat{\otimes}_{(K^{\prime})^{\circ}}F^{\circ} is generated by finitely many regular functions. A similar approximation argument as above shows that all these generators can be replaced by regular functions on π”˜iβ€²{\mathfrak{U}}_{i}^{\prime} if we replace Kβ€²K^{\prime} by a larger finite subextension of F/KF/K. We conclude that 𝔏′′=π’ͺ⁑(E){\mathfrak{L}}^{\prime\prime}={\mathcal{O}}(E) is defined on 𝔙′{\mathfrak{V}}^{\prime} proving (b). Note that uniqueness is obvious. ∎

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