2. Formal and piecewise linear metrics [03AP]
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2. Formal and piecewise linear metrics
In this section, is an arbitrary non-archimedean field endowed with a non-trivial complete absolute value. For line bundles on paracompact strictly -analytic spaces, we will introduce the global notion of formal metrics and the local notion of piecewise linear metrics. We will collect many properties and we will show that both notions agree. At the end, we will prove a density result for piecewise -linear metrics.
2.1.
Let be a proper scheme over . Then an algebraic -model of is a proper flat scheme over with a fixed isomorphism from the generic fiber to . Usually, we will identify with along this fixed isomorphism.
It follows from Nagataβs embedding theorem that an algebraic -model of exists. The set of isomorphism classes of algebaic -models of is partially order by morphisms of -models of (where by definition such a map extends the identity on ). A diagonal argument shows easily that the set of isomorphism classes is directed with respect to this partial order.
Let be a line bundle on . An algebraic -model of consists of an algebraic -model of and of a line bundle on with a fixed isomorphism from to which we use again for identification. It follows from Vojtaβs version of Nagataβs embedding theorem [Voj07, Theorem 5.7] and noetherian approximation that has always an algebraic -model.
2.2.
Let be a paracompact strictly -analytic space. We use here the analytic spaces and the terminology introduced by Berkovich in [Ber93, Section 1]. Then a formal -model is an admissible formal scheme over [Bos14, Β§7.4] with a fixed isomorphism on the generic fiber which we again use for identification. Note that we have a canonical reduction map to the special fiber (see [GRW15, Section 2]). If is the generic point of an irreducible component of , then is finite and the points in this preimage are called divisorial points of .
The category of paracompact strictly -analytic spaces is equivalent to the category of quasiseparated rigid analytic varieties over with a strictly -affinoid -covering of finite type (see [Ber93, Β§1.6]) and hence we may apply Raynaudβs theorem from [Bos14, Theorem 8.4.4]. In particular, we see that a formal -model of exists and that the set of isomorphism classes of formal -models is again directed. Some of the references in the following require that is compact, because the original formulation of Raynaudβs theorem in [BL93a, Theorem 4.1] used that the underlying rigid space is quasicompact and quasiseparated. This will be bypassed by using the more general version in [Bos14, Theorem 8.4.4] for paracompact (remember that paracompact includes Hausdorff).
Let be a line bundle on which means that is a locally free sheaf of rank on the -topology. We always consider the -topology induced by the strictly -affinoid domains in . A formal -model of consists of a formal -model of and a line bundle on with a fixed isomorphism from to which we use for identification. The argument in [Gub98, Lemma 7.6] shows that always has a formal -model.
Remark 2.3.
If is a proper scheme over with a line bundle , then we denote the analytifications by and (in the category of Berkovich spaces). By formal completion, every algebraic -model of induces a formal -model of . Note that the special fiber of is canonically isomorphic to the special fiber of the formal completion and hence the above yields a reduction map . Let be an irreducible component of with generic point , then the points of the finite set are called divisorial point associated to . We set for the set of all divisorial points associated to algebraic -models of .
Definition 2.4.
Let be a formal -model of as in 2.2. Then we get an associated formal metric on uniquely determined by requiring on the generic fibre of any frame of over any formal open subset of . This is well-defined because a change of frame involves an invertible function on and we have on .
Remark 2.5.
If is an algebraic -model of as in 2.1, then we get an associated algebraic metric on by using the above construction for the formal -model of from Remark 2.3. By construction, every algebraic metric is a formal metric. The converse is also true as shown in [GK14, Proposition 8.13] (as the argument does not use the assumption that is algebraically closed).
We have the following extension result from [GK15, Proposition 5.11]
Proposition 2.6.
Let be line bundle on a paracompact strictly -analytic space over and let be a compact strictly -analytic domain of . Then every formal metric on the restriction of to extends to a formal metric on .
Proof.
Since this is stated here under more general assumptions than in [GK15, Proposition 5.11], we sketch the argument. Let be the -model for the given formal metric on . We may assume that is a formal open subset of a formal -model of [Bos14, Lemma 8.4.5]. By the argument in [BL93a, Lemma 5.7], there is a coherent -module on which extends . This works even for paracompact as noted in the proof of [CD12, Proposition 6.2.13] and the argument there (or in the proof of [Gub98, Lemma 7.6]) shows that after replacing by a suitable admissible blowing-up, we may assume that is a line bundle. Then the associated formal metric satisfies the claim. β
Definition 2.7.
Let be a paracompact strictly -analytic space with a line bundle . A metric on is called piecewise linear if there is a -covering and frames of over for every such that on . A function is called a piecewise linear function if it induces a piecewise linear metric on the trivial line bundle . Note that these are -local definitions (see [GK15, Proposition 5.10] for the argument).
Proposition 2.8.
Let be a metric of a line bundle on a paracompact strictly -analytic space . Then is formal if and only if it is piecewise linear.
Proof.
Clearly, every formal metric is piecewise linear. To prove the converse, we may assume that is connected. It is a general fact from topology (see [Bou71, chap. 1, §9, Théorème 5]) that a connected locally compact space is paracompact if and only if it is countable at infinity. It follows that there is a finite or a countable -open covering of of finite type by strictly -affinoid domains with frames of such that on . Then is the Berkovich spectrum of a strictly -affinoid algebra . Obviously, there is an admissible -algebra with . For , the -algebra is
an admissible -algebra [Bos14, Lemma 8.4.6].
Using the existence of a formal metric on , we may assume that and hence the frames are invertible functions on the sets . Using that is paracompact, the underlying rigid space is quasiseparated and hence for some strictly -affinoid algebra . If , then . Using the above, we choose a formal affine -model with generic fiber such that .
In the following, we assume that (the finite case is similar and even easier) and we consider . By an inductive procedure, we will construct a formal model of such that is the generic fiber of a formal open subset of for every and such that is lying over for every . By this we mean that for every there exists a morphism which is the identity on the generic fibre.
Note that the case follows from [Bos14, Lemma 8.4.5]. Let and assume that is already constructed. By Raynaudβs theorem and [BL93b, Corollary 5.4], there is an admissible formal blowing up of such that (resp. ) is the generic fiber of a formal open subset lying over (resp. ) for . By [Bos14, Proposition 8.2.13], we may extend to an admissible formal blowing up of with center in the special fiber such that is disjoint from every with satisfying . Then satisfies the claim with equal to the preimage of in .
Using that the -covering is of finite type, the above construction shows that the formal models eventually become stable over for any and hence we get a formal model of lying above all the models . It has the property that every is the generic fiber of a formal open subset and that is lying over for every . Since and are both in , we see that is invertible on . This means that is a vertical Cartier divisor on inducing the metric. β
Definition 2.9.
Let be a paracompact strictly -analytic space with a line bundle . A metric on is called piecewise -linear if for every there exists an open neighbourhood of and a non-zero such that is a piecewise linear metric on . A function is called a piecewise -linear function if it induces a piecewise -linear metric on the trivial line bundle .
Proposition 2.10.
Let be a paracompact strictly -analytic space with a line bundle . Then the following properties hold:
- (a)
A piecewise -linear metric on is continuous.
- (b)
The isometry classes of piecewise linear (resp. piecewise -linear) metrics on line bundles of form an abelian group with respect to .
- (c)
The pull-back of a piecewise linear (resp. piecewise -linear) metric on with respect to a morphism of paracompact analytic spaces is a piecewise linear (resp. piecewise -linear) metric on .
- (d)
The minimum and the maximum of two piecewise linear (resp. piecewise -linear) metrics on are again piecewise linear (resp. piecewise -linear) metrics on .
Proof.
These properties are proved in [Gub98, Section 7] under the assumption that is algebraically closed and is compact. The assumption algebraically closed was not used in the arguments. Since (a)β(d) are local statements, we can deduce them from the corresponding statements in loc.Β cit. β
Let be a paracompact strictly -analytic space. Recall that for , we denote the topological interior of in by .
Lemma 2.11.
Let where are compact strictly -analytic domains of with . Let be a piecewise linear function. Then extends to a piecewise linear function such that .
Proof.
By compactness of , there exists a compact strictly -analytic domain such that is a neighbourhood of and . Hence is a compact strictly -analytic domain of and we consider the piecewise linear function on defined by on and by on . Then we apply Proposition 2.6 to , in which case formal metrics correspond to piecewise linear functions (see Proposition 2.8). We deduce that there exists a piecewise linear function which agrees with on and which agrees with on . But since is a neighborhood of , we deduce that the function defined by
is still piecewise linear. Since extends and , we get the claim. β
Lemma 2.12.
Let be a paracompact strictly -analytic space. Let be a compact strictly -analytic domain of and let be a continuous function with . Then for any there exists a piecewise -linear function on such that and for all we have .
Proof.
Since piecewise -linear functions are dense in the compact case [Gub98, Theorem 7.12], there exists a piecewise -linear function such that on . Since is compact, there is a non-zero such that is piecewise linear. By Proposition 2.6 and Proposition 2.8 applied to the formal metric on associated to , there exists a piecewise -linear function which extends . We then set . By Proposition 2.10 (d), is piecewise -linear. By definition, we have . We have on and is non-negative, hence we have on . Finally, since on we also have that on . β
Proposition 2.13.
Let be a paracompact strictly -analytic space . Let be a continuous function on . Then can be uniformly approximated by piecewise -linear functions. In other words, for every there exists a piecewise -linear function such that .
Proof.
We will use that the result holds when is compact [Gub98, Theorem 7.12]. Note that in [Gub98, Β§7], was assumed to be algebraically closed, but the argument for [Gub98, Theorem 7.12] does not use this assumption and so we can use the result over any non-archimedean field. Let and so that . Hence replacing by or we can assume that .
We can work separately on the connected components of , hence we may assume that is connected. As in the proof of Proposition 2.8, we can find a locally finite covering of made of compact strictly -analytic domains with finite or countable. In the following, we assume . The finite case is similar and easier. Applying a compactness argument to the βs, we can find and two locally finite coverings of by compact strictly -analytic domains of such that for all we have .
Let us now fix and let us construct a family of piecewise -linear functions such that
- (i)
for all , and .
- (ii)
for all we have on .
- (iii)
on .
Observe that this will conclude the proof of the proposition since then is a well defined piecewise -linear function such that . The rest of the proof is dedicated to construct inductively a family satisfying the conditions (i), (ii) and (iii).
Let us consider and let us assume that we are given piecewise -linear functions satisfying the above conditions. We will now construct a piecewise -linear function such that satisfies the conditions (i), (ii) and (iii).
By the density result in the compact case [Gub98, Theorem 7.12], we know that there exists a piecewise -linear function such that
| (2.13.1) |
Then by Lemma 2.11 applied to and , there exists a piecewise -linear function which extends and with . Then (2.13.1) becomes
| (2.13.2) |
Then we set
From this definition, we get that . It is a piecewise -linear function by Proposition 2.10 (d) and it satisfies . Now, (2.13.2) combined with the condition (iii) for yields
| (2.13.3) |
Also, since , we deduce from (2.13.2) that
| (2.13.4) |
On the other hand, since , the condition (ii) for yields
| (2.13.5) |
From (2.13.2), (2.13.3), (2.13.4) and (2.13.5), we deduce that
| (2.13.6) |
Lemma 2.12 applied to the non negative function and to the compact -analytic domain yields a piecewise -linear function such that and
| (2.13.7) |
We then set
By Proposition 2.10 (d), is a piecewise -linear function. Since and we get that and we also get that for , . This implies that . Hence (i) is satisfied for .
Let us now prove that
| (2.13.8) |
Let . We first suppose that . Then by (2.13.7), we have . By definition of , we have hence
If , then we have since , hence . So by the condition (iii) for , we get
This proves (2.13.8), whence condition (iii) holds for .
Let us finally prove that
The right inequality has been proven in (2.13.8) so it only remains to prove the left inequality. By (2.13.6), we have
| (2.13.9) |
and by construction (see (2.13.7) having in mind that ), we have
| (2.13.10) |
Hence (2.13.9) and (2.13.10) yield that
which proves condition (ii) for . By induction, this proves the existence of a family satisfying conditions (i), (ii) and (iii). β
Remark 2.14.
The proof of Proposition 2.13 also gives that if is a piecewise -linear function on a paracompact strictly -analytic space , then there exists a family of piecewise -linear functions on such that the family is a locally finite family of compact sets subordinate to any given open covering of and such that . Indeed, in the above proof we may construct the covering finer than the given open covering and then we may use in the construction due to piecewise -linearity.
Theorem 2.15.
Let be a paracompact strictly -analytic space with a line bundle . If is a continuous metric on , then there is a sequence of piecewise -linear metrics on which converges uniformly to .
Proof.
The next result deals with base change of piecewise linear metrics. We denote by the base change functor from the base field to a non-archimedean field applied to the category of strictly -analytic spaces or to the line bundles on such spaces. The argument for (b) is due to Yuan (see [Yua08, Lemma 3.5]).
Proposition 2.16.
Let be a line bundle on a paracompact strictly -analytic space and let be a non-archimedean field extension.
- (a)
The base change of a piecewise linear (resp. piecewise -linear) metric on is a piecewise linear (resp. piecewise -linear) metric on .
- (b)
If is a subfield of and if is compact, then every piecewise linear (resp. piecewise -linear) metric on is the base change of a unique piecewise linear (resp. piecewise -linear) metric on for a suitable finite subextension of .
Proof.
It follows from [Ber93, Theorem 1.6.1] that the base change of to is a paracompact strictly -analytic space. Property (a) is obvious.
To prove (b), we assume that is a piecewise linear metric on . We have seen in 2.2 that has a formal -model and so we may assume that by passing to . By Proposition 2.8, there is a formal -model of such that . By Raynaudβs theorem [BL93a, Theorem 4.1], we may assume that there is an admissible formal blowing up . Note that yields that for a vertical Cartier divisor on . Replacing by a suitable multiple, we may assume that is an effective Cartier divisor.
An approximation argument based on the density of the algebraic closure of in shows that the coherent ideal of the admissible formal blowing up and hence the formal model are defined on a formal -model for a finite subextension of . We choose a finite covering of by formal affine open subsets of . Then the coherent sheaf of ideals restricted to is generated by finitely many regular functions. A similar approximation argument as above shows that all these generators can be replaced by regular functions on if we replace by a larger finite subextension of . We conclude that is defined on proving (b). Note that uniqueness is obvious. β