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4. Plurisubharmonic model functions [03BY]

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4. Plurisubharmonic model functions

In this section, KK is an arbitrary non-archimedean field endow with a non-trivial complete absolute value. We will introduce closed (1,1)(1,1)-forms θ\theta on a proper scheme XX over KK and θ\theta-psh model functions following the terminology in [BFJ16].

4.1.

Let LL be a line bundle on XX. We say that a metric ∥⁣∥\|\ \| on LanL^{\rm an} is a model metric if there is a non-zero d∈ℕd\in{\mathbb{N}} such that ∥∥⊗d{\|\ \|}^{\otimes d} is an algebraic metric on (Lan)⊗d({L^{\rm an}})^{\otimes d}. By Proposition 2.8 and Remark 2.5, ∥⁣∥\|\ \| is a model metric if and only if it is a piecewise ℚ{\mathbb{Q}}-linear metric.

4.2.

We say that a function φ:Xan→ℝ\varphi:X^{\rm an}\to{\mathbb{R}} is a model function if there exists d∈ℕ>0d\in{\mathbb{N}}_{>0} and ∥⁣∥\|\ \| an algebraic metric on 𝒪Xan\mathcal{O}_{X^{\rm an}} such that φ=−1d​log⁡‖1‖\varphi=-\frac{1}{d}\log\|1\|. If we can take d=1d=1, we say that φ\varphi is a ℤ{\mathbb{Z}}-model function. The set of model functions on XX is denoted by 𝒟⁡(X)\mathcal{D}(X).

4.3.

Let 𝒳{\mathscr{X}} be an algebraic K∘{K^{\circ}}-model of XX. A vertical Cartier divisor on 𝒳{\mathscr{X}} is a Cartier divisor DD on 𝒳{\mathscr{X}} which is supported on the special fiber 𝒳s{\mathscr{X}}_{s}. A vertical Cartier divisor DD on 𝒳{\mathscr{X}} determines a model 𝒪⁡(D){\mathcal{O}}(D) of 𝒪X{\mathcal{O}}_{X} hence an associated model function

φD≔−log⁡‖1‖𝒪⁡(D):Xan→ℝ\varphi_{D}\coloneqq-\log\|1\|_{{\mathcal{O}}(D)}:X^{\rm an}\to{\mathbb{R}}

Note that every ℤ{\mathbb{Z}}-model function has this form. Indeed, if ℒ{\mathscr{L}} is an algebraic model of 𝒪X{\mathcal{O}}_{X} with φ=−log∥∥ℒ\varphi=-\log{\|\hskip 4.30554pt\|}_{\mathscr{L}}, then the section 11 of 𝒪X{\mathcal{O}}_{X} extends to a meromorphic section ss of ℒ{\mathscr{L}} and the vertical Cartier divisor D:=div⁡(s)D:={\rm div}(s) satisfies φ=φD\varphi=\varphi_{D}.

4.4.

We set Pic​(𝒳)ℝ≔Pic⁡(𝒳)⊗ℤℝ{\rm Pic}({\mathscr{X}})_{\mathbb{R}}\coloneqq{\rm Pic}({\mathscr{X}})\otimes_{\mathbb{Z}}{\mathbb{R}}. We define the Néron-Severi group as the ℝ{\mathbb{R}}-vector space Pic​(𝒳)ℝ{\rm Pic}({\mathscr{X}})_{\mathbb{R}} modulo the subspace generated by numerically trivial line bundles. We denote this space by N1​(𝒳/S)N^{1}({\mathscr{X}}/S), where S:=Spec⁡(K∘)S:={\rm Spec}({K^{\circ}}). The space of closed (1,1)(1,1)-forms on XX is defined as the direct limit

𝒵1,1​(X)≔lim→⁡N1​(𝒳/S)\mathcal{Z}^{1,1}(X)\coloneqq\varinjlim N^{1}({\mathscr{X}}/S)

where the limit is taken over all algebraic K∘{K^{\circ}}-models of XX. We say that a closed (1,1)(1,1)-form θ\theta is determined on some model 𝒳{\mathscr{X}} if it is in the image of the map N1​(𝒳/S)→𝒵1,1​(X)N^{1}({\mathscr{X}}/S)\to\mathcal{Z}^{1,1}(X). The canonical map N1​(𝒳/S)→𝒵1,1​(X)N^{1}({\mathscr{X}}/S)\to\mathcal{Z}^{1,1}(X) induces a map d​dc:𝒟⁡(X)→𝒵1,1​(X)dd^{c}:\mathcal{D}(X)\to\mathcal{Z}^{1,1}(X).

4.5.

We denote by Pic^​(X)\widehat{\rm Pic}(X) the group of isomorphism classes of line bundles on XX equipped with a model metric. There is a well defined injective map c1:Pic^​(X)→𝒵1,1​(X)c_{1}:\widehat{\rm Pic}(X)\to\mathcal{Z}^{1,1}(X) which sends the class of (L,∥∥ℒ)(L,\|\ \|_{\mathscr{L}}) to the class of ℒ{\mathscr{L}}. We denote its image by c1(L,∥∥ℒ)c_{1}(L,\|\ \|_{\mathscr{L}}) and call it the curvature form of (L,∥∥ℒ)(L,\|\ \|_{\mathscr{L}}).

4.6.

We say that an element of N1​(𝒳/S)N^{1}({\mathscr{X}}/S) is ample if it is of the form ∑iai​ℒi\sum_{i}a_{i}{\mathscr{L}}_{i} for some real numbers ai>0a_{i}>0 and some ample line bundles ℒi{\mathscr{L}}_{i}. A closed (1,1)(1,1)-form θ\theta is called 𝒳{\mathscr{X}}-positive if θ𝒳\theta_{\mathscr{X}} is ample. We say that a model metric ∥⁣∥{\|\hskip 4.30554pt\|} of a line bundle LL is 𝒳{\mathscr{X}}-positive if the same holds for the curvature form c1(L,∥∥)c_{1}(L,{\|\hskip 4.30554pt\|}). We say that an element θ∈N1​(𝒳/S)\theta\in N^{1}({\mathscr{X}}/S) is nef if θ⋅C≥0\theta\cdot C\geq 0 for any closed curve C⊂𝒳sC\subset{\mathscr{X}}_{s}. A closed (1,1)(1,1)-form θ\theta is said to be semipositive if it is determined by a nef class θ𝒳∈N1​(𝒳/S)\theta_{\mathscr{X}}\in N^{1}({\mathscr{X}}/S) on a model 𝒳{\mathscr{X}}.

If θ\theta is a closed (1,1)(1,1)-form, we say that a model function φ\varphi is θ\theta-plurisubharmonic (briefly θ\theta-psh) if θ+d​dc​φ\theta+dd^{c}\varphi is semipositive. If θ\theta is the closed (1,1)(1,1)-form associated with some line bundle ℒ{\mathscr{L}} on 𝒳{\mathscr{X}} and if DD is a vertical Cartier divisor on 𝒳{\mathscr{X}}, then by definition φD\varphi_{D} is a θ\theta-psh function if and only if ℒ⊗𝒪⁡(D){\mathscr{L}}\otimes{\mathcal{O}}(D) is nef if and only if ∥∥ℒ⊗𝒪⁡(D)\|\ \|_{{\mathscr{L}}\otimes{\mathcal{O}}(D)} is a semipositive metric.

4.7.

Let LL be a line bundle on XX. Let ∥⁣∥\|\ \| be a model metric on LanL^{\rm an} and θ≔c1(L,∥∥)\theta\coloneqq c_{1}(L,\|\ \|). Let ∥∥′\|\ \|^{\prime} be another metric on LanL^{\rm an} and let φ≔−log(∥∥′/∥∥)\varphi\coloneqq-\log(\|\ \|^{\prime}/\|\ \|). Then ∥∥′\|\ \|^{\prime} is a model metric if and only if φ\varphi is a model function. Moreover ∥∥′\|\ \|^{\prime} is a semipositive model metric if and only if φ\varphi is a θ\theta-psh model function.

4.8.

The Néron–Severi group N1​(X)N^{1}(X) of XX is the group Pic⁡(X)⊗ℤℝ{\rm Pic}(X)\otimes_{\mathbb{Z}}{\mathbb{R}} modulo the subspace generated by the numerically trivial line bundles. For a closed (1,1)(1,1)-form θ\theta, let {θ}\{\theta\} be the associated de Rham class, given by {θ}=θ𝒳|X∈N1​(X)\{\theta\}=\theta_{\mathscr{X}}|_{X}\in N^{1}(X) for any algebraic K∘{K^{\circ}}-model 𝒳{\mathscr{X}} on which θ\theta is determined by θ𝒳∈N1​(𝒳/S)\theta_{\mathscr{X}}\in N^{1}({\mathscr{X}}/S). If θ\theta is semipositive, then {θ}\{\theta\} is nef.

To see this, we choose any closed curve CC in XX and non-zero ρ\rho in the maximal ideal of the valuation ring K∘{K^{\circ}}. Then using the divisorial intersection theory in [Gub98], we have

v(ρ)degθ𝒳(C)=deg(div(ρ).θ𝒳.C¯)=deg(θ𝒳.div(ρ).C¯)=v(ρ)degθ𝒳(C¯s).v(\rho)\deg_{\theta_{\mathscr{X}}}(C)=\deg({\rm div}(\rho).\theta_{\mathscr{X}}.\overline{C})=\deg(\theta_{\mathscr{X}}.{\rm div}(\rho).\overline{C})=v(\rho)\deg_{\theta_{\mathscr{X}}}(\overline{C}_{s}).

Since θ𝒳\theta_{\mathscr{X}} is nef, the degree of the special fibre C¯s\overline{C}_{s} is non-negative proving the claim.

Lemma 4.9.

Let us assume that KK is algebraically closed. Let φ\varphi be a model function determined by a vertical Cartier divisor DD on the algebraic K∘{K^{\circ}}-model 𝒳{\mathscr{X}} of XX. We assume that the special fibre 𝒳s{\mathscr{X}}_{s} is reduced. Then φ≥0\varphi\geq 0 if and only if the Cartier divisor DD is effective.

Proof.

The corresponding statement for admissible formal schemes is proven in [GRW14, Proposition A.7] and hence applies to the formal completion 𝒳^\hat{{\mathscr{X}}} of 𝒳{\mathscr{X}} and its Cartier divisor D^\hat{D} given by pull-back of DD. By the formal GAGA-principle proved in this non-noetherian situation by Fujiwara–Kato in [FK13, Theorem I.10.1.2], the Cartier divisor DD is effective if and only D^\hat{D} is an effective Cartier divisor on 𝒳^\hat{{\mathscr{X}}}. Since DD and D^\hat{D} determine the same model function, we get the claim. ∎

Remark 4.10.

If we assume that 𝒳{\mathscr{X}} is normal instead of assuming that 𝒳s{\mathscr{X}}_{s} is reduced, then Lemma 4.9 holds for any non-archimedean field KK (see [GS15b, Corollary 2.12]).

We recall the following result from [BFJ16], Corollary. 1.5. For convenience of the reader and to check that no noetherian hypotheses are used, we give here a proof.

Proposition 4.11.

Let LL be an ample line bundle on the projective variety XX over KK and let 𝒳0{\mathscr{X}}_{0} be any K∘{K^{\circ}}-model of XX. Then there is a K∘{K^{\circ}}-model 𝒳{\mathscr{X}} of XX dominating 𝒳0{\mathscr{X}}_{0} and an ample line bundle ℒ{\mathscr{L}} on 𝒳{\mathscr{X}} which is a K∘{K^{\circ}}-model of L⊗mL^{\otimes m} for a suitable m∈ℕm\in{\mathbb{N}}.

Proof.

Every K∘{K^{\circ}}-model of a projective variety XX is dominated by a projective K∘{K^{\circ}}-model [Gub03, Proposition 10.5]. Hence we may assume that 𝒳0{\mathscr{X}}_{0} is projective. There is m1∈ℕm_{1}\in{\mathbb{N}} and a closed immersion of XX into ℙKN{\mathbb{P}}_{K}^{N} such that L⊗m1=𝒪ℙKN​(1)|XL^{\otimes m_{1}}={\mathcal{O}}_{{\mathbb{P}}_{K}^{N}}(1)|_{X}. Then the closure of XX in ℙK∘N{\mathbb{P}}_{K^{\circ}}^{N} is a K∘{K^{\circ}}-model 𝒳1{\mathscr{X}}_{1} of XX which has an ample line bundle ℒ1{\mathscr{L}}_{1} such that ℒ1|X=L⊗m1{\mathscr{L}}_{1}|_{X}=L^{\otimes m_{1}}. Then the closure of the diagonal in 𝒳0×K∘𝒳1{\mathscr{X}}_{0}\times_{K^{\circ}}{\mathscr{X}}_{1} is a projective K∘{K^{\circ}}-model 𝒳{\mathscr{X}} of XX and the canonical projection p1:𝒳→𝒳1p_{1}:{\mathscr{X}}\to{\mathscr{X}}_{1} is a projective morphism, hence there is a closed immersion of 𝒳{\mathscr{X}} into a projective space ℙ𝒳1k{\mathbb{P}}_{{\mathscr{X}}_{1}}^{k} over 𝒳1{\mathscr{X}}_{1}. Let ℰ{\mathscr{E}} be the restriction of 𝒪ℙ𝒳1k​(1){\mathcal{O}}_{{\mathbb{P}}_{{\mathscr{X}}_{1}}^{k}}(1) to 𝒳{\mathscr{X}}. Since ℰ{\mathscr{E}} is relatively ample with respect to p1p_{1} and since ℒ1{\mathscr{L}}_{1} is an ample line bundle on 𝒳1{\mathscr{X}}_{1}, there is m2∈ℕm_{2}\in{\mathbb{N}} such that ℒ:=p1∗​(ℒ1)⊗m2⊗ℰ{\mathscr{L}}:=p_{1}^{*}({\mathscr{L}}_{1})^{\otimes m_{2}}\otimes{\mathscr{E}} is ample on 𝒳{\mathscr{X}}. Then ℒ{\mathscr{L}} is a K∘{K^{\circ}}-model of L⊗mL^{\otimes m} for m:=m1​m2m:=m_{1}m_{2}. ∎

Proposition 4.12.

Let ω\omega be 𝒳{\mathscr{X}}-positive and let θ\theta be any closed (1,1)(1,1)-form determined by 𝒳{\mathscr{X}}. Then ω+ε​θ\omega+{\varepsilon}\theta is 𝒳{\mathscr{X}}-positive for ε∈ℝ{\varepsilon}\in{\mathbb{R}} sufficiently close to 00.

Proof.

Since Spec⁡(K∘){\rm Spec}({K^{\circ}}) is affine, ampleness is the same as relatively ample. It remains to check that the restriction of ω+ε​θ\omega+{\varepsilon}\theta to the special fibre is ample (see [Gro66, 9.6.4 and 9.6.5]). The ample cone on the special fiber is the interior of the nef cone. This proves immediately the claim. ∎

Proposition 4.13.

Let θ\theta be a closed (1,1)(1,1)-form with ample de Rham class {θ}∈N1​(X)\{\theta\}\in N^{1}(X) and let 𝒳0{\mathscr{X}}_{0} be any K∘{K^{\circ}}-model of XX. Then there is a K∘{K^{\circ}}-model 𝒳{\mathscr{X}} of XX dominating 𝒳0{\mathscr{X}}_{0} such that θ\theta is determined on 𝒳{\mathscr{X}} and a model function φ\varphi such that θ+d​dc​φ\theta+dd^{c}\varphi is 𝒳{\mathscr{X}}-positive. If θ\theta is semipositive and ε>0{\varepsilon}>0, then we may find such a model function with −ε≤φ≤0-{\varepsilon}\leq\varphi\leq 0.

Proof.

We note first that restriction gives a canonical injective homomorphism N1​(𝒳/S)→N1​(𝒳s)N^{1}({\mathscr{X}}/S)\to N^{1}({\mathscr{X}}_{s}) and the ample part of N1​(𝒳/S)N^{1}({\mathscr{X}}/S) is the preimage of the ample part of N1​(𝒳s)N^{1}({\mathscr{X}}_{s}) (see the proof of Proposition 4.12). By assumption, θ\theta can be represented by c1​(ℒ)=∑iλi​c1​(ℒi)c_{1}({\mathscr{L}})=\sum_{i}\lambda_{i}c_{1}({\mathscr{L}}_{i}) with line bundles ℒi{\mathscr{L}}_{i} and λi∈ℝ\lambda_{i}\in{\mathbb{R}}. We recall that the isomorphism classes of K∘{K^{\circ}}-models of XX form a directed set and that any K∘{K^{\circ}}-model of the projective variety XX is dominated by a projective K∘{K^{\circ}}-model. So we may assume that all ℒi{\mathscr{L}}_{i} live on a common projective model 𝒳{\mathscr{X}}. We approximate the real numbers λi\lambda_{i} by sufficiently close rational numbers λi′\lambda_{i}^{\prime}. Then the restriction L′L^{\prime} of ℒ′:=⨂iℒi′⊗λi′{\mathscr{L}}^{\prime}:=\bigotimes_{i}{\mathscr{L}}_{i}^{\prime\otimes\lambda_{i}^{\prime}} to the generic fibre XX is a ℚ{\mathbb{Q}}-line bundle which is sufficiently close to LL in N1​(X)N^{1}(X). Since the ample cone in N1​(X)N^{1}(X) is open, we may assume that L′L^{\prime} is ample as well. By Proposition 4.11, we may assume that L′L^{\prime} admits an ample extension ℋ′∈Pic​(𝒳)ℚ{\mathscr{H}}^{\prime}\in{\rm Pic}({\mathscr{X}})_{\mathbb{Q}}. Let φ′\varphi^{\prime} be the model function corresponding to ℋ′⊗(ℒ′)−1{\mathscr{H}}^{\prime}\otimes({\mathscr{L}}^{\prime})^{-1}. Let now θ′\theta^{\prime} be the closed (1,1)(1,1)-form on XX represented by ℒ′{\mathscr{L}}^{\prime}. Since d​dc​φ′+θ′dd^{c}\varphi^{\prime}+\theta^{\prime} is represented by c1​(ℋ′)c_{1}({\mathscr{H}}^{\prime}), we conclude that d​dc​φ′+θ′dd^{c}\varphi^{\prime}+\theta^{\prime} is 𝒳{\mathscr{X}}-positive. Since the ample cone of 𝒳s{\mathscr{X}}_{s} is open and since the restrictions of ℒ,ℒ′{\mathscr{L}},{\mathscr{L}}^{\prime} to the special fibre 𝒳s{\mathscr{X}}_{s} are sufficiently close, it follows from our remark at the beginning that c1​(ℋ′)+c1​(ℒ)−c1​(ℒ′)c_{1}({\mathscr{H}}^{\prime})+c_{1}({\mathscr{L}})-c_{1}({\mathscr{L}}^{\prime}) is ℝ{\mathbb{R}}-ample. Since d​dc​φ′+θdd^{c}\varphi^{\prime}+\theta is represented by c1​(ℋ′)+c1​(ℒ)−c1​(ℒ′)c_{1}({\mathscr{H}}^{\prime})+c_{1}({\mathscr{L}})-c_{1}({\mathscr{L}}^{\prime}), we see that d​dc​φ′+θdd^{c}\varphi^{\prime}+\theta is 𝒳{\mathscr{X}}-positive.

Now let θ\theta be semipositive. Since a function in 𝒟⁡(X){\mathscr{D}}(X) is continuous on Xan{X^{\rm an}}, it is bounded and hence c:=supXanφc:=\sup_{X^{\rm an}}\varphi is bounded. We may replace φ′\varphi^{\prime} by φ′−c\varphi^{\prime}-c without changing d​dc​φ′dd^{c}\varphi^{\prime}. Since cc is in the value group of the algebraic closure of KK, this is still a model function and hence we may assume φ′≤0\varphi^{\prime}\leq 0. Since the sum of a nef and an ample ℝ{\mathbb{R}}-line bundle remains ℝ{\mathbb{R}}-ample (as we can check that on the special fibre, see the proof of Proposition 4.12), we know that

θ+d​dc​(ε​φ′)=ε⁡(θ+d​dc​φ′)+(1−ε)​θ\theta+dd^{c}({\varepsilon}\varphi^{\prime})={\varepsilon}(\theta+dd^{c}\varphi^{\prime})+(1-{\varepsilon})\theta

is also 𝒳{\mathscr{X}}-positive for all 0<ε≤10<{\varepsilon}\leq 1. Using a rational ε{\varepsilon} sufficiently close to 00, we get the claim. ∎

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