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3. Semipositive metrics [03BE]

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3. Semipositive metrics

In this section, KK is an arbitrary non-archimedean field endow with a non-trivial complete absolute value. We will first introduce semipositive formal metrics. We have seen in Proposition 2.8 that formal metrics are the same as piecewise linear metrics and hence everything applies to piecewise linear metrics as well.

3.1.

Let XX be a proper scheme over KK with a line bundle LL over XX. We call an algebraic K∘{K^{\circ}}-model (𝒳,ℒ)({\mathscr{X}},{\mathscr{L}}) of (X,L)(X,L) numerically effective (briefly nef) if degℒ⁡(C)≥0\deg_{\mathscr{L}}(C)\geq 0 for every closed curve CC in 𝒳{\mathscr{X}} which is proper over K∘{K^{\circ}}. Of course, properness implies that CC is contained in the special fiber 𝒳s{\mathscr{X}}_{s}. An algebraic metric ∥⁣∥{\|\hskip 4.30554pt\|} on LanL^{\rm an} is said to be semipositive if there is a nef algebraic K∘{K^{\circ}}-model (𝒳,ℒ)({\mathscr{X}},{\mathscr{L}}) of (X,L)(X,L) such that ∥∥=∥∥ℒ{\|\hskip 4.30554pt\|}={\|\hskip 4.30554pt\|}_{\mathscr{L}}.

3.2.

The above definition is easily generalized to the analytic setting: Let LL be a line bundle on a paracompact strictly KK-analytic variety VV. A formal K∘{K^{\circ}}-model (𝔙,𝔏)({\mathfrak{V}},{\mathfrak{L}}) of (V,L)(V,L) is called nef if deg𝔏⁡(C)≥0\deg_{\mathfrak{L}}(C)\geq 0 for any closed curve CC in the special fiber 𝔙s{\mathfrak{V}}_{s} which is proper over K~{\tilde{K}}. A formal metric ∥⁣∥{\|\hskip 4.30554pt\|} on LL is called semipositive if there is a nef formal K∘{K^{\circ}}-model (𝔙,𝔏)({\mathfrak{V}},{\mathfrak{L}}) of (V,L)(V,L) such that ∥∥=∥∥𝔙{\|\hskip 4.30554pt\|}={\|\hskip 4.30554pt\|}_{\mathfrak{V}}.

It will follow from Proposition 3.5 below that we may use any model to test semipositivity of the associated metrics.

Lemma 3.3.

Let VV be a paracompact strictly KK-analytic space, LL a line bundle on VV and (𝔙,𝔏)({\mathfrak{V}},{\mathfrak{L}}) a formal model of (V,L)(V,L). Let FF be a non-archimedean extension of KK and (𝔙F,𝔏F)({\mathfrak{V}}_{F},{\mathfrak{L}}_{F}) the model of (VF,LF)(V_{F},L_{F}) obtained by base change. Then 𝔏{\mathfrak{L}} is nef if and only if 𝔏F{\mathfrak{L}}_{F} is nef.

Proof.

We remark that 𝔙s⊗K~L~≃(𝔙​⊗^K∘​L∘)s{\mathfrak{V}}_{s}\otimes_{\tilde{K}}\tilde{L}\simeq({\mathfrak{V}}\hat{\otimes}_{{K^{\circ}}}L^{\circ})_{s}. Hence the result follows from the fact that a nef line bundle ℒ\mathcal{L} on a proper variety over K~\tilde{K} remains nef after pull back to F~\tilde{F}. This is proven in the projective case in [EFM, Remark 1.3.25] and the proper case follows from Chow’s lemma and the projection formula. ∎

Lemma 3.4.

Let VV be a paracompact strictly KK-analytic space, LL a line bundle on VV and (𝔙,𝔏)({\mathfrak{V}},{\mathfrak{L}}) a formal model of (V,L)(V,L). Let (𝔙red,𝔏red)({\mathfrak{V}}_{\rm red},{\mathfrak{L}}_{\rm red}) the model of (Vred,Lred)(V_{\rm red},L_{\rm red}) obtained by putting the reduced structure. Then 𝔏{\mathfrak{L}} is nef if and only if 𝔏red{\mathfrak{L}}_{\rm red} is nef.

Proof.

Let 𝔙red{\mathfrak{V}}_{\rm red} be the induced reduced structure on 𝔙{\mathfrak{V}}. Since 𝔙red→𝔙{\mathfrak{V}}_{\rm red}\to{\mathfrak{V}} is finite (in fact an immersion), we deduce that the induced map (𝔙red)s→𝔙s({\mathfrak{V}}_{\rm red})_{s}\to{\mathfrak{V}}_{s} between the special fibers is finite. By projection formula, we conclude that 𝔏{\mathfrak{L}} is nef if and only if 𝔏red{\mathfrak{L}}_{\rm red} is nef. ∎

Proposition 3.5.

Let (𝔙,𝔏)({\mathfrak{V}},{\mathfrak{L}}) be a K∘{K^{\circ}}-model of (V,L)(V,L). Then ∥∥𝔏{\|\hskip 4.30554pt\|}_{\mathfrak{L}} is a semipositive formal metric if and only if 𝔏{\mathfrak{L}} is a nef formal K∘{K^{\circ}}-model.

Proof.

By definition if 𝔏{\mathfrak{L}} is nef, then ∥∥𝔏\|\ \|_{\mathfrak{L}} is semipositive, so we only have to prove the reverse implication. Hence we assume that ∥∥𝔏{\|\hskip 4.30554pt\|}_{\mathfrak{L}} is a semipositive formal metric and we have to show that 𝔏{\mathfrak{L}} is nef. Using Lemma 3.3, we can replace KK by ℂK{\mathbb{C}}_{K} and hence assume that KK is algebraically closed.

By definition of semipositivity, there is a nef K∘{K^{\circ}}-model 𝔐{\mathfrak{M}} of LL on some model 𝔚{\mathfrak{W}} of VV with ∥∥𝔏=∥∥𝔐{\|\hskip 4.30554pt\|}_{\mathfrak{L}}={\|\hskip 4.30554pt\|}_{\mathfrak{M}}. There exists a model 𝔛{\mathfrak{X}} of VV which dominates both 𝔙{\mathfrak{V}} and 𝔚{\mathfrak{W}}. Let π:𝔛→𝔙\pi:{\mathfrak{X}}\to{\mathfrak{V}} be the induced morphism. Since the induced morphism on the special fibers πs:𝔛s→𝔙s\pi_{s}\colon{\mathfrak{X}}_{s}\to{\mathfrak{V}}_{s} is proper and surjective, by the projection formula, 𝔏{\mathfrak{L}} is nef if and only π∗​𝔏\pi^{*}{\mathfrak{L}} is nef. Hence replacing (𝔙,𝔏)({\mathfrak{V}},{\mathfrak{L}}) by (𝔛,π∗​𝔏)({\mathfrak{X}},\pi^{*}{\mathfrak{L}}), we can assume that 𝔙{\mathfrak{V}} dominates 𝔚{\mathfrak{W}}.

Let 𝔙red{\mathfrak{V}}_{\rm red} be the reduced structure on 𝔙{\mathfrak{V}}. Hence 𝔙red→𝔙{\mathfrak{V}}_{\rm red}\to{\mathfrak{V}} is finite. Locally, 𝔙red{\mathfrak{V}}_{\rm red} is given by Spf⁡(A){\rm Spf}(A) for some reduced admissible K∘{K^{\circ}}-algebra. Let 𝒜≔A⊗K∘K{\mathscr{A}}\coloneqq A\otimes_{{K^{\circ}}}K. It is a strictly KK-affinoid algebra, and by [BGR84, 6.4.3] A′≔𝒜∘A^{\prime}\coloneqq{\mathscr{A}}^{\circ} is an admissible K∘K^{\circ}-algebra, and moreover A→A′A\to A^{\prime} is finite and induces an isomorphism on the generic fibers. By [BGR84, 7.2.6 Proposition 3], we can glue the morphisms Spf⁡(A′)→Spf⁡(A){\rm Spf}(A^{\prime})\to{\rm Spf}(A) to get a model 𝔙′{\mathfrak{V}}^{\prime} of VredV_{\rm red} such that 𝔙′→𝔙red{\mathfrak{V}}^{\prime}\to{\mathfrak{V}}_{\rm red} is finite. In particular, we deduce that the induced morphisms 𝔙s′→(𝔙red)s→𝔙s{\mathfrak{V}}^{\prime}_{s}\to({\mathfrak{V}}_{\rm red})_{s}\to{\mathfrak{V}}_{s} are proper and surjective, and we conclude from the projection formula that 𝔏{\mathfrak{L}} is nef if and only if its pull back 𝔏′{\mathfrak{L}}^{\prime} to 𝔙′{\mathfrak{V}}^{\prime} is nef.

By construction, 𝔙′{\mathfrak{V}}^{\prime} is locally of the form Spf⁡(𝒜∘){\rm Spf}({\mathscr{A}}^{\circ}), hence we deduce that 𝔙s′{\mathfrak{V}}^{\prime}_{s} is locally given by Spec⁡(𝒜~){\rm Spec}(\tilde{{\mathscr{A}}}) which is reduced. Now we use the fact that on an admissible formal scheme with reduced special fibre and with KK algebraically closed, the metric ∥∥𝔏′{\|\hskip 4.30554pt\|}_{{\mathfrak{L}}^{\prime}} determines the model 𝔏′{\mathfrak{L}}^{\prime} up to isomorphism (see [Gub98, Proposition 7.5]). Using that ∥∥𝔐′=∥∥𝔏=∥∥𝔏′{\|\hskip 4.30554pt\|}_{{\mathfrak{M}}^{\prime}}={\|\hskip 4.30554pt\|}_{\mathfrak{L}}={\|\hskip 4.30554pt\|}_{{\mathfrak{L}}^{\prime}} for the pull-back 𝔐′{\mathfrak{M}}^{\prime} of 𝔐{\mathfrak{M}} to 𝔙′{\mathfrak{V}}^{\prime}, we deduce that 𝔐′≅𝔏′{\mathfrak{M}}^{\prime}\cong{\mathfrak{L}}^{\prime}. As above, the pull-back 𝔐′{\mathfrak{M}}^{\prime} of 𝔐{\mathfrak{M}} is nef and hence 𝔏′{\mathfrak{L}}^{\prime} is nef. ∎

Lemma 3.6.

Let XX be a proper scheme over KK, LL a line bundle on XX and (𝒳,ℒ)({\mathscr{X}},{\mathscr{L}}) a model of (X,L)(X,L) with ∥∥≔∥∥ℒ\|\ \|\coloneqq\|\ \|_{\mathscr{L}}. Let (Xi)i∈I(X_{i})_{i\in I} be the irreducible components of XX equipped with their reduced structures. Then ∥⁣∥\|\ \| is semipositive if and only if for all ii, ∥∥|Xi\|\ \|_{|X_{i}} is semipositive.

Proof.

For each i∈Ii\in I, let 𝒳i{\mathscr{X}}_{i} be the closed subscheme of 𝒳{\mathscr{X}} defined as the topological closure of XiX_{i} in 𝒳{\mathscr{X}} equipped with the reduced structure. We then get for each i∈Ii\in I a cartesian diagram

Xi\textstyle{X_{i}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}X\textstyle{\ignorespaces\ignorespaces\ignorespaces\ignorespaces X}𝒳i\textstyle{{\mathscr{X}}_{i}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}𝒳\textstyle{\mathscr{X}}

Since the morphism ∐i∈I𝒳i→𝒳\coprod_{i\in I}{\mathscr{X}}_{i}\to{\mathscr{X}} is finite surjective, the projection formula shows that ℒ{\mathscr{L}} is nef on 𝒳{\mathscr{X}} if and only if ℒ|𝒳i{\mathscr{L}}_{|{\mathscr{X}}_{i}} is nef on 𝒳i{\mathscr{X}}_{i} for all ii. ∎

3.7.

Following a suggestion of Tony Yue Yu, we can define semipositivity locally on VV. We say that a piecewise linear metric on LL is semipositive in x∈Vx\in V if there is a compact strictly KK-analytic domain WW in VV which is a neighborhood of xx such that the restriction of ∥⁣∥{\|\hskip 4.30554pt\|} to L|WL|_{W} is a semipositive formal metric in the sense of 3.2 (using the equivalence of Proposition 2.8). We say that ∥⁣∥{\|\hskip 4.30554pt\|} is semipositive if it is semipositive in all x∈Vx\in V. We will see in Proposition 3.10 that this fits with the definition in 3.2 assuming that VV is boundaryless.

Definition 3.8.

Let ∥⁣∥{\|\hskip 4.30554pt\|} be a piecewise ℚ{\mathbb{Q}}-linear metric on the line bundle LL over VV and let x∈Vx\in V. Then ∥⁣∥{\|\hskip 4.30554pt\|} is called semipositive in x∈Vx\in V if and only if we may choose a compact strictly KK-analytic domain WW which is a neighbourhood of xx and some integer k≥1k\geq 1 such that ∥∥|W⊗k{\|\hskip 4.30554pt\|}_{|W}^{\otimes k} is a semipositive formal metric.

It follows easily from Proposition 3.5 that a piecewise linear metric on LL is semipositive as a piecewise linear metric if and only if it is semipositive as a piecewise ℚ{\mathbb{Q}}-linear metric.

Proposition 3.9.

Let LL be a line bundle on a paracompact strictly KK-analytic space VV. Let x∈Vx\in V and let ∥⁣∥{\|\hskip 4.30554pt\|} be a piecewise ℚ{\mathbb{Q}}-linear metric on LL.

  • (a)

    The set of points in VV where ∥⁣∥{\|\hskip 4.30554pt\|} is semipositive is open in VV.

  • (b)

    The tensor product of two piecewise ℚ{\mathbb{Q}}-linear metrics which are semipositive in xx is again semipositive in xx.

  • (c)

    Let f:V′→Vf:V^{\prime}\to V be a morphism of paracompact strictly KK-analytic spaces. If ∥⁣∥{\|\hskip 4.30554pt\|} is semipositive in xx, then f∗∥∥f^{*}{\|\hskip 4.30554pt\|} is semipositive in any point of f−1​(x)f^{-1}(x).

Proof.

Property (a) is obvious from the definitions and the other properties follow from [GK15, Proposition 6.4] by using base change to ℂK{\mathbb{C}}_{K} and Lemma 3.3. ∎

In the following result, we need the notion of the boundary of an analytic space as introduced in [Ber90, §2.5, §3.1]. An analytic space without boundary is called boundaryless. Note that the analytification of a scheme locally of finite type over KK is always boundaryless by [Ber90, Theorem 3.4.1] (boundaryless is called closed there).

Proposition 3.10.

Let LL be a line bundle on the boundaryless paracompact strictly KK-analytic space VV and let ∥⁣∥{\|\hskip 4.30554pt\|} be a formal metric on LL. Then ∥⁣∥{\|\hskip 4.30554pt\|} is a semipositive formal metric as globally defined in 3.2 if and only if ∥⁣∥{\|\hskip 4.30554pt\|} is a semipositive piecewise linear metric in every x∈Vx\in V as defined in 3.7.

Proof.

The proof follows mainly the arguments in [GK15, Proposition 6.4]. By Lemma 3.3 and Lemma 3.4, we may assume that KK is algebraically closed and that VV is reduced. Let (𝔙,𝔏)({\mathfrak{V}},{\mathfrak{L}}) be a formal K∘{K^{\circ}}-model of (V,L)(V,L) with ∥∥=∥∥𝔏{\|\hskip 4.30554pt\|}={\|\hskip 4.30554pt\|}_{\mathfrak{L}}. We assume that ∥⁣∥{\|\hskip 4.30554pt\|} is semipositive in every x∈Vx\in V. We choose a closed curve CC in 𝔙s{\mathfrak{V}}_{s} which is proper over K~{\tilde{K}}. We have to show that deg𝔏⁡(C)≥0\deg_{\mathfrak{L}}(C)\geq 0. By surjectivity of the reduction map π:V→𝔙s\pi:V\to{\mathfrak{V}}_{s}, there is x∈Vx\in V such that π⁡(x)\pi(x) is the generic point of CC. Since ∥⁣∥{\|\hskip 4.30554pt\|} is semipositive in xx, there is a compact strictly KK-affinoid neighborhood WW of xx and a nef formal K∘{K^{\circ}}-model (𝔚,𝔐)({\mathfrak{W}},{\mathfrak{M}}) of (W,L|W)(W,L|_{W}) such that ∥∥=∥∥𝔐{\|\hskip 4.30554pt\|}={\|\hskip 4.30554pt\|}_{\mathfrak{M}} over WW. Using Proposition 3.5, we may always replace the models 𝔚{\mathfrak{W}} and 𝔙{\mathfrak{V}} by dominating formal K∘{K^{\circ}}-models and the line bundles 𝔐{\mathfrak{M}} and 𝔏{\mathfrak{L}} by their pull-backs. By [BL93b, Corollary 5.4], we may therefore assume that 𝔚{\mathfrak{W}} is a formal open subset of 𝔙{\mathfrak{V}}. Then 𝔏|𝔚{\mathfrak{L}}|_{\mathfrak{W}} is also a formal K∘{K^{\circ}}-model of L|WL|_{W} and hence Proposition 3.5 shows that 𝔏|𝔚{\mathfrak{L}}|_{\mathfrak{W}} is nef.

Since WW is a neighbourhood of xx and since VV is boundaryless, we conclude that the boundary of WW is the topological boundary of WW in VV (see [Ber90, Corollary 2.5.13(ii), Proposition 3.1.3(ii)]). In particular, xx is no boundary point of WW as WW is a neighborhood of xx. Using [CD12, Lemma 6.5.1], such interior points are characterized by the property that the closure of the reduction in 𝔚s{\mathfrak{W}}_{s} is proper over K~{\tilde{K}}. We conclude that the closure of π⁡(x)\pi(x) in 𝔚s{\mathfrak{W}}_{s} is equal to CC. Since 𝔏|𝔚{\mathfrak{L}}|_{\mathfrak{W}} is nef, it follows that deg𝔏⁡(C)≥0\deg_{\mathfrak{L}}(C)\geq 0. ∎

Proposition 3.11.

Let ∥∥1\|\ \|_{1} and ∥∥2\|\ \|_{2} be algebraic metrics of the line bundle LL over the proper scheme XX over KK. Then ∥∥:=min(∥∥1,∥∥2)\|\ \|:=\min(\|\ \|_{1},\|\ \|_{2}) is an algebraic metric on LL. If ∥∥1{\|\hskip 4.30554pt\|}_{1} and ∥∥2{\|\hskip 4.30554pt\|}_{2} are semipositive in x∈Xanx\in{X^{\rm an}}, then ∥⁣∥{\|\hskip 4.30554pt\|} is semipositive in xx.

Proof.

Since formal and algebraic metrics are the same as noted in Remark 2.5 and hence also the same as piecewise linear metrics, we deduce from Proposition 2.10 (d) that ∥⁣∥\|\ \| is an algebraic metric. If the given metrics are semipositive in xx, then it remains to prove that ∥⁣∥\|\ \| is semipositive in xx. By base change again, we may assume that KK is algebraically closed. By Lemma 3.6, we may assume that XX is a proper variety over KK.

Let us pick models ℒ1{\mathscr{L}}_{1}, ℒ2{\mathscr{L}}_{2} and ℒ{\mathscr{L}} of LL defining the model metrics ∥⁣∥\|\ \|, ∥∥1\|\ \|_{1} and ∥∥2\|\ \|_{2}. There is a K∘{K^{\circ}}-model 𝒳{\mathscr{X}} of XX on which ℒ1{\mathscr{L}}_{1}, ℒ2{\mathscr{L}}_{2} and ℒ{\mathscr{L}} are determined. There is an open neighbourhood WW of xx in Xan{X^{\rm an}} such that ∥∥1{\|\hskip 4.30554pt\|}_{1} and ∥∥2{\|\hskip 4.30554pt\|}_{2} are semipositive in all points of WW. We will show that ∥⁣∥{\|\hskip 4.30554pt\|} is semipositive in every point of WW. By [GK15, 6.5], it is equivalent to show that degℒ⁡(C)≥0\deg_{\mathscr{L}}(C)\geq 0 for any closed curve CC of 𝒳s{\mathscr{X}}_{s} contained in the reduction of WW. Moreover, the same result yields that ℒ1{\mathscr{L}}_{1} and ℒ2{\mathscr{L}}_{2} restrict to nef line bundles on CC. By [GK15, Theorem 4.1], there is a closed curve YY in XX such that CC is an irreducible component of the special fibre of the closure Y¯\overline{Y} in 𝒳{\mathscr{X}}. By restriction, we may assume that X=YX=Y is a curve and hence CC is an irreducible component of 𝒳s{\mathscr{X}}_{s}. Let 𝔛{\mathfrak{X}} be the formal completion of 𝒳{\mathscr{X}} and let 𝔏,𝔏1,𝔏2{\mathfrak{L}},{\mathfrak{L}}_{1},{\mathfrak{L}}_{2} be the line bundles on 𝔛{\mathfrak{X}} induced by the pull-backs of ℒ,ℒ1,ℒ2{\mathscr{L}},{\mathscr{L}}_{1},{\mathscr{L}}_{2}.

We have seen in the proof of Proposition 3.5 that we can associate to 𝔛{\mathfrak{X}} a canonical formal model 𝔛′{\mathfrak{X}}^{\prime} of Xan{X^{\rm an}} with reduced special fibre and a canonical finite surjective morphism ι:𝔛′→𝔛\iota:{\mathfrak{X}}^{\prime}\to{\mathfrak{X}}. So there is a closed curve C′C^{\prime} in 𝔛s′{\mathfrak{X}}^{\prime}_{s} which maps onto CC in 𝔛s=𝒳s{\mathfrak{X}}_{s}={\mathscr{X}}_{s}. Let 𝔏′,𝔏1′,𝔏2′{\mathfrak{L}}^{\prime},{\mathfrak{L}}_{1}^{\prime},{\mathfrak{L}}_{2}^{\prime} be the line bundles on 𝔛′{\mathfrak{X}}^{\prime} given by pull-back of 𝔏,𝔏1,𝔏2{\mathfrak{L}},{\mathfrak{L}}_{1},{\mathfrak{L}}_{2}. Note that 𝔏′,𝔏1′,𝔏2′{\mathfrak{L}}^{\prime},{\mathfrak{L}}_{1}^{\prime},{\mathfrak{L}}_{2}^{\prime} are formal models of the metrics ∥∥,∥∥1,∥∥2{\|\hskip 4.30554pt\|},{\|\hskip 4.30554pt\|}_{1},{\|\hskip 4.30554pt\|}_{2} on Lan{L^{\rm an}}. By projection formula, the line bundles 𝔏1′,𝔏2′{\mathfrak{L}}_{1}^{\prime},{\mathfrak{L}}_{2}^{\prime} restrict to nef line bundles on C′C^{\prime} and it remains to show that

(3.11.1) deg𝔏′⁡(C′)≥0.\deg_{{\mathfrak{L}}^{\prime}}(C^{\prime})\geq 0.

Let ζ\zeta be the generic point of C′C^{\prime}. Then there is a unique point ξ\xi in Xan{X^{\rm an}} with reduction ζ\zeta. This follows from [Ber90, Proposition 2.4.4] since ζ\zeta has a formal affine open neighbourhood in 𝔛′{\mathfrak{X}}^{\prime} of the form Spf⁡(𝒜∘){\rm Spf}({\mathscr{A}}^{\circ}) for a strictly KK-affinoid algebra 𝒜{\mathscr{A}}. Using ∥∥=min(∥∥1,∥∥2)\|\ \|=\min(\|\ \|_{1},\|\ \|_{2}), we may assume ∥∥(ξ)=∥∥1(ξ){\|\hskip 4.30554pt\|}(\xi)={\|\hskip 4.30554pt\|}_{1}(\xi). Since Lan{L^{\rm an}} is algebraic, there is a non-trivial meromorphic section tt of 𝔏′{\mathfrak{L}}^{\prime}. Note that the restriction of tt to the generic fibre Lan{L^{\rm an}} induces also a meromorphic section t1t_{1} of 𝔏1′{\mathfrak{L}}_{1}^{\prime}. The meromorphic section t/t1t/t_{1} of 𝔐:=𝔏′⊗(𝔏1′)−1{\mathfrak{M}}:={\mathfrak{L}}^{\prime}\otimes({\mathfrak{L}}_{1}^{\prime})^{-1} restricts to the trivial section 11 of 𝒪Xan{\mathcal{O}}_{X^{\rm an}} and we have

‖t/t1‖𝔐=‖t‖/‖t1‖1=‖t‖/‖t‖1≤1.\|t/t_{1}\|_{\mathfrak{M}}=\|t\|/\|t_{1}\|_{1}=\|t\|/\|t\|_{1}\leq 1.

By [Gub98, Proposition 7.5], we deduce that t/t1t/t_{1} is a global section of 𝔐\mathfrak{M}. The definition of formal metrics and ‖t/t1‖𝔐​(ξ)=‖t‖​(ξ)/‖t‖1​(ξ)=1\|t/t_{1}\|_{\mathfrak{M}}(\xi)=\|t\|(\xi)/\|t\|_{1}(\xi)=1 yield that {y∈Xan∣‖t/t1‖𝔐​(y)≥1}\{y\in{X^{\rm an}}\mid\|t/t_{1}\|_{\mathfrak{M}}(y)\geq 1\} is the generic fibre of a formal open neighbourhood 𝔘{\mathfrak{U}} of ζ\zeta. Hence [Gub98, Proposition 7.5] again shows that t/t1t/t_{1} is a nowhere vanishing regular section of 𝔐\mathfrak{M} on 𝔘{\mathfrak{U}}. We conclude that the restriction of the global section t/t1t/t_{1} to C′C^{\prime} is not identically zero inducing an effective Cartier divisor DD on C′C^{\prime}. This shows

deg𝔐⁡(C′)=degD⁡(C′)≥0.\deg_{\mathfrak{M}}(C^{\prime})=\deg_{D}(C^{\prime})\geq 0.

Using that 𝔏1′{\mathfrak{L}}_{1}^{\prime} is nef on C′C^{\prime} and 𝔏′=𝔐⊗𝔏1′{\mathfrak{L}}^{\prime}={\mathfrak{M}}\otimes{\mathfrak{L}}_{1}^{\prime}, we get

deg𝔏′⁡(C′)≥deg𝔏1′⁡(C′)≥0\deg_{{\mathfrak{L}}^{\prime}}(C^{\prime})\geq\deg_{{\mathfrak{L}}_{1}^{\prime}}(C^{\prime})\geq 0

proving (3.11.1). ∎

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