4. The essential skeleton of a Calabi-Yau variety [04VW]
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4. The essential skeleton of a Calabi-Yau variety
4.1. The skeleton is a pseudo-manifold
(4.1.1) The case where is a family of Calabi-Yau varieties over is of particular interest; the connections with homological mirror symmetry were the main motivation for Kontsevich and Soibelman to define the skeleton in [KS06]. If is a volume form on (i.e., a nowhere vanishing differential form of maximal degree) then by [MN13, 4.6.4]. We will now prove that the underlying topological space of the essential skeleton is a pseudo-manifold with boundary; this result is implicitly contained in [KK10, Ko11].
(4.1.2) A topological space is called an -dimensional pseudo-manifold with boundary if it admits a triangulation satisfying the following conditions:
- (1)
(dimensional homogeneity) is the union of all -simplices.
- (2)
(non-branching) Every -simplex is a face of precisely one or two -simplices.
- (3)
(strong connectedness) For every pair of -simplices and in , there is a sequence of -simplices
such that the intersection is an -simplex for all .
We say that is a closed pseudo-manifold if we can replace condition (2) by the property that every -simplex is a face of precisely two -simplices. A typical example of a 2-dimensional closed pseudo-manifold which is not a manifold is the pinched torus.
(4.1.3) For the reader’s convenience, we include some basic facts about adjunction for -pairs. We refer to Chapter 4 of [Ko13] for more background. Let be a -pair over , and let be a log canonical center of . Then is normal, by [Ko13, 4.16]. There is a well defined -divisor on , called the different of on [Ko13, 4.18], which is induced by the Poincaré map and satisfies the equation
In the sequel, whenever we write such an equation it will be understood that is the different of on . The pair is again a -pair, by [Ko13, 4.19]. Write . If is a subset of and is a component of , it is not hard to see that for every non-empty subset of , every irreducible component of the intersection
is a log canonical center of (see [Ko13, 4.19]). Conversely, by repeatedly using inversion of adjunction [Ko13, 4.9], one sees that any log canonical center of is a log canonical center of , and thus an irreducible component of an intersection for some non-empty subset of .
Theorem 4.1.4.
Assume that is -linearly equivalent to over . Then the underlying topological space of is a a pseudo-manifold with boundary.
Proof.
As we mentioned above, this result is essentially contained in [KK10, Ko11]. Using the terminology there, properties (1)-(3) of a pseudo-manifold all follow from the fact that two minimal log canonical centers of a log crepant structure are -linked in the sense of Definition 9 in [Ko11]. We will now explain this in more detail. We denote by the relative dimension of over .
By Theorem 2.2.6(1), there exists a a good minimal -model of over . By Theorem 3.3.4, we have . As a triangulation on , we take the first barycentric subdivision of the simplicial structure on . This barycentric subdivision is necessary to guarantee that the intersection of two faces is a codimension one face of both, rather than a union of faces (think of a type degeneration of elliptic curves, whose skeleton consists of two vertices joined by two edges).
We choose an integer such that . Since the divisor is semi-ample over and trivial over , we see that must be a multiple of and thus trivial over . Thus we can apply Theorem 10 in [Ko11] to the -pair over . It states that every two minimal log canonical centers and of are -linked. This means, in particular, that they have the same dimension, say , and that there exist a sequence of -dimensional log canonical centers and a sequence of -dimensional log canonical centers such that for . In this way, we obtain properties (1) and (3) of a pseudo-manifold with boundary.
If we have two minimal log canonical centers of , contained in an -dimensional log canonical center , and if we write
for some , then is again a -pair [Ko13, 4.19]. Moreover, cannot intersect or because the intersection would be a union of log canonical centers of , which contradicts the minimality of . Thus we are in the situation of the second part of the proof of Theorem 10 in [Ko11]. That proof shows that and are the only log canonical centers of . Property (2) follows. ∎
(4.1.5) We can say more in the case where has maximal dimension, that is, dimension equal to . First, we need a lemma.
Lemma 4.1.6.
Let be a reduced -pair over such that is Cartier. Let be a log canonical center and let be the irreducible components of that contain . Let be the maximal open subset of where is smooth and is a divisor with strict normal crossings. If we write , then is equal to the closure of the restriction of to .
Proof.
We first notice that in the above statement, can be replaced by any smaller open set that meets all the log canonical centers: the closure of the restriction of to will yield the same divisor on .
Then by induction, we only need to treat the case where is a component of , say . If we take a log resolution and let be the birational transform of , then can be computed as follows: if we write then . In particular, as is Cartier, we know that is a integral divisor. Since it is effective, and all the components of are log canonical centers of , we see that must be equal to the closure of the restriction of . ∎
Theorem 4.1.7.
Assume that is algebraically closed, is trivial over and has an -model with reduced special fiber . Assume moreover that is of dimension . Then is an -dimensional closed pseudo-manifold.
Proof.
By running MMP for over , we know that has a good minimal dlt model with reduced special fiber (see [Fu11] or [HX13]). Then one sees as in the proof of Theorem 4.1.4 that is trivial over . Our assumption on the dimension of implies that the minimal log canonical centers of are points. Let be a one-dimensional log canonical center, and let () be the 0-dimensional log canonical centers contained in . From Lemma 4.1.6, we know that
Thus is a rational curve and , which means that is closed. ∎
(4.1.8) In Theorem 4.1.7, the condition that has maximal dimension can not be omitted; for instance, there are examples of semi-stable degenerations of K3-surfaces with trivial relative canonical sheaf where the special fiber is a chain of surfaces, so that the skeleton is homeomorphic to a closed interval. We will now give an interpretation of this condition in terms of the monodromy around .
Lemma 4.1.9.
Let be a connected smooth and proper -variety and let be a non-zero -pluricanonical form on , for some . Let be a finite extension of , set and denote by the pullback of to . Then the skeleton is the image of under the projection morphism .
Proof.
We may assume that is Galois over . Let be the ramification index of over . We will prove that
for every divisorial point on (see [MN13, 2.4.10] for the notion of divisorial point). This immediately implies the statement in the lemma, since is the closure of the set of divisorial points where the weight function reaches its minimal value [MN13, 4.5.1].
We denote by the integral closure of in . Let be a regular separated -scheme of finite type with irreducible special fiber , endowed with an isomorphism of -schemes . Let be the unique point in , where denotes the generic point of . Removing a closed subset of if necessary, we can find a regular separated -scheme of finite type and an isomorphism such that is an open subscheme of the normalization of . Then is a generic point of .
If we use the notations from (3.2) and denote by the log scheme associated to , then the -log scheme is isomorphic to an open log subscheme of the base change of from to . Since log differentials are compatible with base change, we can deduce from the description of the weight function in (3.2) that
(the scaling factor is caused by the renormalization of the discrete valuation on ). ∎
Theorem 4.1.10.
Assume that and denote by the relative dimension of over . Suppose that is projective over and that is trivial over . Let be a general fiber of the morphism . Then has dimension if and only if the monodromy transformation around on has a Jordan block of size . If this holds, and for , then is a -homology sphere.
Proof.
By Lemma 4.1.9 and the Semi-Stable Reduction Theorem we can assume that has a projective -model over such that is reduced. For every integer , we denote by
the degree nearby cohomology of at ; here denotes the complex of nearby cycles with -coefficients associated to . By [St76], the spaces carry a canonical mixed Hodge structure, whose weight filtration coincides with the monodromy filtration. In particular, there exists a Jordan block of monodromy of size on if and only if .
By [Be09, 5.1] and its proof, the -vector space is canonically isomorphic to the degree singular cohomology of , for every . Since is homotopy equivalent to by Corollary 3.3.6, we see that can only be different from zero if the dimension of is equal to . We will now prove the converse implication. Suppose that has dimension and let be a relative volume form on over such that extends to a global section of that generates at at least one generic point of (modulo shrinking , such always exists). Then it follows from [MN13, 4.5.5] that is the simplicial subspace of spanned by the vertices corresponding to the irreducible components of such that generates at the generic point of . Since has dimension , we can find such components that intersect in a point. Denote by the union of -fold intersection points of components of . Then by reduction modulo , induces an element of
whose image under the Poincaré residue map
is different from zero. However, by the degeneration of the Hodge and weight spectral sequences, the image of injects into . Thus is non-trivial.
Finally, assume that has dimension and that for . Then
for and
for by the degeneration of the Hodge spectral sequence for the limit mixed Hodge structure. Thus for , and has dimension at most one; it must have dimension one since we have already proven that it is non-zero. It follows that is a -homology sphere. ∎
4.2. Removing the algebraicity condition
(4.2.1) In this section, we will extend Theorems 3.2.8, 4.1.4, 4.1.7 and 4.1.10 to the case where is a Calabi-Yau variety over instead of over the curve . The crucial point is that the skeleton of a Calabi-Yau variety can be computed from the logarithmic structure on the special fiber of any -model.
Proposition 4.2.2.
Let be a connected regular flat proper -scheme such that is a strict normal crossings divisor. Then for every connected flat proper -scheme and every isomorphism of -schemes
the following properties hold.
- (1)
The scheme is regular and is a divisor with strict normal crossings.
- (2)
Denote by the log scheme associated to and by and the schemes and endowed with the divisorial log structures associated to their special fibers. For every integer we denote by the standard log point viewed as a log scheme over via the morphism of charts . If we denote by the least common multiple of the multiplicities of the components of , then there exists an isomorphism of log schemes
over , such that is compatible with the reduction of modulo (meaning that the obvious square in the category of -schemes commutes).
Proof.
It is easy to see that (1) holds, since we can detect regularity by looking at the dimensions of the Zariski tangent spaces at the points of
Moreover, the special fibers of and are isomorphic so that is a divisor with strict normal crossings. Point (2) is more subtle and follows from [Ki03, 2.6(2)]. ∎
Proposition 4.2.3.
Let be a connected regular flat proper -scheme such that has trivial canonical sheaf and is a strict normal crossings divisor. Then the skeleta and only depend on in the following sense. Assume that is a regular flat proper -scheme such that has trivial canonical sheaf and there exists an isomorphism of -schemes
Then there exists an isomorphism of simplicial spaces that maps onto .
Proof.
Reducing modulo , we obtain an isomorphism of -schemes and, by taking the dual intersection complexes, an isomorphism of simplicial spaces with piecewise -affine structure . We will prove that this isomorphism maps onto .
We use the notations from Proposition 4.2.2(2) and we set . We denote by the log scheme obtained by restricting the log structure on to the special fiber of . It follows from [IKN05, 7.1] that
is a free -module of rank one and that the reduction map
is an isomorphism. Let be a generator of the -module and denote by its image in . By (3.2), the generic point of an irreducible component of is -essential in the sense of [MN13, 4.5.4] if and only if generates at the point . Moreover, the skeleton is the simplicial subspace of spanned by the vertices corresponding to such points [MN13, 4.5.5]. However, for every integer , the stalk of at is generated by global sections if and only if is generated by global sections at any point lying above , by the base change property in [IKN05, 7.1]. The analogous statements hold for . Thus it follows from Proposition 4.2.2(2) that the isomorphism maps onto . ∎
Theorem 4.2.4.
Let be a geometrically connected, smooth and proper -variety with trivial canonical sheaf. Then the following properties hold.
- (1)
The essential skeleton is a strong deformation retract of .
- (2)
If is a proper -model of over , then is contained in and can be obtained from (as a topological subspace of with piecewise affine structure) by a finite number of elementary collapses.
- (3)
The essential skeleton is a pseudo-manifold with boundary. If is algebraically closed and has dimension , then it is a closed pseudo-manifold.
- (4)
Assume that is algebraically closed and is projective. Let be a topological generator of the absolute Galois group and let be a prime. Then has dimension if and only if the action of on
has a Jordan block of size . If this holds, and for , then is a -homology sphere.
Proof.
Let be a proper -model of over . By a standard argument based on spreading out and Greenberg Approximation (as explained in [MN13, 5.1.2], for instance) we can find a connected smooth -curve , a -rational point on , a uniformizer in and a smooth and proper -scheme with geometrically connected fibers such that there exists an isomorphism
over . Inspecting the proof of [MN13, 5.1.2], we see that we can also assume that the relative canonical sheaf of is trivial over (if the generic fiber of a smooth and proper family over an integral scheme has trivial canonical sheaf, then this holds for all fibers over some dense open subscheme of the base).
By (3.1) we know that is a strong deformation retract of . Thus by Proposition 4.2.3, it suffices to prove assertions (1)–(3) for instead of . In this case, they follow from Corollary 3.3.6 and Theorems 3.2.8, 3.3.4, 4.1.4 and 4.1.7.
It remains to prove (4). Invoking the Lefschetz Principle, we may assume that . Taking for a projective -model over , we can arrange that is projective over . By Proposition 4.2.2 and the theory of logarithmic nearby cycles [Na98, 3.3] the action of on
has a Jordan block of size if and only if the corresponding statement holds for . By Deligne’s comparison theorem for étale and complex analytic nearby cycles in [SGA7b, Exp.XIV], it is also equivalent to the property that the monodromy action on the degree singular cohomology of a general fiber of has a Jordan block of size . If for , then we can assume that this also holds for a general fiber of , by the proof of [MN13, 5.1.2] (if this property is satisfied by the generic fiber of a smooth and proper family over an integral scheme, then it holds for all fibers over a dense open subscheme of the base, by semi-continuity). Thus the assertion (4) follows from Theorem 4.1.10. ∎