3. The essential skeleton [04V0]
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3. The essential skeleton
3.1. Retraction to the skeleton of an -model
(3.1.1) Let be a connected regular flat separated -scheme of finite type such that the special fiber is a divisor with strict normal crossings. Then, as explained in [MN13, ยง3.1], one can associate to its skeleton , which is a topological subspace of the generic fiber of the formal -adic completion of . It is the set of points of that correspond to a real valuation on the function field of that is monomial with respect to the strict normal crossings divisor . The skeleton is canonically homeomorphic to the dual intersection complex of , and there exists a canonical continuous retraction
Moreover, carries a canonical piecewise -affine structure [MN13, ยง3.2].
(3.1.2) We keep the notations from (2.1). For each -model of , we define the skeleton of by
and we write for . If is a proper -model of , one has the following crucial property.
Theorem 3.1.3.
If is a proper -model of over , then there exists a continuous map
such that is the identity, for all in and all in , and . Thus is a strong deformation retract of .
Proof.
A closely related result is proven in [Th07, 3.26]. We will explain how our statement can be deduced from that result. Following the notation in [Th07], we denote by the -analytic space associated to the toroidal embedding , where is endowed with the trivial absolute value. By definition, is the generic fiber of the formal -adic completion of , viewed as a special formal -scheme by forgetting the -structure [Be96, ยง1].
The relation between and is explained in detail at the beginning of Section 4 in [Ni11]; let us recall the main idea. Considering the morphism of special formal -schemes and passing to the generic fibers, we obtain a morphism of -analytic spaces from to the open unit disc over . We can identify the underlying topological space of with by means of the homeomorphism
The residue field of at the point in is with our chosen -adic absolute value , and the -analytic space is canonically isomorphic to the fiber of over . Thus we can view as the subspace of consisting of the points such that .
In [Th07, 3.13], Thuillier constructs a retraction of onto a certain subspace , the skeleton of the toroidal embedding. Moreover, in [Th07, 3.26], he shows that can be extended to a strong deformation retraction of onto . Going through the definitions, one observes that and commute with the morphism and that the restriction of
over the point of is precisely the retraction
Thus by restricting over , we obtain a map that satisfies all the properties in the statement. โ
(3.1.4) Theorem 3.1.3 can be extended to the case where is defined over instead of and is a proper -model of over . The general proof technique is the same as in [Th07], but one replaces the formalism of toroidal embeddings by the more flexible language of logarithmic geometry. Details will appear in [Ni13]. We will only use this generalization in the proof of Theorem 4.2.4.
3.2. The skeleton of a good minimal -model
(3.2.1) In the following subsections, we will make use of the weight function
associated to a non-zero -pluricanonical form on , for any . Its construction and main properties are described in [MN13, 4.4.5]. For us, its most important features are the following: if is an -model of over and is a point of , then
(here we use the notation recalled in (2.1)). Moreover, for every point of , we have
with equality if and only if lies on . In [MN13, 4.4.5] there is no properness assumption on ; this allows us to deal with rational pluricanonical forms by removing the locus of poles from .
(3.2.2) It will often be useful to interpret the weight function in terms of logarithmic differential forms. Let be a regular separated -scheme of finite type such that is a divisor with strict normal crossings. We write for the log scheme associated to and for the log scheme obtained by endowing with the divisorial log structure associated to . Then is log smooth over . If we denote by the natural open immersion, then a simple computation shows that the sub--module of is equal to (it suffices to check that these line bundles coincide at the generic points of the special fiber ). Thus if is an -pluricanonical form on and is an -model of over , then
for every point of , where we denote by the divisor on associated to viewed as a rational section of the line bundle .
Lemma 3.2.3.
Let be a -model of and let be a log resolution of . Denote by the log pullback of to . Let be a point of such that does not lie in . Then locally at .
Proof.
By the definition of a -model, we know that . Thus it suffices to show that these divisors are different locally at . Since lies on , its reduction is a generic point of the intersection of the irreducible components of that contain . Thus if we denote by the blow-up of at the closure of , then is again an -model of .
We denote by the log pullback of to . The image of the exceptional divisor of in is the closure of and thus disjoint from . By the definition of a -model, we know that the multiplicity of in is strictly smaller than . Since the log pullback of to is equal to , we see that locally at . โ
Proposition 3.2.4.
Let be a -model of over , let be a proper -model of over and let be a morphism of -models. Denote by the log pullback of to . If we set
then .
Proof.
Applying [MN13, 3.1.7] to the proper morphism , we see that is contained in . Moreover, it follows from Lemma 3.2.3 that for every point of , the reduction must be contained in . Now let be any point in such that lies in . We must show that if and only if lies in , or, equivalently, is equal to its projection
to the skeleton of . Let be a local generator of at . It induces a rational section of the canonical bundle by base change. By [MN13, 4.4.5], we know that if and only if
Since the divisor of is zero in a neighbourhood of , we have
On the other hand, computing on the model we get
Thus we see that . โ
Corollary 3.2.5.
Let and be two -models of over . If and are crepant birational, then .
Proof.
This follows immediately from Proposition 3.2.4. โ
(3.2.6) Corollary 3.2.5 implies, in particular, that the skeleta are isomorphic as topological spaces with piecewise affine structure, by [MN13, ยง3.2]. Since is canonically homeomorphic to the dual complex associated to the reduced special fiber of , for , this also follows from Proposition 11 in [dFKX12], whose proof relies on Weak Factorization. The proofs of Corollary 3.2.5 and [MN13, ยง3.2] do not use Weak Factorization.
Corollary 3.2.7.
If is semi-ample, then the skeleton of a good minimal -model of does not depend on the choice of the good minimal -model.
Theorem 3.2.8.
Assume that is semi-ample over . If is a good minimal -model of and is any -model of , then is contained in . Moreover, can be obtained from (as a topological subspace of with piecewise affine structure) by a finite number of elementary collapses.
Proof.
For the definition of an elementary collapse in a simplicial topological space, we refer to Definition 18 in [dFKX12]. By Corollary 3.2.7, we can assume that the good minimal -model is the result of running MMP for . Now the statement follows from Corollary 22 in [dFKX12]. When is not algebraically closed, see also ยง31 in [dFKX12]. โ
Corollary 3.2.9.
If is a good minimal -model of , then is a strong deformation retract of .
3.3. Kontsevich-Soibelman skeleta
(3.3.1) In [MN13, ยง4.5], Mustaลฃฤ and the first-named author associated to every non-zero regular pluricanonical form on a skeleton in , generalizing a construction of Kontsevich and Soibelman [KS06]. The skeleton is precisely the locus of points of where the weight function reaches its minimal value. If is any -model of over , then is a union of closed faces of , which can be explicitly computed [MN13, 4.5.5]. Taking the union of the skeleta over all non-zero pluricanonical forms on , one obtains a topological subspace of that was called the essential skeleton of in [MN13, 4.6.2]. It is an interesting birational invariant of . In this subsection, we will compare the essential skeleton to the skeleton of a good minimal -model of .
Proposition 3.3.2.
Assume that is semi-ample over and let be a -model of . For every integer and every non-zero -pluricanonical form on , we have
Proof.
Let be a point of . If is contained in , then lies in and [MN13, 4.4.5] implies that must lie in , since the restriction of to can reach its minimal values only at points of .
Now suppose that is not contained in . We will deduce a contradiction with the assumption that belongs to . Let be an irreducible component of whose closure contains , let be the generic point of and denote by the unique point in . We will prove that . Then cannot belong to the locus where reaches its minimal value. Note that, since is -factorial, we have
| (3.3.3) |
for every element of the local ring of at .
Replacing by its -fold tensor power , with a positive integer, has no influence on the skeleton . Thus we may assume that the divisor
is Cartier on and we denote by the associated line bundle. We choose a local generator of at the point . Note that the pullback of to the regular locus of is isomorphic to
We fix such an isomorphism. Then we can view as a rational section of and write locally at , with an element of
Then . By (3.3.3), it is enough to show that
Let be a log-resolution of . Then is contained in . We denote by the log pullback of to . Locally at , it is explicitly given by
Since is a -model and does not belong to , we know that locally around by Lemma 3.2.3. Therefore, we can write
โ
Theorem 3.3.4.
If is semi-ample over and is a good minimal -model of over , then
Moreover, if is a positive integer such that is Cartier and generated by global sections over some neighbourhood of in , then
| (3.3.5) |
Proof.
By Proposition 3.3.2, it is enough to show that is contained in the right hand side of (3.3.5). Shrinking around if necessary, we can assume that is generated by global sections . Then for each point on , we can choose an index in such that is an effective divisor on and is not contained in its support. This implies that the weight of is zero at all points of and non-negative at all other points of . Thus is contained in . Varying the point , we find that is contained in
โ
Corollary 3.3.6.
If is semi-ample over , then the essential skeleton is a strong deformation retract of .