8. Envelopes and regularization [01H3]
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8. Envelopes and regularization
We continue to assume that is a closed -form whose de Rham class is ample. This positivity property will be crucial in the arguments to follow.
8.1. Regularity of envelopes
As a tool to prove our regularization theorem, we rely on the following envelope construction, whose complex analogue is widely used.
Definition 8.1.
The -psh envelope of a continuous function is defined by setting for each
Here are a few easy properties of the envelope operator.
Proposition 8.2.
Let .
- (i)
is -psh, and is the largest -psh function dominated by on .
- (ii)
is non-decreasing, i.e. .
- (iii)
is concave in both arguments, i.e.
for .
- (iv)
For each we have .
- (v)
For each we have .
- (vi)
is -Lipschitz continuous with respect to the sup-norm, i.e. .
- (vii)
Given a determination of and a convergent sequence in , we have uniformly on .
Proof.
(i) The only thing to show is that is -psh. Since and is continuous, it follows that the usc regularization satisfies . Now, is -psh by Theorem 7.9, and is hence a competitor in the definition of . Thus is indeed -psh.
(ii) is trivial.
(iii) follows from the fact that given , with and , belongs to and is dominated by .
(iv) and (v) are seen similarly.
(vi) is a formal consequence of (ii) and (iv).
(vii) By Proposition 5.2 we may assume after perhaps passing to a higher model that there exists a model function determined on such that is -positive, i.e. determined by an ample class in . As a consequence, there exists an open neighborhood of such that is -positive for all .
We claim that is uniformly bounded on for . Indeed for each we have , hence . By (v) it follows that
which proves the claim.
Now for each the function is concave on , hence locally Lipschitz continuous on , with local Lipschitz constant only depending on , which is in turn bounded independently of , and the result follows. ∎
Our main result in this section is the following regularity property of envelopes. As we shall see, it is in fact equivalent to the monotone regularization theorem.
Theorem 8.3.
For any the -psh envelope is a uniform limit on of -psh model functions. In particular, is continuous.
Before attacking Theorem 8.3 we shall prove the following weaker statement.
Lemma 8.4.
Let be the pointwise supremum of all -psh model functions such that . Then and equality holds on .
Proof.
The inequality is trivial. To prove that equality holds on , pick and for some SNC model on which is determined. By construction, there exists such that and . By the definition of , there then exists a -psh model function such that on . Thus on and . We conclude that on . ∎
Proof of Theorem 8.3.
We shall reduce the statement to a geometric assertion that can be proved using asymptotic multiplier ideals.
Second, we can reduce to the case when is a rational class, using (vii) of Proposition 8.2.
Third, we may further reduce to the case , after replacing with , using (v) of Proposition 8.2.
After scaling, we may finally assume that is the curvature form of a model metric determined by a line bunle on some model . Now we conclude the proof using the following result. ∎
Theorem 8.5.
Let be an ample line bundle on and an extension of to an SNC model . Let be the curvature form of the corresponding model metric on . For let be the (vertical) base-ideal of and set . Then is a -psh model function and uniformly on as .
Proof of Theorem 8.5.
For , is globally generated, which shows that the ideal sheaf is vertical. Since is globally generated by the definition of , it follows that is -psh by Lemma 5.6. Note that for all . This yields the super-additivity property . As a consequence, the pointwise limit exists and coincides with .
Step 1. Let us first prove that on . This is similar to Step 2 of Theorem 5.11. Since is -psh and for all , we have on . To see that equality holds on , pick and for some SNC model dominating . By Lemma 8.4 there exists a -psh model function such that and . Replacing by a higher model, we may assume that is determined by some divisor . Invoking Proposition 5.2 we may also assume that there exists with on and ample. Since we then have
Now the left-hand side is globally generated for some , and we conclude that
hence
Step 2. Introduce for each the asymptotic multiplier ideal associated to the graded sequence . We refer to Appendix B for the definition and the proof of the fundamental properties of multiplier ideals in our present setting. We shall use the following results. First we have the elementary inclusion for all . Second, the subadditivity property (cf. Theorem B.7) implies for any . We infer that for any and hence
| (8.1) |
on for all , where the last equality follows from the first step.
Since both and remain unchanged when is replaced with a higher model, we may assume that there exists an effective divisor such that is ample on . By the uniform global generation property of multiplier ideals (Theorem B.8) we may then choose such that is globally generated for all . Since injects in by multiplying with the canonical section of , it follows that
Replacing with and using (8.1) we infer , so that
on for . As , and are all -psh, Proposition 7.6 shows that this inquality extends to all of . Now is bounded and is uniformly bounded, as follows from , so converges uniformly on to , as was to be shown. ∎
Let us end this subsection with a result that will be used in [BFJ].
Corollary 8.6.
If and are such that then for every there exists an -psh model function such that .
Proof.
We may assume , in which case the result follows from Theorem 8.3. ∎
8.2. Monotone regularization of -psh functions
By our definition, the set of -psh model functions is dense in with respect to its topology of uniform convergence on dual complexes. This property may be seen as an analogue of the fact that every -psh function is a -limit of smooth -psh functions in the complex case, which follows from the much more useful fact that every -psh function is a decreasing limit of smooth -psh functions [Dem92]. The next result gives an analogue of this monotone regularization theorem in our context.
Theorem 8.7.
For each -psh function , there exists a decreasing net of -psh model functions that converges pointwise on to .
One may hope that there is in fact a decreasing sequence of -psh model functions converging to . We will prove that this is the case in the companion paper [BFJ], using Theorem 8.7 and capacity estimates.
As a consequence of Theorem 8.7, we get at any rate the following version of the Demailly-Richberg regularization theorem.
Corollary 8.8.
Every continuous -psh function is the uniform limit on of a sequence of -psh model functions.
Proof.
By Theorem 8.7 there exists a decreasing net of -psh model functions converging pointwise to . For each the compact set is the increasing union of the open sets , hence for some (Dini’s lemma). It follows that lies in the closure of in with respect to the topology of uniform convergence. Since the latter is defined by a norm, the result follows. ∎
The proof of Theorem 8.7 reduces immediately to Theorem 8.3, in view of the following elementary result.
Lemma 8.9.
The following properties are equivalent.
- (i)
Every -psh function is the pointwise limit of a decreasing net of -psh model functions.
- (ii)
For each we have
- (iii)
For each is a uniform limit of -psh model functions.
Proof.
(i)(ii). Let . By (i) there exists a decreasing net of -psh model functions converging pointwise to . Since , we see that the compact set is for each the increasing union of the open sets , hence for some . Since is -psh and dominated by , we get by definition of the envelope, which proves (ii).
(ii)(iii). Since the set of such that is stable by max, (ii) shows that we can construct an increasing family converging pointwise to . But is usc for each , and Dini’s lemma therefore shows that the convergence is uniform on .
(iii)(i). Let be a -psh function. We first claim that for each we have
Indeed, given there exists such that and , simply because is usc. Since is -psh we have . By (iii) may then find such that . We thus have and , and the claim follows.
Now consider the set of all such that on . Note that this condition implies that for some , since is usc. We claim that is a directed set, which will conclude the proof. To see this, let and choose such that . We then also have . By (iii) we find such that . Then , which concludes the proof. ∎