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6.3. Bounding Lipschitz constants [01GA]

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6.3. Bounding Lipschitz constants

Let τ\tau be a face of Δ\Delta. Our aim is to prove by induction on dimτ\dim\tau that the C0,1C^{0,1}-norm of φ\varphi on τ\tau is bounded by CC. Recall that the C0,1C^{0,1}-norm is defined as the sum of the sup-norm and the Lipschitz norm; see Appendix A.

The case dimτ=0\dim\tau=0 is settled by (6.1), so let us assume that dimτ>0\dim\tau>0. By Proposition 5.9 the restriction of φ\varphi to τ\tau is piecewise affine and convex. It therefore admits directional derivatives, and we set as in Appendix A

Dv​φ​(w):=dd​t|t=0+​φ​((1−t)​v+t​w)D_{v}\varphi(w):=\left.\frac{d}{dt}\right|_{t=0+}\varphi\left((1-t)v+tw\right)

for v,w∈τv,w\in\tau.

Let us say that a codimension 11 face of τ\tau is opposite to a vertex when it is the convex hull of the remaining vertices of τ\tau. This notion is well-defined since τ\tau is a simplex.

Proposition 6.3.

There exists a constant C>0C>0 such that

Dv​φ​(e)≥−CD_{v}\varphi(e)\geq-C

for any vertex ee of τ\tau, and any rational point vv in the relative interior of the face σ\sigma of τ\tau opposite to ee, such that φ|σ\varphi|_{\sigma} is affine near vv.

Granting this result, let us explain how to conclude the proof. By induction we have sup∂τ|φ|≤C\sup_{\partial\tau}|\varphi|\leq C. The convexity of φ\varphi and the inductive assumption imply Dv​φ​(e)≤φ⁡(e)−φ⁡(v)≤CD_{v}\varphi(e)\leq\varphi(e)-\varphi(v)\leq C for any e,v∈∂τe,v\in\partial\tau. By Proposition 6.3 this gives |Dv​φ​(e)|≤C|D_{v}\varphi(e)|\leq C for any vertex ee of τ\tau and any rational point vv in the relative interior of the face σ\sigma opposite to ee such that φ|σ\varphi|_{\sigma} is affine near vv. By density, and since φ\varphi is piecewise affine, the same bound holds for any vv in the relative interior of σ\sigma. We conclude by Proposition A.1 that the C0,1C^{0,1}-norm of φ|τ\varphi|_{\tau} is bounded by CC, completing the proof of Theorem 6.1.

Proof of Proposition 6.3.

Let II be the set of vertices in Δ\Delta, let L⊂IL\subset I be the set of vertices contained in StarΔ⁡(σ)\sta_{\Delta}(\sigma) and J⊂LJ\subset L the set of vertices of σ\sigma. Thus σ=σJ\sigma=\sigma_{J}.

Consider the simplicial projective subdivision Δ′=Δ′​(ε)\Delta^{\prime}=\Delta^{\prime}(\varepsilon) constructed in §6.2. For j∈Lj\in L, ej′:=ε​ej+(1−ε)​ve^{\prime}_{j}:=\varepsilon e_{j}+(1-\varepsilon)v is a vertex of Δ′\Delta^{\prime}. Recall that σ′=σJ′\sigma^{\prime}=\sigma^{\prime}_{J} is the face of Δ′\Delta^{\prime} containing vv in its relative interior. Since φ|σ\varphi|_{\sigma} is assumed affine in a neighborhood of vv, we may choose ε>0\varepsilon>0 small enough that:

  • •

    φ\varphi is affine on σ′⊂σ\sigma^{\prime}\subset\sigma

  • •

    φ\varphi is affine on each segment [v,ej′][v,e^{\prime}_{j}], j∈Lj\in L.

Let ρ:𝒳′→𝒳\rho:\mathcal{X}^{\prime}\to\mathcal{X} be the vertical blow-up corresponding to the subdivision Δ′\Delta^{\prime} of Δ\Delta as in Theorem 3.11. Note that ρ\rho induces a generically finite map EJ′→EJE^{\prime}_{J}\to E_{J} of projective kk-varieties. Indeed, EJE_{J} (resp. EJ′E^{\prime}_{J}) is the closure of the center of vv on 𝒳\mathcal{X} (resp. 𝒳′\mathcal{X}^{\prime}), and both have codimension |J||J| by Theorem 3.11.

Recall that φ=φG\varphi=\varphi_{G} for some G∈Div0⁡(𝒴)G\in\Div_{0}(\mathcal{Y}). We may assume that the determination 𝒴\mathcal{Y} of φ\varphi dominates 𝒳′\mathcal{X}^{\prime}, so that π\pi factors as π=ρ∘μ\pi=\rho\circ\mu with μ:𝒴→𝒳′\mu:\mathcal{Y}\to\mathcal{X}^{\prime}. As we shall see shortly, a first computation shows:

Lemma 6.4.

We have

ρ∗​(φ⁡(v)​𝒳0+∑j∈LDv​φ​(ej)​bj​Ej)|EJ′=(μ∗​G)|EJ′\left.\rho^{*}\left(\varphi(v)\,\mathcal{X}_{0}+\sum_{j\in L}D_{v}\varphi(e_{j})\,b_{j}E_{j}\right)\right|_{E^{\prime}_{J}}=(\mu_{*}G)|_{E^{\prime}_{J}}

in Pic⁡(EJ′)𝐐\Pic(E^{\prime}_{J})_{\mathbf{Q}}.

The key observation is now the following positivity property:

Lemma 6.5.

If ℒ∈Pic⁡(𝒳′)\mathcal{L}\in\Pic(\mathcal{X}^{\prime}) is nef then EJ′⋅(ρ∗​θ𝒳+μ∗​G)⋅ℒn−p−1≥0E^{\prime}_{J}\cdot\left(\rho^{*}\theta_{\mathcal{X}}+\mu_{*}G\right)\cdot\mathcal{L}^{n-p-1}\geq 0.

Grant this result for the moment. Lemma 6.4 and the projection formula yield

deg⁡(ρ|EJ′)​EJ⋅(θ𝒳+φ⁡(v)​𝒳0+∑j∈LDv​φ​(ej)​bj​Ej)⋅𝒜n−p−1=EJ′⋅(ρ∗​θ𝒳+μ∗​G)⋅ρ∗​𝒜n−p−1.\deg(\rho|_{E^{\prime}_{J}})E_{J}\cdot\left(\theta_{\mathcal{X}}+\varphi(v)\,\mathcal{X}_{0}+\sum_{j\in L}D_{v}\varphi(e_{j})\,b_{j}E_{j}\right)\cdot\mathcal{A}^{n-p-1}=E^{\prime}_{J}\cdot(\rho^{*}\theta_{\mathcal{X}}+\mu_{*}G)\cdot\rho^{*}\mathcal{A}^{n-p-1}.

Here the right-hand side is non-negative by Lemma 6.5, since ρ∗​𝒜\rho^{*}\mathcal{A} is nef, and we get

(6.3) ∑j∈LDv​φ​(ej)​bj​(EJ⋅Ej⋅𝒜n−p−1)≥−(EJ⋅θ𝒳⋅𝒜n−p−1)−φ⁡(v)​(EJ⋅𝒳0⋅𝒜n−p−1).\sum_{j\in L}D_{v}\varphi(e_{j})\,b_{j}\left(E_{J}\cdot E_{j}\cdot\mathcal{A}^{n-p-1}\right)\geq-(E_{J}\cdot\theta_{\mathcal{X}}\cdot\mathcal{A}^{n-p-1})-\varphi(v)(E_{J}\cdot\mathcal{X}_{0}\cdot\mathcal{A}^{n-p-1}).

By induction, the C0,1C^{0,1}-norm of φ|σ\varphi|_{\sigma} is under control. Since vv belongs to σ=σJ\sigma=\sigma_{J}, this gives

|φ⁡(v)|≤C​ and ​maxj∈J​|Dv​φ​(ej)|≤C,|\varphi(v)|\leq C\text{ and }\max_{j\in J}|D_{v}\varphi(e_{j})|\leq C,

and (6.3) yields a lower bound

∑j∈L∖JDv​φ​(ej)​bj​(EJ⋅Ej⋅𝒜n−p−1)≥−C.\sum_{j\in L\setminus J}D_{v}\varphi(e_{j})\,b_{j}\left(E_{J}\cdot E_{j}\cdot\mathcal{A}^{n-p-1}\right)\geq-C.

Now the convexity of φ\varphi and the normalization supXφ=0\sup_{X}\varphi=0 show that

maxj∈L∖J⁡Dv​φ​(ej)≤maxj∈L∖J⁡(φ⁡(ej)−φ⁡(v))≤−φ⁡(v)≤C.\max_{j\in L\setminus J}D_{v}\varphi(e_{j})\leq\max_{j\in L\setminus J}(\varphi(e_{j})-\varphi(v))\leq-\varphi(v)\leq C.

Here Ej|EJE_{j}|_{E_{J}} is a non-zero effective divisor for j∉Jj\notin J, hence EJ⋅Ej⋅𝒜n−p−1>0E_{J}\cdot E_{j}\cdot\mathcal{A}^{n-p-1}>0 since 𝒜\mathcal{A} is ample. The previous inequality therefore implies, as desired, that Dv​φ​(e)≥−CD_{v}\varphi(e)\geq-C, since e=eje=e_{j} for some j∈L∖Jj\in L\setminus J. ∎

Proof of Lemma 6.4.

We write v=∑j∈Jsj​ejv=\sum_{j\in J}s_{j}e_{j} with sj>0s_{j}>0 rational and ∑j∈Jsj=1\sum_{j\in J}s_{j}=1. Set si=0s_{i}=0 for i∈I∖Ji\in I\setminus J. For i∈Ii\in I let φi\varphi_{i} be the model function induced by the vertical divisor bi​Ei∈Div0⁡(𝒳)b_{i}E_{i}\in\Div_{0}(\mathcal{X}). This function is affine on each face of Δ\Delta and satisfies φi​(ej)=δi​j\varphi_{i}(e_{j})=\delta_{ij} for all j∈Ij\in I. Since ej′=ε​ej+(1−ε)​ve^{\prime}_{j}=\varepsilon e_{j}+(1-\varepsilon)v for j∈Lj\in L we get:

φi​(ej′)={ε+(1−ε)​siif i=j∈J(1−ε)​siif i≠j∈Jεif i=j∈L∖J0if i≠j∈L∖J\varphi_{i}(e^{\prime}_{j})=\begin{cases}\varepsilon+(1-\varepsilon)s_{i}&\text{if $i=j\in J$}\\ (1-\varepsilon)s_{i}&\text{if $i\neq j\in J$}\\ \varepsilon&\text{if $i=j\in L\setminus J$}\\ 0&\text{if $i\neq j\in L\setminus J$}\end{cases}

By Theorem 3.11, Ej′E^{\prime}_{j} intersects EJ′E^{\prime}_{J} iff j∈Lj\in L. We thus have

ρ∗​(bi​Ei)|EJ′=∑j∈Lφi​(ej′)​bj′​Ej′|EJ′​for all i∈I\rho^{*}(b_{i}E_{i})|_{E^{\prime}_{J}}=\sum_{j\in L}\varphi_{i}(e^{\prime}_{j})b^{\prime}_{j}\,E^{\prime}_{j}|_{E^{\prime}_{J}}\ \text{for all $i\in I$}

and

(μ∗​G−φ⁡(v)​ρ∗​𝒳0)|EJ′=∑j∈L(φ⁡(ej′)−φ⁡(v))​bj′​Ej′|EJ′(\mu_{*}G-\varphi(v)\rho^{*}\mathcal{X}_{0})|_{E^{\prime}_{J}}=\sum_{j\in L}(\varphi(e^{\prime}_{j})-\varphi(v))b^{\prime}_{j}\,E^{\prime}_{j}|_{E^{\prime}_{J}}

in Pic⁡(EJ′)𝐐\Pic(E^{\prime}_{J})_{\mathbf{Q}}, where we have set bj′:=ordEj′⁡(t)b^{\prime}_{j}:=\ord_{E^{\prime}_{j}}(t).

Recall also that φ\varphi is affine on each segment [v,ei′][v,e^{\prime}_{i}], so that Dv​φ​(ei)=ε−1​(φ⁡(ei′)−φ⁡(v))D_{v}\varphi(e_{i})=\varepsilon^{-1}\left(\varphi(e^{\prime}_{i})-\varphi(v)\right) for i∈Li\in L. We can now compute in Pic⁡(EJ′)𝐐\Pic(E^{\prime}_{J})_{\mathbf{Q}}

ρ∗​(∑i∈LDv​φ​(ei)​bi​Ei)|EJ′=∑i∈Lε−1​(φ⁡(ei′)−φ⁡(v))​(∑j∈Lφi​(ej′)​bj′​Ej′|EJ′)==∑i∈Jε−1​(φ⁡(ei′)−φ⁡(v))​(ε​bi′​Ei′|EJ′+si​∑j∈J(1−ε)​bj′​Ej′|EJ′)++∑i∈L∖Jε−1(φ(e′i)−φ(v))εb′iE′i|EJ′==∑i∈L(φ⁡(ei′)−φ⁡(v))​bi′​Ei′|EJ′+ε−1​(1−ε)​(∑i∈Jsi​(φ⁡(ei′)−φ⁡(v)))​(∑j∈Jbj′​Ej′|EJ′)=(μ∗​G−φ⁡(v)​ρ∗​𝒳0)|EJ′.\left.\rho^{*}\left(\sum_{i\in L}D_{v}\varphi(e_{i})\,b_{i}E_{i}\right)\right|_{E^{\prime}_{J}}=\sum_{i\in L}\varepsilon^{-1}\left(\varphi(e^{\prime}_{i})-\varphi(v)\right)\left(\sum_{j\in L}\varphi_{i}(e^{\prime}_{j})\,b^{\prime}_{j}\,E^{\prime}_{j}|_{E^{\prime}_{J}}\right)=\\ =\sum_{i\in J}\varepsilon^{-1}(\varphi(e^{\prime}_{i})-\varphi(v))\left(\varepsilon\,b^{\prime}_{i}\,E^{\prime}_{i}|_{E^{\prime}_{J}}+s_{i}\sum_{j\in J}(1-\varepsilon)\,b^{\prime}_{j}\,E^{\prime}_{j}|_{E^{\prime}_{J}}\right)+\\ +\sum_{i\in L\setminus J}\varepsilon^{-1}(\varphi(e^{\prime}_{i})-\varphi(v))\,\varepsilon\,b^{\prime}_{i}\,E^{\prime}_{i}|_{E^{\prime}_{J}}=\\ =\sum_{i\in L}(\varphi(e^{\prime}_{i})-\varphi(v))\,b^{\prime}_{i}\,E^{\prime}_{i}|_{E^{\prime}_{J}}+\varepsilon^{-1}(1-\varepsilon)\left(\sum_{i\in J}s_{i}(\varphi(e^{\prime}_{i})-\varphi(v))\right)\left(\sum_{j\in J}\,b^{\prime}_{j}\,{E^{\prime}_{j}}|_{E^{\prime}_{J}}\right)\\ =(\mu_{*}G-\varphi(v)\rho^{*}\mathcal{X}_{0})|_{E^{\prime}_{J}}.

The last equality follows from the fact that φ\varphi is affine on the simplex σJ′\sigma^{\prime}_{J} of Δ′\Delta^{\prime} so that ∑i∈Jsi​φ​(ei′)=φ⁡(v)=∑i∈Jsi​φ​(v)\sum_{i\in J}s_{i}\varphi(e^{\prime}_{i})=\varphi(v)=\sum_{i\in J}s_{i}\varphi(v). This concludes the proof. ∎

Proof of Lemma 6.5.

Set F:=μ∗​μ∗​G−G∈Div0⁡(𝒴)𝐐F:=\mu^{*}\mu_{*}G-G\in\Div_{0}(\mathcal{Y})_{\mathbf{Q}}. The divisor GG is μ\mu-nef since μ∗​(ρ∗​θ𝒳)+G\mu^{*}(\rho^{*}\theta_{\mathcal{X}})+G is nef by assumption, and Lemma 1.6 therefore implies that FF is effective.

Let WW be the closure of the center of vv on 𝒴\mathcal{Y}. Since the center of vv on 𝒳′\mathcal{X}^{\prime} is the generic point of EJ′E^{\prime}_{J}, we must have μ⁡(W)=EJ′\mu(W)=E^{\prime}_{J}. Note, however, that we do not claim dimW=dimEJ′\dim W=\dim E^{\prime}_{J}.

By Theorem 3.11, the function φμ∗​G\varphi_{\mu_{*}G} is affine on the face σJ′\sigma^{\prime}_{J} of Δ′\Delta^{\prime}. But φG\varphi_{G} is also affine on σJ′\sigma^{\prime}_{J} by assumption, and we have

φG​(ej′)=bj′​ordEj′⁡(G)=φμ∗​G​(ej′)for all j∈J.\varphi_{G}(e^{\prime}_{j})=b^{\prime}_{j}\ord_{E^{\prime}_{j}}(G)=\varphi_{\mu_{*}G}(e^{\prime}_{j})\quad\text{for all $j\in J$}.

It follows that φF≡0\varphi_{F}\equiv 0 on σJ′\sigma^{\prime}_{J}, and in particular v⁡(F)=0v(F)=0. But this means precisely that WW is not contained in Supp⁡F\supp F, so that F|WF|_{W} is an effective 𝐐\mathbf{Q}-Cartier divisor. Hence

μ∗​(ρ∗​θ𝒳+μ∗​G)|EJ′=(π∗​θ𝒳+μ∗​μ∗​G)|W=(π∗​θ𝒳+G)|W+F|W\mu^{*}(\rho^{*}\theta_{\mathcal{X}}+\mu_{*}G)|_{E^{\prime}_{J}}=(\pi^{*}\theta_{\mathcal{X}}+\mu^{*}\mu_{*}G)|_{W}=(\pi^{*}\theta_{\mathcal{X}}+G)|_{W}+F|_{W}

is the sum of a nef class and an effective class. We conclude by Lemma 6.6 below. ∎

Lemma 6.6.

Let μ:W→V\mu:W\to V be a surjective morphism between projective varieties over a field kk and let α∈N1​(V)\alpha\in N^{1}(V). If μ∗​α=γ+F\mu^{*}\alpha=\gamma+F where γ\gamma is nef and FF is effective then (α⋅βdimV−1)V≥0\left(\alpha\cdot\beta^{\dim V-1}\right)_{V}\geq 0 for every nef class β∈N1​(V)\beta\in N^{1}(V).

Proof.

Let kak^{a} be an algebraic closure of kk and let V′V^{\prime} be an irreducible component of (the reduction of) Va:=V⊗kaV^{a}:=V\otimes k^{a}. There exists a component W′W^{\prime} of WaW^{a} dominating V′V^{\prime}. Upon replacing WW and VV by W′W^{\prime} and V′V^{\prime} we are reduced to the case where kk is algebraically closed. Upon taking successive hyperplane sections of WW not containing any component of FF and choosing an irreducible component dominating VV we may then assume that μ\mu is generically finite. In that case we have

(deg⁡μ)​(α⋅βdimV−1)V=(μ∗​α⋅μ∗​βdimV−1)W(\deg\mu)\left(\alpha\cdot\beta^{\dim V-1}\right)_{V}=\left(\mu^{*}\alpha\cdot\mu^{*}\beta^{\dim V-1}\right)_{W}

and the result is then clear since μ∗​β\mu^{*}\beta is nef. ∎

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