3. Dual complexes [01ED]
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3. Dual complexes
In this section we define, followingΒ [KS06], an embedding of the dual complex of an SNC model into the Berkovich space . This construction is essentially a special case of [Ber99] (see also [Thu07]), but the present setting allows a much more elementary and explicit approach. We also explain how to construct (not necessarily SNC) models dominating from suitable subdivisions of , adapting some of the toroidal techniques of [KKMS].
3.1. The dual complex of an SNC model
Let be an SNC model of . The image of the evaluation map defined in CorollaryΒ 2.5 then admits the structure of a rational simplicial complex, defined as follows. Write the special fiber as , where and are the irreducible components. Let be the associated divisorial points and set . Recall from DefinitionΒ 1.1 that for each the intersection is either empty or a smooth irreducible -variety. For each such that let be the simplicial cone defined by . These cones naturally define a (regular) fan in . Slightly abusively, we shall also denote by the support of this fan, that is, the union of all the cones . We then define the dual complex33 3 The dual complex is called the Clemens polytope inΒ [KS06]. of by
Each such that corresponds to a simplicial face
of dimension in , where denotes convex hull. This endows with the structure of a (compact rational) simplicial complex, such that is a face of iff .
3.2. Embedding the dual complex in the Berkovich space
Theorem 3.1.
Let be any SNC model of .
- (i)
The image of the evaluation map coincides with .
- (ii)
There exists a unique continuous (injective) map such that:
- (a)
is the identity on ;
- (b)
for , the center of on is the generic point of for the unique subset such that is contained in the relative interior of .
- (a)
The proof is given inΒ Β§3.3. Let us derive some consequences.
For any two models , observe that the natural map maps onto since by definition. We may thus form the projective limit , and we have
Corollary 3.2.
The maps induce a homeomorphism
| (3.1) |
Proof.
The map is well-defined by TheoremΒ 3.1Β (i). It is a homeomorphism onto its image by CorollaryΒ 2.5 and the fact that any model is dominated by an SNC model. As is compact, we only need to show that is dense in . Pick and fix an SNC model . If is an SNC model dominated by , then yields . Hence . β
Definition 3.3.
For any SNC model we define a continuous map by
It follows from TheoremΒ 3.1 that satisfies and iff . Hence we view as a retraction of onto the image of the embedding .
Lemma 3.4.
The retraction map satisfies the following properties:
- (i)
for all .
- (ii)
for all .
Proof.
By definition of we have for a given iff , and it follows that lies in the relative interior of the simplex for the maximal such that . PropertyΒ (b) in TheoremΒ 3.1 then shows that is the generic point of , which proves (i).
Let us prove (ii). For each we have
using the identity .
β
Proposition 3.5.
If are two SNC models, then
- (i)
and .
- (ii)
.
Note that (ii) says that the image in of is contained in the image of .
Proof.
(i) amounts to the fact that for all , which is a special case of Lemma 3.4.
Let us now prove (ii). The map is continuous, and the previous identity implies that . By the uniqueness part of TheoremΒ 3.1 it suffices to prove that on . Pick and set , . On the one hand (i) shows that
so by (i) of LemmaΒ 3.4. On the other hand by definition, so and hence by continuity of the map for the Zariski topology. β
Definition 3.6.
We define the subset of quasimonomial points as
where ranges over SNC models of .
Corollary 3.7.
We have pointwise on . Hence is dense in .
Of course, we already knew from CorollaryΒ 2.4 that is dense in .
3.3. Proof of TheoremΒ 3.1
Proving the inclusion is a matter of unwinding definitions. The reverse inclusion will follow fromΒ (a). HenceΒ (ii) impliesΒ (i).
The proof of (ii) is essentially the same as that of [JM11, Proposition 3.1]. It is also closely related to [Ber99, Lemma 5.6] and [Thu07, Corollaire 3.13]. Fix a subset with , let be its generic point and let be the corresponding face of . It will be enough to show the existence and uniqueness of a continuous map satisfying (a) and (b) of Theorem 3.1 for .
For each pick a local equation of , so that is a regular system of parameters of thanks to the SNC condition. Property (a) means that the valuation defined by
takes value on . After choosing a field of representatives of in , Cohenβs theorem yields an isomorphism
| (3.2) |
sending to . We first deal with the uniqueness of on . Assume thus that are two continuous maps satisfying (a) and (b) for . When belongs to the relative interior , the corresponding valuations , have center on , hence extend by continuity to . The isomorphism (3.2) enables us to write any given as with , in such a way that each non-zero is a unit. For any we then have
for each . If is -linearly independent then these numbers are furthermore mutually distinct as ranges over , and the ultrametric property yields
| (3.3) |
We conclude that on the dense set of points such that is -linearly independent, hence on by continuity.
Let us now define on . Recall that a monomial valuation on the ring of formal power series is a valuation that is uniquely determined by its values on monomials, i.e. by , . Such a valuation acts on
by
| (3.4) |
Using the isomorphism (3.2) we may thus define by pulling back the monomial valuation of with value on . The center of is then equal to the generic point of , i.e. the generic point of where is the face containing in its relative interior. The continuity of on is also easy to see using (3.4). Setting therefore concludes the proof.
Remark 3.8.
For each let be the set of components passing through . Arguing as above shows that there exists a unique way to define for each a valuation on , if we impose that:
- β’
is centered at for ;
- β’
for each ;
- β’
is continuous for each .
Indeed, choose a regular system of parameters of such that is a local equation of for , and a field of representatives of in . We then have an isomorphism under which corresponds to the monomial valuation taking value on for , and on for . Note that is then the image of under the natural map .
3.4. Functions on dual complexes
Proposition 3.9.
Let be an SNC model of and let be a vertical fractional ideal sheaf on . Then satisfies:
- (i)
is piecewise affine and convex on each face of ;
- (ii)
.
Combining this result with PropositionΒ 2.2 we see that for any model function , the composition is piecewise affine on each face of . In fact, it is affine on each face iff is determined on .
Proof.
Upon multiplying by with , we may assume that is a vertical ideal sheaf. Pick such that is non-empty, choose a point and let be generators of at . With the notation introduced in the proof of Theorem 3.1 we then have
| (3.5) |
By (3.4) each function is piecewise affine and convex on , provingΒ (i). To proveΒ (ii), pick any , set and let be the set of indices such that . Arguing similarly with generators of , it is enough to show that for each . Note that the seminorm extends by continuity to since . Writing in the notation of Remark 3.8 we then have
by the ultrametric property, using that since each non-zero is a unit. On the other hand, if we set for then we have by definition , hence
and the result follows. β
Let be the set of all continuous functions whose restriction to each face of is piecewise affine, with gradients given by -divisors .
Definition 3.10.
Let . For each such that we set and define a vertical fractional ideal sheaf on by letting for each
| (3.6) |
Note that these locally defined sheaves glue well together, and that is equal to the convex envelope of on each face of .
3.5. Subdivisions and vertical blowups
Let be an SNC model. A subdivision of is a compact rational polyhedral complex of refining . Each subdivision is thus of the form where is a rational fan refining . A subdivision is simplicial if its faces are simplices.
A subdivision is projective if it admits a strictly convex support function, that is, a function that is convex on each face of and such that is the coarsest subdivision of on each of whose faces is affine.
Theorem 3.11.
Let be an SNC model of and let be a simplicial projective subdivision of . Then there exists a vertical blow-up with the following properties:
- (i)
is normal and vertically -factorial.
- (ii)
The vertices of are in bijection with the irreducible components of , in such a way that is the generic point of for each .
- (iii)
If , then is normal, irreducible, and nonempty iff the corresponding vertices , of span a face of . In this case, has codimension and its generic point is the center of on for all in the relative interior of .
- (iv)
For each the function is affine on the faces of .
This result is in essence contained in the toroidal theory of [KKMS]. However, strictly speaking, these authors only deal with varieties over an algebraically closed field and with toroidal -varieties, neither of which appears to adequately handle the case of SNC -varieties when the special fiber is non-reduced. Since Theorem 3.11 is one of the crucial ingredients in the proof of Theorem A, we therefore provide a complete proof, mostly adapting [KKMS, pp.76-82].
Proof.
Step 1. Given a finite set and a field , we rely on basic toric geometry (cf.Β [KKMS, Ful93, Oda88]) to show that and its coordinate hyperplanes satisfy an analogue of (i)-(iv). Set to be the multiplicative split torus of dimension over . The fan of the toric -variety consists of the cones , . For each let
be the monomial valuation with for , so that the center of on is the generic point of for all in the relative interior of .
Let be a simplicial fan decomposition of . The toric -variety attached to comes with a -equivariant proper birational morphism satisfying the following properties:
- (a)
is normal (because it is toric), and all toric Weil divisors of are -Cartier (since is simplicial).
- (b)
There is a bijection between the set of rays of and the toric prime divisors of , in such a way that for each the center of on is the generic point of .
- (c)
For each the intersection is normal, irreducible, and non-empty iff is a cone of . In this case has codimension , and its generic point is the center of on for all in the relative interior of .
- (d)
For each toric divisor of , the map is linear on each cone of .
With the notation of (c), assume that is non-empty and let be the smallest cone of containing . We then have , and we claim that
| (3.7) |
Indeed, denote by and the generic points of and respectively. Since is normal, (3.7) amounts to the fact is algebraically closed in (cf.Β [EGA, III.4.3.12]). But is the closure of a -orbit in , mapping to the -orbit in . The stabilizer of in is , so the -equivariant morphism has geometrically integral fibers. In particular is the generic point of the fiber over , and it follows as desired that is algebraically closed in (cf.Β [EGA, IV.4.5.9]).
Step 2. Let be a strictly convex support function for . We define as the blow-up of along the vertical fractional ideal sheaf given in Definition 3.10.
Let be a given point and use the notation of Remark 3.8. Since and are excellent we get a diagram
where and are regular, i.e. flat and with (geometrically) regular fibers (but a priori not of finite type, as opposed to a smooth morphism). By Remark 3.8 we have
| (3.8) |
for all . The subdivision of defined by induces a simplicial fan decomposition of , to which the results of Step 1 apply. Since is a support function of , the toric -variety attached to coincides in fact with the blow-up of along the toric fractional ideal sheaf
where we have set . Comparing with (3.6), we see that
Since blow-ups commute with flat base change (cf.Β [Liu, 8.1.12]), sits in a commutative diagram
| (3.9) |
where the two squares are Cartesian. The morphisms and are also regular, since the latter property is preserved under finite type base change (cf.Β [EGA, IV.6.8.3]).
Let be the set of vertices of contained in , so that each ray belongs to the fan . If we let be the corresponding toric prime divisor of and pick then is normal, irreducible, and non-empty iff the , span a face of , by property (c). Since is regular, if follows that is normal and is either empty or of codimension . It is furthermore irreducible, by (3.7) and Lemma 3.12 below. In particular, is exactly the set of irreducible components of the special fiber of . We then easily obtain the analogue of (i)-(iv) of Theorem 3.11 with , and in place of , and .
On the other hand, for each irreducible component of dominating , we claim that the divisor is irreducible. Indeed, each irreducible component of the divisor is of the form for some . If we denote by and the generic points of and respectively then we have on the one hand since is flat. On the other hand, is the center of on , hence thanks to (3.8). For dimension reason it follows that , and the injectivity of shows that is uniquely determined by , which implies as desired that is irreducible.
We may thus write the irreducible components of dominating as , with the property that
By flat descent it follows that is normal over . It is also -Cartier, since a Weil divisor is Cartier at a point iff its restriction to the formal neighborhood of that point is Cartier. It is now easy to conclude the proof of (i)-(iv), using the analogous properties for together with (3.8). β
Lemma 3.12.
Assume that
a Cartesian square of Noetherian schemes such that the vertical arrows are proper and surjective and the horizontal morphisms are regular. If , are are irreducible, and are normal and then is normal and irreducible.
Proof.
Note first that and are normal byΒ [EGA, IV.6.5.4]. Since direct images commute with flat base change we have , which implies that has connected fibers as a consequence of the theorem on formal functions (cf.Β [EGA, III.4.3.2]). Since is connected and is closed, surjective and has connected fibers, it follows that is connected, hence irreducible since it is normal. β
Corollary 3.13.
For each SNC model the set of rational points of coincides with .
Proof.
If is a rational point then Theorem 3.11 yields a vertical blow-up such that for some irreducible component of . Conversely, it is a divisorial point then the corresponding valuation takes rational values on the local equations of the components of , which shows that is a rational point of . β