5. Positivity of forms and metrics [01FE]
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5. Positivity of forms and metrics
5.1. Positive closed -forms and metrics
Definition 5.1.
A closed -form is said to be:
- (i)
semipositive if is nef for some (or, equivalently, any) determination of ;
- (ii)
-positive if is a determination of and is ample.
A model metric on a line bundle is said to be semipositive if the curvature form is semipositive.
The equivalence in (i) follows from the following standard fact: if is a numerical class and is a vertical blow-up then is nef iff is nef. On the other hand, the analogous result is obviously wrong for ample classes, so that it is indeed necessary to specify the model in (ii). If is -positive and is determined on then is also -positive for all .
The set of all semipositive closed -forms is a convex cone of that can be equivalently defined as
Proposition 5.2.
Let be a closed -form whose de Rham class is ample. For every sufficiently high model , we may then find a model function such that is -positive. If is furthermore semipositive then we may also arrange that for any given .
Proof.
Let be a determination of and let be a representative of . The assumption implies that the -line bundle is ample. By Corollary 1.5 we may thus assume that has been chosen so that admits an ample extension for each model dominating . If denotes the corresponding vertical blow-up then for some , and is a model function such that is -positive.
Now suppose is semipositive and pick , as above. Upon replacing by we may assume that . Then the closed -form
is also -positive for each , completing the proof since is bounded. ∎
Since the nef cone of is the closure of the ample cone, we get as a consequence:
Corollary 5.3.
The closure of the image of in coincides with the nef cone of .
Remark 5.4.
In the complex case, it is not always possible to find a smooth semipositive form in a nef class, so the image of in is strictly contained in in general, see [DPS94, Example 1.7]. In the non-Archimedean setting, the situation is unclear.
5.2. -psh model functions
By analogy with the complex case, we introduce:
Definition 5.5.
Let be a closed -form. A model function is said to be -plurisubharmonic (-psh for short) if the closed -form is semipositive.
Note that constant functions are -psh model functions iff is semipositive. Also, if , then is a -psh model function iff is -psh.
We will need two technical results relating -psh model functions to fractional ideal sheaves.
Lemma 5.6.
Let and let be the corresponding metric on . If is a vertical fractional ideal sheaf on such that is generated by its global sections, then is a model -psh function.
Proof.
Let be the normalization of the blow-up of along and let be the vertical Cartier divisor such that . The assumption implies that is also generated by its global sections, so that is nef. The result follows since the model function is determined on by . ∎
Lemma 5.7.
Let be a closed -form and let be a determination of . Then each -psh model function is a uniform limit on of functions of the form with and a vertical fractional ideal sheaf on .
Proof.
Let be a vertical blow-up such that for some . Since is determined by , the assumption that is -psh implies that is -nef. By Lemma 1.4 and Kleiman’s criterion [Kle66], we may find a vertical -ample -divisor arbitrarily close to . It is then clear that is uniformly close to on (see the proof of Corollary 2.4). Since is -ample we may find such that is -globally generated. If we set we then have , which concludes the proof. ∎
We are now in a position to establish the first properties of -psh model functions.
Proposition 5.8.
Let be a closed -form. Then the set of -psh model functions is (-)convex and stable under max.
Proof.
Convexity is clear from the definition. To prove stability under maxima, let be -psh, pick a common determination of and the ’s and let be a representative of for .
Since the ample cone of is open, we may find ample line bundles whose numerical classes form a basis of . We may thus find such that is a representative of in . Let be (small) positive numbers such that for each and set . Since are -psh it follows that is an ample -divisor on for . We may thus find a positive integer such that , and both sheaves , are generated by their global sections on . If we introduce the vertical fractional ideal sheaf
then it follows that is also generated by its global sections. By Lemma 5.6, is thus psh with respect to , that is:
Letting , we conclude as desired that . ∎
Proposition 5.9.
Let be a closed -form and let be a SNC model on which is determined. Then each -psh model function satisfies:
- (i)
is piecewise affine and convex on each face of ;
- (ii)
with equality if is determined on .
Finally we show that -psh model functions are plentiful as soon as is ample.
Proposition 5.10.
Let be a closed -form whose de Rham class is ample. Then is spanned by -psh model functions.
Proof.
Let . By Proposition 5.2 we may find a model and a model function such that , and are all determined on and such that is -positive. Since the closed -form is determined on we may thus find a rational number such that . It follows that is a difference of -psh model functions, and the result follows. The case when is semipositive is proved in a similar way. ∎
5.3. Closedness of -psh model functions
The next result will be used to show that the definition of -psh functions in Section 7 below extends the one for model functions.
Theorem 5.11.
Let be a closed -form. The set of -psh model functions is closed in with respect to the topology of pointwise convergence on .
This theorem in particular implies that S.-W. Zhang’s definition of continuous semipositive metrics as uniform limits of semipositive model metrics (cf. [Zha95, 3.1]) is consistent when applied to model metrics. Another argument for this, valid in arbitrary residue characteristic, has been communicated to the authors by A. Thuillier. This argument uses a theorem by Tate to reduce to the case of curves.
We start the proof with the following special case.
Lemma 5.12.
Let be an SNC model and pick such that is ample. Assume that the model metric is a pointwise limit over of semipositive model metrics on . Then itself is semipositive, i.e. is nef.
Proof.
Step 1. For each let be the base-ideal of . We are going to show that converges pointwise to on . Note that is vertical for since is ample on the generic fiber of . The sequence is a graded sequence of ideals, i.e. we have for all . It follows that is a super-additive sequence, which implies that
| (5.1) |
pointwise on . Pick a rational number and . Let be the curvature form of . Since is by assumption a pointwise limit of -psh model functions, there exists a vertical blow-up and such that is -psh, and for each irreducible component of our given model . By Proposition 5.9 the latter condition yields on , so that has and satisfies . On the other hand, we may assume that has been chosen high enough to apply Proposition 5.2 and get with , on and ample. Since we then have
Now the left-hand side is globally generated for some . Since we conclude that
hence
We have thus shown that at each , which implies as desired that converges to pointwise on thanks to (5.1).
Step 2. Let us now show that is nef. For each let be the multiplier ideal attached to the graded sequence (cf. Appendix B). We have the elementary inclusion for all , whereas the subadditivity property (cf. Theorem B.7) implies for all . We infer that for any and hence
By Step 2 we conclude that , i.e. since multiplier ideals are integrally closed by definition. The uniform global generation property of multiplier ideals (Theorem B.8) now yields an ample line bundle independent of such that is globally generated for all . This immediately shows that is nef. ∎
Proof of Theorem 5.11.
. Suppose that is a pointwise limit of -psh model functions. Our goal is to show that is -psh. Upon replacing with we may assume that . Note that the existence of at least one -psh model function implies that is nef. As in Proposition 5.8 we can choose finitely many ample line bundles such that their numerical classes form a basis of . There exists arbitrarily small positive numbers such that is a rational class, hence the class of a -line bundle on whose restriction to is ample. Since is a pointwise limit of -psh model functions and since is semipositive for each -psh model function , we may now apply Lemma 5.12 to conclude that is nef. It follows that by closedness of the nef cone. ∎
5.4. Comparison of terminology
The terminology for semipositive is unfortunately not uniform across the literature. Here is a tentative summary.
| Model metric: [YZ09] | Semipositive continuous metric: [CL06, CL10] |
|---|---|
| Algebraic metric: [BPS, CL06, Liu] | Approachable metric: [BPS] |
| Smooth metric: [CL10] | Semipositive metric: [YZ09, Liu] |
| Root of an algebraic metric: [Gub98] | Semipositive admissible metric: [Gub98] |