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5.2. θ -psh model functions [01FL]

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5.2. θ\theta-psh model functions

By analogy with the complex case, we introduce:

Definition 5.5.

Let θ∈𝒵1,1​(X)\theta\in\mathcal{Z}^{1,1}(X) be a closed (1,1)(1,1)-form. A model function φ∈𝒟⁡(X)\varphi\in\mathcal{D}(X) is said to be θ\theta-plurisubharmonic (θ\theta-psh for short) if the closed (1,1)(1,1)-form θ+d​dc​φ\theta+dd^{c}\varphi is semipositive.

Note that constant functions are θ\theta-psh model functions iff θ\theta is semipositive. Also, if ψ∈𝒟⁡(X)\psi\in\mathcal{D}(X), then φ\varphi is a θ\theta-psh model function iff φ−ψ\varphi-\psi is (θ+d​dc​ψ)(\theta+dd^{c}\psi)-psh.

We will need two technical results relating θ\theta-psh model functions to fractional ideal sheaves.

Lemma 5.6.

Let ℒ∈Pic⁡(𝒳)\mathcal{L}\in\Pic(\mathcal{X}) and let ∥⋅∥\|\cdot\| be the corresponding metric on L:=ℒ|XL:=\mathcal{L}|_{X}. If 𝔞\mathfrak{a} is a vertical fractional ideal sheaf on 𝒳\mathcal{X} such that ℒ⊗𝔞\mathcal{L}\otimes\mathfrak{a} is generated by its global sections, then log⁡|𝔞|\log|\mathfrak{a}| is a model c1(L,∥⋅∥)c_{1}(L,\|\cdot\|)-psh function.

Proof.

Let π:𝒳′→𝒳\pi:\mathcal{X}^{\prime}\to\mathcal{X} be the normalization of the blow-up of 𝒳\mathcal{X} along 𝔞\mathfrak{a} and let D∈Div0⁡(𝒳′)D\in\Div_{0}(\mathcal{X}^{\prime}) be the vertical Cartier divisor such that 𝔞⋅𝒪𝒳′=𝒪𝒳′​(D)\mathfrak{a}\cdot\mathcal{O}_{\mathcal{X}^{\prime}}=\mathcal{O}_{\mathcal{X}^{\prime}}(D). The assumption implies that π∗​ℒ⊗𝒪𝒳′​(D)\pi^{*}\mathcal{L}\otimes\mathcal{O}_{\mathcal{X}^{\prime}}(D) is also generated by its global sections, so that ℒ+D\mathcal{L}+D is nef. The result follows since the model function log⁡|𝔞|\log|\mathfrak{a}| is determined on 𝒳′\mathcal{X}^{\prime} by DD. ∎

Lemma 5.7.

Let θ\theta be a closed (1,1)(1,1)-form and let 𝒳\mathcal{X} be a determination of θ\theta. Then each θ\theta-psh model function φ∈𝒟⁡(X)\varphi\in\mathcal{D}(X) is a uniform limit on XX of functions of the form 1m​log⁡|𝔞|\tfrac{1}{m}\log|\mathfrak{a}| with m∈𝐍∗m\in\mathbf{N}^{*} and 𝔞\mathfrak{a} a vertical fractional ideal sheaf on 𝒳\mathcal{X}.

Proof.

Let π:𝒳′→𝒳\pi:\mathcal{X}^{\prime}\to\mathcal{X} be a vertical blow-up such that φ=φD\varphi=\varphi_{D} for some D∈Div0⁡(𝒳′)𝐐D\in\Div_{0}(\mathcal{X}^{\prime})_{\mathbf{Q}}. Since θ\theta is determined by θ𝒳∈N1​(𝒳/S)\theta_{\mathcal{X}}\in N^{1}(\mathcal{X}/S), the assumption that φ\varphi is θ\theta-psh implies that DD is π\pi-nef. By Lemma 1.4 and Kleiman’s criterion [Kle66], we may find a vertical π\pi-ample 𝐐\mathbf{Q}-divisor A∈Div0⁡(𝒳′)𝐐A\in\Div_{0}(\mathcal{X}^{\prime})_{\mathbf{Q}} arbitrarily close to DD. It is then clear that φA\varphi_{A} is uniformly close to φ=φD\varphi=\varphi_{D} on XX (see the proof of Corollary 2.4). Since AA is π\pi-ample we may find m≫1m\gg 1 such that 𝒪𝒳′​(m​A)\mathcal{O}_{\mathcal{X}^{\prime}}(mA) is π\pi-globally generated. If we set 𝔞:=π∗​𝒪𝒳′​(m​A)\mathfrak{a}:=\pi_{*}\mathcal{O}_{\mathcal{X}^{\prime}}(mA) we then have φA=1m​log⁡|𝔞|\varphi_{A}=\tfrac{1}{m}\log|\mathfrak{a}|, which concludes the proof. ∎

We are now in a position to establish the first properties of θ\theta-psh model functions.

Proposition 5.8.

Let θ\theta be a closed (1,1)(1,1)-form. Then the set of θ\theta-psh model functions φ∈𝒟⁡(X)\varphi\in\mathcal{D}(X) is (𝐐\mathbf{Q}-)convex and stable under max.

Proof.

Convexity is clear from the definition. To prove stability under maxima, let φ1,φ2∈𝒟⁡(X)\varphi_{1},\varphi_{2}\in\mathcal{D}(X) be θ\theta-psh, pick a common determination 𝒳\mathcal{X} of θ\theta and the φi\varphi_{i}’s and let Di∈Div0⁡(𝒳)𝐐D_{i}\in\Div_{0}(\mathcal{X})_{\mathbf{Q}} be a representative of φi\varphi_{i} for i=1,2i=1,2.

Since the ample cone of N1​(𝒳/S)N^{1}(\mathcal{X}/S) is open, we may find ample line bundles 𝒜1,…,𝒜r∈Pic⁡(𝒳)\mathcal{A}_{1},\dots,\mathcal{A}_{r}\in\Pic(\mathcal{X}) whose numerical classes α1,…,αr\alpha_{1},\dots,\alpha_{r} form a basis of N1​(𝒳/S)N^{1}(\mathcal{X}/S). We may thus find t1,…,tr∈𝐑t_{1},\dots,t_{r}\in\mathbf{R} such that ℒ:=∑jtj​𝒜j\mathcal{L}:=\sum_{j}t_{j}\mathcal{A}_{j} is a representative of θ\theta in Pic⁡(𝒳)𝐑\Pic(\mathcal{X})_{\mathbf{R}}. Let ε1,…,εr>0\varepsilon_{1},\dots,\varepsilon_{r}>0 be (small) positive numbers such that tj+εj∈𝐐t_{j}+\varepsilon_{j}\in\mathbf{Q} for each ii and set ℒε:=∑j(tj+εj)​𝒜j\mathcal{L}_{\varepsilon}:=\sum_{j}(t_{j}+\varepsilon_{j})\mathcal{A}_{j}. Since φ,φ′\varphi,\varphi^{\prime} are θ\theta-psh it follows that ℒε+Di\mathcal{L}_{\varepsilon}+D_{i} is an ample 𝐐\mathbf{Q}-divisor on 𝒳\mathcal{X} for i=1,2i=1,2. We may thus find a positive integer mm such that m​ℒε∈Pic⁡(𝒳)m\mathcal{L}_{\varepsilon}\in\Pic(\mathcal{X}), m​Di∈Div0⁡(𝒳)mD_{i}\in\Div_{0}(\mathcal{X}) and both sheaves 𝒪𝒳​(m⁡(ℒε+Di))\mathcal{O}_{\mathcal{X}}\left(m\left(\mathcal{L}_{\varepsilon}+D_{i}\right)\right), i=1,2i=1,2 are generated by their global sections on 𝒳\mathcal{X}. If we introduce the vertical fractional ideal sheaf

𝔞m:=𝒪𝒳​(m​D1)+𝒪𝒳​(m​D2)\mathfrak{a}_{m}:=\mathcal{O}_{\mathcal{X}}(mD_{1})+\mathcal{O}_{\mathcal{X}}(mD_{2})

then it follows that 𝒪𝒳​(m​ℒε)⊗𝔞m\mathcal{O}_{\mathcal{X}}(m\mathcal{L}_{\varepsilon})\otimes\mathfrak{a}_{m} is also generated by its global sections. By Lemma 5.6, log⁡|𝔞m|=m​max⁡{φ1,φ2}\log|\mathfrak{a}_{m}|=m\max\left\{\varphi_{1},\varphi_{2}\right\} is thus psh with respect to m⁡(θ+∑jεj​αj)m(\theta+\sum_{j}\varepsilon_{j}\alpha_{j}), that is:

θ+∑jεj​αj+d​dc​max⁡{φ1,φ2}≥0.\theta+\sum_{j}\varepsilon_{j}\alpha_{j}+dd^{c}\max\{\varphi_{1},\varphi_{2}\}\geq 0.

Letting εj→0\varepsilon_{j}\to 0, we conclude as desired that θ+d​dc​max⁡{φ1,φ2}≥0\theta+dd^{c}\max\{\varphi_{1},\varphi_{2}\}\geq 0. ∎

Proposition 5.9.

Let θ\theta be a closed (1,1)(1,1)-form and let 𝒳\mathcal{X} be a SNC model on which θ\theta is determined. Then each θ\theta-psh model function φ∈𝒟⁡(X)\varphi\in\mathcal{D}(X) satisfies:

  • (i)

    φ∘emb𝒳\varphi\circ\emb_{\mathcal{X}} is piecewise affine and convex on each face of Δ𝒳\Delta_{\mathcal{X}};

  • (ii)

    φ≤φ∘p𝒳\varphi\leq\varphi\circ p_{\mathcal{X}} with equality if φ\varphi is determined on 𝒳\mathcal{X}.

Proof.

This follows directly from Lemma 5.7 and Proposition 3.9. ∎

Finally we show that θ\theta-psh model functions are plentiful as soon as {θ}\{\theta\} is ample.

Proposition 5.10.

Let θ\theta be a closed (1,1)(1,1)-form whose de Rham class {θ}∈N1​(X)\{\theta\}\in N^{1}(X) is ample. Then 𝒟⁡(X)\mathcal{D}(X) is spanned by θ\theta-psh model functions.

Proof.

Let φ∈𝒟⁡(X)\varphi\in\mathcal{D}(X). By Proposition 5.2 we may find a model 𝒳\mathcal{X} and a model function ψ\psi such that θ\theta, φ\varphi and ψ\psi are all determined on 𝒳\mathcal{X} and such that θ+d​dc​ψ\theta+dd^{c}\psi is 𝒳\mathcal{X}-positive. Since the closed (1,1)(1,1)-form d​dc​φdd^{c}\varphi is determined on 𝒳\mathcal{X} we may thus find a rational number 0<ε≪10<\varepsilon\ll 1 such that θ+d​dc​(ψ+ε​φ)≥0\theta+dd^{c}(\psi+\varepsilon\varphi)\geq 0. It follows that ε​φ=(ψ+ε​φ)−ψ\varepsilon\varphi=(\psi+\varepsilon\varphi)-\psi is a difference of θ\theta-psh model functions, and the result follows. The case when θ\theta is semipositive is proved in a similar way. ∎

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