ScalingStacks

6. Equicontinuity [01G5]

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6. Equicontinuity

The following result is the key to the compactness property in TheoremΒ A.

Theorem 6.1.

Let XX be a smooth projective KK-variety. Let 𝒳\mathcal{X} be a SNC model of XX and ΞΈβˆˆπ’΅1,1​(X)\theta\in\mathcal{Z}^{1,1}(X) a closed (1,1)(1,1)-form determined on 𝒳\mathcal{X}. Then there exists a constant C=C⁑(𝒳,ΞΈ)>0C=C(\mathcal{X},\theta)>0 such that for every ΞΈ\theta-psh model function Ο†\varphi, the composition Ο†βˆ˜emb𝒳\varphi\circ\emb_{\mathcal{X}} is convex, piecewise affine and CC-Lipschitz continuous on each face of Δ𝒳\Delta_{\mathcal{X}}.

Corollary 6.2.

With the same notation, the family

{Ο†βˆ˜embπ’³βˆ£Ο†β€‹ΞΈ-psh model function}βŠ‚C0​(Δ𝒳)\left\{\varphi\circ\emb_{\mathcal{X}}\mid\varphi\ \text{$\theta$-psh model function}\right\}\subset C^{0}(\Delta_{\mathcal{X}})

is equicontinuous on Δ𝒳\Delta_{\mathcal{X}}.

The rest of this section is devoted to the proof of TheoremΒ 6.1. For the sake of notational simplicity we will (in this section only) ignore the map emb𝒳\emb_{\mathcal{X}} and simply view Ξ”:=Δ𝒳\Delta:=\Delta_{\mathcal{X}} as a subset ofΒ XX.

Let us first set some notation. Let 𝒳0=βˆ‘i∈Ibi​Ei\mathcal{X}_{0}=\sum_{i\in I}b_{i}E_{i} be the irreducible decomposition of the special fiber of 𝒳\mathcal{X} and ei=ev𝒳⁑(xEi)e_{i}=\ev_{\mathcal{X}}(x_{E_{i}}) the vertex of Ξ”\Delta corresponding to EiE_{i}. Recall that the faces ΟƒJ\sigma_{J} of the simplical complex Ξ”\Delta correspond to subsets JβŠ‚IJ\subset I such that EJ=β‹‚j∈JEjE_{J}=\bigcap_{j\in J}E_{j} is non-empty, in such a way that ΟƒJ\sigma_{J} is a simplex with {ej,j∈J}\{e_{j},\,j\in J\} as its vertices. The star Star⁑(Οƒ)\sta(\sigma) of a face Οƒ\sigma of Ξ”\Delta is defined as usual as the union of all faces of Ξ”\Delta containing Οƒ\sigma. A component EiE_{i} intersects EJE_{J} iff the corresponding vertex eie_{i} of Ξ”\Delta belongs to Star⁑(ΟƒJ)\sta(\sigma_{J}); the intersection is proper iff eiβˆ‰ΟƒJe_{i}\not\in\sigma_{J}

Fix an ample line bundle π’œ\mathcal{A} on 𝒳\mathcal{X}. In what follows we denote by C>0C>0 a dummy constant, which may vary from line to line but only depends on 𝒳\mathcal{X}, ΞΈ\theta and π’œ\mathcal{A}.

Let Ο†βˆˆπ’Ÿβ‘(X)\varphi\in\mathcal{D}(X) be a ΞΈ\theta-psh model function and Ο€:𝒴→𝒳\pi:\mathcal{Y}\to\mathcal{X} a vertical blow-up such that Ο†=Ο†G\varphi=\varphi_{G} for some G∈Div0⁑(𝒴)𝐐G\in\Div_{0}(\mathcal{Y})_{\mathbf{Q}}. By PropositionΒ 5.9 we have supXΟ†=maxi∈I⁑φ⁑(ei)\sup_{X}\varphi=\max_{i\in I}\varphi(e_{i}). Upon replacing GG with Gβˆ’(maxi∈I⁑φ⁑(ei))​𝒴0G-(\max_{i\in I}\varphi(e_{i}))\mathcal{Y}_{0} we may thus assume that Ο†\varphi is normalized by supXΟ†=0\sup_{X}\varphi=0.

6.1. Bounding the values on vertices

We first prove

(6.1) maxi∈I⁑|φ⁑(ei)|≀C.\max_{i\in I}|\varphi(e_{i})|\leq C.

Recall that we have normalized Ο†\varphi so that maxi∈I⁑φ⁑(ei)=0\max_{i\in I}\varphi(e_{i})=0. We may therefore assume that 𝒳0\mathcal{X}_{0} has at least two components. Note that Ο€βˆ—β€‹G=βˆ‘jbj​φ​(ej)​Ej\pi_{*}G=\sum_{j}b_{j}\varphi(e_{j})E_{j} by definition. For each component EiE_{i} the projection formula shows that

(θ𝒳+Ο€βˆ—β€‹G)β‹…Eiβ‹…π’œnβˆ’1=(Ο€βˆ—β€‹ΞΈπ’³+G)β‹…Ο€βˆ—β€‹Eiβ‹…Ο€βˆ—β€‹π’œnβˆ’1,(\theta_{\mathcal{X}}+\pi_{*}G)\cdot E_{i}\cdot\mathcal{A}^{n-1}=(\pi^{*}\theta_{\mathcal{X}}+G)\cdot\pi^{*}E_{i}\cdot\pi^{*}\mathcal{A}^{n-1},

which is non-negative since Ο€βˆ—β€‹ΞΈπ’³+G\pi^{*}\theta_{\mathcal{X}}+G and Ο€βˆ—β€‹π’œ\pi^{*}\mathcal{A} are nef and Ο€βˆ—β€‹Ei∈Div0⁑(𝒴)\pi^{*}E_{i}\in\Div_{0}(\mathcal{Y}) is effective. It follows that

(6.2) βˆ‘jbj​φ​(ej)​(Eiβ‹…Ejβ‹…π’œnβˆ’1)β‰₯βˆ’C\sum_{j}b_{j}\varphi(e_{j})(E_{i}\cdot E_{j}\cdot\mathcal{A}^{n-1})\geq-C

for all ii. Note that Eiβ‹…Ejβ‹…π’œnβˆ’1β‰₯0E_{i}\cdot E_{j}\cdot\mathcal{A}^{n-1}\geq 0 for all iβ‰ ji\neq j, and

biEiβ‹…Eiβ‹…π’œnβˆ’1=Eiβ‹…(biEiβˆ’π’³0)β‹…π’œnβˆ’1=βˆ’βˆ‘jβ‰ ibjEiβ‹…Ejβ‹…π’œnβˆ’1<0b_{i}E_{i}\cdot E_{i}\cdot\mathcal{A}^{n-1}=E_{i}\cdot(b_{i}E_{i}-\mathcal{X}_{0})\cdot\mathcal{A}^{n-1}=-\sum_{j\neq i}b_{j}\,E_{i}\cdot E_{j}\cdot\mathcal{A}^{n-1}<0

for all ii, since 𝒳0\mathcal{X}_{0} has connected support and contains at least two components.

Now pick i0,…,iMi_{0},\dots,i_{M} such that φ⁑(ei0)=0\varphi(e_{i_{0}})=0, φ⁑(eiM)=mini∈I⁑φ⁑(ei)\varphi(e_{i_{M}})=\min_{i\in I}\varphi(e_{i}), and eime_{i_{m}} and eim+1e_{i_{m+1}} are connected by a 11-dimensional face, so that Eimβ‹…Eim+1β‹…π’œnβˆ’1β‰₯1E_{i_{m}}\cdot E_{i_{m+1}}\cdot\mathcal{A}^{n-1}\geq 1. Writing

Ξ»=maxi∈I{βˆ’biEi2β‹…π’œnβˆ’1}>0\lambda=\max_{i\in I}\left\{-b_{i}E_{i}^{2}\cdot\mathcal{A}^{n-1}\right\}>0

and applyingΒ (6.2) to i0,i1,…,iMβˆ’1i_{0},i_{1},\dots,i_{M-1}, we get by induction

0β‰₯Ο†(eiM)β‰₯βˆ’Cβˆ‘m=1MΞ»m,0\geq\varphi(e_{i_{M}})\geq-C\sum_{m=1}^{M}\lambda^{m},

which provesΒ (6.1).

6.2. Special subdivisions

We shall need the following construction, see FigureΒ 1. Let Οƒ=ΟƒJ\sigma=\sigma_{J} be a face of Ξ”\Delta and LβŠ‚IL\subset I the set of vertices of Ξ”\Delta contained in StarΔ⁑(Οƒ)\sta_{\Delta}(\sigma). Consider a rational point vv in the relative interior of Οƒ\sigma. Given 0<Ξ΅<10<\varepsilon<1 rational and j∈Lj\in L set ejΞ΅:=Ρ​ej+(1βˆ’Ξ΅)​ve_{j}^{\varepsilon}:=\varepsilon e_{j}+(1-\varepsilon)v. We shall define a projective simplicial subdivision Ξ”β€²=Δ′​(Ξ΅,v)\Delta^{\prime}=\Delta^{\prime}(\varepsilon,v) of Ξ”\Delta.

To define Ξ”β€²\Delta^{\prime}, first consider a polyhedral subdivision ΔΡ=ΔΡ​(v)\Delta^{\varepsilon}=\Delta^{\varepsilon}(v) of Ξ”\Delta leaving the complement of StarΔ⁑(Οƒ)\sta_{\Delta}(\sigma) unchanged. The set of vertices of ΔΡ\Delta^{\varepsilon} is precisely (ei)i∈Iβˆͺ(ejΞ΅)j∈L(e_{i})_{i\in I}\cup(e_{j}^{\varepsilon})_{j\in L} and the faces of ΔΡ\Delta^{\varepsilon} contained in Star⁑(Οƒ)\sta(\sigma) are of one of the following types:

  • β€’

    if the convex hull Conv⁑(ej1,…,ejm)\Conv(e_{j_{1}},\dots,e_{j_{m}}) is a face of Ξ”\Delta containing Οƒ\sigma, then Conv⁑(ej1Ξ΅,…,ejmΞ΅)\Conv(e_{j_{1}}^{\varepsilon},\dots,e_{j_{m}}^{\varepsilon}) is a face of ΔΡ\Delta^{\varepsilon};

  • β€’

    if Conv⁑(ej1,…,ejm)\Conv(e_{j_{1}},\dots,e_{j_{m}}) is a face of Ξ”\Delta contained in Star⁑(Οƒ)\sta(\sigma) but not containing Οƒ\sigma, then both Conv⁑(ej1,…,ejm)\Conv(e_{j_{1}},\dots,e_{j_{m}}) and Conv⁑(ej1,…,ejm,ej1Ξ΅,…,ejmΞ΅)\Conv(e_{j_{1}},\dots,e_{j_{m}},e_{j_{1}}^{\varepsilon},\dots,e_{j_{m}}^{\varepsilon}) are faces of ΔΡ\Delta^{\varepsilon}.

In a neighborhood of vv, note that the subdivision ΔΡ\Delta^{\varepsilon} is obtained by scaling Ξ”\Delta by a factor Ξ΅\varepsilon. More precisely, consider the affine map ψΡ:Star⁑(Οƒ)β†’Star⁑(Οƒ)\psi^{\varepsilon}:\sta(\sigma)\to\sta(\sigma) defined by ΟˆΞ΅β€‹(w)=Ρ​w+(1βˆ’Ξ΅)​v\psi^{\varepsilon}(w)=\varepsilon w+(1-\varepsilon)v. Then σΡ:=ΟˆΞ΅β€‹(Οƒ)\sigma^{\varepsilon}:=\psi^{\varepsilon}(\sigma) is the face of ΔΡ\Delta^{\varepsilon} containing vv in its relative interior, and ΟˆΞ΅β€‹(StarΔ⁑(Οƒ))=StarΔΡ⁑(σΡ)\psi^{\varepsilon}(\sta_{\Delta}(\sigma))=\sta_{\Delta^{\varepsilon}}(\sigma^{\varepsilon}). In particular, even though ΔΡ\Delta^{\varepsilon} is not simplicial in general, all polytopes of ΔΡ\Delta^{\varepsilon} containing σΡ\sigma^{\varepsilon} are simplicial.

We claim that ΔΡ\Delta^{\varepsilon} is projective. To see this, write v=βˆ‘j∈Jsj​ejv=\sum_{j\in J}s_{j}e_{j}, with sj>0s_{j}>0 rational and βˆ‘sj=1\sum s_{j}=1. For j∈Jj\in J, define a linear function β„“j\ell_{j} on βˆ‘i∈I𝐑+​eiβŠƒΞ”\sum_{i\in I}\mathbf{R}_{+}e_{i}\supset\Delta by β„“j(βˆ‘tiei)=βˆ’tj/sj\ell_{j}(\sum t_{i}e_{i})=-t_{j}/s_{j} and set h=max⁑{maxj∈J⁑ℓj,βˆ’(1βˆ’Ξ΅)}h=\max\{\max_{j\in J}\ell_{j},-(1-\varepsilon)\}. A suitable integer multiple of hh is then a strictly convex support function for ΔΡ\Delta^{\varepsilon} in the sense ofΒ Β§3.5.

Now define Ξ”β€²=Δ′​(Ξ΅)\Delta^{\prime}=\Delta^{\prime}(\varepsilon) as a simplicial subdivision of ΔΡ\Delta^{\varepsilon} obtained using repeated barycentric subdivision in a way that leaves StarΔΡ⁑(σΡ)\sta_{\Delta^{\varepsilon}}(\sigma^{\varepsilon}) unchanged. ByΒ [KKMS, pp.115–117], Ξ”β€²\Delta^{\prime} is still projective.

Note that Οƒβ€²:=σΡ\sigma^{\prime}:=\sigma^{\varepsilon} is the face of Ξ”β€²\Delta^{\prime} containing vv in its relative interior, For j∈Lj\in L set ejβ€²=ejΞ΅e^{\prime}_{j}=e^{\varepsilon}_{j}. These are the vertices of Ξ”β€²\Delta^{\prime} contained in StarΔ′⁑(Οƒβ€²)\sta_{\Delta^{\prime}}(\sigma^{\prime}).

Original source figure
Figure 1. The subdivision ofΒ Β§6.2. Here vv lies in the relative interior of the simplex Οƒ\sigma of Δ𝒳\Delta_{\mathcal{X}} with vertices e1e_{1} and e2e_{2}. The picture shows the intermediate subdivision ΔΡ\Delta^{\varepsilon}, where vv lies in the relative interior of the simplex Οƒβ€²\sigma^{\prime} with vertices e1β€²e^{\prime}_{1} and e2β€²e^{\prime}_{2}. The final subdivision Ξ”β€²\Delta^{\prime} is obtained from ΔΡ\Delta^{\varepsilon} by barycentric subdivision of the quadrilaterals Conv⁑(e1,e3,e1β€²,e3β€²)\Conv(e_{1},e_{3},e^{\prime}_{1},e^{\prime}_{3}) and Conv⁑(e2,e3,e2β€²,e3β€²)\Conv(e_{2},e_{3},e^{\prime}_{2},e^{\prime}_{3})

6.3. Bounding Lipschitz constants

Let Ο„\tau be a face of Ξ”\Delta. Our aim is to prove by induction on dimΟ„\dim\tau that the C0,1C^{0,1}-norm of Ο†\varphi on Ο„\tau is bounded by CC. Recall that the C0,1C^{0,1}-norm is defined as the sum of the sup-norm and the Lipschitz norm; see AppendixΒ A.

The case dimΟ„=0\dim\tau=0 is settled byΒ (6.1), so let us assume that dimΟ„>0\dim\tau>0. By PropositionΒ 5.9 the restriction of Ο†\varphi to Ο„\tau is piecewise affine and convex. It therefore admits directional derivatives, and we set as in Appendix A

Dv​φ​(w):=dd​t|t=0+​φ​((1βˆ’t)​v+t​w)D_{v}\varphi(w):=\left.\frac{d}{dt}\right|_{t=0+}\varphi\left((1-t)v+tw\right)

for v,wβˆˆΟ„v,w\in\tau.

Let us say that a codimension 11 face of Ο„\tau is opposite to a vertex when it is the convex hull of the remaining vertices of Ο„\tau. This notion is well-defined since Ο„\tau is a simplex.

Proposition 6.3.

There exists a constant C>0C>0 such that

Dv​φ​(e)β‰₯βˆ’CD_{v}\varphi(e)\geq-C

for any vertex ee of Ο„\tau, and any rational point vv in the relative interior of the face Οƒ\sigma of Ο„\tau opposite to ee, such that Ο†|Οƒ\varphi|_{\sigma} is affine near vv.

Granting this result, let us explain how to conclude the proof. By induction we have supβˆ‚Ο„|Ο†|≀C\sup_{\partial\tau}|\varphi|\leq C. The convexity of Ο†\varphi and the inductive assumption imply Dv​φ​(e)≀φ⁑(e)βˆ’Ο†β‘(v)≀CD_{v}\varphi(e)\leq\varphi(e)-\varphi(v)\leq C for any e,vβˆˆβˆ‚Ο„e,v\in\partial\tau. By PropositionΒ 6.3 this gives |Dv​φ​(e)|≀C|D_{v}\varphi(e)|\leq C for any vertex ee of Ο„\tau and any rational point vv in the relative interior of the face Οƒ\sigma opposite to ee such that Ο†|Οƒ\varphi|_{\sigma} is affine near vv. By density, and since Ο†\varphi is piecewise affine, the same bound holds for any vv in the relative interior of Οƒ\sigma. We conclude by PropositionΒ A.1 that the C0,1C^{0,1}-norm of Ο†|Ο„\varphi|_{\tau} is bounded by CC, completing the proof of TheoremΒ 6.1.

Proof of PropositionΒ 6.3.

Let II be the set of vertices in Ξ”\Delta, let LβŠ‚IL\subset I be the set of vertices contained in StarΔ⁑(Οƒ)\sta_{\Delta}(\sigma) and JβŠ‚LJ\subset L the set of vertices of Οƒ\sigma. Thus Οƒ=ΟƒJ\sigma=\sigma_{J}.

Consider the simplicial projective subdivision Ξ”β€²=Δ′​(Ξ΅)\Delta^{\prime}=\Delta^{\prime}(\varepsilon) constructed inΒ Β§6.2. For j∈Lj\in L, ejβ€²:=Ρ​ej+(1βˆ’Ξ΅)​ve^{\prime}_{j}:=\varepsilon e_{j}+(1-\varepsilon)v is a vertex of Ξ”β€²\Delta^{\prime}. Recall that Οƒβ€²=ΟƒJβ€²\sigma^{\prime}=\sigma^{\prime}_{J} is the face of Ξ”β€²\Delta^{\prime} containing vv in its relative interior. Since Ο†|Οƒ\varphi|_{\sigma} is assumed affine in a neighborhood of vv, we may choose Ξ΅>0\varepsilon>0 small enough that:

  • β€’

    Ο†\varphi is affine on Οƒβ€²βŠ‚Οƒ\sigma^{\prime}\subset\sigma

  • β€’

    Ο†\varphi is affine on each segment [v,ejβ€²][v,e^{\prime}_{j}], j∈Lj\in L.

Let ρ:𝒳′→𝒳\rho:\mathcal{X}^{\prime}\to\mathcal{X} be the vertical blow-up corresponding to the subdivision Ξ”β€²\Delta^{\prime} of Ξ”\Delta as in TheoremΒ 3.11. Note that ρ\rho induces a generically finite map EJβ€²β†’EJE^{\prime}_{J}\to E_{J} of projective kk-varieties. Indeed, EJE_{J} (resp. EJβ€²E^{\prime}_{J}) is the closure of the center of vv on 𝒳\mathcal{X} (resp. 𝒳′\mathcal{X}^{\prime}), and both have codimension |J||J| by TheoremΒ 3.11.

Recall that Ο†=Ο†G\varphi=\varphi_{G} for some G∈Div0⁑(𝒴)G\in\Div_{0}(\mathcal{Y}). We may assume that the determination 𝒴\mathcal{Y} of Ο†\varphi dominates 𝒳′\mathcal{X}^{\prime}, so that Ο€\pi factors as Ο€=ρ∘μ\pi=\rho\circ\mu with ΞΌ:𝒴→𝒳′\mu:\mathcal{Y}\to\mathcal{X}^{\prime}. As we shall see shortly, a first computation shows:

Lemma 6.4.

We have

Οβˆ—β€‹(φ⁑(v)​𝒳0+βˆ‘j∈LDv​φ​(ej)​bj​Ej)|EJβ€²=(ΞΌβˆ—β€‹G)|EJβ€²\left.\rho^{*}\left(\varphi(v)\,\mathcal{X}_{0}+\sum_{j\in L}D_{v}\varphi(e_{j})\,b_{j}E_{j}\right)\right|_{E^{\prime}_{J}}=(\mu_{*}G)|_{E^{\prime}_{J}}

in Pic⁑(EJβ€²)𝐐\Pic(E^{\prime}_{J})_{\mathbf{Q}}.

The key observation is now the following positivity property:

Lemma 6.5.

If β„’βˆˆPic⁑(𝒳′)\mathcal{L}\in\Pic(\mathcal{X}^{\prime}) is nef then EJβ€²β‹…(Οβˆ—β€‹ΞΈπ’³+ΞΌβˆ—β€‹G)β‹…β„’nβˆ’pβˆ’1β‰₯0E^{\prime}_{J}\cdot\left(\rho^{*}\theta_{\mathcal{X}}+\mu_{*}G\right)\cdot\mathcal{L}^{n-p-1}\geq 0.

Grant this result for the moment. LemmaΒ 6.4 and the projection formula yield

deg⁑(ρ|EJβ€²)​EJβ‹…(θ𝒳+φ⁑(v)​𝒳0+βˆ‘j∈LDv​φ​(ej)​bj​Ej)β‹…π’œnβˆ’pβˆ’1=EJβ€²β‹…(Οβˆ—β€‹ΞΈπ’³+ΞΌβˆ—β€‹G)β‹…Οβˆ—β€‹π’œnβˆ’pβˆ’1.\deg(\rho|_{E^{\prime}_{J}})E_{J}\cdot\left(\theta_{\mathcal{X}}+\varphi(v)\,\mathcal{X}_{0}+\sum_{j\in L}D_{v}\varphi(e_{j})\,b_{j}E_{j}\right)\cdot\mathcal{A}^{n-p-1}=E^{\prime}_{J}\cdot(\rho^{*}\theta_{\mathcal{X}}+\mu_{*}G)\cdot\rho^{*}\mathcal{A}^{n-p-1}.

Here the right-hand side is non-negative by LemmaΒ 6.5, since Οβˆ—β€‹π’œ\rho^{*}\mathcal{A} is nef, and we get

(6.3) βˆ‘j∈LDv​φ​(ej)​bj​(EJβ‹…Ejβ‹…π’œnβˆ’pβˆ’1)β‰₯βˆ’(EJβ‹…ΞΈπ’³β‹…π’œnβˆ’pβˆ’1)βˆ’Ο†β‘(v)​(EJ⋅𝒳0β‹…π’œnβˆ’pβˆ’1).\sum_{j\in L}D_{v}\varphi(e_{j})\,b_{j}\left(E_{J}\cdot E_{j}\cdot\mathcal{A}^{n-p-1}\right)\geq-(E_{J}\cdot\theta_{\mathcal{X}}\cdot\mathcal{A}^{n-p-1})-\varphi(v)(E_{J}\cdot\mathcal{X}_{0}\cdot\mathcal{A}^{n-p-1}).

By induction, the C0,1C^{0,1}-norm of Ο†|Οƒ\varphi|_{\sigma} is under control. Since vv belongs to Οƒ=ΟƒJ\sigma=\sigma_{J}, this gives

|φ⁑(v)|≀C​ and ​maxj∈J​|Dv​φ​(ej)|≀C,|\varphi(v)|\leq C\text{ and }\max_{j\in J}|D_{v}\varphi(e_{j})|\leq C,

and (6.3) yields a lower bound

βˆ‘j∈Lβˆ–JDv​φ​(ej)​bj​(EJβ‹…Ejβ‹…π’œnβˆ’pβˆ’1)β‰₯βˆ’C.\sum_{j\in L\setminus J}D_{v}\varphi(e_{j})\,b_{j}\left(E_{J}\cdot E_{j}\cdot\mathcal{A}^{n-p-1}\right)\geq-C.

Now the convexity of φ\varphi and the normalization supXφ=0\sup_{X}\varphi=0 show that

maxj∈Lβˆ–J⁑Dv​φ​(ej)≀maxj∈Lβˆ–J⁑(φ⁑(ej)βˆ’Ο†β‘(v))β‰€βˆ’Ο†β‘(v)≀C.\max_{j\in L\setminus J}D_{v}\varphi(e_{j})\leq\max_{j\in L\setminus J}(\varphi(e_{j})-\varphi(v))\leq-\varphi(v)\leq C.

Here Ej|EJE_{j}|_{E_{J}} is a non-zero effective divisor for jβˆ‰Jj\notin J, hence EJβ‹…Ejβ‹…π’œnβˆ’pβˆ’1>0E_{J}\cdot E_{j}\cdot\mathcal{A}^{n-p-1}>0 since π’œ\mathcal{A} is ample. The previous inequality therefore implies, as desired, that Dv​φ​(e)β‰₯βˆ’CD_{v}\varphi(e)\geq-C, since e=eje=e_{j} for some j∈Lβˆ–Jj\in L\setminus J. ∎

Proof of LemmaΒ 6.4.

We write v=βˆ‘j∈Jsj​ejv=\sum_{j\in J}s_{j}e_{j} with sj>0s_{j}>0 rational and βˆ‘j∈Jsj=1\sum_{j\in J}s_{j}=1. Set si=0s_{i}=0 for i∈Iβˆ–Ji\in I\setminus J. For i∈Ii\in I let Ο†i\varphi_{i} be the model function induced by the vertical divisor bi​Ei∈Div0⁑(𝒳)b_{i}E_{i}\in\Div_{0}(\mathcal{X}). This function is affine on each face of Ξ”\Delta and satisfies Ο†i​(ej)=Ξ΄i​j\varphi_{i}(e_{j})=\delta_{ij} for all j∈Ij\in I. Since ejβ€²=Ρ​ej+(1βˆ’Ξ΅)​ve^{\prime}_{j}=\varepsilon e_{j}+(1-\varepsilon)v for j∈Lj\in L we get:

Ο†i​(ejβ€²)={Ξ΅+(1βˆ’Ξ΅)​siifΒ i=j∈J(1βˆ’Ξ΅)​siifΒ iβ‰ j∈JΞ΅ifΒ i=j∈Lβˆ–J0ifΒ iβ‰ j∈Lβˆ–J\varphi_{i}(e^{\prime}_{j})=\begin{cases}\varepsilon+(1-\varepsilon)s_{i}&\text{if $i=j\in J$}\\ (1-\varepsilon)s_{i}&\text{if $i\neq j\in J$}\\ \varepsilon&\text{if $i=j\in L\setminus J$}\\ 0&\text{if $i\neq j\in L\setminus J$}\end{cases}

By TheoremΒ 3.11, Ejβ€²E^{\prime}_{j} intersects EJβ€²E^{\prime}_{J} iff j∈Lj\in L. We thus have

Οβˆ—β€‹(bi​Ei)|EJβ€²=βˆ‘j∈LΟ†i​(ejβ€²)​bj′​Ejβ€²|EJ′​for allΒ i∈I\rho^{*}(b_{i}E_{i})|_{E^{\prime}_{J}}=\sum_{j\in L}\varphi_{i}(e^{\prime}_{j})b^{\prime}_{j}\,E^{\prime}_{j}|_{E^{\prime}_{J}}\ \text{for all $i\in I$}

and

(ΞΌβˆ—β€‹Gβˆ’Ο†β‘(v)β€‹Οβˆ—β€‹π’³0)|EJβ€²=βˆ‘j∈L(φ⁑(ejβ€²)βˆ’Ο†β‘(v))​bj′​Ejβ€²|EJβ€²(\mu_{*}G-\varphi(v)\rho^{*}\mathcal{X}_{0})|_{E^{\prime}_{J}}=\sum_{j\in L}(\varphi(e^{\prime}_{j})-\varphi(v))b^{\prime}_{j}\,E^{\prime}_{j}|_{E^{\prime}_{J}}

in Pic⁑(EJβ€²)𝐐\Pic(E^{\prime}_{J})_{\mathbf{Q}}, where we have set bjβ€²:=ordEj′⁑(t)b^{\prime}_{j}:=\ord_{E^{\prime}_{j}}(t).

Recall also that Ο†\varphi is affine on each segment [v,eiβ€²][v,e^{\prime}_{i}], so that Dv​φ​(ei)=Ξ΅βˆ’1​(φ⁑(eiβ€²)βˆ’Ο†β‘(v))D_{v}\varphi(e_{i})=\varepsilon^{-1}\left(\varphi(e^{\prime}_{i})-\varphi(v)\right) for i∈Li\in L. We can now compute in Pic⁑(EJβ€²)𝐐\Pic(E^{\prime}_{J})_{\mathbf{Q}}

Οβˆ—β€‹(βˆ‘i∈LDv​φ​(ei)​bi​Ei)|EJβ€²=βˆ‘i∈LΞ΅βˆ’1​(φ⁑(eiβ€²)βˆ’Ο†β‘(v))​(βˆ‘j∈LΟ†i​(ejβ€²)​bj′​Ejβ€²|EJβ€²)==βˆ‘i∈JΞ΅βˆ’1​(φ⁑(eiβ€²)βˆ’Ο†β‘(v))​(Ρ​bi′​Eiβ€²|EJβ€²+siβ€‹βˆ‘j∈J(1βˆ’Ξ΅)​bj′​Ejβ€²|EJβ€²)++βˆ‘i∈Lβˆ–JΞ΅βˆ’1(Ο†(eβ€²i)βˆ’Ο†(v))Ξ΅bβ€²iEβ€²i|EJβ€²==βˆ‘i∈L(φ⁑(eiβ€²)βˆ’Ο†β‘(v))​bi′​Eiβ€²|EJβ€²+Ξ΅βˆ’1​(1βˆ’Ξ΅)​(βˆ‘i∈Jsi​(φ⁑(eiβ€²)βˆ’Ο†β‘(v)))​(βˆ‘j∈Jbj′​Ejβ€²|EJβ€²)=(ΞΌβˆ—β€‹Gβˆ’Ο†β‘(v)β€‹Οβˆ—β€‹π’³0)|EJβ€².\left.\rho^{*}\left(\sum_{i\in L}D_{v}\varphi(e_{i})\,b_{i}E_{i}\right)\right|_{E^{\prime}_{J}}=\sum_{i\in L}\varepsilon^{-1}\left(\varphi(e^{\prime}_{i})-\varphi(v)\right)\left(\sum_{j\in L}\varphi_{i}(e^{\prime}_{j})\,b^{\prime}_{j}\,E^{\prime}_{j}|_{E^{\prime}_{J}}\right)=\\ =\sum_{i\in J}\varepsilon^{-1}(\varphi(e^{\prime}_{i})-\varphi(v))\left(\varepsilon\,b^{\prime}_{i}\,E^{\prime}_{i}|_{E^{\prime}_{J}}+s_{i}\sum_{j\in J}(1-\varepsilon)\,b^{\prime}_{j}\,E^{\prime}_{j}|_{E^{\prime}_{J}}\right)+\\ +\sum_{i\in L\setminus J}\varepsilon^{-1}(\varphi(e^{\prime}_{i})-\varphi(v))\,\varepsilon\,b^{\prime}_{i}\,E^{\prime}_{i}|_{E^{\prime}_{J}}=\\ =\sum_{i\in L}(\varphi(e^{\prime}_{i})-\varphi(v))\,b^{\prime}_{i}\,E^{\prime}_{i}|_{E^{\prime}_{J}}+\varepsilon^{-1}(1-\varepsilon)\left(\sum_{i\in J}s_{i}(\varphi(e^{\prime}_{i})-\varphi(v))\right)\left(\sum_{j\in J}\,b^{\prime}_{j}\,{E^{\prime}_{j}}|_{E^{\prime}_{J}}\right)\\ =(\mu_{*}G-\varphi(v)\rho^{*}\mathcal{X}_{0})|_{E^{\prime}_{J}}.

The last equality follows from the fact that Ο†\varphi is affine on the simplex ΟƒJβ€²\sigma^{\prime}_{J} of Ξ”β€²\Delta^{\prime} so that βˆ‘i∈Jsi​φ​(eiβ€²)=φ⁑(v)=βˆ‘i∈Jsi​φ​(v)\sum_{i\in J}s_{i}\varphi(e^{\prime}_{i})=\varphi(v)=\sum_{i\in J}s_{i}\varphi(v). This concludes the proof. ∎

Proof of LemmaΒ 6.5.

Set F:=ΞΌβˆ—β€‹ΞΌβˆ—β€‹Gβˆ’G∈Div0⁑(𝒴)𝐐F:=\mu^{*}\mu_{*}G-G\in\Div_{0}(\mathcal{Y})_{\mathbf{Q}}. The divisor GG is ΞΌ\mu-nef since ΞΌβˆ—β€‹(Οβˆ—β€‹ΞΈπ’³)+G\mu^{*}(\rho^{*}\theta_{\mathcal{X}})+G is nef by assumption, and LemmaΒ 1.6 therefore implies that FF is effective.

Let WW be the closure of the center of vv on 𝒴\mathcal{Y}. Since the center of vv on 𝒳′\mathcal{X}^{\prime} is the generic point of EJβ€²E^{\prime}_{J}, we must have μ⁑(W)=EJβ€²\mu(W)=E^{\prime}_{J}. Note, however, that we do not claim dimW=dimEJβ€²\dim W=\dim E^{\prime}_{J}.

By TheoremΒ 3.11, the function Ο†ΞΌβˆ—β€‹G\varphi_{\mu_{*}G} is affine on the face ΟƒJβ€²\sigma^{\prime}_{J} of Ξ”β€²\Delta^{\prime}. But Ο†G\varphi_{G} is also affine on ΟƒJβ€²\sigma^{\prime}_{J} by assumption, and we have

Ο†G​(ejβ€²)=bj′​ordEj′⁑(G)=Ο†ΞΌβˆ—β€‹G​(ejβ€²)for allΒ j∈J.\varphi_{G}(e^{\prime}_{j})=b^{\prime}_{j}\ord_{E^{\prime}_{j}}(G)=\varphi_{\mu_{*}G}(e^{\prime}_{j})\quad\text{for all $j\in J$}.

It follows that Ο†F≑0\varphi_{F}\equiv 0 on ΟƒJβ€²\sigma^{\prime}_{J}, and in particular v⁑(F)=0v(F)=0. But this means precisely that WW is not contained in Supp⁑F\supp F, so that F|WF|_{W} is an effective 𝐐\mathbf{Q}-Cartier divisor. Hence

ΞΌβˆ—β€‹(Οβˆ—β€‹ΞΈπ’³+ΞΌβˆ—β€‹G)|EJβ€²=(Ο€βˆ—β€‹ΞΈπ’³+ΞΌβˆ—β€‹ΞΌβˆ—β€‹G)|W=(Ο€βˆ—β€‹ΞΈπ’³+G)|W+F|W\mu^{*}(\rho^{*}\theta_{\mathcal{X}}+\mu_{*}G)|_{E^{\prime}_{J}}=(\pi^{*}\theta_{\mathcal{X}}+\mu^{*}\mu_{*}G)|_{W}=(\pi^{*}\theta_{\mathcal{X}}+G)|_{W}+F|_{W}

is the sum of a nef class and an effective class. We conclude by Lemma 6.6 below. ∎

Lemma 6.6.

Let ΞΌ:Wβ†’V\mu:W\to V be a surjective morphism between projective varieties over a field kk and let α∈N1​(V)\alpha\in N^{1}(V). If ΞΌβˆ—β€‹Ξ±=Ξ³+F\mu^{*}\alpha=\gamma+F where Ξ³\gamma is nef and FF is effective then (Ξ±β‹…Ξ²dimVβˆ’1)Vβ‰₯0\left(\alpha\cdot\beta^{\dim V-1}\right)_{V}\geq 0 for every nef class β∈N1​(V)\beta\in N^{1}(V).

Proof.

Let kak^{a} be an algebraic closure of kk and let Vβ€²V^{\prime} be an irreducible component of (the reduction of) Va:=VβŠ—kaV^{a}:=V\otimes k^{a}. There exists a component Wβ€²W^{\prime} of WaW^{a} dominating Vβ€²V^{\prime}. Upon replacing WW and VV by Wβ€²W^{\prime} and Vβ€²V^{\prime} we are reduced to the case where kk is algebraically closed. Upon taking successive hyperplane sections of WW not containing any component of FF and choosing an irreducible component dominating VV we may then assume that ΞΌ\mu is generically finite. In that case we have

(deg⁑μ)​(Ξ±β‹…Ξ²dimVβˆ’1)V=(ΞΌβˆ—β€‹Ξ±β‹…ΞΌβˆ—β€‹Ξ²dimVβˆ’1)W(\deg\mu)\left(\alpha\cdot\beta^{\dim V-1}\right)_{V}=\left(\mu^{*}\alpha\cdot\mu^{*}\beta^{\dim V-1}\right)_{W}

and the result is then clear since ΞΌβˆ—β€‹Ξ²\mu^{*}\beta is nef. ∎

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.