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1. Models of varieties over discrete valuation fields [01DP]

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1. Models of varieties over discrete valuation fields

1.1. SS-varieties

All schemes considered in this paper are separated and Noetherian, and all ideal sheaves are coherent. Let RR be a complete discrete valuation ring with fraction field KK and residue field kk. We shall assume that kk has characteristic zero (but we don’t require it to be algebraically closed). Let ϖ∈R\varpi\in R be a uniformizing parameter and normalize the corresponding absolute value on KK by log⁡|ϖ|−1=1\log|\varpi|^{-1}=1. Each choice of a field of representatives of kk in RR then induces an isomorphism R≃k⁡[[t]]R\simeq k[\![t]\!] by Cohen’s structure theorem. Write S:=Spec⁡RS:=\spec R.

We will use the following terminology. An SS-variety is a flat integral SS-scheme 𝒳\mathcal{X} of finite type. We denote by 𝒳0\mathcal{X}_{0} its special fiber and by 𝒳K\mathcal{X}_{K} its generic fiber, and we write κ⁡(ξ)\kappa(\xi) for the residue field of a point ξ∈𝒳\xi\in\mathcal{X}. An ideal sheaf 𝔞\mathfrak{a} on 𝒳\mathcal{X} is vertical if it is co-supported on the special fiber, and a fractional ideal sheaf 𝔞\mathfrak{a} is vertical if ϖm​𝔞\varpi^{m}\mathfrak{a} is a vertical ideal sheaf for some positive integer mm. A vertical blow-up 𝒳′→𝒳\mathcal{X}^{\prime}\to\mathcal{X} is the blow-up of a vertical (fractional) ideal sheaf.

Except for Appendix B, we will use additive notation for Picard groups, and we write ℒ+ℳ:=ℒ⊗ℳ\mathcal{L}+\mathcal{M}:=\mathcal{L}\otimes\mathcal{M}, and m​ℒ:=ℒ⊗mm\mathcal{L}:=\mathcal{L}^{\otimes m} for ℒ,ℳ∈Pic⁡(𝒳)\mathcal{L},\mathcal{M}\in\Pic(\mathcal{X}). We denote by Div0⁡(𝒳)\Div_{0}(\mathcal{X}) the group of vertical Cartier divisors of 𝒳\mathcal{X}, i.e. those Cartier divisors on 𝒳\mathcal{X} that are supported on the special fiber. When 𝒳\mathcal{X} is normal, it is easy to see that Div0⁡(𝒳)\Div_{0}(\mathcal{X}) is a free 𝐙\mathbf{Z}-module of finite rank and that the natural sequence

0→𝐙​𝒳0→Div0⁡(𝒳)→Pic⁡(𝒳)→Pic⁡(𝒳K)0\to\mathbf{Z}\mathcal{X}_{0}\to\Div_{0}(\mathcal{X})\to\Pic(\mathcal{X})\to\Pic(\mathcal{X}_{K})

is exact. The last arrow to the right is surjective if 𝒳\mathcal{X} is for instance regular.

Given an SS-variety 𝒳\mathcal{X} let (Ei)i∈I(E_{i})_{i\in I} be the (finite) set of irreducible components of its special fiber 𝒳0\mathcal{X}_{0}. For each subset J⊂IJ\subset I set EJ:=⋂j∈JEjE_{J}:=\bigcap_{j\in J}E_{j}.

Definition 1.1.

Let 𝒳\mathcal{X} be an SS-variety 𝒳\mathcal{X}. We say that 𝒳\mathcal{X} is vertically 𝐐\mathbf{Q}-factorial if each component EiE_{i} is 𝐐\mathbf{Q}-Cartier. We say that 𝒳\mathcal{X} is SNC if:

  • (i)

    the special fiber 𝒳0\mathcal{X}_{0} has simple normal crossing support;

  • (ii)

    EJE_{J} is irreducible (or empty) for each J⊂IJ\subset I.

Note that (i) implies that 𝒳\mathcal{X} is regular. Given a point ξ\xi of 𝒳0\mathcal{X}_{0}, let Iξ⊂II_{\xi}\subset I be the set of components EiE_{i} containing ξ\xi, and pick a local equation zi∈𝒪𝒳,ξz_{i}\in\mathcal{O}_{\mathcal{X},\xi} of EiE_{i} at ξ\xi. Condition (i) means that {zi,i∈Iξ}\{z_{i},\,i\in I_{\xi}\} can be completed to a uniformizing system of parameters of 𝒪𝒳,ξ\mathcal{O}_{\mathcal{X},\xi}. Condition (ii) is not imposed in the usual definition of a simple normal crossing divisor, but can always be achieved from (i) by further blowing-up along components of the possibly non-connected EJE_{J}’s. Since kk has characteristic zero, each SS-variety is a 𝐐\mathbf{Q}-scheme, which is furthermore excellent since it has finite type over SS. It therefore follows from  [Tem06] that for any SS-variety 𝒳\mathcal{X} with smooth generic fiber there exists a vertical blow-up 𝒳′→𝒳\mathcal{X}^{\prime}\to\mathcal{X} such that 𝒳′\mathcal{X}^{\prime} is SNC.

1.2. Numerical classes and positivity

Let 𝒳\mathcal{X} be a normal projective SS-variety.

Lemma 1.2.

Assume that ℒ∈Pic⁡(𝒳)\mathcal{L}\in\Pic(\mathcal{X}) is nef on 𝒳0\mathcal{X}_{0}, i.e. ℒ⋅C≥0\mathcal{L}\cdot C\geq 0 for all kk-proper curves CC in 𝒳0\mathcal{X}_{0}. Then ℒ\mathcal{L} is also nef on 𝒳K\mathcal{X}_{K}, i.e. ℒ⋅C≥0\mathcal{L}\cdot C\geq 0 for all KK-proper curves CC of 𝒳K\mathcal{X}_{K} as well.

We will then simply say that ℒ\mathcal{L} is nef.

Proof.

Let CC be KK-proper curve in 𝒳K\mathcal{X}_{K} and let 𝒞\mathcal{C} be its closure in 𝒳\mathcal{X}. Since 𝒞\mathcal{C} is flat over SS, the degree of ℒ|𝒞\mathcal{L}|_{\mathcal{C}} on the generic fiber and on the special fiber concide, which reads ℒ⋅C=ℒ⋅𝒞0\mathcal{L}\cdot C=\mathcal{L}\cdot\mathcal{C}_{0}. Now 𝒞0\mathcal{C}_{0} is an effective linear combination of vertical curves, and the result follows. ∎

We recall the following standard notions.

Definition 1.3.

Let 𝒳\mathcal{X} be a normal projective SS-variety as above.

  • (i)

    The space N1​(𝒳/S)N^{1}(\mathcal{X}/S) of codimension 1 numerical classes is defined as the quotient of Pic⁡(𝒳)𝐑\Pic(\mathcal{X})_{\mathbf{R}} by the subspace spanned by numerically trivial line bundles, i.e. those ℒ∈Pic⁡(𝒳)\mathcal{L}\in\Pic(\mathcal{X}) such that ℒ⋅C=0\mathcal{L}\cdot C=0 for all projective curves contained in a fiber of 𝒳→S\mathcal{X}\to S.

  • (ii)

    The nef cone Nef⁡(𝒳/S)⊂N1​(𝒳/S)\Nef(\mathcal{X}/S)\subset N^{1}(\mathcal{X}/S) is defined as the set of numerical classes α∈N1​(𝒳/S)\alpha\in N^{1}(\mathcal{X}/S) such that α⋅C≥0\alpha\cdot C\geq 0 for all projective curves contained in a fiber of 𝒳→S\mathcal{X}\to S.

Note that the 𝐑\mathbf{R}-vector space N1​(𝒳/S)N^{1}(\mathcal{X}/S) is finite dimensional. Indeed Lemma 1.2 shows that the restriction map N1​(𝒳/S)→N1​(𝒳0/k)N^{1}(\mathcal{X}/S)\to N^{1}(\mathcal{X}_{0}/k) is injective, and the latter space is finite dimensional since 𝒳0\mathcal{X}_{0} is projective over kk. Observe also that Nef⁡(𝒳/S)\Nef(\mathcal{X}/S) is a closed convex cone of N1​(𝒳/S)N^{1}(\mathcal{X}/S). Lemma 1.2 implies that Nef⁡(𝒳/S)=Nef⁡(𝒳0/k)∩N1​(𝒳/S)\Nef(\mathcal{X}/S)=\Nef(\mathcal{X}_{0}/k)\cap N^{1}(\mathcal{X}/S) under the injection N1​(𝒳/S)→N1​(𝒳0/k)N^{1}(\mathcal{X}/S)\to N^{1}(\mathcal{X}_{0}/k).

We have the following standard fact:

Lemma 1.4.

Let π:𝒳′→𝒳\pi:\mathcal{X}^{\prime}\to\mathcal{X} be a vertical blow-up.

  • (i)

    There exists a π\pi-ample divisor A∈Div0⁡(𝒳′)A\in\Div_{0}(\mathcal{X}^{\prime}).

  • (ii)

    If ℒ∈Pic⁡(𝒳)\mathcal{L}\in\Pic(\mathcal{X}) is ample then there exists m∈𝐍m\in\mathbf{N} such that π∗​(m​ℒ|𝒳K)\pi^{*}(m\mathcal{L}|_{\mathcal{X}_{K}}) extends to an ample line bundle ℒ′\mathcal{L}^{\prime} on 𝒳′\mathcal{X}^{\prime}.

Proof.

By definition, there exists a vertical ideal sheaf 𝔞\mathfrak{a} on 𝒳\mathcal{X} such that π\pi is obtained as the blow-up of 𝒳\mathcal{X} along 𝔞\mathfrak{a}. The universal property of blow-ups yields a π\pi-ample Cartier divisor AA on 𝒳′\mathcal{X}^{\prime} such that 𝔞⋅𝒪𝒳′=𝒪𝒳′​(A)\mathfrak{a}\cdot\mathcal{O}_{\mathcal{X}^{\prime}}=\mathcal{O}_{\mathcal{X}^{\prime}}(A), and AA is also vertical since 𝔞\mathfrak{a} is, which proves (i). If ℒ\mathcal{L} is ample on 𝒳\mathcal{X} then m​π∗​ℒ+Am\pi^{*}\mathcal{L}+A is ample on 𝒳′\mathcal{X}^{\prime} for m≫1m\gg 1, and (ii) follows. ∎

Recall that an 𝐑\mathbf{R}-line bundle on 𝒳\mathcal{X} (resp. 𝒳K\mathcal{X}_{K}) is ample if it can be written as a positive linear combination of ample line bundles. As a direct consequence of Lemma 1.4 we get:

Corollary 1.5.

If L∈Pic⁡(𝒳K)𝐑L\in\Pic(\mathcal{X}_{K})_{\mathbf{R}} is ample then LL extends to an ample 𝐑\mathbf{R}-line bundle ℒ∈Pic⁡(𝒳′)𝐑\mathcal{L}\in\Pic(\mathcal{X}^{\prime})_{\mathbf{R}} for all sufficiently high vertical blow-ups 𝒳′→𝒳\mathcal{X}^{\prime}\to\mathcal{X}.

We shall use the following version of the Negativity Lemma, cf.  [KM98, Lemma 3.39]. The proof we give is a variant of the argument used in [BdFF10, Proposition 2.11].

Lemma 1.6.

Assume that 𝒳\mathcal{X} is vertically 𝐐\mathbf{Q}-factorial and let π:𝒳′→𝒳\pi:\mathcal{X}^{\prime}\to\mathcal{X} be a vertical blow-up. If D∈Div0⁡(𝒳′)𝐑D\in\Div_{0}(\mathcal{X}^{\prime})_{\mathbf{R}} is π\pi-nef then π∗​π∗​D−D\pi^{*}\pi_{*}D-D is effective.

Proof.

As a first step, we reduce the assertion to the case where D∈Div0⁡(𝒳′)𝐐D\in\Div_{0}(\mathcal{X}^{\prime})_{\mathbf{Q}} is π\pi-ample. Indeed, the set of vertical π\pi-ample 𝐑\mathbf{R}-divisors, which is an open convex cone in Div0⁡(𝒳′)𝐑\Div_{0}(\mathcal{X}^{\prime})_{\mathbf{R}}, is non-empty by (i) of Lemma 1.4. We may thus choose a basis A1,…,ArA_{1},...,A_{r} of Div0⁡(𝒳′)𝐑\Div_{0}(\mathcal{X}^{\prime})_{\mathbf{R}} made up of π\pi-ample Cartier divisors. Let ε=(εi)∈𝐑+r\varepsilon=(\varepsilon_{i})\in\mathbf{R}_{+}^{r} be such that Dε:=D+∑iεi​AiD_{\varepsilon}:=D+\sum_{i}\varepsilon_{i}A_{i} is a 𝐐\mathbf{Q}-divisor. The fact that DD is π\pi-nef means that D⋅C≥0D\cdot C\geq 0 for each curve CC contained in a fiber of π\pi. Since each AiA_{i} is π\pi-ample, it follows from Kleiman’s criterion [Kle66] that DεD_{\varepsilon} is π\pi-ample on the projective kk-scheme 𝒳0′\mathcal{X}_{0}^{\prime}, hence DεD_{\varepsilon} is also π\pi-ample on 𝒳′\mathcal{X}^{\prime} by [EGA, III.4.7.1]. Upon replacing DD with DεD_{\varepsilon} for ε\varepsilon arbitrarily small we may thus assume as desired that D∈Div0⁡(𝒳′)𝐐D\in\Div_{0}(\mathcal{X}^{\prime})_{\mathbf{Q}} is π\pi-ample.

Now choose m≫1m\gg 1 such that 𝒪𝒳′​(m​D)\mathcal{O}_{\mathcal{X}^{\prime}}(mD) is π\pi-globally generated, which means that the vertical fractional ideal sheaf 𝔞:=π∗​𝒪𝒳′​(m​D)\mathfrak{a}:=\pi_{*}\mathcal{O}_{\mathcal{X}^{\prime}}(mD) satisfies 𝔞⋅𝒪𝒳′=𝒪𝒳′​(m​D)\mathfrak{a}\cdot\mathcal{O}_{\mathcal{X}^{\prime}}=\mathcal{O}_{\mathcal{X}^{\prime}}(mD). It is obvious that 𝔞⊂𝒪𝒳​(m​π∗​D)\mathfrak{a}\subset\mathcal{O}_{\mathcal{X}}(m\pi_{*}D), hence 𝒪𝒳′​(m​D)⊂𝒪𝒳′​(m​π∗​π∗​D)\mathcal{O}_{\mathcal{X}^{\prime}}(mD)\subset\mathcal{O}_{\mathcal{X}^{\prime}}(m\pi^{*}\pi_{*}D), and the result follows. ∎

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