3 Degenerating Calabi-Yau hypersurfaces [00TF]
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3 Degenerating Calabi-Yau hypersurfaces
We now set the scene for the main work: a particular class of Calabi-Yau hypersurfaces inside near the large complex structure limit, polarised by the class up to a rescaling factor. Special attention will be focused on the simplest case of the Fermat family (cf. Example 3.1). We freely borrow from Haase-Zharkov [23][24], whose setting includes more general CY hypersurfaces in toric varieties. The key notion is that the degenerating complex structures are controlled by piecewise linear data, an idea studied extensively under the name of tropical geometry.
The philosophy is that every concept in Kähler geometry ought to have an analogue in the tropical world, and the combinatorial nature of the tropical version should simplify the original problem in Kähler geometry. However, it does not appear clear what is the tropical analogue of the notion of Kähler metrics; we devote section 3.4 and 3.5 to investigate this question, and answer it in the Fermat case by utilizing the large discrete symmetry group.
3.1 Complex structure
Let , and , and denote , . We regard as a toric Fano manifold , with moment polytope corresponding to the anticanonical class . More explicitly is the -simplex inside spanned by the vertices
in particular is a reflexive integral Delzant polytope, with dual polytope
being the -simplex spanned by the vertices . The integral points parametrize monomials in the anticanonical linear system . We study the family of hypersurfaces
| (8) |
Here are a fixed collection of coefficients, with corresponding to the unique interior integral point . For any vertex of , we require . The function is defined for those for which ; by assumption , and otherwise. The natural piecewise linear extension of to is assumed to be concave, whose domains of linearity are by assumption simplices, producing a triangulation of . Using the adjunction formula, we can write down a holomorphic volume form on , such that along
| (9) |
with the standard coordinates on . We will always assume , and all the constants in the estimates are independent of .
Example 3.1.
The Fermat family is given explicitly as
| (10) |
namely we choose for corresponding to the monomials and , and choose to be the piecewise linear function with value at the origin and at the vertices of .
The key notion to describe the complex structure degeneration is a piecewise linear object called the tropicalisation of the hypersurfaces. Define the nonnegative piecewise linear function on by
The tropicalisation is defined as the nonsmooth locus of , or equivalently the locus inside where the maximum is achieved by at least two values of . There is precisely one bounded component in the complement of ,
whose boundary . The relation between the hypersurfaces and the tropicalisation is furnished by the rescaled log map,
The image is called the amoeba. The following Prop. will be tacitly used frequently, as it allows us to think of regions on efficiently in terms of the regions on , up to a tiny amount of fuzziness.
Proposition 3.2.
(cf. [23, Prop. 3.2]) The amoebas converge in the Hausdorff distance to in the Hausdorff distance as . In fact
Proof.
(sketch) Let and let saturate the maximum for . Applying to the inequality
we see
so . The other inequality of the claim can be proved by constructing local models of in regions whose -images are close to , and then use the implicit function theorem to show is a small perturbation of these local models. ∎
Example 3.3.
In the Fermat family example above is the reflexion of .
The tropicalisation is naturally stratified according to the subset of saturating the maximum . This induces a kind of quantitative stratification structure on for .
Lemma 3.4.
There is a fixed number , such that for and any (or ), there is a simplex in the triangulation of , verifying for .
Proof.
(Sketch) For any fixed , the function is a concave function of . By our assumptions, the set of saturating the maximum must be the set of vertices of some simplex in the triangulation of . A more effective version of this observation is the Lemma in the case, and the case follows by Prop. 3.2. ∎
Given a simplex in the triangulation, we associate a subset :
Clearly if , then . The intuition is that larger correspond to more nongeneric regions, and the complement of their neighbourhoods correspond to more generic regions.
Notation.
We need a few terminologies to describe . The face of dual to is . The outward normal cone to is
By the Delzant polytope property is isomorphic to , where is the dimension of the minimal face of containing . The Minkowski sum of two sets means .
Lemma 3.5.
(compare [23, Lemma 3.1]) If then
Lemma 3.6.
.
Proof.
Let . If achieves the maximum , then . If not, then the maximum is achieved by at least two , so for some with . ∎
Remark 3.7.
The intuition is that a neighbourhood of corresponds to a toric region, while controls how approaches the toric boundary of , and the stratification is related to how the toric boundary components intersect.
Our next goal is to assign good holomorphic charts to related to the stratification structure. We first consider the toric region, which shall be covered by -charts. Let be the primitive integral outward normal vector to a facet of . The chart parametrised by is contained inside the region
| (11) |
Let , and choose an integral basis for . Then the monomials provide the local -coordinates on the chart, since by the implicit function theorem is locally a graph . In fact by the defining equation (8) of the hypersurface
whence the holomorphic volume form is (cf. (9))
| (12) |
(Here are suitably oriented to take care of .) We regard the above region as an open subset of , and denote the chart as the largest -invariant subset, delineated by a collection of affine linear inequalities on the variables .
In the tropical limit , the region becomes
Inside this the limiting version of is
Later we shall also need the slightly shrinked regions for : let
whose largest -invariant subset is . The tropical limit of is
containing the limiting version of
As the choice of varies, such regions cover a neighbourhood of as a consequence of Lemma 3.4; so do . This means the charts of toric type already cover part of the neighbourhood of the toric boundary.
Example 3.8.
In the case, are elliptic curves, and the toric charts cover the entire . In the case, are quartic K3 surfaces, and the toric charts cover most parts of including a large portion of the intersection of with the toric boundary of , but do not cover a tiny neighbourhood of the 24 points located at the intersection of with .
We now consider the neighbourhood of the toric boundary near the stratum , but keeping away from higher strata and from . Here
Since most terms in the defining equation (8) are negligible in our region, the hypersurface is locally approximately
We focus on the subregion where achieves the maximal magnitude for , and achieves the second largest magnitude. These two magnitudes must be of comparable size by the hypersurface equation. Choose an integral basis for the outward normal cone , so for . Denote the vertices of as for , and choose an integral basis of . Choose so that is an integral basis of , and complete this into an integral basis for , providing -variables . We then find for , with , and we can demand because . These provide the -variables for , which can vanish on the toric boundary. On this local piece of , the variables and furnish a set of local coordinates as the -variable is expressible locally as a function of theirs.
The holomorphic volume form (9) is
| (13) |
up to choosing appropriate ordering of the coordinates. Here is the divisibility of inside the group
Notice is uniformly equivalent to in this region.
Remark 3.9.
The discussion above can be simplified if one assumes the triangulation of is maximal, namely each simplex is -isomorphic to the standard simplex. We choose not to do so because this stronger assumption would exclude the Fermat family.
Remark 3.10.
A problem when we work with the coordinates is the inequality constraint to keep and as the two dominant monomials. This means such a holomorphic chart is not quite as simple as the product of with a long annulus in . In practice we will cover this region by lots of simpler charts which we call the charts of boundary type. Let be any point in this region, such that is large but still comparable to 1 (to guarantee the chart overlaps nontrivially with some toric type chart). The associated chart uses the same coordinates as above, but describes only a small region:
where is a fixed dimensional constant. These charts have an interpretation in terms of the strata (cf. Lemma 3.5): the point corresponds roughly to a point on the face , and allowing to decrease to zero corresponds to taking the Minkowski sum with the outward normal cone , so the tropical analogue of our small chart is .
Example 3.11.
For generic quartic K3 surfaces, the following simple situation models a small neighbourhood of the 24 points on . Locally the dominant monomials are , where are -coodinates which vanish on toric boundaries, and is a -coordinate; together are local coordinates on . The local model hypersurface is
so can be used as local coordinates on the hypersurface. The holomorphic volume form on the hypersurface is (up to a normalising factor)
This is the typical boundary type behaviour. A significant part of the boundary type region overlaps with the toric region. In this example, when is not too small, we can view as a -coordinates, so provides a toric type chart, as we can express . In this chart
which agrees with the standard holomorphic volume form in toric type charts. The same behaviour happens when is not too small. The problem mentioned in Remark 3.10 is due to the fact that this local model is only a valid approximate description of the K3 for satisfying some inequality constraints. The prescription of charts of boundary type means that we are simultaneously using the charts for many choices of parameters . Notice the scaling symmetry
means that there is no obviously preferred chart of boundary type. More concrete examples can be found in [30, section 1.1.6].
Local charts of the toric type and the boundary type cover the entire hypersurface for , and a substantial portion of any boundary type chart is in fact already covered by toric charts. Almost all the measure is contained in the toric type region.
3.2 Piecewise linear structure
Proposition 3.12.
The polyhedral complex is homeomorphic to .
Proof.
This is because is the boundary of a convex polyhedron with nontrivial interior. ∎
We now assign a a collection of charts to , whose transition functions are piecewise linear. (Some authors prefer the terminology ‘piecewise affine’.) These are closely related to the holomorphic charts on in section 3.1.
Let be the primitive integral outward normal vector to a facet of , and choose an integral basis for , suitably oriented to be compatible with (12). On the open subset of ,
we regard as the affine linear coordinates, also written as . Such charts cover . We denote as the subset of points on which do not lie on the interior of the top dimensional faces. It is easy to check that the transition functions on overlapping charts in lie in , so the volume form is defined independent of the choice of charts. We call the associated measure the Lebesgue measure on , with respect to which is a null set. The set has real codimension 1, and the transition functions are in general only piecewise linear.
Remark 3.13.
The affine structure on can be often extended to a subset of with codimension 2 complement. This in general involves a somewhat ad hoc choice of the singular locus. In the Fermat family case, due to the discrete symmetry, the barycentric subdivision provides a canonical choice. (cf. section 3.5).
We now examine the normalised canonical measure on
| (14) |
Proposition 3.14.
As , the pushforward measure converges to the Lebesgue measure supported on . In particular
| (15) |
Morever, there is a uniform exponential measure decay estimate
| (16) |
Proof.
(Sketch) Using Lemma 3.5 and the holomorphic volume form formula (13), the neighbourhood of the toric boundary near only contributes to the normalised measure, where . The same lemmas imply (16) by summing over contributions from boundary type regions. In the toric region corresponding to the neighbourhood of , the convergence of the normalised volume measure follows from Prop. 3.2 and formula (12). ∎
Remark 3.15.
The measure convergence holds for much more general degenerating families by the work of Boucksom et al. [3]. The fact that the measure is concentrated along justifies why we focus on rather than .
3.3 Kählerian polarisation
We specify a polarisation class on the toric manifold . A standard background Kähler metric is (a suitable multiple of) the Fubini-Study metric:
Our normalisation guarantees that the potential has the asymptotic behaviour
A general (singular) Kähler metric on is given by a relative potential . Alternatively, one thinks of as a collection of local absolute potentials:
| (17) |
where is a local potential in a compact region, and give the local potentials near the toric boundary.
We call a convex function on admissible if it satisfies the asymptotic growth condition
| (18) |
which captures the information of the Kähler class.
Proposition 3.16.
A convex function is admissible if and only if the Kähler current defined by the psh function on extends to a torus invariant Kähler current on with continuous local potentials.
Proof.
(Sketch) Convex functions on correspond to torus invariant psh functions via the log map (cf. Lemma 4.3 below). If is admissible, then near the toric boundary the appropriate local potential extends continuously over the boundary piece by the growth asymptote assumption and convexity, and the extension remains psh. Conversely, the asymptotic condition is dictated by the local boundedness of near the toric boundary pieces. ∎
A general (singular) Kähler metric on in the polarisation class is given by a potential . The normalising factor is aimed at extracting nontrivial limits as . We can completely analogous define the local potentials:
| (19) |
which are by definition psh on respective regions.
In particular, we can represent the Calabi-Yau metric on by a potential . The Calabi-Yau condition is
| (20) |
where the normalising constant
| (21) |
as (cf. Prop. 3.14).
3.4 Extension property and locally convex functions
We now discuss the issue of finding a tropical notion analogous to Kähler metrics. The concept of a Kähler metric is formulated in terms of a collection of local psh functions on overlapping complex charts, whose differences represent a given cocycle of local pluriharmonic function. Intuitively, the analogue should be a collection of local convex functions whose differences represent a given cocycle of local affine functions.
To the author’s awareness there is no definitive formulation of local convexity on polyhedral sets. In the case of interest, we need to define a class of ‘locally convex functions’ on . The problem is that on , the transition functions between different charts are only piecewise linear, so convexity is not invariantly defined. This problem also prevents us from setting up a general global notion of real MA equation on , which is an essential ingredient in the SYZ conjecture in general. We will attempt to give a special definition in the Fermat case (cf. section 3.5).
However, the extension theorem 2.13 provides an alternative viewpoint: (1,1)-type Kähler currents can be defined extrinsically. By analogy, we propose that the correct notion should be equivalent to the following
Definition 3.17.
A continuous function on satisfies the extension property if it extends to an admissible convex function on defined in section 3.3.
Example 3.18.
The zero function extends to , which is admissible and convex.
The problem is to make this definition both intrinsic to , and local in nature. We do not fully succeed but shall make some partial progress.
Proposition 3.19.
A continuous function on satisfies the extension property if and only if for every , there exists , such that for any ,
Proof.
The if direction is because the asymptotic growth condition (18) implies the gradient of must be contained in .
For the only if direction, we apply the Legendre transform:
and consider a version of the double Legendre transform
Clearly is convex, and admissible by the boundedness of , and on because
Our characterisation precisely ensures on . Then provides the canonical extension. ∎
Remark 3.20.
The above characterisation is not completely intrinsic because it uses the extrinsic pairing . On the positive side it uses only the value of on .
Remark 3.21.
At , the vector in the hypothesis is a subgradient of the canonical extension , namely .
We now introduce a local notion. The function below will be analogous to in (19). Recall the charts associated to ourward normal vectors introduced in section 3.2, with local coordinates .
Definition 3.22.
Let be a continuous function on , to which we associate a collection of local functions by the rule . We regard as a function on the charts with . We say is a locally convex function if all are convex on their corresponding charts.
Remark 3.23.
One can reconstruct from the local functions as long as their mutural differences define a correct cocycle . Thus this definition has the intrinsic local feature we desire, in analogy with the notion of Kähler potentials.
Remark 3.24.
For fixed and satisfying , the convexity of and on the -chart are equivalent because is an affine function. However, on the overlap of the -chart and the -chart, if is convex in one chart it is not automatically convex in the other.
Remark 3.25.
If a convex function is not sufficiently regular, there can be a null set of points at which the subgradient is not unique. Later we will abuse language to use the word gradient to refer to any choice of subgradient.
Proposition 3.26.
If satisfies the extension property, then is locally convex.
Proof.
Let , and consider the function on the chart . Given in the chart, we need to find such that
where is a covector, and refers to the representation of in the local coordinates ; after identifying as coordinates on the plane , we may regard as an element of , and according to the decomposition ,
Since the convexity of and are equivalent in the -chart if , we may assume is attained by . By the extension property and Prop. 3.19, there is some , such that
hence
Since , we have Since is attained by , and the polytope lies in the half space , we have
Combining the above
so we have produced as required. ∎
3.5 Extension property: the Fermat case
We do not know the equivalence between the extension property and the local convexity property. However, in the case of the Fermat family Example 3.1, the polyhedral set has a discrete symmetry by the permutation group of the vertices of , corresponding to the permutations of the monomials . This can be used to our advantage.
Notation.
Denote the vertices of as , which coincide with the outward normal vectors because . Denote the vertices of as , so that
Let be the star of in the barycentric subdivision of . Let be the subset of points not contained in the interior of any of these stars. The affine structure on extends to , by decreeing that on the interior of we use the coordinates for the chart . As has codimension two inside , this makes into a singular affine manifold.
Proposition 3.27.
In the Fermat case, if is a locally convex function on , which is invariant under the permutation group. Then satisfies the extension property.
Proof.
We need to prove the characterisation in Prop. 3.19. Without loss of generality is achieved by . We need to find , such that For this we study the gradient of the function on the various -charts.
First, notice for on the face , namely the convex hull of , the vector is parallel to the face, and by convexity of the directional derivative is monotone along the path from to , so must be maximized at . In particular we consider such line segments on the face parallel to for . By the discrete symmetry, must be zero on the plane of reflection bisecting the face. Thus for , , the subset of the face
agrees exactly with the half of the face containing . Therefore the subset of face
is exactly the intersection of with the face. Without loss of generality lies in .
We follow the notation in the proof of Prop. 3.26. In the -chart, denote the gradient of as , so that for in the -chart,
A priori lives in . We lift to by demanding , so by the above discussion for Define , then for all . We regard as the gradient of at , and write as a function of . This construction can be made on other faces as well, and on the intersection of two faces the definitions are compatible.
We claim : it suffices to show . Notice . Consider the line segment in the face joining to the boundary of the face in the direction , which stays inside , and along which increases, or equivalently increases. But the boundary of the face lies also on a different face, and we can use the information from this new face to deduce there.
By construction for in the -chart,
We claim that in fact holds for all . We are left to check for on the face , namely the complement of the -chart. Consider the -chart for . We can write according to the decomposition , that
By local convexity, in the -chart is convex, so there is some , such that for any in the -chart
But a gradient vector of at is , so we may take . Thus
Now as in the proof of Prop. 3.26, and by . This implies as required.
We have verified the characterisation in Prop. 3.19, hence the extension property. ∎
The proof above contains some additional information about the gradients.
Corollary 3.28.
In the region , the directional derivative of the canonical extension satisfies In particular, in this region, for any with , the function is constant upon translation in the -direction.
Proof.
By Remark 3.21, the introduced in the above proof is actually the gradient of the extension over . By the proof above, we know on . This directional derivative can only increase as moves in the -direction. But on since the extension is admissible, so everywhere, hence the claim. ∎
For later use, we define the notion of real MA equation in the Fermat case.
Definition 3.29.
Let be a locally convex function on invariant under the discrete symmetry. Then is called an Aleksandrov solution of the real MA equation on if
- •
On the interior of any top dimensional face of , in a set of standard local affine coordinates with equal to the standard volume form , the function satisfies in the Aleksandrov sense.
- •
On , we use the standard affine coordinates associated to the chart. We demand for any vertex of with , the local function satisfies in the Aleksandrov sense.
Schematically we write .
Remark 3.30.
Notice that the definition is compatible on overlapping charts because the transition functions lie in . On the locus we make no definition.