4 Estimates on the Kähler potential [00TL]
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4 Estimates on the Kähler potential
This section is concerned with estimating the Kähler potential on the degenerating hypersurfaces in the Fermat family. The expectation that the potentials converge in the limit to a solution of a real MA equation, motivates us to produce local convex functions by taking average of local Kähler potentials. Convex functions have better a priori regularity than psh functions: a Lipschitz bound is automatic. These arguments work for general Kähler potentials, without using the complex MA equation. The main difficulty is then to show that for the Calabi-Yau metric, the local potentials are -close to their averaging convex functions at least in the generic region; equivalently the local potentials have small local oscillations. This part relies on the method of Kolodziej as outlined in section 2.2, and a key ingredient is an improved uniform Skoda inequality.
Most arguments apply to more general contexts, and the only reason we restrict to the Fermat family of hypersurfaces is to use the extension property, which enables us to patch up the local convex functions into a global regularisation of the original Kähler potential.
4.1 Harnack inequality
Consider a general possibly singular Kähler potential on , normalised to . We think of equivalently as a collection of local potentials as in section 3.3. In the region , we can find with and -coordinates as in section 3.1. Recall is the normalised canonical measure induced by the holomorphic volume form.
Notation.
Denote as the union of all the toric regions for various choices of and . It is tacitly understood that slightly shrinked domains correspond to a slightly larger choice of , and we shall abusively use the same notation for shrinked domains.
Proposition 4.1.
(Harnack type inequality) Suppose with . Then the average integral
Proof.
(cf. proof of Prop. 3.1 in [2]) Consider the local potentials on various coordinate charts in section 3.1, both of the toric type and of the boundary type. The charts can be chosen so that the Lebesgue measures thereof are uniformly equivalent to up to a scaling factor. We have uniformly on charts. Suppose a coordinate ball is contained in (the universal cover of) the local chart. Since is psh and , for ,
hence
To deduce the global version of the Harnack type inequality we need a transitivity property, namely we can connect the chart containing the maximum point of to any of the toric charts in via a chain of number of charts, such that on charts increase by only in each step. This last fact is because we can choose the chains of successive charts such that the measure of the overlap occupies a nontrivial portion of the previous chart:
which would force
∎
Remark 4.2.
Notice this transitivity argument allows us to move from boundary type charts into toric charts, but not conversely, because the measure is much larger on toric charts.
4.2 Local potentials: convexity
We continue with a general normalised to , whose local potentials are . A simple obeservation is:
Lemma 4.3.
Let be any psh function on the open subset of . Then the -invariant function
is a convex function in the variables .
Proof.
Since the -action on is holomorphic, is psh in for any choice of , so the average function is also psh. Any -invariant psh function must be convex in the log coordinates, because of the formula
∎
In the region , we can find with and -coordinates as in section 3.1, and consider the local potential . Denote . We produce the local average function
| (22) |
Proposition 4.4.
In the chart the average function is convex, and on the shrinked chart it has a Lipschitz bound:
| (23) |
Proof.
By Lemma 4.3, is convex, and by Prop. 4.1 it has an bound in the coordinates:
Clearly is also bounded above, so for the argument we may pretend upon shifting by a bounded constant.
We claim is bounded from below for in a shrinked interior region. The ball is contained in the coordinate chart, with bounded below by a positive constant. For in the annulus , we have , so upon integration
which bounds . Thus on a slightly shrinked -domain the oscillation is bounded:
and the Lipschitz bound follows again by convexity. ∎
Remark 4.5.
We discuss some intuition about log scales. Let lie in , then a log scale around refers to the subregion
Now vary by order within , so there are an enormous number of log scales. The long range behaviour of is similar to , with half of the dimensions compactified into . On the other hand, over one log scale behaves qualitatively like the unit disc in . The concept of local oscillation of a function refers to the oscillation within one log scale. In particular the Lipschitz bound (23) implies a local oscillation bound
4.3 Local potentials: plurisubharmonicity
The following lemma is a special case of the principle that for a subharmonic function, the standard mean value inequality has interesting strengthenings if there is more information about microscopic averages.
Lemma 4.6.
Let be a subharmonic function on equipped with the Euclidean metric , where . Let be the averaging function of over the fibres. Assume and a Lipschitz bound , then on we have .
Proof.
(courtesy of W. Feldman) By passing to the universal cover , the standard mean value inequality implies
Let , which lifts to a point in . Consider the Euclidean ball , where is a parameter to be chosen. Then by the mean value inequality,
Define the subset as the union of all interior lattice cubes, then
and by the lattice periodicity of we have . By partitioning the integral into the contributions from and ,
By the Lipschitz bound of , the RHS is bounded above by
Choosing gives . ∎
Back to the setting of Prop. 4.4,
Corollary 4.7.
(Local potential upper bound) On , then
Proof.
Corollary 4.8.
(Local -oscillation bound) Over one log scale inside ,
Proof.
Recall the local oscillation of in one log scale is . Since the local sup of differs from the local average of by , the local -oscillation is likewise bounded by . ∎
Remark 4.9.
The -dependence is probably not optimal.
We now seek a local -oscillation bound on the charts of boundary type (cf. Remark 3.10). The idea is that any chart of boundary type overlaps with some chart of toric type in an annulus region, where the -oscillation bound is already known. It would be enough to transfer the -oscillation bound from the annulus to the deep interior of the chart.
Lemma 4.10.
Let be a psh function on the . Then
Proof.
We induct on dimension. For , the unit ball is already enclosed by an annulus, so is bounded above, and the mean value property applied to all balls with gives a lower bound on . Thus the -bound in is clear.
For general , notice by induction we can bound for each ,
so is controlled in on an annulus enclosing , and we can bound similar to the case. ∎
Corollary 4.11.
(Local -oscillation bound II) In the chart of boundary type , the local potential satisfies
4.4 Locally convex function
In section 4.2 we produced a collection of local average functions on corresponding to various choices of and with . But the local coordinates are naturally interpreted also as coordinates on (cf. section 3.2), so can be alternatively viewed as a collection of convex functions on the charts of . (Notice these local functions are defined without the need to shrink the domain to ).
The intuition is that up to -small error, the differences of these local functions agree with the cocycle , or equivalently, up to some -small fuzziness glue to a locally convex function on in the sense of Definition 3.22. The more precise statement is
Lemma 4.12.
On overlapping charts of ,
Proof.
Since we know the local -oscillation estimate holds in every local region, in a log scale in , not necessarily in the shrinked region ,
Since is convex, a local -bound implies a local -bound in a slightly shrinked region, so in the log scale,
Likewise for . By definition the local potentials differ by
Notice that for a given point on , the log scales on and around have a nontrivial percentage of overlapping measure. Thus
∎
Remark 4.13.
The tropical version of is in general larger than ; it typically contains also some subset stretching to infinity along the -direction. If we regard as local functions on instead of , then there is a delicate issue. The Lemma above does not imply that for various choices of glue approximately on overlapping regions far from . The problem is that such overlapping regions have too small measure, which breaks down the proof.
4.5 Legendre transform, extension, regularisation
We restrict to the Fermat case, and consider a general with , invariant under the symmetric group permuting the monomials . The goal of this section is to canonically patch together the local convex functions in section 4.4 approximately to produce a convex admissible function on . We will then induce a potential which is a regularisation of in the sense that it enjoys better a priori bounds than .
Proposition 4.14.
There is an admissible convex function on , such that on ,
| (24) |
Proof.
The idea is to regard as approximately defining a locally convex function on in the sense of Def. 3.22, and then the problem is essentially to prove an effective version of the extension property (cf. Prop. 3.27). We will outline the main modifications.
We will produce by mimicking the Legendre duality construction in Prop. 3.19. For , define
where it is tacitly understood that is defined only over , and the sup is taken over all choices of whenever is defined. Since are uniformly bounded on , we see . We then define a convex function on by another Legendre transform
which is admissible because is bounded. By the same reasoning in Prop. 3.19, on ,
We are only left to show
which amounts to showing that there exists , such that for any ,
Notice our setting enjoys the discrete symmetry. This last step is the effective version of Prop. 3.27, and the proof is basically the same. ∎
By construction has a number of additional properties:
Corollary 4.15.
The canonical extension satisfies an a priori Lipschitz bound
| (25) |
Morever, in the region , for any with , the function is constant upon translation in the -direction.
Proof.
The first inequality is because the Legendre transform is bounded on as in the above proof, and the second is because . The morever statement is essentially identical to Cor. 3.28. ∎
By a small variant of Prop. 3.16, when we pullback the admissible convex functions via , we obtain a torus invariant Kähler current on with continuous local potentials. In details, we write , and define
| (26) |
By construction , and are the local potentials of (cf. (19)). By Cor. 4.15, , and inherits the Lipschitz bound from . By a slight abuse of notation, the restriction to will still be denoted as . We think of as a regularisation of .
Remark 4.16.
As explained in section 2.3, on toric manifolds the Legendre transform arises from a limiting version of approximation by algebraic metrics, which in turn is a more standard way to regularise an arbitrary Kähler potential. Now is not a toric manifold, but the toric symmetry holds approximately in generic regions, which motivates us to take the Legendre transform as a replacement of algebraic regularisation.
We now specify some subregions on with coordinate descriptions. These are intimately related to , which is covered by the stars of the vertices and the interior of the top dimensional faces (cf. section 3.5).
Notation.
(Star type regions on ) On the region , recall the coodinates and regard as local coordinates also on . Let be the subset where the coordinates correspond to points in . The tropical analogue of is .
Notation.
(Face type regions on ) Consider a slightly shrinked subset of the interior of a given top dimensional face of . This can be regarded as a subset of , where we regard as local affine coordinates. Let be the subset where the coordinates correspond to points in this shrinked face. The tropical analogue of is the shrinked face.
The intuition is that when has image close to , or if this image approaches infinity in specific directions, then is bounded above by a very small number:
Proposition 4.17.
(Local potential upper bound)
- •
Inside , for , the local potentials satisfy or equivalently .
- •
Inside , the local potentials satisfies , or equivalently .
4.6 Improved Skoda inequality
Recall the local -oscillation bounds in both toric and boundary type regions, from Cor. 4.8 and 4.11. Consequently,
Lemma 4.18.
(Local Skoda estimate) Consider any normalised to . There are uniform positive constants , , such that the local potentials satisfy
- •
In a log scale in the toric region,
- •
In a boundary type chart,
Proof.
Apply the standard Skoda inequality (cf. Thm 2.1) to the rescaled function . ∎
Remark 4.19.
The local average can be replaced by the local supremum using the mean value inequality.
Corollary 4.20.
(global Skoda estimate) Consider any normalised to . There are uniform positive constants , , such that
| (27) |
Proof.
By the local Skoda estimate and the Remark above, for both a log scale in the toric region, and a boundary type chart, the local average
| (28) |
so in particular But we have already achieved a -bound on local average functions, and in particular a lower bound on local suprema. Thus
or equivalently for local integrals. To pass from this to the global Skoda estimate, we need to take a large collection of log scales and boundary type charts and sum over the estimates:
The only problem is to ensure that the local charts can be chosen without substantially overcounting the measure. For points on whose image is at Euclidean distance to , it is easy to choose the charts so that each point is contained in number of charts. Away from , the points deep inside the boundary type charts in general do not have this local finiteness property, but this is compensated by the fact that the measure decays exponentially away from (cf. (16)). The conclusion is that
whence the global Skoda estimate. ∎
We now specialize to the Fermat case, and consider normalised to with discrete symmetry, as in section 4.5. The regularisation of produced via Legendre transform is denoted as .
Theorem 4.21.
(Improved Skoda estimate) In the Fermat case above, there are uniform constants , , such that
| (29) |
Proof.
On either a log scale in the toric region, or a boundary type chart, we have by the local -oscillation estimate and the mean value inequality that
Notice also the local averages of and differ by , so
Combined with (28),
The summation argument as in the global Skoda estimate proves the claim. ∎
Remark 4.22.
This means can only fail to be bounded below by on a set with exponentially small probability measure. Notice we have not yet used the complex MA equation.
4.7 and stability estimates for CY potentials
We finally impose the Calabi-Yau condition, and consider the CY potential normalised to , solving (20):
Theorem 4.23.
(-estimate) The Calabi-Yau potential satisfies the uniform -estimate .
Proof.
We now specialize to the Fermat case. Clearly is invariant under the discrete symmetry of the hypersurface. Recall the regularisation is denoted as , coming from the double Legendre transform construction (cf. section 4.5). The local potentials of and are denoted and according to the same convention as (19).
Theorem 4.24.
In the Fermat case, there is a uniform stability estimate
| (30) |
Proof.
Remark 4.25.
In the theorems above only an upper bound on the volume measure is actually needed. The intuition is that the Skoda inequality is already so close to an estimate, that a very tiny amount of extra assumptions are needed to conclude -estimate.
Combining this with the upper bound from Prop. 4.17,
Corollary 4.26.
In the Fermat case, there is a uniform -stability estimate:
- •
Inside , for , the local potentials satisfy or equivalently .
- •
Inside , the local potentials satisfy , or equivalently .
The point is that in the generic region of the Calabi-Yau local potentials are -approximated by their regularisations, which build in convexity by construction, and therefore have a priori Lipschitz bounds.