2 Analytic backgrounds [00T7]
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2 Analytic backgrounds
2.1 Skoda inequality
An upper semicontinuous -function on a coordinate ball is called plurisubharmonic (psh) if . The basic intuition is that regularity properties for psh functions in general dimensions are analogous to subharmonic functions on Riemann surfaces. This is captured by the basic version of the Skoda inequality:
Theorem 2.1.
(cf. [40, Thm 3.1]) If is psh on , with with respect to the standard Euclidean metric , then there are dimensional constants , , such that
Remark 2.2.
If instead for some constant , then we can apply Thm 2.1 to a scaling of , to get a Skoda inequality with modified .
Remark 2.3.
Assuming an -bound on , then we can take a suitable cutoff function , and via integration by parts,
This simple idea is a basic version of the Chern-Levine inequality, which is another fundamental reason why psh functions are much more regular than the subharmonic functions in general dimensions.
The basic Skoda inequality immediately implies a global version. On a compact Kähler manifold , we say an upper semicontinuous -function if . This is the generalised notion of Kähler potentials.
Theorem 2.4.
On a fixed , there are positive constants , depending only on , such that
Remark 2.5.
Here is automatically bounded using the Harnak inequality, because for .
Remark 2.6.
The supremum of all such is known as Tian’s alpha invariant.
2.2 Kolodziej’s estimate on pluripotentials
Here we outline a method to estimate Kähler potentials, pioneered by Kolodziej, and further developed by [12] and [15][22]. Our exposition largely adapts [15][22][16], with special attention to the dependence of constants. Unlike in [15], we do not impose a volume normalisation.
Given an -dimensional Kähler manifold , for , pluripotential theory allows one to make sense of the Monge-Ampère (MA) measure , generalising the notion of volume forms. The basic problem is to estimate from a priori bounds on . A key concept is the capacity of subsets :
We wish to sketch the main ideas behind a prototypical result:
Theorem 2.7.
Let be a compact Kähler manifold, and , such that is an absolutely continuous measure. Assume there are positive constants , such that the Skoda type estimate holds with respect to :
| (2) |
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For fixed , there is number , such that if for some , then .
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If , then .
The first ingredient is:
Lemma 2.8.
(cf. [15, Lemma 2.3]) The MA measure of sublevel sets controls the capacity of lower sublevel sets : for and ,
The second ingredient below contains the most substance:
Lemma 2.9.
(Volume-capacity estimate) In the setting of Thm. 2.7, for any compact set ,
| (3) |
In particular there is a constant verifying the power law bound
Proof.
(Sketch) We may assume is not pluripolar, for otherwise and . We introduce the Siciak extremal function
whose upper semicontinuous regularisation . By the Alexander-Taylor comparison principle (cf. [22, Prop. 6.1]),
By the Skoda integrability assumption (2), and the fact that a.e with respect to (so by absolute continuity also for ),
hence
The volume-capacity estimate (3) follows because on . ∎
The third ingredient is an elementary decay lemma:
Lemma 2.10.
(cf. [15, Lemma 2.4 and Remark 2.5]) Let be a nonincreasing right-continuous function, such that
Then for .
Proof.
(Thm 2.7) Combining the first two ingredients, the function satisfies
We conclude that for the sublevel set has zero -measure, and therefore zero capacity by Lemma 2.8, so has the lower estimate as claimed in the first statement.
For the second statement, by (2) we have an a priori exponential decay
which allows us to find an appropriate . ∎
Remark 2.11.
Thm. 2.7 implies a famous result of Kolodziej stating that if we fix and , then has a -bound depending only on . It is enough to check (2), which reduces by Hölder inequality to the standard Skoda inequality (cf. Thm 2.4), with modified constants. The strength of Thm. 2.7 is that it still applies when the complex/Kähler structures are highly degenerate, as it distills the dependence on to only 3 constants .
Thm. 2.7 gives a criterion for two Kähler potentials to be close to each other.
Corollary 2.12.
(Stability estimate) Let be a compact Kähler manifold, and , such that is absolutely continuous. Assume and the Skoda type estimate (2). Then there is a number , such that if for some , then
.
2.3 Algebraic metrics and asymptotes
This section is included for motivational purposes. On any compact complex manifold with a positive line bundle , any fixed Kähler metric in the class is the curvature form of a Hermitian metric on . Consider the projective embedding for . The norms on sections induce Euclidean metrics on the vector spaces , hence Fubini-Study metrics on . A famous result of Tian says that is approximated by the algebraic metrics as ; this idea has been much exploited in regularization theorems.
This construction is particularly transparent in the toric case, as explained in [13]. Let be an -dimensional polarised toric manifold with moment polytope , so a -invariant basis of corresponds to , or equivalently after rescaling. The -metric on is diagonal in the basis; i.e. the toric assumption reduces the unitary group acting on to its maximal torus. Concretely, let denote the torus invariant Kähler potential on , equivalently thought as some convex function of via the logarithm map . Then
| (4) |
and the Fubini-Study potentials are
| (5) |
Now the RHS of (4) is a Laplace type integral, and its dominant contribution comes from the neighbourhood of the point where is maximized among . The maximum is the value of the Legendre transform of :
The steepest descent method yields the asymptote
In the ‘continuum limit’ , the discrete sum is replaced by an integral. Now the RHS of (5) is to leading order
This is another Laplace type integral, and its limit as is the Legendre transform of , which gives back the function .
The moral is that in the presence of toric symmetry, algebraic approximation of Kähler metrics is related to Legendre transforms.
2.4 Extension of Kähler currents
Extension theorems allow us to think extrinsically about Kähler currents on subvarieties in some ambient projective manifold.
Theorem 2.13.
([11, Thm. B]) Let be a projective manifold with a Kähler form representing an integral class, and be a smooth subvariety of . Then any extends to .
2.5 Savin’s small perturbation theorem
Savin [33] proved that for a large class of second order elliptic equations satisfying certain structural conditions, any viscosity solution -close to a given smooth solution has interior -bound. In particular this applies to complex MA equation. Combined with the Schauder estimate,
Theorem 2.14.
Fix and . On the unit ball, let be a given smooth solution to the complex Monge-Ampère equation . Then there are constants and depending on , such that if
and , then .
Savin’s theorem has fully nonlinear nature, because the perturbative machinery only applies once the solution has a priori bound. His proof has two main parts: first he shows a Harnack inequality by a nontrivial application of Aleksandrov-Bakelman-Pucci estimates, and then uses a compactness argument to prove estimate, similar to De Giorgi’s almost flatness theorem for minimal surfaces.
2.6 Regularity theory for real Monge-Ampère
There is an extensive literature on the local regularity theory for the real Monge-Ampère equation, largely due to the Caffarelli school. The author thanks C. Mooney for bringing some of these results to his attention. All results surveyed here can be found in [31].
Any convex function on an open set has an associated Borel measure called the Monge-Ampère measure, defined by
where denotes the Lebesgue measure of the image of the subgradient map on . Given a Borel measure , a solution to is called an Aleksandrov solution to if , this is the classical real Monge-Ampère equation. We shall assume a two-sided density bound
Let be the set of strictly convex points of , namely there is a supporting hyperplane touching the graph of only at one point. Then Caffarelli [6][7][8] shows
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If , then . Then by Schauder theory, if is smooth, then is smooth in .
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If is a supporting affine linear function to , such that the convex set is not a point. Then has no extremal point in the interior of .
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The above affine linear set has dimension .
Mooney [31] shows further that
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The singular set has -Hausdorff measure zero. Consequently is path connected (because a generic path joining two given points does not intersect a subset of zero -Hausdorff measure).
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The solution even if is nonempty.
Remark 2.15.
A classical counterexample of Pogorelov shows that for , the singular set can contain a line segment. This is generalised by Caffarelli [8], who for any constructs examples where is smooth but contains a -plane. A surprising example of Mooney [31] shows that the Hausdorff dimension of can be larger than for any small . This means the local regularity theory surveyed above is essentially optimal.
Remark 2.16.
On a compact Hessian manifold, the real MA equation makes sense, and Viaclovsky and Caffarelli [9] show that the interior singularity cannot occur if the density is smooth and positive.
2.7 Special Lagrangian fibration
A real -dimensional submanifold of a compact Calabi-Yau n-fold is called a special Lagrangian (SLag) with phase angle if
| (6) |
They are special cases of calibrated submanifolds introduced by Harvey and Lawson [25], and in particular are minimal submanifolds. The classical result of McLean says that the deformation theory of SLags with phase is unobstructed, and the first order deformation space is isomorphic to . Thus if is diffeomorphic to , then the deformation space is -dimensional, compatible with the SYZ conjecture that admits a SLag -fibration. A sufficient condition to construct Slag fibrations, under the very strong hypothesis of collapsing metric with locally bounded sectional curvature, is obtained by Zhang [41, Thm 1.1].
The essence of Zhang’s result is a standard application of the implicit function theorem, and we shall summarize the key points (cf. [41, section 4] for more details). Denote , where is fixed. The trivial example of a SLag fibration is the following: the CY structure is the flat model
and the Slag fibration is just the projection to the factor, namely the tori are SLags. Zhang considers a family of CY structures converging to in the -sense on (which follows from his bounded sectional curvature assumptions by elliptic bootstrap), such that . Small deformations of the standard fibres can be represented as graphs on : for and a 1-form on orthogonal to the harmonic 1-forms , write
The condition for to be a SLag with respect to is
| (7) |
where are chosen so that . Zhang shows by perturbation arguments that for each and , there is a unique such that solves (7) with small norm bound . He then uses another implicit function argument to show that these SLags indeed define a local SLag -fibration on some open subset of containing .